Internal Audit Resume Samples

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BM
B MacGyver
Bryana
MacGyver
17938 Sporer Island
Detroit
MI
+1 (555) 316 1875
17938 Sporer Island
Detroit
MI
Phone
p +1 (555) 316 1875
Experience Experience
08/2016 present
Phoenix, AZ
Head of Internal Audit
Phoenix, AZ
Head of Internal Audit
08/2016 present
Phoenix, AZ
Head of Internal Audit
08/2016 present
  • To liaise with directors, senior management, and operational staff, external auditors
  • To provide independent advice to line management on risk mitigation and best practice
  • To undertake independent business reviews to identify risks, control failures, value creation opportunities and the key issues/challenges, ensuring they are being addressed and identifying solutions
  • To work as a partner with the business to facilitate improvements in the controls environment
  • To undertakes independent investigations where necessary of frauds and irregularities
  • Managing all areas of Internal Audit and the Internal Audit team
  • Performing/reviewing internal audits, reviewing controls and making recommendations
09/2011 06/2016
Detroit, MI
Manager of Internal Audit
Detroit, MI
Manager of Internal Audit
09/2011 06/2016
Detroit, MI
Manager of Internal Audit
09/2011 06/2016
  • Function as a key resource in execution of the Internal Audit department charter, vision, and internal audit plan; including the facilitation of the ongoing development of Internal Audit infrastructure and knowledge transfer from the external service provider for purposes of establishing a broader mix of both an in-house and co-sourced Internal Audit function that is proficient in the execution of operational and SOX reviews
  • Lead update of SOX narratives, flowcharts, and identified key controls; including annual re-evaluation of the controls matrix to ensure continued relevance. Assist in the performance of the quarterly self-assessment and semi-annual performance of the trial balance analysis/ risk assessment; and facilitate coordination the external auditors to ensure maximum reliance on Internal Audit’s work
  • Performing observations and analysis of departmental procedures to ensure compliance and operational efficiencies
  • Fostering team approach, responding to questions and providing support and advice to management and staff at all locations
  • Assuming a lead role in shaping the on-going development of the internal control processes
  • Supervising independent audits of company records and activities, and prepare varied analyses for management
  • Advising top management on audit and internal control matters
09/2007 07/2011
Phoenix, AZ
Internal Audit
Phoenix, AZ
Internal Audit
09/2007 07/2011
Phoenix, AZ
Internal Audit
09/2007 07/2011
  • Performing audit procedures including developing testing criteria, reviewing and analyzing evidence, and documenting Company processes and procedures
  • Identifying and documenting audit issues and recommendations using independent judgment concerning areas being reviewed
  • Preparing audit planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing
  • Assisting in conducting interviews, reviewing documents, composing summary memos, and preparing audit work-papers
  • Identifying and evaluating key risks and contributing to establishing audit scope
  • Engaging with internal and external stakeholders on issues related to individual items as well as remediation themes identified in different areas
  • Performing risk assessments and planning, executing and leading integrated risk, financial and technology audits
Education Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Baylor University
Bachelor’s Degree in Accounting
Skills Skills
  • Highly motivated and adaptable – ability to work in a team of diverse individuals or on challenging individual projects
  • Professional behaviour, ability to be concise, diplomatic skills, attention to details and a willingness to learn
  • A very good working knowledge of basic Microsoft Office Applications (Word, PowerPoint and Excel)
  • Strong analytical skills. Able to quickly process information
  • Sufficient working knowledge in ERP will be desirable. CAATs knowledge is
  • Strong analytical skills and able to quickly process information
  • Keen attention to detail; good documentation and report writing skills
  • Excellent problem solving skills with ability to analyze situations, identify existing or potential problems and recommend solutions
  • Proficient in Microsoft products, able to work in excel and access
  • Excellent communication skills (written and oral). Ability to communicate what is relevant and important in a clear and concise manner
Create a Resume
1

Global Internal Audit Assistant Director Resume Examples & Samples

  • Identify and resolve policy and procedure issues, violations and concerns
  • Work with Americas Independence executives, and local country or service line leaders, to achieve consensus on how to resolve Independence and Q&RM issues
  • Lead moderately complex independence assignments, or aspects of highly complex assignments
  • Recommend ways to improve processes and develop new approaches. Identify and report leading practices within your area of focus
  • Manage client relationships to meet or exceed expectations, by listening to their needs
  • Gain an understanding of the key requirements of firm policies and regulators' independence rules. Gain full knowledge off Q&RM outside of your own area
  • Keep abreast of emerging knowledge, trends and lessons learned. Create and deliver training presentations, to communicate new developments (and their impact) to clients and team members
  • Develop relationships, and build a network of people within your team and across the firm
  • Identify key internal or external issues and risks related to business relationships, public company independence procedures, personal financial independence compliance, country independence compliance, or other Q&RM processes
  • Use independent judgment and discretion, to identify issues, analyze risks across industry and service lines, and interpret relevant Ernst & Young policies and guidelines. This may involve reviewing a proposed business relationship, to confirm it meets firm Independence policies and requirements
  • Gain a solid understanding of relevant parts of the Ernst & Young business
  • Train and mentor junior Q&RM and Independence staff, to familiarize them with firm processes and policies, and to enable them to handle more complex issues
  • Manage process team members, or coordinate virtual teams who complete work reviews. This includes assigning work and reviewing performance
  • Familiarity with Q&RM initiatives outside of your specific area
  • Problem-solving ability
  • A flexible approach
  • Demonstrated record of taking the initiative
  • Strong research and communications skills
  • Ability to successfully handle multiple tasks
  • Good working knowledge of computers and common software packages
  • A minimum of 7-10 years related experience
  • Exposure to diverse and or complex situations
2

Internal Audit Resume Examples & Samples

  • Strong verbal and written communication skills
  • 4 years of experience in a public accounting or internal audit role within the financial services industry or a related control function
  • Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, NASD Series) is a plus
3

Internal Audit Resume Examples & Samples

  • Participation in planning and scoping reviews, meeting with key people within the area being reviewed to understand and walk
  • Bachelor degree holder
  • Ability to multi–task and a quick learner
  • Strong English communication skills: written and verbal a must. Other Asian language ability will be an asset
4

Internal Audit Resume Examples & Samples

  • Assist / Lead the risk assessment, scoping and planning of a review
  • Assist/Lead in presenting the scope, progress and results of the review to audit, technology and business stakeholders
  • Minimum 3 years of relevant experience in an Infrastructure Technology, Information Security or Infrastructure Audit role
  • Technology audit skills including an understanding of
5

Internal Audit Resume Examples & Samples

  • Develop and maintain an in-depth understanding of business and technology areas, products, systems, and supporting functions
  • Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and
  • Strong analytical and data analysis skills (e.g., SQL, ACL, or similar tools)
  • Experience either in technology function (e.g., Developer, system architect, DBA, System Administrator, etc.) or in a technology audit role
  • 4-year degree required (computer science, math, MIS preferred)
  • Graduate degree in Computer Science or Finance
  • Demonstration of a strong understanding of the financial services industry and related lines of business
  • Solid knowledge of the brokerage industry, capital markets, and securities products
6

Internal Audit, Gsbank, VP Resume Examples & Samples

  • Develop and maintain an in-depth understanding of assigned business areas, its products, and supporting functions
  • Ability to provide insights to and influence senior business management
  • Solid analytical skills with a thoughtful and open-minded approach to problem solving
  • 10+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
  • 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
  • Solid understanding of one or more of the following areas
7

Internal Audit Resume Examples & Samples

  • Maintenance of internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business
  • Minimum 4 years experience in either audit or business support activities
  • Strong English and Japanese communication skills: written and verbal a must. Other Asian language ability will be an asset
8

Internal Audit Resume Examples & Samples

  • Manage and perform production support related tasks for all IA systems
  • Develop and maintain new departmental intelligence reports as well as suggest improvements to existing reports
  • Execute regression and new functionality testing for IA system upgrades and new development
  • Assist senior SIG team members in all aspects of project management, including requirements gathering, documentation, project plan creation, test script creation, testing execution, training and communication
  • Present status at key senior management project updates
  • 4-year degree required (preferred: Computer Science, MIS)
  • Experience with visualization tools (Spotfire, Qlikview or Tableau) and query language (SQL)
  • Strong organizational skills, ability to multi-task; strong communication skills
  • Ability to execute the SDLC process, including management of
9

Internal Audit, IMD, VP Resume Examples & Samples

  • Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
  • Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
  • Strong leadership, interpersonal, and relationship management skills
10

Internal Audit Resume Examples & Samples

  • Participate in planning and scoping reviews. This will involve meeting relevant stakeholders to understand and walk through the business and technology processes to identify the key risks and controls to be assessed
  • Assess the risk and impact of the issues identified on reviews and assist with production of the report to management
  • Engage in ad hoc work on firmwide projects around new processes or activities and investigation of incidents
  • Liaise with colleagues globally to understand global processes and facilitate benchmarking of best ppactice
  • Establish and maintain internal client relationships and regularly interact with the business during the year to assess changes in the control environment and other matters arising in the business
  • Prior experience in auditing controls related to asset management / private wealth together with a strong knowledge of regulatory environment affecting the investment management business
  • An ability to work effectively across a large global audit team
11

Internal Audit Resume Examples & Samples

  • Participate in / lead planning and scoping reviews. This will involve meeting relevant stakeholders to understand and walk through the business and technology processes to identify the key risks and controls to be assessed
  • Participate in preparation of the audit testing program and assessment of the adequacy of the design and operation of the controls associated with the key risks identified
  • Liaise with colleagues globally to understand global processes and facilitate benchmarking of best practice
  • Prior experience in auditing controls related to risk management (esp. credit / liquidity risk) and related regulations e.g. Basel capital rules
12

Internal Audit, Technology, Data Analytics Resume Examples & Samples

  • Manage the day to day activities of a team of other Data Analytic professionals
  • Provide leadership in driving the Data Analytics program within Internal Audit
  • Understand various phases of business and technology audits
  • Analyze and comprehend data architectures (data models, schema & databases) associated with audits; this could be for the entire gamut of databases - Operational Data Stores, Data warehouse, Data Marts etc
  • Extract data from data stores, profile data and decipher the data quality. it is important to ensure that the quality of data being used for various analytical efforts is very high
  • Translate audit scenarios and requirements into technical specifications, build queries ranging from simple to very complex and test the query results for appropriateness and completeness
  • Develop reports on extracted data to help auditors uncover potential risks and frauds in business
  • Present key insights to auditors and management using advanced visualization tools, and highlight the data analytics capability to the IA team globally. (New York, London, Hong Kong and Tokyo)
  • Experience leading a team of Data Analytic professionals
  • Expertise in developing and driving a program of enhanced analytics forward
  • Proficient in Databases – Data Architecture, Data Modeling, Data Loads etc
  • High level of proficiency in SQL in various databases such as MS SQL Server, DB2 etc
  • Good knowledge of scripting database macros, stored procedures and automation
  • Experience with any visualization tool (Spotfire, Qlikview or Tableau) will be an added advantage
  • Knowledge of basic statistics (Time Series Analysis, Correlation, Regression) and it’s application to data
  • Strong acumen to relate data with the business and bring out issues and control gaps in the business
  • Good in presenting analytics findings in a business friendly manner to senior management
  • Certification in database and analytics would be preferred
  • Good communication skills (written and oral)
13

Internal Audit Resume Examples & Samples

  • Project management and execution of risk based audits
  • Qualified accountant or other relevant background
  • 7 years of relevant experience of auditing (or related field) Risk Management (esp. Liquidity Risk), Capital or financial reporting
14

Internal Audit Resume Examples & Samples

  • Minimum 4 years relevant work experience
  • Financial Services knowledge and financial product knowledge is preferred
  • Ability to work effectively across a large audit team, understanding the team’s role in the overall strategy of the firm
  • Ability to review / develop code (OO languages like Java, C#, C )
  • Must be highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
  • Relevant Certification or industry accreditation (CISA, CISSP, etc) useful but not required
15

Internal Audit Department Resume Examples & Samples

  • Document and assess internal controls, identify strengths and weaknesses of financial and operational controls
  • Evaluate the integrity of operational data and compliance with established policies and procedures through the audit process
  • Develop and maintain working relationships with key stakeholders
  • B.S. or B.A. in Finance, Accounting, or Business
  • 10+ years minimum experience, combined internal audit and financial services industry
  • Strong knowledge of Wealth Management practices required
16

BSA / AML Internal Audit VP Resume Examples & Samples

  • Eight to ten years of financial services experience with a focus on anti-money laundering, sanctions and financial crime compliance/audit
  • Extensive experience examining, auditing or supervising financial services regulatory activities
  • Strong technical understanding of the financial services regulatory environment
  • Ability to multitask, manage or support team members on projects and thrive within a fast-paced, sophisticated, global environment
  • Ability to travel when required (minimal) Skills Desired
  • Proficient understanding of internal audit processes encouraged
  • C.P.A., Certified Regulatory Compliance Manger (CRCM), Institute of Internal Auditors (IIA) certification, and/or ACAMS certification a plus
17

Manager of Internal Audit Resume Examples & Samples

  • Follow-up on Management Actions Plans from previous audits
  • Various administrative tasks and special projects as assigned
  • Microsoft Office Suite
  • Automated Work papers
  • ACL or other data mining software a plus
18

Business Manager / Consumer / Internal Audit Resume Examples & Samples

  • Responsible for the co-ordination of entity structure development, risk assessment and planning across the CONSUMER audit team
  • Oversees the stat reporting of plan status across CONSUMER and works with product and CONSUMER Chief Auditors to identify and resolve barriers to execution
  • As agreed and on a targeted basis own and deliver specific targeted assurance projects including leadership of thematic work and specific investigations
  • Oversee the fulfilment of the CONSUMER OD and facilitates the recruit of staff and development of talent across teams and geographies within the CONSUMER IA team
  • Oversees management of the CONSUMER IA budget, working with Chief Auditors to manage cost management and allocation and providing regional and global CONSUMER leads with analysis of expenses
  • Works closely and collegially with CONSUMER Chief Auditors, other IA colleagues and with line management and control functions to ensure efficient and effective provision of independent audit assurance
19

Internal Audit Resume Examples & Samples

  • Manage and/or support the Audit Coverage Manager in executing audits, focusing on end to end processes
  • Perform walkthroughs, document key controls and assess the internal control environment
  • Supervise and mentor staff, and review work papers to ensure they meet internal quality assurance standards
  • Assist with completing audit testing, manage components of audits to meet budgets and required audit report delivery time frames
  • Assess potential findings for significance. Identify and formulate solutions to issues around internal controls, risk measurement and management, financial reporting and operations
  • Draft audit reports; write clear and concise audit issues and recommendations; and vet audit issues with client management
  • Follow-up remediation actions quarterly with clients through to completion. Track implementation of recommended processes designed to strengthen internal controls
  • Participate in major business initiatives (client and Audit related) and actively assist Management on change initiatives
  • Engage in Continuous Business Monitoring; articulate clearly with and develop relationships with audit clients including Senior Line Management
  • Coordinate with Internal Audit Division Management and Teams to develop effective techniques to identify and address emerging issues; identify opportunities to conduct efficient cross-functional audit; promote integrated auditing concepts; and useof technology/data analytics
  • Manage, train and develop junior level staff
  • Up to 8years+ experience in financial services and/or an internal audit function
  • Candidates should have attained a good level of exposure to diversified and global experience in capital markets industry, ideally including experience in audit or a related field. An appreciation of an internal audit function and the processes followed is strongly preferred
  • Knowledge of Securities Industry regulations and related regulatory reporting regulations
  • Candidates should be experienced in the management of teams with various experience levels and achieving results within established deadlines
  • Provides evaluative judgment based on analysis of factual information in complicated, unique and dynamic situations; draws on diverse range of internal and external sources
  • Influences and negotiates with senior leaders across functions
  • Solid report writing skills
  • Bright, motivated and good interpersonal and communication skills
  • Masters degree or relevant industry association qualification (e.g. FRM, CFA, CPA) strongly preferred
20

Internal Audit Resume Examples & Samples

  • Assist in presenting the scope, progress and results of the review to internal stakeholders
  • Assist in executing the review. Specifically focusing on the following
  • 3 years of relevant experience in application technology audit, application development, SQA, information security, technology consulting or other relevant industry experience
21

Internal Audit Director Resume Examples & Samples

  • Supports all Fast Retailing Brands and divisions: Comptoir des Cotonniers, Princesse Tam Tam, Uniqlo, Theory and Helmut Lang, and J Brand
  • Participate in fast-paced audit assignments that are mainly operationally focused
  • Positioned to directly impact the organization through suggestions relating to process improvement and tightening internal control procedures as required
  • Interact with multiple levels of management in Europe, Asia and US
  • Co-work with members of global internal audit team
  • Perform and manage audit tasks, including planning, scheduling, coordinating, reviewing and reporting on work of auditors
  • Coach, guide and develop other members of the audit team
  • Participate in global internal audit assignments with team members located in US and Asia
  • Work closely with US VP of Internal Audit to create audit plans
  • Perform routine and recurring audits as outlined in the annual audit plan in accordance with company standards
  • Perform and manage ad hoc audits as requested by management
  • Lead meetings and audit presentations to local management and senior management in Japan
  • Make suggestions for process improvement throughout the organization
  • Make recommendations for correcting unsatisfactory conditions, improving operations, and reducing costs
  • Oversee annual tests of internal controls as described in the company’s JSOx control framework (limited)
  • BS Accounting or Finance
  • Minimum 9-10 years of experience; experience in a public accounting or mix between public accounting and public company as an auditor/consultant
  • 3-4 years supervisory experience required
  • Retail/Consumer Product wholesale experienced preferred
  • CPA and/or CIA and/or CISA preferred
  • Fluent in French and English; Japanese language skills a “plus”
  • Self-starter with the ability to work independently with limited required direction and guidance
  • Effective at written and verbal communication
  • Good report creation and analysis skills
  • Detail oriented but able to quickly grasp the “big picture”
  • Results oriented with ability to meet deadlines on assignments, juggle multiple demands and to work with all types of individuals including the CFO/CEO
  • Willing to travel when necessary – approximately 30%. Includes bi-annual trips to Japan and US
  • Affinity towards business systems, including ability to data dive and research transactions
  • Ability to preserve confidentiality of information
  • Ability to organize and prioritize a variety of tasks/projects
  • Proficiency in PC skills (preferably with the Microsoft Office suite of products)
  • Knowledge of general computer controls and security concepts
  • Knowledge of J-SOx (or US Sarbanes-Oxley)
22

Internal Audit Resume Examples & Samples

  • Graduate of a four-year undergraduate university
  • Resume must include GPA
  • Completed or on-going active duty service in one of the military branches of the United State of America
23

Internal Audit Site Manager Resume Examples & Samples

  • CoE onboarding manager, including recruitment, induction and training coordination for staff
  • Local management of the Wroclaw CoE Internal Audit team, including staff oversight, development, training and performance appraisals
  • Supervision and management of a portfolio of audits and supporting activities, demonstrating an ability to effectively prioritise completing commitments in order to ensure efficient delivery against agreed timeframes
  • Identification of key issues impacting businesses under review, presenting and agreeing practical recommendations and responses for the mitigation of associated risks in conjunction with relevant management
  • Developing and managing relationships with key business stakeholders (including local on-site management) as well as with global audit teams; and
  • Active participation in the global audit department (e.g. internal projects and initiatives, management meetings, audit planning process, etc.)
  • Fluency in English, to a business standard, German language skills beneficial
  • At least 5 years experience, either in Internal Audit or a similar function (e.g. control or risk related, external audit)
  • Experience building teams in offshore service centres and/ or working in the financial services sector beneficial
  • Outstanding organisational and communication skills, with the ability to build and maintain successful relationships
  • Self-motivation, integrity, strong analytical skills and a drive for improvement
24

Internships Internal Audit Resume Examples & Samples

  • Support execution of internal audits, including performing audit testing and verification of controls throughout all channels (Wholesale, Retail, eCommerce) and functions (Finance, Purchasing, Operations, Human Resources, etc.) of the business
  • Provide key contributions to individual special projects covering specific topics such as Global Control Self-Assessment questionnaire, Best Practices Database and compliance check with Institute of Internal Audit standards
  • Enhance existing or develop new templates, tools and documentation guidelines for use in executing audits
  • Potential opportunities to network with members of senior management at adidas Group headquarters and subsidiaries, as well as opportunities for work travels
25

Internal Audit Resume Examples & Samples

  • Maintaining the ongoing Sarbanes-Oxley Act of 2002 compliance
  • Supporting the Internal Audit’s quality assurance program, including generating metrics and analytics, maintaining policies and procedures, administering systems, department reporting, etc
  • General Internal Audit support, including collaborating with the directors to meet the needs of current and new department employees and department
  • 0-2 years of related professional experience
  • Bachelors in field of concentration - Accounting/Finance, eCommerce, Ethics & Compliance, Marketing Science required
  • Knowledge of Sarbanes-Oxley Section 302 and 404 compliance requirements preferred, but not required
  • Strong verbal and written English skills
  • Additional languages a plus
  • Strong personal computer skills (Microsoft Office)
  • Strong leadership traits and resourcefulness
  • Professional, flexible approach taken in handling multiple priorities
  • Assist the Manager in assessment of risks related to VF that may adversely affect the achievement of VF’s financial reporting assertions; assist the Manager in evaluation of the adequacy of internal control designed over financial reporting of VF, pursuant to VF’s S-Ox Compliance procedures. 3. Assist the Manager with validation of the operating effectiveness of control activities over financial reporting, pursuant to VF’s S-Ox Compliance procedures; assist the Manager with identification of deficiencies in internal controls over financial reporting, relative to achievement of VF’s financial reporting assertions.; assist the Manager in helping associates to develop effective action plans for timely remediation of internal control deficiencies; assist the Manager with ensuring that action plans to remediate internal control deficiencies are completed on an effective and timely basis. 4. Maintain strong knowledge of Section 302/404 compliance (and audit) requirements and obtain continuing education to fulfill such expectations; assist the Coalition Managers of Business Practices and Business Unit S-Ox Coordinators (BUCs) with the development and implementation of new tools, methods, systems usage, etc. for enhancement of the effectiveness and efficiency of VF’s S-Ox Compliance
  • Assist the Manager with delivery of assistance to the business units in connection with design of effective internal controls over VF’s financial reporting, particularly with respect to safeguarding of VF’s assets (tangible or intangible). 6. Work closely with the Manager in interfacing with VF Services’ Sales Chain, Supply Chain and Infrastructure systems development teams to identify opportunities for further automation of VF’s financial reporting practices; in interfacing with the VF Corporate Financial Reporting Department to identify opportunities for further streamlining /standardization of financial reporting practices
  • As requested, participate on acquisition integration teams for the purpose of timely and effective conversion of acquired companies onto VF S-Ox Compliance process and systems
  • Assist the Manager with maintenance of annual Audit Service Plans
  • Assist the Manager with application of effective quality assurance programs over S-Ox compliance and correspondent internal/external audit processes
26

Internal Audit Resume Examples & Samples

  • Performs moderately complex audits related to Markets and Securities Services in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of MSS products, especially those associated with the Markets and Security Services business
  • Possess strong data analysis and/or technical skills to analyze complex business data utilizing automated tools and help identify problems would be an advantage
  • Demonstrable knowledge of advanced Excel and Access functions to perform data analysis/test automated controls. As well as knowledge of audit software (IDEA, ACL, SQL)
27

Internal Audit & Controls Senior Manager Resume Examples & Samples

  • Actively establishing, maintaining and strengthening internal and external relationships. With guidance from partners and directors, you will take a lead in identifying and pursuing potential business opportunities for Ernst & Young
  • Drawing on your knowledge and experience, you'll create innovative insights for clients, adapt methods and practices to fit team and cultural needs, and contribute to thought leadership
  • You'll be responsible for ensuring your engagements deliver within budget
  • In line with our values and commitment to quality, you'll consistently drive projects to completion and determine that work is of high quality
  • You will be responsible for creating a positive learning culture and will coach and counsel junior team members and help them to develop
  • Deep knowledge and experience of Internal Audit & Controls. You should have relevant recent Big 4 experience (in the last 2 years), in winning and leading major Internal Audit (eg Out-source, Co-source, Transformation and/or Effectiveness reviews) or Controls Improvement projects with recognised major organisations in the corporate sector
  • Great communication skills, verbal as well as written. An ability to communicate concisely and effectively with external, as well as internal stakeholders
  • Demonstrated successful business development skills in a Big 4 environment in the Internal Audit & Controls space – both shaping and winning client proposals and generating sell on from existing engagements
  • Strong problem solving skills – the ability to understand a client problem and tailor a solution right for the client
  • Familiar with the quality and risk management and financial management requirements of a managing projects in a Big 4 environment
  • Develop people through effectively supervising, coaching, and mentoring staff
  • Lead people initiatives including recruiting, retaining and training Internal Audit & Control professionals
  • Primary Degree (2.1) or above, from a leading university (preferred)
  • Qualified accountant (preferred)
  • A recognised and credible senior professional in the Internal Audit & Controls space
  • Significant experience in either a Big 4 in the last 2 years, and/or in an Internal Audit or Controls role in a FTSE100 and/or major global organisation in the corporate sector
  • Experience of leading teams to high quality delivery and proven business development record is a must
  • Internal Audit, Controls, Sarbanes Oxley and Enterprise Risk Management
28

Internal Audit & Control Resume Examples & Samples

  • Extensive working experience in internal controls, in terms of role, impact, relation to risk and balance with costs
  • Experience in selling/ supporting the sale of internal control & risk related assignments
  • Proven experience of internal controls design and deployment
  • Familiar with the relevant risk and control regulatory environments
  • Process (and related controls) expertise - financial and operational
  • Working experience of business change/transformation projects (such as ERP implementations, outsourcing etc)
  • Extensive experience of working with project teams/ business stakeholders (process, functional, technical) to provide controls expertise on the business requirements and processes during all project phases, from design to deployment
  • Experience of working with business stakeholders to implement business readiness and change activities
  • Experience in SAP/ERP environments, including the design of automated controls
  • Project and Programme Management experience
  • Solid understanding of the principles and application of good corporate governance and compliance
  • Extensive knowledge of internal controls, including controls design & deployment (operational & financial risk)
  • Consulting skills
  • Experience in stakeholder management
  • Track record of developing/ delivering management communication materials
  • Good working knowledge of SAP GRC and/or other Controls tools would be an advantage
29

Internal Audit Principal Resume Examples & Samples

  • Identify and evaluate the Company's IT risk areas and provide key input to the development of the internal audit plan
  • Assist with managing the SOX IT compliance program testing and other internal audit engagements of various complexities from planning and organizing the work, to supervising teams of varying sizes and the communication of results
  • Execute audit engagement and perform audit procedures around IT general controls, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, documenting client processes and procedures, conducting interviews, reviewing documents, developing and administering surveys, composing summary memos, and preparing working papers
  • Identify, develop, and document audit issues and recommendations for improvement using independent judgment concerning areas being reviewed
  • Identify opportunities to improve controls and operational efficiencies
  • Communicate or assist in communicating the results of an audit and consulting projects via written reports and oral presentations on a timely basis to management and the Board of Directors
  • Provide or assist in providing training, coaching, and guidance to Nordstrom management when conducting audits and other audit-related engagements
30

Head of Statutory Internal Audit Resume Examples & Samples

  • Lead the planning of audit procedures, performing of audit work and reporting the audit results on the Firm businesses
  • Conduct independent fieldwork in line with the Firm and regulatory requirements
  • Analyze and assess risks (market, credit, operational, legal and compliance) assumed by the business; identify and evaluate the effectiveness of controls designed to address those risks
  • Provide practical, innovative, and value-added solutions to issues identified
  • Prepare and clear audit reports to ensure high quality and compliance with IA standards
31

Internal Audit Resume Examples & Samples

  • Experience and knowledge in risk management (e.g. Market Risk, Credit Risk, Operational Risk, Liquidity Risk)
  • Compliance, Legal and/or Regulatory background
  • Forensic and/or investigative, fraud investigation skills would be a plus
32

Internal Audit Resume Examples & Samples

  • Conducting Quality Assurance reviews to ensure compliance with department documentation standards
  • Reviews apply to all business units (Institutional Securities Group, Wealth Management, Investment Management, Compliance, Risk Mgmt., Banks, and Finance) globally
  • Develop potential QA testing reviews and test programs for departmental wide type reviews
  • Execute existing QA test programs, lead discussions with Audit teams and draft QA reports
  • Track corrective actions arising from QA Reviews
  • Prepare quarterly QA reporting for IAD Senior Management
  • Data analysis of client surveys
  • 10-15 years of previous audit experience within the financial services industry or public accounting
  • Strong knowledge of audit processes and methodology including risk assessments, planning, inherent risk, testing procedures, reporting, and audit workpaper files
  • Multi-tasking of various projects and deadlines
  • Ability to execute independently
  • Strong verbal and written communication skills for reporting discussions with Audit Management
  • CPA or other related licensing a plus
33

Internal Audit Resume Examples & Samples

  • Intermediate level analytical and data analysis skills (e.g., SQL, ACL, or similar tools)
  • Understanding of Java, C++ or scripting languages (e.g. PERL)
  • 2+ years of experience either in technology function (e.g., Developer, System Architect, DBA, System Administrator, etc.) or in a technology audit role
  • Working knowledge of Financial Reporting, Fed. Reporting, Basel requirements & S404 controls
  • Good leadership, interpersonal, and relationship management skills
  • Prior audit experience is a plus, but not required
  • Solid knowledge of the Financial Risk and Reporting, brokerage industry, capital markets, and securities products
  • Accounting background
34

Head of Internal Audit Resume Examples & Samples

  • LI-W
  • Advanced senior level experience in a related and/or similar role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
  • Specific subject matter expertise regarding technology application control disciplines and a strong business understanding of Consumer Banking products, especially those associated with the Retail Banking businesses
  • Articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
35

Internal Audit Barclay Card Resume Examples & Samples

  • Provide constructive feedback and evaluation to team members for audit assignments and support Directors in their assessment of Managers
  • Knowledge sharing with BIA colleagues and peers in the business
  • 8+ years Business Auditors experience
  • 8+ years Credit Card experience
  • Practical understanding of relevant regulatory environment 
36

Internal Audit, VP, Tokyo Resume Examples & Samples

  • Assessment of the risk and impact of the issues identified on reviews and production of the report to management
  • Follow up with clients on remediation of actions coming out of issues identified during audits
  • Ad hoc work on firmwide projects around new processes or activities and investigation of incidents
  • Strong English communication skills: written and verbal a must. Japanese proficiency
37

Internal Audit Resume Examples & Samples

  • Prepare risk assessments, audit procedures, and supervise fieldwork
  • Supervise staff, manage audit budgets, review work results
  • Provide mentorship and talent development to staff members
  • CIA, MBA or CPA is a preferred
  • 8-13 years' experience, combined internal audit and financial services industry
38

Internal Audit Resume Examples & Samples

  • Solid knowledge of Asset Management, Private Wealth Advisory, Investment banking or Private Equity businesses and supporting activities, including
  • Mutual Funds, Hedge Funds, and Fund-of-Funds, including quantitative and fundamental strategies, sales and distribution
  • Equities and fixed income products and related risk management activities
  • Private equity investments in securities, infrastructure, and real-estate
  • Private wealth advisory and client services
  • Merger and acquisition advisory, underwriting and other financing activities
39

Internal Audit Division Resume Examples & Samples

  • Participation in planning and scoping reviews, meeting with key people within the area being reviewed to understand the underlying system architecture in the context of information technology controls and their impact on the business and identify the key risks and controls to be assessed
  • At least 4 years of experience in either technology audit or system development and support
  • Some experience in application systems supporting the firm’s business and back office/supporting function will be an asset
  • Strong project and time management, influencing and communication skills
  • Technology or engineering qualifications will be an advantage
40

Internal Audit Resume Examples & Samples

  • Dealing with challenging and experienced stakeholders
  • Audit and / or Project management qualifications
  • Highly inquisitive, with the ability to separate fact from assertion, and the confidence to challenge
  • Ability to balance effective control with a strong sense of commercial viability
  • Superior communication (oral and written) and organization skills
41

Internal Audit Business Manager Resume Examples & Samples

  • 5-8 Years of Experience
  • Talent Management
  • Collaboration & Teamwork
  • Business Acumen and Organizational Dynamics
  • Business Management
  • Audit Practices
  • Embraces and Drives Change
42

Internal Audit, GS Bank , VP Resume Examples & Samples

  • Perform continuous monitoring on assigned business areas and assess emerging risks
  • Execute audit testing and supervise team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
  • Advise on the implementation of business and technology strategies and solutions to mitigate risks
  • Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
  • In-depth technical knowledge of relevant product areas with a keen desire to drive into the details
  • 12+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
43

Investor Services Internal Audit Resume Examples & Samples

  • Minimum bachelors degree in Accounting or Finance
  • Minimum 7 years experience in public accounting or financial services firm, preferably strong knowledge of the Treasury & Securities Services business
  • Fiduciary/Regulation 9 experience as well as Certified Fiduciary & Investment Risk Specialist designation are preferred
44

Asia Pacific Internal Audit Resume Examples & Samples

  • Independently plan and perform financial and operational audits across Asia Pacific, with a focus on Compliance and AML
  • Communicate effectively with management and staff at the Infrastructure level, both locally and overseas
  • Co-ordinate with auditors around the globe on multi-region audits to ensure timely and effective completion
  • Be consistent in applying strong internal audit methodology standards.*LI-JG1
  • University degree in a business discipline e.g. Finance or Accounting. Master’s degree or relevant industry association (e.g. FRM, CFA) preferred
  • ACAMS, C.P.A., Certified Regulatory Compliance Manger (CRCM), and/or Institute of Internal Auditors (IIA) certification a plus
  • Excellent communication skills in English
  • At least 8-10 years of work experience as an auditor or Anti-Money Laundering/ Compliance Specialist, those with less audit experience but with infrastructure or business experience in institutional securities environment will also be considered
  • Advanced knowledge of the various Banking, Financial Holding Company, Compliance and Anti-Money Laundering regulations
  • Attention to detail, good documentation and report writing skills
  • Creative problem resolution skills with the strive to bring innovative ideas within a progressive and fast-paced environment
  • Possess experience performing walkthroughs, risk assessments of the internal control environment, performing controls and substantive testing while meeting internal quality assurance standards
  • Solid relationship management skills when interacting with multiple stakeholders globally
  • Strong analytical skills with ability to accurately and efficiently process information
  • Bright, motivated and keen learner
  • Highly articulate with strong self-motivation
  • Team player with ability to work independently in a fast-paced environment and within a small team setting
  • Less than 10% travel required
45

Internal Audit Resume Examples & Samples

  • Conducts audit projects
  • Identifies, assess and evaluates possible risk
  • Determines if established controls ensure accuracy and reliability of information, compliance with established standards, operational efficiencies and achievement of enterprise goals
  • Recommends specific, realistic, value-added proposals regarding how control weaknesses in systems and procedures can be overcome to limit or control risk and any business problems can be eliminated
  • Documents work performed and conclusions reached
  • Maintains accurate and complete records and controls
  • Prepares orderly and concise audit work papers to document work performed
  • Responds to inquiries regarding auditing policies, procedures, and issues from management, external auditors, and regulatory authorities
  • Organizes work activities so effective use is made of time
  • Recommends when scope of project should be expanded or reduced
  • Act as the lead for audit and exam fieldwork assignments
  • Work closely with Business Line management and Senior Management, up to and including board-level directors
  • Prepares reports highlighting, business risk, internal audit and internal control findings and recommendations
  • Play an integral role, in managing relationships and taking part in new business proposals
  • Qualified accountant with internal audit background ideally
  • Previous experience in audit (ideally internal audit) either within a professional services firm, or as a risk professional in industry
  • Strong client focus and an interest in providing audit and advisory services to clients
  • Good project management and leadership skills, and the ability to deliver projects as part of a team
46

Global Internal Audit Assistant Director Resume Examples & Samples

  • Leads teams to execute audits projects in line with the GIA methodology and professional standards, and within budgets and established deadlines
  • Uses professional judgment when identifying and evaluating risks and assessing impact of control gaps / breakdown – focuses on key risks and issues which have significant impact to the Member Firm / global organization
  • Ensures the deployment and optimal utilization of data analytic procedures on applicable assignments
  • Interacts with management, as needed, to ensure management action plans are closed effectively and timely
  • Acts as coach and mentor to junior team members
  • Maintains internal audit competency through ongoing professional development
  • Proven ability to lead projects and initiatives that drive performance
  • Demonstrated ability to manage people in a way that inspires, develops, and delivers results
  • Proficient knowledge of common applications (MS Office, etc.)
  • A minimum of 7-12 years of experience in public accounting and/or internal audit function of a large organization
  • Exposure to diverse and/or complex situations
  • Experience working with global / virtual teams is preferred
47

Internal Audit Resume Examples & Samples

  • 5+ years PQE experience
  • 5+ years Financial Service / Banking experience
  • 5+ years experience of internal auditing in Capital Markets
  • Secondary Capital Markets experience
  • Has experience of auditing operational process including finance, operations, information risk management etc
  • Ability to lead and develop teams including strong project management and coaching skills
  • Ability to motivate teams and influence stakeholders
48

Internal Audit Resume Examples & Samples

  • Planning, executing and summarizing the results of outsourced internal audit engagements
  • Managing internal control evaluation
  • Handling Sarbanes Oxley issues and special projects as needed
  • 2+ years of private or public / private internal audit experience
  • Knowledgeable with GAAP, Sarbanes Oxley, and financial audits
  • Proficient in MS Excel
49

Internal Audit Resume Examples & Samples

  • Lead and perform audits
  • Analyze and assess the risks assumed by the business
  • Identify and evaluate the effectiveness of controls designed to address those risks
  • Provide practical, innovative, and value-adding solutions to issues identified
  • Report findings to senior management at local, global functional and group level
  • Monitor results, risk and developments and input into planning decisions
  • Identify key risks within a variety of transaction processes
  • Assist with pre-implementation reviews, examining business risk and project risk
  • Complete assignments and produce reports in a timely manner
  • 5+ years private or a combination of public/private accounting experience
  • BA in Accounting
  • Strong audit and controls background, coming from another large investment bank
  • Capital Markets knowledge
50

SVP, Internal Audit Resume Examples & Samples

  • Interface with Internal Audit team and Audit Leadership related to analytics and reporting
  • Drive rigor, reporting and visibility around Audit and Regulatory reporting issues
  • Proactively engage internal teams to ensure prompt data entry and quality SLT reporting
  • Creates and regularly updates dashboards and other analysis tools for leadership team
  • Responsible for driving simplicity and consistency through the operationalization of business unit reporting
  • Support programs and projects that will enhance analytics and reporting
  • Bachelor's Degree and 8+ years of prior Audit experience; demonstrated familiarity with audit concepts, life cycles and workflows: or High School/GED and 12 years relevant experience
  • Must have previous Internal Audit experience and analytical/reporting experience particularly with using Excel
  • Must be willing to comply with pre-employment screening, including but not limited to, drug testing, reference verification and background check. This role is eligible for a Referral bonus award that is 4X the current eligibility amount. The 4X Special Incentive Referral Bonus Program begins as of June 1st and runs through November 28th. Referrals will only be eligible for the 4X special incentive referral bonus payout based on date of referral submission during SPIF program eligibility dates. All other guidelines under the WDYK program are applicable
  • Experience in Audit Professional Practices a plus
  • Experience with Audit, Risk or Compliance Committee reporting a plus
  • Experience in analytics/reporting a plus
  • Demonstrated expertise with Excel, Word, PowerPoint. Some Visio experience would be helpful
  • Strong and demonstrated Support Central expertise helpful
  • Demonstrated capacity to maintain focus while handling numerous projects and priorities
  • Detail oriented with a high commitment to execution. Ability to think strategically and drive changes for clarity and efficiency
  • Ability to lead and facilitate multi-functional and virtual teams on projects
  • Demonstrated ability to convert large volumes of data into meaningful information under tight deadlines
51

Svp Internal Audit Structured Lending Resume Examples & Samples

  • Serving as one of GE Capital Audit's resident subject matter experts on the subject areas
  • Assisting in the development of a comprehensive global audit testing plan that is in line with the CAE's and regulatory expectations
  • Executing the timely planning, completion, maintenance and execution of each allocated audit
  • Providing advice and effective challenge to internal stakeholders
  • Identifying meaningful recommendations and serving as a change agent that will make an immediate impact in the subject areas
  • Providing a point-of-view to the team leader on GE Capital's compliance with internal policies and procedures and regulatory expectations with respect to the subject areas
  • Preparing internal audit management reporting for the subject areas for external and internal stakeholders; and
  • Participating in the continuous risk monitoring process relative to the subject areas
  • Development of audit resources through on-the-job coaching, guidance and constructive feedback
  • Proactively advance integrated auditing concepts and use of technology
  • Closely follow latest trends in own field and adapt them for application within own job and the business; and
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or related certification preferred
  • Bachelor's degree or High School/GED and 12 years relevant experience
  • Must be willing to travel up to 30% of the time
  • Legal authorization to work in the U.S. is required. We will not sponsor
  • MBA or Masters degree preferred
  • Ability to challenge the business (including assumptions made) and influence positive change in the organization
  • Ability to develop and deliver internal audit's point-of-view with respect to the subject areas to team lead
  • Possess strong project management skills, make sound decisions, and exhibit initiative and intuitive thinking. Consulted often by others for advice and opinions and recognized as a leadership role model; and
52

Internal Audit Director Resume Examples & Samples

  • 10+ years of Public Accounting experience
  • CPA,
  • Experience with Audit (Financial and Operational) and Sarbanes Oxley
  • Experience with Internal / External Audit and Operational / IT
53

Internal Audit Resume Examples & Samples

  • Ability to perform with close supervision
  • Fundamental knowledge of common operational and financial controls and modern audit techniques
  • Fundamental understanding of financial information systems
  • Good work ethic – persistent, dedicated, and results-oriented
54

Internal Audit Resume Examples & Samples

  • Prepare, plan and implement the Internal audit function under the guidance of the CEO
  • Present and report the audit plan to the Board of Directors
  • Carry out Sarbanes Oxley (SOX) testing
  • Perform ISO 27001 audits
  • Develop relationships with all stakeholders within the company
  • Help the Director coordinate risk update workshops
  • A strong knowledge of the internal audit function as well as a drive to help the company develop and improve in-house processes
  • Prior experience in Reinsurance is a bonus but not a necessity
  • Be results orientated and have the drive to improve and develop business
55

Internal Audit Resume Examples & Samples

  • Establish risk-based audit programs
  • Analyze and support to the definition of business processes
  • Analyze internal control system and conduct internal audits
  • Draft comprehensive and complete report of audit area
  • Support the creation of policies guidelines definition without impairing independence
  • University degree in accounting, finance, technology or equivalent
  • 2/3 years of relevant experience in internal audit of consulting environment followed by 2/3 years of experience in corporate internal audit in industrial companies (luxury / fashion business a plus)
  • Good understanding of accounting principles and financial statements
  • Working knowledge of professional IIA performance standards
  • Knowledge of Law 231 requirements
  • Solid understanding of risk and control concepts. Ability to apply these concepts to evaluate the adequacy and effectiveness of business processes and controls
  • Ability to interact with different hierarchical levels of the organization
  • Willingness to travel (3/4 times per year 2 weeks)
  • Unquestioned personal integrity with strong ethics
  • Displays awareness of the need for confidentially sensitive matters
  • Demonstrated job commitment and personal flexibility to meet changing expectations
56

Internal Audit Controlling Specialist Resume Examples & Samples

  • Preparation of Internal Audit related key performance data such as staff productivity, audit budget achievement, audit performance related metrics. Preparation of periodical MI decks and distribution to Internal Audit management and COOs
  • Data management for the core audit management information system (AuditMIS) i.e. entry and validation of audit related data
  • Support the monitoring and reporting of Internal Audit’s staff budget utilization
  • Support the COO team in any ad-hoc related to statistical requests
57

Internal Audit Internship Resume Examples & Samples

  • Performing audit program and audit testing
  • Development of the audit program to be executed in the field
  • Preparation of working documentation
  • Development of audit issues and recommendations to remediate control gaps
  • Participation in HP's SOX review engagements
  • Presenting audit results to management within Internal Audit and audited business functions
  • Student of master programs for auditing, controlling, and accounting,
  • Advanced understanding of internal audit standards and practices
  • Advanced knowledge of Excel
  • Very good command of English, both spoken and written
  • Ability and willingness to travel internationally up to 25% of the time
58

Internal Audit Hot to Hire Resume Examples & Samples

  • Review financial, operational and technology policies and processes to assess internal controls and business risk
  • Prepare entity level risk assessment and annual audit plans
  • Document findings and issue recommendations for remediation, and perform follow up to determine the success of process improvements
  • Implement, plan and direct the company’s SOX engagements and compliance program in a co-sourced model with assistance from a professional service provider
  • Implement and drive audit methodologies, policies and procedures for internal SAS70 reporting requirements
  • Plan and execute company financial, operational and technology audits on a global scale
  • Make proposals to facilitate assurance for new business needs as they arise
  • Work with external auditors to ensure access to essential audit materials as well as diligently performing follow up on identified action items
  • Create detailed audit reports and articulate results and recommendations to the Audit Committee of the Board of Directors
  • Public accounting and public company experience
  • Prior experience in an internal audit department preferred
  • Experience performing financial, operational, and technology audits, as well as business process control assessments
  • Extensive knowledge of SOX and SAS70, corporate governance and best practices
  • Must possess superb analytical, organizational, and project management skills
  • Outstanding written and verbal communication skills are a must
  • Willingness and desire to be hands-on and have the capacity to effectively manage multiple projects simultaneously.For immediate consideration, please email your resume in a Word document to ken.casaccio@parkerlynch.com
59

Internal Audit Resume Examples & Samples

  • 7 to 10 years of IT or IT audit or consulting experience
  • Successful track record in facilitating and consulting across teams and managing engagements
  • 3 to 5 years of experience leading IT engagements
  • Working knowledge of
  • Certifications such as CIA, CISA, CISSP, CFE, or PMP
60

Internal Audit Resume Examples & Samples

  • Coordinate obtaining the policies, procedures, guidance and then work with compliance to ensure we are in compliance with Policy on Policy
  • Analyze the Audit Policies / Methodologies vs. Actual Practice vs. the Tools supporting the process and making recommendation where there are gaps among the 3
  • Interim Review Reporting (IRR) - Create a tracking methodology and continuously track of IRR progress
  • Audit Training - Engage with the training committee and support in the design and compilation of the audit training material
  • Participation in the Training Committee to assess the training needs of the Audit department
  • Audit Guide Maintenance – compile updates provided by the QA team
  • Update IA / QA Template as required
  • Review and action SRS tickets after discussing with team on course of action to be taken
  • Participate in thematic reviews
  • Ad hoc work on firm wide projects around new processes or activities and addressing questions from the Audit group
  • 4-year degree required
  • Strong attention to detail and analytical skills
  • Highly motivated, self-starter who takes initiatives
  • Business knowledge (Financial product knowledge, in particular related experience in the Securities /asset management industry would be preferred)
61

Manager of Internal Audit Resume Examples & Samples

  • Function as a key resource in execution of the Internal Audit department charter, vision, and internal audit plan; including the facilitation of the ongoing development of Internal Audit infrastructure and knowledge transfer from the external service provider for purposes of establishing a broader mix of both an in-house and co-sourced Internal Audit function that is proficient in the execution of operational and SOX reviews
  • Effectively prioritize deliverables throughout the project’s planning, execution, and wrap-up; and approach each project with an appropriate sense of urgency
  • Take the initiative in identifying the proposed project scope and development of the related workprogram; which will include the specific audit procedures, tests and analyses to identify risks and evaluate the adequacy and effectiveness of business process internal controls, compliance with policies and procedures, and recommend effective solutions
  • Manage resources throughout fieldwork, perform review of workpapers and facilitate the identification and evaluation of issues/observations; and ensure projects are executed in a timely and efficient manner
  • Prepare comprehensive, factual, and clear audit reports that appropriately detail the results of the internal audit; and effectively articulate the project results during the project closing meeting
  • Serve as liaison between the Internal Audit Director and Auditee during audit execution; help maintain a collaborative and positive work environment with the Auditee; and interact with various levels of management in obtaining information, presenting findings, reviewing recommendations and discussing audit reports
  • Lead update of SOX narratives, flowcharts, and identified key controls; including annual re-evaluation of the controls matrix to ensure continued relevance. Assist in the performance of the quarterly self-assessment and semi-annual performance of the trial balance analysis/ risk assessment; and facilitate coordination the external auditors to ensure maximum reliance on Internal Audit’s work
  • Provide input into the development of the annual Internal Audit plan to ensure that Internal Audit's goals are achieved and risk areas appropriately considered
  • BS/BA in Accounting/Finance is required or related field
  • 5+ years of experience in internal or external auditing and / or relevant experience required
  • CPA or CIA certification or actively working towards certification
  • Public accounting experience is a plus
  • Effective and strong verbal and written communication skills
  • Adaptable to changing assignments and multiple priorities
  • Proficient computer skills
62

Internal Audit Resume Examples & Samples

  • Work closely with the Audit Partner / Audit Manager to ensure that an appropriate assurance programme is devised and executed to provide objective and challenging risk based assurance on a range of risks including credit, market, treasury, finance and IT risk across the Group
  • Ensure that they have an in-depth understanding of the key priorities, risks and challenges facing the business units within their responsibility, as well as those for the Group overall
  • Lead the audit team in the execution of individual audit assignments, including the planning, audit testing/ fieldwork and reporting aspects of audit assignment process to provide objective and challenging risk based assurance in relation to key business risks
  • Develop and maintain effective relationships with senior management
  • Work with the wider Group Internal Audit (GIA) department to support the achievement of overall GIA objectives
63

Internal Audit Resume Examples & Samples

  • Develop applications and back-end processes supporting the data architecture and data modeling strategy for the DA team. Applications will be developed in Java, Slang, and other strategic programming languages and APIs used by the firm. Similarly, knowledge of Perl
  • Build and manage metadata (data dictionary) for a wider audience. This would assist non-technical auditors to understand the data analytics artifacts
  • Build visualization analytics to present scenarios from the data; paint the big picture for management reporting on potential risks and incorporate the ability to drill down to the lowest level while doing root cause analyses
  • Degree in Computer Science
  • Demonstrated development expertise, ideally in an OO language (e.g. Java, C++)
  • Development experience with scripting languages such as Python or Perl
  • Experience with SQL programming , preferably in Sybase and MS SQL
  • Excellent communication skills (written and oral). Ability to communicate what is relevant and important in a clear and concise manner
  • Drive and Motivation. Ability to handle multiple tasks, takes initiative to improve his/her own performance
  • LINUX/UNIX System Administration
  • Creativity/Innovation. Ability to create new ways to improve current processes and develop solutions that are grounded in reality and have practical value
64

Senior Executive Assistant Internal Audit Technology Resume Examples & Samples

  • Provides administrative support to a senior-level executive
  • Handle incoming calls, respond to inquiries, clarify company policies and procedures
  • Maintain frequently changing calendars through Outlook
  • Coordinate all aspects of executive level appointments, meetings, receptions and conference calls
  • Prepares and reviews materials and correspondence for meetings
  • Assist with creation/modification of presentations, spreadsheets, and other various documents
  • Coordinate frequent travel arrangements – both international and domestic
  • Prepare, reconcile, and track expense reports through T&E system
  • Order supplies and process invoices through P2P system
  • Organize and secure highly confidential company and employee information
  • Assist in ad-hoc reports special projects as needed
  • Serve as back up support for other managers or administrative staff when required
  • Highly proficient in MS Office (Word, Excel, Outlook, and PowerPoint)
  • Ability to gain a strong command of new systems (P2P, Citi Travel & Expense)
  • Experience in the use of Sharepoint an advantage
  • Prior experience preferred
  • Expert in multi-tasking, organizing, and prioritizing a must
  • Detail oriented with ability to work independently and prioritize workload
  • Demonstrates a high level of integrity and professionalism
  • Energetic, responsive team player with the interest to take initiative and work in a fast-paced environment
  • Ability to work 8:30am-5:30pm and be flexible for overtime as needed
65

Internal Audit Resume Examples & Samples

  • Create and review work products such as audit analysis, correspondence, memoranda and other working papers that document the engagement procedures performed, the findings, and the results of those procedures
  • Understands, applies and is able to teach internal audit methodologies
  • Possesses knowledge of engagement objectives and is able to set expectations as co-developed with operations
  • Assist in developing audit programs necessary to promote an effective audit and appropriate coverage of risk
  • Execute more complex/higher risk procedures on operational audits, Sarbanes-Oxley compliance testing, and special projects
  • Works with the internal audit team to develop creative, practical, and cost-effective recommendations for process improvements or efficiency enhancements
  • BS | BA | MS | MA in Accounting from an accredited university
  • Three years minimum related Big 4 or 5 to 7 Large Regional CPA Firm
  • Certification (or in the process of attaining) in at least one area (e.g., CPA, CIA, or CISA)
66

Internal Audit Summer Intern Resume Examples & Samples

  • Perform assigned transaction compliance testing to evaluate the effectiveness of internal controls and the internal control environment in a professional manner
  • Prepare clear and well-organized audit work papers documenting each audit step in the audit program
  • Interact with all levels of company employees
  • Review audit findings and present results with SOX Manager and/or Senior for further evaluation
  • Work alongside Internal Audit staff to assist in organizing documentation for prior year and prepare work papers for current fiscal year
67

Internal Audit Banking Resume Examples & Samples

  • Work closely with the senior auditors to ensure that an appropriate assurance programme is devised and executed
  • Undertake testing as prescribed in the test plan
  • Support a senior auditor in continuous monitoring by undertaking fact finds, analysis of MI or review of risk information under close supervision
  • Participate in team meetings
68

Manager of Internal Audit Resume Examples & Samples

  • 5+ years of Financial, Operational or Compliance Auditing experience
  • Bachelors' Degree in Accounting
  • Pharmaceutical background
  • Public / Private Audit experience
69

Internal Audit Resume Examples & Samples

  • Deliver elements of regular engagements under supervision for the Audit Manager
  • Contribute to assurance planning and undertake process mapping
  • Gain an in-depth understanding of the key priorities, risks and challenges facing the business units within their responsibility
70

Internal Audit Resume Examples & Samples

  • Reviews complex business processes
  • Identifies key risks
  • Develops an in-depth understanding of the area to be audited and uses business judgment, analytical skills and training to identify improvement opportunities
  • Will naturally become project leader
  • Develops clear and concise written recommendations which require minimal editing
  • Can consolidate and prioritize findings for management level review
  • Is able to present recommendations to management and resolve most issues with management
  • Completes special projects as required
  • Undergraduate or Graduate Degree in Accounting or Finance with a 3.0/4.0 overall GPA or equivalent
  • Ability to travel globally, estimated at 25-30%
  • Big-4/Accounting firm experience and CPA preferred
  • Process improvement skills
  • Effective critical thinking skills
  • Customer orientation
  • Good relationship building/interpersonal experiences
  • Previous project management experience is a plus
71

Internal Audit Resume Examples & Samples

  • Assist in planning and execution of high quality financial and compliance audits and reviews, under minimal supervision from Internal Audit Sr. Manager or Director
  • Complete assigned portions of engagements, including testing, work paper documentation and complete findings while on site or shortly after
  • Develop positive working relationships with audit location teams
  • 6+ years with Big Four audit firm or experience with a "Fortune 500" company
  • CPA, CIA or non-US CPA equivalent is required
  • Experience with US GAAP, SOX, COSO and SEC is required
72

Internal Audit Resume Examples & Samples

  • Strong verbal and written communication skills, including verbal presentation skills
  • Strong project management skills and experience
  • Solid quantitative or qualitative risk assessment skills
  • Control mind set
  • Preferred: prior work experience in internal audit of quantitative risk, investment banking risk management or Big 4 risk advisory or similar
  • 3-5 years of experience in within the financial services industry or a related control function (6-12 years for a VP position)
  • B.Sc. or M.Sc. degree in engineering, finance or risk management, or M.B.A. with concentration in finance
  • Solid understanding of financial concepts, pricing and/or operations related to credit, interest rate, fx, equity and commodity products
  • Any combination of risk management disciplines: credit risk (commercial lending or trading counterparty credit), market risk, operational risk, funding / liquidity risk
  • Risk measurement theory (e.g., Value-at-Risk (VaR), stress testing)
  • Capital adequacy related topics, including Basel Capital Accord regulatory requirements (advanced model-based and/or standardized frameworks), Comprehensive Capital Analysis and Review (CCAR), Dodd Frank Act Stress Test (DFAST)
  • Controls surrounding risk governance, risk assessments, risk measurement, risk limits and monitoring, management, Board and regulatory risk reporting
73

Manager of Internal Audit Resume Examples & Samples

  • Create a comprehensive audit plan for the organization, encompassing financial, operational and IT audits
  • Train, develop and manage the Audit Manager and staff
  • Create and implement a Risk Assessment based on COSO framework
  • Act as a trusted advisor to corporate and operations management and staff in terms of internal controls and potential areas for improvement
  • A minimum of six years of experience, including at least 2 years of leading teams of professionals
  • Experience working directly with an Audit Committee
74

Internal Audit, Team Assistant Resume Examples & Samples

  • Daily diary and telephone management including understanding priorities and coordinating with internal and external stakeholders and assistants to resolve conflicts, often at short notice
  • Using internal applications to book taxis & meeting rooms, order stationery, process expenses and arrange systems access
  • Producing and formatting presentations for senior management and external use
  • Liaising with Divisional Administrator and providing support for various operational and logistical projects for Internal Audit
  • Extensive working knowledge of Microsoft Office including Outlook and advanced PowerPoint and Excel skills
  • Pro-active and organised individual who can multitask and work to tight deadlines
  • Proven teamwork skills
75

Head of Internal Audit Resume Examples & Samples

  • Managing all areas of Internal Audit and the Internal Audit team
  • Performing/reviewing internal audits, reviewing controls and making recommendations
  • Management of Sarbanes Oxley ("SOX") compliance throughout the Group including IT SOX audit
  • Document/ walkthrough of company processes and update existing documentation for any changes in company policies and procedures
  • Liaising with all levels of management and external auditors on a regular basis
  • Weekly reporting to CFO and quarterly reporting to Audit Committee
  • Management of Finance Internal Training programme (CPD)
  • Completion of ad hoc projects/ audits as they arise
76

Internal Audit Director Resume Examples & Samples

  • 10+ years of combined internal/external audit experience, preferably in the media and/or entertainment industry
  • 3+ years at a Big Four public accounting firm
  • CPA designation required; CISA designation and/or MBA preferred
  • Background in Subscriber Management preferred
77

Internal Audit Resume Examples & Samples

  • Execute Internal Audits in the Model Risk domain. Model areas include securities valuations and Risk modeling
  • Effectively Challenge Stakeholders on the processes in order to arrive at an opinion of the area being reviewed within the model risk domain
  • Conduct Continuous Monitoring Meetings with stakeholders in the domain
  • Participate in preparation for regulatory requests from Global regulators
  • Solid quantitative skills, e.g. probability theory, functional analysis, partial differential equations
  • 1-3 years of experience within the financial services industry or a related control function
  • Advanced Degree (preferable) in a quantitative discipline, such as financial engineering, physics, mathematics, statistics, economics
  • Knowledge of financial modeling concepts, including (any combination)
  • Options pricing, credit default, structured products, econometrics, stress scenario creation
  • Any combination of risk management disciplines: credit risk, market risk, operational risk, funding / liquidity risk
  • Basel Capital Accord regulatory requirements (advanced model-based frameworks)
  • Controls surrounding model risk governance, model development, implementation and change management, model validation (Regulatory Guidance SR 11-7)
  • Strong presentation skills using PowerPoint and Visio
  • Programming experience in quantitative and object oriented programming environments, e.g. Matlab, C++, Fortran, or SAS
78

Internal Audit Resume Examples & Samples

  • Understanding of risk management, preferably of liquidity and / or operational risk, gained either as a risk practitioner in a major bank or financial institution, or as an internal of external auditor of a major bank or financial institution
  • Understanding of the regulatory landscape impacting the risk management function (Basel and the European implementation rules)
  • Being able to manage portions of risk management audit reviews that he/she is assigned responsibility for, Being able to clearly document findings in work papers to ensure they meet internal standards
  • Strong communication and writing skills. Being able to write clear and concise findings and recommendations
  • Following up actions quarterly with clients through to completion
  • Adequate computer sills, able to work in excel and access
79

Manager of Internal Audit Resume Examples & Samples

  • Plan, manage, and execute multiple concurrent projects efficiently and effectively, activities Include
  • Understanding the business/process through process mapping and interviewing
  • Identifying the inherent risks within the process and the established controls
  • Assessment of the design of the controls
  • Designing and executing of tests of controls
  • Drafting the audit report
  • Manage and develop senior auditors through hands-on management of various audits
  • Draft and/or edit audit reports
  • Regularly interact with the Chief Audit Executive by participating in project status meetings
  • Present on results of work performed in both internal and client meetings
  • BS or BA in Accounting preferred
  • MACC or MBA
80

Internal Audit Director Resume Examples & Samples

  • 10+ years in a similar role
  • Demonstrated knowledge, skills and experience in the principles and practices of accounting and auditing
  • Strong working knowledge of GAAP, Sarbanes Oxley and COSO framework
  • Ability to think independently, lead staff auditors, act decisively and be self directed
  • Ability to interface with senior executives and presentations to audit committee
  • Demonstrated skills to professionally represent the company in working with outside professionals including external auditors, legal counsel and appraisal firm
81

Internal Audit Resume Examples & Samples

  • Minimum of 3 years of auditing experience in public accounting and/or a corporate internal audit
  • Bachelors’ degree in Accounting or Finance, or similar business degree
  • Relevant certification such as CPA, CIA or similar
82

Internal Audit Principal Resume Examples & Samples

  • Enhance the Data Analytics strategy for the Nfsb Internal Audit Department leveraging existing sources of data, identifying new sources of internal data, and creatively combining sources of data to provide insight to support Internal Audit activities related to operations, compliance and technology
  • Coordinate with Nordstrom, Inc. Internal Audit to enhance data analytics strategy for internal audit functions enterprise-wide
  • Support internal auditors with obtaining and adequately analyzing data for a variety of audits to support audit findings with sufficient evidence
  • Perform statistical analyses with existing data sets using various tools (Excel, Oracle Discoverer, TOAD, SQL, etc.) to validate the integrity of the data and to verify that processes are working correctly and complying with laws and regulations
  • Design automated audit tests to improve the efficiency and effectiveness of the audit department
  • Develop internal auditors towards self-sufficiency on data analytics tools and techniques
  • Represent Internal Audit in data analytic initiatives sponsored by the business and support data governance initiatives
  • Visualize and report data findings creatively in a variety of formats
  • Develop continuous auditing capabilities that predict patterns of behavior and monitor for activity outside of the norm or for transactions that do not comply with policies
  • Bachelor’s degree in data sciences or related fields such as statistics and mathematics
  • In depth understanding of data infrastructure
  • An understanding of applicable banking regulations governing the privacy and allowable uses of bank customer data
  • Expertise in various data analytic tools and languages such as TOAD, SAS, SQL, ACL, and Business Objects
  • Ability to learn to navigate the Bank’s data warehouse to retrieve data accurately and to review the work of others who generate reports that are used for management decisions
  • Ability to learn Internal Audit methodologies and comply with the Standards of the Institute of Internal Auditors
  • Ability to work in a fast paced, deadline driven environment and manage ambiguity
  • Excellent written and verbal communication skills, and the ability to communicate complex analyses tailored to a variety of audiences with varying levels of technical understanding
83

Internal Audit Resume Examples & Samples

  • The candidate will be able to complete risk assessments and work within a team to plan, execute audit tests/tasks assigned and report findings during integrated financial and technology audits. This includes
  • Preparation of audit planning memoranda
  • Up to seven years’ experience in financial services
  • Good understanding of the capital markets industry and/or securities industry regulations
  • Detailed knowledge of financial statement processes and accounting requirements
  • An appreciation and experience in an internal audit function and the related processes is strongly preferred
  • Experience with regulatory reporting policies and regulations including regulatory reporting forms and instructions
  • Keen attention to detail; good documentation and report writing skills
  • Able to complete audits to meet budgets and required time frames
  • Able to appropriately assess potential findings for significance
  • Team player; able to articulate clearly and develop relationships
  • Strong analytical skills and able to quickly process information
  • CPA or relevant industry association qualifications strongly preferred
84

Internal Audit Resume Examples & Samples

  • Drafting audit reports; writing clear and concise findings
  • Communicating audit findings to the Internal Audit lead auditor/manager and client management; assist with negotiating finalization of issues with senior client management
  • Participation in the periodic continuous monitoring of Finance activities
85

Internal Audit Resume Examples & Samples

  • Review Executive Summary, Draft Report, and Final Report before issuance to relevant parties
  • Perform due diligence for potential acquisitions as required
  • Review and Approve Staff and Senior Expense Reports biweekly for reimbursement
  • CPA Preferred, Eligible Required
  • 4-5 years Public Accounting / Auditing Background (SEC Clients)
  • Willing and able to travel
86

Manager Group Internal Audit Resume Examples & Samples

  • Contribute to the completion of IT components of internal audit projects as assigned based on a risk-based, annual audit plan for all activities of the adidas Group
  • Evaluate governance practices including authorisations, management reviews, policies & procedures, segregation of duties, system access rights, compliance with relevant standards and planning & reporting procedures
  • Work closely with audit entity management, providing assurance services, and advising on practical solutions for improved business processes through the sharing of Group best practices
  • Participate in the preparation and delivery of opening & closing presentations to senior management and executives alike
  • Write audit reports for distribution to the Group's Executive Board and Audit Committee of the Supervisory Board, including action plans developed with senior management, and provide ongoing support in the follow-up process to achieve visible improvements with the timely implementation of agreed measures
  • Participate in meetings with Global IT senior management; and
  • Support in defining a risk based IT internal audit strategy that complies with professional standards, maintain an up-to-date IT audit universe, and transfer IT knowledge to other GIA team members including identifying key IT learning and development areas
  • Additional language skills, specifically German, a value-added benefit
  • Highly results driven and self-motivated team player with compassion, integrity, trust and perseverance
  • Strong analytic capabilities and project management skills, along with high degree of business savvy
  • 3-6 years internal and / or external IT audit experience with specific focus on IT general controls in accordance with COBIT framework, ISACA, PCI DSS
  • Degree of mobility with desire to travel to locations globally (business related travel intensity varies from 20-30% per year)
  • *Please note that Full Time jobs can be done either on a Full Time or Part Time basis according to German Teilzeit- und Befristungsgesetz (TzBfG). Please ask for more details if you are shortlisted for an interview
87

Internal Audit Resume Examples & Samples

  • Reviewing remediation actions submitted by the business for closure to assess whether these have addressed the relevant original risks, including: vulnerability and patch management, change and release management, intrusion detection and incident response, security logging and monitoring, identity management and access control, encryption and data protection, data leakage prevention, as well as application controls designed to mitigate business risks
  • Building and maintaining strong relationship with key stakeholders
  • Contributing proactively towards developing detailed procedures, guidance and FAQs for the issue assurance process and identifying, assessing and prioritizing process improvements / system enhancements
88

Internal Audit Director Resume Examples & Samples

  • Build and maintain a network of internal and external relationships within the higher education industry, while actively identifying and pursuing new business opportunities
  • Collaborate directly with clients/targets to identify and address needs related to strategic risk and compliance services
  • Manage related engagements and direct the creation of high-quality deliverables to communicate the status of engagements, key issues and work plans
  • Hire, mentor and lead staff in the delivery of new services
89

Internal Audit Resume Examples & Samples

  • Execute quality assurance (QA) reviews to ensure compliance with department policies and standards, risk assessment process and audit closure verification processes
  • Lead meetings with various audit teams and discuss QA observations
  • Ability to develop QA programs, execute the programs and communicate/report QA results to Senior Management
  • To identify and drive improvements, both in terms of effectiveness and efficiency in the end-to-end audit execution processes
  • Assist with production of regulatory requests and liase with auditors and other departments within the Firm to fulfill regulatory requests
  • Ten years of audit, financial or regulatory experience within the financial services industry
  • Previous audit experience with a complex or medium size bank, broker dealer
  • Proficient understanding of the internal audit process including risk assessments, planning, scheduling, reporting, continuous monitoring
  • Ability to multi-tasking various projects and deadlines
  • Strong verbal and written communication skills for audit reporting discussions with Senior Audit and Business Management. Prior experience communicating with regulators is a plus
  • A B.S. degree in business including Finance, Accounting, etc. [note: an M.B.A. or equivalent postgraduate degree is highly encouraged to demonstrate the candidate’s discipline, commitment and focus
  • CPA, CIA or other related licensing a plus
  • Five to seven years of audit management, related banking or retail brokerage or regulatory experience
90

Head of Internal Audit Resume Examples & Samples

  • Promote the role of internal audit within the Company and provide input into the continuous improvement of the risk assurance practices
  • Develop and implement a risk-based annual audit plan to be approved by the audit committee, direct the planning, coordination and administration of all audit projects and prepare and present periodic reports to the audit committee
  • Identify audit projects/areas where deep specialist capability is required in order to perform high quality review, and appropriately source and manage that specialist capability
  • Execute internal audit activities with the appropriate balance of internal resources and external service providers; develop and maintain relationships with appropriate external service providers
  • Recommend improvements to controls designed to safeguard Company resources, prevent fraudulent activity, ensure integrity and reliability of information and financial reporting, promote efficient operations and Company growth, and ensure compliance with governmental laws and regulations,
  • Oversee the preparation and presentation of comprehensive reports on the findings of audits and projects to management
  • Evaluate and assess significant new or modified business processes or control processes coincident with their development, implementation and/or expansion
  • Ensure that best practices are evaluated and incorporated into Shire’s business and financial practices where appropriate
  • At least 15 years progressive experience in finance, accounting/auditing with at least the last five years in a management or leadership role
  • CPA (or equivalent qualification, eg ACA, CIMA, ACCA) required,
  • Consulting experience desirable
  • CMA, CISA or CIA desirable
91

Internal Audit Regional Manager Resume Examples & Samples

  • Manage day to day operations of Financial Operations department for the region
  • Recruit Applicants, Process Resumes, and Hold Interviews alongside the Director of Financial Operations
  • Design and Assist with quarterly training, and also in the presenting of material in various forums or presentations
  • Conduct performance reviews of Seniors and Staff on a quarterly and annual basis
  • Bachelors and Masters in Accounting or Finance or MBA
92

Internal Audit Principal Resume Examples & Samples

  • Design and build data analytics solutions for Internal Audit based upon risks, scope, and audit project objectives
  • Collaborate effectively with Internal Audit team and management to understand data, analytical, and reporting needs; produce and deliver solutions that support those needs
  • Build relationships with business partners across the organization for data gathering, data initiative and data governance purposes
  • Coordinate with Nordstrom Credit Internal Audit to continue driving the data analytics strategy
  • Identify access, consolidate and manage data that is relevant to support audit objectives; data management includes administration of Internal Audit data repository while following Data Governance guidelines and best practices
  • Collect appropriate data across an array of various business and technology teams and organizations in the Nordstrom enterprise (including vendors, regulators, customers and audit stakeholders)
  • Provide preliminary to final data analysis reports, extracts, or searchable records for Audit Leads, stakeholders,or management. Explain what the data is telling us and what future insights or trends it supports
  • Learn Internal Audit methodologies and comply with the Standards of the Institute of Internal Auditors
93

Internal Audit Resume Examples & Samples

  • Participate in / lead planning and scoping of reviews. This will involve meeting relevant stakeholders to understand and walk through the business and technology processes to identify the key risks and controls to be assessed
  • Follow up with clients on remediation of issues identified during audits
  • Engage in firmwide projects around new processes/ activities and investigation of operational risk events
  • Liaise with colleagues in other regions to understand global processes and facilitate benchmarking of best practice
  • Establish and maintain stakeholder relationships and regularly interact during the year to assess changes in the control environment and other matters arising in the business
  • Prior experience of auditing controls related to Operations processes, such as trade processing, settlement, confirmations, trade and transaction reporting
  • An understanding of relevant regulations would be an advantage e.g. EMIR, MiFID/MiFIR and FCA CASS
94

Internal Audit Resume Examples & Samples

  • Data analytics and key Management Information (MIS) relating to the analysis of the control environment to senior stakeholders globally, including Senior Business Stakeholders,
  • Audit Committees and Regulators, as well as across the Internal Audit function
  • Provision of Insight-driven, quantitative and qualitatively accurate governance reports to Divisional, Product-line, Regional and country level audit committees (or equivalent)
  • For the areas within the remit of this role (role-alignment: APAC)
  • Support and continually streamline the process whereby data owners sign off the data accuracy and completeness of the central audit data
  • Establishment and provision of data content in standardised report formats to the Chief Auditors for local country and business governance committees
  • Develop, implement, and produce regular MIS reporting on internal operational activities, to track IA performance and support internal tracking and BAU operations
  • Be the established "point person" for Chief Auditor MIS support
  • Provide localized execution support of centrally defined initiatives
  • Specific proven expertise in the provision of time sensitive, accurate data analytics, and data processing activities to a variety of senior internal and external stakeholders on a global basis
  • Essential technical skills include SQL (including writing scripts for data extraction), VBA, advanced Microsoft Excel and high proficiency across the MS Office suite in general
  • Ideally, the candidate will have experience in utilising mainstream Business Intelligence tools (for example, Microstrategy, BOXI, Cognos, Qlikview, and Tableau)
  • Experience within ETL (Extract, Transform, Load), data cleansing and validation within imperfect and manual data environments
95

Corp-latam Internal Audit Resume Examples & Samples

  • Perform audit tests through review and analysis of documentation and system databases, under the supervision of a senior auditor
  • Develop internal management reports and presentations
  • Interact with internal areas and the Latin America audit team, discussing metrics and providing reports
  • Students of Public Accounting, Administration, International Relations, Economics, Engineering
  • Graduation in 12/2017 or later
  • Fluent in English/Spanish is a plus
  • Knowledge of MS Office package
96

Internal Audit Resume Examples & Samples

  • Review and report on compliance processes in all areas of the firm across Australia, New Zealand, PNG and Fiji
  • Implement process improvement plans
  • Provide guidance and support to compliance process owners
  • Provide support to the ERM program, which includes monitoring of identified enterprise risks, tracking implementation of planned treatments with risk owners and reporting on progress of risk treatments
  • Work closely with our Project Managers to plan and deliver RM projects
  • Risk Management, ERM, Internal Audit or Compliance experience
  • Minimum of 5 years’ experience in a related role
  • Well-developed analytical skills with the ability to formulate solutions
  • Excellent verbal/written communication skills and ability to present complex ideas to senior stakeholders
  • Problem solving capability with skills to apply rules to different sets of facts
  • Experience in a professional services firm would be an advantage
97

Corp-internal Audit Resume Examples & Samples

  • Risk assessment, control identification, execution of audit work, and ongoing continuous monitoring of different businesses and support functions
  • Be able to actively and efficiently participate in the audit execution and fieldwork within defined targets
  • Communicate audit results and issues effectively, verbally and in written form
  • 4+ years of experience in the financial services industry, preferably in fixed income and/or equities markets
  • Solid understanding of Brazilian regulations
98

Internal Audit Resume Examples & Samples

  • Fulfill the needs of the Audit Committee, including managing the agendas and the meetings and ensuring that the requirements of the Charter are met
  • Identify, investigate and evaluate risks in key business activities and use this information to guide what to cover in audits
  • Develop and implement an annual audit plan that will assess the design and operating effectiveness of the company’s key financial and other important operational controls
  • Effectively lead the audit team such that audit reports are relevant and contain actionable recommendations that are accepted by process owners and implemented within the established timelines
  • Oversee the annual internal controls certification process
  • Collaborate with other compliance functions at Facebook to ensure that there are accountable people for each of the significant risks at the company such that they are appropriately mitigated
  • Conduct investigations of alleged financial impropriety in collaboration with the cross-functional investigations team
  • Collaborate with the independent auditor to ensure efficient and effective coverage of financial controls assessment
  • Provide visibility to the function at our global offices through periodic visits to these locations. Thus, international travel is required
  • Manage a variety of stakeholders and their expecations though regular communication
  • Provide support and guidance to management on how to manage new opportunities and areas that might have unique business risks
99

Internal Audit Resume Examples & Samples

  • Technical knowledge of relevant product areas with a keen desire to drive into the details
  • 2+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
  • Understanding of one or more of the following areas
100

Internal Audit Institutional Securities Resume Examples & Samples

  • Extensive audit experience in capital markets businesses,
  • Advanced knowledge of financial instruments particularly related to Fixed Income (cash/derivatives, credit/rates)
  • Good working knowledge of securities regulations
  • Extensive experience in risk assessing capital markets businesses for incporation into an audit plan
  • Experience in supervising and mentoring a team, and review work papers to ensure they meet internal quality assurance standards
  • Ability to assess potential findings for significance
  • Writing audit reports, including clear and concise issues and recommendations, and negotiating their finalization with senior client management
  • Following up actions with clients through to completion
  • In excess of ten years’ experience in financial services
  • Master’s degree or relevant industry association qualification (e.g. FRM, CFA) preferred
101

Head of Internal Audit Resume Examples & Samples

  • You will be instrumental in adopting a new IT Audit system for the group
  • Prepare and implement the annual audit plan in accordance with external and internal, group standards
  • Help shape and enhance business performance through attaining a deep understanding of the global business model, its supply chain and go-to market strategies
  • Provide the global leadership team with clarity and assurance regarding the strengths of the financial controls, the nature and status of risks and insightful business performance reporting
  • Lead the review of significant change initiatives including M&A Activity
  • Identification and management of operational and strategic risk to the company
  • Ensuring Financial and Operational information is accurate, reliable and timely
  • Ensuring employee actions are compliant with the strict ethical code of the company
  • Ensuring that strategic and operational plans are developed, implemented and successfully achieved
102

Internal Audit Resume Examples & Samples

  • Plan and perform assigned audits to assess the adequacy of internal controls and meet other audit objectives; identify opportunities for improvement
  • Initiate and perform follow-up reviews on audit issues to ascertain whether appropriate actions have been taken by management. Track the status of issues in a database for follow-up reporting to management
  • 3 to7 years related experience and/or training
  • Superior writing abilities, including the ability to communicate audit results in an effective and understandable manner
  • Understanding of open systems environments and knowledge of various technologies, applications, operating systems, and databases. Familiarity with ERP systems such as SAP, a plus
  • Proficiency in various Microsoft Office tools such as Word, Excel, PowerPoint, and Visio as well as various computer assisted audit tools and data mining/analytic tools
  • Ability to work independently and prioritize responsibilities with minimal supervision
  • Ability to work on multiple assignments and projects with varying deadlines
  • Excellent interpersonal skills, including the ability to communicate effectively with people at all levels of the organization
  • Ability to travel (up to 25%) as needed
103

Manager of Internal Audit Resume Examples & Samples

  • Assess regional risk exposures related to the operations under responsibility and propose a yearly audit plan to be incorporated into the overall department plan
  • Assure compliance of the audit plan with high quality standards aligned to IIA principles
  • Perform evaluations of the audits executed to assure alignment with our defined methodology and enhance detailed work programs for each business cycle reviewed
  • Review and evaluate compliance with policies and control practices of the group's companies
  • Prepare and present detailed reports with recommendations for improving the internal control operations including commitment of the auditee or operational responsible
  • Follow up on the implementation of the remediation plans agreed in the audited companies
  • Participate in specific projects/investigations defined by the Audit VP and/or the Audit Committee
  • Follow up on Internal Control Letters from external auditors to verify the adequate implementation of the agreed action plans
  • Manage the regional Internal Audit function: Audit plans, resource administration, work performance and the professional development of the Internal Audit team (mentoring, guiding and developing staff members in support of the Corporate audit function needs)
  • Bachelor's degree in Accounting or other four year degree with equivalent accounting experience. CPA required
  • 10+ years of global audit experience
104

Internal Audit Resume Examples & Samples

  • Risk-based internal audits of financial statements in accordance with internal audit plan prescribed by international parent organization
  • Perform planning, executive and follow-up on audit plan responsibilities
  • Significant involvement with working directly with leadership on enhancements to processes and procedures in place
  • Prepare reports for findings and recommendations and work with management on response, remediation and implementation when necessary
  • Perform testing over both entity level and process level controls
  • Serve as a main point of contact for external auditors during interim and year-end testing
  • Bachelor’s Degree Accounting, Finance or related field from accredited university or college
  • 150 credit hours and CPA track (license not required)
  • At least 1-2 experience in public accounting; Public Accounting/Industry Internal Audit experience mix will also be considered OR for entry-level Internal Audit position, 150 credit hours and internship experience
  • Experience with US SOX or other international similar SOX standards preferred not required
105

Internal Audit Resume Examples & Samples

  • Managing risk management audit reviews from planning through reporting
  • Evaluating the adequacy of design and effectiveness of key controls and potential business concerns
  • Developing audit findings and document business concerns, risks, root causes, and recommendations in writing for inclusion in the Audit Report. Presenting/communicating observations to line management. Securing formal management responses to audit recommendations
  • Building credible relationships with senior management in the Risk functions
  • Participate in various audits across market, credit, operational and liquidity risk functions
  • Following-up on Internal Audit and Regulatory findings with management through to completion
  • Five to ten years of experience in financial services with a preference for those in auditing capital markets, treasury or risk management in a bank or broker / dealer regulated environment
  • Understanding of internal audit processes including identifying and evaluating key risks, developing audit testing, and managing staff assignments
  • Proficient understanding of internal audit processes including setting the audit scope; identifying and evaluating key risks; developing and conducting audit testing; documenting work performed; and presenting findings identified
  • A team player that supports the broader audit functions by leveraging their knowledge to the best use of the Firm
  • Strong analytical, interpersonal, communication and writing skills
  • Proficient in Microsoft products, able to work in excel and access
  • Prior experience communicating with Regulators
106

Internal Audit Resume Examples & Samples

  • Manage and supervise audit execution of areas such as Product Controllers, Valuation Review Group, Accounting Standards and Policy
  • Manage and/or lead all aspects of audits/reviews focusing on end to end business processes; this will require on-site supervision of audit staff
  • Prepare/review audit planning memoranda, direct the audit team to identify and evaluate key risks, establish audit scope, determine required budgets and staff assignments
  • Direct the development of robust audit review test programs
  • Supervise/lead walkthroughs conducted by the audit team, assess the internal control environment and supervise controls and substantive testing by the audit team
  • Supervise staff and review work papers to ensure they meet internal quality assurance standards
  • Monitor audits against budgets and required time frames
  • Appropriately assess potential findings for significance and identify/formulate solutions to issues around internal controls, financial reporting and operations
  • Draft and finalize audit reports, including writing clear and concise findings and recommendations, and negotiating issue finalization with senior client management
  • Participate in major business initiatives and actively assist IAD Management on change initiatives
  • Takes ownership and conducts periodic monitoring (continuous business monitoring) of risk areas to identify emerging risks and trends and developing effective Senior Line Management relationships during this process
  • Quarterly reporting of continuous business monitoring as part of reporting to CFO and COO and the Board Audit Committee. This covers the quarterly assessments of business risks and the strength and viability of control structures within areas defined above
  • Managing, training and developing staff performance/competency
  • Up to ten years plus experience in financial services
  • Candidates should have significant diversified and global experience in capital markets industry and/or product controller, ideally including experience in audit or a related field. An appreciation of an internal audit function and the processes followed is strongly preferred
  • Knowledge of Securities Industry regulations
  • Proven operational experience in managing and directing geographically dispersed audit team members
  • Solid career progression within financial services industry and proven experience in a role with an enterprise wide scope
  • Candidates should have significant experience in the management of teams with various experience levels and achieving results within established deadlines
  • Understands how Internal Audit integrates within the overall organization to contribute to achieving business objectives
  • Master’s degree or relevant industry association qualification (e.g. FRM, CFA, CPA) strongly preferred
107

Manager Group Internal Audit Resume Examples & Samples

  • Coordinate and execute throughout all phases of audit projects – planning, execution, completion and reporting – as assigned. Complete quality, thorough and fact based documentation of audit work throughout all deliverables
  • Completion: drive the preparation of audit closing presentation, including audit rating determination by scope section and overall. Present topics of responsibility during audit closing meeting
  • Work closely with management of the audit entity and HQ functions, interacting on key findings with the audit team, CAO, and other GIA senior leadership
  • Develop and provide expertise for Group control expectations, obtain breadth of understanding of key Group processes, systems, initiatives and business models and continuously develop professional expertise
  • Perform role of People Manager for P1 – Internal Auditor, including overseeing performance appraisal process
  • Perform role of People Manager leading recruitment and onboarding of GIA Intern every six months
  • Effective English presentation and communication skills, both verbally and in writing and composure in conveying information within the organisation
  • Ability to accept and meet deadlines, involving effective time management capacity
  • Good analytic capabilities to manage large volume of information from multiple sources with high degree of business acumen and professional scepticism. Experience with data analytics extremely beneficial
  • Fluent or good knowledge of one or more foreign languages would be strong value add (including German, French, Mandarin, Cantonese, Spanish, Russian)
  • Recognised university degree, with good academic standing in Commerce / Business Administration / Finance / Controlling
  • 3-5 years external and / or internal audit experience, preferably within “Big 4” audit firm or multi-national organisation
  • Evidence of training or discipline specialisation relevant to industry and Group business model and channels (IT, Fraud, Supply Chain, Wholesale, Retail, eCommerce, Finance)
  • Degree of mobility with desire to travel to locations globally (business related travel intensity varies from 30-40% per year)
  • Experience working with SAP preferred, TeamMate audit software beneficial
108

Internal Audit Resume Examples & Samples

  • B.S. in Finance/Accounting or Business Administration
  • A minimum of 4-6 years audit experience in a corporate environment or with a 3 -5 years public accounting firm is required
  • Proven experience leading and building teams through an audit engagement
  • Working knowledge of data analysis tools is a plus (ACL, Tableau)
  • Understanding of audit methodology and use of various audit tools to facilitate the audit process
  • Ability to travel domestically and internationally up to 30% of the time
  • CIA and/or CPA/ACCA, CFE qualified would be a plus
109

Internal Audit Resume Examples & Samples

  • Review Market Risk, Credit Risk and Operational Risk models and validations
  • Review pricing models and validations
  • Provide Subject Matter Expert support on financial derivatives, risk analytics in other Internal Audit engagements
  • Manage projects to ensure on-time delivery and quality control
  • Periodic reporting to senior management
  • MS/Ph.D. level of education
  • 4+ year of experience in quantitative finance
  • Hands-on model development or validation experience
  • Exposure to wide variety of products and derivatives, risk analytics, validation methodologies and regulatory requirements
  • Detailed knowledge of and development experience with derivative pricing models across multiple asset classes
110

Executive Assistant, Internal Audit Resume Examples & Samples

  • Answer calls with proper phone etiquette, screen and redirect calls and manage incoming inquires
  • Relay messages in a timely manner and have the ability to prioritize urgent and competing messages
  • Manage and maintain frequently changing calendars via Outlook, including detailed meeting and appointment scheduling and coordination of departmental meetings
  • Prepare audit reports, monthly reporting packages, and ad hoc documents using Adobe InDesign desktop publishing software
  • Handle all logistics associated with in-person meetings, conference calls, webinars, appointments, and/or conferences; reserve conference rooms and coordinate any meeting needs
  • Assist with meeting preparation – accurately preparing meeting materials and correspondence, testing technology (webinar, video-conference, etc.), confirming conference room availability, and ordering meals as needed
  • Arrange and confirm complex travel arrangements, both international and domestic; adjust and update travel itinerary as needed, in a timely manner
  • Prepare, submit and track expense reports; ensure reports are consistent and within company policies and completed in a timely manner
  • Create, format and edit documents in Word, Excel, and PowerPoint
  • Provide back-up assistance to administrative assistants in Internal Audit’s Atlanta, Los Angeles, and London offices
  • Assist in various ad-hoc projects as needed
  • Highly proficient in Microsoft Office, including Outlook, Word, PowerPoint, and Excel
  • Excellent verbal and written communication skills, including ability to draft correspondence with minimal direction
  • Exceptional interpersonal skills and strong team orientation
  • Excellent and professional phone etiquette
  • Ability to interact with senior-level and C-suite executives professionally
  • Flexibility to work occasional overtime, as requested/needed
  • Willingness to take initiative, anticipate the needs of the team, and adapt to new responsibilities
  • Ability to build strong networks and relationships across Time Warner
  • Knowledge of Concur Expense Reporting is a plus
111

Internal Audit Resume Examples & Samples

  • Plan, organise and deliver assignments, e.g. internal audit assessments and internal control reviews
  • Provide internal audit advice and expertise to clients, on a consulting basis or as part of an outsourced or co-sourced arrangement
  • Manage teams of internal auditors and specialist auditors
  • Work closely with client management, up to and including board-level directors
  • Facilitate client workshops
  • Prepare detailed reports outlining internal audit findings and recommendations
  • Assist in the business development process, including identifying client needs and opportunities, and working on proposals for new business
  • 3+ /5+ years' experience respectively in a specialist risk / internal audit department in a professional services firm
  • Extensive experience in risk management, internal audit and internal control assignments, including delivering such services to financial institutions including MiFID firms
  • Qualification relevant to internal or external auditing, such as ACA, ACCA, PIIA, CMIIA etc
  • Strong client focus and an interest in providing business advisory services to clients
  • Good project management skills, and the ability to plan and manage projects with several staff
  • Experience in an internal audit role in industry is useful but not essential
  • Experience in external audit is useful but not essential
112

Internal Audit Resume Examples & Samples

  • Risk and Control mind set
  • 1-5 years of experience within the financial services industry or a related control function
  • Advanced Degree (preferably Ph.D) in a quantitative discipline, such as financial engineering, physics, mathematics, statistics, economics
  • Product Specific Skills and Experience
  • Knowledge in any of the following areas is preferred
  • Tools skills
  • Programming experience in quantitative and object oriented programming environments, e.g. Matlab, C/C++, Fortran, or SAS
113

Internal Audit Resume Examples & Samples

  • Build visualization analytics for management reporting
  • Support applications and processes which comprise the data architecture and data modeling strategy for Internal Audit. Applications are developed in Java, Slang, and other strategic programming languages and APIs used by the firm
  • Extract data from data stores, profile data and assess the data quality
  • Degree in Computer Science/MIS
  • Strong organizational skills, ability to multi-task, strong communication skills
  • Experience with VBA, C#, SQL programming (preferably in Sybase and MS SQL)
  • Development experience in an OO language (e.g. Java, C++) and scripting languages such as Python or Perl
  • Experience with visualization tools (ex. Spotfire, Qlikview, Tableau)
114

Global Internal Audit Assistant Director Resume Examples & Samples

  • Must be able to use professional judgment when identifying and evaluating risks and assessing impact of control gaps / breakdown – focus should be on key risks and issues which have significant impact to the Member Firm / global organization
  • Operates independently and takes responsibility for complex audits or parts of highly complex audits with periodic feedback
  • Coaches and mentors junior team members and serves as a formal counselor (if required)
  • Coordinates with and manages virtual global teams to complete the audits
  • Proficient knowledge of common applications (MS Office, etc)
  • Overtime will be required and will vary based on the volume of work (approximately 10-20% throughout the year)
  • Ability to travel domestically and internationally (approximately30%)
  • Seven or more years of experience in public accounting and/or internal audit function of a large organization
  • BA or BS in Accounting/Finance, Business, or equivalent degree
  • Professional certification (CIA, CPA, or equivalent) is preferred
115

Internal Audit Resume Examples & Samples

  • 2+ years audit, risk assessment, internal controls, and financial statement review
  • Financial Services, Investment, Banking experience
  • Great communication skills and a stable job history
  • Willing to travel 25%
116

Head of Internal Audit Resume Examples & Samples

  • Responsible for the Bank’s Audit capability and execution, including overseeing the Audit Manager to ensure audit schedule is prepared and executed in a timely manner. Completed audits include the planning, staffing, field work, writing audit reports, issue tracking, and working with management to resolve issues
  • Ensure follow up of issues of financial and operational audits. Track regulatory deficiencies noted during internal and external audits and examinations. Ensure deficiencies are adequately identified and corrective plans are instituted and pursued by the business, and learnings are effectively utilized
  • Monitor practices and regulatory trends and changes within the industry. Analyze new or changed regulations/regulatory guidance or potential changes, identifying potential impacts to the Bank and coordinate or assist with any changes to policy, procedures and systems to ensure the Bank is appropriately positioned and achieves ongoing compliance with requirements
  • Report into Board Audit Committee and keep the Committee appraised of all material and emerging audit results, issues and trends
  • Participates in Risk Committee, functionally reports to the Chairman of the Board Audit Committee, and engages with other governance committees
  • Significant (preference is for at least 5 or more years) Audit or similar experience in financial institutions/ accounting firms/
  • Degree in banking, finance or similar and/or appropriate professional qualifications. Master’s degree preferred
  • Attention to detail and ability to assess broader/strategic direction and execute through the team & GWB effectively and efficiently
  • Strong customer service and interpersonal skills with the ability to create collaborative working relationships
  • Ability to retain independence and balance, and take an enterprise perspective of risk
  • Proactive and demonstrate management, leadership, and motivational skills
  • Ability to appropriately handle confidential and proprietary information
117

Asia Pacific Internal Audit Resume Examples & Samples

  • Independently plan and perform AML and Compliance audits across Asia Pacific
  • Communicate effectively with management and staff both locally and overseas
  • ACAMS, Certified Regulatory Compliance Manager (CRCM), and/or Institute of Internal Auditors (IIA) certification a plus
  • At least 8-10 years of work experience as an auditor or Anti-Money Laundering/ Compliance Specialist
  • Advanced knowledge of the various Compliance and Anti-Money Laundering regulations
118

SOX Internal Audit Resume Examples & Samples

  • Utilize strong written skills to document SOX process walkthroughs and testing
  • Build client and team relationships through day to day assignments with strong team work skills
  • 0 – 2 years of audit or related experience
119

Manager of Internal Audit Resume Examples & Samples

  • Provide assistance with the audit of financial statements, operational audits
  • Organize and conduct, internal control evaluations, reviews, and audits as scheduled in the annual Audit Program
  • Create audit objectives and procedures for scheduled audits and reviews
  • Prepare well-ordered report drafts, memorandums, and work papers in accordance with Internal Audit Standards
  • Make suggestions for quality and audit process improvements as part of each audit and meetings with the Audit Director
  • Provide assistance with the Audit Program by developing risk assessments for potential future financial, operational, information technology, policy and compliance audits for consideration in the annual Audit Program
  • Join in the department quality assurance efforts by planning weekly activities, reporting work-in-process, and completing administrative assignments in accordance with the Audit Calendar and established deadlines
  • Summarize risk rated audit findings identified in audits and reviews providing information as needed
  • Assist with due diligence reviews of proposed affiliations, mergers and acquisitions
  • Carry out investigations of suspected fraud or misappropriations and complete special projects as needed
  • Conduct annual external audit procedures, perform fraud investigations and assist in certain due diligence examination
  • Minimum 3 years of auditing experience in public accounting
  • Strong project management skills required, great organizational and multi-tasking skills, must be able to work independently and in a team environment, prioritize work load in a timely manner, and be able to communicate effectively with all levels of staff
120

Internal Audit Resume Examples & Samples

  • Ad hoc work on Firmwide projects around new processes or activities and investigation of incidents
  • On-going liaison with colleagues globally and internal and external stakeholders including regulators and external audit
  • Minimum Master’s degree
  • Must be a fully Qualified Accountant
  • Prior experience of auditing for banks and financial institutions
  • Must have strong financial products knowledge
  • Knowledge of regulatory frameworks like BASEL etc. required
  • Strong knowledge on IFRS, UK GAAP required
  • Project management skills and experience
  • Must have demonstrable analytical and problem solving skills
  • Strong communication skills – written and verbal
  • Must have ability to pay attention to detail
  • Must be a team-player as well as possess the ability to work independently
121

Internal Audit Resume Examples & Samples

  • Development, planning and execution of Internal Audit Plan for the Lebanon branch of Citibank N.A. in accordance with Internal Audit Standards and in compliance with local regulations and Citi policies
  • Ensure appropriate delivery against the agreed audit plan for the Lebanon branch of Citibank N.A. The audit plan will ensure a complete description of the planned coverage, both of in-country audit work and, and also the coverage of activities outside the country on which the country relies
  • Meet all the regulatory requirements for Internal Audit in respect of providing Internal Audit services to the Lebanon branch of Citibank N.A
  • Ensure the governance, risk management and control concerns of regional management are considered in the planning, and plan updates, and that Internal Audit provides suitable, prompt assurance in respect of the areas of concern identified
  • Maintain an appropriate, pro-active, constructive, solutions-driven relationship as the independent auditor for that country with the Chief Country Officer (CCO) for Lebanon; and support the CCO in the fulfilment of their responsibilities in respect of governance, risk management and internal control
  • Prepares and submits quarterly to the CCO, executive management and BRCC the quarterly Internal Audit results for the period and the Audit Plan refresh
  • Promptly identifies and escalates control issues raised by regulators in respect of the Citi activities in Lebanon. Additionally, works constructively with management and Compliance to identify corrective action plans to remediate the governance, risk management or internal control issue, and that Internal Audit validates the issue promptly
  • Relevant experience auditing banks with comprehensive knowledge of banking products offered in Lebanon or relevant operational experience in products offered
  • Demonstrable knowledge of advanced Excel & Access functions to perform data analysis/test automated controls. Knowledge of audit software (IDEA, ACL, SQL) is also beneficial
  • Fluent in English and Arabic
122

Internal Audit Wroclaw Site Manager Resume Examples & Samples

  • Managing the Wroclaw CoE Internal Audit team
  • Audit planning and execution responsibility for onsite, remote and multi location audits
  • Timely execution of audits in line with the established standards
123

Internal Audit Resume Examples & Samples

  • Light travel all domestic (travel as a group approximate a total of 3 weeks out of the year)
  • Excellent low cost benefits: 15% bonus, 3 weeks of vacation, 7 days personal / sick time, adoption assistance, EAP, etc
  • Discount on personal vehicles
124

Internal Audit Resume Examples & Samples

  • Supporting the Manager and Senior Manager in planning and delivering audit activities
  • Identifying and analysing business risk and control frameworks
  • Building and maintaining relationships with key business teams and personnel
  • Proactively identifying and driving efficiency opportunities within Internal Audit and the broader enterprise via audit findings and outcomes
  • Overseeing and executing all phases of the audit assignment from planning through to reporting*
  • Providing leadership, direction and guidance to team members during audit assignments*
  • Coaching audit team members and the broader audit team in respect to business risks and controls*
  • Representing the team at client, industry or stakeholder forums; and*
  • Senior Analyst only
125

Manager Internal Controls & Internal Audit Resume Examples & Samples

  • Lead project teams in identifying relevant topics/issues as well as elaborating and presenting pragmatic solutions to client executives
  • Actively encourage team members to contribute ideas and identify opportunities
  • Deliver a thorough knowledge of internal control and internal audit requirements in the insurance industry and apply it to client situations
  • Report, present and communicate deliverables to client executives
  • Work and grow in a multidisciplinary and multicultural environment including both, national and international clients
  • Be a positive messenger and representative of the firm
126

Internal Audit Resume Examples & Samples

  • Bachelors or Masters in Accounting required
  • Some parts or progress towards obtaining CPA; CIA a plus
  • 2-3 years financial/operational audit experience and/or SOX Compliance work- controls documentation/testing
  • Big 4, 2nd tier public accounting firm or fortune 500 experience
  • US GAAP, US GAAS
  • SOX 404 and AS5 required
  • IFRS(Internal financial reporting standards) a plus
  • Oracle financials or System 2000 a plus
  • Candidate will be splitting their work time in 2 locations- NY and Morris County
  • 15-20% International Travel
127

Internal Audit Resume Examples & Samples

  • Analyzes and tests internal controls, business processes and systems, operations and financial reports, and compliance with corporate policies and procedures focusing on BSA
  • Identifies business objectives and risk factors related to decision making process and recommended strategies to mitigate risk
  • Maintains and develops corporate policies and procedures; utilizes standard business and audit computer software tools (if appl.) for planning, analysis, communication, presentation, and documentation
  • Communicates internal audit objectives and results with employees at all levels; summarizes audit findings and independently prepares comprehensive audit reports
  • Makes recommendations for improvements in controls and procedures; supports business process improvement and re-engineering efforts
  • Maintains adequate knowledge of accounting and auditing standards, information technology, and regulatory compliance to ensure work is performed efficiently and effectively
  • Assumes leadership role on department audits providing work paper reviews, guidance and oversight to less experienced staff
  • Assists in special audit projects as assigned
  • Performs other duties as assigned by Director of Audit
  • Bachelor’s degree (B.A. /B.S.) in related field or equivalent. CPA, Internal Audit Certification or ACAMS strongly recommended
  • Two to four or more years related experience with strong working knowledge of the Bank Secrecy Act
  • In depth knowledge of overall internal audit function with heavy concentration in a specific high risk area that requires supervision and specific certifications (if appl.)
  • Advanced level written and oral communication skills
128

Internal Audit Resume Examples & Samples

  • Lead the auditing team to accomplish the yearly audit plan
  • Be able to create and provide training to better equip team members to complete their tasks
  • Continuously look out for, detect, and share any potential risk issues with management
  • Support the audit head in writing audit reports in both English and Japanese
  • Build good relationships with internal and external stakeholders
  • Evaluate and test the effectiveness of the current infrastructure in place for operating controls
  • Suggest any improvements or solutions to potential issues that are identified
  • Experience in Auditing preferred but not necessary
  • Alternatively someone with good experience in Financial Institutions
  • Time management skills to meet deadlines
  • Show excellent interpersonal and communication skills
  • Ability to quickly understand any business processes and control
129

Internal Audit Resume Examples & Samples

  • Assist in the execution of the global audit risk assessment and planning processes
  • Operate as an auditor-in-charge of risk-based business and technology audits across Blackstone’s global platform and gain exposure to the firm’s diverse businesses, products, regions, and enterprise functions while evaluating controls, identifying issues and preparing reports that communicate key risks and recommended solutions to management
  • Aid in the development and management of a formal program which incorporates data analytics / forensics and continuous auditing
  • Engage in SOx planning and control evaluation discussions with management and external auditors and perform quality assurance reviews of testing results
  • Establish relationships with a broad array of business and technology professionals at all levels; and proactively engage with the firm’s external service level providers (e.g. fund auditors and administrators, external counsel)
  • Mentor, as well as manage and monitor performance of junior staff and assist in enhancing their audit skillset
  • Participate in firm initiatives while providing real-time advice on new businesses, products and systems
  • Participate in firm and industry events that will enhance your skills and expand your knowledge of the alternative asset management field
130

Cybersecurity Internal Audit Resume Examples & Samples

  • Participate in all aspects of audit activities including risk assessments, planning, testing, evaluation, report creation, documentation, and determining effectiveness of risk mitigation plans across the Global Cybersecurity business
  • Establish strong relationships with Global Cybersecurity leadership, related controls groups and business auditors
  • Provide audit coverage of the key controls supporting cybersecurity across all areas including Security Operations, Vulnerability Assessments, Threat and Attack Analysis, Forensics, and Ethical Hacking
  • Assist in the development and analysis of key metrics to identify trends in cybersecurity
  • Partner with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of controls in relation to associated cybersecurity risks. This may be achieved through specific audit reviews or direct participation in key cybersecurity projects
  • Share knowledge, techniques and toolsets with colleagues within the team to build proficiency in the Cybersecurity Audit Team
  • Up to approximately 15% travel required
  • 5 or more years of total work experience in Cybersecurity with hands-on experience in one or more specific areas e.g. threat intelligence, ethical hacking/penetration testing, red teaming, digital forensics, cybersecurity incident response etc
  • Good understanding of defense-in-depth principles and network security architecture plus knowledge of what constitutes a network attack and the relationship to both threats and vulnerabilities
  • Experience with general attack stages (e.g. footprinting and scanning, enumeration, gaining access, escalation of privileges, maintaining access, network exploitation, covering tracks)
  • Knowledge of networking protocols, packet analysis and familiarity with cryptography
  • Understanding of software-related information technology (IT) security principles and methods (e.g. modularization, layering, abstraction, data hiding, implicity/minimization, firewalls, demilitarized zones, and encryption)
  • Knowledge of common computing platforms and databases including Unix, Windows, and Oracle
  • Experience with Intrusion Detection/Prevention System (IDS/IPS) tools and applications
  • Understanding of computer forensic practices and industry standard methodologies for investigating network threats
  • Computer Science or related technical degree from an accredited institution
  • Minimum of one relevant professional certification (CISSP, MCSD, GIAC, CCE, GCFE, CFCE or CEH preferred)
  • Memberships and participation in relevant professional associations
  • Ability to multitask and execute audit activities with minimal supervision
131

Manager of Internal Audit Resume Examples & Samples

  • Internal and external resource oversight as neede
  • Experience managing audit Quality Assurance and Improvement programs
  • Advanced knowledge of leading practices and trends in Internal Audit
  • Advanced knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the IIA standards and FED supervision and regulation letters
  • Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports
  • Clear and effective communication, both orally and in writing
  • Advanced Microsoft Office Suite (Excel, PowerPoint, Visio, and Word) skills
  • Experience within regulated financial services industry
  • Experience with central counter-party clearing, settlement of derivatives, financial risk management and regulated capital markets infrastructure preferred but not essential
  • Familiarity with data analytics and proficiency using TeamMate electronic work-papers, Archer eGRC, or similar enterprise GRC software
  • Bachelor's degree (or equivalent) in relevant fields including Accounting, Finance, Computer Science, Management Information Systems, Engineering among others
  • MBA, MS or equivalent graduate degree in a relevant field preferred
  • 5+ years of progressive experience leading teams and building internal audit programs according to IIA and FED standards
  • Experience managing Internal Auditing Quality Assurance Programs
  • Experience in developing materials for Board/ Audit Committees
  • Demonstrated experience with ensuring effective process change management
  • Experience in financial services/ regulated capital markets infrastructure. Experience with an exchange, regulator or clearing house desirable
132

Internal Audit Resume Examples & Samples

  • We require a qualified accountant or auditor with relevant financial services experience
  • Possess a Bachelor degree
  • Prior experience in leading audit project related to Anti-money laundering, Fraud, Anti-bribery, Conduct Risk and Market Conduct
133

Internal Audit Resume Examples & Samples

  • Delivery of the audit testing program and assessment of the adequacy of the design and operation of the controls associated with the key risks identified
  • Engage in ad-hoc work on Firmwide projects around new processes or activities and investigation of incidents
  • Strong academic experience with minimum Bachelor’s degree in Economics, Commerce, Finance or a related discipline
  • Must be a fully qualified accountant
  • Prior audit experience gained from working within financial services or investment banking industries
  • Significant investment management audit experience
  • Strong knowledge of regulatory environment affecting the investment management business
  • Prior experience in auditing controls related to asset management
  • Should be driven, enthusiastic and creative
  • Must have personal integrity, initiative and leadership qualities
  • Multi-tasking and time management skills required
134

Internal Audit Director Resume Examples & Samples

  • 10-15 years of experience in the financial services industry or in an audit role, with advanced knowledge of investment management, sales, trading, operations, risk management, finance, legal, and compliance activities
  • Advanced understanding of financial instruments and asset management processes and risks
  • Broad exposure to audit, risk management, operations, finance and compliance activities is preferred
135

Internal Audit Resume Examples & Samples

  • Degree educated with strong academic background
  • Prior experience of auditing regulatory and financial crime compliance controls within a financial services organisation
  • Effective negotiation and interpersonal skills for interfacing with all levels of internal and external audit and management
  • Potentially you may be a compliance professional (assurance, testing etc) considering a move into the third line of defence, or possibly working in a regulatory consulting position with banking clients looking to move to an in-house role. You may also be working for a regulator and be looking to move into the banking sector
  • Travel requirements for the roles we are currently working on range from 10-40%
136

Asia Pacific Internal Audit Resume Examples & Samples

  • Plan and perform business audits across Asia
  • Co-ordinate with auditors within the team and around the globe on multi-region audits to ensure timely and effective completion
  • Draft concise audit issues and reports
  • Master’s degree or professional qualifications (e.g. CPA/CA, FRM, CFA) are a plus
  • 6-8 years of relevant experience with professional accounting firms or financial institutions; candidate with less experience will be considered as Associate
  • Have a good understanding of capital markets, sales and trading processes and internal controls
  • Experience in Operations Control/ Operational Risk/ Finance/ Product Control will also be considered
  • Excellent communication skills English
137

Asia Pacific Internal Audit Resume Examples & Samples

  • Adequacy of, and adherence to, risk policies and procedures
  • Accuracy of internal models
  • Quality of market, credit and operational risk data
  • On-going monitoring of risk exposures, regulatory calculations; and
  • Effectiveness of the control environment supporting other aspects of the Institutional Securities business
  • Plan and perform risk audits across Asia Pacific
  • University degree in a quantitative subject (e.g. Mathematics, Physics or Engineering) or business discipline (e.g. Finance or Accounting)
  • Higher quantitative degree or professional qualifications (e.g. FRM, CFA, CPA/ CA) preferred
  • Understanding of risk management, gained either as a risk practitioner in a major bank or financial institution, or as an internal or external auditor of a major bank or financial institution
  • Proficiency in spoken and written English, with fluency in Chinese an advantage
  • Advanced knowledge of financial instruments and derivative products
  • Understanding of the regulatory landscape across Asia Pacific impacting the risk management function
138

Internal Audit Resume Examples & Samples

  • Design and execute tests to validate identified application system controls, which may require data analysis, code inspection and re-performance of system processes
  • Analyse the design of controls around the underlying system architecture in the context of information technology controls such as security, availability and performance and their impact on the business
  • Assist/Lead in the report preparation
  • Strong academic record with minimum Masters in Computer Science, Engineering or a related discipline
  • Prior IT Auditing experience gained from working within the financial/professional services industry
  • Knowledge of Financial Services and Financial Products
  • Reviewing audit documents
  • Knowledge of ACL, SQL and Oracle
  • Experience of SOX and GRC reviews
  • Strong understanding of System architecture, with high level understanding of databases and operating systems
  • Good written and verbal communication skills a must
  • Strong interpersonal skills essential as job requires frequent interaction with technology management
  • Must be able to multitask while managing both time and workload
139

Internal Audit Resume Examples & Samples

  • Develop applications and back-end processes supporting the data architecture and data modeling strategy for the DA team. Applications will be developed in Java, Slang, and other strategic programming languages and APIs used by the firm
  • Build and manage metadata (data dictionary) for a wider audience. This would assist non-technical auditors to understand the
  • Knowledge of basic statistics (Time Series Analysis, Correlation, Regression) and its application to data
140

Internal Audit Resume Examples & Samples

  • Execute and, at times, lead financial, operational, compliance/governance, and investigative fraud internal audit projects
  • Bachelor's Degree in Business, Accounting, Information Systems, or the equivalent combination of education and experience
  • CPA or CIA (or and active candidate)
  • 4+ years of audit experience
  • Proficient understanding of core business processes(i.e., Contracts, Procurement, Human Resource, Accounting, Financial Reporting, Project/Business Finance)
  • In addition to the core knowledge and skills noted above, the Senior Internal Auditor should have the following areas of knowledge
  • Additional certifications: CISA or CFE
  • Internal Audit and /or Big Four experience
  • Experience with the following applications: Costpoint, Maconomy, and PeopleSoft HR
  • Strong analytical, problem solving and decision making capabilities
  • Team player with the ability to work in a fast-paced environment
  • Ability to apply the detailed knowledge of organizational procedures to make independent decisions and serve as a credible resource for peers, line managers, and IA management
141

VP-technology Internal Audit Resume Examples & Samples

  • Must have a proven ability in communicating with senior Technology management
  • Proven ability to manage an audit team
  • Proven ability to manage and supervise a portfolio of audit projects and assist in the scheduling and staffing of audit assignments
  • Proven ability to oversee third-party vendor staff and liaise with vendor management
  • Strong knowledge of financial products to help plan audit engagements and assess risks
  • Strong written and verbal communication skills, in particular related to audit practices, e.g. auditee interviewing, drafting of audit issues and presentation of audit results
  • Proven ability to manage multiple projects, while meeting deadlines with minimal supervision
  • Understanding of regulatory landscape and impact on technology and data
  • Understanding of control frameworks, e.g. COBIT, ITIL, ISO17799, COSO, CMMI
  • Graduate or Bachelor’s Degree (Computer Science or IT related preferred)
  • IT Audit/Security related professional certifications (CISA, CISSP certifications)
  • Accounting skills/background and related professional certifications (CA, ACCA, CPA, etc.) will be an advantage
142

Internal Audit Resume Examples & Samples

  • Internal Audit Management Experience
  • Both strategic and tactical thinking and planning capabilities; organized and detail-oriented
  • Enthusiasm and motivation essential; a confident change-agent; strong selling and presentation skills
  • Ability to influence leaders toward strategy development
  • Willingness to manage and prioritize diverse projects
  • Strong Microsoft office software proficiency
  • Professional certification or graduate degree preferred
  • Knowledge of Humana’s internal policies, procedures and systems
143

Internal Audit Director Resume Examples & Samples

  • Must be a Chartered Accountant / Certified Internal Auditor / ACCA/Bachelors Degree in Accounting and Finance / Engineer with relevant Accounting and Finance competencies
  • Prior experience 5 to 6 in Big 4 will be preferred. Excellent communication and people managing skills are pre-requisites. Managerial experience will be an added advantage
  • They need to demonstrate specialization in select solutions such as enterprise risk management, compliance, cooperate governance
  • They need to demonstrate specialization in select sectors such as banking/ financial services
144

Internal Audit Resume Examples & Samples

  • Identify process improvement opportunities and communicate findings
  • Organize and present audit evidence while adhering to department standards
  • Participate in annual risk assessment and audit plan
  • Demonstrate strong working relationships with internal clients
  • Ability to work with external auditors
  • 3-5 years general accounting experience
  • 1+ years audit experience required
  • CPA or Candidate preferred
145

Head of Internal Audit Resume Examples & Samples

  • Owns and implements the firms Internal Audit framework in compliance with the firms Group standards and Internal Audit best practice
  • Development and implementation of the Internal Audit Plan considering the business risks and the input of all stakeholders (Management Committee, Audit Committee & Board of Directors, Group IA)
  • Completion of scheduled and ad hoc audit assignments across all the firms business functions
  • Monitoring of audit issue progress to ensure all outstanding audit issues are brought to closure
  • Reporting all audit findings and issue status to the various governance bodies (MC, AC, Board as appropriate)
  • Provide assistance to the CEO on governance matters
  • Promotion of the Internal Audit function to ensure the buy in and acceptance of process owners for issue identification and closure
  • Development of positive working relationships with members of the Senior Leadership Group within the firm to ensure commitment during and post Audit assignments
  • IIA-recognised audit qualification
  • Preferably a qualified accountant or actuary
  • Ten years' prior experience the Financial Services audit sector
  • Previous experience in Big 4 accounting firm
  • Experience of working in a multi-cultural multi-site environment
  • Life insurance experience highly desirable
  • Knowledge of business processes and systems is essential
  • Proficiency in French is highly desirable but not essential
  • Inquisitive and analytical
  • Strong report writing skills
  • Organised and structured, able to develop a plan and work to it
  • Occasional international travel may be required
146

Internal Audit Resume Examples & Samples

  • Ability to work in a small department on a strong technical team
  • Participate in due diligence activities related to potential acquisition
  • Audit work and perform controls testing of high risk areas and newly integrated entities
  • Conduct project and ad-hoc research/investigation/analysis
  • 4+ years’ experience
  • Minimum of 2-3 years in public accounting
  • Strong competencies with Accounting, Auditing, and IT frameworks, tools and techniques
  • Prior experience with SAP
  • Ability to travel both domestic and internationally as needed
147

Manager of Internal Audit Resume Examples & Samples

  • Must be at work on a regular and predictable basis
  • Manage internal audit testing of internal controls over financial reporting pursuant to the Sarbanes-Oxley Act of 2002
  • Reports to the Controller with a dotted line to the Audit Committee Chair and CFO
  • Inherit a strong internal control culture and a company that has a positive working relationship with Internal Audit
  • Requires creativity, flexibility, adaptability, objectively and independence to ensure adequate internal controls are operating effectively in a dynamic control environment to avoid financial statement misstatement
  • Strong oral and written communication skills are essential. Must be diplomatic in frequent dealings with senior management and the Audit Committee
  • Ability to identify risks and control deficiencies and recommend internal control changes as necessary
  • Coordinate testing and reliance of internal controls for the external auditors which also includes internal audit testing of substantive, financial statement areas including revenue and inventory
  • Plan and lead internal operational audits to improve internal processes and controls
  • Rely on prior management experience and judgment to plan and accomplish goals which have Company-wide impact
148

Internal Audit Resume Examples & Samples

  • Qualified Accountant - ACA, ACCA, CPA and CIMA
  • 2-3 years relevant experience, with financial accounting, internal controls experience and internal / external audit
  • Understanding of Sarbanes-Oxley rule, updated COSO framework, PCAOB requirements and risk-based approach to internal controls
149

Internal Audit Director Resume Examples & Samples

  • Review effectiveness and efficiency of operations together with process owner
  • Evaluate the effectiveness of risk management processes and controls and the adequacy of criteria to determine whether objectives and goals have been accomplished
  • Interact with External Auditors on external assessment of company's Internal Audit function
150

Internal Audit Jobs Resume Examples & Samples

  • Interpreting governance guidelines
  • Participating in annual risk assessment and audit plan
  • 2+ years audit experience required
151

Internal Audit Principal Resume Examples & Samples

  • Identify and assess the Company's IT risk areas
  • Perform audit procedures around IT general controls including developing test criteria, reviewing and analyzing audit evidence, documenting client processes and procedures, conducting walkthroughs and preparing work papers
  • Assist with managing the SOX IT program’s planning and testing including special projects
  • Identify, develop, and document audit issues and recommendations for improvement
  • Identify opportunities to improve controls and create operational efficiencies
  • Assist with developing and supervising other members of the Internal Audit IT SOX team
  • Communicate the results of SOX audit and consulting projects via detailed reporting and presentations on a timely basis to management and the Board of Directors
  • Provide IT general control guidance to Nordstrom management
152

Internal Audit Resume Examples & Samples

  • Control/Manage (inventory, sales plan, cost control expenses and budget)
  • Internal Audit around the sales operations
  • Experience in sales in a plus
  • Audit and Controls
  • 3-5 years of Internal Audit experience
  • Experience of Sales Accounts Receivable
  • Strong controls mindset
  • Age between 25 to 35
  • Experienced in international company
  • Business English
  • Accounting qualifications are a plus
153

Head of Internal Audit Resume Examples & Samples

  • Develop the group's internal audit strategy, develop annual risk based audit plans and allocate
  • Resources appropriately
  • Complete and update the annual risk-based assessment for the group
  • Manage, plan and lead the conduct of audit reviews at the underlying company subsidiaries
  • Organise and mobilise resources, both from within the group or with co-source partners
  • Review processes and controls to identify potential areas of risk, including safeguarding of
  • Assets, reliability of financial and management reporting, compliance with laws and regulations
  • And effectiveness and efficiency of operations
  • Identify opportunities for process and control improvements
  • Introduce standardized processes and controls (and Internal Control System documentation)
  • Throughout the group, where feasible
  • Provide counsel for improving controls, processes and procedures, performance and risk
  • Management
  • Discuss the findings of audit reviews with management in order to support them to develop the
  • Most appropriate, proportionate solutions to issues arising
  • Report the results of audit reviews, including management responses and proposed action plans,
  • To the Chief Financial Officer, Chief Executive Officer and Audit Committee
  • Perform follow-up work ensuring management progress actions within the agreed time scales
  • Perform ad hoc investigations and reviews at the request of the Audit Committee
  • Work with the external auditors as agreed with the Chief Financial Officer; and
  • Perform other duties/participate in other group projects as assigned
154

Internal Audit Resume Examples & Samples

  • Leads and influences the strategic direction and execution of of EMEA operations
  • Collaborates with global and regional peers with a view to strategically enhance the delivery of audit operations
  • Develops and establishes operating policies consistent with policies and objectives and ensures their adequate execution
  • Appraises and evaluates the results of overall operations regularly and systematically, and reports these results to the Chief Auditor, EMEA region
  • Directs the development and owns the installation of procedures and controls, to promote communication and adequate information flow, and thereby solidifying management control and direction of the enterprise
  • Ensures that all activities and operations are performed in compliance with local, state and federal regulations and laws governing business operations
  • Directs the development and establishment of adequate and equitable personnel policies throughout the organization, including compensation policies and employee benefit plans. Ensures that the interests and welfare of employees as individuals are preserved and protected
  • Takes ownership of the Audit Plan in terms of tracking completion for the region and proposed program of coverage. Tracks completion of issue assurance and time in terms of plan vs. actual for all activities
  • Direct and owns the provision of technology solutions for the IA organization including the communications medium, audit technology solutions and technology applications and hardware
  • Direct and owns the premises and logistics of the IA organization to ensure effective and smooth activities are established and maintained around the world
  • Assists in the coordination of the recruitment activities for the region
  • Provides ad hoc information requests as deemed necessary working closely with the global MIS and Quality Assurance teams
  • Interaction with Region Regulators and coordination of Region information deliverables to Regulators and Business as well as Audit Committee and BRCC´s Regional presentations
  • Coordination of Financial, COB and Information Security Requirements
  • Strong experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
  • Proven understanding of Internal Audit processes and methodologies; regulatory environment; audit plan execution; and the principles of audit annual planning
  • Specific subject matter expertise regarding technology applications and a strong business understanding of operational activities
  • A self-aware, self-confident individual who has well developed listening skills, and a strong ability to engage a group of accomplished business unit heads who are partners to the IA audit team with regards to operational activities
155

Internal Audit Resume Examples & Samples

  • Contributes to and implements operating policies consistent with policies and objectives and ensures their adequate execution for locations in EMEA
  • Identifies key opportunities of support for Chief Auditors, and collaborates with Chief Auditors on key regional initiatives including Annual Planning and financial management
  • Assists in the execution of local operations initiatives, including Learning and Development activities etc
  • Partners with operations team in Belfast, provides accurate and timely status updates on regional initiatives
  • Appraises and evaluates the results of overall operations regularly and systematically, and reports these results to Chief Auditors
  • Participates in the development and preparation of short-term and long-range plans and budgets based upon broad organization goals and objectives. Recommends their adoption to the CA and other Executive Committee Members
  • Ensures that all activities and operations are performed in compliance with local, state, and federal regulations and laws governing business operations
  • Directs the development and establishment of adequate and equitable personnel policies throughout the organization, including compensation policies and employee benefit plans. Insures that the interests and welfare of employees as individuals are preserved and protected
  • Takes ownership of the Audit Plan in terms of coordinating the quality assurance reviews, directing the quarterly audit plan refresh process and annual planning process. Undertakes reasonableness reviews of the audit universe and the proposed program of coverage
  • Experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
  • Good interpersonal skills for interfacing with all levels of internal and external audit and senior management
  • Good leadership skills with a proven track record in managing teams and making a positive impact on the organization
156

Internal Audit Resume Examples & Samples

  • Develop and maintain an understanding of business and technology areas, products, systems, and supporting functions
  • Execute audit testing to evaluate the effectiveness of relevant technology controls
  • Strong analytical and data analysis skills (e.g., SQL, Microsoft Access, ACL or similar tools)
  • Basic knowledge of the asset management industry, brokerage industry, capital markets, and securities products
  • Experience either in technology function (e.g., Developer, System Architect, DBA, System Administrator, etc.) or in a technology audit role
157

Internal Audit Resume Examples & Samples

  • Assist auditors in their audits by analyzing the different forms of data and providing insights from it
  • Extract data from data stores, profile data and decipher the data quality. It is important to ensure that the quality of data being used for various analytical efforts is very high
  • Work along with the technology infrastructure team to develop strategic products which are of repeatable value to the department
  • Minimum 2 years of experience with preference for experience in Financial Services
  • Hands-on experience with SQL programming, preferably in Sybase and MS SQL
  • Experience with analytical/statistical programming such as SAS, SPSS and R
  • Knowledge of technology infrastructure (Linux and Windows operating systems, relational databases, networking) and information security is preferred
  • Experience with scripting languages (JavaScript, Perl, Python) would be useful
  • Operational Experience with SPLUNK and/or other SIEM platforms would be very helpful
158

Internal Audit Resume Examples & Samples

  • Financial Services knowledge and financial product knowledge
  • Minimum 4 years relevant work experience in technology and the Financial Services Industry
  • Understanding of the trade processing flows and related Operations processes and related systems (especially, Reference Data, Regulatory Operations)
  • Technology audit skills should include an understanding of
  • System Development / Programming Languages. Ability to review / develop code (OO languages like Java, C#, C++)
  • Databases / Data analysis skills (SQL)
  • System Architecture (Distributed/Messaging)
  • Operating Systems
  • Strong execution and delivery skills
  • Good written and verbal communication skills a must; strong interpersonal skills essential. Requires frequent interaction with technology management
  • Relevant Certification or industry accreditation (CISA, CISSP, etc.) useful but not required
159

Internal Audit Resume Examples & Samples

  • Assist in the risk assessment, scoping and planning of a review
  • Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines
  • Assist in vetting audit observations
  • Assist in the report preparation
  • Assist in Continuous Monitoring of technology business units to pro-actively identify changes to the risk profile of the business
  • Experience of using, auditing or having understanding of a combination of the following
  • Programming languages like C, C++, C#, Java, Perl etc
  • Databases (Sybase, Oracle etc)
  • System Architecture (Distributed/Messaging/Mainframe)
  • Operating Systems (Linux etc)
  • Infrastructure Controls(Networks, Voice, Backups, Storage, data centres etc )
  • Relevant Certifications or industry accreditations (CISA, CISSP, CISM etc.)
160

Head of Internal Audit Resume Examples & Samples

  • Owns and implements the Internal Audit framework in compliance with Group standards and Internal Audit best practice
  • Dotted line reporting line to the Global Business Line Internal Audit Function
  • Strong working relationship with the Chairman of the Audit Committee
  • Completion of scheduled and ad hoc audit assignments across all business functions
  • Development of positive working relationships with members of the Senior Leadership Group to ensure commitment during and post Audit assignments
161

Group Internal Audit Resume Examples & Samples

  • Develop bespoke plans to provide independent assurance over the closure of the most important issues facing the firm
  • Coordinate / execute detailed testing required to support issue closure
  • Play a leading role in driving through the necessary process and system changes to support the expansion of GIA's issue assurance role; and
  • Prepare reports of issue assurance work for UBS senior management at global, functional and Group level
162

Internal Audit Resume Examples & Samples

  • Regional governance reporting
  • Responsible for preparing Internal Audit performance metrics, monitoring business as usual processes, providing business analysis and reporting statuses in order to ensure appropriate management and monitoring of the Internal Audit business
  • Liaison with Internal Audit managers across the globe including acting as a Reporting team representative in IA project initiatives
  • Participate in functional and cross-functional projects as needed
  • Utilise Internal Audit applications to respond to ad hoc data requests from senior management
  • Technical skills - extensive working knowledge of Microsoft Office, including advanced Excel and PowerPoint skills
  • Communication – excellent written and verbal communication skills and ability to articulate ideas clearly and concisely
163

Internal Audit Resume Examples & Samples

  • Analyzing and testing internal controls
  • Identifying risk and business objectives
  • Develop and maintain corporate policies and procedures
164

Internal Audit Resume Examples & Samples

  • Contributes to and implements operating policies consistent with policies and objectives and ensures their adequate execution for locations in APAC and Japan
  • Participates in the development and preparation of short-term and long-range plans and budgets based upon broad organization goals and objectives
  • Establish and implement controls and processes to enhance the accuracy of IA operational data, working closely with the IA MIS team and Chief Auditors
  • Assists in the coordination of recruitment activities for the region
  • Directs and leads on-boarding and off-boarding of new joiners, internal staff transfers, consultants and contractors, working with HR, line managers and local support staff
  • Intermediate level experience in a related role in business, functional and operational management, minimum 5 years
  • Demonstrated ability to execute concurrently on a portfolio of high quality deliverables according to strict timetables
  • BA/BS or equivalent or equivalent combination of education/experience
165

Internal Audit Director Resume Examples & Samples

  • Report to the Audit Committee and leading a sizable team in China
  • Plan, examine and evaluate on the implementation of control measures and processes
  • Conduct financial and operational audit for the group and ensure SOX compliance to statutory requirement and company policies
  • Work closely with the Board for the development of the annual audit plan and audit methodology
  • Provide training and coaching to internal audit team
  • Handle ad-hoc projects
  • Occasional travel is required
166

Internal Audit Resume Examples & Samples

  • Leading the risk assessment, scoping and planning of technology audits
  • Analyzing the business and technology processes to evaluate the effectiveness of the relevant technology controls
  • Liaising with firm?s external auditors and regulators
  • Maintaining ongoing relationships with technology stakeholders including follow up on remediation of issues identified during audits
  • 6+ years of relevant experience in application technology audit, application development, quality assurance, information security, technology consulting or other relevant industry experience
167

Internal Audit Resume Examples & Samples

  • Minimum of 3 years of experience
  • Strong English communication skills: written and verbal a must. Japanese language ability is preferred
  • Experience and knowledge in Risk Management (e.g. Market Risk, Credit Risk, Operational Risk, Liquidity Risk), Accounting, Compliance, Legal and/or Regulatory background
168

Head of Internal Audit Resume Examples & Samples

  • Prepare and update a comprehensive risk-based audit plan for evaluating the effectiveness of controls in place to manage significant risk exposures, ensure the integrity and reliability of information and financial reporting, safeguard company's assets, and comply with laws and regulations
  • Develop and execute the annual audit plan and perform duties necessary to achieve the internal audit objectives and scope
  • Evaluate the organization's system of internal control to ensure that it is functioning as planned and that it is updated as necessary to meet changes in operating conditions
  • Proactively promote effective internal financial control to mitigate the risk of fraud and error
  • Coordinate the internal audit effort with those of the company's external auditors
  • Report the results of all audits to senior management
  • Provide trainings and/or updates to senior management regarding rules, regulations and current issues concerning internal control, corporate governance, and internal audit matters
  • Review and record actions taken by management to correct conditions reported by audit findings. Determine that actions taken are appropriate for the circumstances or initiates further discussions with appropriate management and staff
  • Contribute to the development and maintenance of a strong core value program and its audit
  • Perform fraud risk assessment at Group level, and design fraud prevention and detection procedures. Lead or manage internal investigations based on findings out of the Group's anti-fraud procedures
  • Facilitate the Group's risk reporting requirements, including the half year Board reports, and promote the Group's Risk Management Strategy
  • Review and challenge the internal control related Group's policies to ensure that they are up-to-date and relevant
169

Internal Audit IT Manager Resume Examples & Samples

  • Assist in planning the IT/Integrated audit projects and determine audit scope and audit approach based on the risk assessments
  • Evaluate IT processes/systems as part of annual SOX evaluation to identify key controls and risks (actual and emerging), assess the deficiencies, gaps and other issues, and make recommendations to improve the control design and operating effectiveness/efficiency, minimize risk, or comply with company policies and legal/regulatory requirements. Coordinate and manage SOX testing with third parties including co-source partners and external auditors
  • As part of annual SOX evaluation, evaluate key application controls and IT related third party CUEC’s and risks (actual and emerging), assess the deficiencies, gaps and other issues, and make recommendations to improve the control design and operating effectiveness/efficiency, minimize risk, or comply with company policies and legal/regulatory requirements. Coordinate and manage SOX testing with IA SOX Manager, third parties including co-source partners and external auditors
  • Demonstrate in-depth understanding of complex information systems. Apply the knowledge of current IT environment and industry trends to identify and recommend opportunities for process improvements
  • Demonstrate and apply a clear understanding of IT audit methodologies in supporting SOX/operational and financial audits
  • Research the assigned IT processes/systems, develop and execute the audit procedures that address the objectives of the audit program, and complete required documentation to conform to department standards. Support testing results and conclusions with clear and appropriate work papers
  • Prepare audit reports consisting of audit results, overall assessments of control adequacy and detail issues/remediation plans
  • Lead the IT audit projects by directing the daily work of staff members and third party providers, informing IA leadership and business owners of project status, leading communication and coordination with internal and external auditors, and managing audit team resources (internal and co-sourced) through appropriate planning activities and utilization of tools
  • Set and support performance expectations from staff members through goal establishment and on-going coaching. Provide constructive feedback and IT audit guidance to audit team members
  • Assist with the development of the IT audit risk assessment and short-term/long-term internal audit plan
  • Build effective relationships with Internal Audit team members, business partners, and IT management to stay abreast of activities within IT for consideration for risk assessment and audit scoping
  • Bachelor's degree in management information systems, finance, accounting or related discipline
  • 5-7 plus years of audit, accounting, SOX or related experience
  • CISA, CPA, and/or CIA certification
  • Ability to work with different levels within the organization
  • Desire to make a positive impact with the ability to manage multiple tasks and shift priorities quickly
  • Strategic thinker with advanced analytical and problem-solving skills
  • Ability to work independently, with limited required direction and guidance, and provide appropriate direction to other internal audit project team members
  • Ability to travel to domestic and international locations as required. (less than 15% outside NY, NJ area)
170

Internal Audit Resume Examples & Samples

  • Data analysis skills
  • Writing database queries in SQL is desirable
  • Financial Services knowledge and financial product knowledge is desirable
171

Senior Mgr, Internal Audit Resume Examples & Samples

  • In conjunction with the Director – IT Audit, defines the annual and quarterly audit plans, scope and objectives of IT and the IT component of integrated audits while ensuring alignment with audit standards, guidelines, and best practices
  • Develops and provides training for audit staff to develop their technical skills
  • Contributes ideas and opinions to the internal audit team by assisting financial/operational auditors in applying IT audit principles and concepts; identifies the relevant automated controls to include in the audit scope; designs audit programs/procedures to assess their adequacy, and documents the impact of strengths or weaknesses to current audit procedures/objectives
  • Manages co-sourcing relationships, where applicable
172

Internal Audit Based Resume Examples & Samples

  • Overall management and/or leading the execution of audit reviews, including project management, resource planning, and ensuring timely completion
  • Leading multiple projects such as departmental initiatives and/or advisory works in addition to the effective management of audit execution
  • Contributing to ongoing business monitoring and optimization activities, including
  • Proficient understanding of current regulatory environment and industry events
  • Experience managing teams of skilled professionals and developing talent
  • Excellent verbal and written communication skill at native level in both English and Chinese (Putonghua)
  • Strong writing skills, particularly as related to audit reports and management presentations
  • Excellent project management, organizational, and presentation skills
173

Internal Audit Director Resume Examples & Samples

  • Perform and maintain an annual risk assessment that determines the annual audit plan
  • Drive continuous improvement; and
  • Be responsible for a highly effective talent strategy
  • Hire, develop and engage talent within the internal audit function
  • Together with peers, develop and implement a risk-based annual audit plan through proactive involvement and research of industry and profession best practices. Direct audit activities across multiple control domains (e.g. financial, compliance and operational) for the US and Canada related to the audit plan and, as needed, direct international audit activities
  • Direct Global Internal Audit’s efficient and effective assessment (testing) of internal control over financial reporting (SOX), working closely with the Shire’s Controller’s Group
  • Recommend improvements to controls designed to safeguard Company resources, prevent fraudulent activity, ensure integrity and reliability of information and financial reporting, promote efficient operations and Company growth, and ensure compliance with governmental laws and regulations
  • Assist with the investigation and resolution of suspected fraudulent activities, compliance issues and questions, and complaints received from Company personnel or others
  • Together with peers, direct key departmental process improvement initiatives including internal quality assurance; assist with audit issue trend analysis and reporting
  • CPA (or equivalent qualification, e.g. ACA, CIMA, ACCA)
  • International experience, including working in geographies outside the U.S
  • Pharmaceutical industry experience is strongly preferred, including auditing business integrity compliance (e.g. anti-bribery)
  • 3rd party (e.g. distributors, suppliers) audit experience is a plus
  • Experience in data analytics
174

Internal Audit Resume Examples & Samples

  • Oversee plan, budget, and resource management to facilitate timely execution of the regional audit plan with optimal resource assignments
  • Analyze and manage Key Performance Indicators (KPI) reporting to proactively identify plan or budget exceptions and determine required action
  • Manage preparation of regional monthly reporting in conjunction with Professional Practices; provide key messages that are regionally relevant
  • Work with Cross Business team to identify regional audit issue themes, trends, or emerging issues
  • Facilitate sharing of issue information across region; inside and outside of internal audit
  • Drive communication, team-building and change management strategies to achieve high levels of engagement, morale and performance
  • Lead coordination of responses to regulatory requests in the region; interact with regulatory bodies on a regular basis
  • Assist in maintaining the regulatory required audit inventory for the region and ensure it is leveraged and understood across location auditors
  • Influence practice changes and agenda to ensure they meet the region’s needs and requirements
  • Drive process improvements and implementation of best practices throughout the region
  • Provide guidance and facilitate required training for implementation of Practice changes in the region
  • Support the annual planning process, providing meaningful reporting to facilitate decisions and help establish a robust regional audit plan
  • Support the quality assurance program execution as needed; ensure results are communicated and understood across the region
  • Support execution of the people agenda, including recruiting, development, retention, and talent management in the region
  • Program manage global and regional projects and priorities
  • 15 or more years of work experience, with specific audit or risk experience preferred
  • Bachelor’s degree in Accounting/Finance/Business, or related disciplines. A professional certification is strongly preferred
  • Previous experience managing a team of 3-5 people, including providing strong coaching and feedback
  • Proven ability to build strong partnerships with peers within and across teams and regions
  • Desire to learn quickly, be flexible and think strategically
  • Strong skills in time management and problem solving
  • Strong verbal and written communication skills with the ability to present information in differing degrees of detail and form depending on the audience
  • Proven ability to synthesize details into executive level reporting for business control or Audit Committee presentations
  • Strong analytical skills and attention to detail, especially in external reporting
175

Internal Audit & Controls Manager Resume Examples & Samples

  • Conduct the evaluation and testing of business processes, functions or departments and their key business controls and identification of areas of risk, based on recent Corporate Internal Audit and other areas of concern surfaced
  • Communicate and coordinate effectively and professionally with division management throughout the audit process with regard to developing a mutually effective audit work schedule, conducting audit status meetings, and leading the entrance and exit conferences
  • Based on the existing documentation and work achieved, prepare and maintain he Corporate Internal Procedure manual
  • Establish and maintain effective business relationships within the organization
  • In 12-18 months, extend the Internal Audit efforts to our primary UK based subsidiary
  • Advanced Excel skills (pivot tables, etc.)
  • Good writing skills
176

Administrative Assistant, Internal Audit Resume Examples & Samples

  • Support Internal Audit VP and 2 Directors
  • Meeting planning and scheduling, long-term calendaring for earnings etc, travel arrangements
  • Perform administrative tasks including: Complex calendar management for a high volume of internal and external meetings, manage travel arrangements, and complete expense reports
  • Assist in the preparation of correspondence, briefs, presentations, and packets for internal and external meetings
  • Work with cross-functional key partners in other Facebook departments
  • Project manage all logistics for team meetings, off-sites and events
  • Complex space planning
177

Internal Audit Resume Examples & Samples

  • 1 - 2 years of related business experience and a bachelor’s degree in Finance or Accounting from an accredited college or university
  • Certifications: CPA, CMA, CISA or international equivalent (i.e. HKICPA, ACCA) (or expected to obtain within 2 years of employment)
  • Proficient with Microsoft Office programs
  • Strong project management and analytical skills applied in up-tempo setting
  • Ability to work well independently and in a team
  • Annual travel of 40-50% ( Not limited to, but mostly major cities such as Los Angeles, San Francisco, New York, Hong Kong, Shanghai, Buenos Aires, Brussels, Moscow, Istanbul, Bangalore, Stabio, Santiago, Mexico City)
  • Must be initially located in Greensboro, NC
178

Internal Audit Resume Examples & Samples

  • Minimum 7 years relevant work experience in technology and the Financial Services Industry
  • Relevant Certifications or industry accreditations (CISA, CISSP, CISM etc.) are a plus
  • Experience in managing audit engagements or technology projects
  • Highly motivated with the ability to multi-task and remain organized
179

Internal Audit Resume Examples & Samples

  • Maintain IA’s policies, procedures, and guidance documents, working with Central Compliance to ensure IA is in compliance with GS’s Policy on Policy
  • Benchmarking of IA practices against Industry and Regulators standards (e.g. IIA, Basel, FRBNY)
  • Design, compilation and presentation of the audit training material related to Audit Methodology and Practices
  • Provision of administrative support to APG Leadership in the compilation of APG/QA metrics/data used for quarterly reporting to the IA global leadership team
  • Ad hoc project work on new IA processes or activities
  • Undergraduate degree, with solid financial management and audit training
  • Professional audit certifications preferred, CIA is a plus
  • Knowledge of IIA standards; SEC/regulatory reporting; Sarbanes-Oxley; risk management techniques and compliance requirements
  • Visionary leader and expert in general management knowledge and skills such as departmental goal setting and planning, budgeting and personnel administration
  • Excellent interpersonal and relationship building skills, including the ability to work across the organization and interact/influence/negotiate effectively at all levels of management and peers
180

Internal Audit Opportunities Resume Examples & Samples

  • Working cross functionally with Internal Audit team and other accounting/operational functions
  • Identifying process improvement opportunities and communicate findings
  • Providing documentation, testing and other assessments
  • 3+ years general accounting experience
181

Internal Audit Resume Examples & Samples

  • Performs (as part of a team) internal audits for a variety of engagements, including Enterprise Risk Management, Foreign Corrupt Practices Act, Gap Analysis, Internal Audit, Quality Assurance Review, SOX Compliance and Segregation of Duties
  • Provide reporting assistance and analysis for engagements: Gather risk-related data from internal or external resources; Participates in client meeting and site visits while interacting with top-level management to acquire and assess important information for engagement
  • Ability to rely on experience and judgment to plan and accomplish goals; performs a variety of complicated tasks. Wide degree of creativity and latitude is expected
  • Ability to effectively execute plans on time, all the time and keep your clients up to speed on your progress
182

Senior Specialist, Internal Audit Resume Examples & Samples

  • Collect and analyze relevant data through obtaining records and effectively interviewing client personnel
  • Respond to client inquiries within 24 hours in a positive and professional manner
  • Train, mentor, and provide direction to assigned staff
  • Requires 2-4 yearsof job related experience
  • Specialty certification preferred
183

Manager of Internal Audit Resume Examples & Samples

  • Accounting, Business and IT process reviews
  • Internal control reviews and recommending best practices
  • Operational reviews of the subsidiaries
  • Lead and oversee audits and reviews of key business processes and systems under development using the COSO methodology
  • Present issues and recommendations to operating management
  • Plan and execute assigned reviews and monitoring of Sarbanes – Oxley 404, to enable management attestation
  • Support operating and senior management on risk and control issues
  • Coordinate with other Company Department members in support of corporate initiatives
  • Developing and maintaining a risk based internal audit practice
  • Work with business unit leaders to provide a value-added service
  • Providing ongoing support to all operating departments towards ensuring that all processes and procedures have considered the use of best practice in determining the application of strong internal controls
  • Serve as auditor-in-charge for multiple and/or complex audits under limited supervision by the GVP of Internal Audit
  • Create work products such as audit analysis and engagement documentation
  • Stay abreast of current business and economic developments relevant to the Company
  • Perform work in accordance with IIA Professional Standards
  • Prepare audit reports and final documentation
  • 5-10 years of External/Internal Audit experience
  • Certified Internal Auditor (CIA), or Certified Fraud Examiner (CFE) a plus
  • Knowledge in Microsoft Applications
  • Travel 10%-25%
184

Internal Audit Resume Examples & Samples

  • Query and mine large data sets to discover transaction patterns, examine financial data and filter for targeted information using traditional (SQL Server, Oracle, Teradata, etc.) as well as advanced visual (Tableau, etc.) and predictive analytic methodologies and software packages
  • Work with audit manager and specific audit teams to design and develop user defined application modules, perform data quality control, develop reports and user interfaces, and normalize relational data. Assist with the implementation of data analytics usage across various functions within CIA
  • Interact directly with Audit Managers and their staffs, Business process owners, Finance, and IT to design and implement data analysis solutions. Continually re-assess these solutions in efforts to make them more efficient and effective. Develop methodologies that allow for efficient and repetitive data extraction processes
  • Proactively contribute innovative solutions to solve complex analytical problems
  • Provide well-written documentation to help drive successful implementation of solutions
  • Analyze, design, develop, and implement applications using industry standard technology and software
  • Proactively share and drive knowledge sharing
  • Perform peer review of code and testing in order to detect and minimize application problems. Develop and provide training to team members and staff on basic utilization and advanced proficiencies, up to and including training others to provide backup to this role/function
  • Bachelor’s degree required, with a major in one of the following areas preferred: Accounting, Business, Finance, Engineering, MIS
  • Professional accreditation preferred (e.g., CIA, CA, CPA, CFE, CISA, CCEP, etc.)
  • A dual major/minor combination including technology (e.g. Computer Science or Management Information Systems) and business (e.g., Accounting, Business Administration, Economics, Finance, Management, Statistics) highly preferred
  • 5+ years working experience in audit, internal controls, consulting, IT or risk management fields are required
  • Experience with Data Visualization Tools (Tableau, Spotfire, etc.) and SQL Queries required
  • Experience with Accounting systems (SAP, JDE, Oracle Financials, etc) and PolyAnalyst and other key word search functionality are preferred
  • Strong knowledge and applied experience in database and enterprise-wide information systems preferred (SAP, Oracle Financials, PeopleSoft, JD Edwards)
  • Relational Database and Data Visualization is required
  • Preferred experience in BI, CAATs an added advantage
  • Strong preference for knowledge of HCC (health care compliance and privacy)/fraud and abuse laws; regulatory promotional practices; FCPA, financial or auditing practices and company business and policies
  • Preferred ability to effectively engage to resolve issues regarding audit and controls analysis, continuous auditing, continuous monitoring, data access and analysis, and reporting
  • Demonstrated skills in effective project management including personal time management and ability to multi-task in a fast paced environment is preferred
  • An action and results oriented individual is required
  • Ability to demonstrate leadership and ability to work independently is preferred
  • Demonstrated quantitative analytical or statistical skills required
  • Excellent verbal and written communication skills, including formal presentation skills are required
  • Ability to influence, negotiate and communicate with both internal and external customers strongly preferred
  • Travel is required (domestic & international) and estimated to be up to 10%, based on business needs.Internal Audit IT
185

Internal Audit Resume Examples & Samples

  • Carry out end-to-end audit independently
  • Evaluate adequacy and effectiveness of risk controls in accordance with Company Audit Methodology
  • Identify issues and provide practical solutions to stakeholders
  • Prepare audit report and validate closure of issues
  • Assist the Head of Audit in developing annual audit plan
  • Degree holder in Accounting, Finance, Business Management or related disciplines
  • Professional qualification of CPA, CIA or equivalent; CFA and FRM will be a plus
  • At least 5years of internal audit experience within Investment Banks or Asset Managers
  • Good knowledge of auditing and regulatory requirements for Investment Banking and Asset Management
  • Good communication skills with strong spoken and written English and Chinese - ideally with strong spoken Mandarin
186

Ccar-internal Audit Resume Examples & Samples

  • Performing Capital Planning and CCAR audit reviews from planning through reporting within established budgets and the time frames for audit completion
  • Documenting the results of work performed. The extent of documentation would include proper cross-referencing, checklists, indexing, documentation maintenance, documented exception follow-up procedures, etc
  • Building credible relationships with clients in the Treasury functions and communicating effectively both orally and in written form
  • Three to five years of experience in financial services with a preference for those with Capital Planning/CCAR experience
  • Proficient understanding of internal audit processes including key risks identification and evaluation, audit scope and audit test plan development, and test plan execution
  • CPA, CIA, and/or FRM qualifications a plus
187

Internal Audit for the Americas Products Audit Resume Examples & Samples

  • Prepare the Annual Audit Plan
  • Maintain strict work standards. Specifically, manage the quality of risk assessment analyses, risk identification/control, testing focus and work paper standards on each review to department expectations paying attention to changes in refinements to methodology planned or emerging in the industry
  • Assist staff in their work paper documentation on the department platform (Paisley GRC)
  • Enforce appropriate usage of audit work flow processes and apply management protocols (reporting, quality review, work flow disciplines)
  • Assist in the design of new streamline existing processes
  • Improve productivity, maintain strong quality of deliverables
  • Remain current on key business, control processes and risks
  • Maintain product expertise and knowledge of industry best practices
  • Anticipate emerging issues that impact the Bank's risk profile
  • Coordinate with business managers on audit's role in assessing risks and controls
  • Develop and manage members of the review team
  • Articulate direction of the project including, strategic issues and risks
  • Provide on the job training to junior staff
  • Ensure regular contact with team on a variety of assignments
  • Develop and project a senior management tone and style in all communications, presentations, and interactions
  • Build and maintain relationships with audit clients
  • Participate on Global initiatives
  • Assist in developing presentations for senior management, Audit Committee and the Board of Directors with respect to the risk management audit scope, coverage, and findings
  • Provide guidance, as well as coach audit staff and seniors to enhance their skill levels
  • Establish partnering, yet independent and objective, relationships with auditees
  • Coordinate audit activities with the business unit as necessary, to minimize duplication and leverage combined efforts; and
  • Participate in departmental training, career development and professional development activities
  • 15+ years’ experience in conducting and managing audit or control functions
  • Extensive knowledge in risk based audit methodologies, risk assessments, annual planning, risk and control, quality and assurance practices
  • Must have extensive auditing experience and strong knowledge of financial products, capital markets, related operations functions, and relevant regulatory requirements (including Volcker, Dodd-Frank/Swap Dealers, FINRA regulations)
  • Strong understanding of transaction banking products and services, including payments, cash management, deposits, trust operations, and custody services
  • Proven track record in project management and coordination/ integration efforts across multiple audit groups
  • Demonstrated ability in managing large audit teams and a track record of developing audit talent
  • Excellent communication - presentation and writing ability
  • Strong knowledge of the audit and banking/financial industry and its associated risks
  • Evident success in developing audit techniques and developing productivity and strategic enhancements
  • Experience in control design and optimization associated with system implementations and upgrades
  • CPA and/or CIA certifications preferred
  • College degree or equivalent professional experience
188

Internal Audit Operations, Internal Audit Resume Examples & Samples

  • Exposure to the financial industry and related markets desirable
  • Advanced PC skills, including Microsoft applications
  • Familiarity with risk assessment, audit methodology, and audit execution a plus
189

Internal Audit Operations Professional Practices Resume Examples & Samples

  • Bachelor’s Degree, preferably in accounting, finance, or related business discipline
  • 3 to 5 years of relevant internal audit, financial services risk advisory, or risk management experience
  • Knowledge of audit quality control, practices, and methodology
  • Experience with the financial services industry, related markets, and related regulatory agencies
  • Proven track record in project management and coordinating/integrating efforts across multiple groups
  • Professional auditing certifications, such as the CIA, CPA, or CFSA, are highly desirable
  • Advance PC skills, including Microsoft applications
  • Advance experience with Microsoft PowerPoint a must
190

Internal Audit Director Resume Examples & Samples

  • Guide associates in the implementation of strategic and tactical direction
  • Coordinate Internal Audit activities with internal stakeholders to improve the efficiency and effectiveness of audit activities
  • Review and analyze policies, procedures and data to identify what can be used to improve and exceed operational standards
  • Coordinate and manage internal audit activities such as Sox 404 audits, operations audits and audits IT
  • Make site visits to perform assessments and develop action plans for corrective action
  • Communicate with all stakeholders throughout the auditing process
  • Attend the meetings of the Audit Committee of the Board of Directors and report out results
  • Be accountable through your staff for assurances to the CEO and CFO on their quarterly attestation of financial reporting control adequacy
  • Actively participate in the creation and execution of the annual audit plan for the enterprise
  • Build a cohesive team by establishing clear direction, goals, and responsibility
  • Bachelor’s Degree in Finance, Business or related field
  • Experience leading audit teams in public accounting and/or internal audit departments
  • Knowledge/understanding of healthcare laws and regulations
  • Proven record of success in developing associates for roles of broader and greater responsibility
  • CPA and MBA
  • Health insurance or healthcare experience
191

Internal Audit Resume Examples & Samples

  • Bachelors’ Degree in Accounting, Economics, Finance, or related field is required. CPA designation is preferred but not required
  • 5-9 years of recent or current experience in an audit practice or the ERS practice of a public accounting firm or technical consulting
  • Qualified individuals must either reside in or near the Metro Detroit area or be willing to relocate to the area for this opportunity
  • Frequent travel throughout the region, with approximately 50% overnight travel
192

Mgr Internal Audit Resume Examples & Samples

  • Requires a BS/BA in accounting or finance; CPA or CIA certificate required; minimum of 10 years experience performing financial audits of large, complex, highly automated functions and systems; 3+ years of leadership experience; or any combination of education and experience, which would provide an equivalent background
  • Significant experience with HHS/CMS programs strongly preferred
  • Experience with healthcare management or auditing
  • Audit experience with a government contractor
  • Certified Government Audit Professional designation a plus
193

Internal Audit Resume Examples & Samples

  • Provide technical, business, and administrative direction for personnel performing software development tasks, including the review of work products for technical correctness and data accuracy, adherence to design concepts and user standards. Manages operations and performance of systems activity and production on a daily basis, and provides advice to the FEP SIU Director. Represents internal and external interests of the FEP SIU to ensure maximum effectiveness and adherence to FEP standards and guidelines. Provide general and advanced database administration for the NAFD, FEP-SIU, including management advice on anti-fraud database design and maintenance. Responsible for training FEP-SIU personnel on the proper and efficient used of anti-fraud data mining tools and effective output from those activities
  • Serves as a senior technical expert on anti-fraud database design and data integration processes which supports the FEP SIU business requirements. Work functions include data high level and detail design, data requirements, analytical/data frameworks, data segmentation/prioritization studies and multiple dimensional analyses. Reviews and develops recommendations regarding software structure, design, and implementation, and data integration, using best practices. Responsible for the administration and maintenance of FIMS database, documenting and communicating enhancements, procedures or processes to internal staff as well as Plan personnel responsible for inputting data into FIMS
  • Develop and maintain other anti-fraud databases as directed, under the direction of the Managing Director, NAFD or Director, FEP SIU, including but not limited to the design and maintenance of a PHI/PII disclosure tracking tool. Prepare reports and conduct analysis of FEP anti-fraud information received through the National Anti-Fraud Hotline and other anti-fraud intelligence sources
  • Build and maintain excellent relationships with external entities such as the OPM, OPM OIG, and Plan SIUs. Serve as the primary liaison with FEP analytics, FAS, business community and key customers, to ensure an effective partnership between business, analytical, and information systems communities. Monitor and prepare periodic reports regarding the utilization and expenses associated with the FEP Anti-Fraud Hotline and Website (s)
  • Prepare and present presentations regarding the anti-fraud data mining capabilities and activities of the FEP-SIU
  • Act as the BHI – FEP SIU technical issues liaison ensuring that FEP data is included in any anti-fraud pilot projects or data mining ventures
  • A minimum of 5 to 7 years of healthcare anti-fraud, investigative, or analytical experience is required
  • Knowledge of FEP claims processing, database management, fraud schemes and Federal Statutes applicable to healthcare fraud is required
  • Minimum 3 years of database design and development experience
  • Technical proficiency with various software applications, including Microsoft Access, Word, Excel, PowerPoint and Outlook required
  • Experience and demonstrated ability in maintaining a professional demeanor at all times, and able to adhere to tight time frames and deadlines
  • Data mining experience using VIPs STAR SETENIEL highly desired
  • Ability to review and analyze large amounts of claims data and identify patterns of conduct is essential
  • Ability to develop and deliver anti-fraud presentations to diverse groups in both informational and instructional formats is highly desired
  • Excellent organizational and analytical skills are essential
194

Internal Audit Resume Examples & Samples

  • Assisting the SIG team in all aspects of project management, including, but not limited to, requirements gathering and documentation, project plan creation and maintenance, testing and departmental trainings and communications
  • Executing and overseeing system and regression testing
  • Managing production support and executing support-related tasks for IA systems
  • Preferred 1-2 years working in systems development / project management. Experience with Agile development methodology is a plus
  • Strong organizational skills; ability to multi-task; strong communication skills
  • Ability to execute on all phases of the systems development life cycle, including
195

Internal Audit Resume Examples & Samples

  • Execution of current year audit plan (ICR, CCR, Pre-Implementation, FCPA, HCC, GCC, Contract, Investigation, SOX) activities (Planning, Scheduling, Audit Scope, Execution, Tracking)
  • Execution of current year audit activities (audit programs, annual plan, risk assessment, staff resourcing/scheduling, department/affiliate/external training programs/presentations, ancillary projects)
  • Supervise IA staff (counseling, training, managing, development & performance)
  • Development and execution of audit program updates, training materials, ICH, updates
  • Assist in thedevelopment of future audit strategies
  • Perform other work related duties as assigned
  • Position requires skills in all common office applications (Word, Excel, PowerPoint) along with the ability to master IA specific applications (MetricStream, currently Pentana). Position does not require certification as a CMA (Finance), CISA (IT), CFE (ASG), or CIA. Other certification is preferred
  • Bachelor's degree (BA/BS) and license as a Certified Public Accountant is required; an advanced degree (MBA or MS) is preferred
  • Professional certification (e.g. CIA, CMA. CISA, CFE) is preferred
  • A minimum of 5 years Financial, IT, Investigative and/or Audit experience is required, as well as demonstrated expertise in complex accounting / internal control skills (Healthcare Compliance/Foreign Corrupt Practices for ASG Managers)
  • Experience in the assessment of internal controls and communicating findings / recommendations to others clearly and accurately in non-technical terms (both written and verbal communication) is required
  • Experience with leading/coordinating Internal Audit team activities and Sarbanes-Oxley compliance efforts at the affiliate level are required
  • Experience interacting with all levels of management is required. Willingness to travel internationally up to 25% annually is required
  • 5Internal Audit
196

Internal Audit Director Resume Examples & Samples

  • Develop and implement a comprehensive and flexible Audit Plan using a risk-based methodology, which is reviewed with management and presented to the Audit Committee for review and approval
  • Evaluate the effectiveness of the Company’s internal control structure and leading the Company’s compliance efforts relating to the Sarbanes-Oxley Act
  • Develop cost effective solutions to strengthen the effectiveness of internal controls and assisting management with implementing internal control improvements
  • Develop collaborative and effective relationships with internal business leaders and the Company’s external audit firm
  • Communicate information to and from the Audit Committee, Chief Financial Officer and senior management regarding the internal audit function and results of internal audits performed
  • Manage, develop and recruit a professional internal audit staff with sufficient knowledge, skills, experience and professional certifications to meet the Company’s internal audit requirements
  • Coordinate Internal Audit activities with those of the external auditors to ensure proper audit coverage, eliminate duplicate efforts and improve the efficiency and effectiveness of audit activities
  • Perform special projects and other activities assigned
197

Administrative Assistant, Internal Audit Resume Examples & Samples

  • Maintaining calendars, scheduling meetings and conference calls, ordering and setting up meals, and at times other logistical arrangements (e.g., projectors, WebEx, etc.) for meetings
  • Preparing materials for meetings, including preparing and assembling content for presentations, printing, copying and binding books
  • Scheduling travel arrangements, including airline, car and hotel, assisting with visa and passport applications and renewals, and preparing detailed itineraries as needed
  • Preparing, reviewing and managing expense reports
  • Drafting correspondence and memos
  • Reviewing, coding and administering invoices
  • Maintaining the filing system (both physical and electronic); and
  • Performing other administrative duties as needed
  • Minimum 3 years of experience supporting multiple individuals at various levels, including executive/senior management
  • A proven track record in maintaining discretion with confidential information
  • Proven ability to manage tasks with competing priorities and deadlines, independently determining order of priority, and self-initiating other value-added tasks
  • Strong working knowledge of Microsoft Office applications including Excel, Word, PowerPoint, and Outlook. Experience with Visio is preferred; and
  • Comfort in learning/utilizing new tools/technologies is required
198

Head of Internal Audit Resume Examples & Samples

  • Developing an annual internal audit plan that provides adequate risk coverage to assist the Audit Committee in carrying out the control aspects of the committee’s charter while at the same time helping internal stakeholders achieve their objectives through strong financial reporting, operational and compliance controls
  • Developing and conducting audits to determine the reliability and effectiveness of financial risk management, systems and controls that meet IIA standards and regulatory guidelines
  • Effectively managing resources to complete high quality audit projects on time and within budget
  • Evaluating the reliability and integrity of financial information and the means used to identify, measure, classify and report such information
  • Evaluating the financial and accounting systems established to ensure compliance with those policies, plans, procedures, laws and regulations which could have a significant impact on the company
  • Evaluating the means of safeguarding assets and, as appropriate, verifying the existence of such assets
  • Evaluating the effectiveness and efficiency with which resources are employed
  • Evaluating the quality of performance of external auditors and the degree of coordination with the internal audit function
  • Performing consulting and advisory services related to financial risk management, systems and controls and best practices for the company, as appropriate
  • Reporting periodically on the internal audit function’s purpose, authority, responsibility and performance relative to its annual plan
  • Liaise with the Chief Compliance Officer and General Counsel on financial risk management, systems and controls, and other matters, as appropriate
  • Reporting significant financial risk exposures and control issues, including fraud risks, governance issues and other matters needed or requested by the Board or Audit Committee
  • Evaluating other matters at the request of the Board, Audit Committee or management, as appropriate
  • Minimum of 8+ years of relevant professional experience
  • BA or BS degree in Finance, Accounting or Business Administration
  • Certified Public Accountant or Certified Internal Auditor required
  • Significant experience working in internal audit, external audit and risk management roles
  • Strong business acumen and judgment, and current knowledge of the company’s markets/products, operations and industry trends
  • Strong project management and communication skills
  • Proficiency in MS Word, Excel, PowerPoint and flowcharting packages
199

Internal Audit Prf Resume Examples & Samples

  • Adhere to division charter, policies and procedures
  • Assist supervisor during planning phase of projects
  • Document work performed in workpapers maintained in our audit software
  • Prepare initial draft documentation of the risk and control environment demonstrating a thorough understanding of procedures performed to test controls
  • Understand the design and operating effectiveness of controls, identify deficiencies and propose solutions to eliminate the deficiency
  • Work independently and seek guidance when necessary
  • Demonstrate initiative and proactively manage chargeability goals
  • Demonstrate time management skills by working within budget and meeting project deadlines
  • Supervise audit staff
  • Maintain an attitude of always trying to push forward and do better, seeking opportunities for efficiency both in our own processes and the business area of focus
  • 2 or more years of experience in internal or external audit
  • CPA / CIA or a CPA / CIA candidate
  • Excel and PowerPoint presentation skills
  • Ability to work effectively with continuous change and short deadlines
  • Demonstrated business acumen, problem solving skills, intellectual maturity, and relationship management skills
200

Internal Audit Prf Resume Examples & Samples

  • Performs and documents audit reviews of the organization’s financial and operational processes
  • Participates in and document walkthroughs and sampling
  • Drafts the Risk Control Matrix and demonstrates an understanding of procedures performed to test controls
  • Leads client meetings related to assigned project procedures and effectively communicates information required; supervises audit associates as assigned
  • Identifies and tracks initial observations in issues tracking log; documents the initial draft of 9-block finding risk assessment
  • 2 - 4 years' experience conducting audits at a public accounting firm or as an internal auditor
  • CPA or CIA certification or CPA Candidate
  • Experience with US GAAP financial statement and/or Internal Control Over Financial Reporting (SOX 404) audits in the financial services sector
  • Advanced degree in Accounting or Audit can replace some work experience
201

Internal Audit Prf Resume Examples & Samples

  • Coaching and developing team members in both technical analytic skills and general audit execution
  • Developing an understanding of trends in data and identifying anomalies
  • Validating data intensive reports and End-User Computing applications
  • Meeting with process owners for understanding key risks, controls, systems, and data sources
  • Developing data visualizations and presentations that enhance the understanding and value for the consumers
  • Preparing well written and convincing issue documentation and audit reports
  • At least 3 to 6 years of experience performing data analysis
  • BS or MS in Data Analytics, Management Information Systems, Quantitative Finance, Statistics, Math, Economics or equivalent experience
  • Experience using data analytics tools like SAS, SQL, R, Python and/or ACL
  • At least 3 to 6 years of progressive experience in Internal Audit or a Big 4 Assurance/Consulting practice
  • Training or experience in basic data science techniques and their application
  • MS in Statistics or Mathematics
  • Experience with advanced statistical modeling methodologies such as Generalized Linear Models, Nonlinear Mixed Models, Hierarchical models, etc
  • CIA, CPA, CISA certifications or interest in obtaining a certification in one of these disciplines
202

Internal Audit Resume Examples & Samples

  • Strong academic record with minimum Bachelor’s degree in Business, Economics or a related discipline required
  • Prior Audit experience gained from working within investment banking/financial services industry essential
  • Must have strong regulatory reporting and legal entity reporting experience
  • Process improvement/automation experience required
  • Experience of analysing and reporting audit metrics required
  • Must have project management and organisation skills – ability to prioritise effectively, multi-task and meet competing deadlines
  • Ability to work strategically and tactically; accuracy and detail orientation required
  • Extensive knowledge of Tableau, Microsoft Office - including advanced Excel and PowerPoint skills - required
  • Track record for developing positive working relationships and influencing stakeholders at all levels required
  • Must be a creative thinker with and ability to develop solutions to issues/problems
  • Ability to work in a team of diverse individuals or on challenging individual projects required
203

Internal Audit Assoc Resume Examples & Samples

  • Conducting audit reviews of the organization's operational processes to ensure compliance and best practices, including related SOX control testing
  • Communicating with clients to facilitate performance of audit procedures
  • Partnering with Audit colleagues to provide resolutions to an assortment of problems
  • One year of experience in auditing or related field, with financial services. Internships at such firms will be considered as well
  • CPA or CIA certification (intent or progress toward completing acceptable)
  • Experience with risk and control testing and review of process documentation
  • Familiarity with mortgage lending and servicing operations
204

Internal Audit Resume Examples & Samples

  • Execution of audit programs in the specified project timeline with high complexity, risk and subjective judgment. Performs work independently with review and follow-up
  • Participates in audit planning for assigned scope areas, conducts process interviews and walkthroughs with the auditor, and documents key attributes. Strives to become an expert on scope areas, refines and enhances standards, assists junior auditors in planning
  • Conducts audit fieldwork following established GIA/IIA standards, utilizes the project RACI to meet audit objectives, and ensure work papers are complete and follow standard requirements for quality and re-performance. Establishes and improves audit methodology and templates, uses experience and understanding to suggest expanding or shrinking scope as necessary
  • Identifies audit issues within assigned scope, reviews methodology, evidence, and conclusions with Engagement Manager, utilizes standard issue write-up format and structure for report consolidation. Aligns and presents issues to all level of auditor management as well as the Engagement Director and CAE. May assist junior auditors in closing issues
  • Ensures work papers and scope descriptions are complete in Teammate. Drives auditor to deadlines for management plans. Assigns initial issue rating, ensures all actions are completed for audit closure
  • Performs Cut-Off testing as assigned by Cut-Off Lead, ensures issues, work papers and documentation are reviewed and consolidated for the Cut-Off report. May also work on Fix Commit, or perform work on advisory assignments. May also Lead certain projects as assigned by Management
  • Conduct SOX testing and status the PMO on issues, may lead SOX engagements for specific controls
  • Participate in GCIP (GIA Continuous Improvement Projects). May be assigned as an individual or as part of a team. Provide ownership and development of SME scope, assist audits in conducting SME testing
  • Demonstrates conceptual and practical expertise in own discipline and basic knowledge of related disciplines
  • Explains difficult or sensitive information; works to build consensus
205

Internal Audit Resume Examples & Samples

  • Execution of audit programs in the specified project timeline with moderate complexity, risk and subjective judgment. Performs work with periodic supervision
  • Participates in audit planning for assigned scope areas, partners with senior auditors to learn more complex operational scope, conducts process interviews and walkthroughs with the auditor, and documents key attributes
  • Conducts audit fieldwork following established GIA/IIA standards, utilizes the project RACI to meet audit objectives, and ensure work papers are complete and follow standard requirements for quality and re-performance. Utilizes standard or custom testing methodology and templates
  • Identifies audit issues within assigned scope, reviews methodology, evidence, and conclusions with Engagement Manager, utilizes standard issue write-up format and structure for report consolidation. Aligns auditor line management with facts and circumstances. Alignment with upper level auditor completed with senior staff or Engagement Manager
  • Ensures work papers and scope descriptions are complete in Teammate. Drives auditor to deadlines for management plans
  • Performs Cut-Off testing as assigned by Cut-Off Lead, ensures issues, work papers and documentation are reviewed and consolidated for the Cut-Off report. May also work on Fix Commit, or perform work on advisory assignments
  • Conduct SOX testing and status the PMO on issues
  • Participate in GCIP (GIA Continuous Improvement Projects). May be assigned as an individual or as part of a team
  • Demonstrates expanded conceptual knowledge in own discipline and broadens capabilities
  • Explains complex information to others in straightforward situations
  • Masters/Bachelor Arts in Business degree with concentrations in Finance/Accounting
  • CPA or CIA candidates recommended
  • Experience in public accounting or internal audit recommended
  • Experience with SAP and Oracle recommended
206

Internal Audit Temp Resume Examples & Samples

  • 5 + years’ experience with audit, internal audit or internal controls experience
  • Bachelor degree business, finance, or accounting
  • Strong understanding of internal audit, Sarbanes-Oxley, internal control reviews and process risk assessments
  • Regulatory, internal audit or public accounting background
  • Ability to travel in Minnesota and surrounding states in the central region
  • Professional designations (CPA, CIA, etc.) or a current candidate for one
  • Ability to travel up to 30-50%
  • Professional services and/or Public Accounting or Consulting experience
  • Experience and ability to manage projects and take initiative
  • Ability to contribute well in a team environment
  • Strong knowledge of business process and internal controls
  • Excellent project management and time management skills
207

Internal Audit Mgr Resume Examples & Samples

  • Performing quality assurance reviews of audit and advisory projects or focused reviews to address specific project or practices across the division
  • Evaluating effectiveness of internal audit processes and quality of work through quality assurance reviews and inquiry
  • Communicating quality assurance results to Division leadership
  • Developing and delivering training programs to improve quality and effectiveness of internal audit processes
  • Assisting with reporting, operations, and/or policy development as needed
  • Setting expectations and mentoring more junior level employees; and acting as a source of knowledge for other members of the Division
  • Leading / supporting division initiatives, handling professional practices reporting, operations, and administrative tasks as needed
  • Minimum of 8 years of experience, including 6+ years of previous experience in public accounting or internal audit; other relevant experience may be considered
  • Minimum of 5 years in a professional practices capacity or equivalent experience
  • CIA or CPA certification
  • Demonstrated proficiency in audit methodology and risk/controls assessments
  • Demonstrated people management, project management, and organization skills
  • Excellent verbal and written communication skills, including experience performing quality assurance reviews
  • Prior professional practices and quality assurance experience
  • Prior big 4 auditing or advisory experience
  • Experience with mortgage industry including the secondary mortgage market
208

Internal Audit Resume Examples & Samples

  • Minimum 2 years of experience working in the Data Analytics field with preference for experience in Financial Services
  • Experience with analytical/statistical programming such as SAS, SPSS, Python or R
  • Drive and Motivation. Ability to handle multiple tasks, takes initiative to improve their own performance
  • Experience with scripting or formal programming languages such as Javascript, Python or Java
209

Dir Internal Audit Resume Examples & Samples

  • Understand, adhere and enforce all Corporate Policies to include but not limited to ACI Code of Ethics and Global Information Security
  • Responsible for executing a risk based audit plan
  • Direct Responsibility for the quality and timely execution of all internal audit projects including direct oversight of each project to ensure the scope, timing, resources, identification of risks and proposed testing plans are adequate
  • Responsible for the administrative management of all assigned staff
  • Oversees the Company’s Sarbanes Oxley Compliance Program
  • Acts as a liaison with external auditors as necessary
  • Responsible for evaluating the effectiveness of the remediation of audit issues in accordance with ACI’s Issues Management Program
  • Certified Internal Auditor (CIA) or equivalent designation
  • Knowledge of ERM Systems (Archer)
210

Internal Audit, Mizuho Americas Resume Examples & Samples

  • Ensure in-depth and independent risk based audits for Mizuho Bank and the Bank Holding Company (BHC)
  • Responsible for the development, approval and delivery of strategic and operational plans for the entire audit function
  • Overall responsibility for the Annual Risk Assessment, the Audit Plan and the implementation of the audits in Annual Audit Plan
  • Responsible for developing and maintaining a quality assurance and improvement program that covers all aspects of internal audit activity. Responsible for continuously monitoring effectiveness of the audit function
  • Manage communications with the Head Office and with the Americas subsidiaries for Audit related issues. Maintain communications with the CEO and present to the Board of Directors
  • Maintain relationships with External Auditors and the Regulatory authorities in the Americas Region, including the FRB, NYDFS, FINRA, SEC, etc. and also the JFSA in Japan. Communicate regulatory developments to the Board and Head Office management
  • Through professional network and research, keep up to date on industry best practices. Adopt a state of the art approach for the Audit function. Implement best practices as needed and with prior approval from Head Office management
  • Promptly report any identified compliance or money laundering risks or actual breaches to the Compliance Department and/or the CEO
  • Overall responsibility for budgetary control and cost management across the audit function
  • Staff management, including annual performance reviews. Recruitment and retention of talent within Internal Audit
  • Redefine audit processes and workflows across the BHC and its entities, as needed and with prior approval from Head Office management
211

Internal Audit Resume Examples & Samples

  • Strong academic record with minimum Bachelor’s degree in Computer Science, Engineering or a related discipline required
  • Prior IT Audit experience gained from working in consulting/banking/financial services industry required
  • Technology audit skills including an understanding of system architecture, with high level understanding of databases, operating systems required
  • Prior risk advisory experience required
  • Prior experience of performing IT Risk Assessments required
  • Must have experience of planning, documenting a reporting IT audits
  • Application control, SOX regulation, field and interface testing experience required
  • Data analysis skills and knowledge of SQL required
  • Ability to work effectively across a large audit team, understanding the team’s role in the overall strategy of the firm required
  • Job requires frequent interaction with technology management so written and verbal communication skills a must; strong interpersonal skills essential
212

Head of Internal Audit Resume Examples & Samples

  • Professional accountancy qualification (ie membership of a CCAB body, CIMA or overseas equivalent) or recognised internal audit qualification
  • Significant and wide experience in leading internal audit functions in large and complex organisations
  • Expansive and up-to-date knowledge of audit planning and management techniques
  • Able to display professional authority and respect within the audit function
  • Proven ability to plan and deliver significant audit programmes
  • Proven experience in leading, managing and inspiring teams of professionals
  • Welsh language skills
  • Higher education experience
213

Internal Audit Resume Examples & Samples

  • Perform both quantitative and qualitative analysis in the areas of Credit Risk
  • Document the results of work performed. The extent of documentation would include proper cross-referencing, checklists, indexing, documentation maintenance, documented exception follow-up procedures, etc
  • Develop audit findings and document business concerns, risks, root causes, and recommendations in writing for inclusion in the Audit Report. Present/communicate observations to line management. Secure formal management responses to audit recommendations
  • Hold follow-up meetings concerning open audit actions with line management quarterly
  • Three to five years of experience in auditing risk management in a bank or broker / dealer regulated environment
  • Good analytical, interpersonal, and communication skills
214

Internal Audit Resume Examples & Samples

  • Development of audit planning documentation, performance of test work and assistance with issue writing
  • Performance of detailed walkthroughs and flow charts of key processes to identify key risks and controls, execution of test procedures for key controls, and identification and documentation of issues
  • On-going communication with business line management to follow-up on previously identified audit issues, as well as execution of testing to close previously identified audit issues
  • Three to five years of internal audit-related experience
  • Undergraduate degree in business including Economics, Finance, Accounting
  • CPA and/or Certified Internal Auditor (CIA) a plus
215

Barclays Internal Audit Resume Examples & Samples

  • Support the Wealth audit team by development and implementation of management information based on outputs from audit systems
  • Work with the audit team to ensure key operational processes including audit planning, and audit universe data maintenance are delivered efficiently and effectively
  • Support the execution of audit work and at times execute audit work
  • Support and at times perform continuous monitoring of relevant areas in the wealth business
  • Support the follow-up and assessment of the resolution of audit issues
  • Awareness of risk and control concepts and how they are applied
  • Awareness of the role of an independent assurance function
  • Awareness of relevant regulatory environment
  • Awareness of Financial service industry and products
216

Internal Audit Resume Examples & Samples

  • Perform audit procedures to determine the reliability of internal control systems and document results. Prepare audit programs as deemed appropriate
  • Work closely with the assigned systems auditor to identify weaknesses in separation of duties at the audit location
  • Prepare a Control Evaluation summary for each audit assignment and determine the location’s internal control rating
217

SOX / Internal Audit Consultants Resume Examples & Samples

  • Coordinating the audit with local management, securing audit assistants, preparing an audit announcement letter, supervising the audit assistants and field work, etc
  • Supervise and review the work product of assistants assigned to the audit
  • Identify, evaluate and communicate audit issues to audit and location management. Conduct audit entrance and exit conferences
  • Prepare audit reports for significant issues and audit memorandums for less significant issues identified during an audit assignment
  • Ability to plan and perform operational and financial audits within a financial service and/or mortgage banking setting
  • 3-7 years internal audit and/or Sarbanes-Oxley experience
  • Policies and Procedures development
  • CPA/BIG4 preferred
  • Good Communication skills
  • Ability to interface with management
218

Head of Internal Audit Resume Examples & Samples

  • Owns and implements the company's Internal Audit framework in compliance with Group standards and Internal Audit best practice
  • Development of positive working relationships with members of the Senior Leadership Group within the group to ensure commitment during and post Audit assignments
  • Ten years' prior experience the Financial Services Internal Audit sector
  • Excellent interpersonal skills (diplomacy and empathy are key)
219

Internal Audit Prf Resume Examples & Samples

  • Performing standard audit procedures, such as attending the entrance meeting, documenting walkthroughs, participating in sample selection, obtaining prior testing, performing testing of internal controls, and clearing outstanding review notes
  • Conducting audit reviews of the organization's processes to ensure compliance and best practices
  • Meeting with process owners to understand key risks, controls, and systems
  • Creating findings/issues log, updating for identified findings/issues and documenting in reports and work papers that articulate the risks and root causes as well as overall risk story clearly and concisely
  • Identifying deficiencies in the design and operating effectiveness of controls and providing initial solutions
  • Minimum of 2 years of experience in public accounting or internal audit for a large financial institution; other relevant experience may be considered
  • CIA or CPA candidate
  • Understanding of the general concepts in at least some of the areas such as securities trading desks, middle and back office functions, enterprise risk management, counterparty and credit risk management, and valuation of complex financial instruments is critical
  • CIA, CPA or CFA
220

Audit Manager, Group Internal Audit Resume Examples & Samples

  • Assist in the preparation of Risk Based audit plans and programmes of work to support the delivery of an Audit Opinion to the board
  • Manage the resolution of agreed exceptions with the business areas and stakeholders within agreed timetables
  • Review and interpret processed data to identify trends and investigate exceptional items
  • Have a proven understanding and experience of key banking products
  • Be an experienced people leader with responsibility for leading and motivating highly effective teams
  • Risk Management in a Banking environment and associated risks
  • Working with and motivating highly effective teams to achieve challenging audit and business outcomes and results
221

Manager of Internal Audit Resume Examples & Samples

  • Monitor the internal controls of the organization
  • Performs financial and operational internal auditing work
  • Manages the test of controls process to determine the effectiveness of all documented controls
  • Identifies and develop control deficiency remediation plan, as needed
  • Performs audit procedures, identifies/defines issues, develops criteria, analyzes evidence, and documents processes and procedures
  • Conducts, interviews, reviews documents, develops and administers surveys, creates summary memos and prepares work papers
  • Identifies, develops, and documents audit issues and recommendations using your independent judgment
  • Communicates or assists in communicating the results of audit
222

Internal Audit Resume Examples & Samples

  • The successful candidate will be a driven self-starter. He/she will report to a Senior Audit Manager/Audit Director based in London* who will quality review the deliverables produced
  • SOX (S404 Sarbanes Oxley) experience is a plus but time in Internal Audit must be at least 50% Non-SOX to prove the candidate can work in an non-SOX environment
  • University degree in a related field (Economics, business, accounting, IT etc.)
  • Professional qualification in accounting
223

Internal Audit Resume Examples & Samples

  • A minimum of 3 years of related audit or applicable business experience; 3 or more years of public accounting experience preferred
  • A minimum of 3 years of relevant experience would be acceptable for those holding a relevant graduate degree
  • CPA-CA/CMA/CGA, CIA, CISA, CFE, CMA, RICS APC, PMP or CCIM certification desired; non-certified hires are required to become certified to be eligible for promotion to Manager
  • Strong analytical, interpersonal and communication skills; and
224

Internal Audit Resume Examples & Samples

  • Experience with Data Visualization Tools (Tableau, Spotfire, etc.) and SQL Queries is preferred
  • Relational Database and Data Visualization is preferred
  • Travel is required (domestic & international) and estimated to be up to 10%, based on business needsInternal Audit IT
225

Internal Audit Resume Examples & Samples

  • Assist in planning and developing the approach and scope of audits
  • Work to evaluate and reduce risk exposure
  • Perform audits and review the adequacy and application of accounting, financial, data processing, administration and operating controls and then recommend improvements to these controls, practices and procedures to reduce exposure to loss or increase profits as necessary
  • Verify that company assets are accounted for and protected from loss
  • Perform special analyses and projects for the Audit Committee and Management as requested
  • Perform SOX controls testing
  • 2+ years of experience in a Big Four, Regional Accounting firm or public company, focusing on audit, with involvement in Sarbanes-Oxley compliance beneficial
226

Internal Audit Resume Examples & Samples

  • Supervise and manage a portfolio of audits, demonstrating an ability to effectively prioritise competing commitments and manage stakeholders, in order to ensure efficient delivery against agree timeframes
  • Demonstrate effective risk awareness to ensure an appropriately targeted audit approach and emphasis of work performed
  • Monitor the porgress and resolution of outstanding audit recommendations
  • Take ownership of the relationship with the external auditors for relevant business areas
  • Develop expertise for specific areas within the Bank, expanding personal and departmental awareness through proactive on-going monitoring and contribution during audits, and participation in various meeting forums and training sessions. Ensure appropriate department focus on the highest risks
227

Manager of Internal Audit Resume Examples & Samples

  • Perform or lead audit projects and business process reviews at all the company locations
  • Develop formal reports expressing conclusions of areas audited and recommendations to address risks and exposures
  • Perform internal risk assessment, recommend and develop the internal annual audit plan. Upon receipt of Audit Committee approval, the Internal Audit Manager will execute and perform the actions necessary to achieve the internal audit objectives and scope
  • Prepare reports and communicate status of any/all internal investigations and the results of all internal audits to the VP of Finance
  • Assist in identifying and managing the relationship of any/all external consulting resources that are engaged to assist in the performance of any/all internal control and auditing activities
  • Bachelors in Accounting and CPA required. CIA preferred
  • Minimum of 5 to 10 years of combined experience in public accounting and/or time working in a corporate Internal Audit function of a U.S. Public company. International experience is a plus
  • Must possess strong knowledge of Internal Auditing methodologies and standards and be adept at assessing complex processes to identify potential financial, operational, and compliance risks warranting audit attention
  • Strong knowledge of risk assessment methodologies and general understanding of enterprise risk management
  • The candidate will have strong analytical skills, project management skills, and in-depth knowledge of US GAAP
  • Strong communication skills are needed as the person will interact with numerous people throughout the Company, including senior management
  • Strong in analytical thinking. Able to quickly evaluate and process issues and creatively solve complex problems in a solutions oriented environment
  • Some travel is required including internationally
228

Audit Manager UK, Group Internal Audit Resume Examples & Samples

  • Lead and manage audits from beginning to end including definition of audit scope, test strategy, execution of testing, summary of issues and final report
  • Actively develop and maintain positive working relationships with senior business executives and managers and strategic audit partners to enhance the effectiveness and reputation of GIA
  • Organise, develop and motivate a team of staff as required on each Audit; and
  • Maintain a comprehensive knowledge of GIA’s audit methodology standards, processes and AIB organisational structure
  • Preference for professionally qualified candidates (ideally CA, CMIIA, ACA, ACCA or CIMA qualification) or candidates undergoing these exams with financial services audit experience
  • Have a proven experience of Financial Products and Risk Management in a Banking environment and associated risks, clear understanding and knowledge of risk management methodologies
  • Have a minimum of four years in a financial services and/or audit environment
  • Key banking products such as key mortgages, deposit products
  • Dealing with senior management and building effective relationships without
229

Internal Audit Resume Examples & Samples

  • Preparing audit planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing
  • Building credible relationships with clients in the Regulatory Reporting and Treasury functions and communicating effectively both orally and in written form
  • Reviewing work papers to ensure they meet internal standards
  • Five+ years of experience in financial services with a preference for those with experience of auditing or preparing regulatory reports, particularly CCAR related reports
  • Self-motivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong analytical, interpersonal, team-working and communication skills
  • Professional accounting or auditing qualifications are a plus
230

Manager of Internal Audit Resume Examples & Samples

  • Development and implementation of internal auditing policies, procedures, and program
  • Supervising independent audits of company records and activities, and prepare varied analyses for management
  • Supervising, conducting, and reporting on the testing and adequacy of the company’s internal controls over financial reporting
  • Recommending corrective action and suggesting improvement
  • Advising top management on audit and internal control matters
  • Formulating professional development and educational plans for junior staff members
231

Internal Audit M / F-vie Resume Examples & Samples

  • Drafting of preliminary audit points to raise audit findings
  • Improvement of audit tools
  • Team administrative
232

Internal Audit Resume Examples & Samples

  • Conduct on-site independent evaluations of Zoetis’ financial operational, compliance control processes and systems worldwide to ensure Zoetis’ risks are properly managed
  • Review and evaluate compliance with the IT aspects of the Sarbanes-Oxley Act of 2002, which requires management to maintain adequate controls to prevent a material misstatement of the Company’s financial statements
  • Prepare formal written reports setting forth recommendations for local, regional and corporate management to strengthen and improve operations, as well as identify cost or efficiency savings
  • Actively participate on departmental and/or cross-functional teams addressing internal and external issues that support the department’s Strategic Business Framework. This may include designing our audit approach for ensuring appropriate audit activities are performed on financial, operational and compliance engagements or working on various special projects formulating business, operational and financial solutions that drive value and position the organization for opportunities
  • Bachelor’s Degree required with a concentration in Accounting ,Finance, Information systems preferred
  • One year of public accounting and/or internal auditing a plus
  • Demonstrated strong analytical skills and the ability to integrate across multiple and varied business areas
  • Demonstrated skills in, strategic thinking, innovation creativity, and project management
233

Internal Audit Resume Examples & Samples

  • Conduct on-site independent evaluations of Zoetis’ financial, operational and compliance control processes worldwide to ensure Zoetis’ risks are properly managed
  • Review and evaluate compliance with aspects (Systems) the Sarbanes-Oxley Act of 2002, which requires management to maintain adequate controls to prevent a material misstatement of the Company’s financial statements
  • Review and evaluate compliance with Zoetis’ Global Policy on Interactions with Prescribing Animal Healthcare Providers (Global Vet Policy) and the Foreign Corrupt Practices Act (FCPA) to help ensure Zoetis colleagues worldwide are interacting in an appropriate manner with Prescribing Animal Healthcare Providers and non-U.S. government officials
  • Prepare formal written reports setting forth recommendations for local, regional and Corporate management to strengthen and improve operations, as well as identify cost or efficiency savings
  • Actively participate on departmental and/or cross-functional teams addressing internal and external issues that support the department’s Strategic Business Framework. This may include designing our audit approach for ensuring appropriate procedures are performed on financial, operational and compliance audits or working on various special projects formulating business, operational and financial solutions that drive value and position the organization for opportunities
  • Bachelor’s Degree required .Accounting, Finance. Information Technology concentration preferred MA/MS/MBA a plus
  • Professional designations-CPA, CFE, CRMA, CIA a plus
  • At least three- four years of public accounting and/or internal auditing required; multi-national pharmaceutical experience a plus; international experience a plus
  • Strong financial background required, including experience with the requirements of Sarbanes-Oxley; IT exposure a plus
234

TK Internal Audit Resume Examples & Samples

  • Plan and perform business audits across Japan, and other Asia countries as appropriate
  • 5-7 years of relevant professional experience with international accounting firms or financial institutions
  • Candidate with more experience will be considered as Senior Manager
  • Japanese language is not mandatory but will be an advantage
  • Good understanding of capital markets; sales & trading processes and/or asset management processes; and internal controls
  • Good knowledge of financial instruments and derivative products
235

Internal Audit Resume Examples & Samples

  • Monitor the progress and resolution of outstanding audit recommendations
  • Participate in the Bank’s related working groups of key initiatives.*LI-MS1*
  • At least 10 years' experience in financial services Audit
  • Internationally recognized Chartered Accountant (CA) designations preferred, but not required
  • Outstanding organizational, time and project management skills
  • Willingness to travel (estimated at 15-20% annually)
236

Barclays Internal Audit Resume Examples & Samples

  • Work collaboratively with others to develop strong client relationships and support delivery of BIA Audit Plan
  • Treat all colleagues fairly, regardless of background or circumstance
  • Discuss and agree the factual accuracy of audit observations with clients/Vice President/Director as
  • Appropriate
  • Apply citizenship lens when making business critical decisions
  • Practical understanding of the relevant regulatory environment
  • Financial services industry knowledge; and
237

Internal Audit Resume Examples & Samples

  • Native French speaker level
  • An excellent level of written and spoken English
  • An organised and professional task-orientated approach,
  • A very good ability to listen,
238

Internal Audit Director Resume Examples & Samples

  • Plans and conducts financial, regulatory, compliance and operational reviews/audits
  • Coordinate efforts of the Internal Audit firm(s). This will include but is not limited to coordination of audits, collaboration with the field and selected firm for closing meetings. Evaluate effectiveness of Internal Audit firm(s) and make recommendations to the CFO/Audit and Finance Committee for future users
  • Prepare presentations and report internal audit findings to the Audit and Finance Committee. Performs special projects as assigned by the Audit & Finance Committee
  • Assist in implementing findings/recommendations into policies and procedures and continually provide status updates to Senior Management and the Audit & Finance Committee
  • Serve as the subject matter expert and point of contact as it relates to Association controls
  • Supervise Internal Auditor position and provide feedback on performance and development goals.Resumes Accepted Until12/30/2016
239

Manager of Internal Audit Resume Examples & Samples

  • Manage above property and property audits as scheduled, overseeing both internal and external resources
  • Leverage the use of business performance management skills - able to deploy and manage (use data to systemically monitor the progress of work against schedules, quality standards) resources, to achieve/exceed objectives in a dynamic operating environment
  • Serve as the Process Owner and Administrator for the audit workpaper tool and any other software used by the department to increase the effectiveness of the audit process
  • Assist with the Compliance Risk and Internal Control Assessments; design, assess, enhance, implement and test compliance programs for internal controls
  • Champion excellence in business ethics and integrity, social responsibility, cross-cultural effectiveness, and associate engagement
  • At least five years of progressively responsible experience in corporate internal audit or public accounting firm strongly preferred
  • At least 3 years of experience supervising audits, or having substantial responsibility for major aspects of an audit program preferably in a large, multinational publicly traded company or a public accounting firm
  • Collaborative approach with global market teams and business partners
  • Exceptional organizational and project management skills. Effective in prioritizing work and following through on commitments
  • Operates with a collaborative mindset to ensure that key stakeholders are considered, eliminating the need for duplicate systems; builds strong relationships to leverage information and insights to anticipate and respond to project risks; communicates well with project team and other leaders
  • Demonstrates understanding of multiple functions, brands and businesses in order to respond more quickly and resourcefully to new demands and challenges
  • Strong data analytics; uses data and a cogent problem solving methodology in decision making and impact assessment
  • Strong and professional communications (verbal and written), organization and presentation skills (verbal and written)
240

Internal Audit Resume Examples & Samples

  • The candidate will be able to complete risk assessments and work within a team to plan, execute audit tests/tasks assigned and report findings during integrated financial and technology audits. This includes assisting with
  • Participating in the periodic continuous monitoring of Finance activities
  • Able to complete audits and assigned tasks to meet budgets and required time frames
241

Internal Audit Site Manager Warsaw Resume Examples & Samples

  • Set-up and managing the Internal Audit team in Warsaw
  • Collaborate with the current Internal Audit country manager in Wroclaw
  • Managing relationships with the global audit teams, local senior management and stakeholders
  • Audit planning and execution responsibility for onsite, remote and multi-location audits
  • Timely execution of audits in line with the established IA standards
  • Fluency in English, to a business standard
  • Bachelor’s Degree (accounting, finance, information technology, etc. would be an asset)
  • Experience in audit and the financial services industry
  • Outstanding organizational and communication skills, with the ability to create and maintain successful relationships
  • Experience in influencing and managing senior internal and external stakeholder groups
  • Proven experience in managing and motivating teams, receiving and providing constructive feedback
  • Proven experience in managing a portfolio of deliverables and directing the associated work, with the ability to juggle multiple priorities, balance a big picture view with attention to detail, to present risk concepts and issues in a simple and concise way to diverse groups
  • Self-motivation, integrity, good analytical skills and a passion for innovation and continuous improvement
242

Internal Audit Practices Resume Examples & Samples

  • Timely and accurate completion of executive and Board-level reporting
  • Assist in ad-hoc analysis and reporting (e.g., control themes, audit issue analysis)
  • Contribute to production of monthly metrics and business unit reporting
  • Lead monthly metrics review calls to ensure data integrity and compile updates on open audit issues and databases
  • Engage with audit team members to train, provide and receive updates to various data points for reporting purposes, gather requirements, propose changes etc
  • Assist in tracking and managing reporting timelines and expectations
  • Engage with Audit and Governance contacts to obtain current information on reporting deadlines and requirements
  • Work with teams across the globe
  • Identify areas for improvement in the process or output on an ongoing basis
  • Undergraduate or graduate degree in Finance, Economics, Accounting, Computer Science or business management is preferred. BA/BS, or equivalent, is required
  • Knowledge of current regulatory and industry events is a plus
  • Relevant professional certifications (e.g., CIA, CFSA, CISA, CPA) are a plus
  • Problem solving abilities
  • Excellent communication (verbal, written, and listening) and interpersonal skills; strong writing skills. Ability to communicate with all levels within the organization
  • Proficient in Microsoft PowerPoint, Excel and Visio
  • Must be adaptable and work with minimal supervision. Must be able to juggle multiple projects and organize time effectively
  • Deliver metrics process enhancements and compile value added reporting from our Audit Management Tool
  • Ability to research, compile and analyze metrics data
243

Internal Audit Practices Resume Examples & Samples

  • Timely and accurate completion of QA testing across point-in-time audits, Audit Issues and Audit Action Verification, Risk Assessments, and Targeted topics
  • Periodic refresh and development of QA testing programs
  • Ad hoc analysis and reporting (e.g., QA themes)
  • Contribute to the development of audit methodology enhancements
  • Deliver training to audit teams as needed
  • Lead process improvement projects, as needed
  • Involvement in other ad hoc departmental initiatives, as needed
  • Undergraduate or graduate degree in finance, economics, accounting, or business management is preferred. BA/BS, or equivalent, is required
  • Significant prior internal audit and/or internal audit quality assurance experience is required
  • Proficient understanding of industry events
  • Strong understanding of risk and audit methodology
  • Ability to provide effective challenge
  • Excellent communication (verbal, written, and listening) and interpersonal skills; strong writing skills, etc
  • Ability to communicate with senior management / executive management
  • Critical thinking and problem solving abilities
  • Strong power point and excel skills
  • Thrives in growing, rapid changing environment
244

Internal Audit Available Resume Examples & Samples

  • Document business processes and access controls in place
  • Assist in external audits
  • 2 – 4 years of recent external and/or internal audit experience, Big 4 is a plus but not required
  • CPA, CIA or other certification is required
245

Internal Audit Summer Internship Resume Examples & Samples

  • Actively participate in assigned audits that review procedures and controls over financial and operating systems to ensure the company is effectively utilizing and controlling its assets
  • Spend time interviewing process owners and performing audits of selected areas of the business in order to evaluate the efficiency and effectiveness of the operation’s internal controls, including those related to Sarbanes-Oxley
  • Assist in the drafting of exceptions, including developing recommendations for corrective action
  • Gain exposure to senior management through leadership and mentorship opportunities
  • Invest in your career at a company committed to diversity and giving back to the community
  • Work for a company that believes contributing to a more sustainable environment is a good business practice and the right thing to do for future generations
  • Junior status. (Rising senior at time of the internship). Pursuing a Bachelor’s degree in a related field of study, i.e) Business Administration. Solid academic performance – minimum 3.0 GPA required
  • Excellent written and verbal communication skills. Ability to read, write, and interpret instructional documents such as reports and procedure manuals
  • Must be able to work independently with minimal supervision. Strong organizational skills with the ability to handle multiple priorities in a fast-paced environment
  • Proficiency in Microsoft Office – specifically Excel, Word & Powerpoint. Demonstrated leadership and problem-solving skills. Strong analytical and critical-thinking skills. Travel is required
246

Internal Audit Resume Examples & Samples

  • Corporate Governance and Sarbanes Oxley Act's regulations and requirements, including compliance readiness programs,
  • Generally Accepted Accounting Principles,
  • Financial and operational fraud risk management,
  • Antifraud internal controls,
  • IT general and process controls, including Data Privacy and IT security,
  • Anti-corruption and anti-bribery, and
  • Auditor Independence
  • Evaluating internal controls design; identify key risks and controls, develop and or review audit programs, benchmark financial and operational processes and controls as well as perform controls optimization
  • Creating high quality deliverables using appropriate business and technical language, especially developing and reviewing audit programs or testing steps, adapting an audit program to suit a client's specific environment
  • Collaborating with clients, identifying and addressing client needs through building solid relationships with clients; understanding the client's business; communicating a broad range of Firm services to the client in an organized and knowledgeable manner delivering clear requests for information; developing an awareness of Firm services; demonstrating flexibility in prioritizing and completing tasks; and communicating potential conflicts to a supervisor
  • As a team member, creating or contributing to a positive working environment through building solid relationships with team members by understanding personal and team roles, proactively seeking guidance, clarification and feedback; providing guidance, clarification and feedback to less-experienced staff (e.g. interns) and keeping supervisors abreast of work status and any concerns in a timely manner
  • Using available technical resources and tools to research and expand one's sphere of knowledge to enhance work product, significantly contribute to business development efforts and to remain up to date on client and firm hot topics while sharing the knowledge amongst the team where applicable
247

Administrative Assistant, Internal Audit Resume Examples & Samples

  • Assist the Audit Committee in discharging their responsibilities for oversight of the effectiveness of internal controls
  • Contribute to the achievement of BCE/Bell Canada’s business objectives
  • Provide assurance that BCE/Bell Canada’s governance risk and control management systems, and processes are understood and managed appropriately
  • Create a value-adding risk knowledge base
  • Provide administrative assistance to three Directors and their respective teams
  • Manage and prioritize the Director’s calendar and set up of meetings
  • Planning, organizing and coordinating internal meetings
  • Handle expense reporting for Directors using the ARIBA system
  • Organize, coordinate and make travel reservations for the Directors using the AMEX system
  • Coordinate and process employee records using the SAP HR system
  • Order office supplies as well as handle phone and workstation requirements
  • Produce documents, reports and presentations with MS office & other software, and ensure the accuracy of the data for the production of reports requested by the Directors
  • Tracking Vacation for the Directors and their respective teams
  • Process invoices for payment using the APSS system
  • Support/Administration of the Internal Audit documentation central repository (“GRC”) application
  • Initiative and ability to work with minimum supervision
  • Solid organizational skills and ability to handle multiple inquiries/requests based on their respective priorities
  • Ability to work effectively and efficiently
  • Strong computer skills (MS Office – Excel, Word, PowerPoint, Outlook)
  • Knowledgeable in APSS, Ariba, Fieldglass, AMEX and HR SAP Systems
  • Confidentiality / Discretion
  • Highly developed sense of professionalism and ethics
248

Mgr, Internal Audit Resume Examples & Samples

  • Manages the planning and execution of IA data analytics projects, including, but not limited to risk assessments, audit execution, and other special projects
  • Coaches and mentors data analytics staff to drive continuous improvement
  • Bachelor's degree in statistics, mathematics, computer science, or other related field and 6+ years professional experience, Advanced degree desired
  • Highly proficient in using data analytics and business intelligence tools such as SAS, R, R Studio, SQL, ACL, Cognos, Qlikview, Tableau, Toad, SAP ECC, SAP BW, SAP Lumira, and MS Office products
  • Experience in helping define business problems or objectives and successfully designing and executing analytics solutions
  • CIA, CISA, CPA, or industry recognized business intelligence /data science certification is a plus
249

Internal Audit Resume Examples & Samples

  • Manage, analyze and evaluate the Firm's Wealth Management brokerage business focusing on products, investment advisory, branch operations, sales practices, and client suitability to evaluate the risk and control framework supporting the business
  • Participate in on-site retail branch audits in accordance with FINRA rules and regulations
  • Conduct risk assessments for Wealth Management audit entity universe to help drive the risk-based audit plan
  • Execute the annual risk-based audit plan to provide appropriate coverage of retail brokerage activities
  • Execute audits from start to completion including detailed walkthroughs of key processes to identify internal controls, developing and execution of tests of control and substantive testing procedures for key controls, execution of testing, identification and reporting of issues. Involvement in scope determination, audit planning memos, developing testing plans, review of staff fieldwork, issue identification, issue discussions with clients and report writing
  • Provide management with an independent and objective evaluation of the control environment and evaluate management’s control consciousness
  • Four-seven years of audit management, related retail brokerage or regulatory experience within the financial services industry
  • Previous audit or compliance experience with a complex or medium size bank or broker dealer that focused on retail broker dealer sales practice and suitability trading activities or related public accounting audit experience
  • Proficient understanding of the internal audit process including risk assessments, planning, scheduling, reporting, continuous auditing. Multi-tasking of various projects and deadlines
250

Internal Audit Resume Examples & Samples

  • Develop QA procedures to validate departmental compliance with FRB 13-1 and IIA standards
  • A number of years audit, financial or regulatory experience within the financial services industry
  • A B.S. degree in business including Finance, Accounting, etc. [note: an M.B.A. or equivalent postgraduate degree is highly encouraged to demonstrate the candidate’s discipline, commitment and focus]
  • CPA, CIA or other related licensing plus audit management, related banking or retail brokerage or regulatory experience