Recovery Resolution Planning Resume Samples

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KL
K Larkin
Kendrick
Larkin
720 Constance Ramp
Philadelphia
PA
720 Constance Ramp
Philadelphia
PA
Experience Experience
10/2016 – present
Phoenix, AZ
Recovery & Resolution Planning Manager
Phoenix, AZ
Recovery & Resolution Planning Manager
10/2016 – present
Phoenix, AZ
Recovery & Resolution Planning Manager
10/2016 – present
  • Assists in fulfilling ad hoc regulatory requests, including those from the FRB, FDIC, the ECB, and the Bank of Spain
  • Helps create senior executive and Board materials related to key recovery and resolution planning elements, plans updates, and plans approval
  • Assist in creating senior management presentations and other stakeholder communications
  • Collaborative problem-solving
  • Engages with stakeholders across the enterprise as a recovery and resolution planning SME
  • Assess potential impacts of Business and Infrastructure initiatives on recovery and resolution plans and recommend mitigating actions
  • Integrity, combined with high personal and professional standards
04/2010 – 05/2016
Houston, TX
Recovery & Resolution Planning Infrastructure
Houston, TX
Recovery & Resolution Planning Infrastructure
04/2010 – 05/2016
Houston, TX
Recovery & Resolution Planning Infrastructure
04/2010 – 05/2016
  • Assisting in the development and implementation of the global shared services network governance framework to
  • Develop and maintain integrated reporting, including assisting in the development of standardized metrics; and
  • Providing programme reporting for the regional working group, steering committee and governance committees
  • Assisting in the completion of and/or ongoing support of
  • Assisting with the coordination of the operational mapping across the regions
  • Participating in the global/regional functional workstreams
  • Coordinating activities with the central PMO team
11/2006 – 03/2010
Boston, MA
Recovery & Resolution Planning
Boston, MA
Recovery & Resolution Planning
11/2006 – 03/2010
Boston, MA
Recovery & Resolution Planning
11/2006 – 03/2010
  • Support senior management by presenting materials to facilitate decision making and establish priorities
  • Interaction with Business Units, infrastructure groups, Firm management and regulators to ensure Recovery Plan deadlines are met in a timely manner
  • Recovery Plan scenario analysis, working with Risk to ensure cohesion across regulatory submissions
  • Production of presentation materials for senior management, Board members and the RRP steering committee
  • Management and drafting of the “Master Document” for the 2014 UK Recovery Plan
  • Coordinate with resolution planning professionals in other UBS locations
  • Defining and quantifying mitigating actions, including analysis of balance sheet, capital and liquidity impact of those
Education Education
Bachelor’s Degree in Business
Bachelor’s Degree in Business
Webster University
Bachelor’s Degree in Business
Skills Skills
  • Excellent interpersonal skills and ability to influence stakeholders
  • Delivering high quality outputs to extremely tight deadlines
  • Excellent organisation skills
  • Excellent understanding of capital and liquidity management, and stress testing
  • Strong numeracy
  • Excellent analytical skills
  • Understanding of Recovery and Resolution Planning
  • Experience of leading cross functional projects and workstreams
  • The role holder should also be familiar with the bank and its structure
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1

Recovery & Resolution Planning Resume Examples & Samples

  • Interaction with Business Units, infrastructure groups, Firm management and regulators to ensure appropriate ownership for the execution of the contingency plans described in the Recovery Plan
  • Considerations of the impact of our business in a resolution scenario
  • Building close links with other key stakeholders across Finance, Risk, Tax, Legal, Operations and Technology
  • Leading on other RRP-related strategic projects including booking model reviews and legal entity structure
  • Defining and quantifying mitigating actions, including analysis of balance sheet, capital and liquidity impact of those
  • Recovery Plan scenario analysis, working with Risk to ensure cohesion across regulatory submissions
  • The individual should have good investment banking product knowledge, with strong interpersonal skills to support significant interaction with the Firm’s business units and support functions
  • The role requires a strong analytical ability to decipher the financial impacts of complex transactions
  • Strong financial background including thorough understanding of the elements of the UK balance sheet and interaction with capital and liquidity risks
  • Strong analytical capabilities including ability to summarise complex business problems and detailed analysis with clarity and brevity
  • Strong teamwork skills are essential with an ability to work with virtual teams and colleagues across the regions contributing to common goals
  • Ability to develop relationships and rapport with senior management and various risk committees
  • Excellent communication, interpersonal and client service skills
  • Adept at working in a fast-paced, high energy level environment
  • Advanced knowledge of Microsoft Office products is required
  • Post graduate qualification: ACT, CFA, CIMA, ACA, MBA or equivalent desired
2

Recovery & Resolution Planning Resume Examples & Samples

  • The individual should have a strong organisational skills to manage a complex project spanning the entire UK business
  • Strong teamwork skills with an ability to work with virtual teams and colleagues across the regions contributing to common goals
  • Excellent written and communication skills are essential
  • Ability to convert complex topics into clear and effective presentation materials
3

Recovery & Resolution Planning Professional Resume Examples & Samples

  • Drafting regulatory submissions with specific focus on recovery planning
  • Financial analysis included in the Firm’s recovery and resolution plans
  • Project managing cross-disciplinary work streams to develop responses to regulatory requirements; and
  • Creating presentations for senior management and regulators to summarize and report on the work of the RRP Team
  • 3 – 5 years of relevant financial industry experience
  • Strong verbal and written communication skills; and
  • Background within the Finance or Operations divisions or front-office experience; -Project management experience; and
4

Recovery & Resolution Planning Resume Examples & Samples

  • 7-10 years of relevant financial industry experience
  • Proficiency in Word, Excel and PowerPoint
  • Ability to manage a team of internal and external resources
  • Background within the Finance or Operations divisions or front-office experience
  • Project management experience; and
  • Proficiency in Visio or project management tools and applications is a plus, but not required
5

Recovery & Resolution Planning Associate Resume Examples & Samples

  • Project managing cross-disciplinary work streams to develop responses to regulatory requirements
  • Coordinate budgeting and resource analysis for large multi-year initiatives
  • Working closely with senior members of the business units to develop and document resolution strategies
  • Liaising with internal subject matter experts and prudential regulators on various topics of regulatory inquiry
  • Creating presentations for senior management and regulators
  • 3-5 years of relevant financial industry experience
  • Ability to efficiently “navigate the Firm” to solicit responses to regulatory requirements; and
  • Proficiency in Visio, power point, excel, and project management tools and applications is a plus, but not required
6

Avp-recovery & Resolution Planning Resume Examples & Samples

  • The role holder will perform and coordinate activities relating to the regulatory responses on behalf of the Corporate Banking and/or Payments such as RRP remediation activities (including Barriers to Resolution), consultation and discussion papers, and participation in industry forums
  • The role holder will assist the Programme Manager in overseeing all functions and processes relating to activities of programme workstreams related to Recovery and Resolution Planning, including the coordination of Subject Matter Experts
  • The role holder will coordinate all aspects of delivery with Group and Business Unit functions including significant interaction and planning activities with Group Risk, Global Payments, Strategy, Product Management, Origination, Legal and Public Policy
  • The role holder will interpret the regulatory requirements for RRP submissions, scope and structure the submission, manage the Subject Matter Experts and stakeholder engagement, and the information gathering. The role holder will prepare the RRP submission drafts across multiple workstreams and secure sign off/ attestations
7

Audit Capital & Recovery & Resolution Planning Resume Examples & Samples

  • Plan and perform audit engagements for businesses, processes and products in scope
  • Timely execute audit plan and reporting
  • Serve as auditor in charge for a team of auditors when required
  • Communicate audit findings, recommendations and ratings to business and audit leadership
  • Track issue remediation to findings and recommendations are appropriately addressed
  • Provide advice and effective challenge to internal stakeholders regarding the implications on the internal control environment on business strategy and operating environment
  • Participate in and inform the continuous risk monitoring process for assigned businesses, processes and products
  • Consistently demonstrate the ability to go above and beyond expectations, driving for superior results and quality
  • Must be able to work in a dispersed team environment where business clients and audit teams are not always local
  • Work closely with corporate audit staff, loan review, and technology audit teams to ensure coordinated, effective, risk focused, and efficient engagements
  • Assist the audit team in developing a comprehensive in-depth understanding of GE Capital’s Recovery and Resolution Planning and all related activities on a global basis
  • Understanding the key current and emerging risks
  • Assisting in the development of a comprehensive global audit testing plan that is in line with the CAE’s and regulatory expectations
  • Assisting in providing advice and effective challenge to internal stakeholders
  • Identification of meaningful recommendations and serving as a change agent that will make an immediate impact
  • Minimum of 6 years of experience in audit, risk or a related function or a combination thereof within financial services
  • Minimum 4 years of leadership experience
  • MUST BE ABLE TO SATISFY THE REQUIREMENTS OF SECTION 19 OFTHE FEDERAL DEPOSIT INSURANCE ACT
  • Must be willing to comply with pre-employment screening, including but not limited to, drug testing, reference verification and background check; and
  • Must be willing to travel up to 20% of the time. This role is eligible for a Referral bonus award that is 4X the current eligibility amount. The 4X Special Incentive Referral Bonus Program begins as of June 1st and runs through November 30th. Referrals will only be eligible for the 4X special incentive referral bonus payout based on date of referral submission during SPIF program eligibility dates. All other guidelines under the WDYK program are applicable
  • Knowledge of internal auditing standards & requirements, as set out by IIA, ISACA and BIS
  • MBA, CIA or CPA
  • Strong oral and written communication, presentation, interpersonal, and facilitation skills
  • Proven ability to interact effectively across multiple locations and operations and work in a matrix-type organization
  • Excellent analytical, decision making and time management skills
  • Exhibit flexibility, adaptability and resilience
8

Recovery & Resolution Planning Operations Resume Examples & Samples

  • Implement & drive program & project management operating mechanisms to ensure timely execution of recovery and resolution planning deliverables
  • Oversee the tollgates and consolidation of Recovery and Resolution Plans across multiple teams & functions to ensure a thorough, cohesive document
  • Understand existing enterprise initiatives and/or projects impacting RRP and personally participate or align RRP staff to stay informed or actively engage as appropriate
  • Apply subject-matter technical expertise of external events (e.g. applicable regulations, pending regulations, industry benchmarking, and regulator feedback) or internal initiatives (e.g. capital and liquidity management, portfolio stress testing, financial planning, controllership, capital markets and funding operations, legal entity management, simplification, and corporate governance) to identify & enhance RRP capabilities
  • Manage interactions with Internal Audit, Corporate Audit Staff, and regulators throughout audit or examination cycles
  • Prepare and/or coordinate substantive presentations of recovery & resolution content for Senior Management and the Risk Committee
  • Organize and participate in discussions with industry peers around recovery and resolution planning
  • Support engagement with regulators with regards to recovery and resolution planning efforts
  • Bachelor's Degree with minimum of 7 years of experience in Finance/Audit, Risk Management or Quality
  • Proven ability to multi-task, manage cross-functional projects and influence others
  • Demonstrated ability to influence teams and drive change
  • Proven project management skills and experience with complex, cross-functional initiatives
  • Direct experience developing and guiding others through the development of project plans
  • Demonstrated ability to manage tools, templates and metrics used to monitor large scale projects
  • Demonstrated ability to accomplish goals on complex, time sensitive projects
  • MBA or equivalent advanced degree
  • Strong organizational skills, communication skills and executive presence
  • Strong project management and execution skills; BB or MBB trained and certified
  • Experience within treasury or capital management functions/environment
  • Understanding of current and potential future regulatory requirements
9

Ord Recovery & Resolution Planning VP Resume Examples & Samples

  • Act as project lead to support the implementation of shared services entities
  • Carry forward a detailed U.S. regulatory analysis that will influence project scope
  • Support the creation of the global governance model for shared services entities and
  • Contribute to implementation playbooks
  • Collaborate with the Firm’s Central Recovery & Resolution team in Legal and Compliance and with cross-divisional subject matter experts to deliver regulatory submissions focused on resolution planning efforts
  • Draft components of the U.S Title I Plan
  • Respond to regulatory exams/capabilities assessments and
  • Support the UK Resolution Plan
  • Develop presentations and status reports for senior management and global regulators
  • Collaborate with Contract Repository Strategic Initiative
  • At as team lead and supervise supporting consultant engagements
  • Minimum 5 years of relevant financial industry experience
  • Program and project management experience
  • Strong cross-discipline and geographical stakeholder management
  • Strong verbal and written communication skills and
  • Proficiency in Word, Excel, PowerPoint, Visio and MS Project
  • Ability to efficiently “navigate the Firm” to solicit responses to regulatory requirements
  • Ability to present to and interact with senior management and regulators
10

Ord Recovery & Resolution Planning Ed Resume Examples & Samples

  • Acting as lead project manager for implementation of shared services entities
  • Manage U.S. regulatory analysis
  • Develop global resiliency principles for shared services entities
  • Develop global governance model for shared services entities and
  • Complete implementation playbooks
  • Liaising with the Firm’s Central Recovery and Resolution Planning team in Legal and Compliance, to ensure that all materials related to shared operational services and infrastructure are updated
  • Requires working with senior representatives of the Firm’s non-revenue generating divisions to coordinate their updates
  • Drafting regulatory submissions, including being a key contributor to the U.S. Title 1 Resolution Plan, and a significant data provider to the UK
  • B.A. or equivalent degree
  • Minimum 10 years of relevant financial industry experience
  • Resolution Planning, Regulatory Compliance, and/or Operational Risk Management experience
  • Large-scale process and technology renovation execution
  • Strong verbal and written communication skills
  • Self-motivated with an ability to work independently and think creatively
11

Recovery & Resolution Planning Infrastructure Resume Examples & Samples

  • Assisting in the development and implementation of the global shared services network governance framework to
  • Finalize Gladiator governing principles
  • Determine regional BAU governance structures
  • Assist in Regulatory clearances and requirements
  • Develop and maintain integrated reporting, including assisting in the development of standardized metrics; and
  • Assisting in the completion of and/or ongoing support of
  • Operational mapping of critical operations and core business lines processes and dependencies (vendor, affiliate, technology etc.)
  • Ongoing regulatory deliverables and support for incoming queries; and
  • Service taxonomy construction, implementation, and maintenance
  • M.A. or overseas equivalent degree
  • Certified Prince 2 Practitioner or overseas equivalent
  • Relevant experience: the ideal candidate may have 3 years+ experience in a similar role
  • Project, Resolution Planning, Regulatory Compliance, and/or Operational Risk Management experience
  • Some cross-discipline and geographical stakeholder management with commensurate experience
  • Fluency in a second language is desirable
  • Proficiency in Word, Excel, PowerPoint, Visio
  • Ability to manage multiple contingent assignments
  • Ability to prioritize work and flex accordingly
  • Self-motivated with an ability to work independently and think creatively; and
  • Ability to present to and interact with senior management and regulators as may be required
12

Recovery & Resolution Planning Infrastructure Resume Examples & Samples

  • Understanding the local regulatory requirements and ensuring they are appropriately incorporated in the Gladiator governing principles and execution plans
  • Coordinating the development and execution of the regional project plans/budgets and ensuring regional requirements are appropriately prioritized and incorporated in the global plan/budget
  • Coordinating activities with the central PMO team
  • Participating in the global/regional functional workstreams
  • Assisting with the coordination of the operational mapping across the regions
  • Determining the regional BAU governance structures
  • Providing programme reporting for the regional working group, steering committee and governance committees
  • Coordinating regulatory notifications/approvals and on-going regulatory deliverables and queries; and
  • Identifying dependencies and coordinating across the Recovery & Resolution Enhancement Programme
  • Relevant experience: the ideal candidate may have 7 years+ experience in a similar role
  • Shared services Resolution Planning, Regulatory Compliance, and/or Operational Risk Management experience
  • Previous project management experience
  • Strong cross-discipline and geographical stakeholder management with commensurate experience
  • Ability to manage contingent assignments
13

Recovery & Resolution Planning Leader Resume Examples & Samples

  • Perform strategic analysis to support development of RRP strategy including
  • Volume reduction analysis
  • Assets and platform sales
  • Alternative funding strategy
  • Provide key analytics and decision support to identify the recovery approach
  • Coordinate data requests and develop comprehensive plans for on-going analysis
  • Work with core business teams (FP&A, Treasury, BD) to perform required analysis
  • Monitor regulatory and market activity and provide visibility to leadership of current events (proposed rules, key regulatory speeches or other publications which my impact RRP requirements/efforts)
  • Assist in the provision of GECIHL required inputs into the GECC Resolution Plan
  • On an ad-hoc basis support projects in the wider Risk Finance team if required
  • Undergraduate degree in business, finance or a related discipline with experience in finance
  • Experience in a regulated financial services environment
  • RRP experience
  • Financial Planning and analysis experience
  • Controllership / accounting experience
  • Proficient with Microsoft Office Suite and financial modelling skills
  • Professional finance qualification
  • Excellent communication skills: oral, written and presentation
  • Hyperion & Oracle general ledger experience an advantage
  • Understanding of GE reporting process, monthly/quarterly closing cycle, CDR, GE GAAP, etc
  • A Clear Thinker- critical thinking skills required. Must be able to accurately assess intercompany relationships and identify potential dependencies
  • A Change Agent - ability to change status quo/think outside of the box
  • A Team Player – Ability to be a positive contributor within team; to energize and build cohesion
14

Recovery & Resolution Planning Leader Resume Examples & Samples

  • Co-ordinate collection of all data required for the Resolution Pack, including writing of the narrative
  • Provide key analytics and decision support to identify operational interdependencies that will have to be maintained during a Recovery or Resolution event
  • Work with core business teams (FP&A, Treasury, BD, Operations) to perform required analysis
  • Proficient with Microsoft Office Suite and financial modeling skills
15

Recovery Resolution Planning Resume Examples & Samples

  • Lead development and maintainance of the Group's Recovery Plan ensuring it complies with relevant regulations and meets regulatory expectations
  • Coordinate with teams around the Group including Capital, Liquidity, Risk, Finance and the Business to ensure that all relevant aspects of recovery are appropriately incorporated in the Recovery Plan, and that interactions between these areas are understood
  • Coordinate in particular with Group Risk to ensure that scenario planning for recovery is appropriately aligned with the Group wide stress testing framework
  • Engage with senior management and relevant committees to ensure the Plan is appropriately approved and that managers remain aware at all times of their responsibilies under the Plan
  • Ensure the Plan is appropriately tested at appropriate intervals
  • Lead the Group's engagement with regulators in the Crisis Management Group to articulate how our Recovery Plan works and provides comfort that the Group can recover in times of stress
  • Work with colleagues across the Group to ensure that local requirements for recovery plans are understood and the local teams deliver plans which are not inconsistent with Group level plans
  • Understanding of Recovery and Resolution Planning
  • Excellent understanding of capital and liquidity management, and stress testing
  • Experience of leading cross functional projects and workstreams
  • Delivering high quality outputs to extremely tight deadlines
  • Experience of managing changing regulatory expectations and requirements
  • Excellent organisation skills
  • Strong numeracy
  • Excellent interpersonal skills and ability to influence stakeholders
  • The role holder should also be familiar with the bank and its structure
  • No specific banking or technical qualifications required
16

Recovery & Resolution Planning & Risk Policy Resume Examples & Samples

  • Project managing, co-ordinating and delivering the RBC Europe Limited Recovery Plan
  • Ensuring appropriate Early Warning Indicators and Triggers are in place for the Recovery Plan
  • Responsible for ensuring the Bank complies with upcoming regulatory requirements
  • Take ownership of developing, maintaining and embedding Risk Appetite for the European entities
  • Drafting and maintaining risk frameworks and Policies relating to risk governance, risk appetite and capital management for Capital Markets and Wealth Management entities and subsidiaries
  • Assisting in annual SYSC Review
  • Being the point of contact for any queries relating to RBCEL Recovery Plan and risk policies
  • The incumbent will be joining a small, high-profile team tasked with delivering quality reports and analysis to a senior stakeholder group
  • Global regulatory standards for risk management within banks are becoming increasingly complex and fluid; and
  • The regulatory demands and scrutiny is continually growing
  • A good first degree in a Finance/Economics disciplines or other quantitative discipline
  • Solid risk management experience preferably in a Capital Markets and Wealth Management environment
  • Experience in Recovery and Resolution Planning
  • Good grasp of Risk Policies and Frameworks
  • Understanding of the regulatory landscape and emerging regulatory developments
17

Recovery & Resolution Planning & Risk Policy Resume Examples & Samples

  • Project managing, co-ordinating and delivering the Limited Recovery Plan
  • Being the point of contact for any queries relating to the Recovery Plan and risk policies
  • Global regulatory standards for risk management within banks are becoming increasingly complex and fluid; and the regulatory demands and scrutiny is continually growing
  • Previous ICAAP experience advantageous
  • Previous Project Management experience advantageous
  • Ability to produce clear, concise and well-written documents
  • Excellent verbal presentation skills
18

Recovery & Resolution Planning Senior Analyst Resume Examples & Samples

  • Achieve regulatory deliverables, which include drafting, editing and submitting holistic RRPs that meet regulations and crafting the company’s messaging in response to questionnaires from regulators concerning the company’s recoverability and resolvability
  • Own the goals of work streams and drive progress in meeting these goals, fostering team spirit and communications in the work streams
  • Partner with other work stream Leads to develop and implement complicated, company-wide project plans to accomplish these deliverables
  • Enlist support of business management for plan input and approval
  • Align RRP goals with other key regulatory deliverables
  • Coordinate the activation of RRPs in the event of actual stressed circumstances impacting the company; and
19

Senior Manager Recovery & Resolution Planning Resume Examples & Samples

  • Assist in the development and update of the Bank's Crisis Management Recovery Plan as requested and directed by OSFI, the Bank's Executives or the Board
  • Support the refinement and evolution of the Recovery Plan Testing Program
  • Secondary responsibility for designing and coordinating the Bank's resolution plans as requested and directed by CDIC, the Bank's Executives or the Board
  • Meet all reporting requirements and regulatory expectations
  • Support the provision of clear and concise guidance on a timely basis to senior executives, international subsidiaries, and departments involved in recovery plan initiatives. This includes ensuring that the Bank follows market best practices, internal advice and specific comments and guidance provided by OSFI, BoC and other regulators
  • Assist in the liaison with and co-ordinate with multiple working groups of various senior subject matter experts to update and enhance the Recovery Plan ensuring that regulatory deadlines and guidance are met
  • Liaise with appropriate business stakeholders and Audit to ensure their inputs are reflected in reports and analyses, and to support improvement of quality of risk management tools and reporting
  • Support the production of the quarterly Reputational Risk report and the annual Risk-Based Compensation Report
  • Upon request, provide advice and counsel support to subsidiaries of the Bank regarding their local Recovery Plans
  • Candidates should have a breadth of business experience, usually gained through 5 to 10 years in more than one area of the Bank
  • Relevant experience in risk management, finance, treasury, information systems is desirable
  • While analytical skills are important, verbal and written communication skills are equally essential
  • Candidates must be highly skilled in Microsoft Word and Excel tools
  • Candidate must have the ability to work as a team player, with extreme accuracy within tight deadlines and under pressure
20

Recovery & Resolution Planning Senior Analyst Resume Examples & Samples

  • Analysis of corporate financial statements, business process modelling and understanding of a complex financial institution's operational work flows
  • Quick learning capacity; poise under pressure; strong quantitative and qualitative skills; ability to synthesize large amounts of data and deduce conclusions from data gaps
  • Ability to draw persuasive conclusions in PowerPoint presentations to executive management; strong leadership abilities; works effectively in a co-located team environment; interacts comfortably with staff at all levels; displays a willingness to challenge conventional thinking
  • Candidate is expected to work independently with minimal supervision and to develop into a highly trained professional with a well-balanced understanding of the company's range of activities
21

Recovery & Resolution Planning Oversight Lead Resume Examples & Samples

  • Own the goals of work streams and drive progress in meeting these goals, fostering team spirit among all work streams
  • Partner with each work stream Lead to develop and implement complicated, company-wide project plans to accomplish these deliverables
  • Manage a team of strong, talented and motivated professionals from cross-disciplinary backgrounds, providing training and coaching as needed
  • Communicate strategic and managerial decisions throughout the ORRP
  • Enlist support of senior management and board members for plan input and approval
  • Cultivate professional, mutually supportive relationships with regulatory agencies
  • A willingness to challenge conventions and assumptions and to constructively dissent when appropriate; and
22

Recovery & Resolution Planning Senior Analyst Resume Examples & Samples

  • Strong oral and written communications skills
  • Keen project management skills and collaborative leadership abilities
  • A high comfort level with working in a fast paced, unstructured, unpredictable and frequently changing environment
23

Recovery & Resolution Planning Manager Resume Examples & Samples

  • Support the US Living Wills team and Plan workstream leads and section owners in providing guidance on new Plan requirements, opportunities for improvement and issue identification and resolution
  • Support the US Living Wills team and workstream leads in facilitating communication and coordination and with Business and Infrastructure subject matter experts and regional management to ensure timely completeness of deliverables. Assist in identifying and managing dependencies
  • Support the US Living Wills team and Plan section owners in ensuring the accurate completion of select sections of the Plan. Sections include Business write-ups (e.g. Global Investment Banking, Corporate Banking and Asset & Wealth Management), legal entity write-ups, and select subject matters. Includes identifying improvements to existing write-ups and new requirements
  • Draft and/or edit sections of the Plan and ensure write-ups are consistent across the Plan
  • Assist in creating senior management presentations and other stakeholder communications
  • Conduct research and support data capture/data management
  • Document key assumptions and sources of data
  • Provide analysis and facilitate responses to regulatory requests
  • Assess potential impacts of Business and Infrastructure initiatives on recovery and resolution plans and recommend mitigating actions
  • Support DB Group recovery and resolution requirements
  • Ability to quickly understand Dodd-Frank US Resolution and FDIC IDI Plan requirements and deliverables
  • Experience with financial services regulatory matters (particularly related to corporate and/or investment banking). Understanding of Deutsche Bank and Living Wills experience a plus
  • Experience in executing against milestones and tight timelines, providing regular status updates and effectively managing issue escalations
  • Experience supporting cross-functional teams and multiple stakeholders to ensure efficient and timely delivery of requirements
  • Proficient in writing reports and accurately summarizing large volumes of information into coherent narrative
  • Strong attention to detail/accuracy
  • Strong self-starter
  • Work well horizontally (with broad range of subject matter experts) and vertically (with senior management and junior staff)
  • Proficient with Powerpoint, Word and Excel and other data management tools
24

Recovery & Resolution Planning Specialist Resume Examples & Samples

  • Take responsibility for development and production of a specific deliverable on group level
  • Coordinate and liaise with regional RRP offices as well as work with relevant internal stakeholders in business and support functions; ensure consistency with related deliverables on global and local level
  • Monitor and interpret evolving regulatory requirements and enhance documentation accordingly; plan for improvement measures
  • Develop and maintain connections with internal projects relating to RRP, in particular, implementation projects intended to result in resolvability improvements
  • Excellent English written and verbal communication skills
  • Previous experience in developing and writing recovery planning documentation for a global systemically important bank
  • Banking know-how specifically in an Investment Banking environment and additionally with experience in Finance or Treasury
  • Strong analytical, organizational and interpersonal skills, preferably with project management experience
  • Ability to understand legal and regulatory text to develop into business requirements (with support from Legal)
  • Strong knowledge of MS Office applications, particularly MS Word, Excel and PowerPoint
25

Recovery & Resolution Planning Specialist Resume Examples & Samples

  • Managing Deutsche Bank’s variant resolution planning strategies by analysing regulations relating to resolution tools and developing a strategy as to how resolution tools work together
  • Supporting the development of a business re-organisation plan to define Deutsche Bank’s business structure post-resolution
  • Leading Deutsche Bank’s response to regulatory enquiries on variant strategies, business reorganisation and separation topics
  • Developing and producing memos, papers and presentations for global Regulators and Senior Management on Group resolution planning activities
  • Managing and communicating with Senior Stakeholders on the requirements of Recovery and Resolution Planning
  • Participating in ad-hoc projects and supporting Senior Management as required
  • A specialty in one of Finance, Legal, Strategy or Risk disciplines and / or extensive experience in, and knowledge of, one of Deutsche Bank’s core business units
  • An outstanding record in delivering complex projects and engaging a variety of stakeholders
  • A strong ability to develop effective relationships with key businesses and infrastructure functions
  • An appetite to work in areas outside previous expertise or comfort zone and an ability to get up to speed quickly
  • Ability to engage and co-ordinate senior stakeholders, working towards an agreed objective and timeline
  • Excellent writing skills
  • Excellent Microsoft Word and PowerPoint skills
  • Capability to work in a dynamic environment
  • Fluent in English, both spoken and written. German language skills beneficial
  • Rigorous and meticulous in the production of senior management and regulatory deliverables
  • Driven to succeed with a focus on driving progress against timelines
  • A strategic thinker and a self-starter with strong organisational skills
  • A strong team player with the ability to take ownership and work independently
26

Recovery & Resolution Planning Group Manager Resume Examples & Samples

  • Partnering with the various business-aligned and functionally-aligned RRP workstreams to lead the annual enhancements to Citigroup’s and CBNA’s Recovery Plans, based on risk analysis; changes in Citi’s business strategies; and changes based on evolving legislative and regulatory requirements
  • Creating strong, collaborative relationships with multiple regulatory agency members (both at the working group and senior levels) responsible for Recovery Planning
  • Leading the project planning for both Recovery Plans, ensuring close coordination with the owners of the various components of those Plans and appropriate escalation of issues
  • Coordinating the model governance process that produces the funding, liquidity and capital economics supporting the conclusions drawn in the Recovery Plans
  • Facilitating regulatory or Internal Audit engagements and related responses/information requests,
  • Developing a deep understanding of the ongoing changes in the regulatory landscape, both in the U.S and internationally, that impact Citi’s RRP activities and use this understanding to identify potential obstacles or opportunities for Citi’s businesses
  • Providing guidance to international Citi teams responsible for local Recovery Planning exercises covering Citi’s legal entities outside the U.S., ensuring the coordination between U.S. and international Recovery Planning strategies
  • Preparing briefing materials to senior management, Board of Directors and regulators, including attending many of these meetings
  • Outstanding written, verbal and presentation communication skills
  • Outstanding ability to synthesize details into cogent, well-developed narratives that express a point of view
  • Team player with strong interpersonal skills who can operate in a high pressure, fast-paced environment
  • Creative, innovative self-starter with well-developed problem solving skills
  • Strong program/project management skills who can work toward multiple goals on tight deadlines
  • Bachelor’s degree in Finance, Accounting or other related field, JD or MBA a plus
  • 12+ years relevant work experience
27

Living Wills Analyst Recovery & Resolution Planning Resume Examples & Samples

  • Drive the embedding of RRP principles into global bank processes such as vendor risk management and legal and group procurement
  • Review the associated agreements and control and approve all intra-group vendor initiatives affecting RRP principles
  • Provide ad-hoc analysis and assist in preparing management reports
  • Develop RRP training material and organize global briefing sessions
  • Enhance existing decision tools and processes
  • Perform data analysis and join in managing data remediation projects
  • Build extensive relationships with all relevant stakeholders group-wide and act as first point of contact for all RRP related queries
  • Support engagement with internal and external audit requests
  • Educated to degree level or extensive relevant professional experience
  • Excellent project manager: able to see the big picture and the detail, used to juggle various tasks and successful in meeting strict deadlines
  • Interest in European and German regulations related to RRP
  • High standard of Excel and PowerPoint literacy
  • Advantageous: knowledge in enterprise-wide risk management strategies as well as an understanding of contract law and vendor management
  • Strong analytical and reporting skills
  • A very strong communicator and facilitator, able to liaise effectively at all levels of the business
  • Focused and enthusiastic team player with the ability to work under pressure and collaborate successfully in a global diverse team and in a virtual environment
  • Excellent verbal and written English skills
28

Recovery & Resolution Planning Resume Examples & Samples

  • Develop and maintain the US Resolution Plan with respect to communicating and understanding UBS's shared services model, both within the US and globally
  • Identify and understand interconnections between business functions and analyze their impact on UBS's US resolution strategy
  • Refine and maintain a mapping of business and operational interconnectedness amongst business units and with shared services functions, including third party service providers
  • Partner with shared services and business functions to remediate impediments to an orderly wind-down of UBS's US operations in the event of a resolution event
  • Update and maintain the Operations and Interconnectedness chapter of UBS's US resolution plan and provide input into legal entity and business function chapters
  • Support senior management by presenting materials to facilitate decision making and establish priorities
29

Recovery & Resolution Planning Resume Examples & Samples

  • Adept at working in a fast-paced, high-energy level environment
  • Self-motivated with high personal standards for quality of work
  • Excellent communication and interpersonal skills. Ability to interface with people at varied skill and seniority levels
  • Product knowledge of Fixed Income and / or Equity Products desirable
  • Advanced Word, Excel and PowerPoint skills
  • 3-5 years? experience in the Financial Services Industry
30

Recovery & Resolution Planning Manager Resume Examples & Samples

  • Takes ownership of work streams for the annual preparation of the bank’s recovery and resolution plans;This includes drafts and/or edits to the sections of each of the plans and the gatherings, compiles and interprets of information submitted by SMEs across the enterprise
  • Directly implements projects and/or engages in enterprise-wide stakeholder base in implementations of projects related to the enhancement of the bank’s “resolvability,” as required under Dodd Frank Act
  • Communicates all milestones and establishes routines to ensure such deadlines are met
  • Works closely with Technology partners in ensuring appropriate systems functionality for systems-dependent projects
  • Engages with stakeholders across the enterprise as a recovery and resolution planning SME
  • Works collaboratively with partners/stakeholders to develop an understanding of the enterprise from an operational and financial perspective
  • Sets the context of recovery and resolution planning requirements with partners to gather the necessary information needed to draft/update plans on an annual basis
  • Helps create senior executive and Board materials related to key recovery and resolution planning elements, plans updates, and plans approval
  • Assists in fulfilling ad hoc regulatory requests, including those from the FRB, FDIC, the ECB, and the Bank of Spain
  • Assists with the administration of the document workflow tool used to edit the plans; Maintenance of associated policies and procedures
  • At least 5 years of project management and/or business analysis experience, preferably with experience that has contributed to an understanding of how a bank functions from an operational and/or financial perspective
  • Experience in the use of Microsoft PowerPoint, Excel and Word is required
  • Entrepreneurial spirit
  • Excellent attention to detail and exceptional organizational skills
  • Collaborative problem-solving
  • Integrity, combined with high personal and professional standards
31

Recovery & Resolution Planning Shared Services & Interconnectedness Resume Examples & Samples

  • Assist in developing and maintaining portions of the US Resolution Plan relating to shared services and interconnectedness mapping
  • Identify and understand interconnections between business functions
  • Refine and maintain a mapping of operational interconnectedness amongst entities that rely on shared services and third party service providers
  • Partner with shared services and business functions to ensure accurate mapping of interdependencies
  • Manage updates for the relevant chapters of the US resolution plan
32

Recovery & Resolution Planning WMA / IDI Lead Resume Examples & Samples

  • Develop and maintain the US Resolution Plan with respect to communicating and understanding UBS's Wealth Management Americas business
  • Develop and maintain the insured depository institution (IDI) resolution plan for Bank USA
  • Contribute to the mapping of financial and operational interconnectedness amongst business units including the underlying MIS that support booking models, risk management and collateral management and tracking
  • Participate in critical thinking with respect to remediating impediments to an orderly wind-down or sale of UBS's operations in the US and globally in the event of a resolution event
  • Work closely with WMA professionals in order to update and maintain the WMA chapters and discussion in the US resolution plan and the IDI Plan and provide input into legal entity, strategy and operational chapters
  • Coordinate with resolution planning professionals in other UBS locations
33

VP Recovery & Resolution Planning Resume Examples & Samples

  • Bachelor’s degree in accounting, finance, or economics. JD or MBA a plus
  • 8+ years experience, preferably in banking
  • Background in either Collateral Management, Payment, Clearing, and Settlement (PCS), Management Information Systems (MIS), or Data Quality required
  • Experience interacting with bank communication or exam process. Federal Reserve, FDIC, or OCC interactions preferred
  • Consulting experience a huge plus
  • Strong analytical skills with high attention to detail
  • Excellent verbal and written communication skills to articulate and present complex financial strategies
34

VP Recovery & Resolution Planning Program Manager Resume Examples & Samples

  • Developing a deep understanding of the Recovery and Resolution Plan objectives and strategies so as to guide and lead other parts of the organization
  • Driving the annual roadmap of activities both for production of RRP materials and driving initiatives which enhance resolvability
  • Creating, maintaining, communicating and tracking the detailed work-plan, including a resourcing/budgeting plan, and major milestones
  • Building project management discipline through the application of tools, templates, and facilitating the execution of the work plans
  • Updating and maintaining documentation to support the RRP, including sections associated with Plan Governance, Management Information Systems and ancillary sections including Contact Information, Index, Glossary and Rule Mapping
  • RRP document management, including version control, issue management and follow up and open data needs
  • Leading team meetings, as required, to discuss status, progress, and to remove roadblocks to achieve key milestones and objectives
  • Providing oversight on specific recovery and resolution improvement measures
  • BA/BS preferred
  • 5+ years of relevant experience in leading large programs to a successful conclusion
  • 3+ years of relevant experience in financial regulatory projects/programs
  • Experience of working within the Front-Office, Treasury, Operations or Finance functions in a senior leadership role
  • Ability to interact with senior stakeholders and team members across all areas of the company
  • Ability to remain calm under pressure and cope with difficult and changing scenarios
  • Familiarity with significant regulatory changes
  • Tools: Excel, PowerPoint, Word, (WDesk experience a plus)