Equities Product Controller Resume Samples

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Guide the recruiter to the conclusion that you are the best candidate for the equities product controller job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired. Read the complete guides below for more details.

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AF
A Fahey
Alfonzo
Fahey
4340 Gibson Spring
Dallas
TX
4340 Gibson Spring
Dallas
TX
Experience Experience
11/2015 – present
Los Angeles, CA
CIB F&bm-asia Equities Product Controller
CIB F&bm-asia Equities Product Controller
11/2015 – present
Los Angeles, CA
CIB F&bm-asia Equities Product Controller
11/2015 – present
  • Be an active part of the team, coming up with ideas and suggestions for improvements etc
  • Liaison with other teams such as finance controller, middle office, valuation control, technology and business manager
  • Production and reporting of daily PL and risk management information
  • Prepare Monthly Control Report and provide details to Front Office for their respective business
  • Participate into working group for New business initiatives
  • Independent, proactive, self-motivated, analytical and willing to work under pressure
  • Assist in month end closing process
10/2013 – 10/2015
Dallas, TX
CIB F&bm-equities Product Controller
CIB F&bm-equities Product Controller
10/2013 – 10/2015
Dallas, TX
CIB F&bm-equities Product Controller
10/2013 – 10/2015
  • Error Checking: Monitor the tool for checking issues with independent timeseries that necessitate turning the name back to proxy
  • Involvement in projects and process improvements specifically around P&L and risk reporting, product development and pricing
  • Provide accurate and timely equities portfolios market risk analysis
  • Month end FX trade in/out management
  • Manage projects and initiatives related to all of the above as well as larger cross-business initiatives
  • Work with Market Risk to ensure portfolio risk is correctly reflected in VaR
  • Production and reporting of the daily P&L and risk management information
02/2011 – 04/2013
Chicago, IL
Cib-f&bm-equities Product Controller
Cib-f&bm-equities Product Controller
02/2011 – 04/2013
Chicago, IL
Cib-f&bm-equities Product Controller
02/2011 – 04/2013
  • Delta One – Main activities include Index Forward Trading, ETF market making and providing performance to clients through Swaps
  • Hedge Funds - Providing Hedge Fund performance to clients through various products
  • Reporting to senior management
  • On-going process review and development
  • Data analysis; reporting to senior management; new product analysis
  • Generate risk reports and investigate risk reporting related queries
  • Cash – Main activities are Agency and Risk trading for clients, predominantly a commission based business
Education Education
Bachelor’s Degree in Accounting
University of California, Irvine
Bachelor’s Degree in Accounting
Skills Skills
  • The ability to maintain focus under pressure,
  • Ability to work to deadlines
  • Attention to detail
  • A base knowledge of IT skills in MS office,
  • The ability to integrate easily into a team and to
  • Strong analytical skills
  • Equity or Fixed Income product knowledge
  • Proficiency in Microsoft Office
  • Ensure the reliability and integrity of financial information
  • Strong academic background including a Graduation in Commerce, specialization in Financial Accounting
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1

CIB F&BM Equities Product Controller Associate Resume Examples & Samples

  • Minimum Bachelors degree or equivalent
  • Experience in financial services industry advantageous
  • Technical understanding of equity derivatives
  • Self-motivated, initiative taker
  • Excellent Analytical skills
  • Excellent oral and written communication /presentation skills
  • Highly organised
  • Technical/Detail orientated
  • Control orientated
  • Keen to question everything and understand the detail behind the numbers and/or process
2

Cib-equities Product Controller Resume Examples & Samples

  • Investigation of anomalies in traded risk exposures by interaction with multiple front office, middle office and technology departments
  • Daily production of Market Risk and P&L reports
  • Data analysis; reporting to senior management; new product analysis
  • Intermediate MS Access/Excel skills and basic VBA Programming is highly desirable
3

CIB F&bm-na Equities Product Controller Analyst Resume Examples & Samples

  • Running and analyzing the mark to market of the portfolio, daily P&L reporting, P&L substantiation, and residual analysis
  • Production of daily/weekly/monthly MIS, commentary and controls, and reporting to senior Finance and business members
  • Working Business Managers on new deals and analysing the impacts to the Control function, as well as evaluating the accounting impacts of complex deals, especially on the Corporates desk
  • Working with the centralized Americas Balance Sheet function to report on and substantiate Balance Sheet usage, RWA and Funds Transfer Pricing
  • Strong analytical skills and attention to detail including a strong control focus
  • Excellent excel skills
4

Cib & F&bm Equities Product Controller Associate Resume Examples & Samples

  • Single-Stock: Interacts with client directly, though communication may be electronic. Relationship-driven Trades developed European equities for global clients. Sales teams in US, Asia and EMEA branches
  • Electronic: Clients send orders electronically that are filled directly on exchange or crossed internally
  • Emerging Markets: Provide global clients access to EMEA Emerging Markets cash equities. Onshore in South Africa, Russia, Poland.Supported by a generalist hub, in London and New York
  • Program Trading: Simultaneous trading of a group of instruments, typically cash equities, as a single unit (basket) so actions carried out on portfolio (allocation, release for trading, etc) rather than stock by stock basis
  • Substantiating and reporting by revenue type the reported P&L on a daily basis, adjusting price and position breaks where appropriate
  • P&L recs
  • Involvement in projects and process improvements in the Equities Product Controllers Space
  • The role will require front to back view of control agenda and the candidate will have oversight of month-end reconciliations performed by Financial Control hub, and production of month-end MIS reporting for senior management
  • The specific experience necessary for this position is
  • Equities product knowledge, particularly Cash Equities but some Derivatives knowledge would be advantageous
5

CIB F&BM Equities Product Controller Associate Resume Examples & Samples

  • Derivatives product knowledge, including understanding of the Greeks
  • Preferably knowledge of accounting for financial instruments
  • Intermediate Excel skills as a minimum
6

CIB F&BM NA Equities Product Controller Analyst Resume Examples & Samples

  • Partnering with Financial Control to ensure that front to back systems are in line, and to close out month end with accurate reporting of MIS and accounting in the books and records
  • Background in accounting through work experience or studies is preferable
  • Product Control experience with some knowledge of Equities is preferable
7

Equities Product Controller Resume Examples & Samples

  • Understanding and running of the daily Profit and Loss and including attribution
  • Dealing with various financial instruments including Futures, Options, Swaps, Certificates, Securities Lending and Equity Repo transactions
  • Running and maintaining month end balance sheet reporting files
  • Taking a key role in performing the metrics for the groups P&L and
  • Providing testing resource for various projects
  • An accounting and/or mathematical background
  • Experience in equity derivatives including corporate actions
  • The ability to maintain focus under pressure,
  • A base knowledge of IT skills in MS office,
  • The ability to integrate easily into a team and to
8

Equities Product Controller Resume Examples & Samples

  • Bachelor’s degree in Accounting (preferred) or Finance
  • 3 -7 years of work experience in Accounting or Finance. Financial Services industry preferred
  • Experience with Hyperion HFM or Essbase financial planning/software preferred
9

Cib Equities Product Controller Associate Sydney Resume Examples & Samples

  • Responsible for the Regulation K function for the Asia region; collating, generation & monitoring of strict limit reports, with regular liaison with traders, and colleagues in other regions
  • Experience in a product controller capacity is highly desirable although not essential. There is potential for an individual with limited Risk Management experience to pursue this role if they are highly motivated to learn and develop their skills
  • Comfortable communicating with multiple groups, from traders to IT teams
10

Cib-f&bm Equities Product Controller Associate Resume Examples & Samples

  • Substantiating and reporting by greek the MTM and Mark To Theoretical P&L on a daily basis, adjusting price and position breaks where appropriate
  • Monitor exceptions in derivatives pricing and reflection of these in greeks, stress scenario generation, and limits reporting
  • Proxy Checking: If larger exposures are being proxy'd, investigate whether the time series is viable and present the case to turn it independent
  • Error Checking: Monitor the tool for checking issues with independent time series that necessitate turning the name back to proxy
  • Cash and Derivatives product knowledge, including understanding of the Greeks
11

Equities Product Controller Resume Examples & Samples

  • Understand the various trading and execution businesses, and their main processes and systems used to generate daily / monthly reporting
  • Understand the Front to Back flows
  • Analyze and substantiate the Balance Sheet, and explain main PnL drivers
  • Support change projects, and onshore processes and initiatives
  • Assist with business relationships and ad-hoc queries management
12

CIB F&bm-asia Equities Product Controller Resume Examples & Samples

  • Production and reporting of daily PL and risk management information
  • Understand and review PL components (Greek) daily
  • First point of contact for FO - be able to analyze and answer ad hoc queries on PL
  • Monthly Balance Sheet review and report for FO
  • Monthly and Quarterly MSR / RWA submission
  • Month end PL forecast and adjustment
  • Month end PL reconciliation to ledger
  • Liaison with other teams such as finance controller, middle office, valuation control, technology and business manager
  • Strong analytical skill is required
  • Good communication skills and presentation skills
  • Independent, proactive, self-motivated, analytical and willing to work under pressure
  • Strong Excel skills is beneficial
13

CIB F&bm-asia Equities Product Controller Resume Examples & Samples

  • Ensure Front Offices sign-off has been granted to confirm the correctness of the Profit and Loss
  • Report daily EOD flash and actual Profit/Loss result through Global reporting platform
  • Understand the end to end trade processing flow which needed to jointly work with Front Office, Middle Office, Operations and Financial Control to resolve P&L difference between front end and back end
  • Assist in month end closing process
  • Prepare Monthly Control Report and provide details to Front Office for their respective business
  • Support and analyze requests from front office and other control functions
  • Liaise closely with Technology, Operation and Finance to solve system constraints
  • Participate into working group for New business initiatives
  • Handle daily and ad hoc queries from different parties
  • Minimum 3 years working experience in product control environment with knowledge on cash business is preferable
  • Excellent interpersonal and communication skills and presentation skills, both verbal and written required
  • Ability to demonstrate initiatives
  • Flexibility and willingness to engage across diverse operational areas
  • Independent, proactive, self-motivated, analytical and willing to work under pressure and tight deadlines
14

Cib-f&bm-equities Product Controller Resume Examples & Samples

  • On-going process review and development
  • Coordinating and drafting the business reporting requirements; help drive the delivery of these requirements with the relevant IT teams
  • Excellent knowledge of financial markets products combined with experience involving the analysis of traded risk exposures
  • Equity Derivatives product knowledge is essential
  • Analytical, problem solving mindset with a high attention to detail
  • Initiative, timeliness, able to work autonomously
15

Equities Product Controller Resume Examples & Samples

  • Escalate issues in a timely manner to management
  • Undertake daily analysis and substantiation of new trading activity to report and/or for discussion with the BUC’s and or Ops/BU
  • Contribute to Finance related projects, process enhancements, UAT testing etc
  • Prior Business Unit/ Product control experience with a knowledge of financial products, preferably equities
16

CIB F&bm-equities Product Controller Resume Examples & Samples

  • Generate and analyze VAR for various Equity Derivatives desks
  • Proxy Checking: If larger exposures are being proxy'd, investigate whether the timeseries is viable and present the case to turn it independent
  • Error Checking: Monitor the tool for checking issues with independent timeseries that necessitate turning the name back to proxy
  • Spike / flat monitoring: Monitor moves and present the case to smooth/roll data
  • Excellent PC skills- Advanced Microsoft Excel, a must
  • Good reconciliation skills
17

CIB F&bm-equities Product Controller Resume Examples & Samples

  • Substantiating and reporting by Greek the MTM and Mark to Theoretical P&L on a daily basis, adjusting price and position breaks where appropriate
  • Enhance reporting processes through self-generated methods
  • Generate and analyse VAR for various Equity Derivatives desks
  • A number of years’ experience in Product or Valuation Control
  • Good product knowledge across a broad range of Equity products (other asset classes will be considered)
  • Excellent PC skills- Strong Microsoft Excel user, a must
  • Effective communication skills at various stakeholder levels
  • Strong control mind-set
  • Previous managerial/ supervisory experience is a must
18

Cib-f&bm-equities Product Controller Resume Examples & Samples

  • Data analysis
  • Reporting to senior management
  • New product analysis
  • Coordinating and drafting business reporting requirements and help drive the delivery of these requirements with the relevant IT teams
  • Responsible for the Regulation K function for the Asia region. This will involve collating, generation & monitoring of strict limit reports, with regular liaison with traders, and colleagues in other regions
  • Daily and monthly P&L reporting for the local Equities desk
  • Experience in a product controller capacity is highly desirable although not essential
  • Equity Derivatives product knowledge
  • There is potential for an individual with limited Risk Management experience to pursue this role if they are highly motivated to learn and develop their skills
19

CIB F&BM Equities Product Controller Resume Examples & Samples

  • First point of contact for the Front Office for all Finance related queries
  • Able to analyze and answer ad hoc queries on P&L and Balance sheet
  • Manage projects and initiatives related to all of the above as well as larger cross-business initiatives
  • University graduate with degree in Accounting or Finance
20

CIB F&BM Asia Equities Product Controller Associate Resume Examples & Samples

  • First point of contact for the Trading Business for all Finance related queries
  • Able to analyze and answer ad hoc queries on P&L and Balance Sheet
  • Additional liaison with the other finance teams of financial control and external reporting, middle office areas of Operations, valuation control, technology development groups and point of contact for all downstream issues
  • Manage a team of Associates and Analysts
  • CPA or CFA partly or completed or a plus
  • Excellent communications skills. Must be able to communicate with senior traders daily that are demanding and require responses that are accurate, precise and efficient
21

Cib-f&bm-equities Product Controller Resume Examples & Samples

  • Substantiating and reporting by Greek the MTM and Mark To Theoretical P&L on a daily basis, adjusting price and position breaks where appropriate
  • Substantiation of exceptions between Balance sheet / GL and Front Office systems
  • Enhance reporting processes through self generated methods
  • Work with Market Risk to ensure portfolio risk is correctly reflected in VaR
  • Monitor exceptions in derivatives pricing and reflection of these in Greeks, stress scenario generation, and limits reporting
  • Cash and Derivatives product knowledge, including understanding of the
  • Proactive approach to problem solving and ability to identify and drive though change
  • Accounting and General Ledger experience
  • Prior Credit Derivatives experience