Internal Audit Associate Resume Samples

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AB
A Beahan
Arjun
Beahan
378 Mann Mall
Los Angeles
CA
+1 (555) 144 7381
378 Mann Mall
Los Angeles
CA
Phone
p +1 (555) 144 7381
Experience Experience
09/2014 present
Chicago, IL
Senior Internal Audit Associate
Chicago, IL
Senior Internal Audit Associate
09/2014 present
Chicago, IL
Senior Internal Audit Associate
09/2014 present
  • Assist audit management in executing IT internal audit programs and annual IT Sarbanes-Oxley efforts
  • Interpret the significance of audit findings, conclude on findings and make practical recommendations to management
  • Effectively manage project budgets to meet assigned initiatives
  • Assess new, or changes to existing, processes to identify operational, financial and regulatory risks and recommending improvements
  • Develop IT audit testing programs and testing key IT controls within SVB’s environment leveraging the SVB internal audit methodology
  • Execute operational and regulatory internal audit programs to address relevant risks
  • Assess new, or changes to existing, processes to identify operational and information technology risks and recommending improvements
12/2007 07/2014
Detroit, MI
Internal Audit, Associate
Detroit, MI
Internal Audit, Associate
12/2007 07/2014
Detroit, MI
Internal Audit, Associate
12/2007 07/2014
  • Identifying key control issues and emerging risks, and working with management to ensure timely and effective remediation
  • Development and maintenance of working relationships with the business and support functions
  • Identifying key control issues and emerging risks; working with management to ensure timely and effective remediation
  • Providing advisory services during the development of new businesses and systems
  • Assistance in the risk assessment of selected business, risk and operational units
  • Support of a variety of functions in planning, fieldwork and reporting on global and regional reviews
  • Performing investigations, special reviews and other ad hoc projects
04/2002 09/2007
Chicago, IL
Internal Audit Associate
Chicago, IL
Internal Audit Associate
04/2002 09/2007
Chicago, IL
Internal Audit Associate
04/2002 09/2007
  • Identifying and evaluating key risks and contributing to establishing audit scope
  • Participating in audit walkthroughs, assessing the internal control environment and performing controls and substantive testing
  • Performance of audits including detailed walkthroughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues. On-going communication with business line management discussing the status of business changes as well as perform follow-up on previously identified audit issues
  • To promptly respond to and complete ad hoc business requests, including those directed by the Head of Data Analytics, Head of IT Audit Europe and Asia, and the Global Head of IT Audit
  • To produce effective reports and opinions which successfully influence executive management to manage risk prudently within the companies risk appetites
  • Leading walkthrough meetings and discussions with the purpose of developing audit test programs and identifying control issues
  • Establish and maintain effective relationships with middle level IT Management across the firm to better position the IT Audit function to perform audits and provide value added services to our clients
Education Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Kennesaw State University
Bachelor’s Degree in Finance
Skills Skills
  • Strong analytical skills. Ability to process information quickly
  • Strong ability to set and meet professional goals
  • Strong interpersonal skills and ability to work with others
  • Highly organized and detail oriented
  • Ability to multi-task amongst several projects through the use of strong project management skills
  • Strong Excel and Power Point skills. Access and Process Flowcharting skills (e.g., Visio) are desirable
  • Strong attention to detail
  • Good working knowledge of accounting principles
  • Excellent strong analytical and problem solving skills
  • Able to process information quickly
Create a Resume
1

Internal Audit Associate Resume Examples & Samples

  • Participating in audit walkthroughs, assessing the internal control environment and performing controls and substantive testing
  • Identifying and assessing potential findings for significance
  • Communicating audit findings to the audit lead and assisting with finalisation of issues with key stakeholders in the business
  • Tracking implementation of management actions
  • Develop relationships with key stakeholders in the business
  • Qualified accountant holding a professional accounting or auditing qualification (ACA, ACCA, CIMA, IIA) or international equivalent preferred
  • Experience in financial services and knowledge of basic financial instruments and products preferred
  • Strong analytical skills. Ability to process information quickly
2

Internal Audit Associate Resume Examples & Samples

  • Perform financial and operational audits of the firm's businesses and document work papers in accordance with IIA Standards and IAOA Audit Methodology
  • Assess risk, develop scope, and assess and enhance work programs during the plan phase of audits
  • Develop, document and confirm the understanding of processes, risks and key controls, and be accountable for the results and conclusions
  • Draft audit issues and develop recommendations (for inclusion within the draft audit report) based on the analysis and results of control tests
  • Evaluate supporting documentation and corrective actions taken by management to resolve and close audit issues
  • Conduct risk assessments of assigned entities within established timelines and in accordance with audit methodology
  • 4-8 years of public or private audit banking experience or internal audit out of a commercial bank
  • Excellent communication and organization skills
  • Strong ability to set and meet professional goals
  • Public accounting for private auditing experience out of a financial services company
3

Internal Audit, Associate Resume Examples & Samples

  • Participation in projects aimed at optimizing business and control activities and processes
  • Support of a variety of functions in planning, fieldwork and reporting on global and regional reviews
  • Identifying key control issues and emerging risks; working with management to ensure timely and effective remediation
  • Building strong relationships with business partners
  • Collaborating with other corporate risk and control functions to ensure activities are coordinated
  • Rising juniors and seniors with interest in broad exposure to investment management, risk management, operations, finance and/or technology in the Asset Management industry
  • Demonstrated record of academic achievement and leadership
  • Professional certifications such as CA/CPA or CFA are a plus
  • Excellent communication (verbal, written, and listening) and interpersonal skills
  • Strong critical thinking and problem solving abilities
  • Ability to develop and maintain effective working relationships with business management
  • Financial services experience is preferred; understanding of asset management products, business processes and systems
  • Strong Excel skills or capacity to develop Excel skills
4

Cib Internal Audit Associate Based Resume Examples & Samples

  • Assess the control environment of the Mexico businesses, with a view to providing recommendations for improvement where weaknesses are identified
  • Be able to perform and lead the audit execution and fieldwork independently and efficiently within defined targets. Evaluate through substantiate testing, process review and compliance verification the effective control environment of the different areas and compliance with the Firm's Code of Conduct
  • Evaluate the controls in place to prevent, identify and report trades and activities with illicit source of funding
  • Communicate audit results and issues effectively, verbally and in written form, as well as articulate complex issues and themes to stakeholders
  • Partner with colleagues, stakeholders and control functions to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement. This may be delivered through specific audit reviews or through ongoing involvement in major activities or projects
  • 5 years of experience in similar position
  • Bachelor's degree in Business, Economics, Accounting or related discipline
  • Certification/license as ACAMS desirable
  • Knowledge of Mexican regulations and key industry issues & themes considered an advantage
5

Cib-internal Audit Associate Based Resume Examples & Samples

  • Help to coordinate sessions for the Audit Committee
  • Understating of audit practices and methodologies, including risk assessment
  • Enthusiastic, self motivated, effective under pressure and willing to take personal responsibility/accountability
  • Project management skills; must be able to manage multiple projects concurrently
  • Excellent communication (i.e. verbal and written) in Spanish and English
  • Experience managing and developing a team
6

Internal Audit Associate Resume Examples & Samples

  • Perform internal audit testing for compliance of internal control over financial reporting pursuant to the Sarbanes-Oxley Act of 2002
  • Collaborate with Internal Audit Manager, other audit associates, third party consultants and management as well as the independent auditors as the Company continues to build its internal audit department
  • Ability to identify risks and control deficiencies while performing duties
  • Relies on extensive experience and judgment to plan and accomplish goals which have Company-wide impact
  • Other duties as assigned by supervisor
7

Internal Audit Associate Resume Examples & Samples

  • Perform detailed Excel based analysis of operational and financial related data to recognise patterns and trends with risk and control implications
  • Leading walkthrough meetings and discussions with the purpose of developing audit test programs and identifying control issues
  • Track implementation of recommended processes designed to strengthen internal controls
  • University degree (or equivalent) and ACA OR CPA required
  • Big 4 experience preferred
  • Good knowledge of financial products including derivatives (e.g. good understanding of option valuation, able to discuss trading strategies with the front office)
  • Understanding capital markets front to back processes
8

Internal Audit Associate Resume Examples & Samples

  • 4-7 years of experience in internal auditing within corporate/investment bank, or equivalent relevant positions
  • Strong project management skills (organization, time management)
  • Excellent strong analytical and problem solving skills
  • Solid understanding of different trading products and activities, and the related risks and controls
  • Proven ability to use skills to help plan or execute audits using a risk-based approach
  • Master's Degree in a Business Discipline
  • Familiarity with Volcker Rule and other Dodd Frank requirements
  • Familiarity with broker-dealer or FCM activities
  • CPA, CIA, CIDA, Series 7
9

Internal Audit Associate Resume Examples & Samples

  • 2-5 years of public or private audit experience
  • Audit Operational skills
  • Product knowledge
10

Internal Audit Associate Resume Examples & Samples

  • Undergraduate or graduate degree in finance, economics, accounting, or business
  • Prior financial services experience is preferable, including understanding of financial
  • Ability to develop and maintain effective working relationships with peers and business
11

Internal Audit Associate Resume Examples & Samples

  • Performance of audits including detailed walkthroughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues. On-going communication with business line management discussing the status of business changes as well as perform follow-up on previously identified audit issues
  • Participation in continuous monitoring and conducting ongoing risk assessments of key business processes to drive risk based audit plan
  • 3 to 5 years of internal audit related experience. Wealth Management is a plus
  • Ability to multi-task amongst several projects through the use of strong project management skills
12

Internal Audit, Associate Director Resume Examples & Samples

  • Develop a risk-based plan for internal audit activities for approval by audit committee
  • Evaluate governance, operations and information systems regarding reliability and integrity of financial and operational information together with process owner
  • Compliance with laws, regulations, policies, procedures and contracts
  • Prepare report on internal audit engagements
  • Interact with External Auditors on external assessment of Peak Re's Internal Audit function
  • Interact with company's subsidiary(ies) Internal Audit functions and shareholders' Internal Audit function
  • Support due-diligence
13

Senior Internal Audit Associate Resume Examples & Samples

  • 3+ years of Internal and/or External Audit experience; 1+ year of experience performing Internal or External Audits in the Healthcare industry
  • Working knowledge and experience with auditing tools, such as IDEA, Audit Control Language, etc
  • Microsoft Office/Suite proficient (Access, Word, Excel, PowerPoint, and Visio)
  • Strong attention to detail
  • CPA, CIA, and/or CISA
  • Previous Healthcare experience
14

Internal Audit Associate Resume Examples & Samples

  • Perform audit fieldwork for assigned areas such as interviewing management and staff to understand key processes, preparing detailed flowcharts and control evaluation templates, executing work program procedures and testing key controls, verifying findings and documenting work performed in work papers
  • Perform SOX evaluations by performing activities such as preparing advance requests, understanding and documenting processes via walkthroughs, testing of key controls, evaluating controls to determine compliance, communicating and documenting deficiencies via action plans and closing meetings, and documenting work performed in work papers
  • Participate in the quarterly revenue recognition assistance program to help the external auditors complete quarterly reviews timely while reducing overall costs to the Firm
  • Establish and maintain excellent working relationships with peers and internal colleagues
  • A Bachelor’s degree in Accounting, Finance or a related business field
  • Understanding of revenue recognition requirements and criteria as required under ASC 605 (SAB 104) and ASC 606
  • Excellent interpersonal and communication skills, with the ability to adapt and embrace multi-cultural diversity and ability to maintain a positive and professional attitude
  • Ability to multi-task, work independently and as part of a team
  • Proficiency with Excel, PeopleSoft, Hyperion, Visio, ACL or other data analytics tool preferred
15

SOX Internal Audit Associate Resume Examples & Samples

  • 3+ years of previous Sarbanes Oxley experience
  • Experience in Internal Controls and Compliance with Sarbanes-Oxley (SOX) Section 404
  • Strong Internal Audit background
16

Internal Audit Associate Resume Examples & Samples

  • Review aspects of the Group's various functions and business lines to ensure its adhering to the regulations and controls
  • Identifying key risk and related controls, and testing controls to ensure design and operating effectiveness
  • Identifying control weaknesses, discussing and agreeing these observations with senior management
  • Preparing well drafted audit reports and findings, and presenting these findings to senior management
  • Participating in the audit planning process, ensuring that audit documentation is prepared promptly and to a high standard
  • Contributing to departmental management activities and undertaking ad-hoc special projects, as required
  • Have 3-4 years of experience from Big4 in the financial services specialization
  • Ideally have 2-3 years of banking audit experience
  • Have strong communications skills and good business acumen
  • Be proficient in English and Chinese
17

Internal Audit Associate Resume Examples & Samples

  • Examines key financial processes and business risks and tests controls in place to mitigate risks
  • Successfully in-charge audits/projects
  • Effectively supervise, evaluate and guide staff
  • Demonstrates leadership
  • Produces Lotus Notes-based automated work papers clearly documenting work performed
  • Designs data extracts of information databases to detect potential issues and/or quantify findings
  • Identifies business improvement opportunities and control enhancements
  • Above 2 years experience in auditing or financial experience
  • Has good critical thinking and problem solving skills
  • Expresses views/opinions clearly both orally and in writing
  • Demonstrated ability as an in-charge of audits/projects
  • Mastery at an advance staff level of audit and core competencies
  • Ability to running multiple projects
  • Delivery focused
18

Senior Internal Audit Associate Resume Examples & Samples

  • Execute operational and regulatory internal audit programs to address relevant risks
  • Effectively manage project budgets to meet assigned initiatives
  • Assess new, or changes to existing, processes to identify operational, financial and regulatory risks and recommending improvements
  • Prepare formal audit reports to document audit scope and findings
  • Effectively communicate with process owners and be a good representative of the Internal Audit department
19

Internal Audit Associate Resume Examples & Samples

  • Familiarity with accounting rules, control objectives and information systems
  • Familiarity with financial reporting and accounts payable processes and controls
  • Familiarity with Microsoft Excel and Word, SAP, ACL, and Microsoft Access or other database programs
20

Internal Audit Associate Resume Examples & Samples

  • At least five (5) years of progressive experience in audit, internal audit, controls testing or business process improvement
  • Experience in the investment management industry, including trust administration audit or compliance monitoring preferred
  • College degree required
  • Experience with Advent’s suite of software (APX, Rules Manager, Moxy) a plus
  • Experience with Charles River a plus
  • Highly organized and detail oriented
  • Able to multi-task, prioritize and perform well under pressure
  • Superior communication skills (verbal and written)
21

Summer Intern, Internal Audit Associate Resume Examples & Samples

  • Current Sophomore pursuing a BA/BS degree in Business, Finance, Accounting, Economics, or Information Systems
  • Strong analytical, data analysis, and problem solving skills, including a strong attention to detail
  • Solid communication skills (written, verbal, and listening)
  • Exhibits high ethical standards at all times
  • Aptitude and passion for learning new things
  • Enjoys being a member of a cohesive team
  • Displays a positive attitude
  • Proficient in Word, Excel, and PowerPoint
  • Ability to think outside the box and challenge the status quo
  • Proactive and a desire to contribute to the team
  • Willingness to go above and beyond to deliver excellence
  • A passion for cloud computing and the customer company strategy
22

Internal Audit Associate Resume Examples & Samples

  • Assist with the investigation of compliance related matters and work with the Corporate Director, Internal Audit, legal or others as necessary, to resolve the issues
  • Other special projects, as needed
  • Ability to analyze data/audit evidence where the objective is to supply information to others in the department who will use it to develop recommendations
  • Ability to analyze data/audit evidence where the objective is to identify issues and implement controls where appropriate
  • Adept at managing multiple projects with competing deadlines
  • Strong interpersonal skills in order to coordinate with operations of the various business units to complete field audits on a routine basis
  • Self-starter and who works well independently and with cross-functional teams
  • Experience conducting internal audits and inquiries, including some experience completing data analysis on a routine basis to identify additional audit areas
  • Ability to make recommendations on topics to audit based on results of other internal audit efforts and data analysis performed
  • Experience with JDE, Cognos, TeamMate
  • Bachelor’s degree in Accounting, Finance or related field
  • At least two years of applicable experience is required for the Internal Audit Associate; 4 years of applicable experience is required for the Internal Auditor and 6 years of applicable experience is required for the Internal Audit Manager
  • Certified Public Accountant or Certified Internal Auditor strongly preferred
23

Internal Audit Associate Resume Examples & Samples

  • Understand risk and internal control concepts, and apply those concepts to perform, manage and report on the evaluation of various financial and business processes
  • Understand and apply current auditing standards, Sarbanes-Oxley developments, and COSO 2013 guidelines
  • Review and evaluate the adequacy and effectiveness of internal controls
  • Support regional compliance, financial, operational and strategic internal audit projects from planning and execution to reporting
  • Identify, and clearly define, audit issues and root causes, recommend improved internal controls and business processes
  • Prepare high quality internal audit work papers and reports that provide evidence of audit procedures performed and support the related audit findings and recommendations
  • Support regional compliance and investigation initiatives upon request
  • Prepare reports and audit findings. Present these findings to Internal Audit leadership and the business management team
  • Actively participate in initiatives aimed at improving Internal Audit’s processes and procedures
  • Travel expected to be approximately 25% - 30%
  • BA/BS in Accounting, Finance, or related area
  • 2-4 years of experience in public accounting, internal audit or equivalent work experience
24

Internal Audit Associate Resume Examples & Samples

  • 3+ years of Internal Audit experience within a Public Advisory and/or Financial Services firm
  • Experience with Equities, Fixed Income, and Internal Controls
  • Excellent communication skills (written and verbal)
  • Previous Trade Life Cycle experience
  • Previous experience out of a Broker Dealer firm
25

Internal Audit Associate Resume Examples & Samples

  • Interest in broad exposure to investment management, sales, trading, operations, risk management, finance and compliance activities in the asset management industry
  • Intellectual curiosity and healthy scepticism
  • Ability to synthesize and articulate complex ideas
26

Internal Audit Associate Resume Examples & Samples

  • Support the Finance audit team in the efficient and effective execution of a dynamic global audit coverage plan in a manner consistent with high professional standards and regulatory expectations
  • Participate in multiple audits and projects that are focused on financial reporting, capital planning and stress testing
  • Prepare work papers and ensure documentation supports the work performed and conclusions drawn in accordance with IAG methodology
  • Work closely with the audit engagement team throughout the audit process to develop core audit skills, including walk-throughs, process documentation
  • Collaborate with other audit teams for an integrated and coordinated approach and demonstrate ability of maintaining effective working relationships with stakeholders and colleagues
  • Assist with meeting preparation with key stakeholders to monitor changes in the business strategy, evaluate key business metrics, impact of new products, changes in the operating and systems environment and emerging risks posed to the business to support our continuous risk assessments
27

Internal Audit Associate Resume Examples & Samples

  • Participate in and document risk assessments over key areas that can impact the control environment
  • Review and document the design of controls over key process areas and assess and identify potential improvements to the control structure
  • Perform testing of key controls and work with process and control owners to remediate control gaps identified, as needed
  • Execute internal audits of corporate functional areas as well as key processes supporting the primary business units including: Commercial Aviation - North America, Commercial Aviation – Rest of the World, and Business Aviation. Identify and communicate to management process enhancements to drive efficiency and effectiveness of business operations
  • Participate in key initiatives related to process and/or system design that impact financial reporting to ensure controls are design into core processes and systems
  • Prepare materials for ongoing status updates with management and quarterly Audit Committee meetings
  • Utilize the automated SOX portal to monitor and assist process and control owners with the timely and effective execution of their control responsibilities
  • Prepare materials and participate in regular status updates to management and the external auditors on key matters pertaining to the control environment
  • 1-3 years’ of external/ internal audit experience or related field
  • Knowledge and understanding of the COSO Control Framework, GAAP, and SOX Compliance
  • CPA and/or CIA certifications highly preferred
  • Strong interpersonal skills and ability to work with others
  • Strong Excel and Power Point skills. Access and Process Flowcharting skills (e.g., Visio) are desirable
  • Ability to travel 5-10% of the time
28

Internal Audit Associate Resume Examples & Samples

  • 10 people in the team
  • A mix of duties, generalized role (except IT) mainly operational and finance audit
  • High caliber team, good range of tenure (0-6 years) most from big 4
  • Good culture, balanced environment
  • Open due to growth
29

Senior Data Analytics Internal Audit Associate Resume Examples & Samples

  • Develop and execute data analytic procedures to support operational, financial and regulatory internal audit programs
  • Prepare data analytic documentation according to the internal audit documentation standards
  • Provide on-going support of the internal applications
  • Design and develop new features in the existing internal applications
  • Assist in the development of the Internal Audit Data Analytic Program
  • Effectively communicate with business owners and be a good representative of the Internal Audit department
30

Senior Internal Audit Associate Resume Examples & Samples

  • Assist audit management in executing IT internal audit programs and annual IT Sarbanes-Oxley efforts
  • Develop IT audit testing programs and testing key IT controls within SVB’s environment leveraging the SVB internal audit methodology
  • Assess new, or changes to existing, processes to identify operational and information technology risks and recommending improvements
  • Document and communicate audit work and results
  • Establish and maintain relationships with key business partners across the organization
  • Interpret the significance of audit findings, conclude on findings and make practical recommendations to management
31

Internal Audit Associate Resume Examples & Samples

  • Solid prior financial services internal audit experience in a global asset management Firm
  • Experience conducting internal audits of UK and European investment management and sales activities
  • An understanding of financial instruments and asset management processes and risks associated with investment management, sales, trading, operations, risk management, finance and compliance activities
  • An understanding of the UK and European regulatory environments related to asset management
  • Ability to develop and maintain effective working relationships with peers and business partners globally
  • Proficiency in Microsoft Office Applications: Excel, Word, PowerPoint
  • Knowledge of Portfolio and Risk Management tools including Aladdin
  • Knowledge of the Audit and Risk Management Tool, Archer is a plus
32

Internal Audit Associate Resume Examples & Samples

  • Strong verbal and written communication skills with the ability to write concise, objective, and compelling reports, summaries, analyses, and other business documents to team members in various positions and levels
  • Proficiency in using Microsoft Office Suite, property management software (Yardi and OneSite), and database management programs and other technologies used for performing financial transactions and reporting
  • Excellent knowledge of financial management and accounting practices within the property management industry, including experience in using Yardi and knowledge of GAAP, SOX, and SEC reporting requirements
  • Ability to maintain confidentiality of information and findings, establish credibility with key business leaders and real estate operators, and demonstrate tact, diplomacy, and discretion when interacting with others
33

Internal Audit Associate Resume Examples & Samples

  • To support the lnternal Audit function in providing Management and the Board with an independent assessment on the adequacy and effectiveness of the Group's (BGC Brokers L.P. and Cantor Fitzgerald Europe) processes for controlling its activities and managing its risks
  • Completion of Audit Assignments in accordance with the approved lnternal Audit Plan or any ad-hoc reviews as requested by the Head of Internal Audit , EMEA and Asia-Pacific
  • Through completion of Audit Assignments and identified findings, liaise with Management to ensure that the appropriate Management Action is taken to mitigate the risks down to an acceptable level
  • Experience in lnternal Audit within an Financial Services environment
  • Good understanding of audit methodologies and risk based techniques
  • Experience with dealing with Líne Management at all levels across an organisation
  • Strong numeracy and investigatory skills
  • Self-motivated and being able to work independently and also as part of a team
34

Internal Audit Associate Resume Examples & Samples

  • To support the IA function in providing management, the board and the regulators assurance of compliance with SOX regulations
  • Delivering a portfolio of high quality audits, working collaboratively with Technology and audit colleagues globally
  • Establish and maintain effective relationships with middle level IT Management across the firm to better position the IT Audit function to perform audits and provide value added services to our clients
  • To produce effective reports and opinions which successfully influence executive management to manage risk prudently within the companies risk appetites
  • To promptly respond to and complete ad hoc business requests, including those directed by the Head of Data Analytics, Head of IT Audit Europe and Asia, and the Global Head of IT Audit
  • To positively participate as part of the wider IA team in all situations
  • Ensure outstanding issues are clearly positioned with senior stakeholders to enable management to resolve in a reasonable timeframe
  • Ensure that audits are delivered on time and to a high standard
  • Experience in technical competence areas
  • Responsible for the execution of the company’s SOX compliance program, including
  • Experience of performing SOX audits
  • Supervisory experience leading junior auditors
  • Experience of performing IT audits with a solid understanding of both infrastructure and applications
  • Internal Audit and/or consulting experience (preferably Big-4)
  • Ability to discuss technical findings with a non-technical audience
  • Undergraduate degree in Information Technology, Computer Science, Management Information Systems or other related discipline
  • One or more certifications (CISA, CRISC, CISSP, etc.) or graduate degree preferred
  • Several years’ IT Audit or IT Risk Management Experience
  • Big 4 Accounting experience preferred
35

Internal Audit, Associate Resume Examples & Samples

  • Planning, executing, reporting and follow-up of global and regional reviews across all areas of the business
  • Identifying key control issues and emerging risks, and working with management to ensure timely and effective remediation
  • Providing advisory services during the development of new businesses and systems
  • Undergraduate or graduate degree in finance, economics, accounting, business management or related field is preferred. BA/BS, or equivalent, is required
  • 5-7 years of experience in the financial services industry or in an audit role, with knowledge of asset management products, business processes, risk and control systems
  • Excellent verbal and written communication skills in both English and Chinese. Proficiency in Putonghua is an advantage