Internal Auditor, Senior Resume Samples
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Internal Auditor, Senior Resume Samples
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VN
V Nitzsche
Verdie
Nitzsche
6691 Luettgen Turnpike
New York
NY
+1 (555) 373 5528
6691 Luettgen Turnpike
New York
NY
Phone
p
+1 (555) 373 5528
Experience
Experience
Los Angeles, CA
Internal Auditor, Senior
Los Angeles, CA
Kautzer Group
Los Angeles, CA
Internal Auditor, Senior
- Develop and execute data extraction and data analytics in support of audits, reviews and other Internal Audit efforts
- Provide advice and guidance to management regarding accounting and compliance matters and internal controls
- Organize, schedule, and conduct workload to meet established milestones
- Works in a safe manner in accordance with established operating procedures and practices
- Works closely with Audit Managers and Auditee to help ensure value added audit products
- Improve Internal Audit’s use of data analytics and computer assisted auditing techniques (CAATs)
- Make recommendations for corrective action and verify the implementation of agreed upon corrective actions
Los Angeles, CA
Senior Bank Internal Auditor
Los Angeles, CA
Lowe and Sons
Los Angeles, CA
Senior Bank Internal Auditor
- Prepares and communicates recommendations for strengthening controls and assists management in developing action plans to address control weaknesses
- Recommends process improvements for internal audit processes and procedures
- Performs tests or reviews testing of operational effectiveness to validate controls
- Communicate information, suggestions and/or problem issues regarding audit status and critical findings throughout the assignments to the Manager
- Maintain the confidential nature of all work papers and information obtained during an audit
- Performs other duties and responsibilities as assigned
- May research industry regulations and make recommendations for implementation
present
Phoenix, AZ
Senior Internal Controls Auditor
Phoenix, AZ
Kautzer-MacGyver
present
Phoenix, AZ
Senior Internal Controls Auditor
present
- Demonstrate a confident and well developed communication style, both written and spoken, that establishes credibility and facilitates clear business acumen
- Track remediation status and work closely with management to ensure timely remediation of internal control issues
- Assist branch personnel in developing remediation plans
- Execute a disciplined approach to evaluating and improving the effectiveness of an organization's risk management, controls, and governance processes
- Develop audit plans and execute timely/accurate testing and reporting
- Assist in the development of the internal control audit approach, scope, scheduling, and guest validator resourcing
- Contribute to positive working relationships with internal clients and team, including international team members
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Cornell University
Bachelor’s Degree in Accounting
Skills
Skills
- Attend to detail while maintaining a big picture orientation
- Read, interpret and apply information from business periodicals and professional journals
- Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment
- Advanced concepts, practices and procedures of auditing and risk assessment
- Identifying key business processes
- Reviewing and analyzing business processes
- Identifying and documenting risk management issues
- Testing key controls within business processes
- Preparing written reports and delivering oral presentations
- Lead the work of others
15 Internal Auditor, Senior resume templates
Read our complete resume writing guides
1
Senior Internal Auditor IT Resume Examples & Samples
- 5+ years of information systems audit experience with proven track record
- Bachelor's degree in Finance, Accounting, Information Systems, Computer Science, or other related discipline required. Advanced degree (MBA or M.S.) desired
- A Certified Information Systems Auditor (CISA) or similar professional certification (e.g. CPA, CIA) is strongly preferred
- Good team work skills including effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems
2
Senior Internal Auditor Asset Management Resume Examples & Samples
- Extensive experience in knowledge of asset management operations and regulatory requirements
- Good team skills including experience in building effective team interactions
- Good verbal and written communications skills
- Prefer relevant professional certification (e.g. CPA, CIA, CIDA, CFSA, CISA, CFE, CMA)
- At least 4-5 years of experience in auditing, finance, accounting or operational risk in the financial services industry
3
Senior Internal Auditor IT Resume Examples & Samples
- 5+ years of information systems audit experience
- Bachelor's degree in Finance, Accounting, Information Systems, Computer Science, or other related discipline required
- Advanced degree (MBA or M.S.) desired
4
Senior Internal Auditor / Internal Auditor Resume Examples & Samples
- Direct reporting to the Internal Audit Manager and leading a small team
- Perform financial and operational audit
- Participate in due diligence and feasibility studies for acquisition projects
5
Senior Internal Controls Auditor Resume Examples & Samples
- Deploy an annual audit plan to evaluate Otis and CCS branch offices, including the core Sarbanes-level branches and those with less than-acceptable audit ratings in the past
- Set the audit schedule based on risk, past performance, staffing availability and special requests
- Participate in planning and data selections; conduct the fieldwork; report on the results of the audit by making practical business recommendations to ensure compliance with Otis and UTC policies and procedures
- Conduct the UTC required Sarbanes 404 gap assessment and control testing, including monitoring and driving remediation for issue tickets
- Assist branch personnel in developing remediation plans
- Support approval matrices for BISA and for Otis Americas. Regularly communicate with regional controllers regarding updates and requirements
- Prepare and vet all presentation slides for Controls & Compliance meetings
- Monitor significant throughput on the area’s corporate credit cards. Report on corporate card activity as needed for delinquency or f other research purposes
- Provide support with system access questions and issues related to the financial systems roles and functions
- Ensure adherence with UTC/BIS/Otis/Carrier policies and procedures as related to the approval authority matrix
- Support Controls and Compliance mangers in carrying out internal controls compliance initiatives
- Support other a hoc initiatives such as segregation of duties guidelines and material updates, monthly control binder requirements monitoring, facilitation with resolving controls issues with various departments (Labor Relations, IT , Treasury, Shared Business Services, Government contract compliance, etc., facilitation and communication, and enforcement of changes in controls
- Provide guidance for guest auditors
- Special projects and investigations as needed
- Communications
- Environment, Health & Safety
- Human Resources
- Sales
- Supply Chain Management
6
Softlayer Senior Internal Auditor, Accounting Resume Examples & Samples
- Internal Audit & Support Accounting Compliance
- Research IBM financial regulations including, but not limited to Corporate Instructions, Key Controls Over Financial Reportings (KCFRs), and various Policies, by accessing IBM web site and meeting with IBM. The scope of these regulations will be primarily accounting and systems related, but will potentially extend to all aspects of the business
- Work closely with IBM to modify test plans relevant to SoftLayer
- Determine compliance with IBM policies and procedures
- Create Desk Procedures to support Accounting team
- Create process flow diagrams
- Understanding and interpreting Risk & Control Matrices
- Reviews internal processes within SoftLayer and compare to relevant IBM regulations
- Keep accounting department notified of IBM requirements and potential defects
- Examines, reviews and/or audit financial controls Define audit universes, gather audit samples to support IBM testing
- Gauges levels of financial risk within SoftLayer and reports accordingly
- Maintains quality service by enforcing IBM/Softlayer audit standards
- Contributes to team effort by providing recommendations and coaching
- Identify compliance issues that require follow-up or investigation
- Identifying if and where processes are not working and collaborate with each group on improvements
- Ensure company assets are safeguarded
- Analyze export documents to ensure compliance to IBM regulations and statutory regulations
- Verify spreadsheet controls are maintained in order to reduce risk Back Up Systems Administration
- Understand system interactions
- Backup system administration functions in each of the Accounting systems
- Perform routine set up functions
- Bachelor’s degree required; Accounting or Information Systems degree preferred
- 3 or more years of progressive, relevant working experience
- Internal or external audit background
- Understanding of Sarbanes Oxley (SOX) compliance
- Experience with large Enterprise Resource Planning (ERP) and reporting systems
- SOX related flow-charting and controls documentation experience
- International accounting/systems experience preferred
- At least 3 years experience in understanding of SOX (Sarbanes Oxley) compliance
7
Senior Internal Auditor & Data Analyst Resume Examples & Samples
- Contribute to the audit function by addressing risks associated with business objectives and evaluating the controls in place to mitigate those risks; and
- Undergraduate degree in Business, Accounting or Finance is required
- A recognized professional accounting designation (e.g. CPA, CA, CIA, CMA or CGA) is preferred
- Minimum 5 years’ experience in internal audit, a financial analyst role and/or risk management in the Banking or Credit Union industry preferred
- Firm understanding of financial statements and auditing practices, as well as, accounting principles, processes, standards, techniques and procedures
- Expert-level knowledge and experience in performing data extraction and analysis is preferred
- An ability to gather, analyze and evaluate facts and to prepare and present concise findings
- Exceptional written and oral communication skills are required
- Demonstrated analytical and quantitative skills
8
Senior Internal Auditor PCF Resume Examples & Samples
- Maintaining the relevant constitutional documents such as the Internal Audit policy, audit committee terms of reference and effective reporting to Audit Committee / Boards of Directors for purposes of approval
- Being part of a shared services internal audit function for three entities
- Prepare and present annual and three year internal audit plans based on an internal risk assessment to the Boards of Directors and /or Audit Committee
- Planning, designing and executing Internal Audit activities based on the fundamental requirements of Internal Auditing and the annual internal audit plan
- Evaluating the efficiency and effectiveness of the Companies' internal controls and processes / procedures
- Working closely with Management to understand and evaluate business risks to ensure the minimisation of risks and the enhancements of controls
- Reporting to and presenting the audit findings and recommendations to the Board of Directors and/or Audit Committee
- Preparation of quarterly internal audit and board reports
- Liaising with external service providers for outsourced internal audit projects
- Liaising with Group Internal Audit for Group projects and reporting requirements
- Assist in the development of internal audit departmental audit methodologies and tools
- Ability and willingness to travel within Europe (10%)
- Build relationships with senior management and stakeholders
- Reporting to and meeting with the Central Bank of Ireland as necessary including solo interviews
9
IT Internal Senior Auditor Resume Examples & Samples
- This position requires a Bachelor's degree in information technology, information security, information systems, business, or related field or relevant military experience. Professional certification is highly desirable, particularly CISA, CIA, CISSP, or CISM
- 6-8+ years of experience
- Minimum of six years of regulatory IT examination oversight, or financial IT audit experience, including experience leading a work team required
- Thorough understanding of internal controls for information systems
- Knowledge of IT general controls, such as IT governance, change management, disaster recovery and user access
- Working knowledge of regulatory environment, information technology, FDICIA/SOX requirements and applicable banking regulations impacting the financial services industry
- Knowledge of system development and information security management programs, best practices, and standards
- Ability to manage multiple projects simultaneously and work as part of a team
- Able to maintain confidentiality, work with minimal supervision, and a have strong attention to detail
- Willingly assumes responsibility and ownership
- Good personal computer skills with a working knowledge of word processing, spreadsheet, database, and related software applications
10
Senior Internal Auditor With Rapid Growing Company Resume Examples & Samples
- Evaluate key business processes to establish compliance with Section 404 of the Sarbanes-Oxley Act
- Plan, execute and report on system of internal controls under minimum supervision
- Review business processes to identify opportunities for simplification and reduce transactions
- Identify control weaknesses, exceptions and deficiencies in operations
- Develop audit conclusions, prepare written reports and conduct oral presentations and recommendations in senior management
11
Senior Internal Auditor AVP / VP Resume Examples & Samples
- Conduct audit planning and perform detailed test job
- Ability to identify and follow up on specific audit issues occurred in the process in a timely fashion
- Evaluate emerging risks, understand impacts to the audit plan and the business, and implement appropriate changes as needed
- Establish and maintain relationships with senior business managers and key decision makers, including the ability to challenge and influence these constituents
- At least 5 years of business audit experience within an investment bank or in the consulting firms
- Proven ability to establish positive relationships with key business managers and executives at all levels of the organization and maintain a balance between independence and partnership
- Ability to influence senior management and to provide risk and control counsel to business partners
- Native Japanese language fluency, business level English
12
Internal Controls Senior Auditor Resume Examples & Samples
- Participate in risk/gap assessment and testing for Sarbanes-Oxley requirements and monitor actions to achieve overall improvement in year over year Sarbanes test results
- Assist other areas (international) with meeting Sarbanes-Oxley requirements, including issue monitoring
- Conduct compliance branch office audits. Provide effective recommendations and assist branch personnel in developing remediation plans
- Assist in developing a more comprehensive branch audit work program aligned with the new management control initiatives
- Interface and support UTC Internal Audit and UTC’s external auditors with Sarbanes-Oxley and branch/entity reviews
- Ensure adherence with UTC/Otis Policies and Procedures as related to the approval authority matrix
- Coordinate and develop Finance Branch Office Trainings; assisted with controls related field inquiries
- Coordinate Policy updates with process owners. Coordinate NAA Otis Finance Portal updates, including policies, procedures, and training materials
- Support the Assistant Controller in carrying out internal controls compliance initiatives
- Other ad hoc initiatives, such as
13
Senior Internal Auditor, Luxembourg Resume Examples & Samples
- Identifying - through a comprehensive risk assessment and audit planning - all potentially relevant risks and ensuring these are appropriately factored into the audit approach
- Independently conducting audit fieldwork in line with the determined standards. Reviewing the design and operating effectiveness of identified key controls to manage business risk and highlighting the root causes of control breakdowns. Where acting as the Responsible Auditor, supervising auditors to ensure audit deliverables are achieved
- Generating practical and value-added recommendations to address control weaknesses, demonstrating the ability to be an "agent of change" and promptly communicating audit results to auditees / senior business management and local / functional audit heads
- Preparing and clearing audit reports to ensure high quality and impact, and compliance with internal audit standards
14
Senior Business Internal Auditor Resume Examples & Samples
- Minimum 5-7 years internal audit or related experience required; financial industry experience strongly preferred
- Experience in reviewing audit work papers required
- Experience in evaluating the design and operating effectiveness of internal controls
- Demonstrated understanding of audit and internal control concepts
15
Senior Internal Auditor, IT Resume Examples & Samples
- Ability to manage multiple projects while delivering quality results on time
- Strong understanding of IT general controls and audit concepts Basic understanding of retail operations
- Experience with computer-assisted audit tools
- Able to asses control designs and analyze risks
- Effective as both an individual contributor, team player and lead
16
Senior Internal Auditor IT Resume Examples & Samples
- Minimum 5years of information systems audit experience with proven track record
- Bachelor’s degree in Finance, Accounting, Information Systems, Computer Science, or other related discipline required
- Experience with integrated auditing in the financial service industry Asset Management industry experience is a plus
17
Senior Auditor Within Internal Audit Department Resume Examples & Samples
- As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance,
- Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business,
- Performs audits related to Consumer banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions,
- Completes assigned audits within budgeted timeframes, and budgeted costs,
- Provides coaching to team members in all phases of the audit process,
- Monitors the risk environment and assesses the emerging risks through the Business Monitoring process,
- Recommends appropriate and pragmatic solutions to risk and control issues,
18
Senior Internal Auditor / Analyst Resume Examples & Samples
- Evaluate the status of the internal control environment, including a review management's control self assessment within business units and provide recommendation
- Identify cost savings and inefficiencies within the business units by performing business process reviews and develop action plans to implement best practices
- Participate in operational process improvement projects, due diligence reviews and formulate recommendations to management
- The position requires a considerable amount of fieldwork, and domestic and international travel is required
- 3-5 years of accounting experience
- Multilingual preferred but not required
- Strong PC and information systems skills
- Approximately 40% to 50% travel required (International & Domestic)
- Bachelor's required in Accounting or Finance
- CPA or Masters in Accounting a plus
- CISA, CFE, or CIA designations preferred
19
Avp-senior Internal Auditor Resume Examples & Samples
- CPA or similar designation required
- Advanced desktop skills in products to support the above (Excel, PowerPoint etc.)
- Ability to perform out of state travel up to 10%
20
Senior Internal Auditor, F&O Resume Examples & Samples
- Execute audits in accordance with department and professional standards, and complete assignments timely in an efficient manner
- Technical Resource for the group over finance (accounting) or operations related issues. Work closely with business units and audit colleagues to identify and assess risk and controls to support adequate audit coverage
- Prepare audit work papers and reports with minimal intervention by the AVP, Internal Audit
- Work with audit colleagues and business units to test and report on the adequacy and effectiveness of management controls
- Complete assigned ad hoc projects timely, accurately and professionally. Maintain and enhance skills through on-going education and training activities to support company needs
- Minimum Experience Required: 2+ years of internal or external auditing experience, including SOX controls testing
- Preferred: Pursuing or attained one applicable audit designation (CPA, CIA, CFE, CISA, etc.)
21
Senior Internal Controls Auditor Resume Examples & Samples
- Participate in annual planning, scoping and risk assessment process
- Identify, evaluate, and document business and technology risks, internal controls which mitigate risks, and related opportunities for internal control improvement
- Coordinate and assist in conducting the annual fraud risk assessment process
- Perform operating effectiveness testing for all in-scope processes and controls
- Assist Business Units with evaluating control deficiencies including root cause and severity assessments
- Advise Management and support remediation efforts for control issues identified, ensuring appropriate actions are taken by Management in a timely manner
- Demonstrate understanding of business processes, internal control risk management, IT controls and related standards
- Facilitate use of technology-based tools and methodologies to review, design and/or implement internal control processes
- Assist with monitoring and reporting requirements (quarterly assessments and the annual attestation by Management)
- Contribute to planning and ensuring that deliverables meet work plan
- Supervise/Counsel staff members on a project basis
- Contribute to positive working relationships with internal clients and team, including international team members
- Coordinate and conduct other ad hoc projects as needed based on management request
- BA/BS in Business Administration, Accounting, Information Systems Administration or related field
- CPA, CIA, and/or CISA, preferred (or actively pursuing)
- Minimum 4+ years of related experience in professional services, internal audit or IT audit
- Successful experience identifying controls and developing and executing test plans
- Experience with Sarbanes-Oxley preferred and COSO 2013
- Strong organizational and project management skills - demonstrate ability to plan and manage projects along with ensuring deliverables meet work plan specifications and deadlines
- Demonstrate ability to work independently with self-regulated deadlines and produce high quality deliverables
- General knowledge of SAP security administration and controls concepts, SAP Basis functions, and SAP functionality
22
Senior Internal Controls Auditor Resume Examples & Samples
- While in this high-performing and greatly valued team, auditors will have exposure to industry leading innovation strategies and management programs
- Individuals will lead and participate in the execution of the annual audit plan providing financial, operational, & strategic assurance while developing a deep understanding of Honeywell's policies and procedures
- Auditors are encouraged to think both autonomously and collaboratively while working to develop high quality deliverables
- Honeywell offers excellent financial, operational management & supply chain training programs
- Participation in a variety of special projects assigned by management (e.g., Six Sigma certification)
- Perform financial and operational audits of PMT/Corporate locations and other SBG locations as required by management. This includes supporting management & external auditors with Sarbanes Oxley testing
- Establish and maintain relationships with key business line and functional clients
- Execute timely/accurate audit planning and wrap-up/ reporting (e.g., developing/ adapting/ reviewing audit programs, test steps or control evaluations to suit a client's specific environment)
- Bring forth ideas and opinions to Audit team members, while also actively listening to others? points of views
- Conduct independent & objective financial reviews across Honeywell?s diversified global operations, providing added value to the operations in established timeframes
- Bachelor’s degree in Accounting, Finance or other business related discipline
- At least four years of relevant work experience in the areas of internal controls, internal audits, finance and/or SOX compliance
- Prior experience in Accounting/Auditing preferred with the ability to demonstrate they have been in a top performer in a prior role
- Consulting experience, ACCA and/or CPA preferred
- US GAAP and internal auditing standards and requirements as set out by the IIA, ISACA, BIS
- Some experience with a public accounting firm or large multi-national organization is preferred
23
Internal Auditor, Senior Resume Examples & Samples
- Examines assigned activities of areas of the company to determine the extent of all compliance with company policies, plans, and procedures and rules of regulatory authorities
- Evaluates, to the extent possible through the audit process, managerial effectiveness in attainment of objectives
- Prepares written reports of audit results and reviews the results with appropriate management personnel; makes recommendations for the correction of problems noted during the audit and follows up on audit recommendations to ensure implementation
- Actively seeks the development of new or improved procedures or ideas which will improve overall profitability and efficiency of the company
- Evaluates training needs of staff auditors; enhances development of entry level auditors by providing fundamental knowledge of auditing and explaining audit objectives and procedures
- Significant experience (4+ years preferred) in internal audit, systems analysis, investigative techniques, accounting or general management. Oil and gas industry preferred
- Audit experience (3 years required) with auditing for financial reporting, operations, compliance, fraud, the safeguarding of assets and SOX management
- Well developed verbal and written communication skills. The ability to deal with people effectively to attain desired objectives in adversary as well as non adversary environment
- Supervisory skills to provide guidance and work direction to assigned support auditors
- Courses in auditing or computer science preferred
- CPA or CIA required. CFE, CISA, and MBA preferred
24
Bank Senior Internal Auditor Resume Examples & Samples
- Lead, plan and perform audits and projects, including performing risk assessments, documenting processes and key controls, creating audit procedures to test the design and operating effectiveness of the key controls and reporting issues identified
- Communicate to appropriate audience the audit scope, protocol, status, issues, risks and recommendations via written reports and oral presentations
- Assess and identify risks by applying business/technical/industry knowledge, and escalate to appropriate management, as necessary
- Support and assist with creating and successfully delivering the Scottrade Annual Audit Plan and with the overall strengthing of the “Risk and Control” environment
- Perform audit engagement variance analysis and budget tracking
- Experience and understanding of risk management principles as they relate to audit practices and an understanding of the principles of regulatory guidance relative to “Strong Risk Management and Controls” expectations within the Banking/Financial services sector
- Proven track record of achieving results through collaboration and teamwork
- Ability to effectively communicate with all levels of the organization, clearly expressing ideas and concepts both verbally and in writing to effectively handle sensitive issues
- 2+ years’ experience leading audits and performing in the role of auditor-in-charge required
- 2+ years’ experience working in brokerage, banking and/or financial services industry preferred
25
Internal Auditor, Senior Resume Examples & Samples
- Typically requires a bachelor's degree in business administration with an emphasis in accounting and/or finance and ten or more years of progressive professional cost accounting experience in a corporate environment, preferably with a government contractor. May substitute equivalent experience in lieu of education
- A B.S. in Computer Science, Management Information Systems, Statistics, Accounting or Finance is preferred
- Must have ten or more years of progressive audit experience, including at least five years of data analytics and data extraction experience with diverse and complex data structures
- Must have experience with distributed server environments (Unix, Windows, etc.) and databases (Oracle, Access, SQL Server, etc.)
- Must have experience with data mining and analysis utilizing software tools (SQL, Excel, ActiveData, etc.)
- Must be customer focused and possess: (1) the ability to identify issues and develop solutions to a variety of complex problems of diverse scope and complexity; (2) excellent analytical, verbal and written communication skills to accurately document, report, and present accounting and finance findings: (3) excellent interpersonal skills to influence and guide all levels of employees, including senior managers and senior external parties on accounting and finance matters; (4) the ability to maintain the confidentiality of sensitive information; (5) the ability to represent the department or company on projects ; and (6) excellent computer skills
- Ability to work extended hours and travel as required
- Experience working with SAP in a manufacturing environment is preferred
- Detailed and extensive technical expertise in the application of industry and government job cost accounting principles and government procurement regulations (i.e. FAR, DFAR, DEAR, and CAS) is preferred
- CISA, CIA, and/or CFE designation(s) is preferred
26
Internal Auditor, Senior Resume Examples & Samples
- Typically requires a bachelor’s degree in business administration with an emphasis in accounting and/or finance and ten or more years of progressive professional cost accounting experience in a corporate environment, preferably with a government contractor. May substitute equivalent experience in lieu of education
- Five years of auditing experience in a corporate or government environment is preferred
- Must have the ability to identify issues and develop solutions to a variety of problems of diverse scope and complexity
- Must have strong interpersonal and communication skills, both written and verbal
- Must be able to work independently or in a team environment
- Must have excellent computer skills, including proficiency in Microsoft Word and Excel
- Must be able to work extended hours and travel as required
- Experience working for or auditing a government contractor is preferred
- Proficiency in the use of SAP, an Enterprise Resource Planning system is preferred
- CPA, CIA, and/or CFE designation(s) is preferred
27
Senior, Internal Auditor Resume Examples & Samples
- Plan, organize and complete audits of financial, operational, managerial, or strategic nature
- Review and evaluate the effectiveness of internal controls in a variety of business areas
- Develop solutions to strengthen controls, improve profitability and aid management decision-making capability
- Perform special reviews/investigationns
- Assist in the project of compliance of the Sarbanes-Oxley Act
- Daily interaction with business management
- Work performed will include coverage of functional and operating units as well as compliance functions, focusing on financial, IT and operational processes. Additionally, the Senior Internal Auditor will perform follow-up on the status of outstanding internal audit issues
- Understanding of internal auditing standards, Sarbanes-Oxley Act, COSO and risk assessment practices
- Understanding of the technical aspects of accounting and financial reporting
- Experience in performing multiple projects and working with varying te
28
Senior Principle Internal Auditor Resume Examples & Samples
- Actively participates in and drives Finance, Compliance and process related investigations from allegation to closure
- Performs data analytics to identify trends, anomalies, and areas of focus for investigations and audits
- Executes audit fieldwork autonomously in accordance with the investigations, audit work programs, and makes improvement recommendations to management
- Coordinates investigation work with legal and all business process owners, regional management, and global audit teams
- Drafts clear and meaningful investigation findings, audit reports, presentations, and other materials for Sr. Management and the Board
- Builds collaborative and trusting relationships with legal, key partner organizations, management, and other cross-functional stakeholders
- At times could participate in risk assessments, scoping, and planning activities for a variety of internal audit projects and assurance activities
- Bachelor’s Degree in Accounting, Information Technology/Computer Science, Accounting Information Systems or other relevant field of study
- Minimum of 5 years’ experience primarily in the field of investigations, fraud examination and forensic auditing
- CFE is preferred (Certified Fraud Examiner certification) but one or more relevant professional certifications preferred (CIA, CFE, CPA, CISA, etc.)
- Additional experience in internal audit, risk assurance, and/or other audit areas
- Experience with broad range of investigations: FCPA, Partner, personnel, marketing funds, etc
- Clear understanding of the investigative process from allegation to conclusion is key
- Familiar with the IIAs professional practices framework / standards, as well as COSO’s integrated framework
- Strong understanding of fundamental business processes, risks, controls, and accounting requirements (e.g., Quote to Cash, Procure to Pay, Record to Report, ect.)
- Experienced in preparing investigation reports and presentations for senior management
- Proficient in MS PowerPoint, Excel, Word, Visio, and Outlook
- Excellent written and verbal English skills, with bilingual Spanish language skills highly desirable
- Strong analytical skills and critical thinking abilities
- Strong project management skills and able to effectively multi-task and prioritize
- Able to work closely with people at all levels of the organization, and facilitate discussions with senior management regarding audit findings and implementation of the corrective actions
- Experience with data analytics and computer assisted audit tools preferred
- Familiarity with Oracle ERP preferred
29
Senior Internal Auditor Milwaukee Resume Examples & Samples
- Annual Risk Assessment and Audit Plan
- Supervision of assigned personnel or co-sourcing/outsourced consultants towards appropriate and timely coverage of business line risks and completion of audits
- Inquire, test, analyze and discuss the effectiveness of risk management practices with senior management
- Maintain TeamMate Centralized Issue Tracking (CIT) system for assigned issues
- Regulatory Focus
- Prepare materials with respect to examinations of Corporate Audit Services and assure timely resolution of regulatory comments
- Responsible for staying abreast of laws, rules and regulations impacting assigned audit projects and partnering with Risk Management to ensure the business risks are properly identified and mitigated within the business lines, and ensuring that the changes are incorporated into the independent assessment process performed by Corporate Audit Services
- Staff Development
- Coach and mentor staff in the documentation and analysis of key business controls, risk identification and mitigation
- Team Collaboration
30
Senior Internal Controls Auditor Resume Examples & Samples
- Support senior management and external auditors on SOX testing
- Perform financial and operational audits and ensure compliance across various locations
- Develop audit plans and execute timely/accurate testing and reporting
- Help create and adapt audit programs, test steps or control evaluations
- 4-year degree in Accounting or related study; Certifications or already in the process are PREFERRED (CPA, CIA, CFE, CISA, ACCA, CISSP)
- Solid technical skills, including Microsoft Office and systems (SAP preferred)
- Effectively communicate results and opinions to all levels of management
31
Senior Internal Auditor, Operations Resume Examples & Samples
- At least 3–5 years audit experience
- Knowledge of IT processes and how they intersect with financial transactions
- Excellent data analytical skills
- Public accounting and/or start-up experience a plus
- Oracle, ACL, and SQL knowledge a plus
- Technology and/or media specific industry experience, a plus
32
Senior SOX Internal Auditor Resume Examples & Samples
- Assist the Sr. Manager of Internal Audit in preparing the annual SOX 404 audit plans
- Perform 8-12 individual SOX and internal audit assignments per year. This is likely to involve working with staff from third party organizations (KPMG, Deloitte, PwC and E&Y)
- Perform Business Process assessment and testing
- Perform automated SAP Segregation of Duties controls assessment and testing
- Undertake comprehensive planning and risk assessments relating to each assignment to ensure that the engagement identifies potential business risks
- Ensure that detailed audit work is effectively focused on areas assessed as high risk, thus ensuring maximum payback from the assignment
- Ensure that recommendations are clearly presented to and agreed to by management and that a subsequent audit report is issued promptly
- Ensure that all agreed recommendations are subsequently implemented
- The position holder is likely to be called upon to be a team member or team leader on various special projects requiring analytical and risk assessment skills
- Stay abreast of best practices both internally and externally and provide conduit for introducing those practices to the company
- Be a role model for the company’s values and demonstrate the highest ethical standards
- Ensure that the Internal Audit intranet web site delivers value-added materials to the organization
- Minimum three years experience in Big Four advisory, assurance and/or auditing, including some supervisory experience. Strong interpersonal skills and ability to work as a supervisor (prefer tos have led teams of 2 to 3 staff) and a team member
- Willing to travel up to 50% of the time to locations throughout the world
- Proficient in SAP, Resolver, COGNOS, ACL, MS Word, Excel, Visio and PowerPoint
- Prefer a CPA or CPA candidates who have passed most sections of exam
- IT and/or language skills
- Strong interpersonal skills – ability to work closely with people at all levels of the organization and facilitate the implementation of corrective action
- Some project management experience would be a plus
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Auditor, Internal, Senior Resume Examples & Samples
- Skilled in operational auditing, business process improvement, or re- engineering experience or knowledge
- Strong interpersonal and communication skills, including report writing skills; ability to articulate briefly and concisely
- Presentation skills in front of a live audience
- Accounting or Finance experience is a plus
- Automated audit workpaper system experience is a plus (ex. Team Mate)
- 4+ years of experience in auditing, accounting, insurance underwriting, title or real estate escrow, banking or other related areas
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Senior, Internal Auditor Resume Examples & Samples
- Identify weaknesses in internal business controls that subject the Company to a loss of control over its assets and /or profitability
- Verify proper application and compliance with Company, Regional and Local policies and procedures
- Ascertain the reliability and effectiveness of accounting and other data developed with the established reporting systems
- Provide consulting services or project support to operating units in their efforts towards identification and improvement of controls, procedures and system efficiencies
- Prepare written audit reports based on field work and follow up on the implementation of prior audit comments and formal management recommendations
- Provide training and guidance to other internal auditors, and may conduct technical training sessions
- Function as Project or Engagement Lead, as needed, which may include supervising staff and coordinating project activities
- Travel up to 20% of the time
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Senior Internal Auditor, Operations Resume Examples & Samples
- Utilize a risk-based approach to independently evaluate, plan, perform, summarize and communicate assigned risk assessments and audit activities
- Effectively educate process owners, including non-finance individuals, on the role of internal audit and the importance of standardizing processes and controls
- Serve as process consultant to standardize financial and operational processes, including major strategic capex projects, manufacturing facility operations, sales, and distribution
- Utilize data analysis techniques and audit software to evaluate and monitor financial and operational risks
- Prepare and provide written and oral reports, communications and/or presentations to management presenting observations and recommendations for internal control improvement and facilitating management action plans
- Intensely curious person and solution oriented individual who wants to know the what, where, when, how, and why (most importantly) our processes work the way they do
- Can easily adapt between working independently or collaboratively on a team, with various stakeholders, or with outsourced audit team members—in different locations and in less structured audit environments
- Ability to translate learnings and experience into solutions that are practical and scalable to meet the needs of a rapidly growing business
- Ability to communicate very well in verbal and written form. This applies to interacting with stakeholders, the IA team, and external parties
- Ability to travel and support audits in a growing domestic and international environment
- Excellent people leader, experienced in coaching and developing solution driven team
- Bachelor’s degree in Accounting, Finance, or a related field,
- 5 to 7 years of experience in internal audit, accounting and/or process consulting,
- CPA/CA/CIA or related experience
- Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously in a fast-paced, deadline-driven environment, accepting ownership and accountability of the process and deliver on commitments
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Senior Internal Auditor W/M Resume Examples & Samples
- Driven to deliver professional quality work within agreed deadline and with limited guidance and support
- Excellent writing skills to enable direct delivery of reports at senior management level
- Global working language is English, but fluency in French and / or Spanish is desirable
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Senior Auditor, SOX & Internal Audit Resume Examples & Samples
- Design as well as test Extreme’s manual and IT SOX controls as per the requirement of PCAOB and Company’s external auditors
- Drive change, create lasting institutional value, implement process improvements, and be a valued business partner to various teams within the Company
- Supervise and review work performed by others, provide coaching as necessary
- 3-5 years of relevant experience in Big 4 public accounting and/or Internal Audit role in industry
- CISA or similar IT credential is a plus
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Qr-senior Internal Auditor Resume Examples & Samples
- Assist with the execution of financial, operational or other audits and special projects as required
- Supervise IA personnel, as required
- Survey and gain preliminary understanding of the function or activities to be audited and assist in developing scope and methodology for audit
- Prepare audit programs / develop audit steps and perform the required audit tests
- Keep IA Management informed of the status of audits in progress and any potential problems or significant audit findings as they arise
- Prepare a list of audit issues throughout the audit and constructively discuss with local management to validate each issue
- Provide written documentation of all audit issues to local management during interim status meetings and closing meeting
- Prepare a draft of the audit report and send to local management for documenting their action plan to address each issue
- Constructively work with management to identify areas for improvement, collectively agree upon appropriate corrective actions and monitor progress
- Assist Manager, IA with developing strategies to improve internal controls and minimize risk
- Contribute to IA Management strategy to develop, sustain, and continuously enhance the image and perceived value of the IA
- Perform other department duties related to the position as directed by the head of the department
- CA / CPA / ACCA or CIA certificate highly desirable
- 5 years’ experience in corporate audit, business process consulting and/or public accounting involved in operational/financial audits; commercial airline experience a big plus
- Sound track record of accomplishment
- Systematic, disciplined approach
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Group Senior Internal Auditor Resume Examples & Samples
- Assisting the Group Internal Audit Manager to design and develop the internal audit programmes
- Completing internal audits for attractions in the UK, Rest of Europe, USA, Asia and Australia
- Producing clear, concise and value-adding audit reports on a timely basis
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Supervising Senior Internal Auditor Resume Examples & Samples
- Bachelor’s Degree in accounting (or post-graduate degree in Finance or Accounting)
- Three to five years of solid financial audit experience with a large international or regional CPA firm with exposure to manufacturing clients
- Professional designation (CPA, CIA, CMA or non-US equivalent) strongly encouraged
- Fluent in English – multi lingual, a plus
- Domestic and international travel required – up to 50%/year
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Internal Audit IT Senior Auditor Resume Examples & Samples
- Conduct on-site independent evaluations of Zoetis’ financial, operational and systems worldwide to ensure Zoetis’ risks are properly managed
- Review and evaluate compliance with the Sarbanes-Oxley Act of 2002, which requires management to maintain adequate controls to prevent a material misstatement of the Company’s financial statements
- Review and evaluate IT systems/operations to ensure compliance with prevailing regulatory laws and requirements and Zoetis policies to support Zoetis’ Information Technology systems
- Actively participate in departmental and/or cross-functional teams addressing internal and external issues that support the department’s Strategic Business Framework. This may include designing our audit approach for ensuring compliance with the FCPA, Global Vet Policy and Sarbanes-Oxley rules and regulations or working on various special projects formulating business, operational and financial solutions that drive value and position the organization for opportunities
- Provide audit support for external audits and miscellaneous job-related duties as needed
- Bachelor’s Degree related to Information Systems or in Accounting required, MA/MS/MBA preferred
- Professional designations-CPA, CISA, CFE, CRMA, and CIA preferred
- At least 3 to 5 years of public accounting and/or internal auditing required; multi-national pharmaceutical experience a plus; international experience a plus
- Strong Information Systems background required, including experience with the requirements of Sarbanes-Oxley; Finance, SAP exposure
- Experience with COBIT principles
- Strong oral and written communication skills, enabling effective communication with all levels of management
- Negotiation and influence stills – the ability to influence others without express authority
- Demonstrated ability to train and develop skills of others
- Acts decisively, develops others, build effective teams
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Senior Internal Auditor / Trainee Resume Examples & Samples
- Assisting in developing plans to achieve objectives, performing required work in accordance with approved plans and standards, and reporting results
- Coordinating with auditors from external agencies; providing assistance to program managers during the audit process; overseeing Departmental responses to audit recommendations and providing feedback to management on the status of ongoing external audit activities
- When functioning as a project leader, the incumbent will provide appropriate supervision to project staff
- Occasional travel may be required to carry out the responsibilities of this position
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Senior Internal Auditor T Resume Examples & Samples
- Engaging in risk-based audits in complex/specialized processes and functional areas of accounting, treasury, financial reporting, operations, regulatory compliance, anti-fraud controls, and information technology. Assist accounting users with system issues and concerns
- Assists in development of the annual risk assessment and audit plan
- Executing audit programs for audits/projects of all levels of complexity, develops and sells audit recommendations to improve the quality of controls, drafts audit reports, coordinates issuance of audit report, and tracks completion of corrective actions
- Developing audit programs for moderately complex audits and projects based on a thorough knowledge of the Company's operations and key processes
- Providing counsel on internal controls to the audit staff as well as those audited, promoting awareness and accountability
- Working with Internal Audit staff to assess the adequacy of internal controls in alignment with Company objectives, including SOX 404 compliance
- Preparing clear and concise audit documentation, including drafting findings and recommendations for improvement in selected areas within the organization
- Developing audit recommendations to address identified audit issues, and obtains agreement from those audited on the recommendations and corrective actions with minimal supervision
- Serve as mentor and functional supervisor to senior and staff level auditors
- Three [3] years’ experience with a publicly traded corporation or public accounting firm, with audit and/or oil and gas sector experience preferred
- Ability to travel up to 40%
- Experience in testing of internal controls under Sarbanes-Oxley
- Excellent oral and written communication skills with ability to multi-task and adapt to changing requirements and tight timelines
- Highly-proficient in Excel
- Interpersonal skills to support effective interaction with all levels of the organization
- Examples of written communications
- Professional references
- One or more professional certifications (in decreasing order of preference: Certified Public Accountant, Certified Information Systems Auditor, Certified Internal Auditor, Certified Fraud Examiner)
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IT Senior Internal Auditor Resume Examples & Samples
- Use strong analytical skills to conduct audits and assess technology and related operational risks
- A solid understanding of general IT controls (system development life cycle, change management, information security, backup and recovery, monitoring, etc.), infrastructure (network, data center, etc.), operating systems, database administration, as well as practical audit experience executing audit programs is essential
- Plan and execute audit assignments in an efficient, timely, and professional manner in accordance with the Institute of Internal Auditors (IIA) standards
- Perform specific audit procedures, tests and analyses, including those that support the Company's requirements
- Partner with more senior members of the team to work with management to develop acceptable solutions to address issues or gaps identified
- Plan and execute follow-up work to ensure adequate remediation of gaps by management
- Assist Global Assurance management in developing Global Assurance best practices/standards and audit plans, as needed
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Senior Bank Internal Auditor Resume Examples & Samples
- Responsible for completing audits as assigned
- Gather and analyze data, and report audit results in accordance with Standards for the Professional Practice of Internal Auditing issued by the Institute of Internal Auditors
- Responsible for interviewing client staff as needed to gather relevant information to complete assignments
- Communicate information, suggestions and/or problem issues regarding audit status and critical findings throughout the assignments to the Manager
- Create all work papers to show what was completed, the procedures and methods used, and the conclusion or the results of the work performed in an organized manner
- Support the efficient operation of the internal audit group as directed to expeditiously complete assignments
- Submit recommendations for increasing or decreasing audit steps
- Maintain the confidential nature of all work papers and information obtained during an audit
- All other duties that may be assigned
- Recent experience working in client service industry
- Ability to effectively present information to top management, public meetings, and/or boards of directors
- High degree of problem solving skills, coupled with ability to develop creative approaches, models and systems
- Have passion to provide superior customer satisfaction
- Ability to work outside of normal business hours at peak client service delivery times
- Must have reliable transportation with the ability to travel to client sites and other office locations
- In process of or planning to obtain CIA, CFE designations desirable
- Possess drive to grow with a progressive firm
- Ability to respond to common inquiries from clients, regulatory agencies, or members of the business community
- Experience with ProSystems software is a plus
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Senior Bank Internal Auditor Resume Examples & Samples
- Identifies and assesses business risks associated with assigned business processes
- Perform design reviews over assigned audit areas to identify key controls
- Ensures that assistance to external auditors and regulators is provided, as required
- Concepts of financial markets and products
- Reviewing and analyzing business processes
- Lead others in providing a high level of customer service
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Senior Internal Controls Auditor Resume Examples & Samples
- Assist in the development of the internal control audit approach, scope, scheduling, and guest validator resourcing
- Participate in internal control management validations around the globe. Perform on-site and off-site control testing using internal control test plans and analytical procedures
- Assist in the development and execution of a data analytics auditing program and the creation of tools to enhance continuous monitoring capabilities across the Sector
- Perform centralized validation procedures covering key financial balances
- Bachelors Degree in Accounting, Business, or Finance from an accredited institution required
- Must be legally authorized to work in the United States without company sponsorship
- No relocation is being offered for this role. All candidates must live within 50 miles of Beachwood, OH
- Strong interpersonal communication skills
- Flexibility to anticipate and react to changes
- Advanced Microsoft Office skills
- Experience within a global manufacturing environment an advantage
- Multi-cultural awareness and experience beneficial
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Senior Internal Controls Auditor Resume Examples & Samples
- Plan, perform, evaluate, summarize and communicate assigned risk assessments and audit activities in a professional, competent, independent and objective manner in accordance with ICS Department standards, including
- Audit operational areas and processes, including sales, distribution and manufacturing facilities
- Assist and support the Company's external auditor’s quarterly reviews and annual audit procedures, including process walk throughs, controls testing and substantive testing
- Perform financial statement quarterly review procedures
- Utilize data analysis techniques and audit software to evaluate and monitor financial and operational risks and to support department continuous auditing development objectives
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Senior Bank Internal Auditor Resume Examples & Samples
- Actively participate in achievement of accountable workforce objectives
- Lead/perform individual audit assignments in a timely manner, with appropriate documentation of procedures performed and results obtained. Will involve more complex audits, confidential special projects, involvement in the investigation of fraudulent activities, and on-site field audits. Provide assistance to external audit entities as needed. Maintain favorable working relationship with audit customers and outside personnel
- Develop audit findings that are relevant, complete, and accurate for complex audit assignments. Obtain management agreement on disposition
- Develop audit reports and memos to clearly and accurately reflect the audit job performed, the results found, and appropriate recommendations in the format prescribed by the department. Reports and memos will often be unique
- Keep informed of developments in the audit profession and continue to develop professionally to contribute to department expertise
- Apply skills, including audit software capabilities, to the performance of key job responsibilities. Assist in training and development of other staff auditors
- This position requires up to 20% travel, which may include flying and/or driving and some over night stays
- Extensive educational background and experience in accounting and auditing, and a general background in information systems and technology
- Proficiency with Windows-based microcomputer word processing and spreadsheet software
- Seasoned knowledge of administrative/financial systems and related control requirements
- Sound judgment, inquisitiveness, and strong analytical ability, and strong effective written and verbal communication skills
- Demonstrate effective verbal and written communication skills
- Seasoned knowledge of auditing techniques, insurance principles and information systems and technology fundamentals
- Excellent project management skills to enable this position to work independently on multiple projects and to be flexible with the project assignments
- Able to travel up to 20% of the work period and a valid driver's license
- Bank operations experience
- CIA, CBA, or CFSA certification
- Solid knowledge of the department's integrated data analyses software, Audit Command Language
- Seasoned knowledge of Companies' operations, financial processes and business units
- Strong knowledge of major products and services offered by the Companies, and the respective distribution channels
- Working knowledge of SOX or FDICIA
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Senior SOX Internal Auditor Resume Examples & Samples
- A bachelor’s degree with a major in accounting
- 5 to 7 years SOX Compliance auditing experience; preferably insurance experience and/or Big 4 experience
- Excellent communication skills – written and verbal
- Capability to provide guidance to Junior Auditors, while maintaining individual productivity
- Ability to work in a fast-paced, dynamic environment
- Commitment to continuous learning and maintaining subject matter expertise on SOX and related regulations, methodologies and best practices
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Internal Auditor, Senior Resume Examples & Samples
- Understanding and documenting business processes, risks, and controls (manual and systematic)
- Designing and executing efficient and effective methods to test controls (manual and systematic), including data analysis, evaluation of transactions, and observation of processes
- Documenting audit results in audit work papers that are comprehensive, clear, concise, and organized
- Reporting audit results (verbal presentation and written)
- Collaborating and sharing knowledge with coworkers (internal and external to the Internal Audit Department)
- Reviewing work papers and providing feedback to fellow-auditors
- Managing audit projects
- Conducting special projects related to the continuous improvement of audit processes
- Internal Audit evaluates risk exposure and tests controls related to
- Three or more years audit or relevant business experience required
- Three years of experience in audit for a Senior Auditor level or at least five years of experience in audit for a Project Manager level strongly preferred
- Risk based, integrated audit experience and experience assessing basic information technology controls (security, change management, and computer operations) strongly preferred
- Demonstrated understanding of various business functions and processes. Demonstrated understanding of basic information technology controls (security, change management, and computer operations)
- Demonstrated analytical and problem solving skills
- Strong communication (verbal and written) and collaboration skills
- Organization and multitasking skills
