Investment Professional Job Description

Investment Professional Job Description

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Investment professional provides technical assistance for user questions/issues on Windows 7, 8 and 10 along Microsoft Office 2010 through Office 365.

Investment Professional Duties & Responsibilities

To write an effective investment professional job description, begin by listing detailed duties, responsibilities and expectations. We have included investment professional job description templates that you can modify and use.

Sample responsibilities for this position include:

Responsibility of client reporting documentation concerning the assigned private equity market the performance of the assigned portfolio and individual commitments
Of asset allocation
Transactions, Analysis & Reporting – ensures consistent, accurate and timely transaction processing, analysis and per established service level agreements (i.e., 24-48 hr
Risk/Controls – observes risk and control policies and practices, anticipates and escalates risk matters promptly, and appropriately engages HRBPs, managers, Corporate ER, Corporate Compliance, EAP, legal or other firm-wide groups as required
Policy, Procedure & Self Service Promotion – ensures policies, procedures and/or organizational requirements have been followed
Multi-Task & Leverages Resources – multi-tasks to deliver own activities from end to end effectively
Planning & Organizing – leverages established HR and firm-wide and project management tools and resources to execute HRST projects, cases, reports and transactions in an efficient, timely manner
Assist the senior syndicate Asset Class Leader's in booking trades
Reconciling trade differences
Assist with the manual processes for retail order period, which is a FINRA mandated policy

Investment Professional Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Investment Professional

List any licenses or certifications required by the position: PMP

Education for Investment Professional

Typically a job would require a certain level of education.

Employers hiring for the investment professional job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Economics, Accounting, Business, MBA, Business/Administration, Education, Engineering, Real Estate, Management

Skills for Investment Professional

Desired skills for investment professional include:

Microsoft Office software
Windows
Windows technology
Credit markets and attention to detail
Excel
Information sources
Powerpoint
Accounting and taxation
Asset classes
Lotus notes

Desired experience for investment professional includes:

Reconcile Corporate and Investment Bank allocations & check for accuracy
Perform reporting function for the municipal business
Learn the secondary market within the municipal business
Help out with adhoc projects
Conduct portfolio level analysis, including asset allocation and portfolio performance review presentations, prepare other client presentations
Working on a proactive basis to ensure the Portfolio Managers accounts are accurate

Investment Professional Examples

1

Investment Professional Job Description

Job Description Example
Our growing company is looking for an investment professional. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for investment professional
  • Avoid failed trades by ensuring transactions are matched against the broker and processed efficiently and accurately for Settlement
  • Liaise with custodian and Brokers to ensure timely settlement
  • Build strong relationships with the Client, ensure communication styles are agreed and address any issues immediately, and escalate to the Supervisor where necessary
  • Assist and resolve queries raised both internally and externally
  • To assist the Operations Manager with Operations projects and internal KPI reporting as required
  • Build strong relationships with other support departments and Business areas
  • Mentor junior members in the team, as appropriate and depending on the level of seniority
  • Assisting the business units/corporate functions in assessing impacts of evolving standards
  • Acting as a liaison with global accounting policy group to ensure proper adherence to and communication of accounting policies
  • Reviewing of financial statements and assist with disclosure preparation (10-K, 10-Q and stand-alone reports)
Qualifications for investment professional
  • Strong organizational skills - must be able to multitask and prioritize workload
  • Creative approach to solutioning problems and instigating new ideas
  • Excellent interpersonal skills with the ability to negotiate and influence, build and maintain relationships at all levels of the organization
  • Must be a native Portuguese speaker, fluent in English, and Spanish is desirable
  • Minimum of 3 years of experience in a bank / Operations / Finance institution
  • Experience and knowledge in investment operations is essential
2

Investment Professional Job Description

Job Description Example
Our innovative and growing company is hiring for an investment professional. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for investment professional
  • Coverage of evening hours to trade the US market for clients on a regular basis
  • Investment modelling, structuring and analytics
  • A strong team worker with entrepreneurial instincts and self-motivation
  • Highly motivated to take on big challenges with enthusiasm, optimism and determination
  • Highly organised with a meticulous approach to ensuring completion of tasks
  • Fluent in European languages (beneficial)
  • Translate complex tax issues into simple terms to enhance client understanding
  • Manage, direct, and monitor client services team(s) for client engagements and manage to budget
  • Consult, work with, and service client to make recommendations on business and process improvement and serve as a business advisor to the client
  • Perform practice development and business development activities
Qualifications for investment professional
  • Understanding of Fund accounting and Investment accounting
  • Good level of mutual fund product knowledge
  • Fluency in written & spoken Mandarin preferred
  • University Degree holder with strong academic background
  • Interest in capital markets, prior experience in sales-trading required
  • Interest in the financial markets and trade execution experience preferred
3

Investment Professional Job Description

Job Description Example
Our growing company is looking to fill the role of investment professional. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for investment professional
  • A 16 weeks paid Internship with a cohort of experienced professionals like yourself
  • An opportunity to refresh your professional and technical skills via training and on the job experiences
  • The chance to work on business critical projects with leaders
  • An opportunity to engage with senior bank leaders and trusted mentors
  • A platform to develop new relationships and broaden your professional network
  • Coordinate the allocation of assets to legal entity balance sheets in various jurisdictions considering insurance specific aspects of capital, risk and liquidity, in close collaboration with portfolio management and legal entities
  • Contribute actively to the development of tools and quantitative frameworks to analyze and optimize legal entity benchmarks and investment needs in close collaboration with colleagues from Strategic Asset Allocation, Financial Risk management and Investment Strategy
  • Co-lead the development of a framework to enhance the annual Strategic Asset Allocation (SAA) study and the implementation of the SAA benchmarks at the legal entity and portfolio level in close collaboration with the SAA and Fixed Income Portfolio Management teams ( other stakeholders within the Investment Group)
  • Co-lead the annual investment budgeting process and be involved in the quarterly internal and external reporting cycle, including the preparation of presentations to executive management, board of directors and external parties
  • Monitor the worldwide development of capital and risk-based regulatory regimes with regards to investments and asset risks ( Solvency II , Swiss Solvency Test, Bermuda Monetary Agency ) rating agency models (S&P, Moody’s )
Qualifications for investment professional
  • Trading (desk) experience preferred
  • UK Licenses (or in the process of receiving them)
  • Minimum 2 years industry related experience with execution experience
  • Spanish & Portuguese fluency required
  • Experience in corporate taxation all phases of regulated investment company taxation
  • Previous investment banking experience analyzing and executing M&A transactions and financing
4

Investment Professional Job Description

Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of investment professional. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for investment professional
  • Regular communication with key stakeholders across the various functions and teams – in particular legal entity CFOs and finance teams, strategic asset allocation, portfolio management, investment operations and reporting, risk management, accounting, legal, tax, compliance and rating agency teams
  • Lead and participate in various projects within the Investment team and across the group
  • Daily responsibilities involve ownership of issuance/economic affirmation/chasing process of product specific paper confirmations reflective of risk management systems within market and regulatory timelines
  • Ensure timely support of trades and swift resolution of client issues in a professional and client-centric manner
  • Support of due diligence for an investment through benchmarking analysis, historical performance evaluation
  • Support annual strategic process for PE team- market overview, update on current allocation to the asset class and performance by strategy, macro trends and implications for annual commitments and pacing
  • Collaboration with other Asset Management departments on standard methodology sharing, tool development
  • Collaboration with 3rd Party asset managers on assessing drivers of performance for specific investments, changes in value and rationale for those chances
  • Financial analysis, including pro forma earnings accretion/dilution, sum-of-the-parts, comparable company analysis, leveraged buyout models, intrinsic valuation (including DCF), other financial analyses to assess impact from merger, acquisition, divestiture
  • Maintain analytical databases and market materials
Qualifications for investment professional
  • Drives execution - quickly removes roadblocks
  • College degree required Series 7 & 63 registration required
  • IAD exams to enable FCA registration strongly preferred
  • At least 5 years experience in Finance/Pricing
  • Bachelor/Master in Finance and/or Accounting
  • Pricing experience from International company
5

Investment Professional Job Description

Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of investment professional. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for investment professional
  • Strategic business analysis and detailed industry research to facilitate understanding of relevant market and industry dynamics
  • Preparation of client and internal presentations
  • M&A analyses to support internal transaction approvals
  • Fundamental industry research to support the sourcing of potential acquisitions and analyze the operational/market impact of potential transactions, including market share, products, geographic impact and other strategic factors
  • Provide supporting analysis and assessments of credit quality for event driven transactions
  • Develop and provide reporting and presentations on RNDIP related activities to a senior management oversight function and the Bank’s Board of Directors
  • Provide leadership, oversight and coordination of the Company’s RNDIP program that includes forming key partnerships with impacted business lines and other risk and legal professionals
  • Review and assess products, activities and processes that could implicate the RNDIP program
  • Assess ongoing compliance with RINDIP policies, procedures and regulatory expectations
  • Serve as consultative resource for impacted business lines and senior leaders
Qualifications for investment professional
  • Licenses 7 and 63 required (or in the process of receiving them)
  • General Ledger booking, reconciliation and balance sheet substantiation (Statutory / US GAAP)
  • Support the legal entity in either Statutory , US GAAP and Economic reporting in compliance with relevant accounting principles - management reporting, annual accounts production, ad hoc reporting
  • Contribute to active management of the Balance Sheet Cash, Capital monitoring
  • Coordination within team and with external stakeholders
  • Ensure operational compliance with local and group policies and internal control framework

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