Wealth Management Analyst Job Description

Wealth Management Analyst Job Description

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Wealth management analyst provides guidance and training to program office on interpretation and application of EVM management techniques, regulations, policies, and procedures.

Wealth Management Analyst Duties & Responsibilities

To write an effective wealth management analyst job description, begin by listing detailed duties, responsibilities and expectations. We have included wealth management analyst job description templates that you can modify and use.

Sample responsibilities for this position include:

Daily supervision of fixed income trading activity within MSSB Capital Markets to ensure compliance with firm and industry standards
Daily review of exception reports
Act in accordance with all relevant legal and regulatory requirements
Identify and report risk issues, including any compliance or suitability issues
Assist in the development of policies/procedures designed to ensure compliance with all industry/regulatory requirements
Maintain close working relationships with risk staff to ensure appropriate resolution of all issues related to the fixed income and equity businesses
Coordinate with risk staff to create reports necessary to monitor daily trade activity within MSSB Capital Markets
The role holder will be responsible for providing support to various business stakeholders driving effective cost control & managing strategic initiatives
The role holder will be responsible for supporting strategic and operational relationships with the Barclays Wealth Business, Barclays Group Service Management & Sourcing and major external third party suppliers
The role holder will support the Head of Supplier Management on negotiating new commercial terms with suppliers and they will understand the key commercial/legal constructs of contractual agreements, ensuring changes to Barclay’s policies and procedures are introduced with third party suppliers

Wealth Management Analyst Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Wealth Management Analyst

List any licenses or certifications required by the position: ACAMS, BA, IIBA, IREB, PM, CFA, FCA, FSA, IMC, ACAM

Education for Wealth Management Analyst

Typically a job would require a certain level of education.

Employers hiring for the wealth management analyst job most commonly would prefer for their future employee to have a relevant degree such as Collage Degree in Finance, Business, Accounting, Management, Graduate, Economics, Mathematics, Communication, Financial Services, Computer Science

Skills for Wealth Management Analyst

Desired skills for wealth management analyst include:

Applicable compliance rules and regulations and firm policies
Excel and PowerPoint
Fixed Income Markets and Bloomberg
Specific Business Processes and Back Office/Middle Office Brokerage systems
Departmental operations/policies and U.S. Bank products and services
Industry standards and regulations
Microsoft Office
Account's unique requirements and sensitivities
ACH
AML laws and their application to the supported products/business lines

Desired experience for wealth management analyst includes:

The role holder will drive quality of service to the Front Office Businesses and maximise the value Barclays Wealth derives from supplier relationships
This role will include support of small to medium projects through all aspects of the project lifecycle
Creation of and maintenance of relevant documentation relating to projects, enhancements and business system artifacts
Review of existing Business Practices (Operational, Sales & Marketing, ) to determine needed enhancements/changes
Strong working knowledge of MS Office (Microsoft Word
At least 2-4 years of work experience with previous client service experience preferred

Wealth Management Analyst Examples

1

Wealth Management Analyst Job Description

Job Description Example
Our innovative and growing company is hiring for a wealth management analyst. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for wealth management analyst
  • Create budgets and forecasts to assist entrepreneur in identifying new investment opportunities
  • In-charge of invoicing for projects (both sending and receiving)
  • Provide Ad-hoc reports to owner on an as needed basis
  • Identify areas of improvement within current system and implement improvements
  • Identify and engage firm resources to implement and support WM Compliance solutions
  • Leverage Firm and Compliance data to meet Compliance needs
  • Develop predictive models to enhance the sophistication of our inspection, sampling and surveillance tools and platforms
  • Keep abreast of the latest events in the financial markets GS research and market views
  • Responsible for the support of the business on site in Cayman
  • Respond quickly to all reported computing issues that affect a users’ ability to complete his/her work
Qualifications for wealth management analyst
  • Additional product licenses may be required Knowledge/Skills
  • Knowledge of Finance operating processes (e.g., forecasting/budgeting, stress testing)
  • Strong knowledge of financial and cost accounting, financial analysis and principles of economics
  • Qualified CPA (CGA, CA, CMA) or close to completion
  • 2+ years experience as a business analysis or operations support
  • 3+ years Banking experience highly desired
2

Wealth Management Analyst Job Description

Job Description Example
Our company is hiring for a wealth management analyst. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for wealth management analyst
  • Travel to Barbados and Bahamas as needed to support the clients in each location
  • Support all moves/adds/changes including install of standard desktop hardware, servers, software, phones, peripherals and printers
  • Record all changes to user hardware in the Asset Inventory Management System
  • Perform initial analysis of integration issues for platform and operating systems
  • Ensure Backup Continuity hardware reflect production desktop\Laptops
  • Provide on-call support related to a specific line of business request
  • Working with the development team and business to produce testing deliverables, including Test Strategies, Test Plans, Test Designs (Test Cases and Test Data) and Test Execution results
  • Liaising with business areas and Corporate Operation Group to clarify and resolve issues identified during the systems testing process
  • Creating and maintaining test documents and test scripts
  • Assisting in the standardisation and continual improvement of the testing processes and methodology
Qualifications for wealth management analyst
  • Fluent and comfort in working in key finance technical programs and systems (COGNOS, Hyperion, TM1, Excel, Powerpoint )
  • Providing software solutions and tools
  • Effectively communicating and building relationships with clients throughout the process
  • Demonstrating technical ability and competence within financial services
  • Working closely with the development team in an agile environment
  • Upholding strict SLA agreements deadlines
3

Wealth Management Analyst Job Description

Job Description Example
Our company is hiring for a wealth management analyst. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for wealth management analyst
  • Collaborate with IT and other CG counterparts with the testing of new system enhancements and the implementation of new policies the lead for multiple processes at the same time, and provide support for ad hoc requests
  • Manages application testing
  • Work with mainframe and server-based loan and data systems in extracting loan level data and ensuring that data integrity is optimal
  • Prepare portfolio metrics and reporting packages on a monthly basis that can be relied upon by MS Senior Management and firm Committees
  • Development, creations, and distribution of numerous monthly Private Wealth (PW) financial and sales reports
  • Analysis of financial and sales activities for trends and variance explanation
  • Creation, distribution, and review & analysis of monthly P&L for total PW and Area Level Executives
  • Incentive accrual analysis and adjustments for various PW plans
  • PW IM&T research via Quantifacts (IM&T fee database)
  • Research and documentation of PW financial variances
Qualifications for wealth management analyst
  • Bachelors in finance, accounting or related field
  • Proven proficiency with banking systems
  • Familiarity with Basel and risk management topics
  • Able to communicate complex matters to multiple constituencies
  • Minimum of 8 – 10 years of related experience in finance and risk
  • A+, network +, MCSC and like certifications for windows 7
4

Wealth Management Analyst Job Description

Job Description Example
Our company is growing rapidly and is looking for a wealth management analyst. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for wealth management analyst
  • Support PW partner's achievement of budgeted items by providing guidance on variance items
  • Preparing standard and/or customised client presentation materials, briefing books and collateral materials, meeting notes required for external meetings
  • Ensuring the timely delivery of accurate monthly, quarterly and annual reporting, responding to ad-hoc requests
  • Review inbound & outbound communications to ensure they are appropriate in terms of content and regulatory standards
  • Document, research and analyze problems
  • Escalate supervisory issues as warranted and provide relevant recommendations as to appropriate actions to be taken
  • Provide support to other PWM Supervision Department members with projects and initiatives
  • Have regular interactions with the field and partner closely with Senior Supervision Officers
  • Help with coordination and monitoring of initiatives
  • Ability to proactively identify trends, recurring problems and risk
Qualifications for wealth management analyst
  • At least 5 years of relevant experience, preferably with experience in application support and business analysis roles in banking / brokerage / investment industry
  • Support experience of Avaloq is strongly preferred
  • Experience in the delivery of IT solutions in a brokerage/wealth management environment and delivery of Valuation and Profit/Loss attribution reports would be an advantage
  • Good knowledge of relevant technology, IT standards, methodologies, CMM and audit requirements
  • Knowledge on multiple platforms Internet, Client/Server and ability to select appropriate one to meet business needs, in which banking, brokerage and investment platforms are preferable
  • Solid experience in Oracle PL/SQL, MS SQL, Java, database design, real-time application with a strong awareness of emerging technologies and industry standards
5

Wealth Management Analyst Job Description

Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of wealth management analyst. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for wealth management analyst
  • Opportunity to join management in all phases of the financial planning process in order to develop skills that will enable you become a lead wealth planner for our PPMDs
  • Review the work of staff members and train new staff members
  • Draft materials for financial education presentations
  • Tertiary qualifications in Finance or Business
  • Working closely with Business, Compliance & Technology to define the scope of monitoring and surveillance of business activities
  • Analyse transactional activity for consistency and accuracy
  • Support ad hoc requests such as completing RCSA's, process flow development, creating procedures, creating presentations and other control related items
  • Project management duties
  • Write business requirements, write test scripts and testing/tracking defects
  • Assist with strategic business improvement, and market expansion projects and the Office of Legal Obligations project
Qualifications for wealth management analyst
  • 6 or more years of relevant experience preferably in the financial banking industry
  • 6 or more years of business analysis experience required
  • Superannuation and Wealth product knowledge, with prior knowledge of Portfolio Admin, ASX, Chess a distinct advantage
  • Fluent in English and fluent in Spanish is preferred
  • Qualified candidates will have a Business Degree or 2 years of incentive or closely related experience
  • Qualified candidates must be PC proficient with Word and Excel have a strong working knowledge of Access and PowerPoint

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