Institutional Equity Division Job Description
Institutional equity division
provides oversight of China SAFE and all accounting and legal requirements with China-based team.
Institutional Equity Division Duties & Responsibilities
To write an effective institutional equity division job description, begin by listing detailed duties, responsibilities and expectations. We have included institutional equity division job description templates that you can modify and use.
Sample responsibilities for this position include:
Equities Compliance Advisory
Creating internal rules
Providing trainings
Dealing with regulators
Liaise with New York on upcoming management teams coming to the West Coast
Collaboration with other divisions within the organization (IT, Operations, Controllers) to improve Desk work flow/efficiency/risk controls
Explain technical delivery and/or challenges in non-technical terms that can be easily understood
Interact and influence/partner with all areas of the organization (Trading/Sales, Trading IT, Controllers, Operations) to drive delivery
Potential candidates will have opportunities to learn and develop into a structurer
Regulatory work in context of OTC Mandatory Minimum Margin, MIFID 2, ad-hoc requests of Regulators
Institutional Equity Division Qualifications
Qualifications for a job description may include education, certification, and experience.
Education for Institutional Equity Division
Typically a job would require a certain level of education.
Employers hiring for the institutional equity division job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Computer Science, Statistics, Engineering, Mathematics, Science, Computer Sciences, Technical, Math, Financial Services
Skills for Institutional Equity Division
Desired skills for institutional equity division include:
Delta One products
Exotics
Statistical arbitrage and derivatives pricing
Stock loan
Variance / volatility swaps
At least one trading asset class and its market structure
Broad range of asset classes
China Connect
China QFII
Desired experience for institutional equity division includes:
Minimum 3-5 Years Corporate Experience preferred
Keep up to date with office procedures and technical training all policy guidelines & compliance requirements
Natural sales ability
Strong work ethic and proactive working style
Markets-oriented
Strong ties to the Southeastern U.S
Institutional Equity Division Examples
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Institutional Equity Division Job Description
Job Description Example
Our company is hiring for an institutional equity division. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for institutional equity division
- Calibration and back-testing of existing trading models
- Collaborate and work closely with traders to design, implement and improve trading strategies
- Automate and optimize existing workflow
- Review and analyze major index data
- Automate data retrieval and produce derived datasets
- Design and implement analytics to support desk needs
- Understand index construction methodologies and be able to explain index changes
- Market Equity/ Structured derivatives solutions to financial institutions in China Mainland and Hong Kong
- Ability to see through a transaction from start to finish, from preparing marketing presentation to trade document to process pricing and execution
- Coordinate with colleagues across different functions include trading/ structuring/ risk/ legal and compliance when completing complex transaction
Qualifications for institutional equity division
- Windows GUI development experience (C#, WPF and MVVM, .Net framework proficiency)
- At least one scripting language
- Candidate should have relevant quantitative risk, derivatives, and/or market risk experience
- Technical degree, such as mathematics, science, engineering, computer sciences or finance
- Strong communication skills, negotiations skills, and the ability to articulate portfolio and market trends
- Must have good working knowledge of at least one trading asset class (equities, futures, options, FX, ) and its market structure
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Institutional Equity Division Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of institutional equity division. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for institutional equity division
- Run large datasets processing to identify signals and further to develop and enhance multi-factor alpha models
- Run portfolio risk analysis and optimization on given metrics
- Implement new trading strategies, and work closely with the technology team for testing and deployment in production
- Statistical/data analysis (R or Python preferred)
- Database programming (SQL, Sybase/DB2) a plus
- Strong competence in Computer Science, Math, Physics or Engineering
Qualifications for institutional equity division
- MULTI-TASKING - This role requires strong multi-tasking skills in order to competently manage competing projects and priorities
- COMMUNICATION - This role requires an individual able to communicate with multiple stakeholders across Legal, Compliance, Risk Management and ISG
- Ability to quickly comprehend and filter complex information
- Enjoy the challenge of working with many different types of people, and different work functions, Front Office, IT, Operations
- At least 5 years of experience in an Investment Banking or Asset Management business
- Sound numerical skills, preferably a degree in a quantitative subject
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Institutional Equity Division Job Description
Job Description Example
Our growing company is hiring for an institutional equity division. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for institutional equity division
- Have 2-5 years of relevant work experience in other financial institutions
- Strong communication skills to communicate and present ideas to different stakeholders
- Experience in python, C++, KDB, Unix, and SQl would be helpful
- Comprehend abstract Regulatory Rules and impact to the business financials and processes
- Translate the rules into CTB system requirements and RTB design controls by working closely with Accounting Policy, Tax, Legal, Business Units and
- Represent and make senior decisions on behalf of Global IED at key steering / governance meetings
Qualifications for institutional equity division
- Analytical and a quick learner
- Compelling interest in the financial markets
- 4-6 years working within the investment banking industry as an associate or VP with a proven track record executing deals across various industry sectors
- Building and analyzing financial models
- Developing complex presentations and financial models using Microsoft Office, Excel and PowerPoint
- Commercial instinct and the ability to perform under pressure and tight deadlines
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Institutional Equity Division Job Description
Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of institutional equity division. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for institutional equity division
- Versatile leader that can connect Regulatory Rule interpretations with business knowledge and provide thoughtful views of rule impact to CTB requirements and control designs
- 10 years+ experience with knowledge of the Equities business and strong Accounting background
- Python, KDB/q, Unix, SQL
- Team player, good communication skills, self-starter, detail oriented
- Bachelor’s degree majoring in Statistics/ Computer Science / Math / Engineering or related fields
- Advanced quantitative and data science skills in Python
Qualifications for institutional equity division
- Communicate these regulatory initiatives to senior stakeholders within Finance & Business Unit Risk Management
- Ensure consistent approach across various IED & IBD business areas in leading the regulatory agenda
- Partner with various groups in driving forward projects to enhance controls, reduce risk, comply with regulatory requirements, improve efficiency, and generate earnings for the Firm
- Participate in global workstreams and project management and project resource budgeting
- Act as a strong intermediary and build effective relationships between Finance, Business Managers, SMEs, IT and other Stakeholders globally as the custodian of change within Finance
- Strategic thinker that can work in a fast paced environment
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Institutional Equity Division Job Description
Job Description Example
Our growing company is searching for experienced candidates for the position of institutional equity division. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for institutional equity division
- Working knowledge in derivatives is a must
- Two to four years of China Sales experience in financial industry
- 3–5 years’ experience working on an
Qualifications for institutional equity division
- Have 2+ years of relevant experience
- Python and SQL are preferred while KDB/q and Unix would be a plus
- Familiarity with Jupyter Notebook is a plus
- Strong ties or interest to the Southern US
- Bachelor or Master Degree in Finance related subject
- Two to four years of experience in financial industry