Trade Support Analyst Resume Samples

4.5 (110 votes) for Trade Support Analyst Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the trade support analyst job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Resume Builder
CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Create a Resume in Minutes
UM
U McGlynn
Ursula
McGlynn
2440 Karson Trace
Detroit
MI
+1 (555) 799 0337
2440 Karson Trace
Detroit
MI
Phone
p +1 (555) 799 0337
Experience Experience
Houston, TX
Trade Support Analyst
Houston, TX
Fahey-Dibbert
Houston, TX
Trade Support Analyst
  • Work closely with the global teams (IT Development, Service Desks, System Integrators, Incident Managers, Problem Managers, etc)
  • Assist with development and implementation of the firm’s collateral management procedure
  • Work with Product Vendors, Exchanges, Data providers and other service providers to facilitate product upgrades
  • Evaluate risk management procedures with a focus on continuous improvement
  • Provide initial training and ongoing trade support to managers and FAs using the Vestmark trading tool
  • Work through the daily fail report and work with back office personnel to resolve failing trades and DK’s
  • Production of Management Statistics, including but not limited to Key Performance and Key Control Indicators
New York, NY
Derivatives Trade Support Analyst
New York, NY
Oberbrunner, Rolfson and Boyer
New York, NY
Derivatives Trade Support Analyst
  • Continually improving the business performance via; managing the maintenance and development of the team processes and procedures; managing the overall risk environment in the team
  • A proven track record in delivering change, working effectively with project managers and business analysts
  • In achieving the above, create, apply and learn from the KPI and KRI’s used to measure on-going performance
  • Assist traders in performing market analysis and analyze trading strategies
  • Work with middle and back office groups to resolve any portfolio discrepancies and making improvements to daily processes
  • Assist with the oversight of the service provider while ensuring the operational administration process is being completed as per the Service Level Agreements
  • Support the options and rates desks in daily risk and pnl reconciliation and create EOD reports for traders
present
Detroit, MI
Senior Trade Support Analyst
Detroit, MI
Johnston, Wintheiser and Cummerata
present
Detroit, MI
Senior Trade Support Analyst
present
  • Assist with project initiatives designed to improve and streamline existing processes
  • Work with Front Office, P&L, Back Office, Third party vendors, and Application Support to resolve operational and booking issues
  • Collaborate with technology teams on the implementation of process flow improvements and efficiencies
  • Managing relationships effectively with external service providers
  • Manage real-time trade booking exceptions internally between the trading desk and sales force
  • Assist in the resolution of all settlement breaks with Prime Brokers, Security Depositories and clients
  • Provide detailed analysis for the reporting of late trades within the North American region
Education Education
Bachelor’s Degree in Business
Bachelor’s Degree in Business
University of Memphis
Bachelor’s Degree in Business
Skills Skills
  • Strong personality with good communication skills and the ability to argue a case effectively with the front office
  • Operations and control mindset, strong ability to prioritize and deliver quality work using time management skills
  • Good working knowledge of Excel. Some VBA knowledge will be beneficial
  • Good knowledge of Excel (mandatory) – Macros/MS Access knowledge desired
  • Ability to quickly understand a complex matrix of operating systems and their interrelationships and dependencies
  • Good knowledge of Microsoft Office applications
  • Excellent communication skills, ability to multi-task, and work towards tight deadlines
  • Able to navigate in UNIX and Windows proficiently, reading and understanding the UNIX file system
  • Strong attention to detail
  • Quick learner with ability to manage and/or play a key role in managing the process and production on a day-to-day basis
Create a Resume in Minutes

15 Trade Support Analyst resume templates

1

Trade Support Analyst Resume Examples & Samples

  • Reconciling the market orders versus executions across product classes
  • Control of risk management across product classes from execution, booking through to settlement
  • Communicating with clients as a single point of contact for all queries and across products
  • This role will also support clients who trade Equities in International markets as a single point of contact
  • Collating and uploading 'Give up' executions received from external brokers for UBS Swap clients
  • Preparing weekly SAR reports and providing timely and accurate information on breaks to the Risk Ops team
  • Communicate with all trading desks via telephone, chat or in person to answer any client queries that come through
2

Listed Derivatives Trade Support Analyst Resume Examples & Samples

  • Managing top-day trade allocations for full service and clearing-only trades (ensuring client allocation requirements are met and the T+ statement generation is accurate and in keeping with the client Service Level Agreement), facilitating exchange-facing trade input (pit transactions), managing Privately Negotiated Trades (PNT) input, partnering with the Projects team with respect to testing, documentation, QA validation as well as interfacing with internal and external constituents to manage execution-only trade flow
  • Resolution of trade and position breaks facing the various North American exchanges (Chicago Mercantile Exchange, Chicago Board of Trade, etc.)
  • Communicate with exchanges, brokers, internal and external clients, Legal and Compliance, and Technology
  • Demonstrate a clear understanding of the business they support
  • Understand the importance of following define procedure and completing the appropriate checklists
  • Take personal responsibility for resolving client issues, is able to clearly escalate cause and resolution
  • Actively seek opportunities / challenge broader than current scope of role
  • Actively seek out new opportunities for self and career development
  • Actively participate in team meetings, raise issues, question others and offers solutions/ideas
  • Show a willingness to help others in the team with tasks and issues
  • Analyze problems to establish root causes and suggest clear, logical and practical solutions based upon extensive analysis
3

Repo Trade Support Analyst Resume Examples & Samples

  • Ability To Work Independently
  • The Ability To Articulate Any Discrepancies Written & Orally to Front Office And Management
  • Confirm Margin Deficits With Repo Counterparties
  • Ensure The Timely Processing Of Daily GCF/GCF Reverse Transactions
  • Monitor Daily NFE Reports & Provide Documentation To Front Office
  • Perform Daily Cash Funding Figures To Front Office
  • Perform Daily Collateral Analysis
  • Prepare Daily Management Reporting
  • Perform End Of Day System Processing
  • Perform Margin Analysis on Repo Customer Portfolios
  • Prepare Start Of Day Reports For Funding Desk
  • Process Chicago Margin Requirements – IE CME. ICE, NYBOT Etc
  • Process GSCC, MBS & OCC Margin Calls
  • Provide Operational Assistance Wherever Necessary
  • Recalculate Margin Calls When Necessary
  • Research Any Overnight & Box Breaks With Regards To Triparty
  • Review Regulatory Margin Reports & Process Margin Calls On All 431 Margin Deficits
  • Update Regulatory Margin System (LDB)
4

Trade Support Analyst Resume Examples & Samples

  • Minimum 3 years' experience in trade floor Production Support
  • Good understanding of Fixed income Rates products (Credit and Swaps a bonus) with knowledge of Risk, Position and P&L Management, Order Management etc
  • Experience with electronic trading applications that have connectivity to external trading applications such as Bloomberg, Tradeweb,eSpeed and MarkItWire to send/retrieve information
  • Able to navigate in UNIX and Windows proficiently, reading and understanding the UNIX file system
  • Sense of urgency when handling production issues impacting the desk/firms ability to do business
  • Working knowledge of Perl
  • Fixed income and derivatives product experience
  • Autosys setup and configuration experience
  • FIX Protocol familiarity
  • ION Trading Platform experience
  • STP solutions experience
5

Trade Support Analyst Ayala Avenue, Makati Resume Examples & Samples

  • Deal verification to source documents
  • Checking of inward Counterparty Trade confirmations
  • Trade Lifecycle Management
  • Client transaction and position statements
  • Compliance monitoring and process improvement
6

IRS Trade Support Analyst Resume Examples & Samples

  • Monitoring of all trades booked from execution to settlement
  • Confirming all positions and P/L for allocated traders
  • Liaising with other Operational departments to ensure prompt resolution of issues
  • Work closely with Strats to remodel structured note population between platforms
  • Monitoring and resolving breaks on a daily basis
  • Strong work ethos
  • Confidence
  • Strong Inter-personal skills
  • An ability to multitask and take the initiative
  • A good understanding in fixed income derivatives is required with prior experience of a trade support role highly beneficial
  • An in depth knowledge of how derivatives trade, price and life cycle events impact the firm
  • Knowledge and experience with Compression activity (e.g. Tri-optima exercises) and clearing would be beneficial. The candidate has to be comfortable with moving and modifying large portfolios of risk around accurately and be cognizant of downstream implications too
  • The successful candidate primary responsibility is to ensure that the positions are always correct and all trades are matched and exposure is kept to a minimum
7

Trade Support Analyst Resume Examples & Samples

  • Managing operational processes and controls, across asset class, through the transaction life cycle
  • Monitoring all settlement queries relating to these trades
  • Monitoring and reporting around daily IBOR submissions across the region
  • Responsibility for submission of new swaps to London Clearing House and other relevant Clearing Houses
  • Full participation in all unwinds/assignment packages for IRS & Credit derivatives (including novation consent via DTCC)
  • Monitoring and assuring quality of daily deliveries from Tertiary location resources
  • Liaising with both Front Office and Back Office and engaging the back office partners in regular root cause exception analysis
  • Weekly collation of metrics for submission to FED
  • Weekly collation of operations KPI’s for submission to senior management
  • Responding to various ad-hoc information requests by other businesses, such as MRM, VCG, CFO / BM, VARS
  • Coordinating technology related developments and maintenance with regards to trade processing
  • Driving synchronisation of operations & technology engagement in the delivery of change
  • Swift resolution of trade related issues & understanding the fundamentals of the transaction cycle
  • Ownership of trade break resolution
  • Engaging with cross business and market forums for Regulatory change strategy and delivery
  • Building and maintaining strong business, operations and technology relationships
  • Attention to detail and numerate with a methodical approach to problem solving
  • Ability to quickly understand a complex matrix of operating systems and their interrelationships and dependencies
  • Strong personality with good communication skills and the ability to argue a case effectively with the front office
  • Recognition of the business’ and team’s requirements and the willingness to step outside of a strict job description
  • Strong time management and multi-tasking skills as reasonable flexibility is required for the role
  • Proficiency in MS Excel / Access, preferably with some macro knowledge, an advantage
  • Educated to degree level or equivalent relevant experience
  • Business Analyst experience within Product Control, MO, Finance or Operations
  • Strong industry and operational knowledge
  • Relevant product knowledge
  • Experience of central electronic clearing/execution platforms (ICE, LCH, DTCC, Morcom, TradeWeb, Markit etc.)
8

Senior Trade Support Analyst, Middle Office Resume Examples & Samples

  • Monitor control practices to ensure compliance with corporate and business standards
  • Monitor daily activities, ensuring market and internal deadlines are met, and escalate issues to the manager
  • Support daily administrative needs of the team
  • Ensuring that booking for both clients and market trades in Back Office system is done promptly, that swift messages are sent to custodians and cash correspondents by the appropriate market deadline to ensure timely settlement of the market trades
  • Monitoring and validating daily transactions and ensuring the deadlines are adhered to
  • Professional qualifications
  • Skills & relevant practical experience
  • Tertiary educated or above
  • Solid project management and process re-engineering experiences is preferable
  • Strong attention to detail and ability to work effectively to tight deadlines
  • Strong interpersonal, communication and written skills. Should be proficient with written English
  • Technical Skills – Any particular product knowledge and technical skills
9

Listed Derivatives Trade Support Analyst Institutional Securities Group Product Operations Resume Examples & Samples

  • Provide operations support for global Sales and Trading desks trading in the US futures and options markets across products that include Agriculture, Energy, Metals, FX, Interest Rates, Equity Index, Equity Single Names and Weather
  • Manage trade date allocations within tight deadlines for full service and clearing-only trades ensuring client allocation requirements are met and statements are accurate
  • Facilitate exchange-facing trade input (pit transactions), input Privately Negotiated Trades (PNT), and oversee execution-only trade flow
  • Work with Clients, Client Service and Sales to automate client allocations and enhance existing processing where needed
  • Able to take personal responsibility for resolving client issues and is able to clearly escalate cause and resolution
  • Active in seeking out new opportunities for self and career development
  • Able to articulate thoughts and ideas clearly and concisely using both written and verbal communication
  • Roll-up-the-sleeves, results orientated mentality
  • Demonstrate a passion for making a difference
10

Advisory Trade Support Analyst Wealth Management Operations Resume Examples & Samples

  • Ability to work with effectively with various areas of the firm
  • Knowledge of FI and Equity products
  • Superior client service skills
11

Cib Trade Support Analyst Based Resume Examples & Samples

  • Know the systems for booking and market data maintenance
  • Perform daily reconciliations
  • Understand products valuations (Derivatives, FX, Fixed Income)
  • Investigation and resolution of queries
  • Market data maintenance
12

Cib Operations Trade Support Analyst Resume Examples & Samples

  • Excellent communication
  • Control focus
  • Detailed knowledge of the range of derivatives products including the implicit relationship within the control environment
  • Pro-active and involving approach
  • Motivated self-starter, who is results driven, and control minded
  • Ability to multi-task and effectively prioritise under pressure
  • Good numeric and analytical skills; good attention to detail
  • An interest in people and developing people. Ability to supervise BAU activity and control points. Manage team members’ performance and career development
13

Cib Operations Trade Support Analyst Commodities Associate Resume Examples & Samples

  • Serve as a liaison between front, middle and back office teams
  • Support change initiatives, as we support a business that is always evolving
  • Identify opportunities to improve existing processes and procedures, including developing other members of the team
  • Maintain a control focus while taking ownership of issue resolution, with appropriate escalation
  • Identify existing or potential future skills and or experience gaps ensuring that the team has appropriate plans in place
  • Trade Support middle office experience from an exotics background
  • Product knowledge – Exposure to, and an in depth understanding of Structured or Exotic Commodity derivatives
  • Quantative finance knowledge, including payoff profiles and understanding of the Greeks
  • Ability to demonstrate task and issue ownership, through to resolution
  • Has an in-depth understanding of individual functions comprising the business their independencies and the overall end to end environment
  • Ability to communicate effectively across the organization, both orally and in writing
  • Demonstrates negotiation and influencing skills
14

Cib Trade Support Analyst Based Resume Examples & Samples

  • Transactional support of Fixed Income transactions with clients and counterparties
  • Brokers reconciliations
  • Support of repo transactions
  • Management of proprietary bond position
  • Generation and submission of daily regulatory reports
15

Cib Trade Support Analyst Based Resume Examples & Samples

  • Participate in calls and meetings for the different projects and control forums
  • Be the point of contact in the different projects between Operations, Technology, Legal, Compliance, Product Control, etc
  • Participate in all documentation required (NBIAs, Due Diligence, Operating Model, SOPs)
  • Active communication with the different teams Involved (internal & external)
  • Participation in UATs
  • BAU activities regarding trading support such as booking, reconciliations, controls, market data maintenance
  • Detail and control oriented
  • Proactive
16

Advisory Trade Support Analyst Resume Examples & Samples

  • Outstanding attention to detail and analytical ability
  • Knowledge of TRACE/MSRB rules and regulations
  • In depth knowledge of trade processing
  • Experience with ACT/OCS, DTC, and Federal clearance
  • Demonstrate the ability to work effectively in a team oriented environment
17

AM, GIM Trade Support Analyst Resume Examples & Samples

  • More than 1,300 investment professionals providing strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
  • Working knowledge of securities processing
  • Ability to effectively communicate, both written and verbal
  • Team attitude is a must
  • Ability to effectively use, Microsoft Suite of products especially Excel
  • Ability to follow complex methods and procedures in a diverse environment
  • Ability to plan and prioritize in a pressure driven environment
  • 1-2+ years of relevant experience
  • Proven ability to work well under pressure
18

Trade Support Analyst Resume Examples & Samples

  • Administer 3rd Party Servicer KPI tracking in conjunction with the LOB to ensure proper oversight
  • Administer 3rd Party Servicer reconciliations comparing relevant data across proprietary databases
  • Review all event and remit suspense items and resolve outstanding items in a timely manner
  • Ensure all relevant trustee, event, and dividend file loads are uploaded to the proprietary database
  • Process relevant flash reporting files daily for global cash reconciliation reporting purposes
  • Provide follow up on all outstanding unapplied cash through final resolution in conjunction with Mumbai team
  • Review and process all relevant refund requests via relevant wire/check work streams
  • Maintain relevant Trustee communications to ensure proper handling of all claim level reporting issues
  • Oversee Credit Balance reporting process and resolve outstanding items in a timely manner
  • Administer the 1099-C and 1099-Misc annual reporting process
  • Maintain regular meetings with the external servicers in conjunction with the front office and provide follow up on all relevant issues outstanding
  • Assist in quality control testing in conjunction with the US external servicers across the Collections Litigation, Sworn Documents and SCRA work streams
  • Assist in the production of a monthly reporting presentation for review with the front office
  • Provide support on Global Cash reconciliation processing and sub-ledger reporting
  • Provide assistance in support of the ABS Special Opportunities Student Loan LOB as needed
  • Ability to multitask and to work under pressure, prioritizing duties according to risk and client profiles
  • Excellent communication and interpersonal skills, ability to partner with teams spanning operations, technology, Mumbai internal servicing team, 3rd party external servicers, and the front office
  • Demonstrate the ability to identify issues and escalate timely while understanding potential risks and looking to mitigate control gaps where necessary
  • Proficiency in Excel, Word and PowerPoint a must
  • Experience in an operations role a plus
19

FX Trade Support Analyst Resume Examples & Samples

  • Previous middle office / Trading Assistant experience preferred
  • Experience in risk management of traders positions
  • Ability to drive automation and improvements
  • Superior Client Service skill set
  • Ability and desire to work in a team-centered environment, whilst possessing the confidence to work individually
  • Relationship Management Skills
  • Ability to work under pressure in a time sensitive and deadline driven environment
  • A self-starter with excellent time management and problem solving skills
  • Experience with any of the following systems would be beneficial - Harmony, Netlink, CAS, Bloomberg, Reuters
20

Trade Support Analyst Resume Examples & Samples

  • 2+ years of Trade Support experience
  • Bachelor's Degree in a related field
  • Knowledge of E-Trading
  • Fixed income product knowledge , especially interest rate products
  • Trading / Market Risk limit familiarity / experience
  • Business Plan / Budget Planning experience
  • Experience working with or supporting COO function
21

Trade Support Analyst Resume Examples & Samples

  • Facilitate daily resolution for trade exceptions and breaks including Equity, Fixed Income, Options, US Government, and Derivative security types
  • Generate daily trade notifications for custodians, brokers and interested parties
  • Investigate and liaise with custodian banks, broker-dealers, Brown Advisory trading desk, and other internal parties to resolve trade fails
  • Daily matching and affirmation of DTC confirms – communicate and manage discrepancies with brokers
  • Manage, review, monitor and take action on daily fail reports and daily break items
  • Assist with development and implementation of the firm’s collateral management procedure
  • Follow escalation procedures to properly escalate challenges and difficulty with task completion to Senior Associate or Team Leader
  • 2-4 years financial service industry experience
  • 2-4 years of experience with trade confirmations and settlements (equity, fixed income, and derivatives) preferred
  • Knowledge of the complete trade life cycle
  • Knowledge of how trades are instructed and settled
  • Ability to investigate and resolve “failed” trades
  • Experience with collateral management is beneficial
  • Highly developed analytical, problem solving, organizational, and communication skills
  • Ability to work independently and efficiently on several assignments simultaneously
  • Self-motivated, proactive, and works well under pressure in a high stress environment
  • Must be goal oriented, possess exceptional attention to detail, and must work well in team situations
  • Charles River and Advent’s APX experience (advanced use/proficiency) is beneficial
  • Omgeo Oasys and CTM experience is beneficial
  • Thorough understanding of MS Office Applications (Excel, Word, Access, and PowerPoint)
  • Macro programming knowledge using Microsoft Visual Basic is beneficial
  • Bachelor's degree in Accounting or Finance is preferred
22

Listed Derivatives Trade Support Analyst Institutional Securities Group Product Operations Resume Examples & Samples

  • Monitor and take action daily on multiple work queues
  • Meet extremely tight internal and external deadlines
  • Load balancing and prioritizing own work to meet competing intraday deadlines
  • Identify and escalate to immediate manager before end of business day, work that cannot be completed before the end of day market or system closing times,
  • Complete multiple functions within the assigned work queues on trade date within tight deadlines including
  • Inputting details of Exchange For Related Physical Transactions into the exchange systems accurately and timely
  • Processing Trades given in to Morgan Stanley by other brokers, both accurately and timely, onto client accounts
  • Inputting the details of Swing Trades between related accounts. Based on knowledge of the procedure highlight some requests to compliance for approval prior to input
  • Inputting MOS and Fungible Bookings into exchange systems in an accurate and timely way
  • Inputting and Checking Transfers between brokers. This includes understanding the product in sufficient detail to assess, based on exchange rules, the correct trade date and price that will be used
  • Using specialist knowledge of procedures, systems, products and exchange rules to resolve queries from colleagues across the firm in US futures products
  • Resolve breaks from the previous day?s trade activity, assessing and prioritizing work based on an understanding of the rules related to each product, for example if a product is deliverable or non-deliverable
  • Act as a specialist for the following exchanges, working with technology, legal and compliance, finance, prime brokerage and colleagues in operations to design and test solutions for processing automation. The major exchanges are NYMEX, COMEX, CME, CBT, ICE and there are 9 smaller exchanges that are the responsibility of the Trade Support Group
  • Analyze Client Trade files and use specialist knowledge of Morgan Stanley systems, booking algorithms and exchange processing to create automated processing
  • Recognize patterns in client behavior and provide recommendations to the client on how to automate their processing and reduce breaks
  • Adequately complete new hire training process to successfully learn the job functions and be able to train others
  • Structure effectively able to manage individual to-dos while incorporating Team duties and requirements
  • Manage multiple, often conflicting, priorities
  • Manage and meet intra-day deadlines
  • Customer-first mentality ? willingness to go the extra-mile
  • Meticulous eye for detail
  • Esprit du Corps mentality continuity across the team for servicing our constituents
23

Asset Management, Trade Support Analyst Resume Examples & Samples

  • 2-3+ years of Trade operations and/or financial industry experience
  • 1+ year(s) of operations management experience
  • Experience with issue resolution, root cause analysis
  • Strong interpersonal skills with the ability to develop strong working relationships with direct reports, Technology, Operations, and throughout the firm
  • Being able to thrive in a Hands-On culture
  • Experience with a fast pace, change oriented environment
  • Ability to balance, plan, and prioritize daily work
  • Proven Leadership skills
  • Bachelor's degree or higher in Finance or Business Management
24

AM, Trade Support Analyst Resume Examples & Samples

  • Support users of the following Private Bank applications: Workstation, Brokerage Trade Tickets, SDI Prism, and Topaz
  • Resolving phone and e-mails inquiries regarding trading, data quality issues, application usage, and other miscellaneous items
  • Addressing ad hoc queries from operations, technology, and the front office
  • Participating in User Acceptance Testing (UAT) phases for defect fixes, enhancements, and other strategic initiatives
  • Facilitating training for new application users
  • Working with the business, technology, and operations to determine priorities, schedule of releases, and writing specifications
  • FINRA Series 7
  • Private Bank, Private Wealth Management or Private Client Services experience preferred
  • Undergraduate degree preferred; concentration in Finance or Business Management a plus
  • 2 - 3 years of financial industry experience; Investment product knowledge a plus
  • In-depth knowledge of Excel, PowerPoint and Internet technologies
  • Must be highly disciplined, a self-starter, and have the ability to execute on assignments independently
  • A team player who demonstrates work ethic and consistently demonstrates a high level of professionalism
  • Attention to detail with superior written, verbal, and problem solving skills
  • Client Service, Brokerage/Trade Operations or Technology background is a nice to have
25

Junior Trade Support Analyst Resume Examples & Samples

  • 6+ months of related work experience
  • General understanding of Financial Markets
  • Microsoft Office/Suite proficient (Excel, Word, Outlook, etc.)
26

Trade Support Analyst Resume Examples & Samples

  • Manage client queries regarding trade booking details, trade settlement, loan lifecycle events, swap reporting and the associated economics of the swap
  • Ensure accuracy of the client swap reporting by performing reconciliations between the front-end systems (LoanIQ to Kapital) and the client reporting module (Kapital to MORCOM)
  • Confirm/reconcile client collateral calls in response to changes in the valuation/composition of the client’s portfolio
  • Work closely with Financial and Product control to reconcile P&L discrepancies and guarantee accurate reflection of client and Front Office P&L
  • Reconcile market prices in the system against those quoted by third-party pricing sources (Markit) and making daily updates to reflect changes in the market value of assets held in the client’s portfolio
  • Trade capture, amendments and cancellations
  • Provide commentary regarding trade exceptions (late trades and amendments) to be reviewed by senior management
  • Interact directly with the traders, business clients and control groups on a daily to allow for seamless support of the business/client
  • Interact with the loan servicing team in Bangalore and ensuring the processing activity is correct
  • Participate in the development of technology enhancements and fixes for production related issues, performing UAT testing as needed prior to implementation
  • Monitor and investigate cash and other exceptions such as past due loans, payable & receivable balances, and other items that pose financial risk to the firm
27

Trade Support Analyst Resume Examples & Samples

  • Supporting the Cash, Equity Funds Solutions, Delta 1 Financing, Convertible Bonds, Stock Borrow & Lending (SBL) and Secured Funding businesses
  • Managing the inception to lifecycling on a suite of products traded by the Equities business e.g. Structured Products, TRS, Portfolio Swap, Index Swaps, Synthetic Futures, CFD, P-Notes, Stock Borrow and Lending
  • Working closely with the Front Office and infrastructure partners in any error resolution processes
28

Trade Support Analyst Resume Examples & Samples

  • Independent trade confirmation for all Index Strategies desks
  • Monitor TRACE reporting exceptions thru surveillance and daily reports
  • NSCC/GSCC/Euroclear matching errors - various reconciliation breaks (GTS, Sophis, TOMS, ICI, ADP)
  • Liaison with Fed, DTC, Euroclear, Allocations and PNS groups to resolve settlement issues
  • Test new products/flows as the trading systems change
  • Investigate PNL issues
  • Facilitate the settlement of Physical Securities
  • Facilitate the booking of Corporate Actions for Trading Desk
  • Liaison with security master to update all coupons and factors as calculated thru the reports
  • Provide correct cash settlement of previous settled trades that are booked with assumed coupon/factor due to black out period trading
  • Set up new accounts for desk. Requiring all forms and documents are obtained and filled out accurately
  • Work through the daily fail report and work with back office personnel to resolve failing trades and DK’s
  • Work with back office to actively monitor all DTC and CDS settlement exceptions, ensuring quality and timely settlement
29

Trade Support Analyst Resume Examples & Samples

  • Complete the daily functions of a Trade Support Analyst on the Taxable Fixed Income product desk
  • Evaluate risk management procedures with a focus on continuous improvement
  • Procedure documentation
  • Perform mandatory daily functions of
30

MBS Trade Support Analyst Resume Examples & Samples

  • Responsible for intraday timely trade confirm
  • Responsible for timely resolution of all breaks between front office systems and back office systems
  • Act as a liaison between FO and BO on any trade related and settlements issue
  • Liaise with the repo desk as/when required for funding issues
  • Resolve inter-company breaks
  • Track and report daily trace activity from FO when needed/resolve breaks
  • Assist manager with Metrics reporting and other projects
  • Work on streamlining trade support ops to create cost benefit solutions
  • Assist CMO desk with new issues and REMIC deals
  • Create and maintain analytical reports for trading desk
  • Participate in Winfits/Webfits/ICI and other system testing
  • Assist Controllers with PnL discrepancies
  • Booking of IOS,SPX,CDX trades
  • Assist trading desk in TSY/MBS Auctions/buybacks
31

Latin Trade Support Analyst Resume Examples & Samples

  • College degree or relevant experience
  • Demonstrated ability to manage and implement change on a derivatives trading platform, including development of business requirements, test plans and management of implementation activities
  • 3-5 years of applicable experience
  • Detailed knowledge of equity swaps and their corresponding lifecycle management functions
  • Knowledge of Latin America markets
  • Knowledge of the full range of Equity OTC Derivative products
  • Ability to work in a high pressured environment and multitask
  • Knowledge of Bloomberg
32

Trade Support Analyst Resume Examples & Samples

  • Undertake preparatory work, transaction processing, and control and reconciliations tasks
  • Manage and escalate operational risks arising from processes
  • Monitor and process pending items as well as correcting discrepancies
  • Interface with internal and external clients to provide operational and administrative support as needed
33

Trade Support Analyst Resume Examples & Samples

  • Bachelor�s degree in Accounting or Finance with high academic standing
  • Must have good computer skills and detail oriented
  • Knowledge of Bloomberg system (AIM) is preferred
  • Motivate and eager to work in an asset management environment
  • Excellent telephone, organizational, and interpersonal skills
  • Written and verbal communication skills must be very strong
34

Trade Support Analyst Resume Examples & Samples

  • Perform timely and accurate recording and settlement of trades; resolve any trade discrepancies
  • Ensure all trades are confirmed on trade date
  • Interface with custodian, brokers and clients on confirmation and/or settlement issues
  • Master firms technology systems
  • Complete daily operational reporting & controls; identify risk trends
  • Respond to all queries within current business day
  • Ensure middle office operations’ effective achievement of best in class client service and top tier risk management
  • Pro-actively identify and progress opportunities to enhance straight-through processing and improve efficiency in operations
  • Provide support to other middle office groups on all trade related queries
  • Bachelor’s degree required in Finance, Economics or Accounting or related field
  • 3-5 years of relevant experience in Middle Office Operations
  • Strong understanding of transaction lifecycle
  • Extensive knowledge of fixed income, equity, and derivative instruments
  • Expert knowledge of Novations, Money Markets, FX, Repos, Term Deposits a plus
  • Proficient with trade order management systems and Bloomberg
  • Demonstrate a calm, logical approach to all situations
  • Ability to multitask and to work under pressure, prioritizing duties according to risk
  • Ability to interact with very demanding stakeholders, managing their expectations whilst developing strong working relationships and bank standards
  • Effective verbal and written communication skills; notably the ability to clearly articulate issues and influence resolution
  • Self-motivated, energetic, and intellectually curious individual who is able to deliver with minimal supervision, whilst also working effectively as part of a team
35

Bacc-trade Support Analyst Resume Examples & Samples

  • Provide LOB entity level cash management oversight in NA, EMEA and Asia/Pacific
  • Support all OPICS sub-ledger reporting activities feeding GL’s in NA, EMEA and Asia/Pacific
  • Oversee Transaction Life Monitoring process related to reconciling all LOB related nostro accounts
  • Provide support on LOB global cash clearing account reconciliation reporting for GLRS p&l substantiation
  • Support 1099-C and 1099-MISC Tax Reporting as well as residual Tax Line LOB support
  • Provide claim level remit data weekly and monthly reporting to all external 3rd party servicers
  • Provide support on all ad-hoc and special project requests from FO/MO senior management as required
  • Fluency in English, both oral and written
  • Ability to multitask and to work under pressure, prioritizing duties according to pending deadlines
  • Experience in an operations role a strong plus
36

Trade Support Analyst Resume Examples & Samples

  • Have the ability to operate under pressure in a dynamic environment and to tight deadlines
  • Be self motivated and adopt a pro-active approach to the requirements of the role
  • Knowledge of Unitised Funds Market desirable but not essential
37

CIB Bacc-trade Support Analyst Resume Examples & Samples

  • EOD pricing and market data reconciliations
  • Sales Support
  • Sales & Traders client values reconciliations and reporting to Front Office
  • Trade Management process, breaks resolution, follow up and escalation of unresolved breaks
  • Metric production and analysis
  • Taking active participation in process improvements and automation
  • Good knowledge of Excel (mandatory) – Macros/MS Access knowledge desired
  • Minimum of 18-24 months of work experience, preferably in financial industry
38

Corporate Bond Trade Support Analyst Resume Examples & Samples

  • Support High Grade, High Yield, Syndicate, Structured and Emerging Markets business. Products that traders and sales people execute include corporate bonds, Treasuries, Sovereign�s, and S&P Futures
  • Working with trading and sales to ensure market risk and trade entry is accurate. Coordinate with global colleagues that all aspects of trade processing is completed
  • Confirmation of T0 trades using trading recap or broker confirmation to ensure proper booking
  • Continuously monitor TRAQS, RTTM, and Axial to ensure trades are properly matched for final settlement
  • Verify that both front end and back end trading systems are in balance on a daily basis
  • Candidate should have 1-3 years of experience in the financial industry, preferably middle office trade/sales support functions
  • Candidate must understand the importance of risk and time sensitive issues
  • Candidate must be motivated, with specific focus on process re-engineering and other related project work
39

Trade Support Analyst Resume Examples & Samples

  • Knowledge on Banking Products such as IRD, Futures, Bonds, Commodities, FX Spot/FWD/Swap, NDF, MM, CDS, Inflation Swap
  • Ability to communicate at different levels
  • Exposure of Middle Office functions and knowledge of Front-to-Back process
  • Cooperation
  • Tertiary education in Banking & Finance, Accounting or Business Administration
40

Trade Support Analyst Resume Examples & Samples

  • 3+ years of Equity / Fixed Income Trade Support experience
  • Working knowledge of various Security types (domestic & foreign equities, equity shorts, listed equity options, OTC equity options, convertibles, structured notes, private equities, domestic bonds, short term investments, swaps, futures & foreign exchange)
  • Knowledge of Omgeo products
  • Degree in Accounting, Economics, and/or Finance
  • Previous experience working within an Asset Management firm or Hedge Fund
  • Collateral Management processing experience
  • Derivative Operations knowledge
  • Knowledge of ISDA
  • Knowledge of Longview (OMS) , Eagle (Accounting and security master)
41

Trade Support Analyst Resume Examples & Samples

  • Organize and address tasks based on priority related to daily fail reports and daily trade breaks for various security types including equity, fixed income, derivative, mutual fund and currency related security types
  • Research root causes and take appropriate action to communicate and resolve trade exceptions and breaks with internal and external counterparties
  • Responsible for the execution of requests that are received through the team queue and maintenance of the firm’s collateral management process
  • Proactively take ownership of accurate completion of the team’s daily trade notification process with brokers, custodians, and interested third parties. Escalate and address issues as necessary while leading efforts to mitigate future risk
  • Proactively identify operational risk and contribute to an improved operating environment by proposing and implementing best practices through collaboration with internal and external resources
  • Maintain a strong understanding of the effect that changes in trade and other data elements have on portfolio performance and be sensitive to these changes
  • Possess knowledge of both security characteristics and market dynamics and how these entities impact the client experience
  • Proactively lead and contribute to firm-wide and departmental value-add projects and initiatives in addition to general responsibilities
  • Bachelor’s Degree or 6+ years equivalent work experience
  • 2+ years of demonstrated success in financial or business operations field required
  • General knowledge of the complete trade life cycle
  • Strong analytical, evaluative, and objective critical thinking skills, as well as demonstrated aptitude for numbers and quantitative proficiency
  • Excellent research, problem-resolution and decision-making skills
  • Demonstrated ability to balance workloads through effective time management, prioritization, and organizational skills, as well as ability to work under pressure with multiple deadlines
  • Strong communication skills, both written and verbal, and proven ability to liaise with colleagues to build strong relationships and work in a collaborative environment
  • Must have the ability to work effectively and efficiently in a very fast-paced, fluid team environment
  • Possess client-first mentality; demonstrated flexibility and strong follow-up skills
  • Demonstrated experience with and knowledge of MS Office applications, particularly Microsoft Excel
  • Experience with Advent Axys/APX, Advent MOXY, Cor Salerio and/or Charles River is preferred
  • Experience with Omgeo applications (Oasys, CTM, ALERT) and the SWIFT network is preferred
42

Trade Support Analyst Resume Examples & Samples

  • Provide positive affirmation of trade allocations and concisely communicate trade discrepancies to the client service team or clients
  • Perform all tasks within the guidelines of Client's controls as well as regulatory constraints
  • Assist prime on-boarding teams with initial client setups, including automated reporting, and allocation systems as well as determining the optimal trade flow template for specific client needs
  • Proficient in Microsoft office-specifically Excel
43

Trade Support Analyst, Commodities Resume Examples & Samples

  • Ensure the accuracy of information in the trader’s dealing books. Making sure that trades are both entered as agreed with the client and in compliance with bank and external policies and regulations, as well as having the correct exposure within the book
  • Assist other teams within the bank with any questions that they may have. This will regularly entail
  • Flexibility. TS are required to work weekends and are also on call in the evening. This is rotated between the team throughout the month but is still a requirement
  • Communication skills. The ability to discuss issues with anyone within the bank is essential. The candidate must have the ability to tailor their communication to suit the audience. They must respect the information chain with management and escalate / inform whenever necessary
  • Teamwork. The TS team is a small and effective one, all members must be respectful of everyone they come into contact with and must promote a positive influence on the team and the bank as a whole
  • Independent. TS must be able to work independently of others, investigating / resolving issues without direct supervision
  • Inquisitive. The candidate must have a desire to learn new activities, instruments and practices – both independently and under the tutelage of other team members. The ability to quickly understand concepts is essential
  • High levels of communication, the ability to translate an issue into the appropriate language for the audience. To be able to effectively and efficiently communicate their point to all the teams that we work alongside, as well as co-workers within the team
  • Independence. Although part of a supportive team. TS team members must be able to work on their own. They need to be able to perform their own investigations into issues and to be able to seek out the advice and assistance of other teams without constant prompting
44

International Trade Support Analyst Resume Examples & Samples

  • Your ability to work in a fast paced, high intensity trading floor environment
  • Your ability to effectively operate in a 24-hour environment
  • You are self-motivated and can operate as part of a team
  • You have excellent systems and computer skills and a strong overall technology proficiency
  • Your awareness and sense of urgency to resolve and /or manage problems
  • Your ability to diagnose and recommend process improvements
  • Your ability to work with people across a large organization comprised of multiple business lines
  • Your flexible start time and end time schedule in this 24 hour environment, including holidays
  • Ability to learn and retain on the job training
45

Trade Support Analyst Resume Examples & Samples

  • 3+ years of experience working within Financial Services Operations
  • Associate's Degree in a related field
  • Trade Support background
46

Bacc-rates NY Trade Support Analyst Resume Examples & Samples

  • Control the risk management environment to ensure accurate P&L and risk measures are available in real-time for our trading desk
  • Quick learner with a strong sense to question and understand all details behind the processes and numbers
  • Works well under pressure leveraging their initiative to fully develop their role
  • Operations and control mindset, strong ability to prioritize and deliver quality work using time management skills
  • Strong PC Skills required; in particular MS Excel (VBA a plus), MS PowerPoint and Sharepoint
  • Team player with excellent interpersonal skillsFluent in English & Spanish
47

Derivatives Trade Support Analyst Resume Examples & Samples

  • Support the options and rates desks in daily risk and pnl reconciliation and create EOD reports for traders
  • Monitor daily curve (rates, fx basis and tenor basis curves) and volatility (cap and swaption) calibration to ensure EOD books are marked correctly
  • Run daily stress tests for the options desk and send out daily reports summarizing the results, along with market commentary
  • Assist the rates trading desk by analyzing and calculating valuation differences due to collateral changes on derivatives
  • Assist Marketers in analyzing new deal valuations and risk, including market, credit, funding etc
  • Understand and become familiar with trading tools/systems used by the different desks to help resolve issues and make changes as required
  • Execute short term fx rolls and repos
  • Perform daily new deal reconciliation for options and rates desks
  • Assist traders in performing market analysis and analyze trading strategies
  • Work with middle and back office groups to resolve any portfolio discrepancies and making improvements to daily processes
  • Assist all front office groups with adhoc requests and projects
  • 1-2 years of fixed income derivatives experience in a similar role and/or strong fixed income product knowledge including swaps, options, fx, credit
  • Strong Excel and VBA skills
  • Motivated, ability to work well under pressure and proactive
  • Knowledge of derivatives valuations and curve building fundamentals
  • Strong multitasker with the ability to work several projects/issues at one time
48

Solutions Trade Management Trade Support Analyst Resume Examples & Samples

  • Knowledge of OTC & Listed Derivatives
  • Candidate must be willing and able to support the business as required from open to close, this will require flexibility within the working week
  • Candidate should have solid excel skills
49

Fixed Income Securities Trade Support Analyst Resume Examples & Samples

  • Ensuring all functions and procedures are performed in a timely and correct manner, i.e. trade checkout, position reconciliation, wash account reconciliation
  • Working with trading desk, sales, and other operations group to ensure trade processing
  • Assisting on any issues, and providing timely escalation to desk and operations management
  • Strong communication skills, willingness to transfer knowledge is imperative
  • Team player, must be able to collaborate across multiple operational areas
  • Ability to identify and escalate issues to senior management and to trading desk(s)
  • Self-starter, who is willing to ask questions
  • Heavy Experience with Metric and Data Analysis
  • Active within the industry; Understanding of key Fixed Income Organizations
50

Derivatives Trade Support Analyst Resume Examples & Samples

  • Order Management Platforms and data flows
  • End to end trade processing
  • Trade Matching and Settlement
  • Regulatory trade reporting
  • Maintain knowledge of best market practice for the key understanding areas above
  • Assist with the oversight of the service provider while ensuring the operational administration process is being completed as per the Service Level Agreements
  • Provide consultancy and subject matter expertise to Derivatives, Repo and Fixed Income stakeholders – both internal and external
  • Development and delivery of all required reporting and management information to key internal and external stakeholders
  • Continually improving the business performance via; managing the maintenance and development of the team processes and procedures; managing the overall risk environment in the team
  • In achieving the above, create, apply and learn from the KPI and KRI’s used to measure on-going performance
  • Advise and carry out tasks associated with fund transitions
  • Strengthening relationships with key internal customers to ensure the service proposition is understood by key customers and continues to adapt to meet changes in our customer requirements
  • Ensuring the service delivery function and the Company is portrayed in a professional manner while the best level of service possible is provided
  • Regularly review section controls and procedures ensuring they are in line with EMIR / Dodd Frank regulations
  • Providing subject matter expertise to internal/external projects that impact/involve the team
  • Participation in the specification, planning, testing and operating model development required to support Standard Life Investments internal platform for Derivatives and Repo
  • Take responsibility for managing deliverables from such projects
  • Present the change to fellow team members and ensure smooth integration to BAU
  • Engaging with our third party service providers to understand, analyse and test overall key changes that impact their platform
  • Assisting Change in the production and delivery of status reporting in respect of key Derivative related projects
  • Participation in industry forums
  • Experience in operational risk management and controls
  • A proven track record in delivering change, working effectively with project managers and business analysts
  • Experience of working with technology to deliver solutions to business problems – both localised small scale change and strategic change
  • Knowledge of Repo trade processing and associated documentation
  • Preferably educated to a degree level or relevant industry experience
  • Strong interpersonal and problem solving skills
  • Ability to work in a fast moving environment, supporting multiple projects concurrently
  • Data collection and interpretation skills
51

Junior Trade Support Analyst Resume Examples & Samples

  • Work with Front Office, P&L, Back Office, Third party vendors, and Application Support to resolve operational and booking issues
  • Monitoring of operational risk by providing proper Front Office Support and ensuring the risk of fraud is set to a minimum
  • Ensure accurate trading positions in FO system, the daily goal is to correct all discrepancies originated by system bugs, input mistakes, information loss
  • Assist with project initiatives designed to improve and streamline existing processes
  • Mitigate risk by reconciling discrepancies between the trading desk’s positions and the firm’s books and records
  • Participate / assist in event processing and have a full understanding of the life cycle of a trade
  • Liaise with other Operation functions and other infrastructure groups to support a ‘one team approach
  • Promote an efficient dialog/discussion with our internal and external partners
  • Attention to detail and accuracy is imperative
  • Rigorous and very organized
  • Maintains high quality of customer service
  • Ability to effectively listen and communicate
  • Bilingual English and French
  • Excellent knowledge of financial markets with emphasis on Credit or Rates or Commodities Derivatives
  • Ability to multi-task and prioritize in a fast paced environment
  • Strong Excel/PC skills with proven ability to work with multiple systems
  • Previous experience (1 yr+) in a Derivative Middle office environment or prior experience in working with Trading/ Sales in a financial institutionbnpprsr
52

Senior Trade Support Analyst Resume Examples & Samples

  • Manage real-time trade booking exceptions internally between the trading desk and sales force
  • Collaborate with technology teams on the implementation of process flow improvements and efficiencies
  • Contribute to quick resolution of trade issues by liaising with various groups including Front Office, Back Office, IT Team, P&L Controllers and Client Services
  • Adhere to deadlines and objectives
  • Where appropriate, ability to maintain and explain own position using logic in the light of differing views
  • Strong academic background required
  • Ability to work as part of a team in a “split team” organization between different locations
  • The successful candidate will need to demonstrate a strong desire to learn the processes and products
  • Strong interpersonal and communication skills a must
  • Flexibility to adapt to a new and changing environment
  • Strong sense of risk and critical thinking
  • Display good relationship qualities, team spirit, and ability to work across teams
  • 3-5 years experience in a Derivative Middle office environment or prior experience in working with Trading/ Sales in a financial institutionbnpprsr
53

Rates Trade Support Analyst Resume Examples & Samples

  • Independent/analytical thinker who can quickly assimilate situations through to the associated risks, business or control issues
  • Highly organized and self-motivated, enthusiastic attitude
  • Understands the large financial risks that can be incurred through operational errors and control risks
54

Senior Trade Support Analyst Resume Examples & Samples

  • To work collaboratively with the trade desks globally to ensure GI’s trade life cycle is supported across all locations and time zones in a timely and efficient manner
  • Ensure transactional activity and data are appropriately processed, recorded and maintained in an accurate, efficient, timely, scalable and controlled environment across all of QBE's investment portfolios and geographies
  • Contributes to the effective day-to-day relationship management and oversight of external service providers, partners and data vendors to ensure services of the highest standards are received by GI
  • Builds and maintains relationships with key internal and external stakeholders to ensure user requirements are met, and to facilitate efficient operational workflow and data management
  • Proactively provides internal and external stakeholders with required or requested technical investment operational expertise and support over the trade life cycle
  • Demonstrable experience using / administering Investment Systems, in particular Bloomberg AIM and SimCorp Dimension focusing on functional correctness within systems ensuring all information is up to date – security setup, integration flows and reconciliations, system queries and workflow maintenance
  • Contributes to scheduling and management of workload to ensure that system functionality and availability meets user requirements, and outputs are delivered within agreed timeframes
  • Designs and implements business solutions that meet stakeholders’ needs and are in line with strategic direction and able to be implemented within agreed scope and timeframe
  • Demonstrates an understanding of stakeholders' perspectives, expectations and requirements
  • Actively participates in and contributes to GI projects and initiatives which support achievement of business goals
  • Review, recommend and implement optimal structure, processes and work-flow within the Investment Operations & Data Team to support the delivery of GI's goals in an efficient, accurate, scalable, controlled and cost-efficient manner
  • End-to-end understanding of data flows and impacts on GI’s processes and systems
  • Determines own work priorities and activities in line with agreed plans to ensure the achievement of personal and team objectives
  • Bachelor’s degree or higher in a relevant discipline and/or relevant industry experience/training, e.g. funds manager, custodian or administrator with a global reach and focus
  • Relevant industry courses and accreditation
  • Good level of experience in Investment Operations environments
  • Managing relationships effectively with external service providers
  • Very good knowledge of investment instruments (fixed income, equities, ETD’s) for purposes of trade matching, settlement, recording of transactions and related data, (preferably) covering QBE’s global geographies of the Americas, Asia Pacific, Europe and Australia and NZ
  • Up-to-date and in-depth knowledge of industry standards relevant to role
  • Hands-on knowledge of financial market systems and technology (Bloomberg AIM preferable)
  • Good understanding of technology and system lifecycles
  • Good understanding of investment markets and related risk and compliance practices
  • Knowledge of fixed income key metrics (e.g. Duration, Spread Duration, Yield, etc.)
  • Knowledge of collective investment schemes (preferred)
  • Excellent communication (written, verbal and presentation) and influencing skills
  • Ability to build effective relationships with senior managers and other key stakeholders
  • Very good problem solving skills
  • Works effectively within time constraints and is resilient under pressure
  • Is self-aware and has a good level of emotional intelligence (understanding the impact of their behaviours on others)
55

Futures Trade Support Analyst Resume Examples & Samples

  • Allocating and processing trades, demonstrating the ability to work with other teams outside the bank, such as other Clearing Members, to resolve issues
  • Carrying out lifecycle events on trades such as closeouts to keep client and exchange limits accurate
  • Reviewing processes and associated technology
56

Trade Support Analyst Resume Examples & Samples

  • Organize and address trade settlement and fail matters based on priority via daily fail reports and daily trade breaks for various security types including equity, fixed income, derivative, mutual fund and currency related security types
  • Responsible for the daily processing of Mutual Fund trades and overseeing the accurate implementation and execution of mutual fund trades. Make quick and accurate decisions under strict targets and deadlines
  • Responsible for the execution of requests that are received through the team queue
  • Responsible for the maintenance of the firm’s collateral management process
  • Responsible for the firm’s Mutual Fund trade communication process and ensuring quality and accurate execution of client mutual fund trades
  • Produce metrics and review activity within systems, participate in peer-reviews, present trends and analysis to management, and escalate as necessary
  • Proactively analyze key work drivers and identify opportunities to reduce manual exception rate through various methods, including automation and other technologies
  • Contribute to the development and implementation of team goals
  • Regularly communicate to Manager and colleagues the status of ongoing projects, tasks, and daily responsibilities
  • Bachelor’s Degree or 6 years equivalent work experience
  • Demonstrated analytical, evaluative, and objective critical thinking skills
  • Demonstrated aptitude for numbers and quantitative proficiency
  • Strong research, problem-resolution and decision-making skills
  • Demonstrated ability to evaluate and balance workloads through effective time management, prioritization, and organizational skills
  • Ability to successfully work under pressure with multiple deadlines and a sense of urgency, and escalate as necessary and expeditiously
  • The ideal candidate will demonstrate a solid proficiency in and understanding of exchange-traded and marketable assets and possess strong knowledge of market mechanics
  • Bachelor’s degree preferably in Finance, Accounting or Economics
  • Prior experience within a Trade Support or Trading organization
  • Proficiency and familiarity with equities, fixed income, derivatives, mutual funds, collateral and/or currencies
  • Experience with Omgeo applications (Oasys, CTM, ALERT) and the SWIFT network
  • Advent Axys/APX, Advent MOXY and/or Charles River experience
57

Trade Support Analyst Resume Examples & Samples

  • Support all post execution processes, including trade confirmation with counterparties, market settlement instructions associated with Money Market and Repo instruments
  • Support and monitor the ‘cash sweep’ process, ensuring that all pre and post execution tasks are undertaken in line with current process and procedures
  • Respond to telephone and email enquiries in a timely manner taking full ownership ensuring that all enquiries are actioned on day of receipt either by resolution or by providing acknowledgement of ongoing investigation through to subsequent closure
  • Completion of start & end of day checklist’s in a timely manner
  • Contribute to a Continuous Improvement philosophy
  • Develop a good understanding of all Repo, and Money Market instruments
  • Develop knowledge and awareness of other Invesco teams
  • Develop relationships with internal stakeholders, Investment teams, custodians, and other Invesco business units
  • Educated to ‘A’ level standard
  • An understanding of accounting and financial principles, as they apply to Repo and Money Market instruments
  • The ability to analyse and solve issues in a timely manner. To work independently, to time critical deadlines. Good awareness of technology applications and software, in order to support growing trading complexity and automation efficiencies, strong excel knowledge
  • Ability to work within a team environment. Interest in learning new things. To conduct themselves professionally at all times, embracing Invesco principles, beliefs and behaviors
58

Trade Support Analyst Resume Examples & Samples

  • General dealing desk administration
  • Reconciling Stock Accounts
  • Preparation and distribution of client confirmations
  • Handling of Client and Desk Queries
  • Trade Allocation and verification and distribution of Contract notes
  • Various Intersystem reconciliations
  • Data capture
59

Trade Support Analyst Resume Examples & Samples

  • Trade managed accounts and maintain model portfolios
  • Responsible for managing and trading Janney’s proprietary mutual fund wrap program
  • Provide initial training and ongoing trade support to managers and FAs using the Vestmark trading tool
  • Coordinate trading of the firm’s model portfolio list on behalf of managers on the platform
  • Utilize analytical skills to identify possible process and work flow enhancements
  • Enhance user experience by partnering with FAs to understand trading goals and maximizing efficiency with appropriate solutions
  • Assist with the administrative and support functions on the team
  • Provide excellent client service and follow-ups where appropriate
  • Creative and independent thinker with solid quantitative financial skills
  • Demonstrate an interest/knowledge in financial markets
  • Sound project and time management skills
  • Able to work under pressure in a dynamic environment with competing demand for resource
  • Proven written and oral communication skills
  • History of successfully working in a team environment
  • Desire to pursue advanced certifications
  • 3 – 7 years of related industry experience
  • Series 7 and 66 licenses or ability to obtain within six months of hire
  • Experience with Checkfree APL, Vestmark, Advent, Charles River or Bloomberg
  • Experience trading equities, fixed income and/or mutual funds
60

Capital Markets Trade Support Analyst Resume Examples & Samples

  • Experience within the capital markets or financial services industries
  • Working knowledge of derivative products and other asset classes
  • Experience with Bloomberg, Euroclear, Reuters and Microsoft Office is preferred
  • Understanding of reference data
  • Familiarity with ISDA documentation, definitions and terminology
61

Bacc FX Trade Support Analyst Resume Examples & Samples

  • Investigate and provide solutions to various queries from settlements and confirmations, collateral and credit disputes
  • Proficiency with the trading environment, risk management systems, performing critical operations controls
  • Skills & Knowledge
  • Strong analytical and quantitative aptitude, very detail oriented
62

Trade Support Analyst Resume Examples & Samples

  • Maintain trading operations system integrity for our global FX trading business
  • Perform numerous control reconciliations to verify trading positions are accurate through front office to middle office recs, middle office to back office recs including EOD checkouts and P&L signoff
  • BA or BS degree required (Finance or Business degree)
  • Previous experience in Finance industry (Ops roles) desired
  • Basic understanding of FX products and derivatives is required
63

Trade Support Analyst Resume Examples & Samples

  • Run BAU activities for Fixed Income, FX and Derivatives
  • Trader Support
  • System to system, position and trade level reconciliations
  • End of day market data process and reconciliations
  • Proactively identify problems and propose solutions
  • Perform regulatory reporting to Argentina Central Bank
  • Ensure adherence to daily controls (internal & regulatory)
  • Establish and maintain excellent relationships with Front Office as well as Finance, Audit, Compliance and Technology
  • Take active participation in process improvements and automation
  • Participate in system implementations and new products process by building specifications and performing UAT
  • Knowledge of derivatives and fixed income products/processes
  • Sense of urgency/ability to work under pressure and tight deadlines
  • Local Market Experience in MO is a plus
64

Trade Support Analyst Resume Examples & Samples

  • Trade entry, capture, reconciliation, and reporting
  • Demonstrate a working knowledge of various rates-centric fixed income products and their lifecycles
  • Collaborate with our support partners to maintain, develop, and implement effective globally uniform workflow controls
  • Regularly perform daily tasks throughout fast-paced and volatile market conditions
  • Regularly perform under pressure
  • Make significant contributions to team efforts by demonstrating accuracy, accountability, and a firm work ethic
  • Demonstrate effective time management, prioritization, and precise communication skills
  • Liaise extensively with business partners ranging from Sales/Trading, Compliance, Operations, Supervision, P&L Control, Finance and Market Risk who are located across NY, Chicago, Charlotte, Chester, U.K. and Gurgaon, India
  • 2+ years of applicable Trade Control or P&L experience in fixed income products at an investment firm or bank
  • Understand treasury products, futures, and swaps and their respective trading/hedging strategies and life-cycle events. Have thorough understanding of Trade Capture, P&L, Treasury Auctions, NYFRB Treasury Operations and risk
  • Team player. Ability to work with the Front Office and support partners to address and resolve issues
  • Continuously maintain a control function mindset
  • Extremely motivated and goal seeking with ability to work in fast pace/pressure environment
  • Strong problem solving ability with willingness to grow their skills dynamically
  • Excellent verbal and written communication/presentation skills. Demonstrates effective time management and prioritization skills
  • Expert PC skills with high proficiency using Excel
  • Minimum of Bachelor of Science Degree in either of Finance, Mathematics, Accounting or Economics
65

Junior Trade Support Analyst Resume Examples & Samples

  • The booking, reporting and control of all financial operations executed by the Front Office desk
  • The modelization of complex products in the dedicated applications
  • The management of the desk’s positions and events on trades
  • Ensuring the liaison between Front-Office and other support departments (RISQ, FIND etc..) to smooth the processing and resolution of daily issues
  • Booking financial operations into the system applications under delegation of the Front Office
  • 2 to 4 years experience in trading support
66

Fixed Income Securities Trade Support Analyst Resume Examples & Samples

  • Monitor and resolve match issues between Trading and Sales bookings
  • Trade amendments
  • Broker trades checkout
  • Reconciliations (SecDb versus various factories)
  • Processing of life cycle events such as futures option expiry and asset servicing events
  • Pre-matching and allocations
  • Management of fails and settlement issues
  • Identify process inefficiencies and actively contribute to process re-engineering to improve trade flow and control framework
  • Drive change by implementing new initiatives/projects
  • Bachelor?s degree with 2 year experience in financial services
  • Proven analytical skills, problem solving ability, and a control mentality/attention to details
  • Aptitude for building relationships and ability to communicate on complex issues
  • Self-motivated and pro-active, organized and able to prioritize effectively. Accountable for projects
  • Has capacity to adapt to changing market environment and work well under pressure
67

Trade Support Analyst Resume Examples & Samples

  • Fluent in English, either written or verbally. Formal communication in English is required on the daily tasks
  • Organized, ability to manage an operational workload in an efficient manner with a proper prioritization
  • Strong PC Skills required; in particular MS Excel (VBA a plus)
68

Bacc-cem Trade Support Analyst Resume Examples & Samples

  • Fluent in English and Spanish (oral and written). - Mandatory
  • Key Skills
  • Strong analytical and problem-solving skills with attention to detail
  • Minimum of 24 months of work experience, preferably in financial industry
69

Rates Derivative Trade Support Analyst Resume Examples & Samples

  • Trading support role within the Rates Derivatives Middle Office, covering the swaps and options trading desks
  • Daily trade capture and verification of all trades including: swaptions, bermudans, caps/floors, bond futures, interest rate futures, options on futures, bond options, swaps, forward rate agreements and cash bonds
  • Production and validation of risk and P&L
  • Dealing with queries and ad-hoc requests from front office, risk, compliance, finance and operations
  • Assist the Options desk in managing daily swaption, CBOT, and CME option expiry risk
  • End of day official market production � building and maintaining NGFP-NY market
  • Experience in a trade support / middle office role within Rates Derivatives
  • Understanding of vanilla interest rate products
  • Familiarity in dealing with risk and explain P&L
  • High level of proficiency with Excel
70

Trade Support Analyst, Derivative Products Resume Examples & Samples

  • Perform mark to market variance check to ensure OTC derivative products are accurately valued on a daily basis, which includes total return swaps, credit default swaps, interest rate swaps, and synthetic CDO, etc
  • Proactively resolve valuation and economic data discrepancies within the bound of assigned authorities; escalate any issues in a timely and efficient manner
  • Contribute to accurate derivative valuations by processing derivative related corporate actions and fixed income security setups to ensure economic information is properly reflected
  • Provide OTC Derivative settlements coverage
  • Populates all OTC derivative fixings daily
  • Provides support and building relationships with our business partners
  • Participates in projects to continuously improve derivative processing at CPPIB
  • Working hours 11am – 7pm & 9 – 5pm rotating