Internal Audit Analyst Resume Samples

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LS
L Sipes
Lizeth
Sipes
8139 Volkman Keys
Dallas
TX
8139 Volkman Keys
Dallas
TX
Experience Experience
12/2013 – present
Chicago, IL
Internal Audit Analyst, Senior
Chicago, IL
Internal Audit Analyst, Senior
12/2013 – present
Chicago, IL
Internal Audit Analyst, Senior
12/2013 – present
  • Assist in driving continuous improvement
  • Focuses on developing clear and concise analytical approach to identify financial and operational risks and controls for the business and Internal Audit
  • Rapidly implements proofs of concepts for new candidate analytic approaches
  • Proficient in statistical programming and modeling in SAS and/or other statistical software; working with real-life large unstructured dataset for data analysis
  • Assists in the planning and execution of IA data analytics projects, including, but not limited to risk assessments, audit execution, and other special projects
  • Cultivates strong relationships across the organization, particularly within the IT organization
  • Partners with other IA team members to define data analytics objectives across financial, operational, and IT audits
04/2011 – 09/2013
Chicago, IL
Senior Internal Audit Analyst
Chicago, IL
Senior Internal Audit Analyst
04/2011 – 09/2013
Chicago, IL
Senior Internal Audit Analyst
04/2011 – 09/2013
  • Applies a risk-based approach to establish audit scope, develop and execute audit procedures
  • Work closely with the Risk Management & Advisory Services Department, Technology Audit & Advisory Department, External Auditors and Advisors
  • Identify and provide recommendations for process improvements to enhance the control environment
  • Execute audit programs and complete assigned portions of the audit in accordance with the established budget and timelines
  • Provides clear and concise recommendations for operational and control improvements
  • Contribute to the formulation of audit conclusions Provide adequate follow-up to make sure that corrective action is taken and that it is effective
  • Establish the annual audit plan, and ongoing quarterly updates
02/2007 – 03/2011
Los Angeles, CA
Internal Audit Analyst
Los Angeles, CA
Internal Audit Analyst
02/2007 – 03/2011
Los Angeles, CA
Internal Audit Analyst
02/2007 – 03/2011
  • Assist the internal audit managers with internal audits, as determined by the annual internal audit plan
  • Participate in the monthly reporting of audits/test findings with the Business Owners, Department Managers and Senior Management staff
  • Create recommendations to improve control execution
  • Executes audit plans and perform steps related to audits and special projects
  • Independently contributes to the development of audit processes improvements
  • Work within the audit team to meet management's objective and audit schedules
  • Collaborating with the team to continually improve both your and the team's performance
Education Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Southern Illinois University Carbondale
Bachelor’s Degree in Accounting
Skills Skills
  • Attention to details and strong analytical ability
  • Strong knowledge in a data visualisation tool (Tableau, etc.)
  • Strong knowledge of relational databases
  • Ability to learn quickly and adapt easily to changes
  • Flexible, reliable, conscientious and able to follow directions
  • Strong knowledge of Microsoft Excel
  • Robust mortgage industry experience is highly desirable
  • Strong knowledge of MS Office
  • Excellent interpersonal and communication skills
  • Ability to perform in a fast-paced and high-pressure environment
Create a Resume
1

Internal Audit Analyst Resume Examples & Samples

  • Assess the design of internal controls related to our financial reporting processes, and test the controls for operating effectiveness, pursuant to our annual Sarbanes-Oxley certification
  • Effectively communicate controls testing results to all levels of management and clearly explain remediation expectations and timing, and then follow up to ensure effective remediation
  • Assist the internal audit managers with internal audits, as determined by the annual internal audit plan
  • Assist with investigations that involve financial controls breaches, FCPA violations and fraud
2

Internal Audit Analyst Resume Examples & Samples

  • Assess the design of internal controls related to our financial reporting processes, and test the controls for operating effectiveness, pursuant to our annual Sarbanes-Oxley 404 certification
  • Identify process improvements from testing and compose recommendations
  • Effectively communicate internal audit results and controls testing results to all levels of management and clearly explain remediation expectations and timing, and then follow up to ensure effective remediation
3

Internal Audit Analyst Resume Examples & Samples

  • As a member of the IA team you will be involved in the following activities
  • Completing detailed planning of individual assignments, this will involve gaining an understanding of the control environment and the associated business risks of the area under review
  • Assessing the design effectiveness of the control environment
  • Carrying out the detail tests of the control environment
  • Assisting with other Internal Reviews and Special Investigations; and
  • Pragmatic, inquisitive, professional who is looking to further their career
  • Excellent communication (written and oral) skills
  • Familiarity with CAATs and Data Analysis tools is advantageous
  • Qualified accountant or Qualified Auditor (ACA, ACCA, CIA)
  • Big 4 back ground advantageous
4

Internal Audit Analyst Resume Examples & Samples

  • Executes audit plans and perform steps related to audits and special projects
  • Create recommendations to improve control execution
  • Diligently execute multiple tasks within project timeliness
  • Conducts data extraction, analysis, and security reviews utilizing various database, spreadsheet, and analytical tools
  • Excellent time and project management skills
  • Excellent analytical and problem-solving skills
  • Detail-oriented; yet sees the whole system and acts strategically
  • Able to manage multiple projects/tasks simultaneously
  • Self-motivated; innovative
  • Reliable and accountable
  • Team oriented; builds trust
5

Internal Audit Analyst Resume Examples & Samples

  • Bachelor’s Degree or will obtain in the next 6 months
  • Basic understanding of audit
  • Likes to focus on the "big picture" and thrives in a fast paced, multi-project work environment
  • Comprehensive knowledge of all Microsoft Office applications, including Word, Excel and PowerPoint
  • Excellent communication skills, both oral and written
  • Implementation and execution skills
  • Prior audit experience (e.g. creating audit workpapers)
  • Familiarity with Humana’s operating systems and internal policies and procedures
6

Senior Internal Audit Analyst Resume Examples & Samples

  • Capital spending, costing and transactional processes
  • Delivery of high impact reviews of aspects of the business to executive/senior brand and financial management
  • Rapid absorption of complex subject matter and delivery of insights
  • Assignments conducted around the world (U.S., Asia, Europe and Latin America)
  • Frequent interactions required with executive/senior management ranks of VF
  • MSA or MBA with an undergraduate degree in Accounting or Finance preferred
  • Proficient skills with Microsoft Office programs
  • Ability to build relationships and offer compelling ideas/insights to a diverse population of VF associates, including executive/senior management
  • Annual travel of 40-50% (not limited to, but mostly major cities such as Los Angeles, San Francisco, New York, Hong Kong, Shanghai, Buenos Aires, Brussels, Moscow, Istanbul, Bangalore, Stabio, Santiago and Mexico City)
  • Must be initially located at VF Worldwide Headquarters in Greensboro, NC
7

Internal Audit Analyst Resume Examples & Samples

  • Strong knowledge in a data visualisation tool (Tableau, etc.)
  • Strong knowledge of Microsoft Excel
  • Strong knowledge of relational databases
  • Strong SQL knowledge preferred
  • Education course covers a programming language (Visual Basic, C, Java, ACL, SAS SQL, etc.)
  • Ability to manage and prioritize multiple engagements at once
  • At least 5 years’ experience in an information role such as Business Intelligence or Management Information analytics
  • Experience in Report design and development (including gathering user requirements, modeling, sourcing data, developing algorithms, and creating reports)
  • Experience with IT project deployment
  • Some project experience working in teams to develop new solutions to deliver analytics or information based solutions to internal clients
  • Experience within Internal Audit preferred
  • Experience in developing financial back office reporting preferred
8

Global Internal Audit Analyst Resume Examples & Samples

  • Support in the execution of corporate audits; including strategic, operational, compliance and financial audits focusing on primary business risks and major corporate initiatives
  • Perform on-site hotel control self-assessment validations
  • Conduct internal and external research and benchmarking to identify best practices
  • Demonstrate depth of business knowledge throughout the course of the review
  • Prepare audit findings in accordance with the GIA Methodology
  • Maximise the value of recommendations by applying detailed root cause analysis to findings
  • Undertake multiple tasks across regions / functions, demonstrating an ability to effectively balance competing priorities
  • Engage with audit stakeholders to follow up on progress against published audit findings
  • Develop internal audit skills through the utilisation of learning resources available
9

Senior Internal Audit Analyst Resume Examples & Samples

  • 10% - Performing and supporting Aerojet Rocketdyne Holdings Incorporated Financial & Operational Audits- Corporate, Aerospace & Defense and Real Estate Segments
  • 10% - Process Reviews: evaluating and developing audit programs and testing specific activities for best practices and improvements
  • 10% - Responding to and supporting Aerojet Rocketdyne Holdings Incorporated Chief Financial Officer requests associated with special projects/Accounting initiatives
  • 10% - Performing and supporting investigations of questionable activities/fraud
  • 10% - Supporting Merger, Acquisition and Divesture initiatives
  • Experience working at a large auditing firm. Big 4 experience desired
  • Experience in manufacturing accounting audits and Government contracting experience. Requires travel of 20-30% annually to perform audits
10

Internal Audit Analyst Resume Examples & Samples

  • 3rd level education or a minimum 5-7 years' experience in a FMCG Finance/Accounting environment, where data analytics has formed a component part of the role
  • Numerate with good data analytical skills
  • Strong organisational skills with excellent attention to detail, as well as commitment to quality and efficiency
  • Strong computer skills (advanced Microsoft Excel, Word, PowerPoint, Outlook)
  • Experience working within tight deadlines and fluid processes in a growing business
11

Senior Internal Audit Analyst Resume Examples & Samples

  • Assist audit management or senior audit staff, execute internal audits including audit planning, detailed audit procedures and related testing and reporting in accordance with professional and departmental standards, including financial (i.e. Sarbanes-Oxley testing) and operational
  • Identify audit issues and perform root cause analysis with practical corrective solutions
  • As necessary, perform follow-up on assigned audit report action plans to ensure that the business partners have completed agreed upon action
  • Participate on special projects undertaken by the department and/or the Company
  • Bachelor's degree in Accounting, Finance, Technology or related discipline
  • 1 year of relevant business experience
  • Strong interpersonal skills while working effectively with a team
  • 2+ years of accounting or auditing experience
  • Health or related insurance experience
  • Sarbanes-Oxley, MAR, SOC experience
12

Senior Internal Audit Analyst Resume Examples & Samples

  • BA/BS degree or higher is required
  • An accounting or audit qualification is required (e.g. CIA, CISA, CPA, ACCA etc)
  • At least 5 years prior internal audit experience with a multinational company or accounting firm consulting/advisory is required (Big 4 experience is desirable)
  • Proficiency in Mandarin is required
  • Experience of data analytics tools and processes desirable
  • Exceptional interpersonal, presentation, written and verbal communication, and influencing skills
  • Ability to build strong relationships across cross-functional teams
  • Ability to convey a strong presence, professional image, and deal confidently with complex business problems
  • Ability to work effectively under pressure and independently
  • Ability to be a team player in global, multi-cultural team
  • Experience of shared service center environments is desirable
  • Willingness to travel up to 25%
13

Internal Audit Analyst Resume Examples & Samples

  • Prepare detailed reports on audit findings for recruiting management
  • Perform audit for quarter end bonus calculations
  • Examine and evaluate processes, recommending controls and changes in operations activities
  • Any other support function as needed from an operational point of view
  • 3+ years professional experience with at least 2 years in a business analyst or audit role
14

Internal Audit Analyst Resume Examples & Samples

  • Interface with the firm's management and business partners and to ensure that processes, business activities, and internal controls are effective in managing operational, financial, regulatory, and business risks
  • Recommend solutions to mitigate operational, financial, regulatory, and business risks
  • Consult and advise operations, sales, finance, and accounting managers on risk mitigation strategies, proper accounting treatment, and efficient operations practices
  • 5-10% travel outside New York City
  • 2+ years public or internal audit experience, or 3+ years accounting experience at a large retail organization
  • Solid knowledge of retail operations, inventory management, and inventory accounting
  • Strong understanding of GAAP as it pertains to revenue recognition and inventory valuation
  • Strong sense of drive, ownership and accountability
  • Proficient in Microsoft Excel, Access, and PowerPoint; possess the ability to quickly learn new software
  • CPA, CIA, CISA, or CFE certifications (or parts completed) a plus
15

Internal Audit Analyst Resume Examples & Samples

  • 3-5 years’ audit experience (R); Experience in public accounting and the manufacturing industry (R); Experience in excess of 5 years (P)
  • Ensuring adequate internal controls are in place and functioning properly. Developing new internal controls to enhance accuracy of financial reporting and safeguarding the Company assets
  • Assisting with Sarbanes-Oxley 404 testing process for financial and Information technology key controls
  • Interface with functional departments (Finance, Information Technology, Sales, Shipping, Purchasing, etc.) to ensure internal controls are in place and functioning
  • Perform internal control audits at all Haynes locations including foreign operations
  • Review procedures and process flow of financial related activities to enhance efficiency and quality
  • Promote the understanding and use of sound business practices
  • Special financial analysis projects as assigned
  • Gather, analyze and present information related to allegations of individual fiscal misconduct
  • Counsel and educate staff regarding internal controls
  • Educate in fraud deterrence
16

Internal Audit Analyst Resume Examples & Samples

  • Work within the audit team to meet management's objective and audit schedules
  • Recommend changes to testing procedures based on completed findings if needed
  • Participate in company sponsored training events to further develop industry knowledge and business lending requirements
  • Participation in the consolidation and distribution of various reports within the Internal Audit Department
  • Participate in the monthly reporting of audits/test findings with the Business Owners, Department Managers and Senior Management staff
  • Assist Internal Audit Manager with development of additional audit/testing development and /or projects as needed, required or requested
  • Proficient with Microsoft Office Products. (Excel, Word, Outlook, Power Point)
  • Ability to work within a team environment as well as independently
  • Encompass experience preferred
  • Previous experience as Internal Audit Analyst in mortgage industry
  • Robust mortgage industry experience is highly desirable
17

Internal Audit Analyst Resume Examples & Samples

  • Conduct audit tests as planned to ensure accomplishment with established objectives
  • Prepare working papers that record and summarize analyzed data
  • Support Internal Audit team members in the discussion of audit findings and audit recommendations with line management
  • Assist with the writing of internal audit reports containing audit objectives, methodologies, findings, and constructive recommendations for future improvement
  • Support Internal Audit team members in the quarterly process of follow up on the implementation of agreed action plans
  • Assist in the review and update of Internal Control Processes and Controls at EDPR NA with the process and control owners of all relevant departments of EDPR NA
  • Support process and control owners of relevant departments at EDPR NA in keeping processes and controls design updated
  • Perform regular testing of effectiveness of the Internal Controls at EDPR NA
  • Assist internal controls team during external audits on internal controls
  • Work as the liaison between the auditors and the process and control owners of all relevant business areas
  • Assist in the elaboration of different reports prepared for EDPR Corporate and EDPR NA including all presentations, work plans, and task lists necessary to perform job duties as described above
  • Undertake any other tasks as directed by the EDPR Internal Audit Director and Internal Audit Senior Manager
  • Bachelor’s degree in Business, Accounting, Finance, Economics, or a related field
  • Graduate Degree in Auditing and/or Certification in Internal Audit preferred
  • SAP knowledge
  • 1-2 years’ work experience in internal or external audits
  • Experience in energy sector
  • Internal and external audit procedures knowledge
  • IAS and US GAAP knowledge preferred
  • Accounting consolidation knowledge
  • Knowledgeable with financial issues (financial resources, derivatives, company appraisals) and commercial law (typologies of companies, company rules for operations
  • Knowledge in internal control utilizing basic principles (SOX rules) required
  • Well-rounded MS Office computer skills especially in Microsoft Word, Excel, and Power Point
  • Fluency in Spanish and/or Portuguese is preferred
18

Junior Internal Audit Analyst Resume Examples & Samples

  • Collect and analyze data to detect deficient controls or non-compliance with the recruiting business model
  • Examine and evaluate processes and propose changes/procedures/controls aimed at reducing the occurrence and impact of such discrepancies within Oracle’s Global Recruiting organization
  • Perform audit procedures for quarter end bonus calculations
  • Interact with decision makers, process owners and end users
19

Senior Internal Audit Analyst Resume Examples & Samples

  • U.S. Citizenship or Permanent Residence (Green Card) is required
  • This position requires the willingness and ability to travel domestically and internationally (could range annually from 0-40% travel, most likely around 20%)
  • Strong analytical skills with ability to identify and assess risk and exposures across a wide variety of business processes
  • Ability to develop risk-based audit programs focused on critical risk and control considerations
  • Demonstrated organizational ability, and excellent written and verbal communication skills
  • Ability to manage multiple concurrent audits/projects
  • Working knowledge of Sarbanes-Oxley (SOX) is highly desirable
  • A CPA/CIA or four years of experience in auditing is preferred
  • Business process audit/controls experience
  • Experience with operational auditing and government contracting systems
20

Senior Internal Audit Analyst Resume Examples & Samples

  • Performs reviews of internal controls and business practices at worldwide Toro locations
  • Applies a risk-based approach to establish audit scope, develop and execute audit procedures
  • Reviews staff work papers
  • Provides clear and concise recommendations for operational and control improvements
  • Prepares timely and accurate reports of review findings to be shared with Toro's Audit Committee
  • Identifies potential business risks and inefficiencies for consideration in the annual audit plan
  • Guides business functions in performing risk analysis and documenting internal controls over financial reporting to ensure compliance with the Sarbanes-Oxley Act
  • Tests internal controls to ensure compliance with the Sarbanes-Oxley Act
  • Assists the Director in the preparation of material to be presented to the Audit Committee
  • Provides assistance in analyzing and preparing required financial work papers for external auditors
  • Prepares fraud risk assessments and assists in investigations
  • Assists in reviewing, maintaining, and updating accounting policies
  • Assists in the due diligence process to ensure that appropriate control measures are in place in relation to potential investments or acquisitions
  • Performs other related duties and special projects as assigned
21

Senior Internal Audit Analyst Resume Examples & Samples

  • Establish the annual audit plan, and ongoing quarterly updates
  • Facilitate multiple audits in progress at any time at various stages of the audit process
  • Prepare written documentation summarizing audit results and conclusions, and engage in discussions about the audit as required
  • Review and assess the adequacy of management responses to the corrective action requirements/recommendations
  • Contribute to the formulation of audit conclusions Provide adequate follow-up to make sure that corrective action is taken and that it is effective
  • Establish and maintain relationships with business owners in a variety of departments and subsidiaries within Highmark
  • Maintaining appropriate levels of communication with Internal Audit management and business owners during the audit
  • Work closely with the Risk Management & Advisory Services Department, Technology Audit & Advisory Department, External Auditors and Advisors
  • Identify and provide recommendations for process improvements to enhance the control environment
  • Interacts with Chief Accounting Officer and other management and staff across the enterprise
  • Act as the knowledge leader to the team for risk, controls and compliance requirements
  • Provides subject-matter direction to team members
  • May train employees, assign, monitor and review progress and accuracy of work
  • Progress Monitoring/Status Reporting
  • General business and operational knowledge of Highmark and/or Insurance industry
  • Team player that possesses strong analytical and organizational skills
  • Must be able to focus on details, as well as the strategic vision
  • Must be flexible and able to handle aggressive deadlines along with evolving priorities
22

Internal Audit Analyst Resume Examples & Samples

  • Collaborate with other team members, Audit & Compliance Division partners and business owners to
  • Research laws, regulations, policies and standards applicable to assigned audits
  • Establish audit programs to support the audit objectives for assigned audits, includes the assessment of risk, development of audit program budget and timelines
  • Execute audit programs and complete assigned portions of the audit in accordance with the established budget and timelines
  • Interpret audit results and identify areas where corrective action is required or recommended
  • Perform other ancillary projects, as assigned
  • Deal effectively and timely with conflict resolution
  • Monitoring progress against the overall Internal Audit plan, and audit-specific audit programs
  • Complete audits on time and within budget, and escalate/manage workload and progress concerns to management, as appropriate
  • Successful experience in achieving results through people in a complex environment
  • Comfortable in motivating people to meet strict project and reporting deadlines
23

Internal Audit Analyst Resume Examples & Samples

  • Execute a risk-based annual internal audit plan that integrates effectively with other risk mitigation activities throughout the organization
  • Act as an audit team member through preparing for audits, executing assigned scope areas and working under the direction of audit staff
  • Perform preparatory work for assignments, including obtaining information to better understand the processes subject to audit, following the audit work program and following the defined schedule for each review
  • Assess the adequacy of internal controls in operational and financial processes through procedures such as interviews, data analysis, account and transaction tests, and process reviews
  • Assist the audit lead with the identification of issues, proposal of solutions and preparation of work papers and reports that are direct, professional, constructive and value-added for management
  • Conduct required compliance audit work under the direction of audit staff to support SOX requirements, including process walkthroughs, test of controls and entity level controls
  • Assist audit staff in the assessment of WEC customer projects, including project management processes and controls associated with cost, schedule, risk, change control, and project governance
  • Support audit staff in executing financial health assessments of key Westinghouse suppliers and customers
  • Assist as requested in other Internal Controls activities as determined by Department Manager
  • Maintain professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; participating in professional societies
  • ) Experience with internal audit or Sarbanes Oxley Act requirements desirable
  • ) Knowledge of Generally Accepted Accounting Principles
  • ) Knowledge of internal controls and auditing procedures
  • ) Willingness to travel 25-30% as required
24

Internal Audit Analyst, Senior Resume Examples & Samples

  • Assists in the planning and execution of IA data analytics projects, including, but not limited to risk assessments, audit execution, and other special projects
  • Partners with other IA team members to define data analytics objectives across financial, operational, and IT audits
  • Focuses on developing clear and concise analytical approach to identify financial and operational risks and controls for the business and Internal Audit
  • Rapidly implements proofs of concepts for new candidate analytic approaches
  • Assist in driving continuous improvement
  • Cultivates strong relationships across the organization, particularly within the IT organization
  • Bachelor's degree in statistics, mathematics, computer science, or other related field and 4+ years professional experience, Advanced degree desired
  • Proficient in statistical programming and modeling in SAS and/or other statistical software; working with real-life large unstructured dataset for data analysis
  • Experience in leading teams; project management, relationship management, SOX, and/or internal auditing
  • Ability to utilize techniques such as multivariate regressions, Bayesian probabilities, clustering algorithms, machine learning, dynamic programming, stochastic-processes, queueing theory, algorithmic knowledge to efficiently research and solve complex problems
  • Highly organized, energetic, self-driven, and self-motivated
25

Internal Audit Analyst Resume Examples & Samples

  • 1+ year of related experience
  • Basic knowledge of Investment Banking products, full service Research function, relevant regulations and market working practices and deal transaction lifecycle
  • Some understanding of internal auditing role and responsibilities through undergraduate / postgraduate studies
  • Graduate degree and / or relevant professional qualifications / licenses (e.g. CPA, CIA, ACCA, CISA, Series 7, ACAMS)
26

Senior.internal Audit Analyst Resume Examples & Samples

  • Evaluate the status of the internal control environment, including a review management’s control self – assessment (CSA) within business units and provide recommendation to bridge the gap between the current and recommended state
  • Identify cost savings and efficiencies within the business units by performing business process reviews and develop action plans to implement best practices
  • Review controls over information technology in areas such as data security, systems development and implementation, and business system capabilities
  • Assist in the implementation of automated audit techniques and an integrated audit approach designed to encompass financial, operational, and information technology controls
  • Ability to lead audit engagements and work collaboratively in a team environment
  • Domestic and international travel is approximately 35%
  • Minimum of three (3) to five (5) years of accounting or financial experience
  • Big 4 audit or other public accounting audit experience or Fortune 500 management accountant or financial analyst with manufacturing or distribution experience
  • Multilingual skills preferred (English, Spanish, Mandarin Chinese, Portuguese, etc.) but not required
  • Strong oral and written communication skills; able to communicate and engage at all levels of the organization
  • Impeccable integrity and the ability to work well as an individual contributor or as part of a team
  • Approximately 35% travel required
27

Internal Audit Analyst Resume Examples & Samples

  • Support ongoing audits through coordination of meetings, collecting evidence and liaison with the auditors
  • Assist with the annual audits required for Annual Statements and/or Tax Statements for the Student Lending business
  • Perform ongoing SLA audits for clients and compile results and/or internal audit report as deemed required
  • Coordinate with business units to complete quarterly control self-assessment report
  • Support Projects and Improvement Initiatives as required, identify and evaluate potential risks/issues, reporting requirements and recommends improvement or mitigation to minimize financial and other related risks, where applicable
  • Develop and execute internal audits for departments and/or processes for various Lines of Business within the Canadian Operations
  • Coordinate follow ups on findings and feedback provided to the Operational management to ensure that issues are closed timely and appropriately
  • Establish and/or update internal audit SPI and other documentation
  • Review audit documentation such as CSAE 3416 audit reports annually and update based on any process changes
  • Coordinate with external auditors and internal business leads to effectively manage ongoing audits
  • Assist during external audits, as assigned
  • Review process changes and assess impacts to audit criteria or evidence
  • Generate reports, analyze and identify trends for risks and process improvement as required
  • Post-Secondary Degree preferably University degree in appropriate academic discipline or equivalent business experience in student lending, recovery, registry, bankruptcy, retail services and/or enhancement services processing environment
  • Demonstrated ability to seek information and perform investigations
  • Attention to details and strong analytical ability
  • Ability to learn quickly and adapt easily to changes
  • Strong organization and time management skills
  • Strong technical writing and problem solving skills
  • Strong knowledge of MS Office
  • Ability to perform in a fast-paced and high-pressure environment
  • Flexible, reliable, conscientious and able to follow directions
  • Demonstrated ability to work independently and as part of a team
  • Highly motivated, organized and innovative
  • An ability to handle conflict/difficult situations in a fast paced dynamic environment
  • Must be available to travel as required by assigned projects and/or audits
  • Willingness to work on weekend and long hours when necessary to support projects/audits and company objectives
  • Experience in Quality Management, Continuous Improvement, Internal Audit or Business Analysis is an asset
  • Experience in process mapping, re-engineering and quality principles (preferred)
  • Experience in managing and building relationships with external auditors and business partners
  • Positive attitude towards learning, seeking solutions and being resourceful
  • Collaborative team player with a positive approach to problem solving
28

Servicing Internal Audit Analyst Resume Examples & Samples

  • Perform discretionary, special and required audits
  • Work within the servicing audit team to meet management's objective and audit schedules
  • Ensure all audit findings are properly documented and escalated to management as needed
  • Maintain awareness of changes to regulatory (TRID), operational and investor guidelines
  • Assist Servicing Project Manager and Internal Audit Manager with development of additional audit/testing development and /or projects as needed, required or requested
  • Black Knight experience preferred
  • Ability to handle multiple projects if needed
  • Strong business acumen with ability to work with people having a diverse background
  • Ability to build relationships across the organization
  • Effective communicator both written and oral
  • Strong listening skills
  • Bachelor's Degree or equivalent business experience
  • Robust loan servicing mortgage industry experience is highly desirable
29

Internal Audit Analyst Resume Examples & Samples

  • Develops effective line management relationships to ensure strong understanding of the business
  • English and Spanish Fluency required. Portuguese a plus
  • Audit experience and big 4 experience preferred