Manager, Investments Job Description
Manager, investments
provides leadership and guidance to ensure quality products and services to maximize customer satisfaction and risk management.
Manager, Investments Duties & Responsibilities
To write an effective manager, investments job description, begin by listing detailed duties, responsibilities and expectations. We have included manager, investments job description templates that you can modify and use.
Sample responsibilities for this position include:
Participating in various committees
Drive issue resolution and manage expectations in a multi-stakeholder environment through consistent reporting and communication
Coordinate with Technology Managers to marshal the required commitment on projects within their scope
Collaborate with IT and the business on the development and management of User Acceptance Testing (UAT)
Partner with cross-functional business unit executives to communicate requirements, status, and escalate and resolve issues as appropriate
Development of investment policy statements, portfolio construction, implementation of customized transition management, model portfolio implementation, risk management, evaluation of opportunities for tax management, providing overall investment market/securities insight and will be responsible for new account and annual Reg 9 reviews
Maintain in-depth daily knowledge of the securities markets
Work in concert with marketing and trust acceptance on new business and pipeline opportunities
Review assets and structures portfolios based on the terms of the trust document and the needs of the current and remainder beneficiaries
Manage and monitor assigned portfolios of individual securities, mutual funds, ETFs and separately managed accounts
Manager, Investments Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Manager, Investments
List any licenses or certifications required by the position: CFA, CPA, PMP, LIHTC, LEAN, CTP, CAIA, CFE, CIA
Education for Manager, Investments
Typically a job would require a certain level of education.
Employers hiring for the manager, investments job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, MBA, Economics, Engineering, Education, Graduate, Marketing, Business/Administration
Skills for Manager, Investments
Desired skills for manager, investments include:
Asset Management products and services
Wealth Management products and an understanding of global financial markets
Risk Management Framework and incident management
Annuity and securities products
Financial institution products and services
Life insurance
Asset Management products and services to recommend and cross-sell products and services
Financial services industry
Credit fundamentals and market risk
Data sources that drive the analytics
Desired experience for manager, investments includes:
Considerable experience managing other staff
Strong understanding of client support with a front office perspective
Solid understanding of the Alternatives asset class and mechanics of private equity and hedge funds
Communicate with financial advisors and clients to gain understanding of client's needs, establish an investment objective, articulate investment strategy and recommendations, explain account performance, and help build relationships with clients and FAs
CSC is essential plus a higher level of investment/financial planning qualification is desired (CFP, PFP, CIM, Wealth Management Essentials)
Minimum of 5 – 10 years investment sales
Manager, Investments Examples
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Manager, Investments Job Description
Job Description Example
Our growing company is looking for a manager, investments. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for manager, investments
- Manage account documentation current knowledge of industry practice and developments
- Manage and supervise the execution of audit engagements of various Financial Services clients, including Hedge, Private Equity, Real Estate Funds or REITS and Securities and Exchange Commission (SEC) registrants
- Review SEC filings and research technical accounting issues understand and utilize the firm’s Audit Methodology
- Assist with the career development of team members work with other managers to help ensure the proper deployment of the audit staff
- Aid in the identification of business development help expand the client base by identifying and growing current client portfolio
- Constantly harmonize and enhance day to day processes & systems
- Provide comprehensive finance expertise for assigned functional areas/systems and processes towards team and business partners
- Directing a variety of transaction and portfolio related activities with other groups in TOI
- Fostering a professional relationship among industry colleagues and co-investors
- Support the new product development process
Qualifications for manager, investments
- Strong understanding of project management in a financial services environment
- Must have a proven track record of sales success and experience selling and promoting mutual funds, wrap products and other wealth management solutions
- Able to understand and speak Mandarin / Cantonese would be an asset but MUST be bilingual in French
- Keen focus on details
- Possess leadership qualities, self-confidence, problem-solving abilities, commitment to the RFP/Marketing team and furtherance of the firms business
- 2-5 years post-MBA experience in investment banking, corporate development, strategy consulting, or venture capital
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Manager, Investments Job Description
Job Description Example
Our company is growing rapidly and is looking for a manager, investments. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for manager, investments
- Coordinate strategic, tactical and business financial plans across functional areas
- Process quantitative screens to generate model portfolios for each portfolio
- Assuming full responsibility for all tax compliance administration and providing expert guidance on a broad range of tax compliance matters
- Managing the tax service providers
- Assuming full responsibility for all partnership, corporations and other tax engagements
- Reviewing partner tax allocations, tax adjustments, Schedules K-1, and Forms 1065
- Preparing and reviewing tax estimates
- Participating in tax planning and monitoring of book vs
- Ensuring accurate completion of Schedules K-1 and tax filings by applicable deadlines
- Preparing and reviewing written responses to tax notices from various federal and state tax agencies
Qualifications for manager, investments
- Develop and execute a business plan designed to source and acquire new Foreign Exchange, Precious Metals, Foreign Currency Product and TDS Investment Business
- Identify and cultivate new COI’s and build a network of contacts in your local business community
- Identify new and innovative ways to profile the business, and add value to the Retail employee experience
- Proactively identify and advise on branch issues that affect the business
- Cross-sell and refer to our business partners other bank products and services
- Must be a self-starter with the ability to actively network internally and externally, demonstrate strong initiative and creativity in order to attract new clients to the Bank
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Manager, Investments Job Description
Job Description Example
Our growing company is hiring for a manager, investments. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for manager, investments
- Reviewing FIN 48 analysis in close coordination with outside advisors
- Building and maintaining strong working partnerships with different teams in the firm including Fund Accounting, Operations, Legal, Structuring, Portfolio Management, and Trading
- Responsible for the on-going implementation and execution of the team’s investment philosophy and process
- Select, monitor and manage the complete roster of external investment managers
- Manages the investment team responsible for selecting all new investment managers and the termination of existing manager relationships where necessary
- Develops, recommends, and directs the execution of programs designed to achieve investment objectives for specific individual or institutional clients
- Presentations to current clients and prospects, as needed, representing the team’s investment process and philosophy
- Shares responsibility for the Investment team’s business results (e.g., profitability, staffing) with Head of Multi-Manager
- Makes staffing decisions, manages expenses and salary review process for the Multi-Manager Investment team
- Serves on standing investment oversight committees and on ad hoc unit committees as appropriate
Qualifications for manager, investments
- Strong sales/marketing background combined with knowledge of TDS treasury products and financial markets is required
- Have the ability to lead networking activities to source new business relationships, programs
- Demonstrated ability to quickly respond to business needs, occasionally intra-day
- Demonstrated ability to partner with others to deliver results
- Client oriented and results driven approach and mindset
- Knowledge of Investments and French language is an asset (not a requirement)
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Manager, Investments Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of manager, investments. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for manager, investments
- Manage Trade Operations team, including 5+ direct reports and 3 offshore resources
- Lead the project team from a business perspective on the transition to a new advisor data and trade processing platform (DST SalesConnect), define new procedures and shape the vision for future development
- Collaborate with Salesforce Team to identify new and innovative ways to leverage Salesforce.com to support evolving business needs
- Develop a robust data stewardship program to ensure the quality and integrity of broker dealer and advisor data
- Collaborate with internal stakeholders to build solutions that support new business requirements and process improvements
- Develop test scripts, story boards and perform UAT on behalf of the business for enhancements to various sales tools
- Oversee tracking and troubleshooting of inquiries / issues related to sales tracking, and bridge communication between sales team and sales operations & reporting
- Serve as a point of contact for Salesforce.com maintenance, trouble-shooting, reporting and training
- Actively identify gaps between current and desired end-states, and identify creative solutions that create efficiencies and added value
- Develop and optimize new lead generation capabilities to grow digital sales, increase leads to advisors and develop robust, interactive sales tools to show a measurable increase of ROI from digital marketing investment
Qualifications for manager, investments
- Financial and Investments experience will be an asset (not a requirement)
- Strong financial writing and project management skills
- Demonstrated experience working and building collaborative partnerships with the public sector
- Demonstrated Supervisory experience in the Financial Services Sector
- Minimum four to six years financial services experience required (Middle Office, Fund Accounting, or Transfer Agent Operations preferred)
- Ability to comfortably interact with all levels within the organization and external product vendors
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Manager, Investments Job Description
Job Description Example
Our growing company is hiring for a manager, investments. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for manager, investments
- Develop new strategies, gain sponsorship and collaborate to lead strategies and tactics which further revenue growth and cost reduction, ultimately enhancing the online client experience
- Provide best practice expertise and leverage internal impact and influence, tracking capabilities and industry and channel research to determine and optimize effectiveness of digital marketing campaigns
- Act as point of escalation for all client issues for the Alternative Investments team for external clients internal inquiries from other teams including but not limited to Accounting, Risk, Relationship Management, Financial Control and Business Unit Control
- Manage the AC&BB Investment team in the designated region (this will consist of investment team members across Corporate,Large and Medium segments in the region
- Coach and mentor the investment team in the designated region and ensure appropriate training is delivered to support staff development goals
- Assess staff competencies, performance, efficiency and productivity to ensure they are aware of and capable of delivering their responsibilities
- Ensure availability of appropriate skills base in order to provide clients with investment solutions (products/services)
- Ensure the effective application of human resources and people management processes to operations in all the market segments
- Ensure the creation and maintenance of an effective working climate and a contiunual improvement of culture
- Continually review and measure team activities against targets, standards and service levels, agreeing and taking actions to improve capability and perfomamance , so that the team achieves its maximum potential
Qualifications for manager, investments
- Ideal applicant will come from a Big 4 chartered firm with 4+ years post qualified experience
- Strong knowledge of general insurance accounting best practice
- Sound experience with financial applications - Xero preferable
- Ability to be organised, meet deadlines and prioritise
- Strong technical Tax knowledge in dealing with Credit products (bank loans, bonds, ABS)
- Comprehensive and broad based experience in Federal and State Tax Law