Internal Audit Senior Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the internal audit senior job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired. Read the complete guides below for more details.

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  • Pick from the thousands of curated job responsibilities used by the leading companies

  • Tailor your resume by selecting wording that best fits for each job you apply

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DS
D Spinka
Dashawn
Spinka
32456 Tomasa Court
Dallas
TX
32456 Tomasa Court
Dallas
TX
Experience Experience
06/2016 – present
San Francisco, CA
Internal Audit Senior Associate
Internal Audit Senior Associate
06/2016 – present
San Francisco, CA
Internal Audit Senior Associate
06/2016 – present
  • Helping to grow the existing Asset Management Internal Audit business by working alongside our leadership team on proposals and new opportunities; and
  • Develop and maintain productive working relationships with client personnel
  • Responsible for conducting fieldwork, discussing findings and observations during client exit meetings, preparing work papers to support conclusions, reviewing staff work papers, and preparing written audit reports
  • Job planning: Research on client background and risks, planning staff resource and propose tailored audit work program and audit time schedules, coordinate with client on kick off meeting with client and other necessary planning activities
  • Assist in developing audit risk assessment and planning audit cycle and individual audit engagements
  • Building a network of Asset Management contacts through attending both external industry events and PwC hosted events
  • Provide direct assistance to external auditors in statutory financial statement audits, anti-money laundering audits, and SEC custody service and customer protection rule audits
07/2012 – 03/2016
Chicago, IL
Internal Audit Senior Analyst
Internal Audit Senior Analyst
07/2012 – 03/2016
Chicago, IL
Internal Audit Senior Analyst
07/2012 – 03/2016
  • Assisting in the development of stakeholder reporting, including to the Executive Management and Board
  • Perform initial workpaper reviews when assigned In-Charge responsibilities and assist in report issuance and close-out of audits with minimal supervision
  • Provide value added input and support to audit management for audit recommendations
  • Sense of responsibility, initiative and high quality work standard
  • This job description reflects management’s assignment of essential functions; it does not prescribe or restrict responsibilities that may be assigned
  • Management of external consulting staff
  • Working collaboratively with business leaders to implement system, process and procedural change
10/2008 – 03/2012
Phoenix, AZ
Internal Audit Senior
Internal Audit Senior
10/2008 – 03/2012
Phoenix, AZ
Internal Audit Senior
10/2008 – 03/2012
  • Expanding the work on audit engagements to encompass on-going data driven monitoring techniques
  • Performing data analysis using tools like SAS/SQL/ACL in support of internal audit procedures
  • Lead audit presentations and prepare audit issue memos and draft reports for Audit Manager’s / Director’s review and distribution to management
  • Working knowledge of Excel, PowerPoint, Visio
  • Working knowledge of data analytical tools (e.g. ACL, SAS, others)
  • Developing quantitative measures for the impact of identified business issues
  • Reports audit results to senior members of the audit group and/or the Director and recommends changes in or improvements to operations and financial activities
Education Education
Bachelor’s Degree in Accounting
Northwestern University
Bachelor’s Degree in Accounting
Skills Skills
  • Highly motivated with ability to meet deadlines and ensure quality in every aspect of IA work
  • Good working knowledge of Microsoft and Google Applications
  • A team player and innovative thinker with attention to detail and the ability to influence a diverse group of finance and non-finance stakeholders
  • Strong written and verbal communication skills, including ability to develop concise business reports
  • Analytical with good attention to detail
  • Ability to maintain professionalism and strive for high ethical standards at all times
  • Ability to work under pressure and maintain a professional demeanor
  • Financial systems skills - ability to quickly learn and work with multiple financial systems
  • Strong analytical and research skills
  • Working knowledge of COSO 2013, Internal Auditing Standards, Sarbanes Oxley and risk assessment practices
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1

Internal Audit Senior Resume Examples & Samples

  • Bachelor's degree in accounting, finance, business administration or related field. Advanced degree in the same or related discipline a plus
  • Minimum 5 years experience in internal audit, public accounting or related experience;2-3 years financial services experience preferred (banking or brokerage firm, or service large financial clients in a professional services firm)
  • Commitment to extend management and technical skills via professional certification and/or licensing (e.g., CPA, CIA, CFE, or
2

Internal Audit Senior Resume Examples & Samples

  • Day-to-day execution of financial and operational audits
  • Develop an understanding of the business as well as relationships across the business
  • Identify critical control issues, and recommend corrective actions
  • Assist in preparing clear and concise audit programs and reports
3

Internal Audit Senior Resume Examples & Samples

  • 4-6 years of experience in Public Accounting or Internal Audit
  • Strong financial and internal control background
  • Working knowledge of US GAAP
  • Knowledge of retail industry a plus
4

Internal Audit Senior Resume Examples & Samples

  • Supervision of assignments within the department with a specific focus on internal audit
  • Responsible for working to deadlines and within budgets on each assignment
  • Management of the firm's relationship with clients including service delivery and co-ordination of service offerings from other departments
  • Responsibility for managing and developing staff
5

Internal Audit Senior Resume Examples & Samples

  • Provide internal audit, risk management and related advice and expertise to clients
  • Act as the lead for client fieldwork assignments
  • Prepare client reports highlighting, business risk, internal audit and internal control findings and recommendations
  • Play an integral role, in managing client relationships and taking part in new business proposals
6

Internal Audit Senior Associate Resume Examples & Samples

  • Delivering Internal Audit for Banking and Capital Markets Internal Audit clients
  • Managing day to day client relationships
  • Help to grow the existing Internal Audit business through working alongside our leadership team on proposals and new opportunities
  • Supervising work of junior staff members and delivery to clients
  • Accountancy or Internal Audit qualification
  • Experience in auditing financial and operational controls within the Banking and Capital Markets sector
  • Experience in evaluating and performing risk assessments at a task and organisation level
  • Identifying and effectively reporting any issues and recommendations for improvement to clients
  • Building working relationships with both colleagues and client personnel at all levels
  • Flexibility in your approach to meeting goals as part of the wider team
  • The ability to contribute and create new initiatives and be responsive to change
7

Internal Audit Senior Associate Resume Examples & Samples

  • Delivering Internal Audit for Asset Management Internal Audit clients including ad hoc reviews or in response to an emerging risk area
  • Managing the day to day client relationships
  • Helping to grow the existing Asset Management Internal Audit business by working alongside our leadership team on proposals and new opportunities; and
  • Building a network of Asset Management contacts through attending both external industry events and PwC hosted events
  • An Accountancy or Internal Audit qualification
  • Experience in auditing financial and operational controls within a wide range of business processes within the Asset Management sector
  • Identifying and effectively reporting any issues and recommendations for improvement to clients, as well as drafting the related sections of formal reports
  • The ability to work effectively in different teams for varying periods of time building good working relationships with both colleagues and client personnel at all levels
  • Experienced in supervising and developing junior staff
  • Ability to communicate clearly with colleagues and clients at all levels; and
  • An understanding of relevant regulatory issues; and
8

Brmcs Internal Audit Senior Resume Examples & Samples

  • CPA, CIA, CMA, or CISA preferred
  • Experience working with SAP or Oracle preferred
  • Fluency in English and Mandarin preferred
9

Internal Audit Senior Resume Examples & Samples

  • Bachelor's Degree with a major in Accountancy or Information Technology
  • Minimum of 3 years in the areas of internal audit, internal controls assessment, and/or SOX 404 evaluation and testing
  • Demonstrated experience with/knowledge of: Sections 302 and 404 of the Sarbanes-Oxley Act of 2002, PCAOB standards regarding internal control testing, audit planning and execution, internal control design, business process flow documentation, GAAP financial accounting, FFIEC guidance, OCC regulatory requirements, and SEC reporting
  • Certified Fiduciary and Investment Risk Management (CFIRS) designation is desired
  • Strong analytical and research skills
  • Ability to work with business process owners and employees from all areas and all levels
  • Ability to manage complex, long-term projects with minimal supervision
  • Willingness to travel up to 20% (international and domestic)
  • Strong computer skills (especially MS Word, Excel, PowerPoint)
  • Certified Public Accountant (CPA), MBA in Accounting, or other related accounting professional certification
10

Internal Audit Senior Resume Examples & Samples

  • 3 - 5 years Regulatory Compliance experience strongly preferred
  • CRCM or CIA strongly preferred
  • Working knowledge of federal consumer compliance laws and regulations and ability to ascertain how they apply to the Bank's products, services and operations preferred
  • Effective written, analytical and communication skills
11

Internal Audit Senior Director Resume Examples & Samples

  • Obtain and maintain a broad and in-depth understanding of the VMware business and its external environment. Develop credible business partnerships with the executive and senior leadership team. Keep current on new programs or business changes and provide relevant insight of the risk implications. Incorporate this understanding in risk based audit projects
  • Utilize audit and/or operational experience to continually innovate the way Internal Audit adds value to the company with the primary objective to increase management’s awareness and understanding of critical business risks, drivers of business risks and the velocity at which the risks may be changing
  • Leverage in-depth knowledge of key business focus areas such as sales & marketing programs, professional services, human resources, information technology, etc. to ensure the successful development of risk assessments, analysis of critical drivers of business risk, assessment of supporting process activities and proposal of value add business process improvements to executive management
  • Lead global audit projects ensuring appropriate visibility of geographic business risks. Define project objectives, scope and resourcing. Manage audit team members’ performance and quality of output to meet the overall project objectives
  • Assist with continuously evolving and executing the long term strategy for the Internal Audit
  • Thought Leadership - Focuses on important information without getting bogged down in unnecessary detail. Probes and looks past symptoms to determine underlying causes of problems and issues. Integrates and balances big-picture concerns with day-to-day activities. Evaluates and pursues initiatives based on their fit with broader strategies. Makes sound decisions. Generates innovative ideas and solutions to problems
  • Results Leadership - Identifies and anticipates executive and Audit Committee requirements, expectations, and needs. Establishes clear, realistic timelines for goal accomplishment. Identifies risks and assumptions in plans. Conveys clear expectations and monitors progress of others and redirects efforts when goals change or are not met. Does not easily give up in the face of unexpected obstacles. Tackles tough challenges or problems quickly and directly
  • BA with 20+ years of internal audit experience or an MBA with 18+ years of Internal Audit, Corporate Finance and/or Operational Consulting experience
  • CIA, CFE, and/or CISA preferred
  • Demonstrated experience successfully building and managing internal audit teams
12

IT Internal Audit Senior Resume Examples & Samples

  • IT external audit,
  • Risk Management,
  • ERP Controls,
  • IT Governance and
  • Audit reporting
13

Internal Audit Senior Resume Examples & Samples

  • Recent audit experience for mid to large sized multinational clients or with a public accounting firm
  • Performing internal audit and internal risk assessments
  • Developing risk remediation strategies; and
  • Enterprise Resource Planning applications or other sector specific IT applications
  • Sampling strategies and confidence levels
  • Application of data analytics and analysis of results to internal audits
  • Project management and engagement closure, performing and interpreting gap analyses, and implementation initiatives and information gathering strategies; and
  • Experience in project management working with an engagement team of 1-2 staff and engagement closure
14

Internal Audit Senior Resume Examples & Samples

  • As an Internal Audit Senior the individual will supervise the day to day operations for a single project, including an audit, follow up, or pre-implementation review
  • This individual operate independently and be the primary person responsible for immersing themselves in a process or group of processes and must be able to explain, after a relatively short time, how a process operates, what risks are inherent in the process, what controls exist to mitigate those risks, and how effectively the controls are designed and operating
  • Test the process, document work papers, make recommendations for improvements, and draft reports detailing the team’s conclusions
  • May also be required to develop budgets and project plans, work on internal investigations and perform other ad hoc tasks, as needed
  • Typically has at least 5 years of experience in public accounting or internal audit for a large financial institution; other relevant experience may be considered
  • Demonstrates proficiency in audit methodology and risk/controls assessments
  • Requires CIA or CPA certification
  • Big 4 experience is highly preferred
  • CFA certification
  • Basic understanding of the mortgage industry
15

Internal Audit Senior Resume Examples & Samples

  • Evaluates the design and operating effectiveness of model policies, standards, and model development procedures
  • Designs and executes procedures to analyze and test governance over model use, model development, and model risk oversight
  • Evaluates how effectively model controls are designed and operating and use this information to test the process, document work papers, make recommendations for improvements, and draft reports detailing the team’s conclusions
  • Operates independently and is the primary person responsible for immersing themselves in a process or group of processes
  • Must be able to explain, after a relatively short time, how a model process operates, what risks are inherent in the model process, what controls exist to mitigate those risks
  • Assists in preparing project planning and closure documents
  • Supervises the day to day operations for a single project, including an audit, follow up, or pre-implementation review
  • Supports a team of PhD economists or mathematicians in evaluating model risk
  • Bachelor’s degree in Economics or Finance or a directly related quantitative field with 2-4 years of related work or audit experience; or a Master’s Degree in Economics, Applied Economics, Finance, or Accounting with 0-3 years of experience
  • Working knowledge of Excel, PowerPoint, Visio
  • Good writing skills and strong interpersonal and communication skills
  • Interest in developing quantitative, empirical analysis, research and computer programming skills
  • Interest in or completing an economics or quantitative graduate degree
  • Big 4 consulting or auditing experience
  • Familiarity with the role of Internal Audit and SOX controls
16

Internal Audit Senior Associate Resume Examples & Samples

  • Reporting: Prepare draft and final reports after the necessary internal reviews, wrap up audit work programs and workfiles, and assist in any other wrap up activities
  • At least 2 complete years of experience gained in an internal auditing/line position in a commercial environment, or in a big public accounting firm
  • Industry related certification (e.g., CPA/CA, CIA, CMA, RICS)
  • Proficiency with MS Office and Visio
  • International business experience preferred
  • Excellent command of spoken and written English
  • Ability to read and write in foreign languages (Japanese, Korean, etc) will be highly advantageous as there are client’s projects requiring these language capabilities
  • Willingness to travel on overseas assignments
17

Internal Audit Senior Resume Examples & Samples

  • Bachelor’s Degree in Accounting or relevant field
  • 5+ years of internal audit experience
  • Ability to apply audit standards and risk and control concepts
  • Proficiency in Microsoft Office Suite
  • Big 4, CPA, CIA or CFE strongly preferred
  • Develop and conduct audit programs including testing procedures and identification of exceptions
18

Global Internal Audit Senior Resume Examples & Samples

  • Must possess working knowledge of financial and operational risks and controls with an understanding of internal auditing standards and techniques
  • Demonstrated strong analytical, problem-solving, and decision-making skills and a basic understanding of financial statements. Must also possess strong organizational skills; ability to handle multiple tasks simultaneously with the ability to develop and maintain peer relationships
  • Strong interpersonal skills and proficiency with MS Office applications (Excel, Word and PowerPoint), knowledge of data analytics and electronic working papers necessary
  • These skills are acquired through completion of a Bachelor’s degree in accounting, finance, business or related field, possession of Certified Public Accountant (CPA) and/or Certified Internal Auditor (CIA) (or equivalent) combined with three to seven years performing internal and/or financial audits
  • Experience working in a public company and/or public accounting firm preferred
  • Requires ability to travel domestically and internationally (10-15%) and ability to work in other cultures, specifically those where English is a second language
19

Internal Audit Senior Associate Temp Resume Examples & Samples

  • Responsible for providing risk management and internal audit consulting services to our clients
  • Build and maintain new and existing client relationships
  • Minimum 3 years of experience
  • Ability to travel up to 40% when needed
  • Excellent project management, time management skills and ability to take initiative
  • Work paper documentation and review with excellent writing capabilities
  • Good analytical skills and knowledge of internal controls
20

Internal Audit Senior Resume Examples & Samples

  • Leading analytic teams in the execution of audit procedures
  • Supporting team in defining potential audit procedures
  • Performing data analysis using tools like SAS/SQL/ACL in support of internal audit procedures
  • Identifying aspects of a business process that need further investigation
  • Assessing data quality and outliers in large populations
  • Meeting with process owners to understanding key risks, controls, systems, and data sources
  • Expanding the work on audit engagements to encompass on-going data driven monitoring techniques
  • Documenting the results of analytic procedures in a narrative format that is easy to understand for non-technical consumers
  • Developing quantitative measures for the impact of identified business issues
  • At least 4 to 6 years of experience performing data analysis using data analytics tools like SAS, SQL, R, Python and/or ACL
  • BS or MS in Data Analytics (Data Science), Management Information Systems, Quantitative Finance, Statistics, Math, Economics or equivalent experience
  • Experience with the application of advanced statistical and mathematical concepts
  • At least 4 to 6 years of progressive experience in Internal Audit or a Big 4 Assurance/Consulting practice
  • SAS Programming Certification and/or SAS programming experience
  • Exposure to Capital Market projects
  • Proficiency in statistical data analysis or modeling languages (R, Python, etc.)
  • Experience using data visualization tools (Excel, SAS Visual Analytics, Spotfire, Tableau, MicroStrategy, etc.)
  • Experience using business intelligence (BI) software and developing dashboard analytics
21

Internal Audit Senior Resume Examples & Samples

  • CIA certification
  • Modeling technical skills at the Master’s level
  • Willingness to learn basic modeling concepts
22

Internal Audit Senior Resume Examples & Samples

  • Conduct full internal audits to test the effectiveness of the internal controls
  • Lead audit assignments and design programs to stream line the audit process
  • Provide suggestions and solutions on identification of potential risks
  • Carry out follow up audits to ensure your recommendations have been put in place
  • Write clear concise reports for use by key stakeholders
23

Internal Audit Senior Data Analytics Resume Examples & Samples

  • 2-3+ years of demonstrated data analytics related experience
  • Demonstrated ability to write SQL scripts and provide specifications for extracting data from systems of record, data warehouse, and data marts
  • Strong knowledge of programming language such as Python and R
  • Experience with data visualization tools, such as Tableau, QlikView
  • Ability to critically analyze and assess the adequacy of internal controls and opportunities for process improvements and efficiency gains
  • Work directly with the Vice President, Internal Audit- IT
  • Self-starter who excels at learning new processes and business functions
  • Excellent written and verbal communication skills with ability to work and communicate with IT and business process owners
  • Ability to work effectively as part of a team environment and independently as an individual contributor, demonstrating a continuous commitment to improvement
  • Advanced level of PC skills with Microsoft Office applications
24

Internal Audit Senior Director Resume Examples & Samples

  • Provides leadership and direction for team-oriented, risk-based audit activities/investigations designed to identify business risks and evaluate the effectiveness of governance, risk management and controll processes
  • Obtains and manages the resources necessary to effectively execute against the plan
  • Lead and perform team‐oriented, risk‐based integrated audit activities designed to identify business risks and evaluate the effectiveness of governance, risk management, and control processes
  • Manage the planning, scheduling and monitoring of multiple audits/projects
  • Incorporates data analytics into audits/investigations/projects
  • Performs advanced fieldwork activities, including inquiry of clients
  • Verifies that effective documentation standards (e.g., narratives, walkthroughs, flowcharts, test matrices) are achieved by the team
  • Communicates audit results to the CAE and Internal Audit Leadership team, senior executive management on a regular and timely basis
  • Drafts Audit Reports with minimal review notes
  • Identifies innovative practices and procedures that result in entity‐wide high performance through analysis and learning from past experiences. Analyzes complex control gaps and root cause to formulate potential remediation
  • Maintains effective working relations with executives and operating management
25

Internal Audit Senior Resume Examples & Samples

  • Assist with the identification and assessment of key business risks and development of internal audit plans
  • Document and assess the control design of processes
  • Document test results in a clear and concise manner
  • Prepare internal audit reports and recommend corrective actions as well as process improvements
  • Plan, manage, and report on the status of projects
  • 3+ years internal audit / SOX or public accounting experience. Experience with Microsoft Office products including Excel, Word, Visio
  • Candidate must be willing to travel
26

BRS Internal Audit Senior Resume Examples & Samples

  • Conducts enterprise and Sarbanes-Oxley risk assessments
  • Assesses the risks and controls within an organization or a process
  • Reviews documentation and conducts interviews necessary to evaluate processes and controls designed to manage high-risk areas
  • Documents, tests, and analyzes client business processes to improve bottom line results
  • Mentors, trains and develops others
  • Ensures appropriate and compliant use of all BRS databases and tools
  • Works as an effective member of the team to foster So Cal goals and objectives
  • Plans, organizes, directs, and reports on engagements
  • Delivers assignments on time, on budget and with appropriate quality
  • Oversees the work of others and assesses individual performance of team members
  • Minimum of 2 years of relevant experience
  • Previous experience in a public accounting or consulting firm required
  • Experience auditing ITGCs
  • Experience in assurance with public companies required
  • Experience in Sarbanes-Oxley Section 404 required
  • Experience in internal auditing preferred
  • Super strong project management abilities; experience as in-charge on multiple clients and engagements
  • Strong motivation and demonstrated ability to meet client deadlines and provide excellent client service
  • Understanding and ability to manage engagement and client safety goals
  • Demonstrated skills in effectively working with all levels of management
  • Willingness and ability to travel to client locations is required, average travel about 30% - experience as a “road warrior” is a definite plus
27

Internal Audit Senior Associate Resume Examples & Samples

  • Responsible for conducting fieldwork, discussing findings and observations during client exit meetings, preparing work papers to support conclusions, reviewing staff work papers, and preparing written audit reports
  • Routine client service assistance such as advice on internal control approaches, best practices and helping clients deal with routine issues
  • Capable of conducting internal audit engagements independently and leading an engagement team
  • 2 years of experience, and proven ability, managing delivery projects within professional services, public accounting or consulting environment
  • CIA, CPA or MBA is preferred
  • Internal audit or regulatory background
  • Enterprise Risk Management experience
28

Internal Audit Senior Resume Examples & Samples

  • Role specific responsibilities
  • Work within Arthur J. Gallagher, Internal Audit (IA) to conduct risk based audits
  • Document the results of audit work in accordance with the internal requirements and IIA standards
  • Draft audit findings and agree with the key business liaisons
  • Perform follow up to monitor adequacy and timely completion of remediation plans
  • Work with the IA leadership team to implement suggested improvements to the department
  • Anticipated travel of up to 30% with potential for international travel
  • Carry out duties following internal policies and procedures in accordance with applicable laws, rules, regulations, good governance and Gallagher’s shared values, in particular, putting clients at the heart of our business
  • Professional qualification / part qualification advantageous
  • ACA / CIMA / IIA / AIA / FIA / CII / CISA qualified auditor or equivalent preferred
  • Relevant experience gained within a similar role (preferably within insurance, brokerage advantageous)
  • Written and verbal communication skills
  • Analytical with good attention to detail
  • Ability to work effectively in a team and independently
  • Good interpersonal skills to work effectively with a range of stakeholders
  • Highly motivated with ability to meet deadlines and ensure quality in every aspect of IA work
29

Internal Audit Senior Resume Examples & Samples

  • Assist the Corporate external audit firm in the execution of its annual integrated audit process, including key process walkthroughs, test of controls and other administrative related duties
  • Lead the global control deficiency aggregation process and ensure that results are reported through well-communicated presentations to senior management, advising on key issues, process weaknesses, and emphasizing strengthening of controls. Identify opportunities to drive efficiency and effectives of delivering aggregated results to senior management
  • Perform an annual Entity Level and Anti-fraud controls assessment, including specific reviews for compliance with COSO 2013
  • Provide input into the development of the annual audit plan by conducting research, interviewing senior management, and contributing to the audit plan reporting
  • Plan, execute and report on special projects and other ad-hoc assignments to support Internal Audit management in the way of new processes or improve existing practices
  • Bachelor’s degree in Business, Accounting or Finance required
  • Minimum four years business experience in internal auditing or external auditing with experience in financial reporting and internal controls auditing
  • Knowledge and experience with Sarbanes-Oxley Act compliance
  • Experience with executing risk assessment and SOX scoping practices
  • Prior Big Four experience preferred
  • Successful experience analyzing processes, documenting results, and preparing written reports
  • Must be results oriented, self-motivated, and able to work in a team environment with limited direct supervision
  • Proficient personal computer skills, audit software skills and computer auditing techniques preferred
30

Internal Audit Senior Resume Examples & Samples

  • Bachelor's or Master's degree in Data Analytics (Data Science), Management Information Systems, Quantitative Finance, Statistics, Math, Economics, or equivalent experience
  • Min 4 to 6 years of experience performing data analysis using data analytics tools like SAS, SQL, R, Python and/or ACL
  • 4-6 years of progressive experience in Internal Audit or a Big 4 Assurance/Consulting practice
31

Internal Audit Senior Executive Resume Examples & Samples

  • Knowledge and practical experience of systems, policies, tax regulations and financial management in Vietnam
  • Understand the legal documents of the Government particularly in taxation (personal income / business income), statistics and accounts, commercial and customs tax (if any)
  • Check and control of payments to the outside as well as inside
  • Checking accounts receivable, sales, collection of companies
  • Check the registration process of receiving new driver
  • Check the process pause, terminate the contract with the driver
  • Check and control compliance with procedures and processes of the company as well as the reasonableness of the accompanying documents
  • Ability to create a good relationship, working with teammates, negotiating or working (non-permanent nature)
32

Internal Audit Senior Resume Examples & Samples

  • Performs detailed audit planning for assigned scope of individual audits including risk assessment activities, planning package preparation, defining risks & controls, developing tests resulting in documented, executable audit programs, performs process walk-throughs, and prepares information requests for clients
  • Performs audit procedures, including developing and conducting sox walkthroughs, developing and documenting audit evidence, reviewing and analyzing evidence, and documenting processes and procedures, performing tests as necessary, and identifying and defining issues and recommendations
  • Communicates the results of sox projects to management personnel of sufficient authority to ensure that appropriate action is taken with respect to any deficiencies noted
  • Provides leadership for staff personnel through technical abilities, guidance, training and supervision of staff
  • Develops and composes work paper documentation, summary memos, recommendations, issues and information for executive summaries
  • Bachelor’s degree in Accounting or Finance required
  • Minimum of three years of corporate sox or public accounting experience
  • CPA or CIA certified or pursuing CPA or CIA
  • Ability to travel up to 10% domestically and internationally
33

BRS Internal Audit Senior Resume Examples & Samples

  • Previous experience in a public accounting firm preferred
  • Strong motivation to meet client deadlines and provide excellent client service
  • Willingness and ability to travel to client locations is required, average travel about 30%
34

Internal Audit Senior Analyst Resume Examples & Samples

  • Apply audit experience to resolve more advanced, complex audit elements, including issues escalated by Audit Associates
  • Contribute to appropriate development of the Internal Audit team (e.g. training, coaching/mentoring, etc.)
  • Provide information and supporting documentation to the Internal Audit Manager – Europe and Africa, Audit Director and/or Managing Partner of Internal Audit as input for internal audit recommendations
  • As appropriate, identify and recommend improvements to global processes/controls
  • As appropriate, identify opportunities for continuous improvement of accounting, financial, and other processes and evaluation of change-driven risk
  • This job description reflects management’s assignment of essential functions; it does not prescribe or restrict responsibilities that may be assigned
  • Sense of responsibility, initiative and high quality work standard
  • Strong negotiation and facilitation skills
  • Fluency in English. A second European language would be preferred
  • Part-qualified or qualified professional accountant / auditing qualification desirable, e.g. ACCA/ACA/CIMA/CPA/CIA
  • 2-3 years’ experience in an Auditing environment
35

BRS Internal Audit Senior Resume Examples & Samples

  • 2 years of experience in external or internal audit, internal control testing and documentation, internal control assessments, and report writing required
  • Recent Internal Audit and SOX 404 compliance experience preferred
  • Willingness and ability to travel up to 30%
  • Strong motivation to meet client deadlines, provide excellent client service and maintain strong client relationships
  • Demonstrated ability to collect and analyze complex data, evaluate information and systems, while drawing logical conclusions
  • Strong ability to multitask, juggle multiple clients, and manage various deadlines
  • Attention to detail while reviewing work, mentoring/managing staff and interns
36

Internal Audit Senior Resume Examples & Samples

  • Undergraduate in Accounting, Business, Economics, Finance, Engineering, MIS, or other related field,
  • Relevant experience preferred for staff level, required for senior level
  • Project management experience; ability to prioritize, plan & evaluate deliverables to established strategic goals; demonstrated experience prioritizing conflicting demands in an extremely fast paced environment,
  • Creative, conceptual, business analytical skills with the ability to manage complexity,
  • Relationship building and persuasion skills,
  • Strong ability to communicate effectively in English, including the ability to synthesize complex issues into clear & concise messages,
  • Experience with SAP preferred,
  • Experience with Sarbanes-Oxley Act,
  • CISA, CFE, CIA, CPA, or working towards a professional designation is a must
  • Experience with Microsoft Office (Excel, Word, PowerPoint)
  • Candidates should be available for international and domestic travel up to 10% per year
37

Internal Audit Senior Resume Examples & Samples

  • Familiarity with manufacturing processes and inventory controls preferred
  • Strong project management, analytical skills including familiarity with data analytics tools such as ACL and other databases
  • Documentation, excellent communication, and business partnering skills are required
38

Internal Audit Senior Analyst Resume Examples & Samples

  • Act as In-Charge and supervise the overall completion of the individual audits when assigned
  • Plan audits when assigned In-Charge responsibilities in new or more complex areas and can determine appropriate scope for reviews based on risk assessment
  • Develop audit knowledge and skills around specific audit areas (i.e. Corporate Functions) and establish/maintain relationships related to the risk areas assigned
  • Perform initial workpaper reviews when assigned In-Charge responsibilities and assist in report issuance and close-out of audits with minimal supervision
  • Consistently prepare workpapers, supporting schedules and report drafts in a timely and high-quality manner
  • Manage auditee relationship, including facilitating all meetings and discussions of issues, and presentation of draft and final reports in a professional and high-quality manner
  • Apply audit experience to resolve more advanced, complex audit elements
  • Contribute to appropriate skilling of the Internal Audit team (e.g. training, coaching/mentoring, etc.)
  • Undergraduate degree in Finance or Accounting
  • Minimum of 1 years of experience in external auditing
  • Minimum of 2 years of experience in external auditing
  • Recommended Certifications, Licenses: CPA, CIA, etc. (Partial progress on certifications highly recommended)
39

Internal Audit Senior Resume Examples & Samples

  • 5 years’ experience in public accounting or internal audit for a large financial institution; other relevant experience may be considered
  • Big 4 or Financial Services experience is highly preferred
  • CFA certification is big plus
40

Internal Audit Senior Resume Examples & Samples

  • Use of appropriate auditing techniques, methods and standards, including specialized audit software
  • Participate in Internal Audit engagements
  • Perform External Quality Assessments of Internal Audit units
  • Provide an independent evaluation of, and opinion on, procedures, processes, systems and controls and detail any required remedial action, where weaknesses are identified with a focus on use of regulatory requirements and best practice standards and frameworks
  • Deliver Enterprise Risk Management services
  • Participate in Sarbanes Oxley engagements
  • Participate in Compliance Review and Corporate Governance engagements
  • Prepare Internal Policies and Procedures Manuals towards establishing an effective Internal Control System Framework
  • Provide guidance to / supervising internal audit teams
  • Report to engagement manager
  • Ability to maintain professionalism and strive for high ethical standards at all times
  • High level of discretion for confidential work and information
  • Ability to work under pressure and maintain a professional demeanor
  • Well-developed interpersonal skills and capacity to work effectively within a team
41

BRS Internal Audit Senior Resume Examples & Samples

  • Ability to mentor and train others
  • 2 years of experience in audit, internal controls, or internal audit required
  • 1 year of IT General Controls experience required
  • Recent Internal Audit and SOX client experience preferred
  • Willingness and ability to travel up to 60%
42

Internal Audit Senior Resume Examples & Samples

  • Quickly and proactively build a deep understanding of GP’s Internal Financial Control Standards, policies and guidelines, as well as financial risks associated with each business and business capability
  • Supervise, motivate and teach less-experienced staff
  • Continuously improve the audit and advisory processes through innovation
  • Exhibit customer focus by developing strong relationships with internal customers to better understand risks and anticipate their needs
  • At least 4 years of financial audit experience (either internal audit or public accounting)
  • Experience with Microsoft Office Suite (MS Word – document creation, formatting and editing etc. and Excel – spreadsheet creation/editing, pivot tables, data manipulation/analysis and formulas creation etc.)
  • Must be able to travel 25% (including overnight travel)
  • 2 or more years as an Audit Senior with a Big 4 or similar firm
  • Certification(s) (e.g., CPA, CIA, CFE, CISA, CMA, CRMA) and/or advanced degree (e.g., MBA, MSA, MACC) is preferred
  • Experience auditing in a manufacturing environment
  • Experience in a corporate internal audit department, public accounting or accounting consulting firm
  • Solid foundation in the technical aspects of auditing (knowledge of general accounting, business processes, internal controls, risk assessment and/or other related general/application controls)
  • Strong strategic, creative, analytical, problem solving, interpersonal and communication skills (both written and verbal)
  • Proactive/ self-driven work habits
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Internal Audit Senior Associate Resume Examples & Samples

  • Lead and participate in audit execution. Document audit issues and present to applicable business unit heads and Audit Committee. Provide recommendations for improving existing processes and track implementation until resolution
  • Assist in developing audit risk assessment and planning audit cycle and individual audit engagements
  • Provide direct assistance to external auditors in statutory financial statement audits, anti-money laundering audits, and SEC custody service and customer protection rule audits
  • Participate in projects as defined by management
  • Ability to interact effectively with different business units and levels of management
  • Excellent problem solving and analytical skills
  • Effectively prioritize time and manage multiple audits as hurdles arise
  • Ability to function independently
  • Excellent computer skills including Microsoft Excel, Word, Power Point
  • Solution focused and detail oriented
  • Positive attitude and demonstrates initiative and persistence
  • Minimum 3 years’ audit experience either in public accounting or internal audit within an organization
  • 1 or more years’ experience with either broker dealers in securities or investment advisers
  • CPA, CFA or CIA certification is preferred
  • Experience managing audit engagements from beginning to end independently
44

Internal Audit Senior Resume Examples & Samples

  • Evaluate operational, compliance, IT and financial reporting risks of internal processes and also those handled by third party administrators
  • Plan and design work programs and test steps to meet audit objectives. Ensure that client needs and expectations have been considered in developing the audit approach
  • Perform operational audits for efficiency/effectiveness and identify process improvement recommendations. Conduct walkthroughs, control testing and/or substantive testing to assess the effectiveness of internal controls. Gather appropriate evidence to support audit procedures
  • Assess business processes to assure appropriate internal controls are in place and operating effectively and efficiently
  • Document audit results through narratives, flowcharts and detailed test sheets. Draft findings, recommendations in a gap log, as well as formal reports to communicate results for all levels of management. Ensure that audit findings and recommendations are sufficiently documented with facts, risks/impact, and recommendations or compensating controls
  • Communicate project status to key audit contacts and audit management on a regular basis
  • Monitor open audit issues/action plans. Obtain status of remediation activities on a monthly basis
  • Assist with external audit procedures as needed; e.g. financial audit, regulatory audit
  • Lead and independently manage assigned projects. When designated as lead perform first-level detail review of deliverables from Internal Audit team members
  • Bachelor’s degree in accounting, finance or related field is required
  • Combination of 3-5 years’ experience in Internal Audit and / or external audit
  • Experience in a SOX control environment
  • Working knowledge of COSO 2013, Internal Auditing Standards, Sarbanes Oxley and risk assessment practices
  • Proficiency in developing process flow charts or process maps
  • Proficiency in using Microsoft Office applications (Word, Excel, PowerPoint, Access, Visio)
  • Strong written and verbal communication skills, including ability to develop concise business reports
  • Inter-personal skills to gain trust and confidence of internal and external business clients
  • Supervisory abilities to be able to relate to staff auditors
  • Strong project management and/or experience leading audits
  • Ability to work independently in many situations
  • Experience with a Big 4 accounting firm preferred
  • Experience working in the Internal Audit function of an insurance company preferred
  • Professional qualification e.g. CPA, CIA preferred
45

Internal Audit Senior Resume Examples & Samples

  • Prepare reports and memorandums as needed for assigned audits
  • Minimum 4+ years Audit/Consulting experience and BA/BS degree
  • Ability to travel as required (estimated travel 20%-40%)
  • Additional language skills are a plus
  • Proven experience working with computer-aided auditing, continuous monitoring and data analytic tools (ACL, IDEA, Excel PowerPivot)
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Internal Audit Senior Analyst Resume Examples & Samples

  • Defining effective and efficient business process improvements
  • Working collaboratively with business leaders to implement system, process and procedural change
  • Implementing new analysis programs, utilising data based tools and reporting
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Internal Audit Senior Resume Examples & Samples

  • Performs the detail work of internal audits, reviews, compliance, and other assurance service for clients
  • Collects and analyzes data to detect deficient controls, duplicated effort, fraud, or non-compliance with laws, regulations, and management policies
  • Gains experience, exposure, and knowledge in one or more industries