Compliance Officer Resume Sample

Compliance Officer Resume Sample

Compliance Officer Resume Sample

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JS
J Senger
Jared
Senger
79528 Ford Expressway
Houston
Texas
United States
79528 Ford Expressway
Houston
Texas
United States
Socials
Experience Experience
08/2014 – present
New York
Compliance Officer
Compliance Officer
08/2014 – present
New York
Compliance Officer
08/2014 – present
  • Assessed compliance risk, identified root cause of compliance exceptions, and developed corrective action plans to ensure effective enterprise-wide internal controls are in place
  • Assisted in community-wide surveys, as directed by the Board of Directors or Executive Director, as well as conducted mock surveys
  • Collaborated with Human Resource Department on plan of action and regulations
  • Completed monthly and quarterly regulatory reports
  • Conducted special studies related to quality improvements
  • Consulted with the corporate attorney as needed to investigate/ resolve difficult legal compliance issues
  • Corrected compliance deficiencies identified by internal and external examinations
  • Developed, initiated, maintained, and revised policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct
  • Ensured clear and open communication on policies and procedures, issues and other quality indicators related to continuous quality improvement/accreditation standards
  • Ensured proper reporting of violations or potential violations to duly authorized enforcement agencies as appropriate and/or required
  • Monitored and coordinated compliance activities of all departments
  • Provided reports on a regular basis to keep team informed of the operation and progress of corporate compliance efforts
  • Provided support and assistance to all departments in developing goals and objectives for department quality improvements
  • Tracked and coordinated responses to patient suggestions for improvements and complaints
  • Worked with business management to identify, formulate, and implement compliance risk policies, procedures, and controls
Education Education
2010 2014
Parsons The New School for Design
2010 2014
2010 2014

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