AML Associate Resume Samples

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AR
A Ruecker
Abbie
Ruecker
99178 Leannon Turnpike
Phoenix
AZ
+1 (555) 784 9715
99178 Leannon Turnpike
Phoenix
AZ
Phone
p +1 (555) 784 9715
Experience Experience
Boston, MA
AML Associate
Boston, MA
Deckow-Kozey
Boston, MA
AML Associate
  • Participating in and/or leading projects, initiatives, committees, etc. which serve to enhance the teams process and effectiveness
  • Investigating complex, sensitive, and/or significant AML risks and filing SARs as the result of the investigative work
  • Providing constructive feedback to AML Analysts & Investigators with respect to the quality of case escalations, trends and issues, or best practices in order to assist in the continued development of the alert analysis process
  • Preparing Suspicious Activity Reports (SARs) and other written investigative/intelligence reports to support investigations in accordance with strict quality standards
  • Analyzing collected information and using sound judgment to execute decisions related to risk
  • Actively participating in internal and external training opportunities, team and departmental meetings, and industry peer groups in order to maintain advanced awareness of AML risk, industry standards, policy & procedure changes, etc
  • Responding in writing and verbally to urgent requests from Management with the utmost expediency
Philadelphia, PA
Senior Associate, AML Analytics
Philadelphia, PA
Barrows, Zieme and Wuckert
Philadelphia, PA
Senior Associate, AML Analytics
  • Conducting hands-on data analysis, data validation, predictive model development, and forecasting
  • Provide quantitative and qualitative analysis, including benchmarking and industry best practices studies
  • Rationalize and document business rules, thresholds, parameters and scoring methodology of the monitoring system
  • Support ongoing tuning process
  • Stay abreast of current technology developments and BSA/AML trend to understand current BSA/AML environment and how new/emerging product(s) can assist department in meeting strategic goals/plans
  • Fine-tune the AML surveillance system (Actimize) to optimize the tradeoff between alert volume and alert quality and enhance reports to display trends, patterns and areas of risk related to monitoring processes
  • Identify, evaluate, and implement transaction monitoring rules, models, and parameters supporting FRB’s BSA-AML Compliance Program
present
San Francisco, CA
Senior Trade Control & AML Associate
San Francisco, CA
Medhurst LLC
present
San Francisco, CA
Senior Trade Control & AML Associate
present
  • Conduct screening via Bridger Insight application for new investors (includes retail and Institutional).Resolve potential matches and escalates matches in a timely manner
  • Compilation of suspicious transaction reports on monthly basis for reporting with global compliance team
  • Monitoring suspicious money laundering activities, short term trading, late market timing, red flag activities, detecting fraudulent transaction etc.,
  • Regular review of all known Politically Exposed Persons and their trading history
  • Regular review of higher risk trades
  • Assist the global AML & Compliance teams in updating department policies and procedures when necessary
  • Assist in creating department specific policies and procedures
Education Education
Bachelor’s Degree in Accuracy
Bachelor’s Degree in Accuracy
University of California, Berkeley
Bachelor’s Degree in Accuracy
Skills Skills
  • Participating in and/or leading projects, initiatives, committees, etc. which serve to enhance the teams process and effectiveness
  • Conducting Quality Control (QC) reviews for cases, SARs, and alerts Assessing the effectiveness of internal procedures and policies and making change recommendations to ensure emerging industry risks are appropriately mitigated
  • Investigating complex, sensitive, and/or significant AML risks and filing SARs as the result of the investigative work
  • Providing constructive feedback to AML Analysts & Investigators with respect to the quality of case escalations, trends and issues, or best practices in order to assist in the continued development of the alert analysis process
  • Preparing Suspicious Activity Reports (SARs) and other written investigative/intelligence reports to support investigations in accordance with strict quality standards
  • 1-3+ years business writing experience
  • 1-3+ years previous Fraud and/or AML investigation experience or equivalent knowledge experience
  • Excel proficiency
  • Intermediate proficiency in Microsoft Office applications
  • Previous SAR filing experience
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11 AML Associate resume templates

1

Associate, CIB AML Investigations Resume Examples & Samples

  • Presenting cases/ issues found at regional and global committees. To be able to argue merits of his/her recommendation to the committee, address questions and ensure all analysis performed is adeqautely documented
  • To work with compliance officers in other regions and the CIB / TSS compliance officer in arriving at suitable solutions for cases or issues. Be able to comment intelligently on issues and cases of other regions
  • Support other AML units on an ad-hoc basis
  • Strong Communication Skills. The successful candidate will be required to participate in, speak at and present to a committee comprising of peers/ senior compliance officers from other regions. He/She will also be required to communicate the requirements relevant issue to our businesses
  • Strong analytical ability and logical thinking. Ability to identify issues accurately and offer solutions
  • Candidates with investigative experience gained with a Financial Institution, Big 4 Firm or Law enforcement background will be a distinct advantage
  • Knowledge of banking industry. Knowledge of investment banking, securities, Treasury Services / cash management, and corresponding banking businesses will be a plus
  • Knowledge of Anti-Money Laundering (AML) requirements in Asia, including Hong Kong and Singapore. General knowledge of AML requirements globally. Experience in monitoring transactions, market surveillance and financial crime investigations will be a strong advantage
2

Associate, AML Sanctions Resume Examples & Samples

  • Provide guidance to business regarding wire transactions with potential OFAC/sanctions matches
  • Manage policies and procedures with regards to OFAC/ sanctions. This includes managing the communications with our business units holding screening responsibilities
  • Provide advice regarding Investment Banking deals on the OFAC/sanctions exposures. Review and approve proposed transactions from an OFAC/sanctions perspective
  • Perform/ manage quality assurance testing on sanctions reviewers
  • Representation of India on global OFAC/sanctions Compliance committees. Liaison with Corporate Compliance/Legal persons on transaction advisory, procedures and implementation of policy changes
  • Follow-up market developments and new rules/regulations on OFAC/sanctions; work with Business and Control Functions to ensure new rules are appropriately implemented and monitored
  • Conduct OFAC/sanctions training and present key messages on OFAC/sanctions rules to senior business risk and management committees
  • Relevant experience in a compliance, audit, risk management or control function, prior work experience specifically in a OFAC/sanctions role will be highly valued
  • Must be a self-starter, organized and have the ability to work independently
  • Candidate must have strong research skills, advanced skills in various Microsoft applications such as Word, Excel, and PowerPoint. Individual must also have excellent follow-up capabilities
  • Candidate must be highly motivated, intuitive and possess initiative to identify potential process improvements
  • Some basic knowledge of the banking industry. Knowledge of cash management or some experience with the corresponding banking business will be a plus
  • Strong speaking and writing abilities in English
3

Associate Aml Fin Cen Screening Resume Examples & Samples

  • Institutional Sales and Trading Group (“ISG”) Trade monitoring
  • Wealth Management Monitoring
  • Complete the assigned tasks in a timely manner
  • Help in creation of Management Information Reports on a periodic basis
  • Preference will be given to candidates with relevant experience in Trade Surveillance
  • Pragmatic and analytical problem solving skills
  • Excellent verbal and written English communication skill
4

Associate Aml Fin Cen Screening Resume Examples & Samples

  • Control Group Restricted List Trade
  • Research
  • Employee Trading
  • Identifying, communicating and remediating process breakdowns and best practices
  • Creating and delivering reporting on process effectiveness to senior leadership team
  • Have 1-3 years of experience with Bank Secrecy Act/Anti-Money Laundering within the financial services industry or at financial services regulator (e.g., Office of the Comptroller of the Currency, Securities and Exchange Commission, Financial Industry Regulatory Authority, etc.)
  • Have experience with Know Your Customer (KYC) requirements including Customer Identification Program, Customer Due Diligence and Enhanced Due Diligence
  • Have the ability to use various PC, MS Office and internet applications and tools to support AML/KYC processes
  • Have the ability to interact in a mature and professional manner with a variety of individuals within the AML team and across the organization
  • CAMS Certification or similar certification such as Certified Fraud Examiner (CFE) preferred
5

Investor AML Associate Resume Examples & Samples

  • Day to day processing of Investor KYC reviews to ensure quick and effective QA review and approval
  • Reviewing of all KYC documentation received for all investors before submitting for final AML review
  • Ensuring all AML documentation is saved to the DMS (Document management system) for each investor, by type, and that the AML requirements per investor type as outlined on our internal checklists and AML policies and procedures are collected and verified
  • Acting as a point of contact for all Relationship management teams in relation to answering and assisting efficiently with all AML related queries/Issues
  • Possess and continue to developing an in depth knowledge of all internal policies and procedures including all operational procedures used during the AML Review to assist with the department's needs
  • Ensuring all KYC documentation is received from the RM team in a timely manner for each fund
  • Ensuring all KYC queries raised with the group can be answered in detail and within an agreed SLA
  • All KYC checklists points/steps in the authorisation of AML are clearly understood
  • Responsible for monitoring and tracking team activity against all shared mailboxes and assisting the team with queries
  • Identify key priorities within the team on a daily basis and assign appropriately to ensure delivery of all tasks
  • Actively manage day to day relationship with the TA contacts, Relationship managers and Compliance team contacts, escalating issues to their Manager when required
  • Demonstrate awareness with regulatory (and internal policy) obligations regarding Suspicious Activity Reporting
  • Assist in the preparation and distribution weekly AML reports where required
  • Proactively seek greater productivities in the team through process improvements & automation where applicable
  • Experience of Investor level AML is generally required and preferably within a fund administration role but not essential
  • The ideal candidate must be very eager and show a strong desire to work hard and forge a career in the AML/Compliance area of financial services
  • Customer service and communication skills are key here in order to effectively communicate our AML requirements to the investors and keep our clients happy with the level of service we are providing to their investors
6

AML Associate Resume Examples & Samples

  • Acting as an advisor to line of business regarding implementation and remediation of AML controls and escalating AML related issues and concerns to business management and GAMLU in a timely manner
  • Collaborating with business line management to develop processes and procedures to implement and maintain the business line AML Program, including customer on-boarding, customer refresh, name scanning
  • Executing and maintaining AML controls
  • Participating in the review and approval of high risk customers
  • Approving exceptions to the line of business KYC Program
  • Ensuring changes to enterprise-wide country risk ratings are integrated into processes as appropriate
  • Ensuring lists used in local screening processes (Sanctions, PEP) are maintained current
  • Participating in sanctions risk control
  • Reviewing potential sanction hits and escalating confirmed hits
  • Preparing and filing required reports for local authorities on confirmed sanction hits
  • Assisting in the self-assessment and remediation of AML controls
  • Coordinating execution of the AML Enterprise Risk Assessment by the line of business
  • Developing and overseeing AML remediation plans
  • Validating correction of identified control weaknesses before their closure
  • Working with management to respond to issues raised by AML Audits and examinations
  • Providing quality assurance over AML Controls
  • Sampling customer on-boarding and customer refresh documentation (under standardized template and plan) to determine compliance to Business Line KYC Program standards
  • Periodically reconciling business line metrics and key risk indicators
  • Preparing reports on quality assurance findings
  • Identifying AML training needs in the line of business, and assisting in the development or presentation of the training as appropriate; and
  • Developing and reporting AML metrics and preparing management reports for Business Line Compliance Op Risk Meetings
7

Associate AML Resume Examples & Samples

  • Minimum of 6 years of financial services industry experience
  • Advanced skilled in Microsoft Excel, Visual Basic for Applications (VBA), PowerPoint and knowledge of SQL (preferred but not mandatory)
  • AML/OFAC and previous experience/knowledge with Business Intelligence tools preferred
  • Excellent written and oral communication skills with the ability to present information in differing degrees of detail
  • Strong skills in time management and problem solving
  • Familiarity with the firm and its products and services is preferred
  • Must be a team player, prepared to work in a fast-paced environment
8

AML Associate Resume Examples & Samples

  • Participating in and/or leading projects, initiatives, committees, etc. which serve to enhance the teams process and effectiveness
  • Conducting Quality Control (QC) reviews for cases, SARs, and alerts Assessing the effectiveness of internal procedures and policies and making change recommendations to ensure emerging industry risks are appropriately mitigated
  • Investigating complex, sensitive, and/or significant AML risks and filing SARs as the result of the investigative work
  • Providing constructive feedback to AML Analysts & Investigators with respect to the quality of case escalations, trends and issues, or best practices in order to assist in the continued development of the alert analysis process
  • Preparing Suspicious Activity Reports (SARs) and other written investigative/intelligence reports to support investigations in accordance with strict quality standards
  • Excel proficiency
  • Previous process improvement and/or project management experience preferred
9

Senior Trade Control & AML Associate Resume Examples & Samples

  • Conduct screening via Bridger Insight application for new investors (includes retail and Institutional).Resolve potential matches and escalates matches in a timely manner
  • Compilation of suspicious transaction reports on monthly basis for reporting with global compliance team
  • Monitoring suspicious money laundering activities, short term trading, late market timing, red flag activities, detecting fraudulent transaction etc.,
  • Regular review of all known Politically Exposed Persons and their trading history
  • Detection of Irregular and inappropriate trading patterns
  • Regular review of higher risk trades
  • Assist the global AML & Compliance teams in updating department policies and procedures when necessary
  • Assist in creating department specific policies and procedures
  • Keep abreast of current market conditions, fund and company policies, investment and regulatory changes, and all other procedural information
  • Attend industry/internal webinars related to AML best practices, etc
  • Assist with global/local projects as needed
  • Bachelor’s degree or equivalent experience. Equivalent experience should include working for a minimum of two - four years in a customer service environment, preferably in a Transfer Agency
  • Strong working knowledge of International TA primary applications ( RIVA, IWSR etc.,)
  • Strong computer skills and attention to detail a must, including an intermediate use of Microsoft Word, Excel and PowerPoint
  • Ability to navigate and effectively use the Share Point and shared drives
  • Ability to follow instructions and schedules
  • Ability to work in a fast-paced, team oriented environment and ability to work within deadlines
  • Good organizational skills and flexibility a must
  • Ability to multi-task various delegated responsibilities
  • Ability to effectively lead meetings
  • Professional development growth opportunities through in-house classes and over 150 Web-based training courses
10

Associate AML Resume Examples & Samples

  • 1-3+ years previous Fraud and/or AML investigation experience or equivalent knowledge experience
  • Intermediate proficiency in Microsoft Office applications
  • Client contact experience preferred
11

Associate, AML Resume Examples & Samples

  • 4 year college degree or equivalent work experience
  • 1-3+ years business writing experience
  • 1-3+ years previous Fraud and/or AML investigation experience
  • Experience with Actimize transaction monitoring software preferred
  • Previous SAR filing experience
12

AML Associate Resume Examples & Samples

  • Conducting Quality Control (QC) reviews for cases, SARs, and alerts
  • Assessing the effectiveness of internal procedures and policies and making change recommendations to ensure emerging industry risks are appropriately mitigated
  • Construct a robust written narrative to support investigations in accordance with strict quality standards
  • Responding in writing and verbally to urgent requests from Management with the utmost expediency
  • Serving as a back-up to the Team Manager, ensuring day-to-day tasks are completed if Team Manager is out of office
  • Participating in AML related discussions with Senior Management from the various lines of business
  • Actively participating in internal and external training opportunities, team and departmental meetings, and industry peer groups in order to maintain advanced awareness of AML risk, industry standards, policy & procedure changes, etc
  • Communicating clearly, both written and verbally, with individuals in and outside of Discover (e.g. fraud teams, collections teams, Law Enforcement, individuals at other Financial Institutions, etc.)
  • Serving as subject matter expertise for peers and more junior Investigators within the Team and mentoring/guiding those individuals
  • Escalating issues and risks to management where appropriate
  • 1-3+ years previous Fraud and/or AML investigation experience or equivalent knowledge/experience
13

Associate Ssbo AML Ops Bangalore Resume Examples & Samples

  • Review of adverse media news [NNS] for MS clients
  • Ensure that the alerts processed are accurate and completed within the specified time period
  • Need to step up / act as back-up in absence of Team Manager
  • Prepare monthly MIS and present to the regional stakeholders
  • Recommend enhancements to AML policies or procedures to ensure continuous improvement to overall AML or Screening processes
  • Up to 5 years of Corporate Intelligence, due diligence, and/or Operations experience in the financial or professional services industries preferred
  • Bachelor?s degree from an accredited college / university
  • Strong interpersonal and verbal communication skills with the ability to apply sound reasoning when delivering services
  • Ability to work as part of a team and adapt to the needs of the team as they arise
  • Good understanding MS Office product suite [MS Word, PowerPoint and Excel]
  • AML experience, client reference data, or client documentation review
14

Associate, CIB AML Investigation Resume Examples & Samples

  • Querying and discussing issues uncovered with the CIB / TSS business. Educating them on observed risks and convincing the business on the recommended course of action
  • Presenting cases/ issues found at regional and global committees. To be able to argue merits of his/her recommendation to the committee, address questions and ensure all analysis performed is adequately documented
  • Providing detailed analysis and resolution for alert hits relating to transactions, including assistance in Suspicious Activity Reports and analysis of client transaction behavior
  • Deal on a timely basis with enquiries from Regulators, Law Enforcement Bodies and internally from the business
  • Assist in the implementation of global policies and procedure relating to investigations in Asia, both with the business and within the Asia AML compliance team
  • As required, be able to work longer hours in and to participate in scheduled conference calls
  • Candidates with 5+ years in investigative experience gained with a Financial Institution, Big 4 Firm or Law enforcement background will be a distinct advantage
  • Occasional travel may be expected
  • Strong writing and speaking ability. Confidence to form an opinion on unusual activity and substantiate with information
  • 2+ years knowledge or working in banking industry. Knowledge of investment banking, securities, Treasury Services / cash management, and corresponding banking businesses will be a plus
  • Minimum 5 years in monitoring transactions and financial crime investigation. Knowledge of Anti-Money Laundering (AML) requirements in Asia, including Hong Kong and Singapore. General knowledge of AML requirements globally
  • Experience in AML/ Compliance, audit, operational risk management, Financial Crime Prevention / Law Enforcement or in a similar control function
15

BSA / AML Associate Resume Examples & Samples

  • Performs various BSA tasks related to customer transaction activity. Monitors customer account activity as outlined by established procedures. Performs daily, investigations of possible criminal activity using internal reports, the Internet and other sources. Monitors activity of identified high risk and moderate risk customers Documents findings in accordance with regulatory mandates. Prepares Suspicious Activity Reports for submission to FinCEN. Monitors wire transfers for unusual activity and maintains ongoing records. Monitors monetary instrument logs for required information in the sale of bank checks, money orders, etc. required by the $3000 rule and interacts with branches to ensure accuracy. Reviews daily reports for possible structuring activity by bank customers. Performs periodic scans of customer database in compliance with OFAC and other regulatory mandates, reviews and documents findings for examiner review. Communicates with government agencies when necessary. 30%
  • Responsible for review, maintenance and submission to regulatory agencies of various BSA related documentation; i.e. monitors reportable transactions, submits Currency Transaction Reports (CTRs) according to regulatory mandates and follows up on late reports with branch personnel. Handles correspondence with the IRS regarding submission of incomplete or inaccurate reports. Maintains list of exempted customers, coordinates annual customer review with branches and files necessary paperwork with government agency. Ensures that all $3000 reports and other forms are maintained/submitted for monetary instrument logs. 30%
  • Verifies new account information and reconciles erroneous information to ensure accounts are set up properly and in accordance with established bank policies and procedures. Ensures all documentation has been obtained on a timely basis and follows up with branch staff for missing or exception items. Files all related forms and documents for account set-up and/or changes to ensure proper records are maintained and readily available. 20%
  • Keeps abreast of Bank Secrecy regulations, especially as related to developments in Anti-Money Laundering techniques, controls and monitoring. 10%
  • Monitors accounts for proper TINs and follows up accordingly on missing or inaccurate TINs; processes required mailings to ensure compliance with state and federal regulations. Performs the annual Non-resident alien review process. 5%
  • General office experience
  • 2+ years experience in a banking environment
  • Previous Compliance experience, particularly in Bank Secrecy Act and/or Anti Money Laundering a plus
  • Excellent organizational skills; ability to multi-task
  • Proficiency in data entry; dexterity with keyboard
  • Excellent computer skills with the ability to learn additional computer skills with ease
16

AML Associate Resume Examples & Samples

  • Reviewing manual referrals from other Bank business units to identify potential money laundering and/or terrorist financing activities and escalating customers and/or activity for Investigation
  • Reviewing automated transaction monitoring system alerts for potential money laundering and/or terrorist financing activity and escalating customers/accounts for further investigation as warranted
  • Conducting customer due diligence, transaction activity reviews, and negative media searches and documenting findings in accordance with approved policies and procedures
  • Independently researching internal and external source systems to determine whether activity appears usual and expected for specific customers/accounts
  • Analyzing collected information and using sound judgment to execute decisions related to risk
  • Analyzing information gathered from reports and other independent sources to aid in the decision to escalate for further investigation and handling, as necessary
  • Apply knowledge of banking, fraud and AML typologies, as well as industry environment under the BSA and USA PATRIOT Act to disposition alerts as needing additional investigation or no additional review
  • Ensuring accounts and/or customers are escalated for investigation to various units appropriately
  • Participating in routine training and team meetings in order to maintain sufficient awareness of AML risk, industry standards, policy & procedure changes, etc
  • Providing feedback to management and peers related to unusual activity trends
  • Communicating clearly, both written and verbally, with individuals in and outside of Discover (e.g. fraud teams, collections teams, law enforcement, etc.)
  • 1-3+ years previous AML and/or Fraud investigation experience or equivalent knowledge experience
  • Experience with transaction monitoring software preferred
  • Previous SAR filing experience preferred
17

Senior Associate, AML Analytics Resume Examples & Samples

  • Identify, evaluate, and implement transaction monitoring rules, models, and parameters supporting FRB’s BSA-AML Compliance Program
  • Fine-tune the AML surveillance system (Actimize) to optimize the tradeoff between alert volume and alert quality and enhance reports to display trends, patterns and areas of risk related to monitoring processes
  • Rationalize and document business rules, thresholds, parameters and scoring methodology of the monitoring system
  • Write business specifications for IT and project management purposes where needed
  • Support ongoing tuning process
  • Interpret complex information and directions, interpret data and information in a timely manner and bring assigned tasks to completion
  • Conducting hands-on data analysis, data validation, predictive model development, and forecasting
  • Provide quantitative and qualitative analysis, including benchmarking and industry best practices studies
  • Conduct all work activities in accordance with change management, model governance, and other control procedures
  • Provides automated and ad-hoc data delivery for examiners, auditors, internal investigations and analytics
  • Stay abreast of current technology developments and BSA/AML trend to understand current BSA/AML environment and how new/emerging product(s) can assist department in meeting strategic goals/plans
18

Junior BSA / AML Associate Resume Examples & Samples

  • Verifies new account information and reconciles erroneous information to ensure accounts are set up properly and in accordance with established bank policies and procedures. Ensures all documentation has been obtained on a timely basis and follows up with branch staff for missing or exception items. Files all related forms and documents for account set-up and/or changes to ensure proper records are maintained and readily available. 40%
  • Monitors accounts for proper TINs and follows up accordingly on missing or inaccurate TINs; processes required mailings to ensure compliance with state and federal regulations. Performs the annual Non-resident alien review process. 40%
  • Provides clerical assistance in support of CTR filings and/or CDD/EDD reviews. 15%
  • Keeps abreast of Bank Secrecy regulations, especially as related to developments in Anti-Money Laundering techniques, controls and monitoring. 5%
  • 1+ years experience in a banking environment
  • Extremely detail oriented; high degree of accuracy
19

Senior AML Associate Resume Examples & Samples

  • Assist with any queries relating to KYC processes to ensure adherence to internal procedures and industry best practice
  • Interact with our onboarding team, etc. to obtain KYC and other compliance information and documentation on a case by case basis
  • Suggest and implement new efficiencies in the on-boarding process
  • Perform rolling due diligence especially with regard to PEPs, and other high risk accounts and AML-related reviews
  • Assist in the supervision and establishment of ML controls e.g. transactions, deposits, withdrawals etc
  • Assist in drafting, updating and monitoring the company’s policies and procedures for relevant business areas
  • Gather information and prepare responses to enquiries from the FCA and/or other EEA regulatory bodies or law enforcement agencies; draft SARS for the NCA
  • Assist with transaction inquiries and any related reporting requirements
  • Carry out any other ad-hoc tasks at the request of the Compliance Officer, etc such as preparing the MLRO Report; and
  • Draft and coordinate responses to the Financial Ombudsman Service
  • A good working knowledge of POCA, JMLSG, Third Money Laundering Directive and the key FCA principles for businesses and/or financial services sector (brokerage, bank or securities industry). Experience of 5-7 years + preferred
  • A Bachelor’s degree in law or a finance
  • Solid knowledge of KYC processes and understanding of the requirements for risk-based approach to on-boarding
  • Strong analytical skills to use data/metrics for risk monitoring as well as good oral and written communication skills; ands
  • Must have ability to work in a pressurized medium-size office environment
20

Junior BSA / AML Associate Resume Examples & Samples

  • Performs various BSA tasks related to customer transaction activity. Monitors customer account activity as outlined by established procedures, including reviewing lower risk alerts for lower risk customers generated from the AML monitoring software. Reviews reports supporting the identification of suspicious activity. 70%
  • Conducts research and data gathering in support of senior investigator case and SAR investigations. 20%
  • Performs other tasks in support of other BSA areas. 10%