Product Controller Resume Samples

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TK
T Keeling
Taurean
Keeling
49314 Cortney Lane
New York
NY
49314 Cortney Lane
New York
NY
Experience Experience
09/2016 – present
Detroit, MI
Senior Product Controller
Senior Product Controller
09/2016 – present
Detroit, MI
Senior Product Controller
09/2016 – present
  • Using your knowledge to provide input to change initiatives and project work covering controls enhancement, efficiency initiatives and strategic developments
  • Active participation in a variety of change programmes, including risk management system upgrades, and Finance transformation workstreams
  • Helping to make sure the team provides accurate and timely service, and that all outputs are validated and delivered in accordance with SLAs
  • Leading and implementing various project based work around system initiatives, booking model changes and improvements
  • Identifying improvements to processes which deliver efficiencies and improve key controls
  • Reviewing and implementing process improvements over the wider group
  • Provide support to any new Global Product Control initiative projects
08/2012 – 03/2016
Detroit, MI
Fixed Income Product Controller
Fixed Income Product Controller
08/2012 – 03/2016
Detroit, MI
Fixed Income Product Controller
08/2012 – 03/2016
  • Produce and review daily Profit and Loss (P&L) and P&L explanations for the Credit Corporates business. Products covered in this business include corporate bonds, credit default swaps, and corporate loans
  • Daily interaction with traders to review, agree and summarize daily P&L results
  • Provide daily commentaries on significant P&L movements, including analyzing the P&L explanations and ensuring key drivers are in line with expectations given risk exposures in the business
  • Month-end P&L close of the books and records, including reconciling between the books and records and management reported P&L, commenting on differences and escalating key items to management
  • Month-end Balance sheet close of the books and records, including substantiation of the balance sheet from supporting sub ledger details to the general ledger, resolving issues and escalating key items to management.
  • Frequent interaction with various groups across the firm including, but not limited to trading desk, operations, technology, regulatory and legal entity controllers, market/credit risk controllers
  • Understand the Businesses supported the strategy, products and inherent risks
08/2006 – 06/2012
Houston, TX
Product Controller
Product Controller
08/2006 – 06/2012
Houston, TX
Product Controller
08/2006 – 06/2012
  • Assist in regulatory reporting management process and provide primary support for this function
  • Develop and maintain key relationships with senior managers in Front Office, Business Management and Support functions
  • Project work covering controls enhancement, efficiency initiatives and strategic developments in order to provide business advantage
  • Project Work to strengthen and improve controls in systems and workflows
  • Operational Risk focuses on the development of risk assessment frameworks that identify, measure, monitor and manage operational risk exposures
  • Automate and/or work with the Development team to reduce/improve manual reporting processes and optimize existing reports
  • Supporting UBS business unit control through reporting of management and incentive fees earned, assets under management and performance reporting
Education Education
Bachelor’s Degree in Finance
Chapman University
Bachelor’s Degree in Finance
Skills Skills
  • Strong PC skills including Excel (pivot tables), Microsoft Access (basic). Comfort with manipulation and presentation of financial data
  • Strong character, able to work effectively under great pressure within international team
  • Strong knowledge of Daily Profit & Loss principles
  • Microsoft Excel proficient (Pivot Tables; V-Look Ups; Macros)
  • Microsoft Excel proficient (V-Lookups, Pivot Tables, etc.)
  • Strong working knowledge or Microsoft Excel and Access
  • Professional Accounting qualification (ACCA, ACA, CIMA or CPA) desirable
  • Strong knowledge on Microsoft Excel and Access
  • Excellent interpersonal skills, with the ability to communicate & challenge at all levels both written (report and guideline writing) and verbally
  • Ability to work under constant pressure to tight deadlines and deliver high quality output
Create a Resume
1

CIB F&BM CT&S Americas Product Controller Resume Examples & Samples

  • Senior Analyst or Associate level with Fixed Income Markets exposure
  • Strong understanding of accounting
  • Fixed Income Product knowledge
  • Able to understand and support the strategy of the business in a growth environment
  • Good teamwork and coach-ability skills
  • Ability to take direction and produce results with minimal supervision
2

CIB F&bm-gem Product Controller VP Resume Examples & Samples

  • Month End - Reconciliation of reported P&L to general ledger. Requesting GL adjustments for any variances. Review of reserve moves and other month end adjustments
  • Understanding of fixed income securities and general market awareness
  • Product Control experience would be beneficial
  • Minimum degree level qualification in a relevant financial or numeric discipline
3

CIB F&BM Treasury Services Product Controller Resume Examples & Samples

  • Coordinating the preparation of quarterly regulatory reporting requirements through partnership with middle office and accounting & control hub
  • Focus on transfer pricing process review across TS and develop BAU model
  • Organizing product control participation related to control frameworks, including SOX, New Business Initiative Approvals, Operating Loss, and NII Adjustment tracking/administration/deep dive
  • Think strategically to improve procedures; drive process enhancement projects; partner with CIB Finance to review, test and implement process changes
  • Assisting to validating existing and developing, as needed, new MIS performance analytics and reporting to increase transparency around expense management, client and business performance
  • Strong organisational and time management skills: able to work on multiple projects with competing deadlines
4

CIB F&BM Namr Liquidity Product Controller Resume Examples & Samples

  • Being the subject matter expert for accounting treatment of the Liquidity portfolio and ensuring compliance with appropriate corporate and regulatory requirements
  • Overseeing the preparation of quarterly regulatory reporting requirements
  • Reviewing & analyzing Liquidity Reports/Models, Interest Income Rate-Volume, and Key-Driver schedules in support of Business Managers, Product, CIB Treasury, Corporate Treasury and P&A submissions; communicating analysis & opinion to various levels of Management
  • Co-ordinate Transaction Services Balance Sheet reporting; understand global flows and timing thereof to ensure accuracy & consistency of forecast submissions, walk-forwards, and any other Central Requests throughout the month
  • Running the month-end close to ensure accuracy of the Financials, Management Reporting, & Client Profitability
  • Understanding all aspects forecast and actual P&L; quickly escalating and resolving discrepancies and provide commentary for significant revenue or expense events to senior management
  • Validating balance sheet items for appropriate classification for regulatory, corporate and legal entity reporting
  • Owning and being the single point of contact for RWA for Transaction Services
  • Leading ad-hoc business and financial analysis
  • Managing current & developing new internal control frameworks; Control self assessment (CSA), SOX, New Business Initiative Approvals, among other items
  • Prescribing new MIS performance analytics and reporting to increase transparency around expense management, client level drivers, and overall business performance
  • Acting as a subject-matter-expert supporting project/product management for various Liquidity projects/initiatives; Participating round table review forums for specific products/processes, carefully opining on both qualitative and quantitative factors and risks
  • Supervising and teaching a group of 3-4 VP / Associates/analysts
  • Strong accounting/control background
  • Superior technical skills in MS Office Suite
  • Ability to summarize large amounts of data into clear & concise policies, recommendations, & Executive Summaries
  • Knowledge of CDGL, Paragon, FDW and Business Objects applications is a great plus
  • Advanced & direct communication and presentation skills; ability to scale and tailor communication style from junior staff members to Senior Managing Directors
  • Comfortable in an environment that changes pace & priorities often
  • Ability to quickly grasp concepts, learn processes and execute on deliverables in a timely manner
  • Excellent time management skills, being flexible to handle multiple tasks at the same time and prioritize the tasks in the order of importance for entire team; move resources where needed
  • Knowledge of balance sheet, net interest income, funds transfer pricing concepts required
  • Ability to work cross functionally with Billing & Core Cash Management Product Control colleagues, and to take on other Transaction Services team projects as needed by the North American or Global Transaction Services Product Controllers
  • 10 years of experience in a Controller function, preferably in a Balance Sheet & Interest Income capacity
  • Proven track record of managing a team of associates/analysts
5

CIB F&BM Equities Derivatives Product Controller VP Resume Examples & Samples

  • Perform independent P&L substantiation and attribution
  • Work in conjunction with Accounting and Control to resolve P&L difference between front end and back end
  • Ensure all trading positions are reflected correctly on balance sheet and capital perspective
  • Provide MIS reporting for performance review
  • Support and analyse requests from front office and other control functions
  • Ensure strong control environment is implemented
  • Liaise closely with Technology, Operations and Finance to resolve system constraints
  • Participate into working group for New Business Initiatives
  • Ensure regulatory demands and questions are being addressed promptly
  • Minimum five years' experience in a product control environment with an in-depth knowledge on equity derivatives
  • Prior managerial experience is essential
  • Excellent communication and interpersonal skill
  • Strong analytical skills is required
  • Accounting knowledge is beneficial
6

CIB F&bm-fx Product Controller Resume Examples & Samples

  • 1-RWA, Capital, Funding and Balance Sheet Usage
  • 2-Product Knowledge and daily PnL reporting
  • Production and oversight of daily PnL and Risk reports, with relevant understanding of the drivers
  • Monitoring and understanding of the Business Balance Sheet and work with managers to optimize it
  • Prepare, verify accuracy, and perform variance analysis for monthly and quarterly regulatory reporting disclosures
  • Be the Business go person for any Financial information
  • Bachelor's degree in Finance, Accounting, or Business
  • Minimum 5 years experience in similar role
  • Deep understanding of principles of P&L and Risk management for derivatives
  • Strong understanding of Capital allocation, RWA and Balance Sheet
  • Excellent desktop/spreadsheet/database skills
7

Senior Product Controller Resume Examples & Samples

  • Work with Financial Control with the maintenance of the local and global general ledger. This individual will provide Financial Control with the local general ledger balance sheet at month end and provide support when requested. The analyst will assist the Senior Product Controller in fulfilling head office requests for information about general ledger entries, variances of monthly and quarter results, and audit requests
  • Escalate issues and assist team members in problem resolution. Product Controller will also be responsible for learning and performing the back up duties for the various P/Ls. This individual should be able to produce and send out the daily P/L in the absence of the primary analyst
  • Improve process efficiencies and control environment intricacies
  • Minimum of 8 years recent relevant work experience
8

Syndicated Loans Product Controller Resume Examples & Samples

  • Manage/Perform the P&L production for the Syndicated Loans Business
  • Adhoc analysis and reporting as needed for the Business Unit and Finance Management
  • Work with Global IBD Controllers to compile weekly, monthly & quarterly commentary
  • Managerial Experience Strong analytical and technical skills including Excel and PowerPoint
9

Fixed Income Product Controller Resume Examples & Samples

  • Produce and review daily Profit and Loss (P&L) and P&L explanations for the Credit Corporates business. Products covered in this business include corporate bonds, credit default swaps, and corporate loans
  • Daily interaction with traders to review, agree and summarize daily P&L results
  • Provide daily commentaries on significant P&L movements, including analyzing the P&L explanations and ensuring key drivers are in line with expectations given risk exposures in the business
  • Month-end P&L close of the books and records, including reconciling between the books and records and management reported P&L, commenting on differences and escalating key items to management
  • Month-end Balance sheet close of the books and records, including substantiation of the balance sheet from supporting sub ledger details to the general ledger, resolving issues and escalating key items to management
  • Ability to interact well with other at all levels – controllers, operations, business unit
10

Wealth Management Fixed Income Product Controller Resume Examples & Samples

  • Compilation of daily P&L for several Fixed Income trading desks. Area of focus includes the Municipal, Investment Grade Corporate, High Yield, Preferred Stock, Convertible Bonds, Foreign Bonds and Structured Products
  • Analyze trade activity, market valuations, while working with the traders and operations to resolve any trade issues. The role involves heavy interaction with the traders to reconcile P/L on a daily basis as well as Operations to resolve trade issues
  • There is also heavy interaction with various other groups such as Treasury Controllers, Tax Department and a variety of audit teams
11

OTC Client Clearing Product Controller Resume Examples & Samples

  • Deliver daily P&L and Balance sheet reporting
  • Analyze and provide commentary on material P&L movements to Business Unit and Finance Senior Management
  • Reconciliation of P&L to the Firm’s subledger daily
  • Perform ad-hoc analysis/projects for senior finance and business management
  • Provide a monthly metrics pack which is presented to the BU and senior management
  • Preparation of analysis for quarterly briefings to senior Finance management in connection with external earnings releases
  • Adhoc analysis and reporting as needed
  • Ability to communicate effectively across all levels
  • Ability to handle multiple tasks in a fast-paced environment
  • Strong analytical and technical skills including Excel and PowerPoint
12

Exotics Product Controller Resume Examples & Samples

  • Identifying, communicating and actively working with the appropriate individuals to remediate ineffective controls
  • Leading the team controlling daily, weekly and month end analyses, and reviewing data provided, while seeking to improve controls and develop efficiencies in these processes
  • Developing knowledge of technical Accounting and disclosure processes
  • Ownership of balance sheet and the control framework around it; ensuring that the requisite checks for substantiation of the Exotic Equity Derivatives balance sheet for Stock and Hybrids are being performed
  • Developing and maintaining a strong working relationship throughout the team and the broader MS organisation
  • Working with the business to provide financial data to support growth and business decisions
13

Interest Rates Product Controller Resume Examples & Samples

  • Oversee & review Daily P&L/P&L attribution for interest rates businesses
  • Oversee & review daily commentary on P&L movements, including analyzing P&L attribution and ensuring key drivers are in line with expectations given risk the business is running
  • Oversee and review the month-end P&L closeout process, reviewing reconciliations completed by staff, resolving issues, and escalating key items to management
  • Oversee balance sheet substantiation for all strategies and review material changes on a daily basis with the balance sheet reporting team
  • Coordinate, review and execution of reviews and audits with external regulators (Deloitte) and internal reviewers (Internal Audit, Compliance, Quality Assurance)
  • Manage staff of 4-6 controllers
  • Daily interaction with trading desk, Credit, Accounting Policy, and other key clients of Finance
  • Initiate process reengineering, improving efficiency, and working with IT on improving systems
  • Management of Ad hoc projects from various constituents
  • Work closely with a number of finance divisions including Product Controllers (“GPC”), Corporate and Regulatory Controllers, Tax, Valuation Risk Group (“VRG”), Credit, Treasury, Accounting Policy and Global Disclosures & Standards Control (“GDSC”) relating to audit and business migration
  • Address all quarterly reporting requests such as HCD and HI filings for revenue and Balance Sheet variance analysis
  • Strong academic background with undergraduate degree in Accounting or Finance
  • 10-15 years of relevant experience in product control and team management
  • Financial product knowledge; experience with fixed income products are desired
  • Excellent analytical, problem solving, organizational, and communication/presentation skills
14

CIB F&BM Product Controller NA Financing & Securities Resume Examples & Samples

  • Take projects and work with multiple groups within the firm (MO, FO, Financial Control, Other Controller teams)
  • Effective problem resolution skills; Identify problems, prioritize and come back with solutions
  • Strong understanding of both Balance sheet and P&L processes
  • Strong accounting background highly preferred
15

Product Controller Metals Financing Resume Examples & Samples

  • Completion and circulation of daily decomp analysis, investigating unexplained’s where they occur, escalating where necessary and in accordance with policy. In conjunction with this, timely and quality production of both granular and high level commentaries, where daily tolerances are breached
  • Completion of M/E tasks to meet prescribed timelines. These tasks to include… M/E journal passing, CMCP (daily versus actual) recs, DFR (Daily Financial Reporting) restatements to actual, monthly attestation, production of Standards Of Documentation (SOD) files, VA+IPV ledger recs, aging of other assets and liabilities and B/S variance commentaries
  • Close liaison with FO and Ops when new trades are put on or rolls / tear ups take place, so as to ensure proper day 1 deferrals and subsequent amortisations, cost accruals and realisations take place. Controlled reconciliations exist to validate unamortised and accrued balances
  • Ensure FOBO recs are regular and effective and where necessary adjustments are made to the sub-ledger on key reporting dates, if material
  • Close collaboration with PC manager and active participation in any system / infrastructure developments
  • To ensure errors are minimised through a methodical and meticulous approach to work and by understanding and assuming primary responsibility for all aspects of their allocated daily and M/E processes. Where the need for procedural improvements are identified, to communicate these to line management to establish the most logical resource deployment to achieve safe transition / remediation
  • To represent PC in a way that maintains, (preferably enhances), PC’s profile, in the eyes of both other Support groups and FO
  • To communicate potential issues to line management in good time so that the risk of unnecessary escalation can be largely averted
  • To assist line management in identifying areas where personal understanding, (product, P+L processes or accounting), is deficient and via questioning, or agreement with the line management that more formal training is required, work towards eliminating these
  • To act as a team player assisting other team members when able and communicating pertinent information in all directions when required
  • Recognised accounting qualification
  • PC related experience
  • Previous specialisation in Metals Financing
  • ​Used to controlling associated balance sheet, (attestation and variance analysis)
16

CIB F&BM Asia Equities Derivative Product Controller Analsyt Resume Examples & Samples

  • Responsible for supporting Flow & Exotics trading desks for entire Asia Pacific, including Asia Ex-Japan, Japan & Australia
  • Timely and accurate P&L substantiation
  • Support and development of risk controls around trading activities
  • Perform daily P&L substantiation and obtain signoff from Front Office
  • Explanation and attribution of P&L
  • Provide value added analysis, like time series analysis, which are specific for trading strategies
  • Closely interact with FO & MO to close Trading book on Day T and provide fast response to FO when they have question on P&L attribution and exposure
  • Ad hoc analysis on derivative valuation
  • Coordinate and control trading books including the Front Office and Back Office P&L reconciliation process
  • Liaise with various groups to resolve P&L break between front office and back office
  • Provide solutions to ad hoc queries from management, trading and other departments
  • Preferably have experience on equity derivative and knowledge of financial markets
17

SVP / VP Product Controller Resume Examples & Samples

  • Hands-on supervision and leadership of official daily P&L production for Commodities Exotics and Index business to ensure effective validation and control, as well as timely and transparent communication of results with insightful commentary on drivers such as P&L attributions, market changes, new trading activity, and trading strategies consistent with permit products listing
  • Work with desk and counterparts in other control functions to ensure front-to-back processes and procedures understood, key hand-off’s agreed and implement enhancements where needed for a strong overall control environment and shared culture of control
  • Participate in desk-level activities, including preparing the daily product specific business level revenues and commentary and assisting with ad-hoc projects
  • Challenge standard process and procedures to improve effectiveness of performance reviews and documentation of new trades, understanding the structure, associated risks and the P&L generated on them
  • Review trade cancellations and amendments, determine causes and effect enhanced controls where appropriate
  • Understand the Price Verification and other Fair Value Adjustment processes and impacts on P&L
  • Actively participate in month-end close to ensure legal entity and region results are consistent between management P&L and general ledger, and balance sheet accounts are properly substantiated
  • Work with Accounting Policy to determine appropriate accounting treatment for trades under U.S and U.K GAAP
  • Coordinate regional regulatory and/or statutory reporting requirements
  • Respond to inquiries from local regulators and regional Finance peers as Commodities subject matter expert
  • Coordinate / collaborate across regional Commodities Product Control teams to influence changes required to align Global PC team objectives
  • Work on projects relating to improvements of system infrastructure. Must be able to work with I.T on system enhancements and resolving production issues
  • Redesign / streamline existing controls and related processes from both a tactical short-term point of view and a strategic long-term perspective and see these initiatives to completion
  • Degree in Accounting / Banking and/or Finance
  • 4-6 years of relevant experience
  • Strong familiarity with internal Citi Finance systems highly desirable
  • Detailed knowledge of Commodities Exotics and Index trading is essential; knowledge of other Commodity Products, highly desirable
  • Good understanding of Investment Banking and ability to interpret financial information, including P&L and Profit Attribution Analysis
  • Demonstrated track record of coordinating and implementing tactical and strategic Product Control solutions leveraging technology where appropriate
  • Strong leadership, negotiating, and decision-making skills
  • Good interpersonal skills in being able to deal with a range of senior/junior staff across a number of disciplines
  • Strong technical and analytical skills together with excellent oral and written communication skills
  • Able to perform effectively within a time-sensitive environment and meet demanding reporting and project deadlines
  • Self-starter with drive and ambition to succeed in a dynamic Business environment with minimal training
18

Product Controller Resume Examples & Samples

  • Obtain an understanding of the transaction process from trade origination to settlement across various exchange traded and over
  • For certain trading strategies, work closely with the trading desk in the daily valuation of their book
  • Obtain an understanding of the NAV calculation process and the legal structure of the various funds. Assist in the review of the NAV’s monthly and preparation of weekly NAV estimates
  • Assist with Equity Finance related tasks at the prime brokers, including US and Foreign cash management and margin management across the platform (including OTC)
  • Prepare monthly client reporting for the various funds related to performance and portfolio transparency
19

Own Credit Product Controller Resume Examples & Samples

  • Daily process to ensure Own Credit Relevant trades are correctly flagged in the risk management systems
  • Calculation of weekly risk-based Own Credit estimates
  • Monthly Own Credit process using output from key risk management systems
  • Analytical review and reporting of Own Credit P&L for senior management and tax department
  • Addressing and resolving ad hoc issues and queries and involvement in the implementation of Own Credit projects
20

CCS Amer Product Controller Resume Examples & Samples

  • Knowledge of IFRS financial statements for the credit business would be useful, but not essential
  • Experience of managing P&L production team is preferable
  • LI-AC1
21

Private Bank Product Controller Resume Examples & Samples

  • Controlling partner to the Private Bank / WM RC /WM Operations areas
  • Conduct monthly book closing for U.S. Private Bank, Wealth Management and Retail & Corporate businesses
  • Prepare monthly Balance Sheet and P&L analysis
  • Perform the Balance Sheet Substantiation for U.S. Private Bank, Wealth Management and Retail & Corporate, WM Ops businesses areas
  • Ensure the offshore team member conducts timely reconciliation and books correct entries
  • Manage cash account of the bank receipts and distribute revenues
  • Provide trend analysis for Federal Reserve reports: TIC BL and TIC BQ
  • Performance of daily, monthly and quarterly controls to ensure the financial integrity of the Bank's financial statements
  • Manage hard cost transfers and hard revenue transfers with other locations
  • Liaise with batch support, mousetrap team, and local IT
  • Assist in financial close process with trend reports analysis
  • Assist FIR with GMIS manual adjustments
  • Support ad-hoc queries related to P&L and BS
  • Cost center structure maintenance with alignment of local, global, and feeder cost centers
  • Support US branch regulatory accountability process by producing reporting packages
  • Production of TICS reports (BL-2)
  • Inter-branch break analysis
  • CAL map maintenance
  • 3 – 5 years of experience in financial services preferably with a combination of Big 4 accounting firm and investment banking service
  • Basic knowledge of Financial Services
  • Basic experience in preparing, reviewing and closing Consolidated Financial Statements under IFRS and U.S. GAAP
  • Advanced knowledge in MS Access, Excel, Word, and PowerPoint
  • Wealth Management experience a plus
  • Strong communication and organizational skills and ability to interact with UBS senior management
  • Strong documentation and organizational skills – ability to document work in a clear and proficient manner and be capable of multitasking on numerous responsibilities, while remaining organized
22

Private Bank Product Controller Resume Examples & Samples

  • Responsible for 2 team-members (1 offshore / 1 onshore)
  • Review and control system feeds and accounting entries for Private Bank
  • Support financial close process with trend reports analysis
  • Support Global Balance Sheet Sign-Off process as reviewer
  • Participate in NBI Private Bank process either with approvals or financial advice to business
  • Support regulatory ad-hoc queries and manual adjustments to regulatory reports
  • Production of TICS reports (BL-2, TIC SLT) for New York Branch
  • Presentation of private bank financials to WMA UBS AG Private Bank Operating and Risk Committee
  • Lead general ledger feeder system testing for Private Bank systems
  • Setup of new referrals and hard transfer journals
  • Assist with management system manual adjustments and provide reasons for PB P&L movement
  • Support US branch regulatory accountability process by walking business areas through FFIEC 002 schedules
  • Analysis and written client commentary on monthly and quarterly TIC and Call report trend reports
  • Cost center structure maintenance and re-organization with alignment of local, global, and feeder cost centers
  • 5 - 10 years of experience in financial services preferably with a combination of Big 4 accounting firm and investment banking service
23

Fixed Income & Currencies Product Controller Resume Examples & Samples

  • To provide an effective link between Front Office (FO), & Financial Control, bringing specialist product knowledge into the arena, so that any disagreements in daily P+L are resolved on a timely basis & ultimate P+L agreement with FO is achieved, evidenced & logged
  • Primary producer of book level actual P&L with NPV environment
  • Reconciliation of P&L to traders estimates
  • To ensure integrity of the banks books & records, including reconciliation to banks ledger systems
  • To ensure the Product Control team & stakeholders are immediately aware of revaluation issues that may affect downstream activity
  • Production of ad-hoc reporting as required by Front Office & senior management
  • Provide ad-hoc P&L cover for Inflation P&L production
  • To ensure PC remains & is seen to be an independent control function
  • Percentage time split between legal entities – RBC London Branch 50% & RBC EL 50%
  • Strong interest rate derivative and bond product & revaluation skills
  • Competent accountancy skills; ACA qualified
  • CFA part or fully qualified
  • A degree in a quantitative subject
  • Excellent numerical skills with the ability to problem solve in a logical manner
  • Excellent communication skills especially with Front Office members
  • Capable of working to tight deadlines & under severe time pressure
  • Effective in allocating priorities
  • Strong ability to convert theory into practice
  • Excellent knowledge of MS Excel
24

Product Controller Resume Examples & Samples

  • The elements of this responsibility include dissemination of data, collection of data / information, aggregation and critical analysis / review
  • The role will require interaction with PC globally along with other Finance functions
  • Administering the firm's trading book / banking book process
  • Finance/Business Degree- CPA desirable
  • 2+ years of financial service, banking or accounting experience
  • Strong PC skills including Excel (pivot tables), Microsoft Access (basic). Comfort with manipulation and presentation of financial data
25

Product Controller Resume Examples & Samples

  • Front to Back P&L Reconciliation (FOBO Rec)
  • Daily PL production including PL breakdown, FX Exposures, and Flash to Actual analysis
  • P&L Commentary (Daily, Weekly, Monthly, QoQ and YoY)
  • Daily Balance Sheet Review and Reconciliation (Gross, Net, Pending, Extended Settle Trades, CUSIP Netting)
  • Manual Adjustment Review
  • Effective communication to the traders, trade support, and Product Control management
  • Reconciliation of P&L and Inventory to the General Ledger
  • Balance Sheet Attestation
  • Preparation of disclosure reports to the Head Office
  • BS in Finance, Accounting or Economics
  • Product Control, Accounting or Experience supporting an Investment Bank preferred
  • Product knowledge of related Fixed Income Securities and OTC (US Treasuries and Agencies, Repo Transactions, IR Swaps, and Listed Futures and Options)
  • Strong working knowledge or Microsoft Excel and Access
  • Ability to manage difficult traders/situations
26

Business / Product Controller Resume Examples & Samples

  • Learn the various trading strategies and financial products through on the job learning, informal discussions with traders, risk management and operational personnel, and formal in house courses
  • Prepare, review and analyze daily net profit and loss information from the settlement/accounting systems, data sources and administrator reports
  • Review and analyze any exceptional/unusual issues or items through discussions with desk, operational and other finance and control personnel as required
  • Liaise with trading, risk control, operations, finance and control, business development and front and back office groups in Chicago, New York & London
  • Obtain an understanding of the NAV calculation process and the legal structure of the various funds. Assist in the review of the NAV's monthly and preparation of weekly NAV estimates
  • Assist with audit queries at interim and preparation of year-end financial statements
  • Prepare required regulatory reporting for the various funds
  • Perform ad hoc special project work
27

Flow Credit Product Controller Resume Examples & Samples

  • 3 key objectives critical to success of the role
  • Role requires high level of interaction with the trading desk, Operations, Risk Management and other departments
  • Need to demonstrate confidence in discussing complex issues with senior individuals
  • Strong problem solving skills
  • Ideally, Qualified Accountant or previous banking experience required
  • Experience working with an offshore production team
  • Strong understanding/experience of credit products such as Credit Default Swaps, bonds and repos
28

Bsrc Frc-product Controller Resume Examples & Samples

  • Supervise the daily P&L production and control environment, through review of risk and performance metrics
  • Liaison with internal and external audit teams, ownership of audit points and actions
  • Liaison with trading desk, Valuations, front-office support, Operations and Global Reporting, to discuss and resolve ad hoc issues concerning bookings, valuations, new business, strategy and other areas
29

CIB F&bm-product Controller Securitized Products Group Analyst Resume Examples & Samples

  • Primary face to the business
  • Production and consolidation of actual and estimate P&L
  • Analysis of estimate to actual breaks
30

FX & Emerging Markets Product Controller Resume Examples & Samples

  • Daily Revenue Production and Reporting: Detailed review of daily P&L, distributing information to the business unit and
  • Risk and Market commentary: Understanding the trading strategy and monitoring desk risk positioning / market events to
  • Preferably a graduate with a numerical background
  • Excellent understanding of fixed income markets and products and commercial awareness – FX and Interest rate
  • Strong knowledge of the front to back trade flows including that of key controls along the transaction lifecycle
  • Ability to build strong rapport with partner groups and clients; needs to have worked across disciplines in previous roles
  • Proficient in MS Office, specifically a strong command in Excel and PowerPoint
31

CIB F&bm-risk Product Controller Ccar-associate Resume Examples & Samples

  • Validate actual loan balances, loan loss calculations and NII calculations
  • Understand and analyze model projections
  • Prepare CCAR / ICAAP / Risk Appetite PPNR submissions
  • Work with technology team to automate the reporting of stress results on (1) Loan Losses, (2) Loan Interest & Lending Related Fees and (3) Loan Lending Commitment balances
  • Establish control checks to ensure the submission templates are accurate and complete
  • Participate in internal audits and regulator reviews
  • Support Adhoc requests and help out other functions in the team when required
  • Strong Analytic mindset and creative problem solving skills
  • 5+ years experience in finance area, particularly a plus to have knowledge of banking-book products, loan pricing models and capital
  • Self-starter and team player
  • Strong Excel skills and database knowledge
  • Ability to analyze large volumes of data
  • Ability to review processes and automate them to make them more efficient
32

Secured Funding Product Controller Resume Examples & Samples

  • Performing month-end certification processes over Balance Sheet accounts
  • Prepare weekly reporting schedules to Trading Desk
  • Escalate appropriately risk issues as and when they arise
  • Demonstrate an understanding of account assertions and concepts of audit evidence
  • Knowledge of financial products which are used in the financial services industry, in particular Stock Lending & Repo trades, would be preferred
  • Candidates should be highly numerate with a close attention to detail, and demonstrate a strong commitment to developing your own skills
  • Team Worker
  • Well Organised
33

Flow Rates Product Controller Resume Examples & Samples

  • Partner with the business in developing the future economic shape of Nomura
  • Product Control experience in derivative products, preferable rates derivatives
  • Ability to work under pressure, managing multiple deadlines
  • Advanced Microsoft Excel
  • Solid understanding of control environments
  • Sound knowledge of Fixed Income products and markets
34

CIB F&BM NA Securities Prime Brokerage & Financing Product Controller Analyst Resume Examples & Samples

  • Produce the daily P&L calculation and work with the Front and Middle Office to solve P&L discrepancies, analyse variances and ultimately ensure the P&L reported to senior management is complete and accurate
  • Support the monthly close process - including validation of the financials, adherence to regulatory and disclosure requirements, and partnership with business analysts to ensure accurate reporting of business performance to Management
  • Review current processes, identify control weaknesses and deliver solutions to enhance the current control environment
  • Work with key stakeholders (Front Office, Middle Office, Financial Control, and Legal Entity Control) to quantify potential impacts of these issues and ensure the impact on the financial statements is understood and if material adjusted
  • Investigation and communication of business drivers underpinning significant financial movements for Management, Legal Entity Control, Corporate Reporting and other finance groups
  • Track, analyze, investigate and forecast spot and average balance sheet, RWA and related performance measures, together with providing guidance to the business on efficient balance sheet and RWA management
  • Work with the business on new products and processes to ensure financial and regulatory accounting will be correctly handled
  • Line of business Product Control experience preferred
35

CIB F&bm-na Synthetics Financing Product Controller Resume Examples & Samples

  • Responsibilities will include running and analyzing the mark to market of the portfolio, daily risk and P&L reporting, P&L substantiation, and residual analysis
  • Reviewing current processes, identifying control weaknesses and delivering solutions to enhance the current control environment
  • Working with key stakeholders and face off to a wide variety of areas, aside from direct communication with Front Office, Middle Office, Financial Control, and Legal Entity Controllers as well as senior Finance management
  • The individual would need to have strong analytical and problem solving skills in order to identify, understand and address varied issues as part of the day to day process
  • Four years experience in a Product Control role preferred
  • Knowledge of Greeks and P&L attribution would be advantageous
  • Excellent team player able to work well with team members, support functions and front office
36

Product Controller, FRC Resume Examples & Samples

  • Degree graduate in Accountancy, Finance, Economics or Maths
  • Accounting qualification would be a plus
  • At least 5 years of relevent experience within a product control environment and/or gained in an Investment Bank or other Financial Services environment
  • Appreciation of risk management / control and internal audit
  • Strong understanding of the Rates business, its products and their valuations
  • Strong knowledge of the MS Office products and familiarity with Business Objects
  • Proven financial, analytical & problem solving skills
  • The individual must be practically minded and have a logical, systematic approach to delivering work
  • The ability to work flexibly to meet deadlines in a challenging environment
  • Excellent communication skills (both verbal and written)
  • Bring fresh perspectives to a team that has grown organically over recent years by challenging the existing procedures and policies, and introducing best practices where appropriate
37

FX Product Controller Resume Examples & Samples

  • Provide solid and reliable controls and accounting
  • Provide a scalable infrastructure supporting world class global businesses
  • Underlying business/products. We cover the full FX spectrum from high volume cash product trading through to exotic options and structured products. In addition, our businesses cover G10 and Emerging Markets currencies alike. Furthermore, we control the Emerging Markets interest rate business, which also has full product range offering from vanilla products through to exotic structures
  • Role scope. As well as being responsible for traditional product control deliverables, our team has also incorporated key valuation responsibilities such as reserving and independent price verification
  • Ideally, qualified accountant (ACA, CIMA, ACCA or equivalent)
  • Product Control experience in derivative products, preferable foreign exchange derivatives
  • Self motivation and desire to question and improve existing processes
  • Highly organised, being able to able to manage a varied work stack with tight deadlines
  • Solid understanding of IB control principles, and sound knowledge of Fixed Income products and markets
38

Credit Product Controller Resume Examples & Samples

  • To provide an effective link between Front Office (FO) and Financial Control (FC) requiring detailed product knowledge, so that any disagreements in daily P+L can be resolved on a timely basis and ultimate P+L agreement with FO is achieved, evidenced and logged
  • To assist with higher level month end reporting tasks; to include creation of adjustments, ledger reconciliations and attestation and the production of adequate audit trail
  • Ensuring adequate documentation exists to support existing processes, enabling effective X-training and cover
  • To ensure immediate and direct superiors are kept adequately appraised of pertinent issues and developments
  • Able to identify areas of procedural and control weakness and to design robust and automated solutions that dovetail neatly into a fully reconciled B/S
  • Creates solutions which are well designed and logical; have near optimum efficiency/levels of automation
  • To work with the direct line manager to improve the quality of decomp and MI generally that is made available to FO and the Product Control team, to explain P+L moves on the day and to ensure there is understanding of the underlying business flows
  • Having responsibility for various key and peripheral tasks such as new deal P&L escalation, daily P&L reporting, FX hedging of revenue
  • To ensure that the RBC attestation policy is adhered to by account preparers and all accounts accurately assigned with an appropriate attestation status within the month end timetable. Where the policy or underlying reconciliation is not sufficiently understood this should be escalated to the approving manager or group head
39

Business / Product Controller Resume Examples & Samples

  • Supervise the daily P&L production and monthly balance sheet controls, and ultimate ownership of balance sheet sign off Review of risk and performance metrics and enhancing commentary
  • Control and review of trading data in-flow to the P&L production tool and discussion of this data with the trading desk
  • Management of external vendor relationship, Liaison with trading desk, Valuations, front-office support, Operations and Global Reporting, to discuss and resolve ad hoc issues concerning bookings, valuations, new business, strategy and other areas. As well as with internal and external audit teams, ownership of audit points and actions
40

Risk & Exposure Management Product Controller Resume Examples & Samples

  • Daily PnL for designated trader(s). (Products cover Credit Default Swaps, Credit Linked notes, IR Swaps, puts/calls, Bonds). Reconciliation of the PnL produced above to the PnL posted to the back office ledger
  • Production of the daily Credit Valuation Adjustment (CVA) Reserve
  • Writing commentaries on large pnl and reserve swings, explaining in terms of book's risk position and economic factors. Interaction with traders, operations staff, market risk, credit risk, IT, and also other Finance staff e.g. regulatory and global MIS reporting
  • Reviewing the balance sheet daily, and ensuring funding attributed in the daily pnl is explainable
  • Taking internals exams and structured lecture room classes to bolster product knowledge. As well as Ad Hoc projects - the Risk and Exposure Management desk are in the middle of a major transformation project leading to additional demands on the skills of the Product Control team
  • Ability to adapt quickly to new processes and standard, with a strong commitment to providing exceptional customer service
  • Strong A levels and degree 2:1 minimum or equivalent
  • Prioritisation and organisation skills
41

FX & Emerging Markets Product Controller Resume Examples & Samples

  • Day to day management of analytics and review process for the trading desk. This will include an overall review of daily PNL against market drivers, with complimentary reviews of the PNL by legal entity, risk attribute and significant new activity drivers
  • Day-to-day liaison with the trading desk, Market Risk Control Dept., Operations, Valuation Review Group and others regarding issues relating to P&L. Liaising with other controller and operations group for P&L and reconciliation production
  • Resolving ad hoc issues and queries escalated by direct reports
  • Writing daily, weekly, monthly and quarterly commentaries for the controlled businesses
  • Completion of the month-end close reconciliation and signoff process. This incorporates analytical review of balance sheet and P&L vs. market movements, review of mark review results and valuation adjustments, and presentation of findings to senior management
  • Participation in current departmental projects, such as standardization of P&L reports using new IT framework across Fixed Income controllers
  • Other process enhancement work as required
  • Production and review of the P&L will allow the candidate to develop an understanding of the following one or more products within the interest rate field, including (but not limited to)
  • University degree majoring in Accountancy or Finance
  • Qualified Accountant (CPA/CA) preferred
  • 3-5 years of relevant experience in product control essential
  • Financial product knowledge essential; experience with fixed income products a distinct advantage
  • Analytical thinking and problem-solving skills
  • Problem-solving abilities
  • Excellent communication and presentation skills in English
42

Stir Product Controller Resume Examples & Samples

  • Understanding of the processes and systems used to generate profit and loss reporting
  • Understanding the front to back flows
  • Substantiating the balance sheet on a monthly basis
  • Testing the upcoming system enhancements and ensuring any changes are valid and implemented in a controlled manner
  • Controlling balance sheets and signoff
  • Controlling operational risk and signoff
  • Being involved in various specific trade activities or new business structures
  • Close collaboration with the offshore team
  • University degree with distinction in Finance or equivalent background
  • 5-10 years work experience gained in an Investment Bank or other financial services environment
  • Understanding of FX and Rates markets and the products traded
  • Understanding of risk metrics and their application
  • Knowledge of key Accounting standards and front-to-back product control process
  • Ability to control the business and providing management and stakeholders with transparency on the drivers of the prof
43

Product Controller Resume Examples & Samples

  • Perform daily P&L, P&L analysis, explanation and reporting
  • Perform Balance Sheet review and control
  • Month end close process, including financial statements disclosure
  • Supporting projects and answering to ad-hoc queries from business
  • Process and reporting improvements
  • Appropriate training is provided through on-the-job and formal training programmes. Once completed, the candidate is expected to apply this knowledge in controlling the CCS business and furthering the client, people and economic objectives of the Product Control group
  • Assessing deal status against revenue recognition criteria
  • Approving and booking revenue and recoverable expense invoices (includes maintenance and ownership of invoice register)
  • Reporting PnL and ensuring management reporting systems are correct
  • Analysis of daily Balance Sheet and managing balance sheet control accounts
  • Managing debtors balances (internally), ensuring settlement is captured correctly
  • Maintenance and settlement of inter-company expense balances
  • Maintenance of core controls
  • Ad-hoc change initiatives, requests and projects
  • Maintaining confidential information and distribution of that information
  • Liaising with COOs, business management and bankers as required
  • Perform the Balance Sheet review and substantiation
  • Perform various control accounts review
  • Work closely with Finance and Accounting Control during the month end close period addressing Balance Sheet and P&L representation questions in books and records
  • Prepare P&L and Balance Sheet commentaries
  • Ad hoc requests and analysis
44

Secured Funding Product Controller Resume Examples & Samples

  • Strong interpersonal skills and proactive
  • Solid experience in risk and control
  • A core management skill set with experience in leading & managing teams
  • Qualified with relevant Professional Qualification (i.e. ACCA, ICAS etc)
  • Good organization skills, able to meet deadlines and resolve issues on a timely basis
45

FI Rates Product Controller Resume Examples & Samples

  • Daily P&L reporting and Monthend Close
  • Responsible for line Product Control of FI Rates books
  • Daily P&L reporting
46

Interest Rates Product Controller Resume Examples & Samples

  • Supervision of the daily P&L production, including risk-based attribution
  • Review of the explanation of the daily /weekly P&L moves based on desk’s risk exposures and market moves
  • Daily interaction with the desk
  • Liaison with various areas within the firm (e.g. Operations, Technology, Valuation Review
  • 7+ years of relevant work experience in accounting/ banking
  • 5 years of P&L production experience preferred
  • Previous supervisor experience preferred
  • Understanding of Fixed Income Markets and derivative products
  • Fast learner and team player
  • Strong analytic and problem solving skills
  • Highly proficient in Excel (v-lookups, pivot tables)
  • Accounting/Finance/Math degree preferred
47

Structured Product Controller Resume Examples & Samples

  • Production and control of Delta One Structured Products P&L
  • Carry out team leader responsibilities
  • Perform daily P&L production and analytical processes. Key controls include position control, valuation, trade, currency, hedge vs swap reconciliation and legal entity review
  • Attribution of daily P&L using the Greeks
  • Products traded comprise a wide range of Equity based products including derivatives and in particular the Equity Swap
  • Report and agree daily P&L with traders and finance counterparts
  • Understand and be in control of the key risks. Identify control gaps. Enhance the quality and increase the scalability of existing controls
  • Develop a broad understanding of the businesses and understand the P&L drivers. Draft revenue commentaries for presentation to finance management
  • Participate in a wide variety of global finance projects
  • Provide support to other members of the team and cross cover including the reconciliation of Dividend Surplus P&L
48

CIB F&BM Risk Product Controller Resume Examples & Samples

  • Responsible for the bookkeeping of defaulted derivative assets update monthly exposure in centralized database and work with the business to properly recognize recovery items and/or write-offs
  • Assist in the monthly/quarterly disclosures and management reporting relating to defaulted derivates
  • Act as backup controller for defaulted loan assets and assist in the daily/weekly PnL production
  • Assist in the creation of report(s) that allow the business to understand the funding impacts on various loan type & transaction impacts and be responsible for the BAU production of such report(s)
  • Work with other business partners to streamline existing reports, and perform analysis to ensure data accuracy in reporting database across multiple source systems and resolve data integrity or other reporting issues
  • Participate in ad-hoc projects as required
  • 1-3 years experience in finance area, particularly a plus to have knowledge of loans and/or products
49

Securitized Product Controller Resume Examples & Samples

  • Consolidation of daily/weekly/monthly reports which include P&L analysis, trade vs. mark variance analysis, provision summaries, and stale mark analysis
  • Management reporting of various metrics including FOBO break trends, DART system usage, and P&L completion times
  • 1 - 3 years of financial service, banking or accounting experience
  • PC skills including Excel, PeopleSoft Financials, and Essbase as well as comfort with manipulation and presentation of financial data
50

Structured Credit Product Controller Resume Examples & Samples

  • Production of daily desk P&L including commentaries
  • P&L attribution and understanding of the attributed P&L
  • Balance Sheet control and commentary
  • Product Control is key to the independent reporting and control infrastructure and is a key enabler to the controlled growth of the Barclays Capital businesses
  • Structured Credit PCG supports traders in Singapore and London
  • Daily P&L production and attribution of P&L for Credit Derivative Desk
  • Products covered: corporate bonds, convertible bonds, CDS, CLN, credit structured
  • Trader mandate and stop loss monitoring
  • FOBO reconciliations
  • Involvement in projects and UATs
  • Coordinate pre deal trade analysis with stakeholders such as front office, middle office and ops
  • ACA / CPA / CFA / Masters in Finance (preferred)
  • Top tier university - 2:1 degree or equivalent
  • Minimum of 4 years work experience
  • Product Control or related function
  • Experience with fixed income derivatives (credit / rates / FX)
  • Experience within a top tier investment bank
  • Understand credit, FX and interest rate risks and how they impact P&L
  • Strong control awareness
  • Attention to detail/Analytical
  • Good influencing and negotiation skills and excellent communication and interpersonal skills
  • Has track record of effective leadership and people development
  • Confident and assertive manner
  • Displays integrity, initiative and commitment through interactions with colleagues and clients
  • Displays enthusiasm, initiative and diligence
51

AAG / CFG Product Controller Resume Examples & Samples

  • Perform daily P&L analysis and reconciliations working closely with the individual traders on a day to day basis to understand the products and the systems that support the various inventories
  • Understand the systems/procedural flows and make recommendations for process change and improvement as necessary
  • Support the Manager of the team in any special products or analytical surveys that may need to be undertaken
  • Ascertain that all required balance sheet reconciliation are performed daily
  • Interface with Financial Controllers and Performance Management Analysts as necessary
  • Perform books to reported reconciliations
  • Provide Daily, MTD, YTD Commentary along with P&L Decomp
  • Perform Balance Sheet variance analysis and balance sheet attestations
  • Maintain Sophis Accounting rules and Business event Set up
  • Assist front and back office groups with Sophis issues that are dependent on or related to the Accounting rules
  • Liaise with Sophis Support and Development to assist in resolving issues on behalf of NY Product Control
52

Product Controller Resume Examples & Samples

  • Preparing consolidated P&L commentaries on monthly balance sheet and P&L
  • Run the daily Actual to Estimate reporting process, tracking submission times, issues and remediation, and assisting with the automation of the 'actual' to 'estimated' process in Pegasus
  • Run the daily and monthly VaR P&L Backtesting review process
  • Co-ordinate the quarterly product control deliverables through running of the timetable process
  • Co-ordinate the reporting of IFRS 7 and 12 deliverables for product control, including the consolidation and review
  • Act as a primary contact on G/L and management reporting hierarchies, GL cost centre change and cost centre ownership processes. Working with line Product Controllers to ensure consistent reporting hierarchies and supporting the hierarchy remediation program currently underway with Market Risk and BI&A
  • Assisting with the onboarding of existing reporting processes to strategic IT architecture
  • Analytical review and follow up with Product Controllers and Group Finance - derivatives, financial investments, trading assets and liabilities etc
  • Month-end journal trend analysis to Senior Management
  • Support ad-hoc reporting requests and projects
  • Accounting qualification or equivalent
  • High degree of emotional intelligence
  • Strong written and verbal communication skills with an ability to succinctly convey pertinent information
  • High degree of intellectual curiosity is a pre-requisite
  • Flexible interpersonal style capable of adapting to a range of customers and personality types across the organisation
  • IFRS accounting knowledge and product knowledge would be an advantage
  • Broad experience of a Product Control environment
53

Product Controller Resume Examples & Samples

  • Preparing daily P&Ls for funding businesses and substantial use of the firm's accounting systems
  • Knowledge of financial products and markets
  • Interaction with traders and trading management
  • Month-end procedures preparing accounts for posting to the firm's general ledger
  • Intelligent trade review and escalation of unusual activity to management
  • To be fully informed of all developments and issues in their trading areas
  • Assessing risk inherent in trading positions, whether market, compliance or reputational risk etc
  • Project Work to strengthen and improve controls in systems and workflows
  • Qualified Accountant or equivalent and/or finance related degree
  • Proven knowledge and skills base in similar roles
  • Strong character, able to work effectively under great pressure within international team
  • Ability to build relationships and communicate effectively with demanding internal clients
  • Highly computer literate and flexible with changing environments
  • Highly driven and motivated willing to take on extra responsibilities
  • Confident excel skills
  • Keen interest in learning new products and developing a career in Banking and Finance
54

Product Controller Resume Examples & Samples

  • DAILY PRODUCTION-Member of a team responsible for daily P+L production, which includes Front Office/Back Office (FOBO) reconciliations, P+L Validation and Analysis (including Clean P+L). Works independently on moderate complexity issues with deliverables and schedules set by others. Where appropriate, ensure that work carried out under Service Level Agreements, including hand-offs with other groups, is clearly understood and issues promptly escalated via local line management
  • MONTHLY & QUARTERLY PRODUCTION-Member of a team responsible for performing month end and quarter end production tasks, which includes Account Ownership, Book Management, Legal Entity and Regulatory Reporting and Accounting Policy Implementation. Works independently on moderate complexity issues with deliverables and schedules set by others. Where appropriate, ensure that work carried out under Service Level Agreements, including hand-offs with other groups, is clearly understood and issues promptly escalated via local line management
  • BA or higher in Accounting/Finance/Economics
  • 1-2 years of financial service, banking or accounting experience; exposure to the aforementioned products would be an advantage
  • PC skills including Excel (mandatory), PeopleSoft Financials, and Essbase as well as comfort with manipulation and presentation of financial data
55

Credit Product Controller Resume Examples & Samples

  • Mandate sign-off
  • Process development and identification of improvements through documentation and analysis of current procedures
  • Credit PCG supports traders in Singapore and London
  • Products covered: corporate bonds, CDS, CLN, credit structured
  • Ensure appropriate provisioning levels for all trading books
  • Interface and work with traders, operations, middle office and other partners
  • Balance Sheet and P&L reconciliation of Sub-ledgers to the GL
  • Minimum of 2 years work experience
  • Familiarity with structured products
  • Financial products knowledge
  • Understand Greeks (Credit / IR / FX delta, theta, volatility)
  • Proactive and change focused
  • Demonstrates credibility when dealing with Front office staff, senior management, outside regulators and internal audit
  • Intermediate to advanced Microsoft office skills (Excel), VBA knowledge preferred
56

Product Controller Resume Examples & Samples

  • 2-5 years of public accounting and inventory experience
  • Comfortable being very hands on
  • Willingness and a desire to grow and expand within the role
57

Product Controller Credit Resume Examples & Samples

  • 3+ years of experience with a Big 4 Accounting firm or in a Middle Office, Product Control, or Finance role with a Financial Services firm
  • GAAP knowledge
  • General Ledger experience
58

Product Controller Resume Examples & Samples

  • At least 2 years of relevant work experience
  • Solid analytical and leadership skills
  • Public or private accounting experience
59

Product Controller Resume Examples & Samples

  • Strong mathematical background
  • Knowledge of VBA and analytics is a plus
  • Proficient Excel skills
60

Product Controller Resume Examples & Samples

  • Performing/reviewing the daily and monthly controls of the trading books for the relevant Front Office desks and developing an informed view of these controls
  • This includes P&L reporting, analysis of trading revenues through attribution, explanation of actual to flash variances, writing daily commentaries (including preparing the daily consolidated financial pack), balance sheet analysis and review of new trading activity
  • Reviews of Balance Sheet, IPV, OMRC are integral to this role, including KRI management and presenting/discussing issues with the Front Office
  • Many of the production processes / functions are performed offshore and this role is responsible for the review and validation of the output from that team
  • Excellent track record of experience in a Valuation Control or Product Control role
  • Must have experience of Credit and/or Rates
  • Qualified Accountant is desirable however will consider Part-Qualified candidates or candidate who have a Bachelors degree in a mathematical discipline (Mathematics, Science, Economics)
  • Excellent track record of communicating with senior finance and business professionals
61

Cib F&bm Cem Business Product Controller Analyst Ny Resume Examples & Samples

  • Completion, review and analysis of quarterly regulatory reporting, coordinating with LATAM locations, Middle Office and Central Reporting teams
  • Understand RWA results for the business, analyzing main drivers, ensuring results are accurate and communicate results and issues accordingly
  • Understand balance sheet usage and reporting and provide analysis as needed
  • Able to understand RWA and IBT calculations for new structures and positions
  • Work closely with the CEM External regulatory reporting team to understand the various regulatory changes (Basel, Dodd Frank) that might impact the business and work with the business and the various support functions to proactively manage the changes
  • Contribute, as needed in global or regional ad-hoc projects and requests
  • Suggest and implement controls and processes to improve accuracy and efficiency of reporting
  • Provide ad-hoc business and financial analysis and reporting
  • Develop solid working relationships with numerous other support functions and business partners
  • Strong accounting background with 1 to 2 years of experience highly preferred
  • Understanding of financial products as bonds, derivatives, structured notes, etc
  • Ability to deal with different teams across the region and drive an tight agenda
  • Ability to be flexible, follow tight deadlines, organize and prioritize work
  • Ability to coordinate and contribute to project
62

Senior Product Controller Resume Examples & Samples

  • Production of daily P&L & risk for trader sign-off and provision of market based commentary on movements
  • Reconciliation of Derivative positions, Cash & MTM positions- Risk-based analysis on any material Estimate to Actual P&L variances
  • Managing month-end controls including but not limited to valuation reserves, income attribution, general ledger account ownership and sign-off
  • Involvement in new product approvals, RWA analysis on non-standard trades
  • Ensuring basic data integrity and sanctity of the general ledgers
  • Working experience of FX/MM Product Control
  • Some Japanese fluency is appreciated
63

Product Controller Resume Examples & Samples

  • Take ownership of review of all facets of the P&L and balance sheet issues surrounding the books
  • Maintain oversight of key reconciliations to ensure trading P&L is reported in an accurate and timely manner
  • Daily P&L reporting to traders and senior management
  • Commentary on daily, weekly and monthly P&L
  • Reconciliation of reported P&L to underlying ledgers
  • Balance sheet review
  • Account ownership review
  • Liaison with Front Office, Operations and Financial Control to discuss and resolve ad hoc issues
  • Provide high standard of client service to Front Office
  • Produce and analyse MI reports
  • Assistance with ad-hoc projects and information request
  • P&L re-engineering as part of project initiatives
64

Product Controller Resume Examples & Samples

  • Daily Proft & Loss reporting to traders and senior management
  • Commentary on daily, weekly and monthly Profit & Loss
  • Reconciliation of reported Profit & Loss to underlying ledgers
65

Product Controller, Wealth Management Resume Examples & Samples

  • Providing financial control related support and control to WM Japan and China business for all activities including, complex transaction review, new business initiatives and new product rollout
  • Acting as interface between Finance and WM Japan and China stakeholders for all financial accounting related matters
  • Monitoring and control of key operational processes supporting the business and ensure compliance to control standards, Accounting policy and other operational risk framework
  • Ensure the integrity of financial records for WM Japan and China
  • Working together with the regional FAC as well as the broader Finance team to ensure that objectives for the team and reporting requirements are met both locally and on a regional basis
  • Liaising with Corporate Tax for potential tax impact such as value added tax etc
  • Assist in co-ordinating system changes for new business or new product initiatives
  • Revenue monitoring and performing daily control procedures for WM Japan and China
  • Balance sheet, profit and loss verification process and signoff for WM Japan and China business
  • Degree graduate in Accountancy, Banking & Finance or any other related disciplines
  • At least 5 years of relevant financial accounting, product control experience
  • Preferably a qualified accountant
  • Team leading experience would be highly preferred
  • Meticulous and able to articulate and present issues in a logical and effective manner
  • Positive working attitude and taking initiative to tackle challenging situations
  • Flexibility in working additional hours as and when it is necessary
  • Disciplined in the documentation of work performed and procedures
66

CIB & F&BM Rates Securities Product Controller Analyst Resume Examples & Samples

  • Own the daily Risk process including day on day risk analysis
  • Provide daily commentary to senior finance management on significant PL drivers
  • Understanding and validating the intra month reserves booked to the P&L
67

Product Controller Ipv & Market Data Resume Examples & Samples

  • Business Banking Officer | Arroyo Grande, CA
  • Application Administrator/Developer | Utrecht
  • Relationship Manager - Richland, WA - Pacific Territory | Richland, WA
68

Product Controller Fixed Income Resume Examples & Samples

  • Citrix Engineer | Utrecht
  • Ag Relationship Manager | Modesto, CA
  • Desktop Support Analist (YYP-IT) | Utrecht
  • VP Enterprise Architecture - St. Louis, MO | St. Louis, MO
69

Product Controller Resume Examples & Samples

  • 5+ years of experience in Product Control or Public Accounting with a solid Products background
  • Direct product control experience in Equities and Fixed Income businesses
  • Familiar with the daily Profit & Loss function
  • Working knowledge of Capital Market Products
70

Fixed Income Product Controller Resume Examples & Samples

  • Understand the Businesses supported the strategy, products and inherent risks
  • Understand the Risk & Reporting Systems, and contribute to enhancing the control environment
  • Advance Microsoft excel knowledge
  • Advance knowledge of valuation of Financial products (Fixed Income)
71

Assistant VP / Product Controller Resume Examples & Samples

  • 4+ years of experience in financial services
  • Product control/Prime Services Equities experience
  • CPA/MBA
72

Business / Product Controller Resume Examples & Samples

  • Support the Americas Regional Business Controller by participating in cross-team collaboration on ad-hoc projects and ensuring a timely delivery of management reports and analysis
  • Take responsibility for the monthly net new money outlook which requires constant interaction and discussion with business partners and divisional finance colleagues
  • Take responsibility for pricing and profitability analyses for new client and fund opportunities using the in-house Global Client Account Profitability (GCAP) framework. This includes working with business partners to develop financial models to support business initiatives
  • Take responsibility for managing the GCAP quarterly updates requiring close interaction with the business to assess how costs should be allocated across mandates and funds
  • Be a key contributor to the annual development of the three year strategic plan and interim forecasts. This includes working with business partners to determine forward looking assumptions and translating them into plans. Support the review and challenge of those plans with the business
  • Support the business areas in their cost management efforts by providing insights, information and ideas on cost efficiencies
  • Highly credible presence with clients, including strong communication skills
  • Analytical, prompt and commercially-attuned approach to decision making
  • High level of integrity with the ability to work collaboratively but also comfortable challenging colleagues
  • LI-HB1
73

Product Controller Treasury & Global Money Market Resume Examples & Samples

  • Short-term debt issued, Money Market Assets and Liabilities, and OTC derivatives
  • FOBO processes (Front to Back reconciliation)
  • Fair value leveling and disclosures
  • Price Testing Review
  • US/Swiss/Internal Financial Reporting Standards (IFRS) GAAP restatements etc
74

Business / Product Controller Resume Examples & Samples

  • Assist the on-shore DBS Project Teams map out the Level 5 DBS end-to-end process flow ahead of DAY1 go-live at the end of Q2 2015
  • Assist with testing to determine operating effectiveness of planned DAY1 DBS end to end process flow during the UAT phase
  • Support and provide primary Supervisory Oversight to the central DBS TBS Team on a day to day basis
  • Provide a Data Quality Assurance Layer for the Outputs of the DBS
  • Key DBS Contact for TBS Functional Team Leads
  • Continuous review and assessment of daily procedures in order to recommend and implement efficiencies and improvements to the DBS controlling and reporting process post go-live
  • The provision of DBS relevant KPI Metrics and Analysis to On-shore TBS Management teams
  • Building relationships with key DBS Stakeholders in Accounting Control (AC) and Financial Control (FC)
  • Provision of weekly commentary for Key Risk Indicators and follow up on red items
  • Assist the on-shore DBS Project Team with defining the Phase 2 Level 5 end-to-end process flow for DBS reporting which involves the decommissioning of the TRACS Adjustment database and implementation of the DBS Commentary Level Tool.The Daily Balance Sheet process represents a key restructuring project within the wider UBS TFF (Taking Finance Forward) organizational change programme. This is also a very high profile role and thus requires a confident, proactive, dynamic, innovative and motivated individual to join the team and to quickly take on the above responsibilities. To add maximum value, the role will also require an understanding of and regular interaction with, other functions of the wider IMO TBS / Finance group
75

Product Controller Resume Examples & Samples

  • Justification of P&L via daily risk-based decomposition, utilising the Greeks and new trade analysis
  • Reporting of consolidated results to senior management including appropriate valuation adjustments
  • Involvement in key change management projects to deliver improvements to our daily processes
  • To ensure integrity of the banks books & records via reconciliation and attestation
76

Product Controller Resume Examples & Samples

  • Establishing and maintaining relationships with key service providers and stakeholders
  • Provision of management information and context to the Head of Operations
  • High level of ownership of relevant balance sheet attestation processes
  • Monthly updates on the general ledger attestation system
77

Product Controller Resume Examples & Samples

  • Assemble, organize and produce the P/L statements to be reviewed by Front Office and the Product Control Manager. This requires the individual to extract data from the various front, middle and back office systems and produce recs between the systems. All discrepancies generated in the rec will be researched, documented and justified. This individual will also ensure that variances to Desk Estimates are adequately explained, analyze daily P&L including risk attribution and commentary, reconcile reported P&L to General Ledger, and substantiate the balances for the Inventory and related accounts on the Balance Sheet
  • Work with Financial Control with the maintenance of the local and global general ledger. This individual will provide Financial Control with the local general ledger balance sheet at month end and provide support when requested. The analyst will assist the Product Control Manager in fulfilling head office requests for information about general ledger entries, variances of monthly and quarter results, and audit requests
  • Escalate issues and assist team members in problem resolution. Product Controller will also be responsible for learning and performing the back up duties for the various P/Ls. This individual should be able to produce and send out the daily and month end P/Ls in the absence of the primary analyst
  • Maintain and update daily and monthly PNL procedures
  • Extensive knowledge of Fixed Income products and control functions
78

Product Controller Resume Examples & Samples

  • 5+ years of experience as a Product Controller
  • Experienced professional in FIC product control environments
  • Excellent technical understanding of fixed income products and Profit and Loss decomposition
  • Strong Accounting knowledge
  • Previous experience with Balance Sheet and Profit & Loss Statements
79

Product Controller Resume Examples & Samples

  • Prepare, verify and explain the P/L statements to be reviewed by Front Office and Product Control management. This requires the individual to extract, analyse and reconcile trade information across the various front, middle and back office systems. All discrepancies identified in reconciliations are to be investigated, documented for escalation and resolved – system and data restrictions permitting. This individual will ensure that variances to Desk Estimates are adequately explained and understood, that reported P&L in DFR / Platform is reconciled to the General Ledger and that Inventory and related accounts on the Balance Sheet are substantiated
  • Work with Financial Control to ensure the completeness, accuracy and integrity of the local and global general ledgers. The Product Controller will assist in fulfilling head office requests for information about general ledger entries, variances of monthly and quarter results, and audit requests
  • Escalate issues and where feasible resolve on a timely basis. Each controller is also responsible for learning and performing the back up duties for the various P/L in the Hong Kong Product Control team. This individual is able to produce and send out the daily P/L in the absence of the primary analyst
  • Reconciliation, reporting and verification of accuracy of P/L decomposition reports
  • Accounting knowledge, Balance Sheet and Profit & Loss Statement
  • Experience in a Capital Markets product control environment with excellent technical understanding of capital market products
  • Bachelor Degree in Accounting/Finance, or equivalent
  • Some recent relevant industry experience
  • Ensuring the health and safety and welfare of yourself and others at work and complying with systems put in place to manage health and safety. The specific responsibilities for Work Health and Safety are covered in the Work Health and Safety, Injury Management System, Module 1 Section 1.02 – Employee Responsibility. Injury Management responsibilities are also placed on Employees, these are detailed in the WHSIMS Module 6 – Return to Work Program
  • Ensuring that you understand and adhere to your compliance responsibilities, specifically (but not limited to)
  • RBC’s Code of Conduct – you are responsible for ensuring that you familiarize yourself with the contents of this Code and with any of the more detailed policies that may directly affect you or your work. Based on the eight Guiding Principles established by RBC, the Code of Conduct is for all RBC companies and applies equally to all employees
  • S.O. 01.03.01 Code of Conduct for Front Office Personnel - If you are front office employee you are responsible for ensuring that you familiarize yourself with the contents of this Standing Order which provides for additional minimum standards of behaviour for traders, salespeople, marketers and the business management of trading portfolios
  • Personal Trading and related accounts – you are responsible for ensuring that all transactions on your personal and related accounts involving the trading of securities are pre-approved by the Compliance Department and in the absence of an approved exemption executed through the permitted external brokers (E-Trade or Macquarie)
  • Chinese Walls – you are responsible for ensuring that you understand and adhere to the Firms policy regarding the flow of information between private side and public side businesses and trading/advisory functions
  • Electronic communication, Computer and Surveillance policies, standards & guidelines - you are responsible for ensuring that you understand and adhere to the Firms policy on the use of the Firms electronic data, software and hardware, the application of information security and privacy and the use of workplace surveillance
  • Ensuring that you understand and adhere to your responsibilities in respect of the Standing Orders that are applicable to your role
80

Product Controller for Central Funding Group Resume Examples & Samples

  • Production of daily P/L decomposition
  • Reconcile to source and attest to the balance sheet
  • Bachelor Degree in Accounting/Finance
  • MBA Finance
  • LI-AT1
81

Senior Product Controller Resume Examples & Samples

  • Direct management of Prime Services Listed Derivatives - P & L
  • Production, and wider a team of approx. 2-3 People
  • Responsible for the training and career development of the team
  • Approximately 6-7 years post qualification. Preference for Product Control
  • And/or Rates product knowledge
  • Project Management Experience is desirable
  • Having Global Experience in Reputed Investment banks & handling Multi culture locations
  • Degree level education at a premier institution (at least 2:1 or equivalent)
  • Proactive and able to suggest solutions and have the drive to implement changes
  • Numerical competency and accuracy
82

CIB F&bm-risk Loans Product Controller Analyst Resume Examples & Samples

  • Assist in the tracking of loans sales activity with business metrics information and work with other business partners to resolve arising issues
  • Assist in the daily/quarterly disclosures and management reporting related to loans sales activity
  • Assist in the credit costs process from loan sale activity above
  • Coordinate monthly loans package meeting and present loan sale activity to the portfolio management team
  • Review and enhance existing controls around PnL and BS validation and credit costs releases relating to loan sales
  • Serve as backup for the other assets portfolio such as shadow loans; tranche trades and defaulted derivatives
  • Re-engineer reporting requirements by partnering with Portfolio Managers, Treasury, Balance Sheet group and Technology to establish/enhance reports that allow effective decisions about their portfolios
  • Perform analysis to ensure data accuracy in reporting database across multiple source systems and resolve data integrity or other reporting issues
  • 3-5 years experience in finance area, particularly a plus to have knowledge of loan and/or credit products
  • Strong analytic mindset and creative problem solving skills
83

Product Controller Resume Examples & Samples

  • T+1 Ledger representation of P&L and Balance Sheet
  • P&L Attribution Review
  • Flash to Actual Trader Reporting
  • Trader P&L Sign Off
  • Trader Query Resolution
  • Balance Sheet Substantiation and Attestation
  • Driving through improvements to processes based on standardisation and best practice
  • Providing support for Trader Control project work where required
  • Collaboration with an extended team in Poland covering currencies businesses
  • Month End Balance Sheet substantiation
  • Establishing and maintaining appropriate controls to facilitate accurate P&L reporting
  • Appropriate escalation of issues in a timely manner
  • * If you are interested in the Product Controller role then please send over your CV
84

Cib Cem Product Controller Intern Based Resume Examples & Samples

  • Collaborate on the generation and distribution of corporate risk reporting
  • Support on the risk reconciliation process including all financial products we cover: Bonds, money markets, options, foreign exchange and derivatives
  • Analyze the rationale behind risk changes; market movement, positioning or other root causes may result
85

Core Prime Brokerage Product Controller Resume Examples & Samples

  • Understanding and running of the daily Profit and Loss
  • Point of contact for the Business Unit on daily Profit and Loss issues
  • Dealing with various financial instruments including Securities Lending,
  • Equity Repo transactions, etc
  • Liaising with other Finance teams and Operations to resolve issues
  • Running and maintaining month-end reporting files
  • Ad-hoc projects as they arise
  • Highly numerate
  • Able to maintain focus under pressure
  • Well-organized
  • Have a base knowledge of IT skills in MS Office
  • Be able to integrate easily into a team
  • Strong desire and capacity to learn with a tenacious mentality
86

Cib F&bm Securities Prime Brokerage & Financing Product Controller Analyst Resume Examples & Samples

  • Daily substantiation and reconciliation of P&L movements on a T+2 basis for sign off by the Front Office, responding to P&L related queries from the Front Office
  • Daily monitoring of the EMEA Cash PB balance sheet, understand the balance sheet drivers and investigation into material movements
  • Ability to multi-task with flexible working style
  • Demonstrate interest in Finance required
87

G Rates Product Controller Maternity Cover Resume Examples & Samples

  • Supervision of G10 Rates P and Ls and balance sheet with effective validation and control. This will include on-going communication with Senior Trader within the G10 Rates business, as well as timely and transparent communication of results with insightful commentary on drivers such as P and L attributions, market changes, new trading activity, and trading strategies
  • Drive improvements to the control infrastructure. Ability to challenge standard process and procedures to improve effectiveness of performance reviews and documentation of new trades, understanding the structure, associated risks and the P and L generated on them
  • Understand the Price Verification and other Fair Value Adjustment processes and impacts on P and L
  • Facilitate new product approvals and/or structured transaction reviews
  • Actively participate in month-end close to ensure legal entity and region results are consistent between management P and L and general ledger, and balance sheet accounts are properly substantiated
  • Ad-hoc projects that arise relating to further streamlining (or retirement) of existing systems or assisting in the implement in the introduction of new systems
  • Experience in a supervisory, within derivatives Product Control capacity, or in a relevant role that is product and accounting focussed e.g. Risk Management, Price Verification, derivatives Audit
  • Evidence of strong control focus
  • Ability to interpret financial information
  • Ability to put knowledge of financial principle into P and L and Profit Attribution analysis
  • Able to perform effectively within a time pressurised environment
88

Business / Product Controller Resume Examples & Samples

  • 7) CAESAR response review
  • 8) Line Manager for EUAs
  • LI-TP1
89

Product Controller Resume Examples & Samples

  • Management of external vendor relationship
  • Enhance commentary on daily and monthly P&L, and daily, weekly and monthly balance sheet
  • Supervision over monthly balance sheet controls, and ultimate ownership of balance sheet sign off
  • Active participation in a variety of change programmes, including risk management system upgrades, and Finance transformation workstreams
  • Acting as chairperson in mandated governance forums with key stakeholders
  • Liaison with trading desk, Valuations, front-office support, Operations and Global Reporting, to discuss and resolve ad hoc issues concerning bookings, valuations, new business, strategy and other areas This is a challenging role with exposure to varied Rates and Credit products and the trading desk
90

Product Controller Resume Examples & Samples

  • 10-15 years of related work experience
  • Strong understanding of accounting fundamentals
  • Experience with derivative products
91

Product Controller Resume Examples & Samples

  • Ensuring all P&L's are fully explainable via risk parameter attribution/indirect responsibility for accurate risk reporting
  • Ensuring the correct controls and processes are in place to manage new and existing products
  • Independent price verification
  • The products include Interest Rates, FX, Credit, Equity and Hybrids, including vanilla and exotics portfolios
  • Preparation and analysis of daily P&L
  • Pricing and some risk reporting for a specific business group on timely and accurate basis
  • Conducting basic analysis in support of the Product Control function
  • Liaison and control of Front Office and all trade support teams
  • Ad-hoc projects and systems implementation / enhancements
  • Implementing effective process controls and process re-engineering
  • A minimum of 2:1 Degree
  • Basic knowledge of capital markets and financial market products
  • Competent level of Excel, Visual Basic and Access
  • Up to 6 months experience working within Financial Services in a similar role
  • Ideally some experience working within financial services in a similar role, with exposure to Fixed Income markets
  • Part Qualified or studying towards CIMA/CFA or equivalent
  • A basic understanding of financial regulations and how they affect the business
92

Product Controller Resume Examples & Samples

  • Daily / Weekly / Monthly P&L reporting
  • Daily / Weekly / Monthly Balance Sheet commentaries
  • Underwriting commitment reporting
  • Monthly Ledger posting and reconciliation
  • Advisory / ECM revenue bookings, control account reconciliations
  • Perform analytical review of financial disclosure items
  • Good excel skills (compulsory)
  • 3-5 years work experience in Banking or Accounting firm
  • Attention to detail and sound analytical skills
  • Knowledge on investment banking products (preferable)
93

Product Controller Treasury & Gmm Resume Examples & Samples

  • Ensuring the complete, accurate and timely reporting and analysis of Revenue and Balance Sheet
  • Ensuring controls are in place to meet various financial reporting and regulatory requirements
  • Driving change agenda to support business and PC teams’ initiatives
  • Setting & implementing the strategy for Treasury & GMM Product Control team
  • Managing a team of 7 people
  • Overseeing the Funds Transfer Pricing processes
  • Running the FX Exposure Management processes
  • Executing the PC control framework, effectively escalating where necessary
  • Representing Treasury & GMM PC in various Change projects and New Business initiatives to drive the business and PC team’s agendas forward
94

Product Controller Resume Examples & Samples

  • Performing/reviewing the daily and monthly controls of the trading books for the relevant
  • Front Office desks and developing an informed view of these controls
  • This includes P&L reporting, analysis of trading revenues through attribution, explanation of
  • Actual to flash variances, writing daily commentaries (including preparing the daily
  • Consolidated financial pack), balance sheet analysis and review of new trading activity
  • Reviews of Balance Sheet, IPV, OMRC are integral to this role, including KRI management
  • And presenting/discussing issues with the Front Office
  • Many of the production processes / functions are performed offshore and this role is
  • Responsible for the review and validation of the output from that team
  • Experience required
  • Qualified Accountant is desirable however will consider Part-Qualified candidates or
  • Candidate who have a Bachelors degree in a mathematical discipline (Mathematics, Science,
  • Economics)
95

Product Controller Resume Examples & Samples

  • Assemble, organize and produce the P/L statements to be reviewed by Front Office and the Senior Product Controller. This requires the individual to extract data from the various front, middle and back office systems and produce reconciliations between the systems. All discrepancies generated in the reconciliations will be researched, documented and justified. This individual will also ensure that variances to Desk Estimates are adequately explained, that reported P&L is reconciled to GL and that Inventory and related accounts on the Balance Sheet are substantiated
  • Escalate issues and assist the Senior Product Controller to resolve. Each analyst will also be responsible for learning and performing the back up duties for the various P/L. This individual should be able to produce and send out the daily P/L in the absence of the primary analyst
  • Serve as a member of the Product Control Team and develop working relationships with the traders and various individuals of middle and back office. This individual will work with Senior Product Controller in developing plans for improving communication to the various groups and making sure that the best possible service is provided
96

Product Controller Resume Examples & Samples

  • Appreciation of interaction with other functions in the front-to-back environment
  • Experience of balance sheet substantiation
  • Qualified accountant (ACA, ACCA, CIMA or equivalent)
  • Demonstrated strong people, process and systems skills and understanding
  • Demonstrated the ability to build relationships with the trading desk and gain creditability
  • Has a strong track-record of improving process around control, reporting and analysis
  • Strong analytical and mathematical skills
  • Degree qualification in a numerate subject
97

Product Controller Resume Examples & Samples

  • Re-engineering of trade level reconciliations and processing environment involving collaboration with Technology, Operations and Finance teams
  • Review and enhance the current reconciliation to improve the automation and granularity of the reconciliation adjustment and categorization process
  • Month end management
  • Team Orientated and motivated self-starter with a positive "can do" attitude
98

Credit Product Controller Resume Examples & Samples

  • Producing the daily P&L, attribution analysis, and new trade review for the desk’s trading books, working closely with the P&L team in Mumbai
  • Daily, weekly and monthly reporting and commentary on the desk’s P&L and Balance Sheet
  • Review of the front to back reconciliation process and managing key risk controls of the functionalised P&L process
  • Day-to-day liaison with the trading desk, Operations, Valuation Review Group, Market Risk Control Dept, Mumbai-based
  • Interest Rate Derivatives (Exotic and vanilla)
  • Bonds and Repo / Financing Trades
  • Credit Derivatives
  • There is extensive interaction with the business units and the support functions across both Finance and Operations
99

Product Controller Resume Examples & Samples

  • Ability to understand Front Office, Back Office, and Risk Management processes
  • 1-4 years of experience in Finance or Product Controller role
  • Ability to handle pressure and deliver end-products in a timely manner
  • Strong foundation in financial instrument valuation techniques
100

Fixed Income Product Controller Rates Resume Examples & Samples

  • Produce and review daily Profit and Loss (P&L) and P&L explanations
  • Review daily position/P&L reconciliations performed by operations and ensure differences are explained and adjusted appropriately
  • Frequent interaction with various groups across the firm including, but not limited to trading desk, operations, technology, regulatory and legal entity controllers, market/credit risk controllers
  • Solid analytical skills with 0-1 year of experience
  • High self motivation and the ability to work both independently and as an effective team member
101

Product Controller Resume Examples & Samples

  • Daily production of PandLs and communication of results to the Desk. Explanation of P and L movements to management in terms of trading activity, key drivers and profit attribution analysis
  • Support standardization project to underlying Product Control’s P and L working files for efficiency and consistency across multiple P and L’s to enable effective cross-training and consistent controls in detailed working files
  • Participation in desk level activities, including preparing the daily product specific business level revenues and commentary
  • Understand the Price Verification process and its impact on the P and L
  • Reviewing new trades, understanding the structure, associated risks and the P and L generated on them
  • Working with Accounting Policy to determine appropriate accounting treatment for trades under U.S and U.K GAAP
  • Taking ownership of the Balance Sheet and ensuring adequate Balance Sheet and P and L controls exist and are monitored daily
  • Working on ad-hoc projects relating to improvements of system infrastructure. Management responsibility, although this may not be in the early stage of the role
  • Good understanding of Investment Banking
  • Good knowledge of all Products
  • Ability to negotiate and strong people skills
  • Must have experience working with Openlink risk system
  • Working knowledge of Allocated and Unallocated PM trading and experience reconciling metals inventory balances
  • Must be able to work with I.T on system enhancements and resolving production issues
  • Strong PC skills in Excel, Word, and Access
  • Minimum of 2:1 Honours degree or equivalent
  • At least 24 points at A-Level – Ideally A’s in numeric subject (Maths/ Further Maths)
102

CIB F&BM Treasury Product Controller Resume Examples & Samples

  • The candidate must have previous product control experience
  • Previous treasury, capital and transfer pricing experience advantageous
  • 10 + years experience in financial services with significant Product Control experience
103

Risk & Exposure Management Product Controller Resume Examples & Samples

  • Daily p&l for designated trader(s) on t+1 basis. (Products cover Credit Default Swaps, Credit Linked notes, IR Swaps, puts/calls, Bonds). Reconciliation of the pnl produced above to the p&l posted to the back office ledger
  • Review of the pnl and reserve amongst its various components. Writing commentaries on large pnl and reserve swings, explaining in terms of book's risk position and economic factors. Reviewing the balance sheet daily, and ensuring funding attributed in the daily pnl is explainable
  • Interaction with traders, operations staff, market risk, credit risk, IT, and also other Finance staff e.g. regulatory and global MIS reporting
  • Ad Hoc projects - the Risk and Exposure Management desk are in the middle of a major transformation project leading to additional demands on the skills of the Product Control team
104

Transaction Services Product Controller Resume Examples & Samples

  • Drive the month-end close process in partnership with the FC team through review of the Liquidity and Core Cash balance sheet and P&L including associated investigation and resolution of large and complex variances
  • Partner with FC team in fixing reference data issues impacting financial, regulatory and product reporting
  • Support business projects impacting finance and finance projects to ensure system and business/operational process changes having a financial/accounting impact are properly identified and controlled
  • Support in the review of New Business Initiatives from Liquidity and Core Cash perspective and liaise with various finance functions to ensure complete input from finance perspective
  • Challenge existing control operating model and identification of control issues/risks resulting in increased efficiency and implementation of effective control processes
  • Ensure rigorous compliance with control policies, standards and authority limits
  • Reporting of financial results and providing variance commentary to functional senior management. Coordinating the preparation of quarterly regulatory reporting requirements
  • Participate in targeted reviews for specific products/processes based on both qualitative and quantitative factors and risks
  • Strong partnership with the business and the wider F&BM team providing effective support and control oversight to help maintain a strong control environment and facilitate business growth
  • Qualified or Part qualified accountant (ACA/CIMA/ACCA) with minimum 6 years of experience
  • Knowledge of transaction banking products especially Liquidity is plus
  • Strong interpersonal, communication and team-building skills
105

Secured Funding Product Controller Manager Resume Examples & Samples

  • Liquidity & Funding Controllers (LFC) – Regulatory & Management Liquidity reporting & control
  • Regular liaison with Bank Resource Management Business Unit, Global Product Controllers, Legal Entity Controllers, and regional counterparts to provide business support for funding risk management
  • Provide analysis that forms part of various Regulatory and IFRS/US GAAP Disclosure requirements
  • Candidates for role should be a Qualified Accountant with experience gained within financial services organization or big 4
  • Excellent organisational skills and the ability to work to tight deadlines
  • The successful candidate should be able to demonstrate a rounded commercial approach to reporting and controllership, with proven skills in chasing issues through many layers to discover root causes, and be confident in managing relationships across a wide variety of stakeholders and business areas
  • Ability to manage work load effectively across a team, develop practical solutions to problems whilst balancing multiple issues and priorities appropriately
  • Able to build good relationships with stakeholders and manage projects which impact a variety of business and finance areas
106

Product Controller Resume Examples & Samples

  • 4+ years of Product Control experience
  • Previous experience with Daily Profit & Loss, Valuations, and Financial / Regulatory Reporting
  • Working knowledge of Geneva
107

Product Controller Resume Examples & Samples

  • Analysis and review of the daily Profit and Loss
  • Preparation, delivery and review of daily and monthly financial results
  • Balance sheet clearance reconciliation process on daily/monthly basis
  • Fully understanding and overseeing product systems
108

Cib-product Controller Resume Examples & Samples

  • 7+ years of experience in Finance and Control activities in bank
  • Prior experience with risk and P&L
  • Strong skills and knowledge in interest rate derivatives and fixed income products
  • Bank accounting knowledge
  • Ability to communicate effectively with senior management and trading desks
  • Management skills
  • Excel skills
  • Proactive, analytic and results orient
109

CIB F&bm-risk P / L Product Controller Resume Examples & Samples

  • Ownership of the daily P&L reporting process for CPG, covering CVA, FVA and a multi-asset class hedge P&L
  • Responsible for producing a complete, accurate and explained daily P&L, both from a Ledger and Risk perspective
  • Key point of contact for the Credit Portfolio Traders to ensure that queries are explained and issues closed out
  • Partner with the Risk Product Control team and Control team to ensure daily process completion and efficient identification and action of issues across the teams
  • Understanding of the accounting, tax and regulatory treatment of the products supported and how developments will impact CPG
  • Good Understanding of Financial market products / instruments
  • Previous derivatives product control experience would be an advantage
  • A self-starter who is organised and is delivery focused
  • Good team player with the ability to create an effective working relationship with trading desk and other stakeholders
110

Product Controller Resume Examples & Samples

  • Work with Financial Control with the maintenance of the local and global general ledger. This individual will provide Financial Control with the local general ledger balance sheet at month end and provide support when requested. The analyst will assist the Product Controller in fulfilling head office requests for information about general ledger entries, variances of monthly and quarter results, and audit requests
  • Escalate issues and assist team members in problem resolution. Each Product Controller will also be responsible for learning and performing the back up duties for the various P/Ls. This individual should be able to produce and send out the daily P/L in the absence of the primary analyst
  • Minimum of 5 years of recent Product Control experience
111

Product Controller VP Resume Examples & Samples

  • Bachelor's Degree in Accounting
  • 6+ years of related work experience
  • Strong working knowledge of financing products and concepts
  • Skill set that is primarily production oriented
  • Willingness to see the end to end process and ensure it is controlled
  • Good knowledge of various instruments, which would include: Corporate bonds, commercial loans, L/C and Commitments, trading loans, CDS and interest rate swaps
  • Experience producing and controlling daily profit & loss in a systems environment
  • Excellent working knowledge of Excel, Access and Essbase
112

Secured Funding Product Controller Resume Examples & Samples

  • Managing the production of the Daily P&L process, including supervising junior team members
  • Performing month-end certification processes over Net Revenue accounts
  • Prepare weekly “business unit” allocations to be provided to other internal business units
  • Knowledge of financial products which are used in the financial services industry, such as securities lending and repos, and an awareness of the issues would be preferred
113

Product Controller, Pune Resume Examples & Samples

  • Perform month-end closing (including P/L & B/S review and journal postings) for WM APAC
  • Monitoring and control of key operational processes supporting the business and ensure.compliance to internal control standards, Accounting policy and other operational risk framework
  • Revenue monitoring and performing daily control procedures for WM’s books and records
  • Balance sheet verification process and signoff for WM business
  • Review and continuous enhancement of control procedures to ensure all Global control standards are met
  • Co-ordination of any changes in business organisation that impact the general ledger and cost centre structure
  • Participate in system implementation projects that have an impact on WM APAC
  • Handle ad-hoc queries from WM stakeholders on management reports, financial data
  • Maintenance of static data in MIS datamart, eg updating data files
  • Costs monitoring, accrual and adjustment process for WM business
  • Revenue split, allocation and intersystem control process
  • GMIS preparation, adjustment, reconciliation and submission
114

Fixed Income Product Controller Resume Examples & Samples

  • Review of Daily reconciliation of the Risk systems attributed P&L to the Reporting system
  • Strong academic background
  • Be able to work in a team
115

Product Controller Resume Examples & Samples

  • Assemble, organize and produce the PnL statements to be reviewed by Front Office. This requires the individual to extract data from the various front, middle and back office systems and produce recs. between the systems. All discrepancies generated in the rec. will be researched, documented and justified. This individual will also ensure that variances to Desk Estimates are adequately explained, that reported P&L is reconciled to GL and that Inventory and related accounts on the Balance Sheet are substantiated
  • Work with Financial Control with the maintenance of the local and global general ledger. This individual will provide Financial Control with the local general ledger balance sheet at month end and provide support when requested. The analyst will assist Financial Control in fulfilling head office requests for information about general ledger entries, variances of monthly and quarter results, and audit requests
  • Escalate issues and assist the Senior Product Controller to resolve. Each analyst will also be responsible for learning and performing the back up duties for the various PnL. This individual should be able to produce and send out the daily PnL in the absence of the primary analyst
  • Serve as a member of the Product Control Team and develop working relationships with the front office and various individuals of middle and back office. This individual will work with Senior Product Controller in developing plans for improving communication to the various groups and making sure that the best possible service is provided
  • Back office oversight of operational responsibilities related to FIC Origination deals
116

Fixed Income Product Controller Resume Examples & Samples

  • 3-5 yrs of product control experience (preferably with fixed income products) working in an investment bank with exposure to the trading desks
  • BA or BS in Accounting and / or Finance
  • Effective communication and interpersonal skills, dealing with a fast-paced dynamic environment
  • Control focused organizational skills and teamwork oriented approach to problem solving
117

Foreign Exchange & Emerging Markets Product Controller Resume Examples & Samples

  • Daily Revenue Production and Reporting: Detailed review of daily P&L, distributing information to the business unit and communicating with the traders to complete the trader signoff and P&L process. Production of daily revenue information for distribution to senior business management and finance managers
  • Control: Attesting to firm management, regulators and auditors on the accuracy and completeness of the financial statements via participation in the monthly P&L and Balance Sheet reconciliation and substantiation process
  • Business Performance: Assisting with production and review of weekly and monthly performance analyses for business and finance senior management
  • Client Relationship Management: Building strong relationships with clients in the Business Unit, understanding impact of market events on their business and P&L, and responding to trader requests. Maintenance of internal client networks across Operations, Finance, technology and risk functions
  • Accounting: Advice the business on accounting issues through own knowledge supplemented with inputs from accounting policy group
  • Ad Hoc: Projects and queries as raised by Finance and Business Unit groups
  • Qualified accountant with experience in Audit gained from Accountancy practice
  • Graduate with a Finance/Accountancy degree
  • Knowledge of technical accounting standards such as IFRS
118

Product Controller TMS Resume Examples & Samples

  • Production and circulation of daily P+Ls in time for the local DFR (Daily Financial Reporting) submission deadline, (15:00), having performed the necessary flash versus actual comparisons and investigations, prior to delivery. To proactively chase Front Office (FO) for approval, escalating to line manager where rejections occur or where there are persistent non-approvals
  • Completion and circulation of daily P&L decomp analysis, investigating unexplained P&L where they occur. Escalating where necessary and in accordance with policy. In conjunction with this, timely and quality production of both granular and high level commentaries, where daily tolerances are breached
  • To provide insightful analysis and quality periodic commentaries (both P&L and B/S)
  • Completion of M/E tasks to prescribed timelines. These tasks to include M/E journal posting, CMCP (draft/final PL vs ME ledger) reconciliations, DFR restatements to actual, monthly B/S attestation, production of Standards Of Documentation (SOD) files, VA+IPV ledger reconciliations, aging of other assets and liabilities and B/S variance commentaries
  • To ensure errors are minimised through a methodical and meticulous approach to work and by understanding and assuming primary responsibility for all aspects of their allocated daily and M/E processes. Where the need for procedural improvements are identified, to communicate these to line management to establish the most logical resource deployment to achieve safe transition and remediation
  • To represent PC in a way that maintains (preferably enhances) PC’s profile, in the eyes of both other support groups and FO
  • To communicate potential issues to line management in a timely manner so that the risk of unnecessary escalation can be largely averted
  • To assist line management in identifying areas where personal understanding, (products, P+L processes, systems or accounting), is deficient and via questioning, or agreement with the line management that more formal training is required, work towards eliminating these
  • To act as a team player; covering and assisting other team members when required and communicating pertinent information in all directions
  • To ensure all daily and monthly processes have adequate process notes to support them providing both context and detailed, mechanical instruction
  • To assist in monitoring and settling various domestic and international transfer pricing arrangements
  • To comply with all applicable Standing Orders
  • To take ownership and leading role in Business Process Changes and Projects
  • Soild PC related experience
  • Strong MS Office skills (including VBA)
  • Relevant product knowledge and experience
119

Syndicate Loans Product Controller Resume Examples & Samples

  • Perform the P&L production for the Syndicated Loans Business
  • Work closely with Business Unit, Risk Management, Technology, Operations and other Controllers on a day-to-day basis to ensure accurate P&L reporting and analysis
  • Distribute P&L reporting to Business Unit and Finance management on daily, weekly and monthly basis
  • Prior loan experience highly desirable/preferable
  • Basic understanding of Capital Markets
  • Outstanding attention to detail and follow up
120

CIB F&bm-risk CPG PL Product Controller Resume Examples & Samples

  • Actively engaging colleagues in Technology and other teams in Finance to improve the systems architecture and financial processes
  • Point of contact/escalation for Credit Portfolio Traders, VCG and LOB/LEC Controllers in respect to CVA and FVA reported in the Corporate Investment Bank
  • Understanding of the Accounting, Tax and Regulatory treatment of the products supported
  • Ability to work as part of a team and take a flexible approach
121

Municipal Securities Product Controller Resume Examples & Samples

  • Risk & Control: report production plus enhancement / expansion of scope of reporting
  • Monthly & quarterly profit before tax (PBT) reporting: review, analyze, and provide commentary
  • Ad Hoc: projects and queries as raised by senior Finance and Business Unit management
122

Product Controller Resume Examples & Samples

  • 6+ years of Public Accounting and/or Private Industry experience
  • Product Control background (Credit Products and Corporate Bonds)
  • Previous experience with High yield bonds, Credit default swaps, Total return swaps, and CMBS / ABS / CLO / CDO
123

Cib-f&bm-rates Product Controller Resume Examples & Samples

  • Executing month-end close processes, including management of non-USD earnings exposure
  • Providing balance sheet and capital analysis including inputs and review for Basel III RWA calculations
  • Preparing and submitting quarterly disclosures to offshore regulators (FED, PRA, etc)
  • Daily review of internal funding charges provided by Global Treasury
  • Providing commentaries on material balance sheet movements including market drivers
  • A relevant tertiary and professional (CA/CPA) qualification
  • Strong technical accounting skills and experience in regulatory reporting gained within financial services is essential
  • Knowledge of US GAAP is highly desirable
  • Excellent knowledge of fixed income products is essential
  • Experience working within a markets environment is desirable
  • Excellent attention to detail with advanced MS Excel skills
  • Good analytical skills with ability to manage competing priorities and meet tight deadlines
124

CIB F&BM Liquidity Product Controller Resume Examples & Samples

  • Partnership with Product and the IS BMs
  • Develop an end to end understanding of the NAMR Liquidity systems, processes and flows to Finance systems
  • Become a valued partner and consultant to help drive growth in the region by ensuring active participation in projects and initiatives impacting IS Liquidity to ensure that product changes and expansion are implemented flawlessly from a controllership perspective
  • Pro-active identification of control risks / issues and management of subsequent project plans to achieve resolution
  • Engage in effective oversight of the month end close process for Liquidity and appropriate communication of any significant issues arising through the appropriate chains
  • Develop a detailed understanding of the key balance sheet items and associated trends as well as the P&L implications in order to provide insightful variance analysis & commentary
  • Partner closely with the NAMR based team with respect to balance sheet forecasting – increase Liquidity ownership / engagement with respect to liquidity driven balances
  • Help develop expectations of the impact of Product developments, market changes on the overall results
  • Assist in the effective communication of the monthly results to a wide range of senior managers to ensure an understanding of the product P&L and balance sheet, highlighting any associated issues and areas of risk
  • Work with legal entity and financial controller to help resolve inter-company breaks and accounting issues
  • Develop strong relationships with the finance team both within the region and globally to ensure effective inter location partnerships and the sharing of best practice
  • Review CSA and Sarbanes Oxley results and issues related to the product to understand the impact to Product of issues arising. Liaise with Risk to ensure awareness of events reported and any associated control implications
  • Ensure timely and accurate provision of data for NAMR regulatory reporting such as Call Reports, Federal Reserve FR-Y9C and quarterly regulatory deposit variance analysis
  • 3+ years finance / accounting experience
125

Product Controller Resume Examples & Samples

  • Production: Review of the financial statement information produced offshore and distribution of this information to the business unit and internal clients
  • Knowledge of financial products - Interest Rate Products would be preferable
  • High regard for attention to detail and accuracy to ensure close control of the P&L reported
  • Previous experience with project implementation would be an advantage
  • Ability to partner and work effectively both with direct team members and with colleagues across the wider organisation
126

CIB F&BM Securitized Products Group Product Controller Analyst Resume Examples & Samples

  • The region/product cut of the books and records and control environment
  • Conduct investigations of breaks between P&L reporting system and the general ledger, cash wash breaks, and nostros
  • Consolidation accounting
  • Ensure appropriate legal entity reporting of products
  • Solid understanding of financial products such as loans and derivatives would be advantageous
127

Fixed Income Product Controller Resume Examples & Samples

  • Calculation and critical review of Monthly Profit and Loss. This requires the ability to understand and read financial models and report Profit and Loss and associated cash and non- cash impacts, such as return of capital, dividend accruals and tax credits
  • Set up of general ledger or sub ledger intercompany loans/associated reconciliations
  • Update and maintain accurate files to support month end reporting
  • Work closely with the Business Unit, Operations, Legal Entity Controllers, Tax Department and third party providers on a regular basis to report balance sheet and income statement events (sub ledger and general ledger journals)
  • Facilitation of general ledger close process monthly; includes the creation of Trial Balances
  • Preparation and critical review of weekly revenue and balance sheet reporting for monthly reconciliation differences and monthly restatement of reporting system and related journals
  • Principal Investment – assist with the preparation of the monthly Principal Investment reporting
  • Set up trading accounts, GL accounts, Support SEC line item clean up
  • Support monthly reporting and quarterly reporting – FED, SEC, Disclosures
  • Perform ad-hoc analysis/projects as needed
  • Must understand financing and financial products (derivatives, balance sheet)
128

Product Controller Resume Examples & Samples

  • Production of monthly financial reports/ Transfer pricing reports
  • Developing Product Control footprint
  • Month end legal entity process
  • Significant contribution to projects and initiatives
129

CIB F&bm-americas Securities Prime Brokerage & Financing Product Controller Resume Examples & Samples

  • Involvement within the monthly close - including validation of the financials, adherence to regulatory and disclosure requirements, and partnership with business analysts to ensure accurate reporting of business performance to Management
  • Tracking, analyzing, investigating and forecasting spot and average balance sheet, RWA and related performance measures, together with providing guidance to the business on efficient balance sheet and RWA management
  • Control/efficiency mindset and drive to challenge and change
  • Cash Prime Brokerage knowledge (Margin Loans, Securities Lending) a plus
130

CIB F&bm-americas Securities Prime Brokerage & Financing Product Controller Resume Examples & Samples

  • Lead the daily and monthly y P&L calculation, estimates, explain P&L drivers, and working with the Front Office and Operations to resolve P&L discrepancies, analyze variances and ultimately ensure the P&L reported to senior management is complete and accurate
  • Manage the monthly close - including validation of the financials, adherence to regulatory and disclosure requirements, and partnership with business analysts to ensure accurate reporting of business performance to Management
  • Lead the development of numerous Finance initiatives including; P&L engine for CALM and Fees/Commissions, Financial Oxygen (Revenue mgmt. tool) onboarding, and CALM Revenue and Client metrics initiatives
  • Product and/or Financial Control experience a plus
  • Cash Prime Brokerage knowledge (Fees and Commissions) and Money Funds products a plus
131

FX Product Controller, AVP Resume Examples & Samples

  • Ensure daily Product Control production tasks undertaken by the Finance Shared Service Centre (FSSC) team in Poland are being performed effectively and in a timely manner. Address/follow up/resolve issues promptly
  • Manage the daily processes and staff member, performing appraisals/objective setting/training
  • Produce/review the daily PL attribution report and understand the main PL drivers by gaining understanding of the portfolio, and associated trading strategies
  • Prepare the monthly risk committee IPV report and assist with month end reporting process, where required
  • Prepare month end FX pack for review by senior finance management
  • Oversee independent price verification analysis, including stale rates analysis and manual rate amendments, resolving daily independent price testing tolerance breaks with Front Office/Mid Office
  • Take an instrumental role in FX new product implementation on behalf of Finance & Accounting to ensure correct, product definition, valuation and accounting
  • Support of regulatory reporting for matters involving the FX business
132

Structured Notes Product Controller Resume Examples & Samples

  • Production of the fully attributed P&L
  • Daily interaction with desk
  • 2-4 years of work experience
  • Fast learner & self-motivated
  • P&L production experience preferred
  • Proficient in Microsoft Excel (v-lookups, pivot tables)
133

Product Controller Resume Examples & Samples

  • Performing daily, weekly and monthly supervisory review of Profit and Loss and Balance Sheet
  • Reviewing daily/weekly/monthly SLAs dashboards
  • Providing sign-off of Balance Sheet and Revenue controls
  • Reviewing the integrity of Balance Sheet accounts
  • Reviewing Profit and Loss and escalating any significant issues to the relevant stakeholders
  • Supervising the work of Secondary Product Controllers
134

Product Controller Resume Examples & Samples

  • 3+ years of Accounting experience
  • Bachelor's and/or Master's Degree in Accounting or Finance
  • Microsoft Office/Suite proficient (Excel, Word & PowerPoint)
  • Previous Accounting background with a Big 4 firm
  • Strong understanding of basic Accounting concepts and Reporting standards
135

Product Controller Resume Examples & Samples

  • 5+ years of Financial and/or Product Control experience
  • Previous experience with IFRS / GAAP
  • Experience analyzing and reporting multi entity structures
  • CPA and/or CFA
136

Product Controller Resume Examples & Samples

  • Review of "Risk Product" tag to term sheet/confirmation for trades across the Rates,
  • Equities and Credit asset classes
  • Work with Financial Services and Trade Services colleagues to understand the trade
  • Capture and pricing systems used, and how Automatic and Manual tagging of trades occurs
  • Liaison with Global Valuation Group, Model Risk & Analytics and Front Office colleagues to ensure consistent understanding of Risk Product to term sheet / legal documentation definition
  • Involvement in the set up of a business as usual review process
  • Provision of metrics on progress
  • Reasonable knowledge of Exotic products
  • Experience within a Product Control, Valuations or Accounting area
  • Experience of handling large data sets
  • Strong inter-personal skills (constant interaction with trading/finance/GVG)
  • Very high attention to detail
  • Solid excel skills with VBA & Access skills a major advantage
  • Works well in a team
  • Accounting qualification desirable
  • Liaison with Global Valuation Group, Model Risk & Analytics and Front Office colleagues
  • To ensure consistent understanding of Risk Product to term sheet / legal documentation definition
137

Cib F&bm Securities Prime Brokerage & Financing Product Controller Analyst Resume Examples & Samples

  • Daily substantiation and reconciliation of Financing P&L on a T+1 basis for sign off by the Front Office, responding to P&L related queries from the Front Office
  • Daily review and reporting of movements in the business’s balance sheet. Understand balance sheet drivers and investigate into material movements
  • Supporting month end financial close
  • Building and maintaining relationships with the wider Global Securities Prime Brokerage & Financing product control teams and other stakeholders within finance including legal entity controllers, regulatory controllers, internal and external auditors
  • Regular interaction with the Front Office and various Operations and Technology groups that support the business
  • Work with projects lead and regional controllers to enhance current processes and controls by implementing best practice in line with the Corporate and Investment Bank’s Product Control minimum standards for P&L and Risk reporting
  • Excellent team player able to work with team members and front office
  • Appreciation of the existing control environment, infrastructure, systems and main flows
138

Product Controller Resume Examples & Samples

  • 2+ years of experience in Finance, Accounting, and/or Risk
  • Previous experience with Credit Derivatives, Trend Analysis, and Valuations
  • Outstanding analytical and quantitative capabilities
  • Solid understanding of Financial Models
  • Previous Product Control experience
139

Business / Product Controller Resume Examples & Samples

  • Control and review all aspects of the P&L and Balance Sheet reporting surrounding the trading portfolio
  • Work closely with the business and understanding of Balance Sheet, Capital, RWA, LRD and LCR
  • Develop working partnership with business managers, legal entity controllers, MRC, Group Technical accounting and business heads
  • Take an active role in implementation of new projects and initiatives
  • Work on New Business Initiatives / Complex Trade Approvals / Business Continuity Initiatives
  • Client money implementation
  • Systems experience that would be of added benefit are the following
  • Microsoft Office (advance knowledge of Excel is required)
  • Detailed Product understanding
  • Quick learner with high energy
  • Ability to work with clients (traders) and senior Finance Management
  • Ability to work flexibly to meet deadlines in a challenging environment
140

Treasury / FX Product Controller Resume Examples & Samples

  • Liaising with Corporate treasury, Product Controllers and Legal Entity Controllers
  • Oversee and manage the deployed production team in Glasgow, looking at products such as cash, FX swaps and legal entity funding
  • Ensure all risk issues that are risen are appropriately escalated
  • Be a part of optomizing liquidity and finding activities, and FX risk management
  • Management of a team of 5 in London, and 9 people in Glasgow
  • Scope to take on more responsibility in Glasgow
141

Trade Product Controller Resume Examples & Samples

  • Perform monthly close activities including but not limited to review of financial data, investigating significant variances and transactions, fluctuation analysis, preparation of financial reporting deliverables, preparation of estimate accruals, entry processing, perform reconciliations, general ledger substantiation etc
  • Driving change within month-end processes in order to improve transparency in month-end results
  • Participate in the review of New Business Initiatives for Trade Products
  • Ensure financial information is in compliance with US & local GAAP and the Bank’s Corporate Accounting Policies, documenting exceptions where appropriate
  • Act as a resource to project management & the businesses for various projects / business initiatives
  • Identify and drive targeted reviews for specific products/processes based on both qualitative and quantitative factors and risks
  • Understand and contribute to the control framework of the business
  • Effectively manage and direct the activities of other employees
  • Qualified or Part qualified accountant (ACA/CIMA/ACCA) with minimum 7 years of experience
  • Knowledge of trade products and process flows is a plus
  • Excellent communication skills and executive presence including the ability to present complex and sensitive matters
  • Ability to manage several projects and tasks concurrently
  • Ability to evaluate the design and effectiveness of internal financial controls
142

Product Controller Resume Examples & Samples

  • Be the Primary face-off to the broader equities business in Australia for all P&L production
  • Drive enhancements and quality of commentary on daily and monthly P&L, and daily, weekly and monthly balance sheet
  • Active participation in a variety of change programmes, including risk management system upgrades, and middle office transformation work streams
  • Minimum of 4 years' product control experience
  • Full qualification of professional accountancy exams (CPA or CFA)
  • The individual should be a key team player, with good communication skills and a strong work ethic
143

Product Controller Resume Examples & Samples

  • Maintaining of the portfolios current and forward looking views in the portfolio management system, including booking trades and cash
  • Maintaining and monitoring of cash projections and liquidity views as well as guidelines and limits
  • Reviewing and preparing net asset value calculations from our administrators
  • Reviewing valuations to make sure valuation policies and procedures are consistently applied
  • Reviewing and preparing fee calculations
  • Reconciling prices, positions, values and other assets and liabilities in the portfolio management system with administrator/custodian records
  • Assisting with the preparation and review of annual financial statements of our products, working with administrators and auditors
  • Assisting UBS compliance, and product counsel with classification and monitoring of our products and their reporting obligations
  • Preparing and reviewing filings and reports for multiple regulatory bodies
  • Reviewing and assisting with the preparation of tax filings
  • Preparing and reviewing of client reports and presentations, including validation of the content
  • Preparing ad hoc reports to support business development and RFPs/RFIs as well as preparing and reviewing reports and data displayed on the UBS client portals and website
  • Supporting UBS business unit control through reporting of management and incentive fees earned, assets under management and performance reporting
  • Assisting business unit control where required to calculate sales credits and revenue shares
  • Monitoring foreign currency exposures and reviewing or preparing FX Spot and Forward hedging trades
  • Managing draw downs on credit facilities with credit providers and investment personnel
  • Reviewing new product offering documents and work with administrators and auditors on product setup as well as set up in UBS systems
  • Setting up all client and regulatory reporting that is required
  • Several years' experience in public accounting
  • CPA or experience in a finance function preferred
  • Hedge Fund /Fund of Funds direct work experience in a control function is a plus
  • LI-JB2
144

Syndicated Loans Product Controller Resume Examples & Samples

  • Oversee the P&L Reporting process for the Syndicated Loans Business and ensure p&L are distributed accurately to the Business Unit and Finance management on daily, weekly and monthly basis for signoff
  • Manage the month end P&L reconcilation and Balance sheet substantiation process including supervising junior team members
  • Liaise with IT on short and long term projects
  • 5-7 years of experience in Product Control
  • Prior loan experience and strong understanding of Capital Markets
  • Demonstrated success in developing Product Control Function and building excellent partnership with front office
  • Strong analytical and technical skills including Excel and Powerpoint
  • Excellent people management skills and ability to lead a diverse team
  • Ability to meet deadlines and handle multiple tasks in a fast-paced environment
145

Product Controller Resume Examples & Samples

  • 3+ years experience with physical Crude or Refined Products in either a Middle Office or Back Office support role
  • Basic understanding & interest in Financial products
  • Previous experience with Commodities, Daily Profit & Loss, and Month-end Close
  • Experience working with Traders, Middle Office and Accounting groups
  • Excellent communications kills (written and verbal)
146

Product Controller Resume Examples & Samples

  • Quantitative skills and technical acumen
  • The individual must be practically minded and have a logical, systematic approach to delivering work. The ability to work flexibly to meet deadlines in a challenging environment is a pre-requisite
  • Able to identify risks and issues using logical analysis and conceptual thinking to resolve problems
  • Able to work with minimum supervision exercising self-discipline and be aware when issues need to be escalated
  • Will have communication skills (both verbal and written) needed to work with others in Corporate Centre and in the IB. Able to demystify technical matters by adapting his / her communication style to the audience at hand
  • Demonstrates the leadership impact to deliver strongly on mandates by using influencing skills and working across an organization
  • Able to work effectively in a team, drawing on resources within the team to deliver results efficiently, adhering to deadlines. Also able to manage and coach effectively
  • Confident and able to interact with senior management
  • Understanding of the Cash Equity and Derivative businesses, products and their valuations
  • Experience at a financial institution within an Equity Derivatives product control environment
  • Understanding of front-to-back Finance process
  • Have acquired experience of working closely with an established Middle Office in a model with well-defined roles and responsibilities
  • Certified Public Accountant or equivalent
  • Degree in Finance, Economics, Maths. Accounting qualification would be a plus
147

Liquid Flow Rates Product Controller VP Resume Examples & Samples

  • Oversight of the complete front to back p&l production process. In depth review of the P&L information produced in Mumbai and further enriched in London, ensuring the quality of the end product
  • Business Performance: Reviewing and then presenting to heads of business detailed monthly and other reporting analysing the performance of the business. The candidate will be expected to be proactive in this forum and should seek to deliver value from Finance
  • Ad Hoc: Managing and driving projects as directed by senior Finance and Business Unit management covering a broad range of topics from expense deep dives and derivative funding allocations to new controls design and implementation
  • Additionally on the project front, the DSL is a high profile Finance project tasked with delivering a new subledger to drive both P&L reporting and General Ledger posting. The project involves the complete rebuild of the legacy architecture, including a fundamental change in the GPC workflow, across all product types
  • Master’s degree or overseas equivalent in Accounting/Finance
  • Strong background in product control with experience working on and managing projects
  • Solid understanding of valuation fundamentals and an in depth understanding of Fixed Income Derivatives
  • Experience of working in a high pressured environment
  • Prior knowledge of the business would be advantageous
148

CIB F&BM Americas Securities Prime Brokerage & Financing Product Controller Resume Examples & Samples

  • Daily P&L validation including working with the Front Office and Operations to solve P&L discrepancies, analyze variances and ultimately ensure the P&L reported to senior management is complete and accurate
  • Involvement within the monthly close including validation of the financials, adherence to regulatory and disclosure requirements, and partnership with business analysts to ensure accurate reporting of business performance to Management
  • Working with the business on new products and processes to ensure financial and regulatory accounting will be correctly handled
  • Participate in the testing of tactical and strategic product enhancements and system flow amendments
  • Product and/or Financial Control experience
  • Understanding of accounting concepts in order to interpret accounting policy
149

CIB F&BM Americas Securities Prime Brokerage & Financing Product Controller Resume Examples & Samples

  • Managing a team of 4 product controllers
  • Oversee end to end P&L processes
  • Provide detailed analysis on financials to business heads, business management and senior finance management
  • Establishing and maintaining a robust control environment, challenging current processes and partnering with technology and product development to design and build strategic solutions
  • Being the main Finance contact on broader projects including working on the requirements, testing and implementation
  • Supporting the business on new business initiatives
  • Strong communication and presentation skills – written and verbal
  • Experienced manager
  • Strong Accounting/Finance background
150

CIB F&BM CEM Product Controller Resume Examples & Samples

  • Manage stakeholders related to trading desk, i.e. Front office, BM, LEC & OPS
  • Involvement in new product approvals, RWA analysis on non-standard trades, discussions around booking model etc
  • O Sound understanding of basic Accounting & Finance concepts
151

Product Controller Resume Examples & Samples

  • Execute effective financial controls over the activities of the trading desk
  • Give opinion and input on issues that relate to the complex accounting treatment for loans, including IFRS vs US GAAP differences, understand complex deal structures including legal documentation and transfer pricing as they relate to loan origination, sale, syndication and securitisation activity
  • Contribute to new product approval process by conducting appropriate due diligence on financial/product control
  • Daily Revenue Production and Reporting: Detailed review of daily P&L, distributing information to the business unit and communicating with the traders to complete the trader signoff and P&L process
  • Production of daily revenue information for distribution to senior business management and finance managers
  • P&L, Balance Sheet and business performance metrics reporting through extensive face to face communication with the front office trading desk and other partners
  • Supporting our significant regulatory and change agenda
  • Client Relationship Management: Building strong relationships with clients in the Business Unit, understanding impact of market events on their business and P&L, and responding to desk requests. Maintenance of internal client networks across Operations, Finance, technology and risk functions
  • Risk and Market commentary: Understanding the trading strategy and monitoring desk risk positioning / market events to provide information for weekly /monthly /quarterly P&L analysis
  • Degree in Finance, Economics or Mathematics
  • Accounting qualification will be an advantage
  • Hands-on experience in product control roles working in a fast-paced, deadline driven environment
  • Ability to work through complexity and detail on an ongoing basis will be particularly important for this role
  • Strong planning and prioritization skills with the ability to work on multiple tasks while interacting with multiple stakeholders
  • Possess excellent communication skills due to the heavy emphasis on the managerial and client-facing aspects of the role
  • Excellent understanding of fixed income markets, key drivers, products and commercial awareness – knowledge of loans / securitised products is essential, as well as sound knowledge of key market and regulatory themes for this asset class
  • Strong understanding of more complex structured transactions
  • Strong understanding of the operational risks around the end to end trade lifecycle
  • Knowledge of regulatory framework and ongoing developments would be a plus
152

CIB F&BM NA Synthetics Product Controller Resume Examples & Samples

  • Involvement in the daily P&L calculation and working with the Front Office and Operations to solve P&L discrepancies, analyze variances and ultimately ensure the P&L reported to senior management is complete and accurate
  • Working with key stakeholders (Front Office, Middle Office, Financial Control, and Legal Entity Control) to quantify potential impacts of these issues and ensuring the impact on the financial statements is understood and if material, adjusted
  • Process Improvements, redesign and streamline daily and monthly processes to create efficiencies
  • Performance of ad-hoc queries and tasks and coordination of the finance piece of projects re new accounting policies, regulations, new businesses and system enhancements
  • Effective team player and self-starter
  • Equity Finance knowledge (Stock loan, Swaps, Options) a plus
153

Product Controller Resume Examples & Samples

  • Providing regular – such as Daily P&L - and ad-hoc management information to facilitate business review and decision making
  • Overseeing the front to back control environment and daily reconciliations (including investigations) underpinning the business
  • Ensuring consistency and integrity of any financial data used by the business
  • Supporting the business with accounting advice and assistance with respect to the many changes currently in IFRS
  • Assist managers in understanding and interpreting revenues and costs
  • Ability to work at several issues and under time constraints simultaneously and balance conflicting priorities
  • Provide advice and business support with the objective of enhancing profitability
  • Leverage information from other areas e.g. IB BUC teams and accounting policy team
  • Present information in a manner that raises questions and highlights areas of importance
  • Ensure functional responsibilities are fulfilled
  • A detailed knowledge of IAS39 and accounting would be an asset for this role
  • Prior banking experience & knowledge of Treasury Products would be an asset
  • Strong analytical and review skills and accurate, structured as well as proactive work approach
  • Excellent communications skills and the ability to interact with staff at all levels
  • Open-minded team player
154

Product Controller Resume Examples & Samples

  • To perform on a daily and monthly basis, the production and reporting of the Credit business. Ensuring timely and accurate daily and monthly P&L submission with analysis and explain to Finance management
  • The successful candidate will also have exposure to other areas of the business, including the AfS and Loans portfolios
  • To assist in the wider Divisional Controlling deliverables as prioritised by Senior Management
  • Fully qualified or part qualified accountant (CIMA, ACCA, ACA), or qualified via extensive technical experience and expertise
  • Previous Product Control experience within an Investment Banking environment
  • Ability to work through the complexities involved in controlling & reporting multi-instrument and multi-system booked transactions
  • Strong understanding of technical accounting policies and standards relating to investment banking products
  • Strong MS Excel skills essential
  • Able to work to tight daily and monthly deadlines with an attention to detail
  • Highly motivated and ability to either self resolve issues and, in addition, knows when to escalate
  • Ability to work effectively in a team and support fellow team members
155

Product Controller Resume Examples & Samples

  • Operates controls over the validity and accuracy of the Profit & Loss and Balance Sheet reporting across all asset classes (rates, currencies, credit and asset backed securities)
  • Enacting controls to ensure that certain rights and obligations are appropriately reflected in the ledger for statutory and regulatory reporting purposes
  • Ensuring compliance with internal and external policies through the execution of controls related to the accounting treatment of financial instruments
  • Assessing the commerciality of reported revenues and balance sheet to ensure that regulatory and statutory information is reasonable relative to market events, trading positions, trading activity and complexity and magnitude of risk
  • Involvement in the assessment and testing of the adequacy and effectiveness of controls, and any subsequent enhancement, of the risk and control framework
  • Participates in strong working relationships across trading businesses and support functions in order to provide an integrated and proactive business development model
  • Proactively challenge existing processes and procedures to ensure that opportunities for control and efficiency enhancements are identified and subsequently remediated
156

Product Controller Resume Examples & Samples

  • 3+ years of previous Accounting and/or Product Control experience
  • Familiarity with Interest Rates, Credit, Equity and Hybrids, including vanilla and exotics portfolios
  • Able to multitask efficiently and effectively *LI-HD#ACCT
157

CIB F&BM CEM Product Controller Resume Examples & Samples

  • Understanding the key functions & responsibilities of the various groups involved within every stage of the trade life
  • Sound understanding of Accounting & Finance concepts
  • Associate with about 3-6 yrs total experience
  • Post Graduate/Certified Accountant
158

CIB F&bm-risk CPG PL Product Controller Resume Examples & Samples

  • Reconciliation and reporting of profit and loss figures from front end (dealer estimates) through to back end (General Ledger postings and bank management information reporting)
  • Reporting and analysis of key business risk measures pertinent to the DD business
  • Reconciling and owning inputs to the Value-at-Risk (VaR) calculations of the firm – ensuring that they are complete and correct
  • Validation of end-to-end integrity of deal data on bank systems
  • Investigation and resolution of discrepancies between front and back-office systems, e.g. cash/settlement breaks
  • Identifying and advising the business on accounting, regulatory and booking issues, participation in the new product approval process and an overall signoff of the business unit financial statements (including regulatory returns)
  • Participation in the financial aspects of the business unit strategy and management, working closely with the Planning & Analysis team to deliver appropriate MIS to support the business decision making process
  • Participation in business specific projects and working with various stakeholders
  • Bachelor's degree in Finance/Mathematics, Accounting, or Business
  • Strong numerical and analytical skills
  • Understanding of interest rate products: FRA, IR and XCCY Swaps; Tenor/Currency Basis and Options
  • Understanding of OIS discount curves, discounting calculations and the greeks
  • Knowledge of spreadsheets (MS Excel) essential (skills in formulae and macro construction or the aptitude to learn these skills)
  • Ability to interact with a trading room environment together with the necessary interpersonal skills to develop great partnerships and exert influence across numerous teams
  • Proficiency in accounting and knowledge of US and UK GAAP useful
  • Solid understanding of internal controls and risk assessment concepts
  • Self starter with a strong interest in learning
  • Ability to work well under pressure, attentiveness to detail, thoroughness and tenacity
  • Strong written and verbal communication skills, internal/external stakeholders management
  • Excellent multi-tasking and organizational aptitudes
  • Familiarity with the following applications would be preferred: Kapital, Orion and Position Server
  • Knowledge of structured products would be beneficial
  • (CA/CPA/CIMA/CFA/ACA/ACCA) qualified with +1 year PQE
159

Product Controller Resume Examples & Samples

  • Able to work with minimum supervision exercising self discipline and be aware when issues need to be escalated
  • Understanding of the fixed income business, its products and their valuations
  • Demonstrable experience gained in an Investment Bank or other Financial Services environment
  • Experience at a financial institution within a derivatives product control environment
  • Understanding of front-to-back Product Control and Finance process
160

Product Controller Resume Examples & Samples

  • Strong understanding of valuation inputs, deal structure, waterfalls, cash-flow triggers, liquidation process, pricing models, servicing, market trends, technical factors, government actions that impact valuation, collateral characteristics and their impact on the pricing of the security
  • Ability to construct/build intermediate to simple pricing models using economic macro and micro level data to allow projection of future defaults, prepayments, and other key valuation drivers
  • Prior experience in working with the traders, risk groups and management in addressing valuation issues and others
  • Prior managerial experience is a plus
  • BA/BA in finance, business administration or related field
161

CIB F&BM NA EDG Product Controller Resume Examples & Samples

  • Running and analyzing the mark to market of the portfolio, daily P&L reporting, P&L substantiation, and full greek and residual analysis
  • Review of reconciliations of risk positions and P&L between the risk management systems and the back office processing system
  • Funding and Balance Sheet Analysis
  • Compiling reporting packages for management
  • Oversight of career development of two analysts supporting the equity exotics desk
  • Understand the process flows for all products from trade origination through to corporate accounting systems
  • Understand the economics of hedging strategies and products
  • Understand the legal, regulatory, compliance, credit, market risk management, tax and accounting issues as it relates to the product or booking entity
  • Look to improve processes and actively lead and participate in new project and process initiatives
  • Undergraduate degree in Accounting/Finance/Economics preferred
  • 4-6+ years experience in a Financial Services control environment; Experience with P&L production and understanding of the GL
  • Excellent Equities product knowledge, covering vanilla and exotic products, and excellent understanding of risk and greeks, including familiarity with barriers, multi-asset options, cliquets and call spreads
  • Prior experience in Equities and/or Derivatives finance is preferred
  • The individual must be analytical, self-motivated, and detail-oriented with strong verbal and written communication skills
  • The individual should have a demonstrated interest in improving processes and infrastructure
  • Intermediate proficiency with Excel is mandatory
162

CIB F&bm-swaps Product Controller Resume Examples & Samples

  • Producing and consolidating the daily profit & loss (P&L) & Risk reconciliation reports
  • Constantly focussing on operating efficiently and improving processes while maintaining a strong control environment
  • Product Control experience but candidates with Interest Rates experience from other areas of a bank will be considered
  • Inquisitive nature with an eagerness to investigate and fully understand products, processes and issues
  • Accounting knowledge is preferred
163

Product Controller Resume Examples & Samples

  • Learn the various fund structures and investor basis through on the job learning, informal discussions with Product Control, Legal and Investor Services/Business Development personnel, and formal in house courses
  • Obtain an understanding of the investment process across the various distribution channels and with multiple administrators
  • Obtain an understanding of the various share class structures, and how such structures drive investor requirements and requisite reporting
  • Obtain an understanding of the various regulatory regimes that drive reporting requirements for investors, share classes or entity structures
  • Aggregate investor data from multiple administrators to compile master investor files, including multiple levels of data manipulations and data mapping
  • Prepare reporting related to entity tax documentation that is distributed to counterparties and directly impacts tax withholdings to investors
  • Manage exception approval process working closely with multiple administrators, individuals from multiple distribution channels, Legal and Investor Services/Business Development
  • Maintain and manage share class database which indicates all term structures. Also includes monitoring share classes for proper registration with regulatory obligations such as EUSD
  • Assist in preparation of certain required regulatory reporting for the various funds – daily, monthly, quarterly. This will require an understanding of the portfolio composition and activity
  • Fully document all processes and offer key solutions for overall improvements and efficiencies
164

Product Controller Resume Examples & Samples

  • Obtain an understanding of the transaction process from trade origination to settlement across various exchange traded and over the counter products
  • Prepare, review and analyze daily net profit and loss information from the settlement/accounting systems, risk systems, data sources and administrator reports
  • Review and analyze any exceptional/unusual issues or items through discussions with desk, operational and other product control personnel as required
  • Obtain an understanding of the NAV allocation and calculation process as well as the legal structure of the various funds. Assist in the review of the NAV’s monthly and preparation of weekly NAV estimates
  • Assist in regulatory reporting management process and provide primary support for this function
165

Product Controller Resume Examples & Samples

  • Production of daily P/L reports to be reviewed and signed off by the Front Office
  • Provide daily, weekly, monthly commentary
  • Monthly closing of the books and records
  • Adhere to the firms standing orders (policies)
166

CIB F&BM Liquidity Product Controller Resume Examples & Samples

  • 6+ years experience in the financial services industry and/ or audit firm
  • Excellent technical skills (Excel, Access and PowerPoint)
  • Needs to be very comfortable handling large amounts of data using Access and Excel
  • Knowledge of MIS, Paragon/Essbase and Business Objects applications is a great plus
  • Knowledge of liability balances, net interest income, funds transfer pricing and liquidity premium preferred but not required
167

Product Controller Resume Examples & Samples

  • At least 4 - 6 years of relevant experience in audit, product control or similar finance function preferably with IAS knowledge
  • Ability to work under constant pressure to tight deadlines and deliver high quality output
  • Excellent interpersonal skills, with the ability to communicate & challenge at all levels both written (report and guideline writing) and verbally
  • Ability to work independently on resolving issues
168

Product Controller Securities Financing Resume Examples & Samples

  • Participate in change / IT projects as senior representative for Finance / Product Control
  • Work closely with colleagues from front office and accounting to ensure proper understanding and reporting of transactions
  • Support disclosures within financial statements
  • Ad hoc analyses of revenue and balance sheet trends and P&L impact of deals
  • Support and provide guidance to more junior Product Controllers in more complex queries
169

Funding / Product Controller Resume Examples & Samples

  • Oversight and review of Fund Administrators, including review of NAVs, service levels and other projects
  • Development/enhancement of systems and applications
  • Management of fund / share class launches and closures, as well as other initiatives
  • Fund budgeting (for non-asset based fees) and expense oversight, authorization and reconciliation
  • Review of Fund regulatory reports, including Financial Statements
  • Preparing analytical reports for Management, Fund Boards and other stakeholders
  • Coordination with Fund Administrators for reporting cycles and other initiatives
  • Drive and Motivation - Successfully handles multiple tasks, takes initiative to improve his/her own performance, works intensely
  • Teamwork – Gives evidence of being a strong team player, collaborates with others within and across teams, encourages other
  • Communication Skills - Communicates what is relevant and important in a clear and concise manner and shares information/new
  • Qualified Accountant with asset management industry experience
  • Audit background an advantage
  • Proven understanding of offshore funds, strategies and structures – experience supporting Irish domiciled funds and Luxembourg SICAVs preferred
  • Proven history of process improvement
  • Proven history of working to and achieving strict deadlines
  • Proven time management skills and the proven ability to manage multiple deliverables with global internal and external teams
170

Product Controller Resume Examples & Samples

  • Ability to deal with Front Office, Back Office, and Risk Management
  • Understanding of Foreign Exchange (FX), Interest Rates derivatives (Swaps, Xccy Swaps, Swaptions), Bond Forwards, Total Return Swaps and Fixed Income Products
  • Strong understanding of Banking workflows including areas relating to operations, credit, market risk, capital rules, etc
  • Strong knowledge on Microsoft Excel and Access
  • Knowledge on Latin America Local Markets
  • Knowledge of Calypso, Summit, Impact and Treats
171

Product Controller Resume Examples & Samples

  • Ensuring that operating controls are effective and working
  • Be part of Product Control Project team involved in integration of the transformation Project for Global Markets Business
  • Undertake daily analysis of key drivers of P&L including P&L Explain & P&L Attribution
  • Ability to solve issues arising from systems
172

CIB F&BM NA Interest Rate Derivatives Product Controller Resume Examples & Samples

  • Daily risk-based (Greek) P&L explains, understand the P&L drivers at both a deal-level and macro-level and provide commentary to senior management
  • Work with the middle office to ensure trade bookings
  • Investigation and resolution of P&L estimate vs. actual differences
  • Daily interaction with the front office to ensure 100% P&L and Risk sign-off
  • Work with financial control team to ensure the general ledger ties to front-end P&L (DRR)
  • Work closely with Market Risk Coverage to report, validate and reconcile key risk metrics in VARS
  • Participate in process improvements and projects impacting current P&L and risk functions
  • Ensure the overall integrity and validity of the financial statements
  • Provide analytical support to the business via various financial and management reports
  • Submit accurate and timely reporting disclosures, including but not limited to RWA, FVM/FVO, Reg. Cap & External Reporting requirements
  • Bachelor's degree in Finance, Accounting, Business, Mathematics
  • Comfort liaising with senior team members
  • Excellent desktop/spreadsheet/database skills - preferably VBA
173

Product Controller Resume Examples & Samples

  • Ensure the correct accounting treatment for deals and fair valuation of debt and equity investments and any associated derivatives
  • Coordinate with all the different teams, review and reconciliation of financial statements, review of income, balance sheet and risk-weighted assets, as well as the review of Carry Interest Plan workings and IRR calculations
  • This role will involve active discussions with Operations, Tax, in-country Finance and project teams to assist in resolution of operational issues and support the development and maintenance of a robust control environment
  • You will as well contribute to team training and share knowledge within the Product Control team
174

Balance Sheet Product Controller Resume Examples & Samples

  • Preparation and analysis of weekly and monthly deliverables to senior management (Investing and Lending Balance Sheet)
  • Work on quarter end disclosure for Firm Cash Inventory by level – FAS 157
  • Interaction with Divisional Management, Corporate Treasury and Business Financial Managers to create the Quarterly Balance Sheet Planning book in order to facilitate limit recalibration discussions
  • Respond to various ad-hoc questions and analysis as they pertain to balance sheet attribution and allocation
  • Work with Technology teams to automate and enhance our reporting process
  • 2+ yeas of professional work experience in public and/or private accounting. Securities industry and product experience is a plus
  • Strong quantitative, analytical and organizational skills
  • Excellent interpersonal and communication skills; the ability to clearly articulate ideas
175

Secured Funding Product Controller Resume Examples & Samples

  • Responsible for supporting the Short Term Interest Rates (STIR) Global Repo Trading business by providing daily profit and loss and balance sheets, responding to regulatory requests, working with IT to improve funding flows and reporting processes
  • Prepare and present weekly and quarterly commentary on trading P&L by analyzing risk, balance sheet and market variables including preparing and reviewing 10Q/10K disclosure and footnote reporting for Funding products
  • Liaise with Global Repo Trading desk and Product Controllers, Risk Management, Corporate Treasury, Operations teams within the firm for approval of new funding product initiatives, balance sheet management/planning and return matrix
  • Maintain and enhance (as needed) a valuation and price verification framework for various funding products to meet pricing policy standards
  • Prepare weekly FR2004C, Weekly Report on Dealer Financing and Fails. Ensure accuracy of submission and handle all inquiries from the Fed
  • Maintain control of the Firm’s books and records including the monthly booking of balance sheet and profit and loss
  • Coordinate and run monthly meetings with trading desk head, senior traders and senior Controllers to discuss monthly results and all relevant topics
  • Quarterly footnote disclosure relating to collateral pledges, credit concentration and forward starting commitments
  • Highly motivated and adaptable. Able to work on a global team of diverse individuals
  • Proactive. Able to respond creatively and quickly in a fast-paced, high-pressure, changing environment
  • Keen interest in financial markets
  • Knowledge of desktop applications (Excel, Word, PowerPoint)
176

Product Controller Resume Examples & Samples

  • Ability to build, run, adapt an efficient daily P&L process
  • Reports to the Senior Product Controller
  • Timely resolution to stakeholder queries
  • Use regular monitoring processes to identify operating and valuation errors
177

Senior Product Controller Resume Examples & Samples

  • Prior experience in financial reporting within a financial markets environment
  • Proficiency in MS Excel and with experience in MS Access preferred
  • Proactive and “on-the-ball” ability as well as flexibility and responsiveness to change
  • Strong business partnering and communication skills
  • CA, CPA, or equivalent qualification
178

Loan Product Controller Resume Examples & Samples

  • Participate in, improve processes, and adapt to new requirements related to regulatory reporting for the loan businesses within the Institutional Securities Group including SEC 10-Q/K, CCAR, and FR Y-9C
  • Oversee the coordination and reporting for the Allowance for Credit Losses
  • Assist in the design and development of quarterly and ad-hoc internal management reporting requests relating the ISG loan portfolio
  • Operate in the overall execution and continued improvement of control frameworks
  • Participate in loan related strategic projects representing global loan product controllers
  • Initiate process reengineering, improving efficiency, and working with IT on improving systems for loan related initiatives
  • Manage ad-hoc requests from the ISG Loan Controller and business unit
  • 4 years’ experience
  • CPA and public accounting experience a must
  • Background in capital markets and/or financial services a plus
  • Detail oriented and multi-tasker
  • Familiarity with general ledger, sub-ledger and other systematic accounting systems
  • Capable of summarizing complex accounting and/or reporting results in succinct, plain English
  • Comfortable presenting to large groups and/or individuals of seniority
  • Good written work product
  • Understanding of control frameworks
179

CIB F&BM Equities Derivatives Flow & Exotic Product Controller Resume Examples & Samples

  • Production and reporting of the daily P&L and risk management information
  • First point of contact for FO - be able to analyze and answer ad hoc queries on P&L
  • Manage projects and initiatives related to all of the above as well as larger cross-business programmes
  • Strong excel skills is a must, VBA knowledge would be a plus
180

Product Controller Resume Examples & Samples

  • Rates
  • Fixed Income
  • Commodities
181

Credit Hybrids Product Controller Resume Examples & Samples

  • Daily Risk and P&L production and verification through detailed analysis of new deals and their Greeks
  • Configuration of Exotic Trades, pricing and risk dictionaries into the Risk and P&L calculation engines
  • Calculation of the closeout reserves using a risk based approach Bullet points with key responsibilities of the role
  • Analysing business requirements for new products, ranging from front-to-back IT infrastructure to business process changes
  • Running ad hoc projects relating to system, process and infrastructure enhancements. Continuous development and maintenance of a strong control framework surrounding the risk and P&L process
  • Establishing and maintaining relationships with key stakeholders across the Bank
182

Product Controller Resume Examples & Samples

  • Qualified accountant (or currently undertaking an accounting qualification) preferred (e.g. Chartered Accountant, Certified Public Account, Association of Chartered Certified Accountants)
  • Strong Product Control experience preferred. Rates or Foreign Exchange product knowledge preferred
  • Ability to work independently and take initiative to improve quality and efficiency of work.     
  • Strong communication skills, both written and verbal
183

Product Controller Resume Examples & Samples

  • Review of daily Profit & Loss for Interest Rates Exotics business
  • Ensure that operating controls are effective and working for Interest Rates Exotics desks
  • Assist with onboarding of new products
  • Deliver timely financial information for relevant Front Office, Management Accounting and other customers
  • Relevant degree with Accounting or Finance major is an advantage
  • Understanding of complex derivatives and Financial Markets
  • Self-motivated and able to work autonomously
  • Strong Product Control experience
  • CA or CPA qualification is an asset
184

Fixed Income Product Controller Resume Examples & Samples

  • Produce and review daily P&L and P&L explanations for the supported business
  • Review daily position/P&L reconciliations performed by Operations and ensure differences are explained and adjusted appropriately
  • 0-1 years of experience with strong verbal and written communication skills
185

Product Controller Resume Examples & Samples

  • 4-8 years of experience in an interest rate product control/valuation control environment
  • Understanding of fixed income product valuation, particularly interest rate swaps, cross currency swaps, swaptions, caps/floors, interest rate futures, US Treasury, Agency bonds, and Repos
  • Understanding of risk-based Greeks (delta, gamma, vega, etc.)
  • Curve construction knowledge
  • Summit, Impact, and Bloomberg experience
  • Proficiency in Excel, ideally at the Macro/VB level
186

Unsecured Funding Product Controller Resume Examples & Samples

  • Bachelor’s degree (U.S. or equivalent) in Accounting, Finance, Business Administration or a related field
  • At least two years of relevant work experience
  • Knowledge of Microsoft Office Applications (Word, Excel, Outlook, PPT)
187

Product Controller Latam Resume Examples & Samples

  •  Participation in desk level activities, including preparing the daily product specific business level revenues and commentary
  •  Understand the Price Verification process and its impact on the PnL
  •  Understand the Market Value Adjustment (MVA) and Price Verification Processes
  •  Reviewing new trades, understanding the structure, associated risks and the PnL generated on them
  •  Ensure adequate Balance Sheet and PnL controls exist and are monitored daily
  •  Accountable for monitoring PnL Inception design and enhancements
  •  Accountable for enhancing accuracy and controls of Holding Period monitoring for the region
  •  Accountable for monitoring the PnL numbers for the Treasury for a country
  •  Accountable for reviewing and redesigning procedures impacting the Pricing, Valuation, and perform Control and Analysis on the Mark-ups
  •  Accountable for resolution of Front-to-Back reconciliations variances, identifying, tracking and following-up until correct fix are in place
  •  Prepare, lead, document and follow-up upon Price Verification Committee discussions
  •  Identify, escalate and follow-up on items coming up from the daily PnL and PAA monitoring
  •  Provides conceptual and on-the-job training and guidance and to junior members
  •  Ad hoc projects that arise relating to further streamlining (or retirement) of existing systems or assisting in the implementation of new systems/processes
  • Educated to a Bachelor’s level, preferably in accounting, finance, statistics, mathematics or management engineering
  • At least 3-5 years’ experience in Product Control, Markets or related areas
  • Preferably educated to a Masters’ level, preferably in accounting, finance, statistics, engineering mathematics or business management
  • Strong knowledge of capital markets, financial and banking industry
  • Preferably with banking and P/l reporting and reconciliation experience. Experience on foreign currency reconciliation, Treasury
  • Operations, Trade Capture
  • Highly numerate, detail oriented, and strong analytical skills: pays particular attention to accuracy, identifies errors and quick to identify/ implement solutions Efficiently solves complex, ambiguous problems/situations -- superior problem structuring & causal thinking, sound business judgment, and demonstrated result orientation Skilled in MS Excel, VBA and macro knowledge is an advantage; have good understanding of database querying tools
  • Technically proficient: is able to optimize available system solutions and implement process improvements as needed. Able to explore new systems and can adapt quickly to new processes
  • Self-motivated, can work under pressure with minimum supervision, and able to manage multiple tasks and meet assigned deadlines. Confident and assertive in character
  • Creativity and independent thinking - thinks outside the box and challenges conventional wisdom
  • Able to handle high volume of work. Willing to work overtime as needed
  • Strong interpersonal skills, has ability to develop strong partnership with stakeholders and interact with people from varied cultures and functional areas. Multi-tasks productively and reliably, while managing conflicting priorities
  • Results oriented, good communication skills. Able rapidly to lead processes and coordinate tasks
  • Team player, interacts well, and creates synergy in team environment. Able to work with cross-functional teams
  • Applications. Creates and sustains a network of strong client relationships. Strong influencing, negotiating, and facilitation skills
  • Collaborative work style -- effectively interacts with partners across organizational boundaries/hierarchies
  • Strong leadership presence -- commands respect and will earn trust of senior Treasury and Finance leaders. She/he is courteous and diplomatic
  • Process migration experience is an advantage
  • Excellent command of written and spoken English and Spanish. Portuguese is an advantage
188

CIB F&bm-cem Product Controller Resume Examples & Samples

  • Providing explanations of P&L and Risk to other stakeholders: Business managers, FVP, MIS, and Market Risk
  • Prior Product Control skills experience
  • Excellent PC skills- Advanced Microsoft Excel
189

CIB F&BM Securitized Products Product Controller Resume Examples & Samples

  • Ensuring accuracy in reporting of risk positions
  • Daily preparation, analysis, and verification of the daily trading estimate and reported P&L for Front Office sign-off. Requires daily interaction with Front Office traders, trading assistants and Middle Office trade support
  • Ensure a sound control environment
  • Good written and verbal communication skills
190

Product Controller Resume Examples & Samples

  • University degree in Finance or equivalent background
  • Minimum of 5 years professional experience gained in an Investment Bank or other financial services environment
  • Professional Accounting qualification (ACCA, ACA, CIMA or CPA) desirable
  • Understanding of FX and/or Rates markets and the products traded
  • Understanding of IFRS Accounting standards
  • Knowledge of front-to-back product control process
191

Ncou Product Controller Resume Examples & Samples

  • Acting as US Subject Matter Expert (SME) across asset classes including
  • Product Control / Risk and P&L experience, ideally has worked with products cross asset class but not required
  • Demonstrates strong ability to analyze current state and implement changes
  • Excellent communication skills, organized and able to meet deadlines
  • Team player, ready to engage necessary contacts throughout the bank to complete tasks
  • Thrives in dynamic, fast paced work environment
  • Understanding of accounting and ledger a plus, especially familiarity with various regulatory reforms such as Dodd/Frank, CRD3, etc
192

Product Controller ALM / Treasury Resume Examples & Samples

  • Daily Profit & Loss / Balance sheet reporting and analysis
  • Daily and monthly analysis of Treasury and Markets source systems vs the ledger
  • Ad hoc analyses
  • Taking part in improvement projects within Product Control and ALM/T
193

CIB F&BM Investor Services Liquidity Product Controller Resume Examples & Samples

  • Actively engage in IS LOB forecasting and planning process, interact with Business Management, P&A and Liquidity Solutions teams on issues affecting forecasted and/or actual balances and product spreads
  • Prepare Liquidity Reports, NII Rate-Volume Walks and Key-Drivers analysis schedules for inclusion into IS business review presentations and for consolidated Corporate Treasury and P&A submissions
  • Assist in ad-hoc projects to enhance Senior Management understanding of profitability drivers
  • Monthly/Quarterly Legal Entity Controller & regulatory reporting compliance
  • Manage and support key finance projects
  • Bachelor’s Degree in Finance/Accounting or related business experience required
  • Knowledge of MIS , Paragon/Essbase and Business Objects applications is a great plus
  • Highly motivated learner who brings insight to the table and thrives in an environment that changes pace often
  • Ability to work independently with the focus on efficiency and quality
194

CIB F&bm-treasury Services Product Controller Resume Examples & Samples

  • Strong control focus
  • Experience with Liquidity and Cash Management products desirable
  • Good interpersonal, communication and influencing skills
195

CIB F&bm-prime Brokerage Product Controller Resume Examples & Samples

  • Daily T+1 P&L reconciliation and substantiation for Synthetics, identifying and resolving issues resulting in P&L breaks between the estimates and the actuals
  • Ensuring daily P&L attribution is in compliance with the P&L and Risk minimum standards
  • Working with Front Office to understand key P&L drivers and market movements to aid meaningful revenue commentary on a weekly and monthly basis for both Synthetics and Cash PB
  • Supporting Cash PB P&L when cover is required
  • Supporting the monthly requirement for Minimum Standards PC Scorecard production (globally and regionally)
  • Owning and supporting the month end financial close for both Synthetics and Cash PB
  • Regular interaction with FO and various Ops and Tech groups that support the business
  • Reviewing current processes, identifying control weaknesses and delivering solutions to enhance the current control environment, as well as the effectiveness of the processes performed
  • Owning process improvements and projects working with various stakeholder groups to improve the control environment and aid delivery of departmental objectives (eg Adjustments, looking at root cause and working with RAD for systemic enhancements)
  • Owning and supporting other daily/ weekly and monthly BAUs
  • Participate in various forums (PC team meetings, FO weekly revenue review and L&L)
  • Accounting / numeracy based degree
196

Product Controller Resume Examples & Samples

  • Daily production of Money markets balance sheet and P&L
  • Production of MI and commentary supporting desk sign off of P&L
  • Production of Customer Liabilities MI
  • Initiate and deliver agreed change programmes to achieve continuous improvement
  • Review, evaluate and mitigate potential risks
  • Ideally exposure to Money Market products
  • Excellent Academic record including relevant numerical / financial based degree. IT and/or computer science components of degree are advantageous
  • Ability to analyse large volumes of data
  • Ability to work as part of a team and escalate issues promptly
  • Strong Access, preferably to VBA, strong Excel, to at least Pivot table and Macro level
  • Self motivated, proactive and able to deliver to challenging deadlines
  • A working knowledge of Summit 5.5, SAP, Oracle GL and Business Objects would be an advantage
  • Control-based approach to work
197

Product Controller Resume Examples & Samples

  • Daily P&L Reporting and reconciliation
  • Day-to-day communication with Business Unit and Operations on monitoring the daily P&L
  • Month end P&L reconciliation & book close process
  • Risk and control process covering balance sheet, P&L, SOX requirements and BTR review
  • Preparation of monthly management reports, including branch & sales team PBT, revenue and expense analysis
  • Assist with ad hoc requests
  • PC Skills: All MS Office Applications
  • Strong financial analytical skills and working knowledge of MS Excel/Access
  • Ability to multi-tasks and prioritize responsibilities
  • Detail-oriented and well organized
  • At least 5-7 years of relevant working experience in financial institution, with management reporting and P&L production experience preferred
  • Ability to effectively manage available resources
  • Strong desire to deliver high quality work
  • Self-motivated individual who is goal oriented
  • Good knowledge of PWM business and its drivers
198

Equties Product Controller Resume Examples & Samples

  • Identify and investigate breaks
  • Prepare daily P&L reports for distribution to the business unit and finance managers for review
  • Preferred 2-4 years financial experience (Capital Market related experience an advantage)
199

Structured Credit Product Controller Resume Examples & Samples

  • College graduate with concentration in Accounting, Finance, Economics, or Engineering
  • Strong Excel skills
  • Self-motivated
  • Base Accounting knowledge
  • Relevant internship experience
200

Product Controller Resume Examples & Samples

  • 2+ years of Product Control work experience
  • Profit & Loss production experience
  • Microsoft Excel proficient (V-Lookups, Pivot Tables, etc.)
  • Degree in Accounting and/or Finance
201

CIB F&bm-prime Brokerage Product Controller Resume Examples & Samples

  • Working with Front Office to understand key P&L drivers and market movements to aid meaningful revenue commentary on a weekly and monthly basis
  • Owning and supporting the month end financial close for Synthetics
  • Regular interaction with FO, Ops, Reg, LEC, Tech and regional counterpart
  • Daily reporting and understanding of risk & Var for all stripes within Securities PB & financing
  • Daily reporting and understanding of different risk sensitivities for Securities PB & Financing
  • Preparing and analysing of weekly Risk Metrics for senior management
  • Global MaRRs signoff for Sec PB & Financing for risk and different sensitivities
  • Experience in Risk and Finance
202

Product Controller Resume Examples & Samples

  • Producing accurate P\L & Risk to the Desk on a daily basis
  • Working closely with the Front Office to learn the Business
  • Ability to explain P&L using Greeks (Delta, Gamma, Vega)
  • Deliver P&L/Risk based explains to meet regulatory requirements
  • Various reconciliations associated with doing P/L (example being cash and position recs.)
  • Coordinate various sub-ledger feeds to daily P/L & risk reporting systems
  • Learning and understanding the various systems DB uses for this Business
  • Working with our Projects team, and IT and the Front Office to improve the overall Risk and P&L explain for the Rates business
  • Assist Front Office, Client Valuations Group, and Market Risk with the validation process for various pricing models
  • Coordinate business metrics & sign-offs
  • Work closely with Accounting on improvements
  • Work with IT team to ensure that development and IT testing is complete
  • Consistently seek opportunities to improve processes, controls and procedures within the area
  • Ability to work in a team in order to achieve group targets
  • Thoroughness and attention to detail
  • Analysis & problem solving
  • Strong Quantitative Skills
  • Business and product knowledge
  • Assertive with the ability to interact with various operational areas
  • Organized with strong time management skills
  • Ability to multi-task, prioritize multiple projects, and work under pressure
  • Take ownership for tasks and follow through to completion
  • Disciplined and structured approach to work
  • Ability to work under tight deadlines
  • Accountability, responsibility, solution and delivery focused
  • Build strong working relationships with internal groups, interact on a daily basis to ensure good communication and efficient business flow
  • Motivated and positive attitude
  • Solid awareness of operational & financial risk
  • Ad hoc management reporting
203

Product Controller Resume Examples & Samples

  • 3+ years of Product Control experience
  • Bachelor's Degree in Accounting, Finance, Economics, and/or Engineering
  • Basic Accounting knowledge
204

Senior Product Controller Resume Examples & Samples

  • Investigating, explaining and reporting the business' performance with respect to profitability and regulatory capital utilization
  • Participation in a variety of projects to improve the valuation and P&L explanation and downstream processing for exotic OTC derivatives, improvements in the business reporting of RWAs, improvements in the reporting to understand the business' use of the balance sheet
  • Documentation and validation of transactions with significant revenue for the Firm or with notable booking, valuation, accounting treatment or similar characteristics
  • Assisting in the supervision and closure of key product control responsibilities in compliance with the Department's policies and procedures
  • Representing Rates Product Control in Product Control and Finance for department-wide issues and initiatives
  • Qualified chartered accountant
  • Significant prior experience of OTC IR derivatives including the product control of Rates trading desks
  • High quality communication skills both orally and written business English
  • Supervision and development of more junior professionals
  • At least 10 years experience in Banking Finance
205

Product Controller Resume Examples & Samples

  • Assist with on boarding of new products
  • Sound understanding of complex derivatives and financial markets
  • Chartered Accountant (CA) or Certified Public Accountant (CPA) qualification
  • Self-motivated and ability to work autonomously
206

Core Prime Brokerage Product Controller Resume Examples & Samples

  • Understanding and production of weekly Profit and Loss and related analysis for presentation to Business Unit and internal Finance stakeholders
  • Understanding and explanation of weekly Equity Balance sheet movements for various internal stakeholders
  • Reconciliation and substantiation of month end Net Revenue accounts
  • Reconciliation and substantiation of month end Balance Sheet accounts
  • Support Financial Resources team, Legal Entity Controllers and Business Unit with Bank Levy initiatives
  • Liaising with LEC, Funding controllers and the Business Unit on initiatives impacting funding and Balance Sheet reporting to the EMEA Financial Resources Controllers
  • Provide cover for daily Profit and Loss and Cashflow production
207

Derivatives Funding Product Controller Resume Examples & Samples

  • Bank Resource Management (BRM) – Secured Funding
  • Treasury Capital Markets (TCM) control – Unsecured Funding
  • Substantiation of the general ledger and review of monthly movements in net revenue
  • Reconciliation and substantiation of the balance sheet collateral positions
  • Reconciliation of source systems to sub ledger and posting journals to the general ledger as required
  • Preparation of monthly and quarterly balance sheet movement commentary
  • Candidates for the role should be a part-qualified accountant (CA, ACCA, CIMA) or have relevant degree or equivalent experience
  • Knowledge of financial products which are used in the financial services industry, particularly derivatives and repurchase agreements
208

CIB F&BM Investor Services Liquidity Product Controller Resume Examples & Samples

  • Actively engage in IS LOB forecasting and planning process, interact with Business Management, P&A and IS Liquidity Product teams on issues affecting forecasted and/or actual balances and product spreads
  • Participate in monthly close activities including review of financial data from the GL and MIS, investigating significant variances and transactions, preparation of financial reporting deliverables, etc
  • Prepare variance analysis and commentary for P&A submission
  • Engage with Financial Control to ensure accurate reflection of deposits balances and NII in the GL
  • Prepare Liquidity Reports, NII Rate-Volume Walks and Key-Drivers analysis schedules for inclusion in the IS Liquidity business review presentations and for consolidated Corporate Treasury and P&A submissions
  • Compile Regulatory Reporting submissions to External Reporting Team and Legal Entity Controllers related to deposit and cash balances
  • Assist in ad-hoc projects and issue resolution
  • Qualified or Part-Qualified ACA/ ACCA/ CIMA, degree in Finance/Accounting or related business experience required
  • Knowledge of Net Interest Income and Funds Transfer Pricing or the iDDA platform preferred but not required
  • Good data analysis skills - needs to be very comfortable handling large amounts of data using Access and Excel
  • Knowledge of MIS, Paragon/Essbase and Business Objects applications is an advantage
209

Product Controller Resume Examples & Samples

  • Financial accounting and reporting processes with attestation of the full financial reports suite
  • Supporting Money Markets operating model
  • Support, develop and implement all new business and new structure initiatives
  • Management information reporting and development (Nii, balance sheet etc)
  • The Business control team provide product control support for those transactions booked on the strategic platform
  • The team currently comprises eight qualified accountants and once part qualified accountant who prepare the daily reporting
  • A Self motivated individual / results driven with the ability to manage multiple high priority tasks and deliver accurately to tight deadlines
  • Money Market products knowledge (understanding the products and their booking and accounting) of bonds, loans and deposits, interest rate and currency swaps, swaptions, call and current accounts, nostros and any other money market related derivatives trading. FX revaluation knowledge would be an advantage
  • An excellent understanding of the balance sheet and the relationship with the Profit and loss accounts
  • Making Change happen
  • Excellent communication skills, both written and verbal, the ability to readily understand the issues, get their point across, and communicate clearly and effectively at all levels of management
  • Using information effectively, by being able to quickly understand and interrogate a wide range of applications / general ledgers
  • Evaluation / Analytical skills, to quickly identify issues, closing all issues quickly and effectively ensuring that all supporting documentation is completed to underpin conclusions
  • Strong Access, strong Excel, at least to VBA and the ability to manipulate efficiently large amounts of data is key to delivering the role requirement
  • An understanding of Net interest Income (Nii), Net Present Value, Mark to Market and risk reporting (Var) is required,
  • Summit 5.5, Atlas GL, Oracle GL, SAP GL and Business Objects interrogation tool along with the attestation system AOC / Integrity
  • Microsoft office suite with particular emphasis on Access and Excel as already stated along with power point
210

Product Controller Resume Examples & Samples

  • Timely production of the daily P&L, including FOBO reconciliations, P&L analysis and commentaries
  • Production of the daily P&L using tools available, ensuring compliance to daily key controls
  • Review of Significant Day 1 P&L and Cancel/Amends trade
  • Apply technical skills to deliver new and improved analysis that provides insights into the PL figures
  • Identify control weaknesses and improve process of current procedures
  • Develop a detailed understanding of trading systems
  • University graduate in Accounting or Finance will be an advantage
  • Qualified accountant (i.e. CA, CPA, ACCA)
  • Ability to work independently and take initiative to improve quality & efficiency of work     
  • Extensive Product Control experience. Rates products knowledge preferred
  • Strong analytical & problem solving skills
211

CIB F&bm-product Controller Resume Examples & Samples

  • The Associate (Controller) sits within the finance department of JPMorgan South Africa and reports into the Legal Entity Controller
  • The objective of the role is to ensure compliance with JPM corporate policies and local reporting standards with respect to accounting and statutory requirements and assistance with taxation for 3 South African entities
  • Corporate Reporting (US)
  • Month end reporting – ensuring the month end close within corporate deadlines (4 day close period), verification of corporate P&L, analysis of inter-entity charges from other JPMorgan locations including resolution of inter-entity breaks during month-end close, unnatural balance checks and FX trade outs
  • Compliance with the firms GLRS (general ledger reconciliation and substantiation) policies, Quality assurance and US accounting policies, including P&L remittance and capital hedging submissions
  • GLRS Sub LOB – Responsible for managing the dispute queue and assigning of accounts to the correct owners
  • Equity roll forward and resolution of equity breaks with Parent company
  • Preparation of location KPIs, scorecards and health checks
  • Responsible for reports from SAP Business objects (BPC tool)
  • Ensuring appropriate financial controls are in place and operating effectively
  • Ownership of all reference data within the financial reporting space
  • Preparation of accounts receivable and audit fee provisions reconciliations and adjustments
  • Vocational accounting qualification or degree in Accounting
  • 2 Year working experience
  • General accounting experience
212

CIB F&bm-cem-product Controller Resume Examples & Samples

  • Production of daily P&L and Risk for the Interest Rate Derivatives/FX Forwards and ybrids trading businesses. Substantiation through comparison to trader predicts, current risk and market moves. Obtaining trader sign off
  • Strong understanding of derivative products and general market awareness
  • Good communication skills – ability to relay information in a concise and articulate manner
  • Strong attention to detail and ability to work effectively to tight deadlines
  • Good technology skills - including MS Office (Excel, Access). Ability to code in VBA would be beneficial
  • Analytical and logical manner; good at problem solving and devising solutions
  • Pro-active and willing to accept responsibility
213

Funding Product Controller Resume Examples & Samples

  • Preparing the daily profit and loss account for trading desks, involving a critical assessment of the nature of revenue generated in the context of market moves and risk held
  • Producing and reviewing profit and loss attribution and commentary for the bank’s trading, investing and new issuance businesses
  • Intelligently reviewing trading activity with the objective of informing a view around the valuation of the portfolio and also highlighting anything unusual or material to management
  • Production and analysis of the balance sheets for a trading desk and understanding and explanation of moves
  • Preparing estimated daily balance sheet reporting for European entities
  • Preparing monthly accounts for posting to the firm’s general ledger and producing/reviewing relevant external disclosures
  • Monthly price verification review and challenge of trader inputs into inventory pricing as well as incremental assessment of less observable inputs
  • To engage pro-actively with traders and their management on current business issues
  • Assessing risk inherent in trading positions, e.g. market, compliance or reputational risk
  • Understanding of the impact of Regulatory Capital rules on a trading desk’s business
  • Account and monitor for the Firm’s secured and unsecured financing activities
  • Liaising with other departments and divisions in a collaborative and problem-solving capacity
  • A track record of improving processes and adding value to clients and stakeholders
214

Product Controller Resume Examples & Samples

  • P&L explain [Traders, Strats, Market Risk]
  • New trade analysis [Traders and Strats]
  • Balance sheet review [Legal Entity Controllers]
  • Federal reporting. [Fed reporting teams]
  • More generally being the point of contact within the Federation for a trading desk [Tax, Compliance, Legal, etc]
  • Preparing the daily profit and loss account for trading desks, involving an assessment of the nature of revenue generated in the context of market moves and risk held as well as reconciliation between front office systems and sub-ledger as well as the firm’s general ledger
  • Intelligently reviewing trading activity to help assess the valuation of the portfolio and to highlight anything unusual or material to management
  • To interact effectively and pro-actively with traders and their management
  • Ensuring compliance with all the Firm’s financial reporting requirements
  • That you are highly motivated, with commercial focus and strong analytical and communication skills
  • You enjoy being challenged, are team orientated and have good attention to detail
  • You should have integrity, professional scepticism, a strong work ethic and a desire for excellence
  • You have good interpersonal skills as complement to technical aptitude
  • A desire to learn and interest in financial markets and products
215

Fixed Income Foreign Exchange Product Controller Resume Examples & Samples

  • Supervision of core FCG products including Daily P&L/P&L attribution/Commentary for multiple credit trading strategies
  • Supervision/Review of daily/weekly/quarterly commentary on P&L movements, including analyzing p&l attribution and ensuring key drivers are in line with expectations given risk the business is running
  • Oversee and review the month-end p&l closeout process, reviewing reconciliations completed by staff, resolving issues, and escalating key items to management
  • Engage with Accounting Policy on topics, including but not limited to accounting complexities around new business
  • Involvement in Bank Holding Company supplements, as well as 10Q/K disclosures with Legal Entity and Accounting
  • Proactive, self starter
  • FX or Rates products experience
  • Strong operational process minded candidates will excel in this role
  • 10-15 years of experience mainly in Finance/product control roles
  • Project management/history of re-engineering preferred
  • Accounting/Finance degree preferred
216

CIB F&bm-cpg P&L Product Controller Resume Examples & Samples

  • Production of CVA/FVA and hedge P&L for the EMEA and Asia region for Credit/Market (CDS/FI/IR/FX/Equity/Commodity/Futures & Options)
  • Analysis of the P&L and explanation to the trading desk
  • Reporting EMEA and Asia results into the NA Controllers for Global consolidation
  • Interaction with the Middle Office support teams to control hedge side P&L and risk
  • Proactively identifying opportunities to improve the P&L reporting and the overall control environment with respect to CVA and FVA across the various product classes of derivatives within the CIB
  • Experience of Product Control or trade support
217

Fixed Income Product Controller Resume Examples & Samples

  • Oversight and review of the daily P&L production and explanations for the supported business
  • Review of daily commentaries on significant P&L movements, including analyzing the P&L explanations and ensuring key drivers are in line with expectations given risk exposures in the business
  • Manage the month-end P&L close of the books and records, including reconciling between the books and records and management reported P&L, commenting on differences and escalating key items to management
218

ALM Product Controller Resume Examples & Samples

  • The development, completion and implementation of the ALM P&L reporting for multiple countries
  • To gain an integral understanding of the Balance Sheet to enable insight and detailed analysis
  • To review and analyse daily P&L trends and highlight gaps
  • To align and close the gaps between the dealer P&L estimates and Finance Actual - clearly explaining / resolving the gaps
219

CIB F&bm-securities Prime Brokerage & Financing Product Controller Resume Examples & Samples

  • Daily substantiation and reconciliation of P&L movements on a T+1 basis for sign off by the Front Office, responding to P&L related queries from the Front Office
  • Daily monitoring of the APAC PB balance sheet, understand the balance sheet drivers and investigation into material movements
  • Building and maintaining relationships with the wider Global Securities Prime Brokerage & Financing product control team and with other teams within finance including legal entity controllers, regulatory controllers, internal and external auditors
  • Participate in various forums (PC team meetings, FO weekly revenue review and lunch & learn)
  • Work on the team projects creating efficiencies
  • Effective team player, self starter and quick learner
220

Derivatives Funding Product Controller Resume Examples & Samples

  • Review of monthly movements in net revenue
  • Analysis of the drivers funding balance and rate movements
  • Able to analyse market trends and compare to actual results
  • Relevant work experience in the financial services industry (Financial and Product Control, Treasury or Funding)
221

CIB F&BM GEM Financing Product Controller Resume Examples & Samples

  • Ensure a sound control environment which is consistent with the rest of the Fixed Income Financing businesses
  • Being the key contact for implementing P&L and other migrations for the Product Controller team
  • Understand and contribute to control frameworks; Control self assessment (CSA), Production of P&L and Risk reporting
  • Keep up with new Regulatory requirements and improve: Volcker, Treasury, P&L and BS documentation procedures
  • Ad hoc business and financial analysis
  • Validate existing reports and develop, as needed, new MIS performance analytics
  • Perform SVA analysis to determine profitability of business lines and assist in strategic revenue plans
  • Suggest and implement controls to improve accuracy and efficiency of reporting
  • Effective problem resolution skills; identify problems, prioritize and come back with solutions
222

CIB F&BM Treasury Services Product Controller Resume Examples & Samples

  • Drive the month-end close process through review of Liquidity balance sheet and P&L including investigation and resolution of large and complex variances
  • Review Funds Transfer Pricing and spreads on various liquidity products and currencies across APAC locations. Partner with CIO controllers in fixing fund transfer pricing related issues and review deposit related costs to the business
  • Support business projects impacting finance and finance projects to ensure system and business/operational process changes having a financial/accounting impact are properly identified, controlled and documented
  • Support the review of New Business Initiatives and liaise with various finance functions to provide input from a finance perspective
  • Challenge existing control operating model, identify control issues/risks and implement effective control processes
  • Report financial results and providing variance commentary to functional senior management. Coordinate the preparation of various monthly/quarterly regulatory reporting requirements
  • Establish a strong partnership with the business, stakeholders, other risk and control functions and the wider F&BM team providing effective support and control oversight to maintain a strong control environment and facilitate business growth
  • Qualified or Part qualified accountant (ACA/CIMA/ACCA) with minimum 9 years of experience
  • Proven skills in identifying and resolving control issues that may impact financial results
  • Ability to work as a team player and partner with various stake-holders
  • Knowledge of transaction banking products especially Liquidity & Cash Management is plus
223

Product Controller Resume Examples & Samples

  • Proven experience or good knowledge of banking book accounting
  • Products knowledge (understanding the products and their booking and accounting) of bonds, loans and deposits, interest rate and currency swaps along with other derivatives trading
  • An excellent understanding of the balance sheet (Debits and Credits) and the relationship with the Profit and loss accounts
  • Strong Excel and Good Access skills- to support and underpin the above in terms of reconciliation, investigation and explanation of movements in P&L and Balance sheet and to assist in developing in-house EUC
  • The ability to take large volumes of data, from a raw state and rationalise this in an efficient and effective manner, to underpin analysis and decision making
  • Evaluation / Analytical skills, to quickly identify issues and ensure the correct remedial action or escalation, closing all issues quickly and effectively ensuring that all supporting documentation is completed to underpin conclusions
  • Excellent communication skills, both written and verbal, the ability to readily understand the issues, get their point across, and communicate clearly and effectively
  • A Self motivated individual / results driven who will pursue a task to its conclusion without the need for constant supervision
  • An understanding of the concept of Net interest Income (Nii), Net Present Value, Mark to Market and risk reporting (Var) would be an advantage
  • The ability to analyse complex debt structures and readily evaluate for the desk
224

Product Controller Resume Examples & Samples

  • Provides customers the best pricing and service while managing risk to the firm and delivering solid returns on capital investments
  • Managing the production of the daily and month-end p/l reporting processes
  • Daily p/l substantiation and attribution or revenue drivers
  • Enhance existing control framework, including reconciliation points and source data
  • Primary face to the business on all revenue inquiries
  • Close working relationship with Columbus-based Controller team in relation to general ledger postings, month-end close process, and external reporting agenda
  • Partnering with Finance P&A team in relation to forecast submissions and revenue commentaries as requested throughout the month
  • Manage daily VAR submissions and partner with Market Risk coverage and reporting on daily risk reporting
  • Partner with MB Treasury for balance sheet forecasting and capital inputs
  • Liaise with Market Risk and Technology in regards to various infrastructure initiatives, particularly in relation to increased straight-through processing initiatives
  • Work closely with Corporate Accounting Policy on accounting policy interpretation and documentation of significant transactions
  • Partner with the MB Valuation Control Group on further build-out of independent price verification initiatives
  • Strong understanding of financial reporting and accounting principles
  • Solid qualitative and quantitative skills, including knowledge of the greeks
  • Minimum of a bachelor’s degree with a concentration in either Finance or Accounting
  • Ability to communicate effectively, both verbally and in writing
  • Ability to work in a dynamic environment and to meet challenging deadlines
  • Team player and self starter
  • Ability to streamline existing process and create new reporting processes
  • Control mindset
225

Product Controller Resume Examples & Samples

  • Proven experience in Product Control
  • Good understanding of financial markets products
  • Finance or Business degree preferred
226

CIB Management Product Controller Resume Examples & Samples

  • Own key deliverables for Month and Quarter end Reporting. Develop good P&L and Balance Sheet variance analysis and manage reporting deadlines
  • Assessment and analysis of risk controls
  • Assisting with Business Control agenda recording and reporting
  • Basic understanding of accrual accounting, forecasting and management reporting
  • Comfort liaising with business and managers
  • Ability to build and maintain partnerships across other corporate financial, treasury, and accounting groups
  • Ability to understand business drivers and requirements and influence business managers and technology partners to deliver solutions to business issues and problems
  • Ability to quickly understand workings of a complex processing system and general ledger systems across the infrastructure and their interrelationships and dependencies
  • Bachelor’s degree in Accounting / Finance preferred
  • Superior analytical abilities
  • Frequent travel to NY required to start; intermittent thereafter
  • Outstanding technical skills/ Strong knowledge of Excel
  • Should be able to multitask and ready to deliver under challenging environment
227

Product Controller Resume Examples & Samples

  • Daily production of Money markets P&L
  • Carry out variance analysis and explain movement in the daily P&L
  • Be involved with the month end process of processing journals to the ledger, reconciling the reported P&L to the ledger and finalising the month end process
  • Knowledge of banking book accounting
  • Products knowledge (understanding the products and their booking and accounting) of bonds, loans and deposits, interest rate and currency swaps
  • Good Excel skills (Access would be a positive)- to support and underpin the above in terms of reconciliation, investigation and explanation of movements in P&L and Balance sheet and to assist in developing in-house EUC
  • A Good understanding of the following applications:-
  • Qualified or part Qualified Accountant
  • Commercial awareness and proven track record of being able to able to communicate with stakeholders
  • Promote, develop and maintain regular contact and build strong positive and collaborative working relationships with all relevant stakeholders
228

Product Controller Resume Examples & Samples

  • Preparation of various management, committee and Board packs, including management accounts, for delivery to senior stakeholders across the international business
  • Liaison with key stakeholders in Finance and Product Control across the international business
  • Preparation and analysis of daily P&L reports for onward dissemination to Product Control for further analysis, including identification and resolution of upstream data and system issues through close liaison with data management and technology teams
  • Implementing effective process controls and process re-engineering through involvement in strategic projects
  • Automate and/or work with the Development team to reduce/improve manual reporting processes and optimize existing reports
  • A minimum of 2:1 (or equivalent) Bachelors degree
  • CFA, ACA or CIMA qualification desirable, but not required
  • A good level of experience in a Product Control, Finance MI or Financial Services audit role
  • Familiarity with key financial concepts, including performance measurement metrics
  • Experience of working with stakeholders of all levels
  • Proficient with Excel/VBA
  • Experience with BI/reporting tools such as Business Objects and with Oracle desirable
229

Product Controller Resume Examples & Samples

  • Derivatives pricing models and other portfolio models testing
  • Collect and mark rate curves, volatilities, credit spreads, exchange traded product prices and bond prices in all currencies
  • Work with and analyze VAR calculation models, stress testing processes and other daily processes
  • Handle other quant and non-quant regular and ad-hoc projects, working closely with traders, research and senior mgmt
230

Derivatives Product Controller Resume Examples & Samples

  • Reporting into the European Finance Lead for Bank Resource Management
  • Responsible for the Derivatives Funding Controller team in both London and Glasgow (c10 individuals)
  • Partnering with Business Unit and broader team on enhancements, process changes and optimisation initiatives
  • Key point of contact for the business into the broader Finance organisation
  • Play key line role in the build of the new Derivatives Financing system
  • Oversight of daily P&L production and month end P&L and Balance Sheet process
  • A key contributor to many of the firm’s global initiatives
  • Understand and be in control of the key risks, identify control gaps and enhance the quality and increase the scalability of existing controls
  • Escalation of issues to management
  • Develop an in-depth understanding of the businesses and understand the Balance Sheet and P&L drivers
  • Product knowledge across a wide range of Equity and Fixed Income products is required
  • Derivatives funding knowledge with regards to collateral and clearing exchanges is desirable
  • Strong communication skills with proven experience in communicating successfully with business heads and senior Finance management
  • An Accountancy qualification is essential
  • Excellent analytical skills and an ability to learn quickly
  • High level of organisational skills – ability to manage time effectively is essential
  • Proven ability to work autonomously
  • Experience of managing deliverables from deployed locations and large deployed teams (current team 10 in total)
  • Knowledge of IFRS and US GAAP accounting for Derivatives
  • Knowledge of Derivatives funds transfer pricing
231

Product Controller Resume Examples & Samples

  • Ensure correct accounting treatment for CF deals in accordance with IFRS and Group Accounting policy
  • Review of income, balance sheet to substantiate balances at deal level ; identifying any errors or leakage in reporting or booking
  • Prepares forecast and budget for CF/CL portfolio to assist business and finance stakeholders in understanding trends and drivers
  • Review and financial analysis of products (Bonds)
  • At least 5 years of experience from Banking / Auditing background
  • Experienced in Corporate Finance / Corporate Lending
  • Qualified Accountant (ACCA / CA / CPA)
  • Strong in financial reporting and IFRS guidelines
  • Experienced in handling financial product - Bonds
232

CIB F&bm-emerging Markets Product Controller Resume Examples & Samples

  • Accounting and General Ledger experience preferable
  • Prior Emerging Markets experience is an advantage
  • Bachelors Degree is required; Accounting or Finance a plus
233

Credit Product Controller Resume Examples & Samples

  • Prior experience with transaction banking systems and databases (e.g. Murex, Peoplesoft, and Hyperion)
  • Sound understanding of Credit instruments and Financial Markets
  • Pro-active and continuous improvement focus
  • Strong written and oral communication skills coupled with proven influencing skills
  • Tertiary studies in a Finance related discipline (CA or CPA qualification)
234

CIB F&bm-equities Exotics Product Controller Resume Examples & Samples

  • Exotics – Providing complex structures and products to meet client’s needs
  • Fund linked Product - Providing Fund linked performance to clients through various products
  • Substantiating and reporting by Greeks the Marked to Market and Marked to Theoretical P&L on a daily basis, adjusting price and position breaks as per PC minimum standard
  • Greek exposure reporting and P&L reconciliation
  • Month end Income Attribution process
  • Daily/weekly/monthly/quarterly P&L and balance sheet commentaries
  • Involvement in projects and process improvements specifically around P&L and risk control enhancements as well as testing new product pricing and feeding into P&L and risks
  • Provide accurate and timely equities portfolios market risk analysis
  • Work with Market Risk to ensure portfolio risk is correctly reflected in VAR
  • Generate, analyze and reconcile sensitivities and VAR and provide sign off on daily basis in market risk reporting system
  • Line management responsibility of a small team
  • Good derivatives products knowledge especially on exotics products, including solid understanding of the Greeks
  • Good knowledge of Balance sheet and accounting, preferably within the Banking industry
  • Proactive approach to problem solving and ability to identify and drive though changes
  • Excellent communication skills and ability to develop strong working relationships
  • Previous experience managing a team
235

Senior Product Controller Resume Examples & Samples

  • University graduate degree in Finance or Accounting
  • Solid Product Control experience. Additional other relevant finance experience (4+ years) preferred
  • Sound knowledge of accounting achieved either through holding a professional accounting qualification, or through appropriate studies
  • Strong communication skills, both written and verbal     
  • Ability to work independently and take initiative to improve quality and efficiency of work
236

CIB F&bm-product Controller Resume Examples & Samples

  • Day to day management of one direct report who is responsible for the Delta-1 Investor Products PnL
  • Review PnL explain, clean and dirty bucket, understand and explain P&L residuals
  • Cover for the production of daily P&L, review breaks between PnL system and FO risk system, explain difference to trader predicts, provide greek based market commentary, obtain trader sign off
  • Month end and Quarter end management and focussing on the continued streamlining of weekly, monthly and quarterly corporate external reporting across the entire Investor Products desk
  • Continuous improvement to the system infrastructure & control environment
  • Deliver support for new products and initiatives
  • Experience within an Investment Bank
  • Strong understanding of derivative products, including options and life cycle events is essential
  • Demonstrates very good Excel skills. VBA and Access knowledge is highly beneficial
  • Proven track record of improving processes. Pro-activity in identifying control gaps, defining resolution and taking to closure
  • Ability to communicate effectively across the organization, both orally and in writing
237

Product Controller Resume Examples & Samples

  • Timely production of the daily P&L, including FOBO reconciliations, P&L analysis, commentaries, and review of Significant Day 1 P&L and Cancel/Amends trades
  • Month End analysis and commentaries of P&L and Balance Sheet
  • Month End reconciliation of P&L and Balance Sheet to reporting ledger, and preparing for BSO process.  
  • Provide quality business finance support to the Trading Desks, Market Risk, Operations, Business Heads and Finance Departments, with the support of more senior Product Control team members
  • Build collaborative relationships with business partners (FO, Operations) and other key stakeholders in order to understand their information requirements
  • Completing monthend processes, including various reconciliations and preparing for BSO process
  • Extensive background in Product Control. Rates or FX product knowledge preferred
238

Prime Brokerage Product Controller Resume Examples & Samples

  • Deliver financial reporting and business performance metrics including revenue analysis, profitability and balance sheet
  • Execute on various strategic and tactical projects impacting the Core Prime Brokerage and Clearing business areas
  • Drive improvements in controls and efficiency
  • Respond and deliver against ad hoc requests from the Business Unit and Finance Management
  • Handle and coordinate audit queries
  • Participation in Finance initiatives
  • Bachelor’s degree in Finance / Accounting or related field
  • 5+ years of experience
  • Understanding of equity markets and products
  • Ability to communicate effectively across all levels; must be comfortable interacting with and presenting to Senior Management
  • Proven experience with enhancing existing processes and procedures
239

Senior Product Controller Resume Examples & Samples

  • Independent Price Verification for trading portfolio held by London trading desk. We look at variety of products-mainly for derivatives (futures, forwards, interest rate derivatives, CDS, inflation derivatives, currency and exotic options and other)as well as vanilla products such as bonds
  • Commentary of IPV results, including confirmation of prices with external data providers and the Front Office
  • Calculation of Bid Offer reserves, Day 1 reserves, valuation adjustments
  • IPV and reserves results reporting to the Front Office and IPV business owners
  • Prudential Valuation calculation and reporting
  • IPV and reserves methodology verification, assuring the procedures are in line with RBS policies and reporting requirements
  • Identification of improvement opportunities
  • Increasing efficiency by challenging working assumptions used for IPV and reserves calculation
240

Senior Product Controller Resume Examples & Samples

  • Financial Instruments Accounting experience
  • Advanced Excel and MS Access knowledge
  • SQL will be advantage
241

Senior Product Controller Resume Examples & Samples

  • 2IC to the Regional Head of Product Control
  • Business face off/partnering including liaising with traders regarding risk, trading strategies and new products/business
  • To play a leading role in the build out of a P&L risk and analytics work stream ensuring an effective control environment is maintained by identifying risk and enhancements to the overall control framework
  • Leading and implementing various project based work around system initiatives, booking model changes and improvements
  • Oversight of the Month end ledger close which is performed end to end by our Global Financial Services Group
  • Analysing new business proposals and managing their implementation
  • Management of 2 Direct Reports
  • Excellent knowledge of financial products (ie. Bonds, repos, derivatives, structured products)
  • Strong communication with proven influencing and stakeholder management skills
242

Product Controller Resume Examples & Samples

  • Management reporting of various metrics including FOBO breaks trends, P&L completion times and aging of adjustments
  • 2 - 4 years of financial service, banking or accounting experience
  • PC skills including Excel, PeopleSoft Financials, and Essbase as well as comfort with pivoting and presenting financial data
243

Product Controller, Securities Brokerage Resume Examples & Samples

  • Production of daily and periodic profit and loss reporting including analysis via risk parameter attribution and strategy, along
  • With detailed commentary of revenue drivers
  • Acting as a key liaison point for Front Office and other Support Functions for all Product Control matters
  • Computation and analysis of reserve requirements in respect of provisions and valuation adjustments, developing into
  • Periodic review of methodologies
  • Identification, escalation and resolution of issues regarding Product Control and related activities
  • Maintaining and enhancing good working relationships with stakeholders, including business and control / infrastructure
  • Teams, auditors, regulators, local management and staff of the Product Control function globally
  • Performing project work and system enhancements as required, ensuring effective control and continuous process
  • Improvement
  • Ensure adherence to relevant regulatory requirements and accounting standards
244

Product Controller Resume Examples & Samples

  • 4 years of professional experience developing in Excel/VBA and SQL Server
  • Undergraduate degree, probably in finance, computer science, engineering, math or a related field
  • Experience on a trading floor at an investment bank or hedge fund
  • Experience on an Agile software development team
  • Creative, innovative and propose better solutions whenever possible
  • Aware of new technologies to share their benefits
  • Proactive on issues and new requirements
  • Open-minded and curious to help rationalize and maintain the existing systems
  • Professional experience developing in Excel/VBA and SQL Server
  • Professional experience developing in Python
  • Knowledge of derivatives (options, futures, swaps)
  • Graduate degree in finance, computer science, engineering, math or a related field
245

Product Controller Resume Examples & Samples

  • Relevant degree with Accounting and Finance major
  • Demonstrable previous Product Control Experience
  • Understanding of derivatives and Financial Markets
  • CA/CPA Qualified preferred
  • High level of numerical and analytical ability
246

Product Controller Resume Examples & Samples

  • Preparation of monthly management reporting, including P&L and balance sheet reconciliations and Substantiation processes for specific structured transactions
  • New deal analysis with consideration of trade booking and appropriateness of booking methodologies or approximate booking
  • Front to Back reconciliations
  • Implementation and monitoring of key internal product and financial controls to ensure a robust controls environment
  • Accounting for a variety of financial instruments involved in structured transactions on solus entity and consolidated bases
  • Site accountant for a portfolio of legal entities responsible for ensuring the accuracy of the accounting records and the validity of bookings to the financial ledgers
  • Liaising with the Tax Structuring team to resolve accounting issues and queries related to structured transactions
  • Preparation and review of entity tax calculations
  • Preparation of statutory financial statements under IFRS and forecast management accounts
  • Periodic Hedge Effectiveness testing as required
  • Monitoring of some Key Controls and Reconciliations
  • Participating in the projects, planning programmes, implementing strategy and efficiency
  • Review and assist manager signoff on sub-ledger and main ledger, balance Sheet preparation and analysis
  • Minimum of 2:1 degree or equivalent experience
  • Numerate based A-levels and degree
  • Part or Fully Qualified CIMA/ACA / ACCA preferred
  • Good technical understanding of International Financial Reporting Standards and UK GAAP
  • Ability to understand accounting entries and apply this knowledge in a practical manner
  • Good Microsoft Word Skills
  • A strong practical understanding of the importance of rigorous controls environment
  • Attention to detail and diligence combined with good analytical problem solving skills
  • Ability to multi-task and manage competing tasks
  • Ability to pick up concepts quickly and to challenge existing thinking and processes
247

Lending Product Controller Resume Examples & Samples

  • Month-end P&L and Balance Sheet reporting
  • Processing month-end Balance Sheet & P&L adjustment journals including related reconcilations
  • Ensure data quality for various loan disclosures across multiple Regulatory filings
  • Support CCAR reporting and interface with the business unit as necessary
  • Daily interaction with Portfolio Management Group desk. Routine interaction with Global Capital Markets, Credit, Accounting Policy, and other key clients of Finance
  • 4-7 years experience
  • Product controller experience a must
  • Background in capital markets and/or financial services
  • Certified Public Accountant (CPA) preferred
  • Strong Excel skills including VLOOKUP and Pivot tables
  • Detail oriented and multi-tasker
  • Ability to work independently
  • Familiarity with general ledger, sub-ledger and other systematic accounting systems
  • Comfortable presenting to large groups and/or individuals of seniority
  • Understanding of control frameworks
  • Lending product knowledge a plus
  • LI-CW2
248

Product Controller Resume Examples & Samples

  • Accounting – posting to the General Ledger accurate and timely information
  • Substantiation of the trading balance sheet – ensuring the full trading balance sheet can be substantiated
  • Regulatory reporting alignment - ensuring the Balance sheet is aligned to reports send to regulators
  • Data ownership – Ensuring the quality and accuracy of the data going downstream to other infrastructure areas
  • Control environment – Overseeing the control environment in which the business operates
  • In the process of production focus is needed on
  • Reporting – Ensuring reporting is accurate and timely
  • Control – Continue to implement the on-going control environment and report any deficiencies or issues to managers
  • B degree/similar qualification in a financial/related discipline with 5 years relevant experience or CA(SA) with 3 years PQE experience
  • Investment banking or Product Control experience
  • Product specific knowledge
249

Product Controller Resume Examples & Samples

  • Project Management/Product Control
  • Managing time and deadlines
  • Understanding CAD drawings
  • Competent user of Windows, MS office, Project and Microsoft office
  • Experience within Manufacturing environments
  • Degree/HND/HNC/relevant work Experience
  • Successful completion of projects, tracking and reporting on constraints, alone and as part of a team
  • New product introduction
  • Working with complex bills of materials
  • Working with sales teams and customers
  • Control of high value and complex products
  • Budget and cost control
  • Working with RFQ/URS
250

IT Product Controller Resume Examples & Samples

  • Evaluate IT infrastructure related Hosting & Datacenter Services products like Datacenter, Compute, Storage, Database Platform and Web Platforms in both Cloud and Non-Cloud environments, also analyze processes
  • Identify optimization potential within the above mentioned products
  • Identify optimization potential within processes like Financial Management, Inventory & License Management, Demand & Capacity Management and Lifecycle Management
  • Identify optimization potential via automation of the above mentioned processes
  • Prepare and present analysis results and solution options to relevant internal stakeholders
  • LI-NG1*
  • At least Bachelor’s degree (Computer Science or equivalent subject) from a top university
  • Good knowledge of industry standards like ITIL
  • Good knowledge of detailed business analysis and data modeling
  • Multi-year experience within IT infrastructure related Product Management
  • Organizational savvy to identify relevant stakeholders and establish a personal network within the own team and across organizational boundaries
  • Good understanding of financial management concepts and familiar with the concept of TCO and Billing / Chargeback methodologies
  • Solid verbal / written communication and presentation skills, being able to present topics as "story telling"; has an eye for detail and is able to summarise and pick out key points when required
  • Very good skills in MS Office in particular in Excel and Powerpoint; ideally programming skills in VBScript / Visual Basic / MS Access DB / writing SQL Queries
  • Experience with Infrastructure-as-a-Service (IaaS), Platform-as-a-Service (PaaS) and Service-as-a-Platform (SaaS) environments in both Cloud and Non-Cloud environments
  • User experience with BI tools (e.g. Tableau, iAnalyze, or others)
  • Analytical and structured working style
  • Leadership capabilities
  • High degree of self-motivation with a proactive approach