Auditor, Lead Resume Samples

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SD
S D'Amore
Schuyler
D'Amore
4588 Quitzon Mountain
Dallas
TX
+1 (555) 180 2749
4588 Quitzon Mountain
Dallas
TX
Phone
p +1 (555) 180 2749
Experience Experience
09/2016 present
Houston, TX
Senior / Lead Auditor
Houston, TX
Senior / Lead Auditor
09/2016 present
Houston, TX
Senior / Lead Auditor
09/2016 present
  • Effectively collaborate with other parties as necessary to perform audit work, including developing and maintaining effective stakeholder relationships
  • Assist with preparing the annual audit plan and budget; risk assessment and audit schedules; and quarterly reporting
  • Knowledge of data analytics (e.g. ACL), process improvement methodologies (Lean/Six Sigma) and auditing software are a plus
  • Own and manage a portfolio of audit actions being worked on by the business
  • Ensure all audit program steps are addressed; and, document audit testing clearly and concisely
  • Develop and maintain strong and positive relationships with key stakeholders and maintain a thorough knowledge of the business and regulatory environment
  • Disseminate best practices and lessons learned to colleagues and auditee
03/2012 08/2016
Chicago, IL
Lead Internal Auditor
Chicago, IL
Lead Internal Auditor
03/2012 08/2016
Chicago, IL
Lead Internal Auditor
03/2012 08/2016
  • Develop/maintain working knowledge of laws and industry guidance for establishing, maintaining and reporting on internal controls
  • Performs related work as assigned by audit management
  • Work with process owners to develop, maintain and review best of breed internal control and process documentation
  • Contributes to the team environment by assisting and mentoring junior auditors
  • Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations to management
  • Knowledge of banking regulations and procedures
  • Perform project assignments as directed, completing the activities within established timelines
06/2005 09/2011
Chicago, IL
Lead ISO Auditor
Chicago, IL
Lead ISO Auditor
06/2005 09/2011
Chicago, IL
Lead ISO Auditor
06/2005 09/2011
  • Assist in the training of other auditors and lead auditors during planned audits or during other training functions
  • Make relevant decisions concerning the audit process and for informing SGS to resolve issues outside the audit process
  • Collect and analyze sufficient information to provide a recommendation for certification, with authority over the control and performance of auditing activities
  • Determine (upon evidence gained during audits) whether or not manufacturers are in compliance with all relevant standards/regulations, and whether registration should be recommended or allowed to continue
  • Report customer complaints, problems and/or system deficiencies to the Director of Healthcare and Certification Management
  • Lead a team of auditors in performing medical device audits, in conformance with the SGS Global/Local procedures
  • May work from home anywhere in the U.S
Education Education
Bachelor’s Degree in Related Field
Bachelor’s Degree in Related Field
University of Southern California
Bachelor’s Degree in Related Field
Skills Skills
  • Strong attention to detail
  • Great interpersonal skills
  • Solid Audit background (Financial and Operational)
  • Strong Internal Controls SOX skills
  • Microsoft Excel proficient
  • Utilize information and knowledge to take calculated risks
  • Excellent communication skills (written and verbal)
  • Professional, polished, poised and positive demeanor
  • Highly organized
  • Communicate information in a clear, well-organized, and professional manner
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15 Auditor, Lead resume templates

1

Senior / Lead Auditor Resume Examples & Samples

  • Complete the planning process and develop an overall audit approach timely. This includes development of a risk assessment, audit program and design of detailed audit testing, which identifies and analyzes all significant areas of control risk
  • Supervise one or more auditors on individual projects, assigning challenging tasks within their ability, and ensuring they receive appropriate coaching and mentoring on the techniques and procedures involved in auditing. Manage multiple auditors, projects and/or tasks
  • Demonstrate advanced knowledge of external, independent party relationships, field operations and producer agents, internal control concepts and techniques and key computer applications
  • Assist with preparing the annual audit plan and budget; risk assessment and audit schedules; and quarterly reporting
  • Computer skills, including advanced knowledge of Microsoft software (Word, Excel, Access, PowerPoint, Outlook) and the PC/LAN/Internet environment required
  • Participation in an appropriate and ongoing professional development and training program required, which includes but is not limited to completing the Associate of Customer Service (ACS) designation within five (5) years, and the Fellow, Life Management Institute (FLMI) designation within eight (8) years of obtaining the exempt position as well as Integrity Education courses
  • Graduate degree or professional certification of Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Public Accountant (CPA) or a related certification(s) preferred
  • One or more years of prior management/supervisory/lead experience preferred
  • Ability to travel a minimum of 25% of the time required
2

Internal Auditor Lead Resume Examples & Samples

  • Candidates may substitute U.S. Armed Forces military service experience as a commissioned officer in Internal Review classifications or Auditing specialty codes in the Financial or Auditing fields of work on a year-for-year basis for the required experience
  • Two years experience performing and documenting internal audits
  • Two years experience with the Maryland State FMIS System and R*Stars/ADPIC procedures
  • Master's degree in Business or Accounting
3

Global Lead Internal Auditor Resume Examples & Samples

  • Deliver internal audit engagements with the objective to ensure reliability of the processes and bring added value to the organization · Lead internal audit methodology
  • Add value to the audit team by expanding knowledge and sharing it with the team
  • Influence internal stakeholders to adopt internal control good practice through development of trust relationships with them
  • Participate to the continuous follow-up of audit recommendations
  • Accounting and controlling background
  • Fluency in another European language (ie. French/German) is an advantage
  • Ability to hierarchize and structure issues and produce corresponding synthesis
  • Good understanding of Atos business processes and organizations (internal candidates)
4

Global Lead Internal Auditor Resume Examples & Samples

  • Participate and coordinatethe continuous follow-up of audit recommendations
  • Coach less experienced auditors on internal audit methodology
  • 6 to 8 years of past experience as External Auditor in a Big 4 company, ideally completed with an experience as Internal Auditor or Controller in a multinational firm
5

Lead Internal Auditor Resume Examples & Samples

  • B.S. or B.B.A. in Accounting or equivalent
  • 5-7 years of recent auditing experience or a combination of audit and accounting and finance experience of which minimum 3 years must be from audit, a significant portion of it on site in Europe. Experience should be with a public accounting or industrial firm with significant exposure to multinational operations
  • Strong knowledge of internal control theory, major import/export and other important laws and regulations and current GAAS and GAAP. This knowledge must cover the EMEA region
  • Strong skills in cost, inventory and revenue recognition accounting, including financial, operational and control areas. Strong knowledge of accounting for long term construction and facilities management contracts and related service
  • Fluency in English required
  • Advanced degrees related to business and management
  • Very good computer skills and exposure to ERP systems
  • Possess excellent written and oral communications skills. Interact well with different people and able to work in a multi-cultural environment
  • Possess strong leadership skills and ability to work in a team environment
6

Cybersecurity Auditor & Functional Lead Resume Examples & Samples

  • 5 years of experience with supporting Federal FISMA and executing NIST 800-37, NIST 800-39, and NIST 800-53
  • Experience with network security, vulnerability management, A&A, and Incident Response
  • Ability to conduct technical security audits for large and complex information systems
  • Ability to analyze information system configurations and technical specifications against security control standards and identify deficiencies and remediation strategies
  • Ability to multi-task, set and follow priorities, deliver timely products
  • Ability to support coordination between federal agency personnel and team members
  • Ability to speak in front of diverse sets of audiences to deliver training sessions based on a custom developed risk program
  • BA or BS degree
  • Experience with FedRAMP risk assessment models
  • Experience with current technologies used for technical security control reviews, including Microsoft System Center Configuration Manager, IBM Endpoint Manager (IEM) previously Tivoli Endpoint Manager (TEM), or BigFix or Tenable Nessus software preferred
  • Knowledge of emerging security policy, governance, and continuous monitoring technologies
  • Knowledge of VistA security practices and security as it pertains to Windows, Solaris, UNIX, RedHat Linux, AIX, OpenVMS, IBM i5OS, RACF, ACF2, Oracle, SQL Server, DB2, Cisco IOS, Firewall, multi-functional printer, scanner, and fax devices, and encryption technologies, including VPN, TLS, and SSL
  • Knowledge of medical devices, security challenges, and solutions
  • Knowledge of FIPS 199 and FISCAM
  • Public Trust clearance
  • CISSP Certification preferred
7

Lead Internal Auditor Resume Examples & Samples

  • Conducts research on regulations and regulatory guidance, monitors changes and new regulatory requirements, and performs gap analysis if necessary
  • Assists in audit reports and presentation to senior management and the Board
  • Drafts and socializes audit recommendations with the auditors
  • Validates remediation to issues raised by regulators or Internal Audit Plan
  • Designs and executes audits of capital planning and other regulatory reporting with minimum supervision
  • Minimum seven years of audit experience in banking or finance industry, a must
  • Familiarity of Capital Planning, CCAR or regulatory reporting is a plus
8

Lead ISO / Auditor Resume Examples & Samples

  • Be a registered (IRCA and/or Exemplar) Quality (ISO 9001) Lead Auditor as well as the additional requirements for ISO 27001 Lead Auditor. (It would also be a plus to be qualified for ISO 20000 and/or ISO 22301.)
  • Have satisfactorily completed an Exemplar or IRCA approved training course in Quality (ISO 9001) operation and auditing. The course(s) must include an examination, which must be passed to evidence satisfactory completion
  • Have competent working knowledge of nationally recognized Quality (ISO 9001) and ISO 27001 Management System auditing standards and procedures. (It would also be a plus to have the competent working knowledge of ISO 20000 and/or ISO 22301.)
  • Ability to travel, including a valid passport, driver’s license, and credit card
  • Have had a minimum of five years recent and relevant industrial or business experience, of which at least three years have been devoted to the practical application of quality assurance
9

Cybersecurity Auditor & Functional Lead Resume Examples & Samples

  • 5 years of experience with supporting federal FISMA, including Federal agency FISMA compliance requirements, NIST, STIGs, emerging Cybersecurity trends, challenges, and solutions to the modernization of legacy systems, and industry best practices
  • Experience with executing NIST 800-37, NIST 800-39, and NIST 800-53
  • Ability to multi-task, set and follow priorities, and deliver timely products
  • Ability to support training sessions based on a custom developed Risk Program
  • Experience with speaking in front of technical and non-technical audience members
  • Knowledge of security as it pertains to the following platforms: Windows, Solaris, Unix, Red Hat Linux, AIX, OpenVMS, IBM i5OS, RACF, ACF2, Oracle, SQL Server, DB2, Cisco IOS, Firewall, multi-functional printer, scanner, and fax devices, and encryption technologies, including VPN, TLS, and SSL
  • Knowledge of current technologies used for technical security control reviews, including Microsoft System Center Configuration Manager, IBM Endpoint Manager (IEM) previously Tivoli Endpoint Manager (TEM) or BigFix, or Tenable Nessus software
  • Ability to support the translating of Nessus vulnerability scan results into findings aligned to NIST SP 800-53 Revision 4 security controls
  • Possession of excellent oral and written communication skills
  • Possession of excellent analytical skills
  • Public Trust clearance preferred
10

Lead QMS Auditor Resume Examples & Samples

  • Lead, conduct, and plan internal QMS audits for compliance to the AS9100 series of standards in support of Raytheon’s Enterprise Quality Management System across all domestic US sites
  • Perform all formal responsibilities of a Lead Auditor such as audit team selection; audit planning; representing the audit team with Raytheon site leadership; conducting opening and closing meetings and daily debriefs with management; completing an audit report and issuing, reviewing and approving formal corrective action
  • Serve as liaison and interface to Raytheon’s Certification body (NQA) during site certification or recertification audits. Facilitate NQA audit schedules, logistics, and closure of corrective actions
  • Analyze audit performance to identify trends, risks, and opportunities for continuous improvement; recommend and facilitate Enterprise level improvement initiatives and actions
  • Conduct comprehensive audit preparation and planning based on historical and current performance data
  • Support special audits and independent assessments as required by Raytheon Business units
  • BS Engineering/Technical or equivalent degree
  • Minimum 8 years quality assurance experience
  • Minimum 4 years of Aerospace QMS auditing experience
  • Proficiency with executive management presentations
  • Able to function effectively without direct supervision
  • Able to travel 50-75% throughout domestic US and Canada
  • Able to obtain a DoD Secret clearance
  • Existing certification to one of the following
  • Certified Lead Aerospace Auditor (AEA or AIEA), or
  • Certified Lead Quality Management System Auditor
  • Existing certification to AATT (Aerospace Auditor Transition Training)
  • Exceptional interpersonal skills and demonstrated ability to lead teams
  • Familiarity with the RCAS (Raytheon Corrective Action System)
  • Existing Secret Clearance
  • ASQ Certification (CQE, CMQ/OE, or CQA)
  • Raytheon Six-Sigma certification
11

Auditor, Lead Resume Examples & Samples

  • Facilitates audit planning and develops the audit program for assigned internal audit projects. Must be able to lead multiple complex projects concurrently
  • Works closely with Internal Audit management regarding the status of budgets and assigned audits
  • Provides independent appraisals, analyses, and observations for examining and evaluating the adequacy and effectiveness of business processes, internal controls, and regulatory compliance
  • Ensures all audit testing, documentation, and reporting is completed with quality, in a timely manner, and in accordance with Audit Methodology and professional standards
  • Ensures management action plans are tracked to completion
  • Reviews the work staff members for adequacy and completeness, and provides work direction to audit staff
  • Required 5+ years of experience in auditing
  • Intermediate Demonstrated written communication skills
  • Advanced Other Expertise in auditing principles, including strong knowledge of process
  • Advanced Other Demonstrated ability to understand business processes, identity risks and develop a comprehensive audit plan
  • Preferred Other Certified Public Accountant, Certified Internal Auditor, Certified Information Systems Auditor, or other professional designations
  • Required Intermediate Microsoft Outlook
  • Preferred Intermediate Microsoft Access
  • Preferred Intermediate Other Knowledge of data analytical procedures and tools that may include: Audit Command Language (ACL), Arbutus, and Tableau
  • Required Advanced Other Ability to manage electronic work papers
12

Lead ISO Auditor Resume Examples & Samples

  • Must have a Master’s degree in Biomedical Engineering or a related field plus 3 years of experience in the job offered or related occupation, or a relevant Bachelor’s degree plus 5 years of relevant progressive experience
  • Must have 3-5 years of experience (depending on degree) with engineering and technical applications used in the development of medical devices; 3-5 years (depending on degree) of recent and relevant medical industrial or business experience within the medical device manufacturing industry and/or medical device certification industry; solid understanding of Global Regulatory Affairs, including the European Medical Device Directive (MDD); and competent working knowledge of nationally recognized Quality Management System auditing standards and procedures
  • May work from home anywhere in the U.S
13

Lead ISO Auditor Resume Examples & Samples

  • Have satisfactorily completed ISO 27001 approved training. The course(s) must include an examination, which must be passed to evidence satisfactory completion. (It would also be a plus to have the formal approved training for ISO 20000 and/or ISO 22301.)
  • Be academically qualified in both a recognized scientific/technological discipline and in quality assurance
  • Integrity, tact and character
  • Computer literacy for MS Word, Excel, and PowerPoint
  • Excellent communication and presentation skills
14

Lead Internal Auditor Resume Examples & Samples

  • 5+ years of audit experience preferred
  • CIA or CPA strongly preferred
  • Knowledge of banking regulations and procedures
15

Lead ISO Auditor Resume Examples & Samples

  • Make relevant decisions concerning the audit process and for informing SGS to resolve issues outside the audit process
  • Collect and analyze sufficient information to provide a recommendation for certification, with authority over the control and performance of auditing activities
  • Lead a team of auditors in performing medical device audits, in conformance with the SGS Global/Local procedures
  • Access and review North American clients’ medical devices quality systems and technical information to the requirements of ISO 9001, ISO 13485 and other regulatory requirements for access into Canada, European Union (“EU”), Japan, and review technical dossiers to the requirements of 93/42/EEC (MDD) and/or 98/79/EC (IVDD)
  • Determine (upon evidence gained during audits) whether or not manufacturers are in compliance with all relevant standards/regulations, and whether registration should be recommended or allowed to continue
  • Present SSC Standard Training Courses and, upon approval, deliver such courses in a tutoring role
  • Provide technical advice to marketing and sales functions, as required. Utilize and maintain professional communication and presentation skills while meeting with clients
  • Respond to client inquiries on all technical matters regarding SGS-SSC certification/training products
  • Report customer complaints, problems and/or system deficiencies to the Director of Healthcare and Certification Management
  • Assist in the training of other auditors and lead auditors during planned audits or during other training functions
  • Participate actively in witness audits by SGS or accreditation bodies
16

Lead Internal Auditor Resume Examples & Samples

  • Assist department managers in the development of operational, financial, and other audit test procedures including assisting Management with its assessment of internal controls over financial reporting (SOX 404)
  • Serve as a primary Sarbanes-Oxley 404 liaison and subject matter expert for specific mega processes across Hanger’s business and functional reporting lines, interacting with operational, legal, regulatory, finance, IT and human resources departments and the company’s independent auditors
  • Provide consulting services to business partners regarding process improvements, policy development and compliance, control deficiency evaluation and impact analysis, and remediation of deficiencies in internal controls
  • Coordinate with the IT department to strengthen the Company’s overall control environment
  • Coordinate and execute audits and internal control assessments as part of a team, ensuring timely project completion
  • Work with process owners to develop, maintain and review best of breed internal control and process documentation
  • Provide direct assistance to the external auditors, as needed
  • Participate in fraud investigations as required
  • Prepare written communications, such as client correspondence, memoranda, and other working papers that document the procedures, findings, and results of those procedures
  • Continuously communicate project status and observations with the Audit Services leadership and business partners
  • Prepare presentation charts and provide status updates as needed for use by management
  • Assist in development and delivery of training
  • Develop/maintain working knowledge of laws and industry guidance for establishing, maintaining and reporting on internal controls
  • Work on special assignments as needed
  • Demonstrated, thorough understanding of audit techniques, standards, internal controls, and SOX program concepts and activities
  • Sound working knowledge of COSO integrated framework of internal controls, generally accepted auditing standards, and accounting principles required. Knowledge of IT controls desired
  • Demonstrated project management or Six Sigma certification experience preferred
  • Ability to understand and communicate technical concepts in simple, understandable terms
  • Excellent communication and interpersonal skills with ability to build professional relationships across functions and organizations
  • Effective writing skills and strong attention to detail
  • Ability to deal with ambiguity and shifting, competing priorities
  • Effective organizational, time management and planning skills
  • Flexible and able to adapt quickly in a fast moving company
  • Ability to travel (approximately 15-30% annually)
  • Multi-location retail and/or Healthcare industry experience a plus
  • Self-motivated individual; strong work ethic; action oriented; results driven
  • Bachelor’s Degree in Accounting or equivalent required; CPA/CIA preferred
  • 5+ years of public accounting, SOX compliance and/or Internal Audit experience
17

Cybersecurity Auditor & Functional Lead Resume Examples & Samples

  • 5 years of experience with supporting federal FISMA, including federal agency FISMA compliance requirements, NIST, STIGs, emerging Cybersecurity trends, challenges, and solutions to the modernization of legacy systems and industry best practices
  • Experience with executing NIST 800–37, NIST 800–39, and NIST 800–53
  • Experience with network security, vulnerability management, A&A, and incident response
  • Ability to multi–task, set and follow priorities, and deliver timely products
  • Ability to support training sessions based on a custom developed risk program
  • Experience with speaking in front of technical and non–technical audience members
  • Knowledge of security as it pertains to the following platforms: Windows, Solaris, UNIX, Red Hat Linux, AIX, OpenVMS, IBM i5OS, RACF, ACF2, Oracle, SQL Server, DB2, Cisco IOS, Firewall, multi–functional printer, scanner, and fax devices, and encryption technologies, including VPN, TLS, and SSL
  • Knowledge of current technologies used for technical security control reviews, including Microsoft System Center Configuration Manager, IBM Endpoint Manager (IEM), previously Tivoli Endpoint Manager (TEM) or BigFix, or Tenable Nessus software
  • Ability to support the translation of Nessus vulnerability scan results into findings aligned to NIST SP 800–53 Revision 4 security controls
18

Technical / Building Auditor Lead Resume Examples & Samples

  • Educated to minimum HNC level in a technical discipline relevant to FM
  • Suitable & sufficient broad FM management related experience
  • Qualified – Minimum NEBOSH General Certificate
  • Intermediate IT skills in MS Office including Excel, Word and Outlook
  • Full UK Driving Licence
19

Lead Senior Auditor Resume Examples & Samples

  • Identify and analyze control weaknesses and/or inefficiencies and recommend appropriate actions or improvements to management to ensure effective internal control over financial reporting, the proper protection of assets and to assist management in its efforts toward continuous improvement
  • Plan and manage testing for Sarbanes Oxley Section 404 requirements testing in the United States and international locations
  • Perform detailed, meaningful analysis of account balances or operations being audited to ensure the propriety of financial information used both internally and externally and to provide a basis for reliance by management in the decision making process
  • Prepare and present reports to management summarizing significant findings and recommendations identified based upon audit knowledge and judgment to foster the achievement of Company goals
  • Assist the Internal Audit management team with the execution of strategic value-add consulting projects
  • Evaluate if management has identified all key controls and if management is including non-key controls within the control framework
  • Assist in the creation of audit plans, and execute the audit plans ensuring accuracy and relevance in the achievement of operational goals including testing, documentation of work papers and conclusions for manager review
  • Review work papers of audit staff for adequacy, scope of execution, and propriety of findings and recommendations in accordance with Generally Accepted Auditing Standards and other appropriate standards, to ensure accuracy and relevance in the achievement of operational goals
  • Communicate with all levels of the organization using professional and effective communication skills to ensure that audit findings and recommendations are understood
  • Lead and provide guidance to other audit staff in the performance of audit engagements or other training opportunities
  • Plan and manage testing for IT General Controls in the United States and international locations
  • Assist the Internal Audit management team with the execution of the annual Audit Plan
  • Plan and execute audits of financial statements in accordance with Generally Accepted Accounting Principles
20

Senior / Lead Auditor Resume Examples & Samples

  • Ability to work independently, be self-motivated and manage work within agreed timelines, while producing high quality deliverables (i.e. audit work papers, audit reports and other documents)
  • Effectively collaborate with other parties as necessary to perform audit work, including developing and maintaining effective stakeholder relationships
  • Disseminate best practices and lessons learned to colleagues and auditee
  • Deliver assigned program of audits in line with excellent quality and within allocated time, using professional judgment to set the scope and testing approach to ensure key risks are addressed
  • Proactively look for areas of improvement during the audit process and provide value adding and insightful recommendations that address control and process opportunities/weaknesses
  • Develop and maintain strong and positive relationships with key stakeholders and maintain a thorough knowledge of the business and regulatory environment
  • Experience within multinational utility/asset management companies or operations/functional experience from utility/assessment management companies, a plus
  • Good knowledge and understanding of audit delivery and practices, internal control frameworks and risks management activities and skill in applying internal auditing principles and practices
  • Prior experience with audit delivery and practices, internal control frameworks and/or risk management activities a plus
  • Experience of managing project teams, managing others and projects independently. Project management qualification would be desirable (e.g. PMP)
  • Knowledge of data analytics (e.g. ACL), process improvement methodologies (Lean/Six Sigma) and auditing software are a plus
21

Technical / Building Auditor Lead Resume Examples & Samples

  • A minimum of five years’ experience working within an FM or H&S based discipline within both an operational and supervisory capacity. Have a proven ability to provide technical assistance to both technical and non-technical persons within the identified discipline. Ability to successfully manage time keeping and work content working as an individual and as part of a small technical team within tight deadlines
  • BES & BFM Auditing
  • Raising & Closing of NCR’s
  • Understanding of waste and soft service provision
  • Identifying best value
  • Reviewing work standards
22

Lead Internal Auditor Resume Examples & Samples

  • Identifies and evaluates the organization’s risk areas and provides key input to the development of the Annual Audit Plan
  • Conducts interviews, reviews documents, develops and administers surveys, compose summary memos, and prepares working papers
  • Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations to management
  • Develops and maintains productive client and staff relationships through individual contacts and group meetings
  • Performs related work as assigned by audit management
  • Ability to travel up to 10% for assignments typically within the state of California
  • Knowledge of the Standards for the Professional Practice of Internal Auditing and the Code of Ethics developed by the Institute of Internal Auditors
  • Considerable skill in using a computer with word processing, spreadsheet and other business software to prepare reports, memos, summaries and analyses
23

Senior / Lead Auditor Resume Examples & Samples

  • Operations, Accounting, and/or Financial background
  • Auditing experience within a Big 4 firm
  • MBA and/or Certified Internal Auditor, Certified Public Accountant, and Certified Information Systems Auditor
  • Prior experience with Audit delivery and practices, Internal Control frameworks, and/or Risk Management activities
  • Project Management qualification (e.g. PMP)
24

Lead Internal Auditor Resume Examples & Samples

  • Plan, perform, and lead internal audit assignments as needed to assess the efficiency and effectiveness of business processes and related controls
  • Collaborate with internal and external stakeholders by ensuring internal audits are completed timely and accurately, understanding the needs and demands of stakeholders during the audit process, sharing knowledge and expertise and regularly communicating and reporting internal audit findings
  • Perform project assignments as directed, completing the activities within established timelines
  • Support internal audit team by monitoring performance, mentoring and directing team members and acting as a resource within area of responsibility to contribute to the achievement of the department’s audit plan
  • Participate in all aspects of internal audit activity, including pre-audit planning, audit fieldwork, post-auditing work and validate remediation of audit findings
  • Determine key controls, direction, and approach of proposed audits and audit procedures by participating in the development of audit programs and risk assessments, preparing detailed work papers and addressing and resolving audit issues effectively
  • Effectively manage internal audit resources to utmost efficiency to improve business lines profitability, monitor progress, and report regularly
  • Monitor audit bulletins and other professional resources to assess local developments, regulations, and legislation impacting internal audit services to stay abreast of ongoing changes in risk environment and make appropriate recommendations
  • Monitor audit processes and team members to ensure internal audits are conducted in compliance with legal standards and approved practices, comply with legal and regulatory requirements and adhere to company standards and best practices
  • Contribute to a positive environment by demonstrating cultural expectations and guiding leaders to reward performance and value “can do” people, accountability, diversity and inclusion, flexibility, continuous improvement, collaboration, creativity and fun
  • Comprehensive knowledge of internal audit principles and procedures
  • Products and concepts relating to the financial services industry, including financial instruments, financial management, insurance principles, and cash and capital principles
  • Products and concepts relating to the insurance industry
  • Terminology, function and fundamental capabilities of common computer, software, information and communication technology devices, components, and concepts
  • Principles and processes for providing customer service
  • Follow established guidelines to focus on details and complete tasks attentively and thoroughly
  • Use wise, astute and insightful judgment to make sound decisions
  • Prioritize various competing tasks according to their urgency
  • Identify opportunities for improvement
  • Appropriately prioritize assigned tasks to ensure timely goal achievement
  • Collaborate with internal and external customers
  • Understand the needs and goals of a customer and actively look for ways to meet them
  • Guide oneself with little or no supervision, and depend on oneself to get things done
  • Utilize information and knowledge to take calculated risks
  • Professional, polished, poised and positive demeanor