Asset & Wealth Management Job Description

Asset & Wealth Management Job Description

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Asset & wealth management provides leadership support to business partners for the end-to-end execution of the Risk & Control Self-Assessment (RCSA) and Control and Operational Risk Evaluation (CORE), including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk.

Asset & Wealth Management Duties & Responsibilities

To write an effective asset & wealth management job description, begin by listing detailed duties, responsibilities and expectations. We have included asset & wealth management job description templates that you can modify and use.

Sample responsibilities for this position include:

Advising the Alternatives and Real Assets group (ARA) within the AWM Division on the development, distribution and maintenance of alternatives products, including private funds and discretionary and non-discretionary separately managed account mandates investing in alternatives strategies such as real estate, infrastructure, private equity, and others
Working closely with the relevant Business units, the Compliance Department and other parts of the Legal Department, including bank regulatory lawyers and lawyers outside of the US
Assistance with the negotiation of investment management agreement, confidentiality agreement, engagement letters and other legal agreements for ARA
Supporting the AWM division in connection with US regulatory matters, including
Advisers Act and Investment Company Act matters (including Form ADV)
CEA and CFTC (including Dodd Frank Title VII)
Form PF
Maintaining expert knowledge of Treasury Services products and solutions and providing ongoing training and education for Advisors and Client Service teams
Providing support to the field on general inquiries
Partnering with Deposit Sales Managers to ensure active follow-up and tracking of sales opportunities

Asset & Wealth Management Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Asset & Wealth Management

List any licenses or certifications required by the position: CPA, US, JPMC, PMP, ID, CISA, BA

Education for Asset & Wealth Management

Typically a job would require a certain level of education.

Employers hiring for the asset & wealth management job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Finance, Accounting, Economics, Business, Management, MBA, Business/Management, Education, Technology, Graduate

Skills for Asset & Wealth Management

Desired skills for asset & wealth management include:

Excel
General office procedures
Word
Investment products
MS Word
PowerPoint
MS Outlook
Banking and consumer regulations/laws
Its policies and procedures
Risk & Control practices in order to implement necessary enhancements to control activities and minimize risk

Desired experience for asset & wealth management includes:

Senior level individual that is a strong self motivator who can work closely with market leaders & practice partners without daily contact with one’s direct manager
Proven track record of partnering with professional advisors (such as CPA’s or T&E attorneys)
Strong financial planning knowledge in regards to retirement, cash flows, goals‐based planning
Ability & experience in understanding clients’ financial situations and personal circumstances
Must be able to coach colleagues, client advisors and clients (strong partnership skills)
Must be able to deliver a distinctive and thoughtful experience aimed at providing appropriate advice

Asset & Wealth Management Examples

1

Asset & Wealth Management Job Description

Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of asset & wealth management. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for asset & wealth management
  • Lead design sessions with key partners to address critical business, operating model and process questions, to serve as input into business requirements
  • Facilitate the completion of cost/benefit analyses in support of usability decisions during the design phase
  • Monitoring regional audit delivery, the risk landscape and actively challenging risk coverage
  • Implementing and delivering the audit plan and making adjustments based on changes to the risks in the auditable area in coordination with the agreed audit strategy
  • Maintaining an effective relationship with Colleagues, across the Business and Infrastructure functions to support integrated and comprehensive coverage of related risks, across the global audit plan
  • Becoming an active member of the UK & Middle East & Africa Regional Governance Team
  • Supporting the CA AM and PW&CC in the continuous, proactive and forward looking engagement with senior Product/Functional management regionally and representing the Division at committees and forums both internally and externally
  • Delivering audits, including the global audit plan and Continuous Audit Assessment (CAA) process, identifying opportunities to refine and optimise the utilisation of audit resource and providing active challenge on risk coverage
  • Managing the risk assessment and planning the delivery of the audit coverage of the Channel Islands, including CAA
  • Contributing to the Regional Governance Team, supporting the Regional Head of the UK GA with oversight of the UK plan delivery, people management and regional oversight
Qualifications for asset & wealth management
  • Rapidly integrate into regional markets and work productively with different personalities
  • Willingness to travel regularly throughout Region
  • Prepare reconciliation and substantiation of general ledger accounts
  • Work with team members to create and update policies & procedures
  • Assist team with local accounts payable process
  • Assist in the preparation of quarterly and ad-hoc financial statements
2

Asset & Wealth Management Job Description

Job Description Example
Our company is growing rapidly and is looking to fill the role of asset & wealth management. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for asset & wealth management
  • Delivering and sustaining your own and team performance against key objectives, in the context of functional strategies
  • Maintaining a relationship approach with senior Stakeholders, interpreting feedback on key business developments/risks and understanding the Clients’ marketplace in order to address their needs, while delivering ‘one voice’ to the client in all communications and correspondence
  • Keeping abreast of pertinent industry, regulatory and business practices, driving oversight of regulatory adherence
  • Developing and maintaining professional working relationships, with colleagues in Group Audit business and related support areas, whilst working in an integrated manner with fellow Team members both locally and globally
  • Creating and reinforcing a high performance culture, in which people management and development is a key priority
  • Demonstrating personal commitment to the team
  • Acting as a management role model, taking responsible ‘people-related’ decisions that support the achievement of the organisation’s imperatives and which reflect the Bank’s values
  • Managing direct/functional reports, empowering them to deliver on their objectives
  • Cascading SMART, business-driven objectives and ensuring every Team member receives performance feedback and has constructive performance reviews
  • Addressing individual performance issues in a timely and constructive manner
Qualifications for asset & wealth management
  • Possess the ability to execute effectively in a high paced environment
  • Undergraduate degree required, preferably in business management, finance, or computer science
  • 3+ years exposure to SQL
  • Self-starter with ability to manage multiple complex projects with minimal oversight
  • Experience with other applications such as QlikView, SSIS, SSRS and Visual Studio is a plus
  • Experience associated with Asset Management, specifically GWM business is preferred
3

Asset & Wealth Management Job Description

Job Description Example
Our growing company is hiring for an asset & wealth management. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for asset & wealth management
  • Providing coaching/mentoring and contributing to succession planning and talent management processes, to ensure continuous development of people capability and to foster diversity
  • Deep audit/business knowledge and experience, with an understanding of the risks, audit standards and regulatory requirements in relation to an asset and wealth management business in the UK
  • Management experience with the ability to work effectively as part of a team, to adapt your approach to your work and work effectively under pressure
  • A Bachelors Degree and accountancy or other equivalent professional qualifications, or the equivalent experience or qualifications
  • Experience in an audit delivery role
  • A willingness to travel to other locations outside of London
  • Able to multi-task assignments and prioritise
  • Confident, driven and enthusiastic in your approach to work
  • Contribute to Risk Assessment Profiles/ Continuous Audit Assessments and overall implementation of Group Audit Methodology
  • Lead the team of peers to execute both a regional and global audit plan
Qualifications for asset & wealth management
  • Previous Asset/Wealth Management experience / knowledge essential
  • Business Analyst / Project Management experience ideal for this role
  • Partner with business, P&A, Product Control and India team to deliver accurate, timely and key financial data that can be leveraged to manage business effectively
  • Analyze and explain changes in the credit portfolio that impact reported results, ensure level of variance analysis is performed at a reasonable level to catch potential misstatements
  • Support annual budgeting and bi-monthly forecasting and analytics for the lending product
  • Support implementation of stress tests submission including CCAR, ICAAP and Risk Appetite
4

Asset & Wealth Management Job Description

Job Description Example
Our growing company is looking for an asset & wealth management. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for asset & wealth management
  • Analyzing data, processes, products, organizations and supporting critical applications
  • Acting as a communication channel for ongoing project management status and issues
  • Documenting and distributing meeting minutes, including decisions, action items and responsible parties
  • Creating process maps and designing operating models
  • Performing user acceptance testing of newly built processes and solutions, and guiding end users
  • Articulating future state recommendations and implementation planning
  • Delivery of major GBT initiatives in partnership with the Front Office, Product, Marketing, Operations and Technology
  • Understanding and communicating business requirements and prioritizing change requests
  • Drive program management of identified opportunities, working directly with project sponsor and project team
  • Help project teams operationalize concepts and plans to achieve medium-term business objectives
Qualifications for asset & wealth management
  • Manage the reporting for the Flows application for GWM
  • 2-3 years experience in financial services industry, with specific experience in Operational Risk, Finance, Business Management, Audit, Compliance or other controls related area is required
  • Partner across the team to support outlook / plan process and enhance cross functional capabilities
  • Minimum 5 years of experience in financial services or public accounting
  • Preferred experience with credit products
  • Oversight of corporate finance control team activities
5

Asset & Wealth Management Job Description

Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of asset & wealth management. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for asset & wealth management
  • Conduct database and internet research to support information requests submitted by internal clients and members of Oliver Wyman’s global knowledge organization
  • Utilize access to a wide array of information resources including industry focused online databases so that you can identify and organize macroeconomic indicators, company financial data and industry trends
  • Maintain your own topical information products to help consulting teams stay current in their knowledge of changes and trends in key industry areas
  • Provide periodic updates for our global asset management proprietary models
  • Analyze data to glean deeper insights on the wealth and asset management segment to enhance your deliverables and service to your clients
  • Actively involved with consolidating, analyzing, and synthesizing large amount of complex financial and non-financial information from numerous suppliers from WAM BU Finance and Reporting teams
  • Preparing high-quality monthly and quarterly reports, dashboards and presentations that are presented to the WAM BU heads (G9) and Global Wealth Council (GWC), in a timely and organized fashion
  • Demonstrating strong attention to detail, focusing on financial integrity, consolidation, alignment, and consistency in “look and feel” deliverables
  • Initiating ongoing improvements by exploring, identifying, and implementing reporting, analysis, and process solutions
  • Working collaboratively with partners and stakeholders
Qualifications for asset & wealth management
  • Strategic thinker and ability to develop and execute both short and long term solutions
  • Demonstrated ability to be an integral team member on large-scale, complex global projects (planning, designing, documenting, and communicating)
  • Work with technology team to identify software development expenses eligible to be capitalized
  • Perform Soft Cap validation, monitor WIP aging and prepare GL adjustments
  • Assist with the impairment reviews of Software Capital WIP and Assets
  • Prepare detailed trackers to be utilized for the reconciliation and substantiation of general ledger accounts

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