Technology Audit Resume Samples
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Technology Audit Resume Samples
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LL
L Lind
Lorenz
Lind
30303 Dax Divide
Phoenix
AZ
+1 (555) 594 1315
30303 Dax Divide
Phoenix
AZ
Phone
p
+1 (555) 594 1315
Experience
Experience
San Francisco, CA
Technology Audit
San Francisco, CA
Cole, Jerde and Fay
San Francisco, CA
Technology Audit
- Provide advisory to stakeholders and management
- Manage activities, review and approve responses for MAR/SOX work and control certifications
- Create/maintain repository of all audit responses and documents provided utilizing a GRC tool
- Establish/manage a communication/reporting process for audits
- Analyze findings and provide guidance regarding risk remediation
- Create/maintain repository of key internal audit contacts
- Create/maintain process documents to facilitate audits
Chicago, IL
Technology Audit Manager
Chicago, IL
McGlynn, Tromp and Beer
Chicago, IL
Technology Audit Manager
- Executing audit assignments, documenting testing, drafting audit issues, facilitating issue tracking and validating closure of issues
- Leading highly technical technology audits, including Applications, Infrastructure, Systems Development and Integrated audits
- Articulating business risks of technical vulnerabilities to business partners
- Planning and executing the day-to-day activities of IT audit engagements in line with Internal Audit management practices
- Evaluating the design and effectiveness of technology controls throughout the business cycle
- Analyzing complex enterprise environments from an information security perspective across various business units
- Lead execution of audits, including SOX, operational process reviews and review of product launches, applications and other IT-related risk areas
present
Detroit, MI
Engagement Manager, Technology Audit
Detroit, MI
Bergnaum-Kerluke
present
Detroit, MI
Engagement Manager, Technology Audit
present
- Network Operations (e.g., performance and capacity management)
- Manages Internal Audit resources throughout each project, including the on the job training and development of Internal Audit staff
- Systems Development and Change Management
- Assists in the design, development, and maintenance of a comprehensive corporate audit plan
- Leads the presentation and review of audit findings with key members of operating management
- Reviews or prepares details of plans for performing individual systems-related audits including objectives, procedures, budgets, and schedules
- IT Portfolio, Program, and Project Management
Education
Education
Bachelor’s Degree in Technology
Bachelor’s Degree in Technology
Towson University
Bachelor’s Degree in Technology
Skills
Skills
- Be comfortable to challenge others; be prepared to be challenged
- Share knowledge with BIA colleagues and peers in the business. Be open to learn from others through feedback given to you
- Build trusting and open relationships with clients on each audit and develop ongoing relationships with key clients in aligned business area
- Monitor, follow-up on and assess the resolution of audit issues
- Contribute to the audit opinion
- Contribute to evaluating the enterprise risk framework, policies and standards
- Contribute to evaluating the management control approach and control environment of relevant business areas
- Perform continuous monitoring of relevant areas in the business
- Develop a wide network of contacts across BIA and the business to identify and work towards common goals
- Discuss and agree the factual accuracy of audit observations with clients/Vice President/Director as appropriate
15 Technology Audit resume templates
Read our complete resume writing guides
1
Technology Audit VP Resume Examples & Samples
- Developing the design and execution of the global infrastructure platform audits
- Hands-on execution of infrastructure platform and technology process audits as well as supervision of junior audit staff
- Project managing and supporting audit reviews aimed at optimizing technology control activities and processes
- Assistance in the risk assessment of infrastructure platform, initiatives and business units
- Building strong relationships with the infrastructure platform leadership team and other business partners
- Collaboration with other Corporate risk and control functions to ensure activities are coordinated
- Providing timely and candid feedback and coaching to staff
- 5-8 years of strong experience in the fields of information technology operations and infrastructure platform audits
- Strong hands-on experience with either auditing or control functions covering operating systems, databases, networks, messaging platforms and other areas of technology operations
- Experience managing teams of skilled professionals preferable
- Undergraduate or graduate degree in computer science, management information systems, engineering or a technology field is preferred
2
Central Technology Audit Resume Examples & Samples
- 10 or more years of total work experience, with at least 6 years in Audit
- Knowledge of Compliance software and specifically AML/BSA systems (ie. Oracle Mantas, Actimize)
- Familiar with Financial industry compliance processes with regards to Trade Surveillance and Disclosures of Interest
3
Associate / Assistant VP CIB Technology Audit Resume Examples & Samples
- Assist in all aspects of audits including risk assessment, audit planning, audit testing, control evaluation, report drafting and follow up and verification of issue closure
- Some travel around the Asia Pacific region may be required to execute certain audits (up to 20%)
- Bachelor's degree in Technology, Accounting, Finance or related discipline with a minimum of 5 years of work experience in Technology Audit or related areas, preferably within the Financial Services industry
- Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP) and/or Certified Public Accountant (CPA) designation considered an advantage
- Strong understanding of technology processes (e.g. change management, security operations, technology operations, business continuity, etc) and application controls for front, middle and back office systems, with experience of markets businesses an advantage
- Extensive knowledge of system development life cycle concepts with an ability to quickly identify risks within a complex, distributed computing environment
- Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business, IT and infrastructure risks in an integrated manner
- Experience in planning and executing audits in accordance with professional standards
- Excellent communication (i.e. verbal and written) and interpersonal skills with the ability to present complex issues to senior management, and influence change
- Ability to quickly build strong partnerships with technology and business Audit teams and internal stakeholders. Acts in an integrated manner and demonstrates a proactive and engaging approach during audit planning, execution and reporting
- Team player who works well individually and in teams, shares information and collaborates with colleagues during execution of the audit plan
4
VP, Central Technology Audit Resume Examples & Samples
- 10 or more years of total work experience, withat least 6 years in Audit
- Bachelor's degree inTechnology/Accounting/Finance/Business
- Knowledge of information security controls,technology governance and assessments
- Knowledge of distributed technologies (e.g.UNIX, Windows, Storage)
- Enthusiastic,self-motivated, willing to be challenged and take personal responsibility
- Effective verbal and written communicationskills
- Ability to build strong partnerships across thetechnology and business teams
- Ability to multitask and execute auditactivities with minimal supervision
5
Assistant VP-central Technology Audit Resume Examples & Samples
- Participate in audit testing, control evaluation, issue identification, documentation, and determining effectiveness of risk mitigation plans
- Build and manage relationships with key technology stakeholders
- Work closely with business and technology audit colleagues in the location and overseas to ensure that key risks are identified and assessed in the program of audit coverage
- Up to 15% travel required primarily within the region
- Bachelor's degree in Technology, Accounting, Finance or related discipline with at least 5 years of internal or external auditing experience
- Ability to quickly build strong partnerships amongst technology and business Audit teams and internal stakeholders
6
Senior Manager, Tokyo Technology Audit Resume Examples & Samples
- Plan, execute and manage regional audits across different business areas (including Institutional Securities, Investment Management, Enterprise Infrastructure, etc.) in accordance with established standards, taking a hands-on approach throughout while also demonstrably able to see audits through from start to completion
- Work effectively with staff and auditees across different timezones and regions, and also demonstrate effective multitasking capability working on multiple assignments
- Demonstrate strong report writing skills and effective communication with all levels of management. Be able to write and present audit findings and reports persuasively, convincingly and appropriate to the intended audience
- Work independently and with minimal supervision, while also demonstrating capability to lead auditors to execute and complete audit assignments
- Develop and maintain relationships with key auditees and for effective continuous monitoring of technology risks. Provide relevant statements / conclusions based on data points gained from the meetings for inclusion in global and regional auditee relationship management packs
- Represent Internal Audit for technology coverage at meetings with senior internal and external stakeholders
- 8 to 10 years relevant Technology audit work experience, with knowledge of investment banking products, systems and processes. Strong knowledge of risk-based audit techniques and principles. Ideal candidates would have Internal Audit experience within a global Investment Bank. Candidates with more relevant experience may be considered for a more senior position
- Knowledge of application development methods, technology infrastructure, computer processing environment, and experience in using computer assisted auditing techniques / data analytics
- Spoken/written Japanese is considered an advantage
- Good understanding of technology-related regulatory requirements in Japan
- Strong analytical and decision-making skills
- Strong inter-personal skills, verbal and written communications skills, and capable of conveying a confident, professional, and positive attitude
- Work toward obtaining appropriate professional certifications
- Demonstrate thought leadership and sound professional judgment
- IT Audit/Security related professional certifications (CISA, CISM, etc) and/or accounting skills/background and related professional certifications (ACA, ACCA, CIMA, etc)
- Understanding of control frameworks, e.g. COBIT, ITIL, ISO17799, COSO, CMMI, COCO
7
Technology Audit Manager Resume Examples & Samples
- Hands-on technical leadership to operate and enhance the current billing platform that hosts billing and settlement activities. Partner with project management and business partner organizations to continue enhance the stability and flexibility of the platform
- Lead analysis, development, implementation of the next generation Revenue and Pricing Application program. Capabilities include billing, revenue, contra-revenue, management reporting and AR
- Be accountable for tactical day to day delivery and operational decisions
- Recruit, manage, develop, and mentor a global team of Systems Analyst, Development engineers, and technical support engineers. Evaluate performance of team members, identifying and developing high potential for future promotion. Direct, influence and coach others to ensure effective execution and achievement of operational plans and goals within area managed
- Work closely with the finance operations team to ensure successful delivery of SLA; and interact with a wide variety of senior and executive level management across the enterprise on matters concerning several functional areas, divisions, and/or customers
- Ensure that support and development activities comply with corporate policies and adhere to industry best practices. Evaluate and ensure that current procedures and practices are appropriate for accomplishing department objectives, and that supporting regulatory requirements are adequately documented and operating within policy
8
Enterprise Technology Audit Business Management Resume Examples & Samples
- Support plan, budget, and resource management to facilitate timely execution of the audit plan with optimal resource assignments
- Manage internal Key Performance Indicators (KPI) reporting to proactively identify plan or budget exceptions and provide appropriate escalation and/or rationale
- Lead preparation of monthly and quarterly reporting for senior technology management of the firm, including a summary of the audit assessment on the state of technology controls
- Support responses to regulatory requests related to the IT Audit Function
- Work with a global team of over 40 IT Audit professionals to help interpret Audit Practice requirements and provide guidance for implementation of Practice changes
- 3 or more years of work experience, with specific audit or risk experience preferred
- Strong skills in the Microsoft Office suite, including Power Point, Excel, and Access
- Strong project management skills and ability to multi-task as well as assess and adjust priorities
9
Technology Audit Manager Resume Examples & Samples
- Act as a trusted partner and advisor to the teams that are implementing new IT solutions to ensure that the projects follow a structured systems development life cycle that include success measures, risk identifiers and mitigators, test plans including data interfaces and data conversion controls
- Lead execution of audits, including SOX, operational process reviews and review of product launches, applications and other IT-related risk areas
- Effectively influence and communicate controls testing results to all levels of management and clearly explain remediation expectations and timing
10
Technology Audit Risk & Control Specialist Resume Examples & Samples
- Demonstrated project management skills and experience
- Strong written communication, presentation, organizational and interpersonal skills
- Able to perform detailed level analysis of Information Security issues
- Confidence and self motivation
- Familiarity with Equities Technology or Equities Business/financial industry
- Experience with Audit
- IS or PMP certification
11
Assistant VP / VP Enterprise Technology Audit Resume Examples & Samples
- Perform audit work in accordance with department and professional standards, and complete assignments in an effective manner
- Partner closely with business auditors to execute integrated audit
- Bachelor’s degree in Technology, Accounting, Finance or related discipline with at least 5 years of internal or external auditing experience
- Strong understanding of technology processes (e.g. change management, security operations, business resiliency, etc.), application and infrastructure controls
- Past audit experience on execution of integrated audit, end to end process review on corporate sector functions would be a plus
- Ability to quickly build strong partnerships amongst technology and business audit teams and internal stakeholders
- Proactive, enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability
12
VP Enterprise Technology Audit Resume Examples & Samples
- Perform audit work in accordance with department and professional standards, and complete assignments in an efficient and effective manner
- Partner closely with business and technology audit colleagues to ensure that key risks are identified and assessed in the program of audit coverage
- Attention to detail to ensure accuracy and completeness of audit coverage, including high quality workpaper documentation and audit reports
- Develop data analytics tools to support effective and efficient audit testing
- Effective communication of audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls
- Serve as Audit representative on key LOB initiatives that arise, and participate in business control committees
- Up to 15% travel required
- Strong understanding of technology processes (e.g. change management, security operations, technology operations, business resiliency, etc)
- Extensive knowledge of system development life cycle concepts, including application control reviews
- Knowledge of technology infrastructure platforms and IT risk and control processes, and solutions
- Exposure and working knowledge of Asia regulations considered an advantage
- Strong ability to manage multiple tasks concurrently in an efficient and effective manner with minimal supervision
- Experience in planning and executing audits in accordance to professional standards
- Excellent verbal and written communication skills in English. Communicate clearly and concisely, ability to present complex and sensitive issues to senior management in a confident manner, and influence change
- Ability to quickly build strong partnerships amongst technology and business auditors and business stakeholders
- Demonstrate a proactive and engaging approach during audit planning, execution and reporting
- Enthusiastic, self-motivated, highly adaptable, strong interest in learning, effective under pressure and willing to take personal responsibility / accountability
- Experience in team leadership and development
13
Cib-technology Audit Resume Examples & Samples
- Bachelor's degree in Technology, Accounting, Finance or related discipline with at least 5 years of work experience of internal or external auditing experience. Prior experience in CIB is preferred
- Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP) and/or Certified Public Accountant (CPA) designation are a plus
- Excellent communication and interpersonal skills required with ability to present complex and sensitive issues in writing and orally to senior management
- Working knowledge of application and infrastructure controls, for example, Access Administration, Change Management, Security Configuration and Business Resiliency
- Experience with working with infrastructure software including operating systems (for example, Wintel, UNIX and Linux) and databases (for example, Oracle and SQL)
- Ability to build strong partnerships with our clients, as we share common goals of providing a well controlled operating environment to maximize value to our shareholders
- Ability to manage multiple tasks concurrently in an efficient and effective manner with minimal supervision
14
Head of Technology Audit Resume Examples & Samples
- 8+ years of Technology Audit, Technology Risk, and/or Information Security experience
- Bachelor's Degree in Information Systems, Accounting, Computer Science, Finance or other relevant field
- Related certification (e.g., CISA, CIA, CRISC, CISSP, CPA)
- Extensive knowledge of the Audit lifecycle and the evaluation of IT general controls
- Exposure to Asset Management (buy side) firms, equities / fixed-income trading, operations, and trade support functions
- Knowledge and experience of core IT infrastructure platforms (e.g., Windows, Unix, Sybase, SQL)
- Solid analytical and reporting skills
15
Global Wealth Management Technology Audit Team Leader Resume Examples & Samples
- · 10 or more years of total work experience, with at least 6 years in Audit
- Enthusiastic, self-motivated, willing to be challenged and take personal responsibility
- CAMS, CISA, CISM, CISSP, PMP, or ITIL certified a plus
16
Enterprise Technology Audit Resume Examples & Samples
- Lead or assist on audit engagements covering defined technology topics including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure
- 4 - 7or more years of relevant experience in Technology, Audit or Risk
- Knowledge of Distributed Technologies, Mainframe, or Midrange systems a plus
- Experience in process improvements projects and/or re-engineering
- Strong communication and interpersonal skills, self motivated, effective under pressure and willing to take personal responsibility/accountability
- Manage multiple tasks concurrently and execute audit activities with minimal supervision
- CISA/CISSP/PMP preferred
- ACA/ACCA or similar certification – a plus
17
Assistant VP / VP Enterprise Technology Audit Resume Examples & Samples
- Participate in all aspects of audit activities including risk assessments, planning, testing, evaluation, report creation, documentation, and determining effectiveness of risk mitigation plans
- Bachelor's degree in Technology, Accounting, Finance or related discipline with at least 6 years of internal or external auditing experience
- Strong understanding of technology processes (e.g. change management, security operations, technology operations, business resiliency, etc), application and infrastructure controls
- Extensive knowledge of system development life cycle concepts
- Broad knowledge across technology platforms, with actual audit and risk assessment experience in reviewing different system environment
- Exposure and working knowledge of Asia technology regulations considered an advantage
- Ability to manage multiple tasks concurrently in an efficient and effective manner, ability to deliver high quality audit products within budget and audit timeline
- Experience in executing audits in accordance with professional standards
18
VP Enterprise Technology Audit Resume Examples & Samples
- Lead audit engagements covering Enterprise technology functions. Participate in all aspects of audit activities including risk assessments, planning, testing, evaluation, report creation, documentation, and determining effectiveness of risk mitigation plans
- Build and manage relationships with key technology stakeholders. Communicate audit issues effectively across the different management levels of technology and business organization
- Up to 20% travel required
- Excellent verbal and written communication skills in English. Good interpersonal skills with the ability to present complex and sensitive issues to senior management, and influence change
19
Director, Technology Audit Resume Examples & Samples
- Identify critical risks, communicate to the business and recommend solutions
- Connect the dots across business processes and systems, providing management with new insights by assessing our evolving, cloud oriented, application architecture, identifying critical risks and areas for improvement
- Monitor technology risk and trends for the organization through engagement with the business, continuous learning of our business and trends in the tech industry
- Lead and execute high quality information technology and integrated audits of key business focus areas to evaluate VMware’s operational and financial risk management, and to support Sarbanes Oxley compliance
- Evaluate the effectiveness of key information technology processes and influence process improvements with IT and business owners, ensuring that gaps in risk management are resolved
- Support and collaborate with a focused IT audit team that maintains technical expertise and apply leading practices in advanced audit techniques (e.g. risk assessments, analytical review procedures, statistical sampling, and data analysis tools)
- Areas of IT risk focus may include, amongst others: SAP GRC, application controls, SoD, SDLC processes (waterfall, agile, cloud native), systems change management, logical access, database and operating system configuration and security, end-user computing, SaaS security and control, IT architecture control, cloud computing, BCP
- Integrated audit areas of focus may include, amongst others: financial reporting; sales operations, order management, HR, R&D, data protection including automated application and infrastructure risks
- Dynamic Engagement – Enjoys working in a dynamic environment. Strong desire to continuously learn. Ability to flex between collaborating with senior leadership and executing work procedures
- BS with 10+ years of relevant experience or an MBA with 7+ years of relevant experience
- Professional certification such as CISA, CRISC, CIA, CRMA, CISSP, and/or CPA. Demonstrated experience successfully conducting risk assessments, leading operational auditing and executing Sarbanes-Oxley compliance
- Strong technology skills including experience with SAP GRC, application controls, business and operational applications, system development and project management practices
- Ability to communicate highly technical issues to non-technical audiences and demonstrated leaderships and supervisory skills
- Knowledge of current/emerging technology including cloud computing, virtualization, networks and electronic commerce
- Strong working experience in SAP oriented environments
- Experience in software technology industry
20
Enterprise Technology Audit VP Resume Examples & Samples
- Meet timeframe and budget targets for assigned audit work, whilst adhering to department and professional standards and utilizing consistent methodology
- Work closely with other regional/global audit colleagues within the Global Technology Infrastructure (GTI) and Line of Business audit teams in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Flexible and adaptable to dynamic and changing work environments
21
Technology Audit Resume Examples & Samples
- Monitoring of audit programs to aid in planning and forecasting of issues and trends
- Execute strategic plans of Infrastructure Technology Audit and ensure appropriate controls are in place
- Provide advisory to stakeholders and management
- Ensure accurate and timely reporting for area of focus
- Pro-active mindset towards risk assessment through communication with stakeholders and management to assist Audit planning and contribute knowledge for forecasting future risks
- Participate in internal advisory engagements and projects across functions
22
Technology Audit Manager Resume Examples & Samples
- Manage projects and supervise staff on audit assignments with a focus on Infrastructure audits
- Partner with Application Auditors and work within a team
- Three or more years IT Audit experience
- Familiarity with COBIT, SOX, NIST, and FFIEC
- Technical knowledge of IT systems, including
- Databases
- Operating Systems (Unix, Linux, Windows, z/OS, AS400)
23
Technology Audit / Risk Associate Resume Examples & Samples
- 7-10 years Technology Audit or Technology Risk experience
- Experience in the execution of Technology Risk Assessments, Audits and SOX 404 testing
- Solid understanding of a risk control framework (i.e., inherent risks, control procedures, residual risk, etc.)
- Ability to identify relevant key risk indicators to measure risk exposures (metrics reporting)
- Strong ability to analyze data to identify thematic issues / areas requiring improvement
- Interest and track record of ensuring accuracy, clarity and quality of work with attention to detail
24
CCB Technology Audit Manager VP Mumbai, India Resume Examples & Samples
- Establish strong relationships with management in technology, related control groups such as Risk Management, Compliance, and Audit colleagues
- Lead audit engagements covering Consumer and Community Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
- Must have 9+ years of relevant experience in internal/external auditing, or consulting
- Working knowledge of IT controls and processes, such as Access Administration, Change Management, Security Configuration and Business Resiliency
- Enthusiastic, self motivated, and effective under pressure
- Any candidate not meeting ALL the qualifications can be considered for a Senior Auditor role
25
Technology Audit Manager Resume Examples & Samples
- Planning and executing the day-to-day activities of IT audit engagements in line with Internal Audit management practices
- Leading highly technical technology audits, including Applications, Infrastructure, Systems Development and Integrated audits
- Analyzing complex enterprise environments from an information security perspective across various business units
- Evaluating the design and effectiveness of technology controls throughout the business cycle
- Executing audit assignments, documenting testing, drafting audit issues, facilitating issue tracking and validating closure of issues
- Articulating business risks of technical vulnerabilities to business partners
- Ability to lead multiple projects and deadlines, including ad hoc projects and special investigations
- Independently operate in a fast paced, diverse and matrixed environment while managing multiple assignments
- Bachelor's degree in Information Systems, Computer Science, Finance/Business or Engineering and minimum of 5 years IT audit experience, with 2+ years leading IT audits, with deep technical expertise
- Understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes / areas / functions
- Strong knowledge base in auditing IT operations, including system infrastructure and database security, networking, software development, change management & business continuity
- Strong analytical abilities and understanding of business/ technology processes to identify control deficiencies, process issues, and business problems and recommend potential solutions
- Ability to see the big picture and analyze risks and make recommendations for improvements to mitigate those risks
- Superior written / verbal communication skills and ability to interface with executives and hands-on technology practitioners to bring meaningful, strategic change in the sphere of information protection, data security and privacy, and business continuity
26
Technology Audit Resume Examples & Samples
- Perform continuous monitoring of relevant areas in the business
- Contribute to evaluating the enterprise risk framework, policies and standards
- 3+ years experience of development and execution of testing strategies to assess control environments as part of an internal or external audit role/function, or as part of a risk management function
- Financial services industry business process knowledge, in particular relating to IB
- Knowledge of Japanese language will be a plus
27
VP, Enterprise Technology Audit Singapore Resume Examples & Samples
- Lead audit engagements covering Enterprise technology functions, primarily in the Global Technology Infrastructure areas. Participate in all aspects of audit activities including risk assessments, planning, testing, evaluation, report creation, documentation, and determining effectiveness of risk mitigation plans
- Perform audit work independently with minimum supervision, and in accordance with department and professional standards, and complete assignments in an efficient manner
- Extensive knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment
- Detailed hands-on technical knowledge across multiple technology environments (e.g. distributed environment, databases, network, data centers). Familiar with the inherent risks presented in these environments and controls required to manage the risks
28
Internal Technology Audit Services Experienced Associate Resume Examples & Samples
- Technical and operational cybersecurity, privacy and/or IT risk knowledge
- Standard industry practices relating to the above areas in order to assist clients with assessing their posture and improving their program
- Fundamental knowledge of common cybersecurity, privacy or technology
- Communicating in an organized and knowledgeable manner in written and verbal formats including delivering clear requests for information and communicating potential conflicts
- Conducting quantitative and qualitative analyses of large and complex data
- Prioritizing and completing tasks; and communicating potential conflicts to a supervisor
- Creating and contributing to a positive working environment through managing one’s workload and respecting the work-life quality of other team members
- Clarifying and understanding of team roles and responsibility and proactively seeking guidance, clarification and feedback
- Staying informed of industry specific trends and commitment to sharing knowledge with the team; and,
- Utilizing available technical resources and tools to research and expand one's sphere of knowledge to enhance work product, and to remain up to date on client and firm hot topics, while sharing the knowledge amongst the team, where applicable
29
Technology Audit Manager Resume Examples & Samples
- BA/BS degree in information systems, computer science, or related field
- Ability to travel up to 15%
- Results-oriented leader – ability to motivate, manage, and drive consensus across diverse teams
- Working experience with cloud computing environments
30
Internal Audit Technology Audit Principal Resume Examples & Samples
- At least 4 years of full-time experience in technology auditing (business operational auditing is a plus), or other audit or advisory roles, such as consulting, business analysis, quality assurance, program evaluation, or public accounting with an emphasis in technology. For those without an audit or consulting background, we are seeking individuals with 4 or more years of full-time experience in Technology such as Information Security, Systems Development, technology Service Delivery, Project Management, Quality Control, technology Infrastructure, technology Operations, technology Processes, technology Governance, Database Management, or Network.) obtained within Nordstrom, or at in another retail environments, or large multi-channel international organizations
- Considerable knowledge of and skill in applying technology auditing principles including technology Controls Framework, COBIT, ISO, NIST, SANS, or Global Technology Audit Guides (GTAG)
- Ability to review DevOps, Waterfall, Agile, Rapid Application Develop, and Proof of Concept software development methodologies
- Ability to perform reviews of Operating Systems, Network, Database, web and ERP applications such as Oracle
- Effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations for improvement
- Ability to establish and maintain harmonious working relationships with co-workers, department members, and external contacts, and to work effectively in a professional team environment
31
Internal Audit Technology Audit Manager Resume Examples & Samples
- Bachelor’s degree from an accredited college or university preferably in information systems, computer science, engineering or other related Technology field. Equivalent experience may be substituted for this requirement
- A graduate degree in business administration or related field, or a certification/degree in a specialty field related to Technology (e.g., CISA, or CISSP, or CISM etc, Technology auditing, computer science) Equivalent experience may be substituted for this requirement
- Considerable knowledge of and skill in applying technology auditing principles including IT Controls Framework, COBIT, ISO, NIST, SANS, or Global Technology Audit Guides (GTAG)
- Knowledge of or ability to learn/use the IIA Standards and Code of Ethics
- Knowledge of management information system terminology, concepts, and practices
- Knowledge of contemporary risk management and control techniques and control frameworks
- Ability to learn and apply complex and varied techniques (Six Sigma, statistical sampling, operational research, business process analysis modeling, etc.)
- Ability to consciously exploit new ideas or reinvent ideas to provide new solutions
32
Senior Manager, Technology Audit Resume Examples & Samples
- 10+ years of experience in Information Security, Technology Audit, IT Risk Management, Security Compliance, Technical Program Management
- Software development, IT operations, or related experience
- Working experience with a service-oriented architecture (SOA)
- Graduate degree information systems, computer science, or related field
- Relevant certifications (CISSP, CISM)
- Familiarity with COBIT, ISO and/or ITIL frameworks
33
Senior Manager, Technology Audit Resume Examples & Samples
- BA/BS degree in information systems, computer science, software engineering or related field
- 5+ years of experience building technology-enabled products and services
- 10+ years of relevant work experience in areas such as Technology Audit, Information Security, IT Risk Management, Performance & Analytics, and Technical Program Management
- Proven ability to work collaboratively cross-functionally, cross-border and vertically across a fast paced, changing environment
- Demonstrated ability to improve processes using automated solutions
- Experience using data analytics tools and techniques to improve audit programs
- Effective and polished communicator in both written and spoken English
- Experience creating and implementing technology training programs
- Experience managing or coordinating projects involving multiple resources and teams
- Ability to facilitate and influence decisions
- Demonstrated experience in gathering, analyzing and synthesizing business requirements from multiple sources
34
Manager, Technology Audit & Risk Mgmt Resume Examples & Samples
- Build an audit team supporting Consumer Business technology teams, emphasizing IT knowledge and expertise
- 7+ years of experience with operations auditing, risk management, or information security
- A fast learner who can quickly absorb the nuances and behaviors of Amazon's systems architecture. Understanding of modern transaction processing environments is a plus
- Analytical decision making with a demonstrated ability to drive issues to completion
- Excellent written and verbal communication
- Enthusiasm to work hard and make history
35
Technology Audit Manager Resume Examples & Samples
- Execute risk and readiness assessments, vulnerability assessments in cyber security areas; conduct and review penetration tests, security tests, detailed access reviews
- Evaluate the design and operational effectiveness of IT general controls and application controls, both compliance and operational (non-SOX), as part of integrated operational audits
- Connect the dots between IT operational risk and broader business risk, providing management with risk insights
- Communicate with the business in a language they understand, and recommend solutions
- Assess and articulate risks associated with system implementations, configuration management, maintaining security protocols and user access management
- Areas of IT risk focus may include, information security, cyber security, networking, system virtualization, network and storage environments, private and public clouds, SDLC processes (waterfall & agile), systems change management, logical access, database and operating system configuration and security, end-user computing, IT operations, and SaaS security and control
- Maintain technical expertise and apply leading practices in advanced audit techniques (e.g., risk assessments, cloud computing, data analytical tools and review procedures.)
- Bachelors with 4+ years of relevant experience
- Professional certification is a plus (CISSP, CISM, CEH, CISA, CompTIA Security+, GSEC)
- Demonstrated experience in successfully conducting security risk assessments and reviews
- Strong technical skills including experience with operating systems, security software, network, server and network virtualization, telecommunications, database management systems, business and operational applications, system development and project management practices
- Knowledge of current/emerging technology including SaaS, PaaS, IaaS, cloud computing, and virtualization
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Manager, Technology Audit Resume Examples & Samples
- Performs detail risk assessments, determines systems, business applications and activities to audit and the scope of audit testing
- Assists the Director/Senior Manager Information Technology Audit & Advisory Services in developing the annual audit plan and scheduling of audit assignments
- Manages and/or performs tests and evaluations of internal controls over IT planning and organization, IT solution acquisition and implementation, delivery and support of IT services and the monitoring of those IT processes
- Reviews and approves work papers submitted by audit staff for accuracy, completeness, and compliance to department standards
- Manages preparation of audit reports at the completion of each assignment. Makes recommendations where corrective action is needed and provides an audit opinion. Ensures that audit reports are issued in accordance with department protocols upon completion of fieldwork
- Assists the Director/Senior Manager Information Technology Audit & Advisory Services in ensuring that employees continue to develop their auditing and information technology skills. Monitors audit staff progress and conducts performance appraisals to ensure audit staff maintains the highest standard in performance. Identifies career-path and job opportunities for the audit staff as they arise
- Must possess a high level of competency in information systems and business application internal controls, COBIT, GASSP and IIA auditing standards coupled with an excellent understanding of business concepts, processes and operations in a manufacturing and service environment
- Demonstrates solid experience in information technology or information technology auditing
- Possesses strong analytical, interpersonal, oral and written communication skills and an ability to manage and prioritize multiple projects
- 25% travel required. Must be able to travel domestically and internationally. Valid US driver’s license with clear driving record required
- Minimum 8-10 years related experience required
- CPA, CISA or MBA preferred
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Manager, Technology Audit Resume Examples & Samples
- Understand the company’s technology strategy, operations and regulatory environment to proactively identify areas of emerging and heightened risk related to technology that affect the company. Reach agreement with management the risks affecting the technology unit; develop risk management objectives and audit programs to evaluate these risks
- Develop and implement a strategy to gain ongoing assurance over information services through automated methods. Identify opportunities to automate testing using toolsets deployed internally or through the assessment of other monitoring/analytic tools available on the market
- Perform an inherent risk assessment of assigned audit units, annually. Define and propose changes for information services audit units, maintain record of risks, key activities, systems and processes for sub audit units. Draft and maintain coverage strategy for sub audit units. Provide recommendations and ideas into the development of the IS audit plan
- University degree, plus a recognized IT audit / security (CISA / CISSP or similar) designation, with at least 4 years of relevant experience. An auditing / accounting designation (CPA, CA) is valuable
- Experience working in a client-facing, matrix, project-based organization; typically gained through prior audit, advisory, consulting, or public accounting experience in a “Big Four” firm or other large organization
- Working knowledge or prior experience with information systems used in corporate Group Functions and/or investment management is an asset
- Working knowledge of financial institution processes, including those relating specifically to corporate Group Functions and/or investment management, is an asset
- Proven managerial skills with progressive experience in the leadership and development of a team of professionals
- Ability to quickly comprehend business processes and identify the risk implications, analyze complex situations, reach appropriate conclusions, and make value-added and practical recommendations
- Good working knowledge of financial services operations
- Proven track record for developing and carrying out plans to deliver quality results on time and within budget
- Proven relationship management skills including a demonstrated ability to deal effectively with staff at all levels to functional VP's and AVP's
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Engagement Manager, Technology Audit Resume Examples & Samples
- Information Security and Privacy
- Computer Operations
- Systems Development and Change Management
- IT Portfolio, Program, and Project Management
- Governance and Strategy
- Business Continuity Management and Disaster Recovery
- Emerging Technologies (e.g., Cloud, IoT)
- Network Operations (e.g., performance and capacity management)
- Supervises an engagement team to conduct audit projects across technology areas, which may cover business units from Comcast Corporate, Comcast Cable, and NBCUniversal. Out-of-town travel approximately 25-35%
- Reporting: Leads team in developing an Audit Report, which includes recommendations and action plans developed with Business Management. Reviews audit workpapers to ensure they are clear and well-organized and that they appropriately document the work performed. Writes clear and meaningful audit comments and recommendations for action by management. Ensures audit reports are developed timely and with high quality. Participates in presenting the Audit Report to CAAT and Business Leadership
- Development: Supervises engagement team members to develop audit and business skills. Identifies opportunities for improvement to audit methodology, tools, and training. Actively pursues Center of Excellence expertise in alignment with career goals; participates in CAAT, Comcast, and other external community activities and service
- Recommends and explores alternative courses of action for correcting control weaknesses, resolving operating problems, or improving performance
- Establishes working relationships with key technology personnel throughout the Company to sufficiently gain respect and understanding while maintaining an objective focus
- Bachelor's Degree or Equivalent in Management Information Systems (MIS), Computer Science, Accounting / Finance, or a related discipline with solid academic credentials
- Minimum of 5 years of progressively responsible experience that includes IT audit, compliance or other internal control functions
- Generally requires 6-9 years related experience
- Experience with identifying risks and controls in regards to various IT related areas (e.g., application, operating system, database, and network)
- Knowledge of and experience with fundamental IT General Controls (e.g., user administration, change management, backup and recovery, program development) concepts and principles
- Familiarity with Technology risk and control assessment frameworks (e.g., COSO, COBiT, ITIL, PMBOK and ISO 27000)
- Professional certification a plus (e.g., CISA, PMP, CIA, CPA, ITIL, CISSP)
- Demonstrated ability to work in a complex, dynamic, and fast-paced environment with strong inherent project management skills, including: prioritizing tasks, balancing workload between multiple projects, anticipating next steps, adapting to changing situations and project scope
- Able to quickly grasp complex subject matter (both technical and business processes) and apply strong analytical skills and business orientation to assessing processes, risks and controls
- Strong interpersonal skills required, including: written and verbal communications, willingness to assist in areas outside of direct assignments when necessary, and commitment to self-improvement and completion of team objectives
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Asset Management Asia Technology Audit Team Lead Executive Director Resume Examples & Samples
- Participate in audit engagements covering the Asset Management and Commercial Bank businesses including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure
- Establish strong working relationship with Technology and control groups (i.e. Risk management, Compliance) while maintaining independence
- As a member of the Asset Management and Commercial Banking Audit Extended Management Team foster a climate and culture that encourages integrity, respect, diversity, excellence and innovation
- Up to approximately 20% travel required
- Minimum of 10 years of experience, preferably in Technology Audit
- Knowledge and, preferably, experience of relevant Investment Management, Wealth Management and Commercial Banking business and products. Ideally this experience will be from an audit or risk perspective
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Technology Audit Manager, AWS Resume Examples & Samples
- BA/BS degree in computer science, management information systems, computer engineering, informatics, or related field
- 8+ years of experience in technical program management, software development, technology risk management, IT audit, information security, and/or compliance
- Results-oriented manager – ability to motivate, lead, and manage diverse teams
- Enthusiasm to learn new technologies and drive continuous improvement
- Experience in performing technical assessments and audits of network, operating systems, application security, as well as auditing IT processes
- Clear understanding of cloud computing services/deployment architecture
- Demonstration of innovative audit approaches in non-traditional IT environments (cloud)
- Experience and proficiency in public speaking
- Experience leading risk assessments and defining audit roadmaps
- Graduate or advanced degree
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Global Cybersecurity Technology Audit Manager VP Resume Examples & Samples
- Leading technology audits covering focused areas of cybersecurity such as digital forensics, threat intelligence or penetration testing as well as more general IT process reviews within cybersecurity
- Monitoring various major cybersecurity development initiatives, and performing continuous risk assessments of coverage areas
- Participate in all aspects of audit activities including risk assessments, planning, testing, control evaluation, workpaper documentation, report drafting, issue clearance with cybersecurity stakeholders, and follow-up/verification of issue closure
- In addition, the candidate will develop senior cybersecurity stakeholder relationships as well as partner with Audit team members in other business areas (e.g. Corporate & Investment Bank, Consumer & Community Banking, etc.) to ensure the delivery of a seamless program of control and audit risk coverage
- Knowledge of information security controls, infrastructure technology, technology governance and assessments
- A relevant information security or cybersecurity professional certification is expected e.g. CEH, GIAC, CISA, CISM, CISSP
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Technology Audit Resume Examples & Samples
- Coordinate, review and approve Technology Investments submissions in response to scheduled internal and external audits
- Ensures audits are performed in accordance with regulatory, departmental and professional standards
- Coordinate review activity and matrix manage colleagues to drive timely responses
- Review information prior to submission for completeness and accuracy
- Analyze findings and provide guidance regarding risk remediation
- Produce reports on issue progress, results of reviews, and the overall risk portfolio
- Coordinate ongoing monitoring and tracking of remediation to ensure successful and timely completion
- Liaise with Technology Audit Coordination and other Technology and business areas, as needed
- Maintain deep understanding of organization wide objectives, interactions, issues and risks
- Serve as a contact to senior management on audits
- Create/maintain calendar of audits
- Create/maintain repository of all audit responses and documents provided utilizing a GRC tool
- Create/maintain process documents to facilitate audits
- Create/maintain repository of key internal audit contacts
- Establish/manage a communication/reporting process for audits
- Help prepare reports of audit findings for the Board’s Audit Committee and Board of Directors
- Manage activities, review and approve responses for MAR/SOX work and control certifications
- Work with 2nd Line of Defense Risk Assessment staff, as needed
- Work with and assist the Security and Risk Regulatory Coordinator, as required
- Bachelor's degree in Information Technology or equivalent work experience
- 5 years IT auditing or IT Risk experience in financial or insurance environments
- Proven technical knowledge of Information Security principles and processes
- Good technical knowledge in risk identification and mitigation
- Proven experience in a Governance, Risk & Compliance (GRC) framework
- Excellent written and verbal communication skills
- Ability to function independently with limited direction
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Team Lead-technology Audit Resume Examples & Samples
- In depth working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, FERC, NERC, FASB, GAAP, GAGAS and IIA standards
- Understanding of the electric utility industry including rate making concepts and cost structure
- Excellent interpersonal, written and oral communication skills; requires critical thinking and analytical ability in accumulating and interpreting large amounts of data and information to identify audit issues and develop practical cost effective solutions
- Excellent planning and organization skills to administer audits and maintain adherence to audit plan; will encompass supervision of multiple audits concurrently
- Advanced understanding of sampling strategies and confidence levels and use of data analytics
- Excellent knowledge and experience with Microsoft Office Products such as Access, Word, Excel, PowerPoint, SharePoint and Visio
- Excellent knowledge of Information Systems auditing concepts and techniques with ability to apply to specific audit assignments
- Excellent working knowledge of COBIT
- Proficient understanding of IT general controls
- Minimum seven years’ experience in auditing preferable from a combination of Big 4 and major organization/company audit experience; minimum three years in supervisory position, supervising multiple, complex audits or minimum of 12 years’ experience auditing in an audit firm and/or organization/company; minimum of 5 years supervisory experience/
- A CPA, CISA or CIA required., MBA, CFA or CFE professional designation a plus
- Minimum seven years of Information Systems Technology audit experience preferable from a combination of Big 4 and major organization/company audit experience
- CISA or CISSP designation required, CPA, CIA, CISM, CGEIT, ITIL designation not required, but desirable
- Experience auditing some of the following: SAP, Windows, Unix, Oracle, SQL, LANs, WANs, Internet/Firewalls, Windows, Network Security and Infrastructure, Cybersecurity
- Experience performing audits of business applications and conducting application reviews and system implementation audits
- Working knowledge and experience with auditing tools such as IDEA and Audit Control Language (ACL) preferable
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Technology Audit VP Resume Examples & Samples
- Active participation in department-wide strategic initiatives aimed at optimizing technology control activities and processes
- Audit planning, ongoing business engagement activities and risk assessments
- Collaboration with other Corporate risk and control functions to coordinate audit and planning related activities
- 6+ years of strong experience, including leadership, in technology audit or related fields
- Experience managing teams of skilled professionals
- Excellent communication, impact and influence and interpersonal skills; strong writing skills, particularly as related to audit reports and management presentations
- Undergraduate or graduate degree in computer science, management information systems, engineering or a technology field
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Director, Technology Audit Asia Resume Examples & Samples
- Demonstrate functional leadership, working collaboratively within BIA to develop strong client relationships which are independent and seen as a respected voice
- Develop, drive and lead delivery of an audit plan ensuring it is completed according to BIA methodology and achieves quality standards. Contribute to the delivery of the BIA Audit Plan and provide assurance on the Control Environment to key stakeholders
- Provide leadership and develop the BIA GCOO Audit teams in Singapore and Japan, covering the regional Barclays International infrastructure, mainly in Global COO areas (primarily technology and operations) as well as other key areas in change and data analytics. The candidate will also play a pivotal part as part of our strategic plan towards building out further BIA capabilities in India
- Collaborate and support the Portfolio Heads to define the appropriate coverage strategy and audit plan for Barclays International GCOO and Asia region, taking into consideration the Audit Risk Appetite, the current and expected business environment, the regulatory requirements and the resourcing levels within the Function
- Guide, review and approve work carried out on audit assignments to ensure the scope of work is appropriate, controls are correctly identified, assessed and carried out in accordance with BIA Methodology, policies, professional standards and budget
- Deliver a view on the effectiveness and adequacy of risk management and controls to the relevant BIA Director/MD and the business
- Contribute to clear and insightful committee reporting, audit reporting and propose pragmatic remediation actions, relevant to the issues raised by BIA
- Bring to the attention of the relevant BIA Director/MD and executive management control and risk management issues, weaknesses or irregularities of material significance in the existence of application of controls
- Strive to empower others to bring efficiency and enhanced quality to audit processes
- Build a deep understanding of the strategy of each business area of the organisation responsible for which may impact the audit plan, including social/economic/technological trends in all client and customer groups. Be able to adapt plans, where appropriate
- Define and manage the audit plan by defining the risk profile for the specific business area
- Set the standard for exceptional reporting standards
- Update awareness of risk issues and changes across relevant business areas. Use this knowledge to input to audit strategy and direction
- Promote a culture of efficiency through use of expert knowledge to focus audit plan and to support BIA strategic direction and using of Agile techniques
- Oversee effective and efficient use of the team’s resources and budget
- Ensure lessons learnt are undertaken where events/issues are identified, to ensure BIA continuously improves
- Contribute to effective and transparent relationships with key global and regional regulators, and external auditors
- Bachelor’s degree or international equivalent
- 12+ years of auditing experience or related experience to technology or financial services sectors
- Extensive technical knowledge of IT risks and controls, including applications and infrastructure, within a banking environment; specifically in relation to general IT controls, Markets business technology, analytics and applications
- Practical understanding of relevant regulatory environments and their impact on technology audit (for example: MAS 644/TRM, HKMA TM-G-1, RBI IT guidelines, etc)
- Extensive experience with developing and executing audit strategy and assurance plans, and delivery of audits within a fast paced, challenging and regulated environment
- Records of accomplishment of success/high performance in a large, matrix organisation. Demonstrate understanding of the complexities of large corporate organisations and how to apply this to the role
- Demonstrate a strong understanding of financial services with demonstrated adaptability through demonstrated success in roles across different product lines and technical disciplines
- Significant experience with leading and developing high performing teams. Developing leaders in the organization through feedback, coaching and mentoring
- Extensive experience of developing and maintaining relationships with MD level executive management
- Evidence of driving change/leading business initiatives/contributing to team and function strategy
- Opens to and supports travel (~20%)
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Asset Wealth Management Technology Audit Manager Team Lead-VP Resume Examples & Samples
- Continue to strengthen and manage relationships with senior AWM technology leaders and related control groups
- Manage relationships and field requests from Regulators
- Present audit issues to various risk and control committees and Boards
- Hold their team accountable for high quality work and within budget
- Conduct annual performance appraisals for their team and provide ongoing feedback
- Stay current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and compliance
- Work closely with other regional/global audit colleagues the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Minimum of 10 years of experience, preferably in Asset Wealth Management/ Technology Audit
- Solid knowledge of products and services provided within the Asset Management/Alternatives Investment business, including related fiduciary activities and risk considerations
- Knowledge of applicable laws and regulatory requirements
- Degree, professional accountancy qualification and/or other professional certifications (e.g. CISA, CISM, CISSP) are a plus
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Director of Technology Audit Resume Examples & Samples
- Provide Strong Leadership and Vision in executing the Technology audit function across all business units
- Evaluate the completeness and effectiveness of information security and compliance policies and procedures
- Monitor and assess the effectiveness of compliance with IT & Network policies
- Assess the appropriateness of the design of IT General Controls and perform tests to determine the level of compliance with IT General Controls in support of the Sarbanes-Oxley Section 404 internal control assessment
- Provide guidance on identifying IT / Technology risks and assess the respective risk management plans
- Prepare very complex technology risk analysis, which forms the basis of the annual audit plan. This will also include preparing the Technology audit resource allocation and schedule for all related work
- Perform periodic IT/ Network audit project work as outlined in the annual audit plan
- Provide input into Technology audit strategy and scope, directly manages the audit team and external consultants in the execution of the audit plan, including review of work papers and other deliverables. Review complex audit issues to identify pervasive themes, co-author the audit report and present recommendations to senior management
- Assist SVP of Internal Audit to implement effective management and Board reporting systems that ensures timely identification and reporting of risk and control matters and prompt/early escalation of critical issues including follow-up to resolution
- Monitor the internal control systems to ensure that appropriate access levels are maintained
- Partner with Information Technology and Network groups, Process Owners, Controllers Group, and the external auditor in connection with the annual financial statement audit and internal control assessment
- Responsible for all work performed by the audit staff (both full-time associates and external contractors), ensuring completeness of work, accuracy of control issues and quality of recommended solutions / work performed
- Assist in the professional and career development of the Technology audit team
- Advise the organization with current information about information security technologies and related regulatory issues;and
- Provide value-added services to the organization by identifying and communicating best practices focused on increasing shareholder value, working with the business to assess feasibility and cost-effectiveness
- 10+ years of experience with proficiency in the following areas
- Information systems and technology
- Information security in computer network environments
- Business Continuity and Disaster Recovery
- One professionally recognized certification (CISSP,CISA) or equivalent certification in Internal Auditing or Computer Security desired
- Desired command of COSO, COBIT, and PCI. Understanding of IPPF, COSO 2013 Framework, and SOX 404. Experience in performing audits under SSAE 16, PCI, and other standards
- Experience with the requirements of SOX 404 and internal controls over financial reporting
- Experience with IT in agile environments
- Experience educating leaders across matrix environments
- A self-aware, self-confident individual who has well developed listening skills, and a strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of technology subjects while carefully balancing the independent requirements of the IA function
- Specific subject matter expertise regarding technology application and operational control disciplines and a strong business understanding of technology products and related information security concepts, especially those with significant information protection and privacy risks
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VP-technology Audit Resume Examples & Samples
- IB applications
- Third Parties and Change
- Regulatory requirements in the areas of IB applications, technology, Third Parties and Change
- Collaborate and support the Director to define the appropriate coverage strategy and audit plan for [Insert Business / Function], taking into consideration the Audit Risk Appetite, the current and expected business environment, the regulatory requirements and the resourcing levels within the Function
- Review and complete processes and documentation of scoping, risk & control identification, control evaluation and observations in BIA audit toolkit
- Provide complete, accurate and timely information for BIA reporting
- Proactively take on additional tasks as requested by the BIA Director/Managing Director
- Practical understanding of relevant regulatory environments and its impact on technology (for example: JFSA technology/outsourcing regulations, etc)
- Relevant professional qualifications (e.g. CIA, CISA, CISSP, CRISC, CEH, etc.)
- Practical understanding of relevant regulatory environment (e.g., MAS, HKMA, JFSA, RBI)
- Financial services industry knowledge, in particular relating to Investment Banking, and Asian context
- Knowledge of Operations and Back Office functions and the technology supporting them
