Analyst Middle Office Resume Samples

4.7 (56 votes) for Analyst Middle Office Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the analyst middle office job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Resume Builder
CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Create a Resume in Minutes
AD
A Daniel
Abe
Daniel
39183 Rowe Vista
Boston
MA
+1 (555) 184 8109
39183 Rowe Vista
Boston
MA
Phone
p +1 (555) 184 8109
Experience Experience
Los Angeles, CA
Analyst Middle Office
Los Angeles, CA
Erdman-Kovacek
Los Angeles, CA
Analyst Middle Office
  • Management of the Deal Summary Package (incl. Deal Summary Transmission Sheet, Visa Grid) from OPER/FIN/STR/CLO) during the deal closing process
  • Recording and follow up of Transaction Covenants and/or Rating triggers etc in relevant systems
  • Agreements and Deal Profit-Sharing Agreements (“DPSA”) (where deal profits will be internally shared with other SG Group entities e.g. Retail Banking entities)
  • Review of Loan Documentation in association with SGs in house Legal Dept. and/or external Legal Counsel and the deal closing Team
  • Documentation management i.e. archiving and safe storage through established processes and procedures
  • Act as SG’s middle-office contact person vis-à-vis Agent banks where SG is participant to a syndicated facility, reviewing Loan Documentation and for managing the loan implementation process until signature
  • Checking Conditions Precedent (“CP”) and/or Conditions Subsequent, to any facility in cooperation with OPER/FIN/STR/CLO
Boston, MA
OTC Middle Office Pricing Analyst
Boston, MA
Haley and Sons
Boston, MA
OTC Middle Office Pricing Analyst
  • Testing derivative pricing against a number of data sources
  • Decompose the Mark-to-Market movements in OTC derivatives in order to identify the key risk factors driving Profit and Loss
  • To support Teams in the pricing, reverse engineering and investigation of OTC Derivatives valuation challenges
  • Help strengthen and support existing procedures and methodologies. Identify areas where reporting can be automated and operational risk can be further reduced
  • Provide independent valuation of OTC Derivatives such as Credit Default Swaps, Interest Rate Swaps, Cap/Floors, Swaptions, Total return Swaps, FX Options, Variance Swaps, Commodity Swaps, amongst other instruments using third party valuation vendor
  • Work with the Middle Office, Project and Fund Accounting teams to ensure full support for OTC valuation
  • Investigate and resolve valuation issues between vendor, Investment Manager/Counterparty, and in-house derivative prices
present
San Francisco, CA
Asset Management GWM Investments Middle Office Project Analyst
San Francisco, CA
Hills-Schuppe
present
San Francisco, CA
Asset Management GWM Investments Middle Office Project Analyst
present
  • Participating in meetings at the project level
  • Engaging in new design discussion and document workflow
  • Documenting operating models, policies and procedures
  • Can build effective relationships across the organization
  • Lead projects related to middle office/operations and technology for the Private Banking Investments Middle Office including organizational and process analysis, and new product and technology initiatives
  • Recommends controls by identifying problems; writing improved procedures
  • Lead/participate in meetings at the operational and project level with management and project sponsors to discuss strategy and relevant supporting details
Education Education
Bachelor’s Degree in Operational Efficiency
Bachelor’s Degree in Operational Efficiency
Georgetown University
Bachelor’s Degree in Operational Efficiency
Skills Skills
  • Strong knowledge of Investment Products including Equities, Fixed Income and Derivative securities and their markets
  • Direct activities, monitor details, and set priorities
  • Strong Microsoft Excel, Word, PowerPoint, Visio, SharePoint, and Project skills
  • Strong interpersonal and communication skills
  • Provides references for users by writing and maintaining user documentation; providing help desk support; training users
  • Understanding of the complex regulatory environment surrounding the Investments business
  • Understanding of flow of account opening to trading to post trade monitoring
  • Prior experience with supporting trading desks, trading applications, and trading controls is
  • Works with technology as the business representative; conveys business information appropriately and concisely
  • Recommends controls by identifying problems; writing improved procedures
Create a Resume in Minutes

15 Analyst Middle Office resume templates

1

Commodities Middle Office Product Control Analyst Resume Examples & Samples

  • Degree or applicable related experience
  • Excellent analytical, verbal and written communications skills
  • Ability to work well in a fast paced, team environment while maintaining Middle Office control standards at all times
  • General crude based market knowledge
  • Solid knowledge base on the physical logistics surrounding crude based assets (i.e. refineries, regional intermediation, etc)
2

Asset Management GWM Investments Middle Office Project Analyst Resume Examples & Samples

  • 3-5 years as a business analyst; preferably in the financial or investments industry
  • Strong Microsoft Excel, Word, PowerPoint, Visio, SharePoint, and Project skills
  • Can work with others independently to understand business processes and tools
  • Well-rounded experience with managed accounts and investment products
  • Understanding of the complex regulatory environment surrounding the Investments business
  • Ability to achieve consensus on completed analysis or requirements; capable of managing changing requirements
  • Works with technology as the business representative; conveys business information appropriately and concisely
  • Recommends controls by identifying problems; writing improved procedures
  • Develop agendas and presentation decks for status meetings
  • Bachelors Degree required
  • Financial Industry Experience required, preferably Private Banking, Investment Management, or Brokerage/IB
  • Excellent Interpersonal and Communication Skills
  • Ability to work in a high paced environment, be flexible, follow tight deadlines, organize and prioritize work
  • Superior organizational and planning skills; Ability to take a project or workstream from inception to completion
  • Demonstrated track record of excellence in team building, leadership, project management and problem solving skills
  • Ability to analyze and resolve project-related issues and follow through with set objectives
  • Excellent understanding and hands on experience with project management methodologies
  • Intermediate to advanced Microsoft Word, Excel and PowerPoint skills, as well as Microsoft Project or other project management software experience
3

Middle Office Product Control Analyst Resume Examples & Samples

  • Create tactical solutions to critical questions and enhancements
  • Consult with various middle office analysts on design and creation of tools used to support the business
  • Analyze and verify P&L and risk positions for the RMBS trading desks
  • Estimate trading P&L for trading desks based on daily market movements
  • Explain differences to reported P&L
  • Communicate analysis to traders, middle office management, and other business partners
  • Work with analysts producing daily P&L to provide guidance on exceptions, complex transactions, and significant risk items
  • Work with Trading and Technology groups to implement enhancements to current infrastructure
  • Ability to lead projects
  • 3 or more years of experience with P&L and risk processes
  • Experience with applying risk factors to explain P&L movements
  • Exposure to a trading environment
  • Very strong Excel and Access skills
  • Strong analytical skills and a strong desire to learn the business
  • Experience interacting with traders and senior management
  • Structured products systems and process knowledge
  • Understanding of bond processing as related to RMBS trading
4

Senior Analyst, SCM Middle Office Resume Examples & Samples

  • Responsible for receipt of asset pool data from relevant seller/servicer to perform accurate analysis of the data for verification of eligibility of assets and to determine funding requirement
  • Ensure accurate calculations of payments and receipts in accordance with designated cash flow methodology, which includes calculating, monitoring and recording income, fees and expenses for securitisation vehicles
  • Responsible for preparing notices and reports which are to be provided to senior management within the expected timeframe
  • Arrangement and extension of facilities, Manager’s expiry dates and renewal of insurance policies as per the legal transaction documentation and arranging payment of annual directors fees
  • Ensuring Global Market’s Operational Risk and Compliance teams are notified of an operational or compliance incident
  • Satisfactory audit feedback for trusts under management
  • Tertiary qualified in a relevant discipline (Economics, Commerce, Mathematics)
  • Background in the banking/financial services industry
  • Excellent numerical, analytical and problem solving skills
  • Excellent PC Skills (in particular Word and Excel, with Access desirable)
  • Ability to meet tight deadlines
  • Well organised and able to prioritise
5

Middle Office Treasury Analyst Resume Examples & Samples

  • Bachelor's Degree or higher
  • 5+ years of experience working in a collateral management and treasury role at a bank, fund administrator or asset management firm
  • Ability to multitask and succeed in a results-oriented, high pressure environment with an understanding of the need for complete accuracy
  • Demonstrates initiative
  • Self-motivated and solid team player with a client service-oriented approach
  • Strong relationship management skills
  • Exposure and knowledge of repo margin
6

Asset Management GWM Investments Middle Office Business Analyst Resume Examples & Samples

  • Identifying, gathering and analyzing business requirements, writing functional specifications, and obtaining sign-off from project stakeholders
  • Documenting operating models, policies and procedures
  • Respond to daily project/support inquiries and assist with escalation/resolution
  • 3-5 years experience in financial services
  • Strong knowledge of Investment Products, Operations and Trade Flows
  • Strong Microsoft Excel, Word, PowerPoint, Visio, SharePoint
7

Asset Management GWM Investments Middle Office Project Analyst Resume Examples & Samples

  • Engaging in new design discussion and document workflow
  • Participating in meetings at the project level
  • Undergraduate degree required
  • Excellent organizational and time management skills
  • A team player who demonstrates work ethic and consistently demonstrates a high level of professionalism Ability to multi-task and strong attention to detail
8

Asset Management GWM Investments Middle Office Project Analyst Resume Examples & Samples

  • Lead projects related to middle office/operations and technology for the Private Banking Investments Middle Office including organizational and process analysis, and new product and technology initiatives
  • Coordinate with various areas of Investments, Middle Office, Finance, Technology and Operations to build operating models, technology solutions, and process improvements
  • Partner with Business and Technology teams to create strategic solutions to oversee new products and develop enhanced tools
  • Create and maintain project plans; regularly follow up on open items with the business and technology
  • Produce high level summaries, presentations, and updates for senior management and stakeholders
  • Develop and execute test plans to deliver seamless project solutions
  • Act as a key advisor to the senior stakeholders on the project to achieve goals and overcome obstacles
  • Be able to work independently, but keep management informed of progress / issues
  • Lead/participate in meetings at the operational and project level with management and project sponsors to discuss strategy and relevant supporting details
  • Responsible for project team execution of all project deliverables (requirements, design, etc.)
  • Effectively manage scope of projects and the expectation of project stakeholders
  • Perform specific subject matter analyses and recommend solutions
9

Global Middle Office Operational Risk & Control Analyst Resume Examples & Samples

  • Maintenance and development of GMO control standards, and monitoring of compliance
  • Detailed investigation, analysis and presentation of operational risk events
  • Performance of pre-audit reviews and facilitation of audit issue remediation
  • Deep dive investigations of significant risk and control issues
  • Providing a Quality Control overlay across GMO Control points
  • Development of Independent monitoring tools across Asset Classes
  • Developing a close ongoing working relationship focused on risk and control issues with Middle Office line management, Operational Risk and other support partners
  • Education of Middle Office associates through presentations and work shops
10

Middle Office Production Bulk Team Senior Analyst Resume Examples & Samples

  • Review, analyze, and enter client information and transactions into multiple systems including Wealth Platform, Trust 3000, NxAS, Trust Office, CRM, Sharepoint and OnBase in order to fulfill monetary and non-monetary requests for high-net-worth client accounts
  • Interpret and analyze monetary requests to determine the correct course of action. This requires an understanding of the high net worth client’s goals and objectives as well an understanding of SEI’s guidelines and procedures
  • Develop an in-depth understanding of the business model for Advisor Books of Business
  • Manage the conversion of Non-SEI assets into SEI assets during the New Business Process and direct contact with the New Business Team in the Market Unit
  • Responsible for submitting large trade tickets
  • Leading and/or participating in meetings at the operational and project level, providing continuous updates and feedback on project status
  • Offering constructive options to ensure project tracks to original expectations
  • 1 – 3 years experience in Financial Services
  • Knowledge of financial and/or investment services
  • Strong dedication to quality customer service
  • Exceptional interpersonal skills/team player
  • Ability to work effectively and productively with others
  • Effectively coordinate, perform and complete multiple duties and assignments concurrently
11

Middle Office Managed Accounts Operations Analyst Resume Examples & Samples

  • Review, analyze, and enter client information and transactions into multiple systems including Trust 3000, NxAS, Trust Office, SWP, Portal and Filenet Imaging Systems in order to fulfill monetary and non-monetary requests for managed account clients
  • Interpret monetary requests to determine the correct course of action. This requires an understanding of the high net worth client’s goals and objectives, as well as an understanding of SEI’s guidelines and procedures and the Managed Account product. The processor must also maintain the highest levels of quality while working in a fast paced environment
  • Develop a strong understanding of the current compliance environment that govern the Financial Services Industry, including but not limited to AML policies
  • Learn all facets of the Managed Account Operation including new account set-up, distributions, receipts, trade processing, model changes, non-monetary account changes and monetary requests which include detailed multi-step processes
12

Analyst Middle Office Resume Examples & Samples

  • Supporting Relationship Teams (Front Office)
  • Follow deals from a Credit and Operational Risk perspective
  • Agency Operations
  • Review of Loan Documentation in association with SGs in house Legal Dept. and/or external Legal Counsel and the deal closing Team
  • Act as SG’s middle-office contact person vis-à-vis Agent banks where SG is participant to a syndicated facility, reviewing Loan Documentation and for managing the loan implementation process until signature
  • Preparation of (standard form) Sub-participation
  • Agreements and Deal Profit-Sharing Agreements (“DPSA”) (where deal profits will be internally shared with other SG Group entities e.g. Retail Banking entities)
  • Documentation management i.e. archiving and safe storage through established processes and procedures
  • Management of the Deal Summary Package (incl. Deal Summary Transmission Sheet, Visa Grid) from OPER/FIN/STR/CLO) during the deal closing process
  • Checking Conditions Precedent (“CP”) and/or Conditions Subsequent, to any facility in cooperation with OPER/FIN/STR/CLO
  • Managing the Authorisation for First Drawdown and coordination of Fee collection
  • Recording and follow up of Transaction Covenants and/or Rating triggers etc in relevant systems
  • Follow up of Collateral revaluation where appropriate
  • Management of transaction waiver and extension requests
13

Analyst / Associate, Middle Office Resume Examples & Samples

  • Develop support for new business/products for the supported desks
  • Review and document the booking of complex deals and ensure they are booked in compliance to the Deal Term Sheets and Model Validation Reports
  • Provide assistance to Front Office/Operations throughout the lifecycle of complex deals
  • Review and approve client valuations of the complex structured products
14

Middle Office Technologies Business Analyst Resume Examples & Samples

  • Be highly analytical – able to problem solve, absorb large amounts of detail and to see the big picture. Be able to manage conflicting ideas and demands to provide clarity
  • Be a good communicator – able to deliver a message effectively and concisely at all levels, on both a technical and a business level. Have excellent written and verbal communication skills
  • Be self-motivated and self-starting – able to work with little supervision and able to pick up new or unfamiliar concepts quickly. Be confident and demonstrate good judgement. Be able to work in a demanding development environment
  • Build team capability – identify best practice, build knowledge transfer artefacts and perform knowledge transfer. Be an excellent team player, with the ability to influence others to achieve success
  • Expert knowledge of Physical and Derivative Deal Life Cycles across Front, Middle and Back Office for Oil or other commodities, including understanding of core concepts such as P&L, Exposure and MTM
  • Understanding of BP IST’s key commercial drivers and how changes in the Oil market impacts BP on a wider scale
  • Deep understanding and proven experience of working on systems functionality core to oil trading or other physical commodities
  • Strong understanding of the data flows between systems upstream and downstream of the Middle Office applications
  • Experience of the full software delivery lifecycle
  • Deep and demonstrable understanding of business process, in particular relating to Commodity Risk/Product Control
  • Professional Scrum Master I (Fundamental) Assessment from scrum.org
  • Practical experience of working in an iterative/Agile development environment (including sprint planning, daily scrums, reviews and retrospectives)
  • Experience in toolsets for managing requirements, for example, JIRA, SharePoint, HP Quality Centre, Microsoft TFS, etc
  • Professional accreditation e.g. Foundation in Business Analysis or ISEB Diploma in Business Analysis
15

Middle Office Emerging Business Operations Analyst Resume Examples & Samples

  • SEI Advisor Network (Donor Advised Fund)
  • SEI Private Wealth Management
  • SEI Private Bank & Trust
  • Latin America Global Team
  • Personal Trust Services
  • Bancorp’s Banking Solutions (CAA & Pledged)
  • Cultivate and maintain close relationships with all stakeholders and partners through proactive measures and creative customer care
  • Research and resolve client issues through coordination among internal teams and external partners
  • Responsible for client satisfaction, meeting client expectations, and supporting the goal of 100% client care
  • Process account transactions as needed
16

Credit Analyst Margin Control Middle Office Resume Examples & Samples

  • Validating and issuing margin calls to Client Service Representatives and ensuring that margin calls are met
  • Validating and reports of risk limits
  • Ensuring the integrity of the margin process by verifying that margin policy is correctly applied, and implementing changes in margin policy as approved by appropriate risk function
  • Control point in ensuring margin sufficiency and sufficient risk limits prior to authorizing cash wires and asset transfers
  • Operate spreadsheets containing bespoke margin/risk paradigms
  • Assist in the valuation and pricing of assets
  • Ensure service levels meet customer needs as described in Service Level Agreements
  • At least five years experience in securities operations with experience in Prime Brokerage/margining
  • Previous experience with IIROC margin rules
  • Possess good communication skills
  • Strong organizational skills and works efficiently
  • Possess strong computer skills, desktop & database solutions, VBA, Excel
  • Must be available to work weekday hours from 7:30am until 5:30pm as required
  • Post Secondary Education preferred
  • Canadian Securities Course preferred
17

OTC Middle Office Pricing Analyst Resume Examples & Samples

  • To support Teams in the pricing, reverse engineering and investigation of OTC Derivatives valuation challenges
  • Provide independent valuation of OTC Derivatives such as Credit Default Swaps, Interest Rate Swaps, Cap/Floors, Swaptions, Total return Swaps, FX Options, Variance Swaps, Commodity Swaps, amongst other instruments using third party valuation vendor
  • Investigate and resolve valuation issues between vendor, Investment Manager/Counterparty, and in-house derivative prices
  • Decompose the Mark-to-Market movements in OTC derivatives in order to identify the key risk factors driving Profit and Loss
  • Help strengthen and support existing procedures and methodologies. Identify areas where reporting can be automated and operational risk can be further reduced
  • Testing derivative pricing against a number of data sources
  • Work with the Middle Office, Project and Fund Accounting teams to ensure full support for OTC valuation
  • Research of new Over The Counter product types
  • Assist the VP in the strategic initiatives for the group
  • Min 5 years’ experience is required for this role, relevant experience in the valuation of derivatives, either at an Administrator, Bank or Hedge Fund is essential
  • The candidate must demonstrate a keen interest in the workings of financial markets and OTC derivatives in particular
  • An understanding of OTC Instrument Types and their valuation
  • Understanding of the role of OTCs in Fund Management/Administration
  • Higher level qualification, preferably in Mathematics, Theoretical Physics, Engineering, or Finance
18

Middle Office Product Control Analyst Resume Examples & Samples

  • Reconcile trade positions between non-interface applications to ensure data capture integrity and completeness
  • Support price / rate update activities for FX / MM products
  • Support internal funding activities for Capital, Fixed Assets, NPL/Doubtful positions
  • Reconcile AD profitability against Finance results
  • Participate in Bank’s BCP/DR exercises
  • Review procedures to ensure that internal process & controls are relevant and accurately documented
  • Log activity completion and quality issues
  • Cover team members’ duties in their absence as needed
  • Comply with all applicable legal, regulatory and Group's internal Compliance requirements including, but not limited to, Financial Security, Know Your Customer due diligence, International Financial Sanctions, Client Interest Protection, Market Integrity, Data Protection etc
  • Complete all necessary Compliance training to maintain appropriate business and compliance level of knowledge and understanding in order to be fully competent to undertake the role
19

Return Analyst Securities Borrow & Lending Middle Office Resume Examples & Samples

  • Assume the daily functional responsibilities of the Securities Lending Middle Office in Toronto, across trade booking, exposure management reconciliations, returns, recalls, buy-ins, settlement monitoring, billing and reporting. Ensuring a high level of efficiency, processing control and service delivery to the regional trading desk and to their external counterparties. In addition, extend such support to the trading desks located in New York, London and Singapore, in support of cross boarder activities
  • 1) Ensures a high degree of operational efficiency, processing accuracy and conformity to the Bank’s strategy, objectives and regulations by
  • Efficient prioritization and execution of tasks as they support the regional, global and divisional business objectives to improve and maintain to a high standard, and working in collaboration with GWO providing a strong contribution towards, the overall operational performance and client experience
  • Operate effectively within the defined regulatory control framework and ensure inherent risks are timely reported, escalated and mitigated
  • Resolve operational issues and problems to an acceptable standard and influence behaviours and corrective action to prevent recurrence
  • Identify and implement opportunities for improvements in productivity, control, cost effectiveness and client service delivery encouraging global processing consistency where applicable
  • 2) Ensures and seeks to maintain delivery of high quality customer service and contributes to promoting an overall excellent client experience by
  • Providing timely responses and resolution to trade booking/settlement issues, return and recall requests and general operational queries emanating from the Securities and Agency Lending business lines, GWO, internal support functions or directly from external counterparties
  • Collaborating with internal support functions and GWO to ensure service expectations are clearly communicated, understood and adhered to in accordance with agreed operating procedures/guidelines
  • Building and reinforcing consistency in the service delivery model in accordance with best practices (leveraging internal and competitor offerings), anticipating desk issues, identifying trends and root causes with the objective of developing and executing solutions to strengthen business confidence and increasing desk and counterparty satisfaction
  • 3) Participates in effective mitigation of operational risks inherent in the SBL Middle Office by executing tasks/activities. This includes
  • Coordinating with GWO and Counterparties with regard to contract and rate matching, confirmations and settlement in adherence with local market regulations and internal Bank policies. Ensuring discrepancies are accurately documented, escalated in a timely fashion and resolved while minimising opportunities for losses
  • 4) Specific duties include but are not limited to
  • Reporting – generating and distributing available short position reports to the Scotiabank retail broker network
  • FED Rate Changes – monitoring and updating SBL rates in line with FED movements
  • Regional & International Returns – acting as main point of contact for SBL returns from our various clients and counterparties. Accurate position monitoring and effective communication with both front and back office to ensure optimal book management
  • Profit n Loss Monitoring – daily PnL monitoring as control function to ensure accuracy and completion of daily activities related to SBL MO
  • Good knowledge and proficiency in the functions supporting Securities Lending processing
  • Effective understanding of settlement conventions of various markets in multiple geographic locations leveraging clearing agents and central clearing depositories, specifically DTC, CDS, CREST, Euroclear and Clearstream. In addition, knowledge of risk mitigation practices and conventions i.e. buy-ins & recalls
  • Working knowledge of Domestic and International Securities Lending settlement process (day to day operating model, timing and data flows)
  • Ability to demonstrate good judgement and sound decision making when faced with complex or ambiguous situations
  • Excellent interpersonal skills and the ability to develop collaborative working partnerships with regional business partners and across infrastructure functions to help present and project a single face to the clients in the delivery of operational services
  • Effective time management skills with the ability to meeting deadlines and working to defined targets with satisfactory outcomes for a demanding global trading operation
20

Operations Middle Office Applications Analyst Resume Examples & Samples

  • Operational ownership of Middle Office applications
  • FCM Clearing operations work process knowledge or experience
  • Proven Project Management skills
  • MS SQL/VBA experience
  • Database management experience
21

Middle Office Technologies Business Analyst Resume Examples & Samples

  • Manages conflict resolution and achieves global consensus
  • Refines requirements to eliminate ambiguity, conflict and duplication
  • Models requirements using a structured approach
  • Produces high quality analysis deliverables, including precise and accurate user story acceptance criteria
  • Understands system constraints and opportunities to inform design
  • Works with development, design and architecture on design options and potential systems and process solutions
  • Prepares business cases for prioritisation
  • Uses tools to manage requirements and traceability
  • Be highly analytical – able to problem solve, able to absorb large amounts of detail and able to see the big picture. Be able to manage conflicting ideas and demands to provide clarity
  • Excellent knowledge ofPhysical and Derivative Deal Life Cycles across Front, Middle and Back Office for Oil or other commodities, including understanding of core concepts such as P&L, Exposure and MTM
  • Strong understanding of the data flows between systems upstream and downstream of the Position Manager application
22

GWM Credit Middle Office QC Loan Doc Review Analyst Resume Examples & Samples

  • Review and understand credit requests and evaluate the documentation required for the transaction
  • Review and understand credit agreement terms after financial analysis and credit approval (review of Credit Approval Memorandums, in partnership with Credit Risk)
  • Thorough understanding of real estate documents, UCC searches, equipment evaluations, and stock verifications; commercial and residential real estate regulatory requirements, valuation methods, and lien perfections; legal documentation and credit policies and guidelines will be required to effectively deliver an accurate closing package. Understanding of loan sales and the underwriting process will also be required
  • Ensure client reference data is correctly reflected in all documentation (inclusive of data found in Credit Risk Infrastructure (CRI) and Credit Workstation)
  • Provide timely feedback regarding missing or inaccurate data elements for resolution prior to expected client closing date
  • Partner closely with other Credit Middle Office Teams, Credit Risk, Internal Legal Counsels, Front Office Partners (Capital Advisors) to solution for accuracy
  • Prioritize reviews in a fast-paced production environment to meet client expectations for document delivery
  • Manage initiatives to resolve control gaps and enhance current processes for further efficiency and effectiveness as needed
  • Solid understanding of legal documentation, and/or loan closing activities within the credit lifecycle
  • High level of proficiency in organizing, priority-setting, and issues management
  • Relationship management and interpersonal skill, especially with business partners
  • Strong critical thinking skills
  • Understanding of controls and their importance across process lifecycle and the business operating model
  • Ability to positively influence change and maintain a positive change management environment
  • Strong teamwork approach
  • Strong pro-active individual initiative
  • Must be self-motivated and able to work independently
  • Must be a results-oriented team player
  • Intermediate Office skills (Excel and PowerPoint) encouraged
  • REQUIRED: College degree OR Paralegal credentials and 2 to 4 years of relevant work experience in the financial services industry or attorney services
23

Analyst Tech Middle Office Barclays Afri Resume Examples & Samples

  • PnL attribution on T0 explaining the daily PnL into the market moves and greeks and comparing against trader flash ensuring no unexplained PnL
  • Review all new deals on T0 checking Front trade booking against best possible source
  • Perform all trade amends on trades in BO and Bobo status
  • Curve and static data maintenance and review
  • Trader assistant function helping PnL and risk investigations
  • Analyse data from trading systems from a PnL and risk perspective for various groups including Compliance, Front Office and operations
  • Review market data to detect stale and incorrect prices
  • Investigate and explain differences in values between trading system and attribution system
  • Highlight and explain significant day 1 PnL2
  • Create new portfolios in the systems on request
  • Explain new deal and total PnL and justify material unexplained
  • Perform deal review and amendments,
  • Follow proper procedure to implement new curves and valuation static
  • Monitor and investigate differences between valuation system and attribution
  • Review valuation exceptions in the market map report
  • First point of contact for FO to investigate causes of valuation errors, anomalies in position risk and assisting traders to terminate trades
  • Assess and notify FO of economic impact of changes in valuation static
  • Develop own knowledge of the valuation systems and MOPL logic
  • Know the intimate details of the products we trade
  • Develop a bridging relationship between FO and PCG
  • Develop soft communication abilities and be able to explain difficult concepts with regards to trader strategies and the Greeks to non-Front Office staff
  • None to 2 years
  • 4 year plus degree in math's or financial engineering or if another financial degree complimented with CFA
24

Middle Office Trade Control Analyst Resume Examples & Samples

  • Liaise with internal teams on break resolution
  • Support new products and activities for the business
  • At least two years of professional experience in Middle Office Operations
  • Excellent teamwork skills and ability to work with a wide user group across multiple functions
  • Innate curiosity and drive
  • Self-motivated and confident when dealing with senior members of the firm
  • Ability to work in a high-pressure environment
  • Must have excellent judgment; independent thinker and resourceful
  • Strong knowledge of general business and corporate cultures
  • Requires excellent interpersonal and communication skills
  • Ability to maintain high standards despite pressing deadlines
  • Ability to solve problems quickly and efficiently
  • Ability to handle highly sensitive, confidential and non-routine information
  • Self-starter with excellent anticipation skills; problem solving; follow up
25

AM, Credit Middle Office Closing Analyst Resume Examples & Samples

  • Review and understand credit requests
  • Ensure client reference data is correct in corporate Credit Risk Infrastructure (CRI). Ensure all systems are accurate and updated in order to support the request lifecycle
  • Review and understand agreement terms post analysis and credit approval
  • Prepare the legal documentation closing package and complete the process
  • Thorough understanding of UCC searches, equipment evaluations, and stock verifications; regulatory requirements, valuation methods, and lien perfections; legal documentation and credit policies and guidelines will be required to effectively deliver an accurate closing package
  • Strong relationship management and interpersonal skill, especially with Business partners
  • Strong communication skills to various levels within the organization
  • Ability to review processes and recommend process improvements
  • Strong understanding of controls and their importance across process lifecycle
  • Strong creative problem solving
  • Strong influencing and change management
  • Strong teamwork
  • Strong individual initiative
  • Intermediate Office skills, especially Excel and Powerpoint
  • Solid understanding of legal documentation, and/or closing activities within the credit lifecycle
  • Knowledge of bank systems and loan/credit operations a plus
  • Strong data analysis skills
26

Global Middle Office Margin Valuation Adjustment Product Control Analyst Resume Examples & Samples

  • Accurate and timely reporting of the transfer pricing billing to the front office
  • Manage billing disputes from the front office
  • Liaise extensively with the front office and business partners to resolve issues
  • Involvement in ad hoc projects for new processes and initiatives
  • College degree preferably in Finance, Mathematics, Accounting or Economics or related experience
  • Takes initiative and challenges existing processes and procedures in a proactive manner
  • Inherent sense of principles of control through experience and sound judgment
  • Knowledge of structured products
27

Middle Office Team Lead Account Analyst Resume Examples & Samples

  • Proven cash and stock reconciliation experience
  • Must demonstrate the ability to work in a dynamic, fast paced work environment
  • Requires the ability to handle fundamental and complex security transaction problems
  • Must effectively communicate and collaborate with counterparties globally and provide solutions to unique client requests
  • Demonstrate subject matter expertise of services and asset types supported for their client base
  • Always demonstrate trust and integrity
  • Demonstrate proactive engagement with team members in explaining processes and sharing knowledge
  • Interact directly with clients to research and resolve complex service issues
  • Create and conduct refresher training on related topics
  • Actively engage in recommending and supporting process improvement
  • Proactively offer assistance to other teams
  • Monitor workflow prioritisation based on volumes, SLAs/SLDs and resource availability
  • Identify and escalate potential service delivery quality issues
28

Derivative Middle Office Trade Control Analyst Resume Examples & Samples

  • Supporting various interest rate derivative products and trade types and performing daily reconciliations to ensure that the team operates in a safe and controlled environment in order to minimize operational risk
  • Responsible for Trade validation and Trade Event management and reporting
  • Calculate New Business P&L on all Interest Rate products traded each day (new trades, cancellations, economic and non- economic edits, allocations etc.) and compare/reconcile to valuations provided by the trading desk
  • Upload Yield Curve and Option Volatility surfaces to ensure correct P&L and Risk calculation
  • Being actively engaged in business process re-engineering including system implementations
  • Identify system issues and limitations and propose solutions/requirements to further build out the required technology
  • Deliver support for new products and initiatives, define requirements for Trade support and be able to influence peers and business partners
  • Being a natural first point of contact for the Front Office, P&L team, other Business partners and the Bank’ customers
  • Ensures effective planning and execution of client deliverables on a timely basis
  • Bachelor’s degree, preferably with an Accounting, Finance or Economics major. Master’s Degree a plus
  • Must be a highly motivated team player who can be flexible in his/her approach and able/willing to question existing procedures and processes in order to improve them
  • Good written/verbal communication skills
  • Must demonstrate a can-do attitude necessary to create good relationships with traders, management, other business partners and the Bank’s customers
  • Minimum of 3-4 years of applicable experience (e.g. Operations, Middle Office, Derivatives)
  • Strong Excel skills. VBA and/or SQL skills a plus
29

Market Risk Analyst Middle Office Resume Examples & Samples

  • Performing business analysis on risk systems and processes and to identify improvements
  • Recognizing and executing on opportunities to increase automation
  • Strategic project work to facilitate effective market risk management
  • Engaging stress testing risk coverage teams to identify and resolve risk issues affecting MRD output
  • Liaising with data quality working groups for projects across the Firm
  • Tracking timeliness, accuracy, and completeness of risk data
  • Understanding of fundamental risk management concepts
  • Experience in a risk or technology-related function
30

Middle Office CFO Trade Control Analyst Resume Examples & Samples

  • Ensure trades are accurately captured in a timely manner
  • Transaction reconciliation and event monitoring
  • Perform basic trade analytics to resolve trade queries
  • Timely trade break investigation and resolution
  • Involvement in ad hoc projects for new or improved processes
  • Extensive work with data systems, databases and spreadsheet
  • Advanced Excel skills with a strong understanding of VBA
  • Ability to quickly learn new applications and trade capture platforms
  • Solid understanding of FX, fixed income, and derivative instruments
  • Displays a high level of attention to detail
  • Self-motivated and able to work unsupervised
  • Communicates and partners well with others to accomplish goals
  • 1-3 years of experience
31

Senior Analyst Credit Risk Middle Office Resume Examples & Samples

  • Process Annual reviews and reference data set up and where appropriate liaising with the Client Credit Managers to ensure that process has been performed in line with credit policy
  • Partnering with various support teams on establishing/modifying credit facilities and account linking that require Credit Risk Management involvement
  • Ability to ensure the daily workflow queue has no pending items from India team
  • Drive proactive control environment building and performing effective quality checks/self process audit
32

Municipal Banking & Markets Middle Office Trade Control Analyst Resume Examples & Samples

  • Bachelor’s degree, preferably with an Accounting, Finance or Economics major
  • Must be a highly motivated team player who can be flexible in approach and able/willing to question existing procedures and processes in order to improve them
  • Must demonstrate a “can-do” attitude necessary to create good relationships with traders, management, other business partners and the Bank’s customers
  • Must be able to fully understand the impact of current and future IT developments on existing Trade Support processes and play a role in their implementation
33

Middle Office / Trading Analyst Resume Examples & Samples

  • Ensuring that all deadlines are met, all unmatched and failed trades are investigated and satisfactorily resolved and that the reconciliation breaks identified are investigated and resolved
  • Manage variable daily traded volume within the role; adhere to tight deadlines, involving large financial transactions
  • Be fully aware of time critical deadlines and fully conscious of high value trades and sensitive clients
  • Maintain a high level of customer service and support, to both external customers and key Citi staff
  • Build strong relationships with other areas, including regular communication with the settlements teams
  • Look to actively develop relationship with key Clients as appropriate
  • Ensure all post settlement breaks are resolved within the required timeframe and that the numbers of reconciliation differences are kept within strict tolerances
  • Meeting all Control and Compliance requirements and updating procedures as required
  • Assist with Management risk / control reporting ensuring appropriate escalation protocol is followed
  • Assist with staff development / training and meet all Objective/Appraisal deadlines
  • Being fully aware of information security requirements, and complying with the clear desk policies
  • Work experience in the Financial Services Industry is a benefit
  • Building positive working relationships and working with team members to understand the root cause of an issue in a timely and effective manner
  • An understanding of the risk in not delivering a good service within the Client Service sector
  • Must possess the ability to work well under pressure, be able to manage tight deadlines and situations where conflicting priorities arise on a daily basis
  • Analytical and problem solving skills are essential
  • Ability to investigate source of issue and advise of solution either technical or procedural to improve automation within the reconciliation
  • Good Microsoft skills including Excel, Word and Outlook
  • University Graduate
  • Industry exams e.g. FSA module exams or a full affiliate status
34

Analyst Credit Middle Office Specialist Resume Examples & Samples

  • Interact with the front officers for new and amended financings, and communicate and coordinate with various internal teams, external lenders, and clients
  • Extract pertinent data information from legal documentation (i.e., Credit and other Agreements/Contracts), and credit approval for input into the bank’s internal tracking systems and continued end-to-end deal monitoring
  • Ensure the terms of the financing are in accordance with conditions stipulated by internal credit committee(s)
  • Extract names and addresses from financing documents; i.e. Key Stakeholders & Other Parties, and input into the Bank’s compliance tracking system used to perform screenings, per sanction and regulatory guidelines
  • Review facility collateral/guarantee data as well as utilization requests to ensure conformity to internal and external support documents as well as update applicable systems/spreadsheets/document repository
  • Monitor next event dates and provide follow-up on past due items
  • Perform review of facility data and resolve inconsistencies
  • BS – Economics, Finance or other related field of study
  • Analytical and detail oriented
  • Ability to comprehend and extract pertinent credit and financing data from legal and internal documents
  • Ability to work independently and prioritize multiple tasks, work under time pressure constraints and to take ownership for the completion of tasks
  • Ability to exercise good judgment in dealing with unforeseen circumstances while maintaining compliance with established policies and controls
35

Senior Analyst Market Risk Middle Office Resume Examples & Samples

  • Be a subject matter expert in Market Risk including supporting all aspects of day to day process
  • Develop business process knowledge and stay abreast of changes in the regulatory environment as impacting the various processes
  • 4+years’ experience, primarily in financial services, with focused experience in either risk, product control, operations and/or finance, with solid technical experience
  • Strong interpersonal skills; ability to develop effective/credible relationships with the business and functional partners; ability to interact seamlessly with both senior management, peers and staff members
  • Solid organizational skills and ability to prioritize
  • Process-oriented with focus on continuous streamlining/improvement
  • Strong working knowledge of MS Office Suite