Analyst Middle Office Resume Samples

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A Daniel

Abe

Daniel

39183 Rowe Vista

Boston

+1 (555) 184 8109

39183 Rowe Vista

Boston

Phone

p +1 (555) 184 8109

Experience Experience

Los Angeles, CA

Analyst Middle Office

Los Angeles, CA

Erdman-Kovacek

Los Angeles, CA

Analyst Middle Office

Management of the Deal Summary Package (incl. Deal Summary Transmission Sheet, Visa Grid) from OPER/FIN/STR/CLO) during the deal closing process
Recording and follow up of Transaction Covenants and/or Rating triggers etc in relevant systems
Agreements and Deal Profit-Sharing Agreements (“DPSA”) (where deal profits will be internally shared with other SG Group entities e.g. Retail Banking entities)
Review of Loan Documentation in association with SGs in house Legal Dept. and/or external Legal Counsel and the deal closing Team
Documentation management i.e. archiving and safe storage through established processes and procedures
Act as SG’s middle-office contact person vis-à-vis Agent banks where SG is participant to a syndicated facility, reviewing Loan Documentation and for managing the loan implementation process until signature
Checking Conditions Precedent (“CP”) and/or Conditions Subsequent, to any facility in cooperation with OPER/FIN/STR/CLO

Boston, MA

OTC Middle Office Pricing Analyst

Boston, MA

Haley and Sons

Boston, MA

OTC Middle Office Pricing Analyst

Testing derivative pricing against a number of data sources
Decompose the Mark-to-Market movements in OTC derivatives in order to identify the key risk factors driving Profit and Loss
To support Teams in the pricing, reverse engineering and investigation of OTC Derivatives valuation challenges
Help strengthen and support existing procedures and methodologies. Identify areas where reporting can be automated and operational risk can be further reduced
Provide independent valuation of OTC Derivatives such as Credit Default Swaps, Interest Rate Swaps, Cap/Floors, Swaptions, Total return Swaps, FX Options, Variance Swaps, Commodity Swaps, amongst other instruments using third party valuation vendor
Work with the Middle Office, Project and Fund Accounting teams to ensure full support for OTC valuation
Investigate and resolve valuation issues between vendor, Investment Manager/Counterparty, and in-house derivative prices

present

San Francisco, CA

Asset Management GWM Investments Middle Office Project Analyst

San Francisco, CA

Hills-Schuppe

present

San Francisco, CA

Asset Management GWM Investments Middle Office Project Analyst

present

Participating in meetings at the project level
Engaging in new design discussion and document workflow
Documenting operating models, policies and procedures
Can build effective relationships across the organization
Lead projects related to middle office/operations and technology for the Private Banking Investments Middle Office including organizational and process analysis, and new product and technology initiatives
Recommends controls by identifying problems; writing improved procedures
Lead/participate in meetings at the operational and project level with management and project sponsors to discuss strategy and relevant supporting details

Education Education

Bachelor’s Degree in Operational Efficiency

Georgetown University

Bachelor’s Degree in Operational Efficiency

Skills Skills

Strong knowledge of Investment Products including Equities, Fixed Income and Derivative securities and their markets
Direct activities, monitor details, and set priorities
Strong Microsoft Excel, Word, PowerPoint, Visio, SharePoint, and Project skills
Strong interpersonal and communication skills
Provides references for users by writing and maintaining user documentation; providing help desk support; training users
Understanding of the complex regulatory environment surrounding the Investments business
Understanding of flow of account opening to trading to post trade monitoring
Prior experience with supporting trading desks, trading applications, and trading controls is
Works with technology as the business representative; conveys business information appropriately and concisely
Recommends controls by identifying problems; writing improved procedures

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Commodities Middle Office Product Control Analyst Resume Examples & Samples

Degree or applicable related experience
Excellent analytical, verbal and written communications skills
Ability to work well in a fast paced, team environment while maintaining Middle Office control standards at all times
General crude based market knowledge
Solid knowledge base on the physical logistics surrounding crude based assets (i.e. refineries, regional intermediation, etc)

Asset Management GWM Investments Middle Office Project Analyst Resume Examples & Samples

3-5 years as a business analyst; preferably in the financial or investments industry
Strong Microsoft Excel, Word, PowerPoint, Visio, SharePoint, and Project skills
Can work with others independently to understand business processes and tools
Well-rounded experience with managed accounts and investment products
Understanding of the complex regulatory environment surrounding the Investments business
Ability to achieve consensus on completed analysis or requirements; capable of managing changing requirements
Works with technology as the business representative; conveys business information appropriately and concisely
Recommends controls by identifying problems; writing improved procedures
Develop agendas and presentation decks for status meetings
Bachelors Degree required
Financial Industry Experience required, preferably Private Banking, Investment Management, or Brokerage/IB
Excellent Interpersonal and Communication Skills
Ability to work in a high paced environment, be flexible, follow tight deadlines, organize and prioritize work
Superior organizational and planning skills; Ability to take a project or workstream from inception to completion
Demonstrated track record of excellence in team building, leadership, project management and problem solving skills
Ability to analyze and resolve project-related issues and follow through with set objectives
Excellent understanding and hands on experience with project management methodologies
Intermediate to advanced Microsoft Word, Excel and PowerPoint skills, as well as Microsoft Project or other project management software experience

Middle Office Product Control Analyst Resume Examples & Samples

Create tactical solutions to critical questions and enhancements
Consult with various middle office analysts on design and creation of tools used to support the business
Analyze and verify P&L and risk positions for the RMBS trading desks
Estimate trading P&L for trading desks based on daily market movements
Explain differences to reported P&L
Communicate analysis to traders, middle office management, and other business partners
Work with analysts producing daily P&L to provide guidance on exceptions, complex transactions, and significant risk items
Work with Trading and Technology groups to implement enhancements to current infrastructure
Ability to lead projects
3 or more years of experience with P&L and risk processes
Experience with applying risk factors to explain P&L movements
Exposure to a trading environment
Very strong Excel and Access skills
Strong analytical skills and a strong desire to learn the business
Experience interacting with traders and senior management
Structured products systems and process knowledge
Understanding of bond processing as related to RMBS trading

Senior Analyst, SCM Middle Office Resume Examples & Samples

Responsible for receipt of asset pool data from relevant seller/servicer to perform accurate analysis of the data for verification of eligibility of assets and to determine funding requirement
Ensure accurate calculations of payments and receipts in accordance with designated cash flow methodology, which includes calculating, monitoring and recording income, fees and expenses for securitisation vehicles
Responsible for preparing notices and reports which are to be provided to senior management within the expected timeframe
Arrangement and extension of facilities, Manager’s expiry dates and renewal of insurance policies as per the legal transaction documentation and arranging payment of annual directors fees
Ensuring Global Market’s Operational Risk and Compliance teams are notified of an operational or compliance incident
Satisfactory audit feedback for trusts under management
Tertiary qualified in a relevant discipline (Economics, Commerce, Mathematics)
Background in the banking/financial services industry
Excellent numerical, analytical and problem solving skills
Excellent PC Skills (in particular Word and Excel, with Access desirable)
Ability to meet tight deadlines
Well organised and able to prioritise

Middle Office Treasury Analyst Resume Examples & Samples

Bachelor's Degree or higher
5+ years of experience working in a collateral management and treasury role at a bank, fund administrator or asset management firm
Ability to multitask and succeed in a results-oriented, high pressure environment with an understanding of the need for complete accuracy
Demonstrates initiative
Self-motivated and solid team player with a client service-oriented approach
Strong relationship management skills
Exposure and knowledge of repo margin

Asset Management GWM Investments Middle Office Business Analyst Resume Examples & Samples

Identifying, gathering and analyzing business requirements, writing functional specifications, and obtaining sign-off from project stakeholders
Documenting operating models, policies and procedures
Respond to daily project/support inquiries and assist with escalation/resolution
3-5 years experience in financial services
Strong knowledge of Investment Products, Operations and Trade Flows
Strong Microsoft Excel, Word, PowerPoint, Visio, SharePoint

Asset Management GWM Investments Middle Office Project Analyst Resume Examples & Samples

Engaging in new design discussion and document workflow
Participating in meetings at the project level
Undergraduate degree required
Excellent organizational and time management skills
A team player who demonstrates work ethic and consistently demonstrates a high level of professionalism Ability to multi-task and strong attention to detail

Asset Management GWM Investments Middle Office Project Analyst Resume Examples & Samples

Lead projects related to middle office/operations and technology for the Private Banking Investments Middle Office including organizational and process analysis, and new product and technology initiatives
Coordinate with various areas of Investments, Middle Office, Finance, Technology and Operations to build operating models, technology solutions, and process improvements
Partner with Business and Technology teams to create strategic solutions to oversee new products and develop enhanced tools
Create and maintain project plans; regularly follow up on open items with the business and technology
Produce high level summaries, presentations, and updates for senior management and stakeholders
Develop and execute test plans to deliver seamless project solutions
Act as a key advisor to the senior stakeholders on the project to achieve goals and overcome obstacles
Be able to work independently, but keep management informed of progress / issues
Lead/participate in meetings at the operational and project level with management and project sponsors to discuss strategy and relevant supporting details
Responsible for project team execution of all project deliverables (requirements, design, etc.)
Effectively manage scope of projects and the expectation of project stakeholders
Perform specific subject matter analyses and recommend solutions

Global Middle Office Operational Risk & Control Analyst Resume Examples & Samples

Maintenance and development of GMO control standards, and monitoring of compliance
Detailed investigation, analysis and presentation of operational risk events
Performance of pre-audit reviews and facilitation of audit issue remediation
Deep dive investigations of significant risk and control issues
Providing a Quality Control overlay across GMO Control points
Development of Independent monitoring tools across Asset Classes
Developing a close ongoing working relationship focused on risk and control issues with Middle Office line management, Operational Risk and other support partners
Education of Middle Office associates through presentations and work shops

Middle Office Production Bulk Team Senior Analyst Resume Examples & Samples

Review, analyze, and enter client information and transactions into multiple systems including Wealth Platform, Trust 3000, NxAS, Trust Office, CRM, Sharepoint and OnBase in order to fulfill monetary and non-monetary requests for high-net-worth client accounts
Interpret and analyze monetary requests to determine the correct course of action. This requires an understanding of the high net worth client’s goals and objectives as well an understanding of SEI’s guidelines and procedures
Develop an in-depth understanding of the business model for Advisor Books of Business
Manage the conversion of Non-SEI assets into SEI assets during the New Business Process and direct contact with the New Business Team in the Market Unit
Responsible for submitting large trade tickets
Leading and/or participating in meetings at the operational and project level, providing continuous updates and feedback on project status
Offering constructive options to ensure project tracks to original expectations
1 – 3 years experience in Financial Services
Knowledge of financial and/or investment services
Strong dedication to quality customer service
Exceptional interpersonal skills/team player
Ability to work effectively and productively with others
Effectively coordinate, perform and complete multiple duties and assignments concurrently

Middle Office Managed Accounts Operations Analyst Resume Examples & Samples

Review, analyze, and enter client information and transactions into multiple systems including Trust 3000, NxAS, Trust Office, SWP, Portal and Filenet Imaging Systems in order to fulfill monetary and non-monetary requests for managed account clients
Interpret monetary requests to determine the correct course of action. This requires an understanding of the high net worth client’s goals and objectives, as well as an understanding of SEI’s guidelines and procedures and the Managed Account product. The processor must also maintain the highest levels of quality while working in a fast paced environment
Develop a strong understanding of the current compliance environment that govern the Financial Services Industry, including but not limited to AML policies
Learn all facets of the Managed Account Operation including new account set-up, distributions, receipts, trade processing, model changes, non-monetary account changes and monetary requests which include detailed multi-step processes

Analyst Middle Office Resume Examples & Samples

Supporting Relationship Teams (Front Office)
Follow deals from a Credit and Operational Risk perspective
Agency Operations
Review of Loan Documentation in association with SGs in house Legal Dept. and/or external Legal Counsel and the deal closing Team
Act as SG’s middle-office contact person vis-à-vis Agent banks where SG is participant to a syndicated facility, reviewing Loan Documentation and for managing the loan implementation process until signature
Preparation of (standard form) Sub-participation
Agreements and Deal Profit-Sharing Agreements (“DPSA”) (where deal profits will be internally shared with other SG Group entities e.g. Retail Banking entities)
Documentation management i.e. archiving and safe storage through established processes and procedures
Management of the Deal Summary Package (incl. Deal Summary Transmission Sheet, Visa Grid) from OPER/FIN/STR/CLO) during the deal closing process
Checking Conditions Precedent (“CP”) and/or Conditions Subsequent, to any facility in cooperation with OPER/FIN/STR/CLO
Managing the Authorisation for First Drawdown and coordination of Fee collection
Recording and follow up of Transaction Covenants and/or Rating triggers etc in relevant systems
Follow up of Collateral revaluation where appropriate
Management of transaction waiver and extension requests

Analyst / Associate, Middle Office Resume Examples & Samples

Develop support for new business/products for the supported desks
Review and document the booking of complex deals and ensure they are booked in compliance to the Deal Term Sheets and Model Validation Reports
Provide assistance to Front Office/Operations throughout the lifecycle of complex deals
Review and approve client valuations of the complex structured products

Middle Office Technologies Business Analyst Resume Examples & Samples

Be highly analytical – able to problem solve, absorb large amounts of detail and to see the big picture. Be able to manage conflicting ideas and demands to provide clarity
Be a good communicator – able to deliver a message effectively and concisely at all levels, on both a technical and a business level. Have excellent written and verbal communication skills
Be self-motivated and self-starting – able to work with little supervision and able to pick up new or unfamiliar concepts quickly. Be confident and demonstrate good judgement. Be able to work in a demanding development environment
Build team capability – identify best practice, build knowledge transfer artefacts and perform knowledge transfer. Be an excellent team player, with the ability to influence others to achieve success
Expert knowledge of Physical and Derivative Deal Life Cycles across Front, Middle and Back Office for Oil or other commodities, including understanding of core concepts such as P&L, Exposure and MTM
Understanding of BP IST’s key commercial drivers and how changes in the Oil market impacts BP on a wider scale
Deep understanding and proven experience of working on systems functionality core to oil trading or other physical commodities
Strong understanding of the data flows between systems upstream and downstream of the Middle Office applications
Experience of the full software delivery lifecycle
Deep and demonstrable understanding of business process, in particular relating to Commodity Risk/Product Control
Professional Scrum Master I (Fundamental) Assessment from scrum.org
Practical experience of working in an iterative/Agile development environment (including sprint planning, daily scrums, reviews and retrospectives)
Experience in toolsets for managing requirements, for example, JIRA, SharePoint, HP Quality Centre, Microsoft TFS, etc
Professional accreditation e.g. Foundation in Business Analysis or ISEB Diploma in Business Analysis

Middle Office Emerging Business Operations Analyst Resume Examples & Samples

SEI Advisor Network (Donor Advised Fund)
SEI Private Wealth Management
SEI Private Bank & Trust
Latin America Global Team
Personal Trust Services
Bancorp’s Banking Solutions (CAA & Pledged)
Cultivate and maintain close relationships with all stakeholders and partners through proactive measures and creative customer care
Research and resolve client issues through coordination among internal teams and external partners
Responsible for client satisfaction, meeting client expectations, and supporting the goal of 100% client care
Process account transactions as needed

Credit Analyst Margin Control Middle Office Resume Examples & Samples

Validating and issuing margin calls to Client Service Representatives and ensuring that margin calls are met
Validating and reports of risk limits
Ensuring the integrity of the margin process by verifying that margin policy is correctly applied, and implementing changes in margin policy as approved by appropriate risk function
Control point in ensuring margin sufficiency and sufficient risk limits prior to authorizing cash wires and asset transfers
Operate spreadsheets containing bespoke margin/risk paradigms
Assist in the valuation and pricing of assets
Ensure service levels meet customer needs as described in Service Level Agreements
At least five years experience in securities operations with experience in Prime Brokerage/margining
Previous experience with IIROC margin rules
Possess good communication skills
Strong organizational skills and works efficiently
Possess strong computer skills, desktop & database solutions, VBA, Excel
Must be available to work weekday hours from 7:30am until 5:30pm as required
Post Secondary Education preferred
Canadian Securities Course preferred

OTC Middle Office Pricing Analyst Resume Examples & Samples

To support Teams in the pricing, reverse engineering and investigation of OTC Derivatives valuation challenges
Provide independent valuation of OTC Derivatives such as Credit Default Swaps, Interest Rate Swaps, Cap/Floors, Swaptions, Total return Swaps, FX Options, Variance Swaps, Commodity Swaps, amongst other instruments using third party valuation vendor
Investigate and resolve valuation issues between vendor, Investment Manager/Counterparty, and in-house derivative prices
Decompose the Mark-to-Market movements in OTC derivatives in order to identify the key risk factors driving Profit and Loss
Help strengthen and support existing procedures and methodologies. Identify areas where reporting can be automated and operational risk can be further reduced
Testing derivative pricing against a number of data sources
Work with the Middle Office, Project and Fund Accounting teams to ensure full support for OTC valuation
Research of new Over The Counter product types
Assist the VP in the strategic initiatives for the group
Min 5 years’ experience is required for this role, relevant experience in the valuation of derivatives, either at an Administrator, Bank or Hedge Fund is essential
The candidate must demonstrate a keen interest in the workings of financial markets and OTC derivatives in particular
An understanding of OTC Instrument Types and their valuation
Understanding of the role of OTCs in Fund Management/Administration
Higher level qualification, preferably in Mathematics, Theoretical Physics, Engineering, or Finance

Middle Office Product Control Analyst Resume Examples & Samples

Reconcile trade positions between non-interface applications to ensure data capture integrity and completeness
Support price / rate update activities for FX / MM products
Support internal funding activities for Capital, Fixed Assets, NPL/Doubtful positions
Reconcile AD profitability against Finance results
Participate in Bank’s BCP/DR exercises
Review procedures to ensure that internal process & controls are relevant and accurately documented
Log activity completion and quality issues
Cover team members’ duties in their absence as needed
Comply with all applicable legal, regulatory and Group's internal Compliance requirements including, but not limited to, Financial Security, Know Your Customer due diligence, International Financial Sanctions, Client Interest Protection, Market Integrity, Data Protection etc
Complete all necessary Compliance training to maintain appropriate business and compliance level of knowledge and understanding in order to be fully competent to undertake the role

Return Analyst Securities Borrow & Lending Middle Office Resume Examples & Samples

Assume the daily functional responsibilities of the Securities Lending Middle Office in Toronto, across trade booking, exposure management reconciliations, returns, recalls, buy-ins, settlement monitoring, billing and reporting. Ensuring a high level of efficiency, processing control and service delivery to the regional trading desk and to their external counterparties. In addition, extend such support to the trading desks located in New York, London and Singapore, in support of cross boarder activities
1) Ensures a high degree of operational efficiency, processing accuracy and conformity to the Bank’s strategy, objectives and regulations by
Efficient prioritization and execution of tasks as they support the regional, global and divisional business objectives to improve and maintain to a high standard, and working in collaboration with GWO providing a strong contribution towards, the overall operational performance and client experience
Operate effectively within the defined regulatory control framework and ensure inherent risks are timely reported, escalated and mitigated
Resolve operational issues and problems to an acceptable standard and influence behaviours and corrective action to prevent recurrence
Identify and implement opportunities for improvements in productivity, control, cost effectiveness and client service delivery encouraging global processing consistency where applicable
2) Ensures and seeks to maintain delivery of high quality customer service and contributes to promoting an overall excellent client experience by
Providing timely responses and resolution to trade booking/settlement issues, return and recall requests and general operational queries emanating from the Securities and Agency Lending business lines, GWO, internal support functions or directly from external counterparties
Collaborating with internal support functions and GWO to ensure service expectations are clearly communicated, understood and adhered to in accordance with agreed operating procedures/guidelines
Building and reinforcing consistency in the service delivery model in accordance with best practices (leveraging internal and competitor offerings), anticipating desk issues, identifying trends and root causes with the objective of developing and executing solutions to strengthen business confidence and increasing desk and counterparty satisfaction
3) Participates in effective mitigation of operational risks inherent in the SBL Middle Office by executing tasks/activities. This includes
Coordinating with GWO and Counterparties with regard to contract and rate matching, confirmations and settlement in adherence with local market regulations and internal Bank policies. Ensuring discrepancies are accurately documented, escalated in a timely fashion and resolved while minimising opportunities for losses
4) Specific duties include but are not limited to
Reporting – generating and distributing available short position reports to the Scotiabank retail broker network
FED Rate Changes – monitoring and updating SBL rates in line with FED movements
Regional & International Returns – acting as main point of contact for SBL returns from our various clients and counterparties. Accurate position monitoring and effective communication with both front and back office to ensure optimal book management
Profit n Loss Monitoring – daily PnL monitoring as control function to ensure accuracy and completion of daily activities related to SBL MO
Good knowledge and proficiency in the functions supporting Securities Lending processing
Effective understanding of settlement conventions of various markets in multiple geographic locations leveraging clearing agents and central clearing depositories, specifically DTC, CDS, CREST, Euroclear and Clearstream. In addition, knowledge of risk mitigation practices and conventions i.e. buy-ins & recalls
Working knowledge of Domestic and International Securities Lending settlement process (day to day operating model, timing and data flows)
Ability to demonstrate good judgement and sound decision making when faced with complex or ambiguous situations
Excellent interpersonal skills and the ability to develop collaborative working partnerships with regional business partners and across infrastructure functions to help present and project a single face to the clients in the delivery of operational services
Effective time management skills with the ability to meeting deadlines and working to defined targets with satisfactory outcomes for a demanding global trading operation

Operations Middle Office Applications Analyst Resume Examples & Samples

Operational ownership of Middle Office applications
FCM Clearing operations work process knowledge or experience
Proven Project Management skills
MS SQL/VBA experience
Database management experience

Middle Office Technologies Business Analyst Resume Examples & Samples

Manages conflict resolution and achieves global consensus
Refines requirements to eliminate ambiguity, conflict and duplication
Models requirements using a structured approach
Produces high quality analysis deliverables, including precise and accurate user story acceptance criteria
Understands system constraints and opportunities to inform design
Works with development, design and architecture on design options and potential systems and process solutions
Prepares business cases for prioritisation
Uses tools to manage requirements and traceability
Be highly analytical – able to problem solve, able to absorb large amounts of detail and able to see the big picture. Be able to manage conflicting ideas and demands to provide clarity
Excellent knowledge ofPhysical and Derivative Deal Life Cycles across Front, Middle and Back Office for Oil or other commodities, including understanding of core concepts such as P&L, Exposure and MTM
Strong understanding of the data flows between systems upstream and downstream of the Position Manager application

GWM Credit Middle Office QC Loan Doc Review Analyst Resume Examples & Samples

Review and understand credit requests and evaluate the documentation required for the transaction
Review and understand credit agreement terms after financial analysis and credit approval (review of Credit Approval Memorandums, in partnership with Credit Risk)
Thorough understanding of real estate documents, UCC searches, equipment evaluations, and stock verifications; commercial and residential real estate regulatory requirements, valuation methods, and lien perfections; legal documentation and credit policies and guidelines will be required to effectively deliver an accurate closing package. Understanding of loan sales and the underwriting process will also be required
Ensure client reference data is correctly reflected in all documentation (inclusive of data found in Credit Risk Infrastructure (CRI) and Credit Workstation)
Provide timely feedback regarding missing or inaccurate data elements for resolution prior to expected client closing date
Partner closely with other Credit Middle Office Teams, Credit Risk, Internal Legal Counsels, Front Office Partners (Capital Advisors) to solution for accuracy
Prioritize reviews in a fast-paced production environment to meet client expectations for document delivery
Manage initiatives to resolve control gaps and enhance current processes for further efficiency and effectiveness as needed
Solid understanding of legal documentation, and/or loan closing activities within the credit lifecycle
High level of proficiency in organizing, priority-setting, and issues management
Relationship management and interpersonal skill, especially with business partners
Strong critical thinking skills
Understanding of controls and their importance across process lifecycle and the business operating model
Ability to positively influence change and maintain a positive change management environment
Strong teamwork approach
Strong pro-active individual initiative
Must be self-motivated and able to work independently
Must be a results-oriented team player
Intermediate Office skills (Excel and PowerPoint) encouraged
REQUIRED: College degree OR Paralegal credentials and 2 to 4 years of relevant work experience in the financial services industry or attorney services

Analyst Tech Middle Office Barclays Afri Resume Examples & Samples

PnL attribution on T0 explaining the daily PnL into the market moves and greeks and comparing against trader flash ensuring no unexplained PnL
Review all new deals on T0 checking Front trade booking against best possible source
Perform all trade amends on trades in BO and Bobo status
Curve and static data maintenance and review
Trader assistant function helping PnL and risk investigations
Analyse data from trading systems from a PnL and risk perspective for various groups including Compliance, Front Office and operations
Review market data to detect stale and incorrect prices
Investigate and explain differences in values between trading system and attribution system
Highlight and explain significant day 1 PnL2
Create new portfolios in the systems on request
Explain new deal and total PnL and justify material unexplained
Perform deal review and amendments,
Follow proper procedure to implement new curves and valuation static
Monitor and investigate differences between valuation system and attribution
Review valuation exceptions in the market map report
First point of contact for FO to investigate causes of valuation errors, anomalies in position risk and assisting traders to terminate trades
Assess and notify FO of economic impact of changes in valuation static
Develop own knowledge of the valuation systems and MOPL logic
Know the intimate details of the products we trade
Develop a bridging relationship between FO and PCG
Develop soft communication abilities and be able to explain difficult concepts with regards to trader strategies and the Greeks to non-Front Office staff
None to 2 years
4 year plus degree in math's or financial engineering or if another financial degree complimented with CFA

Middle Office Trade Control Analyst Resume Examples & Samples

Liaise with internal teams on break resolution
Support new products and activities for the business
At least two years of professional experience in Middle Office Operations
Excellent teamwork skills and ability to work with a wide user group across multiple functions
Innate curiosity and drive
Self-motivated and confident when dealing with senior members of the firm
Ability to work in a high-pressure environment
Must have excellent judgment; independent thinker and resourceful
Strong knowledge of general business and corporate cultures
Requires excellent interpersonal and communication skills
Ability to maintain high standards despite pressing deadlines
Ability to solve problems quickly and efficiently
Ability to handle highly sensitive, confidential and non-routine information
Self-starter with excellent anticipation skills; problem solving; follow up

AM, Credit Middle Office Closing Analyst Resume Examples & Samples

Review and understand credit requests
Ensure client reference data is correct in corporate Credit Risk Infrastructure (CRI). Ensure all systems are accurate and updated in order to support the request lifecycle
Review and understand agreement terms post analysis and credit approval
Prepare the legal documentation closing package and complete the process
Thorough understanding of UCC searches, equipment evaluations, and stock verifications; regulatory requirements, valuation methods, and lien perfections; legal documentation and credit policies and guidelines will be required to effectively deliver an accurate closing package
Strong relationship management and interpersonal skill, especially with Business partners
Strong communication skills to various levels within the organization
Ability to review processes and recommend process improvements
Strong understanding of controls and their importance across process lifecycle
Strong creative problem solving
Strong influencing and change management
Strong teamwork
Strong individual initiative
Intermediate Office skills, especially Excel and Powerpoint
Solid understanding of legal documentation, and/or closing activities within the credit lifecycle
Knowledge of bank systems and loan/credit operations a plus
Strong data analysis skills

Global Middle Office Margin Valuation Adjustment Product Control Analyst Resume Examples & Samples

Accurate and timely reporting of the transfer pricing billing to the front office
Manage billing disputes from the front office
Liaise extensively with the front office and business partners to resolve issues
Involvement in ad hoc projects for new processes and initiatives
College degree preferably in Finance, Mathematics, Accounting or Economics or related experience
Takes initiative and challenges existing processes and procedures in a proactive manner
Inherent sense of principles of control through experience and sound judgment
Knowledge of structured products

Middle Office Team Lead Account Analyst Resume Examples & Samples

Proven cash and stock reconciliation experience
Must demonstrate the ability to work in a dynamic, fast paced work environment
Requires the ability to handle fundamental and complex security transaction problems
Must effectively communicate and collaborate with counterparties globally and provide solutions to unique client requests
Demonstrate subject matter expertise of services and asset types supported for their client base
Always demonstrate trust and integrity
Demonstrate proactive engagement with team members in explaining processes and sharing knowledge
Interact directly with clients to research and resolve complex service issues
Create and conduct refresher training on related topics
Actively engage in recommending and supporting process improvement
Proactively offer assistance to other teams
Monitor workflow prioritisation based on volumes, SLAs/SLDs and resource availability
Identify and escalate potential service delivery quality issues

Derivative Middle Office Trade Control Analyst Resume Examples & Samples

Supporting various interest rate derivative products and trade types and performing daily reconciliations to ensure that the team operates in a safe and controlled environment in order to minimize operational risk
Responsible for Trade validation and Trade Event management and reporting
Calculate New Business P&L on all Interest Rate products traded each day (new trades, cancellations, economic and non- economic edits, allocations etc.) and compare/reconcile to valuations provided by the trading desk
Upload Yield Curve and Option Volatility surfaces to ensure correct P&L and Risk calculation
Being actively engaged in business process re-engineering including system implementations
Identify system issues and limitations and propose solutions/requirements to further build out the required technology
Deliver support for new products and initiatives, define requirements for Trade support and be able to influence peers and business partners
Being a natural first point of contact for the Front Office, P&L team, other Business partners and the Bank’ customers
Ensures effective planning and execution of client deliverables on a timely basis
Bachelor’s degree, preferably with an Accounting, Finance or Economics major. Master’s Degree a plus
Must be a highly motivated team player who can be flexible in his/her approach and able/willing to question existing procedures and processes in order to improve them
Good written/verbal communication skills
Must demonstrate a can-do attitude necessary to create good relationships with traders, management, other business partners and the Bank’s customers
Minimum of 3-4 years of applicable experience (e.g. Operations, Middle Office, Derivatives)
Strong Excel skills. VBA and/or SQL skills a plus

Market Risk Analyst Middle Office Resume Examples & Samples

Performing business analysis on risk systems and processes and to identify improvements
Recognizing and executing on opportunities to increase automation
Strategic project work to facilitate effective market risk management
Engaging stress testing risk coverage teams to identify and resolve risk issues affecting MRD output
Liaising with data quality working groups for projects across the Firm
Tracking timeliness, accuracy, and completeness of risk data
Understanding of fundamental risk management concepts
Experience in a risk or technology-related function

Middle Office CFO Trade Control Analyst Resume Examples & Samples

Ensure trades are accurately captured in a timely manner
Transaction reconciliation and event monitoring
Perform basic trade analytics to resolve trade queries
Timely trade break investigation and resolution
Involvement in ad hoc projects for new or improved processes
Extensive work with data systems, databases and spreadsheet
Advanced Excel skills with a strong understanding of VBA
Ability to quickly learn new applications and trade capture platforms
Solid understanding of FX, fixed income, and derivative instruments
Displays a high level of attention to detail
Self-motivated and able to work unsupervised
Communicates and partners well with others to accomplish goals
1-3 years of experience

Senior Analyst Credit Risk Middle Office Resume Examples & Samples

Process Annual reviews and reference data set up and where appropriate liaising with the Client Credit Managers to ensure that process has been performed in line with credit policy
Partnering with various support teams on establishing/modifying credit facilities and account linking that require Credit Risk Management involvement
Ability to ensure the daily workflow queue has no pending items from India team
Drive proactive control environment building and performing effective quality checks/self process audit

Municipal Banking & Markets Middle Office Trade Control Analyst Resume Examples & Samples

Bachelor’s degree, preferably with an Accounting, Finance or Economics major
Must be a highly motivated team player who can be flexible in approach and able/willing to question existing procedures and processes in order to improve them
Must demonstrate a “can-do” attitude necessary to create good relationships with traders, management, other business partners and the Bank’s customers
Must be able to fully understand the impact of current and future IT developments on existing Trade Support processes and play a role in their implementation

Middle Office / Trading Analyst Resume Examples & Samples

Ensuring that all deadlines are met, all unmatched and failed trades are investigated and satisfactorily resolved and that the reconciliation breaks identified are investigated and resolved
Manage variable daily traded volume within the role; adhere to tight deadlines, involving large financial transactions
Be fully aware of time critical deadlines and fully conscious of high value trades and sensitive clients
Maintain a high level of customer service and support, to both external customers and key Citi staff
Build strong relationships with other areas, including regular communication with the settlements teams
Look to actively develop relationship with key Clients as appropriate
Ensure all post settlement breaks are resolved within the required timeframe and that the numbers of reconciliation differences are kept within strict tolerances
Meeting all Control and Compliance requirements and updating procedures as required
Assist with Management risk / control reporting ensuring appropriate escalation protocol is followed
Assist with staff development / training and meet all Objective/Appraisal deadlines
Being fully aware of information security requirements, and complying with the clear desk policies
Work experience in the Financial Services Industry is a benefit
Building positive working relationships and working with team members to understand the root cause of an issue in a timely and effective manner
An understanding of the risk in not delivering a good service within the Client Service sector
Must possess the ability to work well under pressure, be able to manage tight deadlines and situations where conflicting priorities arise on a daily basis
Analytical and problem solving skills are essential
Ability to investigate source of issue and advise of solution either technical or procedural to improve automation within the reconciliation
Good Microsoft skills including Excel, Word and Outlook
University Graduate
Industry exams e.g. FSA module exams or a full affiliate status

Analyst Credit Middle Office Specialist Resume Examples & Samples

Interact with the front officers for new and amended financings, and communicate and coordinate with various internal teams, external lenders, and clients
Extract pertinent data information from legal documentation (i.e., Credit and other Agreements/Contracts), and credit approval for input into the bank’s internal tracking systems and continued end-to-end deal monitoring
Ensure the terms of the financing are in accordance with conditions stipulated by internal credit committee(s)
Extract names and addresses from financing documents; i.e. Key Stakeholders & Other Parties, and input into the Bank’s compliance tracking system used to perform screenings, per sanction and regulatory guidelines
Review facility collateral/guarantee data as well as utilization requests to ensure conformity to internal and external support documents as well as update applicable systems/spreadsheets/document repository
Monitor next event dates and provide follow-up on past due items
Perform review of facility data and resolve inconsistencies
BS – Economics, Finance or other related field of study
Analytical and detail oriented
Ability to comprehend and extract pertinent credit and financing data from legal and internal documents
Ability to work independently and prioritize multiple tasks, work under time pressure constraints and to take ownership for the completion of tasks
Ability to exercise good judgment in dealing with unforeseen circumstances while maintaining compliance with established policies and controls

Senior Analyst Market Risk Middle Office Resume Examples & Samples

Be a subject matter expert in Market Risk including supporting all aspects of day to day process
Develop business process knowledge and stay abreast of changes in the regulatory environment as impacting the various processes
4+years’ experience, primarily in financial services, with focused experience in either risk, product control, operations and/or finance, with solid technical experience
Strong interpersonal skills; ability to develop effective/credible relationships with the business and functional partners; ability to interact seamlessly with both senior management, peers and staff members
Solid organizational skills and ability to prioritize
Process-oriented with focus on continuous streamlining/improvement
Strong working knowledge of MS Office Suite

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