Technology Auditor Resume Samples
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Technology Auditor Resume Samples
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JC
J Cassin
Jessy
Cassin
171 Orie Causeway
Dallas
TX
+1 (555) 651 1421
171 Orie Causeway
Dallas
TX
Phone
p
+1 (555) 651 1421
Experience
Experience
San Francisco, CA
Technology Auditor
San Francisco, CA
Brekke-Herman
San Francisco, CA
Technology Auditor
- Perform ongoing monitoring of Consumer Banking technology groups
- Perform ongoing monitoring of Mortgage Banking technology groups
- Testing of the controls defined during the planning process
- Stay up-to-date with evolving technology changes and market events impacting the Consumer Banking channels and products
- Exposure to a wide variety of technology including Virtualization, Microsoft operating systems, and Microsoft database management systems
- Walkthroughs with IT staff of the technology being audited
- Knowledge of emerging IT risks
New York, NY
Senior Technology Auditor
New York, NY
Zboncak-Emmerich
New York, NY
Senior Technology Auditor
- Provide control consulting services to management to assist in redesign efforts that improve the control environment
- Assist audit management with macro reporting by providing data relevant to technology audit findings
- Assist audit management with macro reporting by providing data relevant to IT audit findings
- Providing guidance and assistance in developing and deploying continuous audits and automated testing utilizing data analytics
- Contributes to the development of audit processes improvements
- Assist with the testing and integration of new business process improvement tools
- Strong application and process business domain in either Investment Bank, Wealth Management, Asset Management, Retail Banking or Group Functions
present
Houston, TX
AVP Senior Technology Auditor
Houston, TX
Casper Inc
present
Houston, TX
AVP Senior Technology Auditor
present
- Establish strong relationships with management in technology, related control groups such as Risk Management, Compliance, and Audit colleagues
- Working knowledge of application controls and application development lifecycles and methodologies such as waterfall or Agile
- Lead in the planning and execution of IT and integrated audits while ensuring compliance with JPMC Audit Department methodology and industry professional standards
- Develop recommendations to strengthen internal controls and improve operational efficiency
- Ensure proper testing of internal and external controls, and when acting as lead, manage the ongoing communication and reporting processes with the stakeholders and senior management
- Lead audit engagements covering Mortgage Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
- Working knowledge of application controls, for example Access Administration, Change Management, Security Configuration and Business Resiliency
Education
Education
Bachelor’s Degree in Management Information Systems
Bachelor’s Degree in Management Information Systems
Georgia Southern University
Bachelor’s Degree in Management Information Systems
Skills
Skills
- Strong communication skills (Written and verbal)
- Presentation skills, motivated self-starter, learns quickly
- Experience with Data Analysis using data mining tools and CAATs, capable of script tests to support audit work
- Technical knowledge of IT systems, including
- Significant experience in applying relevant technical knowledge in at least one of the following areas: (a) IT operations or application reviews; (b) network operations or security audits; (c) SSAE16, SOC2 or PCI compliance engagements; and/or (d) ERP security and control reviews (Oracle, SAP, PeopleSoft)
- Demonstrate an ability to grasp fundamental technical concepts and assimilate information
- Ability to engage and build relationships with senior client management
- Management of control related review and improvement initiatives in an IT first line role, second line risk role or assessment in an internal audit including planning and delivery, across multiple locations
- Applicable knowledge of business risk related to IT risks and controls in complex systems environments
- Create an environment to encourage knowledge sharing, asking questions and sharing viewpoints with BIA colleagues and peers in the business
15 Technology Auditor resume templates
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1
Senior Technology Auditor Resume Examples & Samples
- Planning information technology audits (e.g., application, program development, information security, operating system, database, computer operations, network infrastructure, web site security, disaster recovery), including obtaining a comprehensive understanding of audit areas, relevant controls, and expected testing by meeting with auditee management, documenting the control environment, preparing the planning memorandum and preparing the audit program
- Executing technology audits and/or working on special projects as requested by audit management. Audit fieldwork includes completing the audit program and documenting control weaknesses, inefficiencies, root causes, risks, and recommendations. Manage the audit within the given timeframes. Test work and information gathering may consist of one or more of the following techniques: observations, interviews, analytical procedures, re-computations, and review of pertinent documents
- Finalizing audits, including reviewing working papers, conducting exit meetings, and drafting initial findings and the audit report
- Interacting with internal compliance teams, external auditors and/or regulators
- Continuing education development and other administrative time
- Bachelor degree or equivalent. Information systems, computer science, auditing and/or accounting course work preferred
- Three to five years auditing experience minimum, with at least two years of technology experience and at least one year in a senior/supervisory position
- Experience in medium to large-scale application reviews and system development projects, and ability to perform reviews on various platforms (e.g., Unix, Windows, iSeries, z/OS, SQL DB, Oracle DB, network devices)
- A professional auditing, security, or accounting designation (e.g., CISA, CISSP, CPA, CA, CIA, CFIRS/CTA) or to have substantially completed the requirements for such a designation while actively pursuing the completion of such a designation
- Ability to work with minimal supervision and exercise independent judgment consistent with department guidelines
- Ability to use industry standard tools (e.g., ACL, SAS) to perform data integrity, analysis, and quality assurance reviews (a plus)
- Experience in the asset management and banking industries (a plus)
- Knowledge of regulations affecting the asset management and banking industries (a plus)
2
VP Senior Technology Auditor Resume Examples & Samples
- Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility The position may require up to 15% travel
- Bachelor's degree in Computing, Accounting, Finance, or other related area. All relevant educational, business or accounting qualifications will be taken into account
- Minimum of 8 years of work experience in auditing or technology with exposure to financial services industry, preferably asset management
- Ability to evaluate and determine the adequacy of internal controls by considering business, IT and infrastructure risks in an integrated manner
3
Assistant VP Technology Auditor Resume Examples & Samples
- Identify risks, evaluate, test and report on the adequacy and effectiveness of management controls
- Minimum of 5+ years of work experience in auditing or technology with exposure to financial services industry, preferably asset management
- Ability to build strong partnerships across the technology and business audit teams through a proactive, open and communicative approach
4
Corp-latin Regional Technology Auditor, Based Resume Examples & Samples
- Participatein audit engagements covering the Asset Management businesses primarily includingrisk assessments, audit planning, audit testing, control evaluation, reportdrafting and follow-up and verification of issue closure
- Identifyrisks, evaluate, test and report on the adequacy and effectiveness ofmanagement controls
- Finalizeaudit findings and use judgment to provide an overall opinion on the controlenvironment
- Build andmaintain key relationships with stakeholders, establishing a culture ofengagement while adding value
- Documentaudit results and communicate issues to management, identifying opportunitiesfor improvement in the design and effectiveness of key controls
- Effectivelymanage audit engagement teams, performing timely review and providing honestand constructive feedback
- Liaisewith global and regional Audit management
- Stay upto date with the global regulatory and market environment, especially as itpertains to Asset Management and itssupporting technology
- Buildeffective contacts and relationships with client management and colleaguesthrough effective teamwork and innovating thinking
- Enthusiastic,self-motivated, effective under pressure and willing to take personalresponsibility
- Theposition may require up to 25% travel
- Bachelor's degree in Engineering, Technology, Computing or relateddiscipline with a minimum of 5 years of work experience as a Technology Auditor,Risk/Control professional or related areas
- Strong understanding of technology processes (e.g. changemanagement, security operations, technology operations, business continuity,etc), project management, application and infrastructure control
- Extensive knowledge of system development life cycle concepts withan ability to quickly learn a complex, distributed computing environment
- Fluent in English(verbal and written), Spanish preferable
- Ability to managemultiple tasks concurrently in an efficient and effective manner with minimalsupervision
- Excellentcommunication (i.e. verbal and written) and interpersonal skills with theability to present complex and sensitive issues to senior management, andinfluence change
- Teamplayer who works well individually andin teams, shares information andcollaborates with colleagues during execution of the audit plan
- Selfmotivated and self learned
- Abilityto document an audit work into a well structured document
- CertifiedInformation Systems Auditor (CISA) and Certified Information Systems SecurityProfessional (CISSP) designation considered an advantage
5
Technology Auditor Resume Examples & Samples
- Must have 2 years of relevant experience in internal/external auditing, or consulting
- Proven ability to multi task, complete assigned tasks on time and on budget, and be able to adapt to changing priorities
- Proven ability and desire to learn quickly and be flexible
6
Technology Auditor Mortgage Banking Resume Examples & Samples
- Work both independently and in a team setting to assess Mortgage Banking technology, identify key risks and controls, develop a strategy to test those controls, and perform test execution
- Communicate results of testing to both internal Audit management and key Audit stakeholders
- Accountable for meeting deliverables and adhering to department standards
- Perform ongoing monitoring of Mortgage Banking technology groups
- Stay up-to-date with evolving technology changes and market events impacting the Mortgage Banking channels and products
- Must have 2-5 years of relevant experience in internal/external auditing, or consulting
- Proficiency in risk analysis, and strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
- Proven ability to multi task, complete projects on time and on budget, and be able to adapt to changing priorities
- Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
- Working knowledge of application controls, for example Access Administration, Change Management, Security Configuration and Resiliency
- Enthusiastic, self motivated, and effective under pressure
- Proven ability and desire to learn quickly, be flexible and think strategically
- Prepared to travel to business locations domestically (up to 25%)
7
Technology Auditor Resume Examples & Samples
- Evaluates the adequacy and the effectiveness of key controls and potential business concerns by analyzing available documentation and asking insightful questions to identify root causes
- Identifies and documents audit findings clearly and concisely
- Understanding of audit objectives and concepts, e.g., risk and control assessment
- Experienced in conducting application reviews
- Worked closely with financial auditors
- Enjoys a good relationship with both business unit and IT auditees
- Requires minimal supervision in conducting audits
- Ability to design and execute effective audit testing
- Strong written and oral communication skills, in particular related to audit practices, e.g. client interviewing, drafting of audit issues and presentation of audit results
- Bachelors Degree (Computer Science or IT related preferred)
8
Senior Technology Auditor Mortgage Banking Resume Examples & Samples
- Establish strong relationships with management in technology, related control groups such as Risk Management, Compliance, and Audit colleagues
- Lead audit engagements covering Mortgage Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
- Monitor key risk indicators, significant change activities and escalation of emerging technology issues to management in a timely fashion
- Must have experience planning/leading/executing audits or similar projects, and providing staff with written and verbal feedback
- Minimum Bachelor's degree in Management Information Systems, Finance, Accounting or other related discipline. An MBA degree and/or professional certification, such as CISA, CPA, or CIA is a plus
- Proven ability to multi task, complete assigned tasks on time and on budget, and be able to adapt to changing priorities
- Strong communication and interpersonal skills required with ability to present complex and sensitive issues
- Proven ability and desire to learn quickly and be flexible
9
AVP Senior Technology Auditor Resume Examples & Samples
- Ensure proper testing of internal and external controls, and when acting as lead, manage the ongoing communication and reporting processes with the stakeholders and senior management
- Monitor key risk indicators and significant change activities and escalate emerging technology issues to management in a timely fashion
- BA/BS in Information Technology, MIS or Finance or a related field
- Basic understanding of key IT impacting regulations and standards such as GLBA and PCI
10
Audit CIB Technology Auditor Resume Examples & Samples
- Direct experience with eTrading platforms and/or businesses, including algorithms/models development, trading desk support, business analysis or test scenario development, market risk or advisory in trading solutions
- Project / program management and delivery processes
- Experience with Market Risk in eTrading or compliance is also well regarded
- Ability to apply a commercial outlook to their work, as well as being able to retain objectivity when undertaking an assignment
- Bachelor's degree in Technology, Finance or related discipline with at least 7+ years of total work experience in relevant roles
- The individual is expected to be able to communicate effectively with stakeholders and senior management both verbally and written in a variety of situations, including one to one, committee meetings and formal presentations
- Key facets of the communication skills required in all these situations are the ability to be both an effective listener, and influencer
- Personal Attributes
- Self-starter, the ability to organize and execute projects independently
- Excellent leadership and teamwork skills
- Good analytical skills and a keen eye for detail, with the ability to solve problems and make decisions
11
Technology Auditor Resume Examples & Samples
- Work both independently and in a team setting to assess Mortgage Banking technology, identify key risks and controls, develop a strategy to test those controls, and perform test execution
- Perform ongoing monitoring of Mortgage Banking technology groups
- Mortgage Banking channels and products
- Must have 2-5 years of relevant experience in internal/external auditing, or consulting
12
Associate Digital Technology Auditor Resume Examples & Samples
- Minimum Bachelor's degree in Finance, Economics, Accounting, Management Information Systems or other related discipline. An MBA degree and/or professional certification, such as CPA, CIA, or CISA is a plus
- Strong communication and interpersonal skills required with ability to present complex and sensitive issues
- Specific experience with mobile or on-line delivery channels and/or digital products is a plus
- Prepared to travel to business locations domestically (up to 15%)
- JPMorgan Chase & Co. is an Equal Opportunity and Affirmative Action Employer, M/F/Disability/Veteran
13
Corp-latin Regional Technology Auditor Resume Examples & Samples
- Participate in audit engagements covering the Corporate Investment Banking businesses primarily including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure
- Bachelor's degree in Engineering, Technology, Computing or related discipline with a minimum of 3 years of work experience as a Technology Auditor, Risk/Control professional or related areas
- Work experience with Argentinean’s regulations, especially with BCRA Communication “A” 4609
- Strong understanding of technology processes (e.g. change management, security operations, technology operations, business continuity, etc), project management, application and infrastructure control
14
Audit Cib Technology Auditor Avp / VP Resume Examples & Samples
- [Travel to overseas business locations as required]
- Significant previous Audit experience
- CISA, CISSP, certified is a plus
15
Technology Auditor Resume Examples & Samples
- Execute audits in accordance with departmental standards
- Manage resource budget
- Monitor and report on audit progress
- Planning and risk identification
- Walkthroughs with IT staff of the technology being audited
- Testing of the controls defined during the planning process
- Issue discussion with the auditees
- Presentation skills, motivated self-starter, learns quickly
- Understanding of audit objectives and concepts, e.g.,risks and controls assessment
- Show an appetite for challenge and getting involved in unfamiliar areas
- Demonstrate an ability to grasp fundamental technical concepts and assimilate information
- Databases (Sybase, Oracle)
- Operating Systems (Windows Unix/Linux)
- VPNs
- Networking, including LAN, WAN, WLAN and associated hardware
- Backup and Recovery systems
- Email and Instant Messaging
- Firewalls
- Must have experience of IT audit and/or business work experience, preferably with exposure to investment banking products, services and supporting technologies
- An excellent understanding of operational and technology controls comprising an organization’s overall internal control structure
- Appreciation of innovative IT solutions and the ability to quickly understand them
- Excellent written and oral communication skills, in particular related to audit practices, e.g. client interviewing, drafting of audit issues and presentation of audit results
- Professional auditing qualification and/or IT Audit/Security related professional certifications (CISA, CISM, etc)
16
Asia Technology Auditor Manager Resume Examples & Samples
- Work effectively with staff and auditees across different time-zones and regions, and also demonstrate effective multitasking capability on concurrent assignments
- Demonstrate strong report writing skills and effective communication with all levels of management. Be able to write and present audit findings and reports to the intended audience
- Work independently and with minimal supervision, while also demonstrating capability both to lead and execute audit assignments as required
- Have strong experience and appreciation of business-related technology controls gained from sales & trading organizations. Be able to communicate effectively with business audit colleagues as well as Business Unit management on technology risks and implications to business stakeholders
- Develop and maintain relationships with key auditees for effective continuous monitoring of technology risks. Provide relevant statements / conclusions based on data points gained from the meetings for inclusion in global and regional continuous monitoring packs
- Represent Internal Audit for technology coverage at meetings with senior internal and technology or business stakeholders.*LI-LT2
- Degree educated or equivalent (preferably a technical/IT related degree)
- Extensive experience in conducting IT application audits as well as technology infrastructure audits. This includes conducting effective risk-based planning, designing and executing effective audit testing, and drafting and presenting audit results
- Strong analytical and decision-making skills. Demonstrate thought leadership and sound professional judgment
- Self-starter and can work on multiple projects under pressure
- Consistently complete work on time and within budget without compromising quality
- Set annual personal and professional goals and measure performance against them
- Strong Cantonese and/or Mandarin language skills considered an advantage
17
Asset Management Technology Auditor Resume Examples & Samples
- Partner with the Business Auditors to deliver the global Audit plan
- Establish strong relationships with senior AM and CB leaders and related control groups
- Work with stakeholders in a consulting role to add value and address unresolved issues
- Listen attentively to influence and coach others
- Combine knowledge of AM, CB and firmwide Technology activities to recommend best practice solutions to issues
- Provide leadership to the team, including active coaching of less experienced auditors
- Provide ongoing continuous monitoring and relationship management
- Stay up-to-date with evolving technology and regulatory changes impacting the business
- Experienced senior IT professional with a proven Financial Services track record, with more than 10 years experience in combinations of successful application development, technology operations management or technology audit
- Extensive experience and demonstrated success in understanding and evaluating infrastructure and application controls
- Extensive, practical, working knowledge of the development lifecycle and project and program management concepts and controls
- Solid understanding of internal control concepts, Sarbanes Oxley requirements and strong analytical skills
- Ability to effectively manage and develop multi- location teams
- Certified Information Systems Auditor accreditation preferred
- Ability to travel (10- 15%)
18
Senior Technology Auditor Resume Examples & Samples
- Strong analytical abilities and understanding of business/technology processes to identify control deficiencies, process issues, and business problems and recommend potential solutions
- Ability to independently operate in a fast paced, diverse and matrixed environment while managing multiple assignments
- Excellent problem solving skills and attention to detail
19
Senior Technology Auditor Resume Examples & Samples
- Lead all activities within assigned information security projects of varying complexity, including ITGC reviews for SOX compliance
- Address operational risks (e.g., I&AM, SSO, BYOD, PCI, cloud based platforms) by conducting audits from planning, risk assessment, fieldwork through reporting to management
- Interact with business and IT stakeholders to propose system solutions that meet changing business requirements
- Document/Update process flows and narratives for internal controls. Conduct test procedures, compile audit findings, document and communicate remediation plans and complete work papers in compliance with IIA standards
- Write clear and concise communications to stakeholders, including recommended actions to address information security vulnerabilities and other information technology risks
- Act as an information security subject matter expert for the audit function
- Assist with the testing and integration of new business process improvement tools
- Assist with data collection for internal and external audits
- Bachelor's Degree in Computer Science, Information Technology or related field of study preferred
- At least 4-6 years of IT controls and data analysis experience, preferably inclusive of the Professional Services sectors
- Possession of a professional audit certification (e.g., CISA, CISSP, CIA and/or CPA) is required
- Ability to look at the current state of information security within the business unit and identify the following assessments: emerging trends in information security; emerging risks; risk landscape of business processes
- Solid understanding of control risk within enterprise solutions (e.g., SAP), and 3rd party environments
- Technical aptitude and experience with tools such Excel, ACL, or SQL
- Well-developed analytic, qualitative and quantitative reasoning skills
- Excellent written and oral communications skills: Ability to communicate with and build working relationships across all levels of organization
- Exceptional interpersonal and presentation abilities
- Capable of grasping new concepts quickly and adapting to developing situations
- Energetic, driven, client focused, self-motivated, results-oriented professional looking for a career with a growing company
- Must have the ability to excel in a deadline driven environment
20
Technology Auditor Resume Examples & Samples
- Application processing integrity
- Data analysis, functional reviews, access and entitlements review
- Application support and operations, system resilience and special projects
- The role will provide significant variety and potential for technical and professional development across an unrivalled product breadth
- IT Audit/Security related professional certifications (CISA, CISM, etc)
- Accounting skills/background and related professional certifications (ACA, ACCA, CIMA, etc)
21
AVP Senior Technology Auditor Resume Examples & Samples
- Lead audit engagements covering Mortgage Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
- Monitor key risk indicators, significant change activities and escalation of emerging technology issues to management in a timely fashion
- Must have experience planning/leading/executing audits or similar projects, and providing staff with written and verbal feedback
22
Corp Bacc-technology Auditor Resume Examples & Samples
- Participate in audit engagements covering the Corporate Sector businesses primarily including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure
- The position may require up to 25% travel
- Bachelor's degree in Engineering, Technology, Computing or related discipline with a minimum of 5 years of work experience as a Technology Auditor, Risk/Control professional or related areas
- Certified Information Systems Auditor (CISA) and Certified Information Systems Security Professional (CISSP) designation considered an advantage
23
Senior Technology Auditor Resume Examples & Samples
- Participate in IT audit risk assessment, planning and audit scope development as well as project execution as a critical team member on large, complex projects
- Promote enhancement of auditor judgment through targeted feedback that drives directly to technology and business control risks
- Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to the firm. Assist technology partners with the development of Management Action Plans to mitigate weaknesses, providing thought leadership on the appropriateness of the Plan
- Evaluate the adequacy and timeliness of management's response and the corrective action taken on relevant weaknesses noted within audit reports
- Provide control consulting services to management to assist in redesign efforts that improve the control environment
- Assist audit management with macro reporting by providing data relevant to IT audit findings
- Possess outstanding written and oral communication skills and demonstrate these skills during the audit process to the appropriate level of Visa and Audit management. Ideas should be expressed clearly and concisely
- Ability to travel domestically and internationally approximately 10 - 25%
24
Asia Technology Auditor Resume Examples & Samples
- Plan, execute and manage regional and global audits across different business silos (including Institutional Securities Group e.g. Equities, Fixed Income, Investment Banking and Global Capital Markets, Wealth Management, etc.) and Enterprise Infrastructure in accordance with established standards, taking a hands-on approach while also able to see audits through from start to completion
- Demonstrate self-discipline, maturity and effective time management
- Demonstrate creativity and intuitive thinking
- Willing to travel and work flexibly as needed
25
Technology Auditor Resume Examples & Samples
- Experience in auditing applications, interfaces, system infrastructure, data processing and computer general controls
- Experience with data Analytics and data mining tools
- Proven ability to build strong relationships with both the Business Unit and Technology clients
26
Technology Auditor Resume Examples & Samples
- Five to ten years IT Audit experience with a Financial Services, Brokerage Firm or a Public Accounting Firm with emphasis on the Financial Services Industry
- Experience in auditing applications, interfaces, system infrastructure, data processing and computer general controls Experience in distributed or mainframe environments
- Experience with data Analytics and data mining tools such as ACL
27
Technology Auditor Resume Examples & Samples
- Assist audit management in preparation for engagement risk assessment, planning and audit scope development
- Execute specific areas of an audit project under the supervision of the audit management, performing audit work using Visa's standard audit methodology to evaluate risk, determine control objectives, and verify the extent to which client techniques meet objectives
- Document test results in work papers ready for audit management review
- Demonstrate good written and oral communication skills to the appropriate levels of Visa and audit management during the audit process
- Interact with audit project team members in working towards departmental goals
- Bachelor's degree in business, computer science, or management information systems
- 3-6 years of IT audit experience, preferably with a large financial institution
- Experience evaluating system controls associated with complex business applications
- Good analytical, organizational and presentation skills
- Very good written and oral communication skills
28
Technology Auditor Resume Examples & Samples
- 3+ years of experience of working in or Auditing an Investment Banking environment; 3+ years of Banking functions experience as an Auditor, Risk Professional, Business Analyst or IT professional
- Knowledge of Financial Crime, Treasury, and Risk
- 3+ years experience of development and execution of testing strategies to assess control environments as part of an Internal or External Audit role/function or as part of a Risk Management function
- Relevant professional qualifications (e.g. CISA, CISSP, CRISC or other relevant technical qualification)
- Knowledge of Regulatory requirements, including one or more of the following: Dodd Frank, Volcker, Reg. W, FATCA, CCAR
- Knowledge about Risk, Compliance, Financial and Regulatory Reporting
29
Senior Technology Auditor Resume Examples & Samples
- Responsible for mentoring audit teams and ensuring audit execution across the region
- Strong application and process business domain in either Investment Bank, Wealth Management, Asset Management, Retail Banking or Group Functions
- Candidates from External/Big 4 audit firms are highly encouraged to apply
- Open to regional travel of 20 to 30%
30
Senior Technology Auditor Resume Examples & Samples
- Bachelor's degree in Information Systems, Computer Science, Finance/Business or Engineering and minimum of 3 years IT audit experience
- Experience in auditing IT operations, including system infrastructure and database security, networking, software development, change management & business continuity
- Analytical abilities and understanding of business/ technology processes to identify control deficiencies, process issues, and business problems and recommend potential solutions
- Superior written / verbal communication skills and ability to interface with hands-on technology practitioners
31
Functions Technology Auditor Resume Examples & Samples
- Contribute to evaluating the management control approach and control environment of relevant business areas
- 3+ years banking functions experience as an auditor, risk professional, business analyst or IT professional
- Knowledge of financial crime, treasury and risk
- Practical knowledge of Technology and/or Functions risk and control, including applications and/or technology processes (e.g. software development lifecycle or data management)
- Knowledge of regulatory requirements, including one or more of the following: Dodd Frank, Volcker, Reg. W, FATCA, CCAR
- You must be able to demonstrate that you live the Barclays values and behaviours as described below
32
Avp-functions Technology Auditor Resume Examples & Samples
- Contribute to maintenance and risk assessment of the audit universe and audit coverage strategy
- Contribute to management of audit coverage for assigned areas of the business, including proposing audit and continuous monitoring work, and contributing to maintaining the BIA opinion of control environment and management control approach
- Experience of working in or auditing investment banking environment and an understanding of relevant regulatory environment
- Experience of development and execution of testing strategies to assess control environments as part of an internal or external audit role/function, or as part of a risk management function
- Relevant professional qualifications (e.g. CISA, CISSP, CRISC or other relevant technical qualification; ACAMs, or other AML qualifications and graduate degree)
- Financial services industry business process knowledge, in particular relating to Functions
- Knowledge of regulatory requirements, including one or more of the following: Dodd Frank, Volcker, Reg. W, FATCA, CCAR, BCBS 239
33
Senior IS Technology Auditor Resume Examples & Samples
- Perform integrated audits including Information Technology (IT), Business Operations, and Compliance and Financial areas of the business with minimal guidance or oversight
- Executes integrated, application and pre/post implementation system audits through development of scope and appropriate audit procedures
- Assesses results/impact of testing and identify deficiencies or concerns related to IT and business systems. Develops reasonable and cost effective recommendations to address each
- Takes complete ownership of the audit life cycle from developing the scope, sending the engagement letter, performing audit, documenting work papers, coordinating the closing meeting with operating company management and issuing the final report. Performs audits independently
- Interprets data beyond the normal reporting capabilities of audit tools and determine the extent of the risk to the business
- Completes quarterly risk assessment activities in order to help determine areas of focus for audits
- Prepare, review, and analyze audit work papers to determine their adequacy to support the work performed and the audit conclusions
- Prepares comprehensive written audit reports and executive summaries communicating the results of the audit highlighting the overall business risk
- Remains current with IT best practices and new technologies through industry associations, internet research, self-study and formal training
- Collaborate and support global team of financial, operational and information technology auditors
- Maintains effective buisness relationship and communication with business partners, internal audit personnel, and external auditors in a consultative manner to add value and address unresolved critical problems and exposures
- Partner with and counsel members of the internal audit team regarding IS Technology risks, express factual point of view, challenge and provide advise about risk and control considerations in a constructive manner
- Responsible for special projects/confidential investigations as assigned
34
IS Technology Auditor Resume Examples & Samples
- Support integrated, application and pre/post implementation system audits through development of scope and appropriate audit procedures
- Assess results/impact of testing and identify deficiencies or concerns related to IT and business systems. Assist with developing reasonable and cost effective recommendations to address each
- Capacity to function in a high-performance culture including the ability to manage multiple audit projects across various geographies, and work effectively with limited supervision
- Prepare or help prepare audit report and/or project status for audit customers, regulators and the audit committee
- Maintain effective business relationship and communication with business partners, internal audit personnel, and external auditors
35
Technology Auditor Resume Examples & Samples
- Consistently deliver high quality work products that fully address the criteria for which they were intended, requires minimal modification, and are grammatically sound
- BS/BA degree in Management Information Systems, Computer Science, or related technical field preferred
- Significant experience in applying relevant technical knowledge in at least one of the following areas: (a) IT operations or application reviews; (b) network operations or security audits; (c) SSAE16 or PCI compliance engagements; and/or (d) ERP security and control reviews (Oracle, SAP, PeopleSoft)
- Minimum of 2 years IT auditing work experience and/or 3 - 4 years work experience in any of the following
- Demonstrated knowledge of networks technology, operating systems, midrange platforms, personal computers, system development, and client/server architecture
- Experience with any of the following products or tools: ACL, Idea, Oracle, Microsoft SQL Server, Microsoft Exchange, or Hyperion
- Technology audit experience in a Public Accounting firm strongly preferred
- IT development or network administration certifications
- CISA or CISSP strongly preferred
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Technology Auditor Resume Examples & Samples
- Lead all phases of an audit project from inception to reporting with nominal guidance from manager while successfully accomplishing the purpose for which the audit was intended and providing value to our customers
- Decompose complex business processes and solutions to identify all relevant risk areas, potential control points, and appropriate work steps that leverage a variety of audit testing techniques to ensure process weakness identification
- Balances work load of team and makes assignment to team members based on complexity of task, opportunities to develop others, and commensurate with experience
- As a contributor, takes ownership for assigned areas of responsibility and effectively manages work load to meet team deadlines
- Willingly looks for opportunities to develop others and provides thoughtful recommendations to help team members develop
- Clearly and concisely communicate in written form and verbally to senior leadership and executives
- Project confidence, poise and competence under pressure while interacting with team members and customers
- Create and develop business appropriate relationships with audit team members, organizational groups audited, industry peers, and business leaders
- Focus audit efforts and activities to maximize the value delivered to the organization
- Proactively anticipate customer questions and needs and look for opportunities to include customers in the audit process and promote transparency
- Apply intellectual and disciplined processes to actively and skillfully conceptualize, apply, analyze, synthesize, and evaluate information gathered to identify relevant risks, controls, and audit techniques to assess risk exposure to the organization and develop cost effective alternatives to address risk
- Complete special projects as required
- BS/BA degree in Management of Information Systems, Computer Science, or related technical field. At least 3.0 overall GPA or equivalent
- Significant experience in applying relevant technical knowledge in at least one of the following areas: (a) IT operations or applications reviews; (b) network operations or security audits; (c) SSAE16 or PCI compliance engagements; and/or (d) ERP security and controls review (Oracle, SAP, Peoplesoft)
- Minimum of 2 years IT auditing work experience and/or 3-4 years of work experience in any of the following
- Demonstrated knowledge of network technology, operating systems, midrange platforms, personal computers, system development, and client/ server architecture
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Senior Technology Auditor Resume Examples & Samples
- Managing the planning, performance and report delivery of allocated audit assignments or consulting engagements
- Building and maintaining a close working relationship with the key stakeholders and decision makers
- Reviewing, analysing and testing applications, infrastructure, processes and activities to determine that technology is resilient and controls are designed well and operating effectively
- Providing assurance that development and testing is subject to robust controls prior to deploying new solutions and propositions
- Co-operating and collaborating with colleagues, peers and management to achieve the objectives of Internal Audit
- Continually assessing the risks involved in operations audited and to advise management of additional areas of concern
- To be aware of current issues relating to Sky’s business models and the markets it operates in
- Maintaining an appropriate level of computer literacy and technology knowledge as required by the role
- Adopting a continuous improvement culture by enhancing and developing processes and systems within the immediate scope of the role and by managing your own continuing personal development
- Researching, planning and delivering fieldwork for specialist engagements
- Identify value arising through partnering with the business and delivering pragmatic, sensible and constructive recommendations
- Partnering and liaising with the External Auditors as necessary
- Supporting the wider Sky community as required
- Strong experience in the end to end delivery of technology audits and a strong understanding of technology applications and infrastructure, IT processes, risks and controls
- Have worked in IT audit, IT security and/or have had IT operations experience and either are, or intend to become, CISA certified or equivalent
- Familiar with a range of technologies and applications, such as Unix, Oracle, SQL, Active Directory, LDAP, Citrix and have a sound understanding of web applications, including security, and application development methodologies including Agile
- Demonstrable experience in the design, testing and implementation of business continuity plans, incident response processes and crisis management
- Understand network and communication hardware, including routers and firewalls and data storage technologies and protocols, including high/permanent availability, NAS, SAN and cloud services and how important this technology is for commercial success
- Comfortable with the technology used by broadcasters, both in the satellite / DTH space and OTT delivery over the internet
- Experienced in assessing and reviewing project plans and conducting project health checks. You know how to design, test and implement a comprehensive business continuity and disaster recovery plan
- Good communication/influencing skills
- Possess strong analytical, project management and problem solving skills as well as business acumen and a broad knowledge and understanding of good business principles, processes and controls
- Ability to speak/write German or Italian would be an advantage, or experience of working in these countries would also be beneficial
- LI-GP1
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Functions Technology Auditor Resume Examples & Samples
- Manage the audit coverage for an assigned section of the team portfolio, including proposing an audit plan, scoping audits, managing ongoing monitoring, and maintaining the BIA view of the control environment and management control approach for the area
- Scope audit assignments including preparation of the scoping document
- Review and complete documentation of scoping, process understanding, risk & control identification, control evaluation and observations in BIA audit toolkit
- Makes decisions on a broad range of factors, with Barclays values at heart
- Continue to update awareness of risk issues and changes across relevant business units and use this knowledge to amend audit approach where necessary
- Provide complete, accurate and timely information to clients for BIA reporting
- Strong practical knowledge of Technology and/or Functions risk and control, including applications and/or technology processes (e.g. software development lifecycle or data management)
- Specialist knowledge of regulatory requirements, including one or more of the following: Dodd Frank, Volcker, Reg. W, FATCA, CCAR, BCBS 239
- Proven experience in risk based Functions Technology auditing or risk/control activities within a Functions Technology environment
- Applicable knowledge of Credit, Market, Conduct and Operational risks and controls, including AML/Sanctions
- Management of audits, including audit planning and delivery, across multiple locations
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Senior Technology Auditor Resume Examples & Samples
- Participate in planning and audit scope development as well as project execution as a critical team member on complex technology-related assessments
- Lead the execution of the assessment of specific technical areas of a project, supervising other team members and providing coaching where requested
- Provide reports on the effectiveness of the business unit's internal control structure along with recommendations that improve the effectiveness, efficiency and economic value of a control or process
- Assist audit management with macro reporting by providing data relevant to technology audit findings
- Promote new ideas and new ways of executing projects and internal infrastructure enhancements
- Demonstrate commitment to Visa’s and Internal Audit’s strategic vision, be a self-starter, and promote project ownership and responsibility for actions. Interact with Audit project team members in working towards Departmental goals
- Bachelor's or Master’s degree in computer science, management information systems, or in STEM (Science, Technology, Engineering, or Math)
- 5-10 years of deep technical experience in one of more of the following domains: information security, distributed operating systems, databases, network technology, mobile payments, tokenized services, cloud-based and virtualized environments, IBM mainframe, or Hadoop
- Technical certifications or other information security certifications (e.g., CISSP, CEH, CISM) are highly desirable
- Work experience in a large financial institution or a matrix organization is highly preferred
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Technology Auditor Resume Examples & Samples
- Applications
- IT processes, information risk, cyber and data
- Technology regulation
- Regulatory requirements in the areas of applications, technology, Third Parties and Change
- Challenge others where appropriate, if you believe self to be correct
- Practical understanding of relevant regulatory environments and its impact on technology (for example: JFSA technology/outsourcing regulations, etc.)
- Experience of leading and developing individuals/teams
- Financial services industry knowledge, in particular relating to Investment Banking, and India / offshoring context
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Technology Auditor Resume Examples & Samples
- Undergraduate degree in Computer Science, Engineering, MIS, Accounting, Business Administration or related areas (Masters degree or equivalent a plus)
- At least 5 years of related work experience in a technology audit or IT risk role; financial services experience preferred, but not required
- Technical knowledge of cybersecurity risks and controls, as well as several of the following technologies: network devices, operating systems, databases, storage technologies, firewalls, intrusion detection/prevention systems, messaging systems, web application technologies, mobile platforms, DLP tools, cloud computing, etc
- CISA, CISM, or CISSP certification or equivalent is a plus
- Knowledge of emerging IT risks
- LI-WR1*
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Technology Auditor Fall Co-op Resume Examples & Samples
- Currently Enrolled in an accredited degree program (Information Technology or Related Field)
- Cumulative GPA is 3.0 or above
- Highly motivated and results oriented with a desire to exceed expectations
- Demonstrates intellectual curiosity and courage in their leadership style
- Ability to multi-task as required
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Senior Technology Auditor Resume Examples & Samples
- Working with the Audit team to conduct comprehensive reviews of information systems that support Pitney Bowes businesses and product lines and rendering a report detailing control and operational improvements required. Assist audit teams performing application reviews
- Providing guidance and assistance in developing and deploying continuous audits and automated testing utilizing data analytics
- Providing controls-related oversight to PBI's information technology universe as an integrated part of the larger Audit & Advisory Services function
- Develops a detailed risk assessment and the related audit planning memo and audit programs to test controls mitigating risks identified
- Performs tests and other review procedures to adequately examine business controls and identify areas of weakness or risk
- Prepares audit work papers and reviews work papers submitted by audit staff for accuracy, completeness, and compliance to company and professional standards.Prepares reports at the completion of each audit assignment on the results of the examination, makes recommendations where corrective action is needed
- Participates in the training, development and motivation of staff to maintain standards of knowledge, skills and disciplines essential to the performance of internal audit
- Minimum of 6 years’ experience to include IT general controls, information security, data center (mainframe and client/server) and operational IT audits along with application reviews of ERP systems
- BS or BA in Information Systems, Computer Science is preferred. High level of IT knowledge, particularly in operations, data security and controls preferred. CISA preferred; CPA or MBA an asset
- Travel requirements 25%-30%. Clean driving record required
- Superior analysis skills, with strong understanding of processes and compliance
- In depth experience in data extraction and analysis using specialized audit software (such as ACL) preferred
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Barclaycard Technology Auditor Resume Examples & Samples
- Execute, and at times manage, execution of audit work
- Practical experience of development and execution of testing strategies to assess control environments as part of an internal or external audit role/function, or as part of a risk management function
- Understanding of relevant regulatory, or card scheme requirements (e.g. PCI DSS, VISA PIN) as well as principles underpinning card and customer data protection/security requirements within a commercial organisation
- Experience in technology systems/solutions supporting any of the following areas: Credit Card Processing (including issuance and transaction acquiring), Credit Card production (including Security and Integrity), Customer servicing, Point of Sale devices, Credit Sanctioning, Consumer Lending
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Technology Auditor Resume Examples & Samples
- Technical knowledge in IT
- Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, CSX, CSX-S/E, CISM, CRISC, CISSP, etc., for audit roles; technical qualification for specialist risk team roles; and graduate degree for all)
- Practical knowledge of Technology risk and control, including applications and/or technology processes (e.g. software development lifecycle or data management)
- Knowledge of regulatory requirements, including one or more of the following: MAS, HKMA, JFSA, CBRC, etc
- Knowledge of banking applications
- Knowledge of application control auditing, cyber-security, cloud computing, etc., will be an advantage
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Senior Technology Auditor Resume Examples & Samples
- Plan, perform and review specific technology, project and integrated audit engagements as necessary across the Worldpay Group
- Maintain up to date knowledge of industry specific and company developments
- Developing and implementing a risk-based IT Audit plan
- Preparing and maintaining an up-to-date IT audit universe
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Senior Technology Auditor Resume Examples & Samples
- Provides coaching and guidance to other team members in all phases of the audit process, where the incumbent acts as Lead Auditor or as a subject matter expert
- Experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for delivering high quality deliverables according to strict timetables
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Technology products, especially those associated with the Technology business
- Working knowledge of Corporate and Investment Bank business processes (i.e., Transaction Services / Capital Markets)
- A strong team player
- At least 6-8 years of experience of technology audit and/or core IT management processes (application development, change management, information security, computer operations, business continuity and related risks and controls
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Barclaycard Technology Auditor Resume Examples & Samples
- Bachelors degree or similar
- 3+ years experience of auditing a relevant system controls environment and an understanding of relevant regulatory environment
- 3+ Experience in risk-based Technology auditing in one or more of the following areas: technology and information risk, applications, security, resilience, data management, IT operations, and/or infrastructure
- Relevant professional qualifications (e.g. CISA, CPA/CIA, technical qualification; graduate degree)
- Industry knowledge of US credit cards business
- Must be able to demonstrate that you live the Barclays values and behaviours described below
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Technology Auditor Resume Examples & Samples
- Excellent communication and social skills
- Extraordinary organizational, time and project management skills
- Highly motivated and active professional
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Technology Auditor Resume Examples & Samples
- Identify issues, assess associated business risk, impact and potential solutions to address such issues found within formal audit reports
- Produce working paper documentation in accordance with Bank Audit Department policies and procedures that is clear, logically ordered and which concisely communicates results of work assigned. Write effective audit documents (e.g., planning memos, meeting minutes, draft audit report issues, etc.)
- Possess solid oral and written communications skills in order to integrate with global audit teams on integrated audits, gain an understanding of IT Risks/ controls of the business area/ process under review and articulate assessment (in layman terms) to the business auditors
- Conduct meetings with internal clients (e.g. ensure that all required information is obtained in a timely manner, issues are understood and recommendations agreed upon). Keep audit management informed of progress on audits and difficulties encountered
- Demonstrate a high regard for punctuality including, performing assigned work within allocated budgets
- Demonstrate a dedication to self-development, actively seek feedback to develop/update own skills and knowledge, accept and be responsive to constructive feedback
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Technology Auditor, Manager Resume Examples & Samples
- Plan, execute and manage regional and global audits across different business areas (including Institutional Securities Group e.g. Equities, Fixed Income, Investment Banking and Global Capital Markets, Wealth Management, etc.) and Enterprise Infrastructure in accordance with established standards, taking a hands-on approach while also able to see audits through from start to completion
- Represent Internal Audit for technology coverage at meetings with senior internal and technology or business stakeholders
- 6-10 years relevant Technology audit work experience, with knowledge of investment banking products (e.g. fixed income, cash equities and derivatives), systems and processes. Strong knowledge of risk-based audit techniques and principles. Ideal candidates would have Internal Audit experience within a global Investment Bank
- Ideal candidate would have professional IT audit / security qualifications, (CISA, CISM, CISSP, etc.), as well as accounting or professional audit qualifications (e.g. CA/ACA, ACCA, CIMA, CIA)
- Understanding of technology-related regulatory requirements in one or more Asia jurisdictions
- Strong inter-personal skills, verbal and written communications skills, and be capable of conveying a confident, professional, positive and realistic attitude
- Ability to structure solutions to complex problems
- Hold self and others accountable for demonstrating the highest ethical standards
- Maintain a habit of continuous learning and take responsibility for the development of one’s own skills, including technical, business, interpersonal, written and informal verbal communication
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Senior Technology Auditor Resume Examples & Samples
- Leading large cross-functional audits of technology processes by assessing risk, and evaluating design and effectiveness of controls
- Collaborating with technology and business owners to understand risk within their environment
- Participating in the continuous risk assessment process by remaining current with industry trends and emerging risks, consulting with internal and external business owners, identifying and assessing risks within the technology environment
- Develop strong relationships with business owners; and
- Lead special projects as assigned by leadership
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Technology Auditor Resume Examples & Samples
- Seven or more years IT Audit experience
- Familiarity with COBIT, SOX, NIST and FFIEC
- Experience with Data Analysis using data mining tools and CAATs, capable of script tests to support audit work
- Practical IT work experience is a plus
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Technology Auditor, Associate Resume Examples & Samples
- Some experience in application systems supporting the firm?s business and back office/supporting function will be an asset
- Excellent team player who is energetic, enthusiastic and curious to learn
- Strong Japanese and English communication skills: written and verbal a must
- Experience in supporting an external audit or regulatory inspection
- Some experience in banking or securities trading
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Payments Technology Auditor Resume Examples & Samples
- Support the delivery of the Payments Technology Audit Plan
- Work collaboratively with stakeholders in and out of BIA to develop strong client relationships
- Complete audit planning including documentation of audit scope, process understanding, risk & control identification, and testing strategies
- Complete audit fieldwork by testing key controls and documenting your audit work
- Support audit leads by writing high quality issues and recording management’s action plans
- Complete testing of audit issues confirmed as closed by the business
- Through continuous monitoring, keep up to date with risks, issues and changes across relevant business units and use this knowledge to amend the audit approach where necessary
- Take part in citizenship activities and contribute positively to the communities in which we operate
- Share knowledge with BIA colleagues and peers in the business. Learn from others through feedback given to you
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Technology Auditor, Infrastructure Resume Examples & Samples
- Manage assigned portions of technology audit projects and supervise staff on audit assignments with a focus on Infrastructure audits
- Build and maintain relationships with Technology clients
- Evaluating the adequacy of the control environment for technology infrastructure and the associated processes and evaluating compliance with internal policies and procedures, external rules and regulations
- Bachelor’s Degree (Computer Science or IT related preferred) or equivalent
- CISA, CISSP or CISM certification
- Extensive IT Audit experience
- Technical knowledge of IT systems, including: Databases; Operating Systems (Unix, Linux, Windows, z/OS); Networking, including VPN, LAN, WAN, WLAN, Firewalls and associated hardware; backup and Recovery systems; Middleware and Virtualization Technologies
- Familiarity with technology risk frameworks such as COBIT, SOX, NIST and FFIEC
- A strong understanding of technology infrastructure processes, preferably through prior experience in a major bank/financial institution or equivalent complex organisation
- A proficient understanding of the financial services industry and the associated regulatory environment
- Ability to handle multiple projects while meeting deadlines with minimal supervision
- Experience in managing small team (2-3 members) during audit projects
- Build strong relationships with Technology clients
- Experience with Data Analysis using data mining tools
- Microsoft and Cisco certifications a plus
