Senior Auditor Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the senior auditor job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

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OW
O Waters
Otha
Waters
97745 Jalon Islands
Detroit
MI
+1 (555) 742 6473
97745 Jalon Islands
Detroit
MI
Phone
p +1 (555) 742 6473
Experience Experience
12/2013 present
Los Angeles, CA
Senior Auditor
Los Angeles, CA
Senior Auditor
12/2013 present
Los Angeles, CA
Senior Auditor
12/2013 present
  • Assist business unit management by providing risk management consulting support and risk management education and training
  • Executes audit programs in line with established IA methodology and leading field work phase of the audit in assisting the audit manager
  • Perform reviews of working papers to ensure accuracy and completion and assist in clearing any review points provided by team leads and / or audit management
  • Execute fieldwork by performing audit testing through inquiry, observation and re-performance and documenting results in working papers
  • Develop accurate and complete audit workpapers that adequately support audit observations and document work performed
  • Developing internal audit scope, performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed
  • Works closely with the Audit Team Leader to perform/develop the audit planning, scoping, and fieldwork execution strategy
12/2009 06/2013
Houston, TX
Senior Auditor
Houston, TX
Senior Auditor
12/2009 06/2013
Houston, TX
Senior Auditor
12/2009 06/2013
  • Provide control consulting services to management to assist in redesign efforts that improve the control environment
  • Develop audit findings and recommendations to management as well as assist in the preparation of reports to management using clear and concise grammar
  • Working with management to develop ways to better manage risk
  • Conduct interviews with management regarding the risks being managed by business unit; and assist in developing audit programs to evaluate these risks
  • Responsible for delegating the work, providing guidance / coaching to the other auditor, reviewing the other auditor’s workpapers and providing feedback
  • Works closely with the Audit Team Lead to perform/develop the audit planning, scoping, and fieldwork execution strategy
  • Performing specific audit tests and document work performed in the audit work papers
Education Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Iowa State University
Bachelor’s Degree in Accounting
Skills Skills
  • Proven ability in taking responsibility for issuing high quality deliverables to stakeholders according to strict timetables
  • Proven ability to be able to multi task and be able to change priorities
  • Ability to write clearly and be focused on actionable and reasonable results
  • Ability to learn quickly and apply abstract ideas to achieve measurable results
  • Strong analytical skills and business acumen with the ability to breakdown complex situations into manageable parts in a systematic manner
  • Ability to take direction, learn quickly, work independently, and maintain a level of professional skepticism
  • The incumbent should have knowledge in auditing, reporting and analysis and thorough knowledge of all applicable regulations
  • Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
  • Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
  • Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment
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1

Senior Auditor Resume Examples & Samples

  • Present and defend audit issues effectively
  • Prepare meaningful, relevant, and well-supported audit issues
  • Contribute to an open, flexible atmosphere among multiple project teams
  • Support internal audit change initiatives
  • Participate in audit execution as a core team member or project manager
  • Bachelor's degree with 6 years industry experience (with at least 4 years in audit, internal control/risk management or regulatory compliance environment)
  • Project management skills, including the ability to manage shifting priorities
  • Specifically seeking experience in operational and/orcompliance related functions within Consumer Banking, Wealth & Investment Management, Capital Markets, Market Risk, Commercial or Commercial Real Estate
2

Senior Auditor Resume Examples & Samples

  • At least5 years of Asset Management/Wealth Managementaudit or businessexperience (specifically related to trust and estates services and fiduciary aspects of the business)
  • Knowledge of applicable laws and regulatory requirements including broker/dealer and banking regulations
  • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
3

Senior Auditor Resume Examples & Samples

  • Identify business risks, recommend controls, and design and perform audit procedures to test the effectiveness of established controls
  • 7 years of audit experience in a financial services or an external audit firm
  • Experience planning and executing audits and documenting audit work-papers in accordance with professional standards
  • Professional certification preferred
  • Excellent interpersonal skills to build good working relationships across a large and complex organization and communicate effectively to stakeholders both verbally and in writing
  • Manage multiple tasks concurrently in an effective and efficient manner with minimal supervision
  • Ability to work independently and as a team member to meet objectives
  • Bachelor's degree in Accounting, Finance, or related discipline
4

Senior Auditor Resume Examples & Samples

  • Partner with the North America Commodities Audit Manager to strategically assess the audit plan and successfully execute the plan providing risk focused audit coverage
  • Help drive the global audit coverage of the Commodities business
  • Perform detailed audit test work (planning, executing and documenting test results) and writing audit reports
  • Maintaining relationships with and providing control related advice to business stakeholders
  • Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls. This is conducted in accordance with department and professional standards and will require the presentation of root cause issues to senior client and audit management
  • A strong comprehensive understanding of the Commodities and Commodity Trading industries
  • Minimum Bachelor's degree in Accounting, Finance, or related discipline
  • At least 5-6 years of experience in a financial services firm or in public accounting, with an appropriate level of exposure to risk management
  • Strong communication, interpersonal and analytical skills
  • Enthusiastic, self-motivated, effective under pressure and willing to take personal risk
5

Senior Auditor Resume Examples & Samples

  • Perform detailed test work independently, effectively and efficiently within defined targets in accordance with department and professional standards and complete assignments in an efficient manner
  • Plan, execute, and document Audit work performed
  • Partner with colleagues, clients and the control community to evaluate, test and report on the adequacy and effectiveness of management controls
  • Perform monitoring of periodic operational and financial related data to recognize patterns and trends with risk and control implications
6

Senior Auditor Resume Examples & Samples

  • Minimum2 -4 years of audit or related business/risk managementexperience
  • Knowledge of alternative investment products and services
  • Ability to travel to the business locations
7

Senior Auditor Resume Examples & Samples

  • Bachelor’s degree required; professional certification (CRCM) and/or Series 7 license preferred
  • Minimum 8 years of audit, relevant business and/or compliance experience
  • Comprehensive understanding of key broker-dealer and/or banking regulations and key compliance priorities relevant to the Auto Finance and Chase Wealth Management businesses (such as SEC/FINRA, Dodd-Frank, Fiduciary, Fair Lending, AML, Sanctions, etc)
  • Ability to execute multiple audits and projects concurrently in an efficient and effective manner with minimal supervision
8

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Consumer Banking in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Specific subject matter expertise regarding consumer deposit, lending and/or investment products
  • Experience auditing OCC, Fed and/or FINRA regulated businesses
9

Senior Auditor Resume Examples & Samples

  • BS/BA degree or equivalentcombination of education/experience
  • Strong project management andinterpersonal skills
  • Knowledge of Excel, PowerPoint, MicroSoft Project and Visio
  • Strong communication skills both verbal and written and ability tointeract confidently with internal clients, External Auditors and Regulators
  • Good organizational skills and abilityto work proactively across multiple jurisdictions
  • Ability to manage conflict and work under pressure
  • Strong team player, able to build and leverage relationships across theorganization
  • Stronginterpersonal skills for interfacing with all levels of internal and externalaudit and management
10

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Retail Banking, project/program management; or supplier management across the EMEA region in accordance with corporate methodologies and professional standards
  • Fluent English (written & spoken),
  • Good knowledge of key audit regulations,
  • BS/BA degree or equivalent combination of education / experience,
  • Intermediate level experience in a related role with experience in business, functional and people management,
  • Specific subject matter expertise and a solid business understanding of banking products, especially those associated with the retail business,
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicatingissues and strength in sustaining independent views,
  • Willingness to business trips (25%),
  • Effective negotiation and communications skills
11

Senior Auditor Resume Examples & Samples

  • Delivers high quality, value-added multiple concurrent audits on time and to specification
  • Takes responsibility and accountability of audit's coverage and reporting on common high risks areas such CoB, KYC, AML, Fraud, Technology, Sanctions, and Consent Orders and other enforcement action compliance
  • BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISSP, CISA or similar) are a plus
  • 3+ years of experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables according to strict timetables
  • Experience with one or more of the following areas: Business Impact Analysis (BIA), Business Continuity Plans (BCP), Disaster Recovery (DR), and Crisis Management
12

Senior Auditor Resume Examples & Samples

  • Assists in audits related to Commodities or Markets businesses, in accordance with corporate methodologies and professional standards, including planning, execution, drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Develops effective line management relationships to develop understanding of the business
  • Commodities or markets specific experience through prior audit experience
13

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Citi Israel activity including Treasury and Transaction Services, Corporate Banking, Markets, brokerage and global functions, in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Intermediate level experience in a related role with experience in business and functional, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of banking products, especially those associated with Treasury and Transaction Services, Corporate Banking and Markets
14

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Commodities or Markets businesses, in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Degree Level education or equivalent combination of education/experience
  • Commodities specific subject matter knowledge gained through prior experience in one or more of the following areas – Internal Audit, Market Risk, Product Control, Operations, Trade Support, Logistics, Compliance or Technology Applications
15

Senior Auditor Resume Examples & Samples

  • Data analytics and key Management Information (MIS) relating to the analysis of the control environment to senior stakeholders globally, including Senior Business Stakeholders, Audit Committees and Regulators, as well as across the Internal Audit function
  • Provision of insight-driven, quantitative and qualitatively accurate governance reports to divisional, product-line, regional and country level audit committees (or equivalent)
  • Data analytics and MIS for IA Operational activities to assist in the strategic achievement of operational goals and efficiencies within the function
  • Focused support to Chief Auditors to lead initiatives across designated teams
  • Manage annual planning and audit plan refresh activities both centrally, and in support of chief auditors
  • Lead CXO scorecard initiatives, including content control, socialisation, and analysis of drivers for reporting to CXO audiences
  • Provide execution support of centrally defined initiatives
  • Establish and maintain close contact with key IA personnel (within the area of responsibility) to ensure close collaboration across the function on data validation and key MIS activities
  • Support the development of all the data analytics and MIS requirements on a global basis as they relate to IA activities across all Citigroup locations
  • Proactively support all IA initiatives as they relate to data analytics and MIS provided to both internal and external parties. This includes process reengineering to enable the achievement of the IA strategies and initiatives which include increasing audit outcomes and overall audit productivity
  • Provision of Committee-level reports to the Chief Auditors for control committees
  • Work with Chief Auditors (and through centrally defined initiatives) to provide the means to track, monitor and escalate upon internal operational activities, with reference to annual plan execution, issue follow-ups and validation, and other defined team activities
  • Required technical skills include, intermediate/advanced T-SQL (including joins, grouping, aggregations, and stored procedures), VBA, advanced Microsoft Excel and Access, and high proficiency across the MS Office suite
  • Demonstrated proficiency in Microsoft SQL Server Integration Services (SSIS) and Microsoft SQL Server Reporting Services (SSRS) is preferred, but not required
  • Expert understanding of management information systems and related best practices and control initiatives for the provision of high quality MIS
  • Specific proven expertise in the provision of time sensitive accurate data analytics and data processing activities to a variety of senior internal and external stakeholders on a global basis
  • The candidate will have experience in utilising mainstream Business Intelligence tools for data visualization purposes (for example, Qlikview, BusinessObjects, Cognos, Tableau)
  • Required to have experience with real time transactional systems and data cleansing/validation within imperfect and disparate data environments. Experience within a Lotus Notes or MetricStream database environment would be beneficial
  • Excellent written and qualitative analysis skills
  • Experienced in the direct production of high quality ‘Board level’ reporting, including focused analysis, trending, and qualitatively strong summarization of results
  • Other useful technical skills include, SharePoint development, SQL Server 2012 DBA experience
  • Able to conceptualise the business need and deliver an innovative approach to solutions
  • Operational experience in working with geographically dispersed teams. Their experience will have been in highly respected diversified institutions with complex and diverse products and customers
  • An appreciation of Internal Audit and the processes followed would be advantageous, but this is not essential
16

Senior Auditor Resume Examples & Samples

  • Data analytics and MIS for IA Operational activities to assist in the strategic achievement of operational goals and efficiencies within the function; and
  • Proactively manage all IA initiatives as they relate to data analytics and MIS provided to both internal and external parties. This includes process reengineering to enable the achievement of the IA strategies and initiatives which include increasing audit outcomes and overall audit productivity
  • Establishment and provision of data content add reports in standardised report formats to the Chief Auditors for local country and business control committees
  • Be the established “point-person” for Chief Auditor MIS support; and
  • Expert understanding of management information systems and related best practices and control initiatives across the financial services industry for the provision of high quality MIS
  • Experience of operating in a manually intensive data environment, extracting information from disparate sources and transforming it into meaningful information
  • Experienced in the direct production of high quality ‘Board level’ reporting, including focused analysis, trending, and strong summarisation of results
  • Experience, within an MIS reporting capacity, within a control function environment, for example, Risk, Compliance, or Internal Audit
  • Useful technical skills include, SQL (including writing scripts for data extraction), VBA, Advanced Microsoft Excel and Access, and high proficiency across the MS Office suite
  • The candidate will have experience in utilising mainstream Business Intelligence tools (for example, BOXI, Cognos, Qlikview). Additionally, will be required to have experience within ETL (Extract, Transform, Load), real time transactional systems, data cleansing and validation within imperfect and manual data environments. Experience within a Lotus Notes-based database environment would be beneficial
  • Proven operational experience in influencing geographically dispersed teams of world class professionals. Their experience will have been in highly respected diversified institutions with complex and diverse products and customers
  • An appreciation of Internal Audit and the processes followed would be advantageous; and
  • Ability to work under pressure, and delivery timely, accurate, analysis
17

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to the Tax and Finance aresa, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Experience and proven ability to deliver results in the tax accounting and tax compliance areas
  • Strong knowledge of tax accounting and tax compliance areas
  • Knowledge of auditing standards and financial control operations
18

Senior Auditor Resume Examples & Samples

  • Plans and performs moderately complex audits related to global functions in accordance with corporate methodologies, professional standards and local regulations, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Ensures all identified corrective action plans are completed and validates Internal Audit raised control issues in accordance with the methodology
  • Professional certification (CIA, CFSA etc.) is a plus
  • Specific subject matter expertise and a solid business understanding of global functions in particular compliance, AML and Finance
19

Senior Auditor Resume Examples & Samples

  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Services Industry products, especially those associated with the KYC, AML, Transaction Monitoring and Sanctions
  • Knowledge of AML programs, regulations, standards, and internal policies applicable
  • Minimum 5 years of experience in areas related to AML programs, regulations, standards, and internal policies applicable
20

Senior Auditor Resume Examples & Samples

  • Establish strong relationships with management in Mortgage Banking, related control groups such as Risk Management, Compliance, and Audit colleagues
  • Lead audit engagements covering Mortgage Banking including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
  • Stay up-to-date with evolving changes and market events impacting the Mortgage Banking channels and products
  • Minimum Bachelor's degree in Finance, Accounting, or other related discipline. An MBA degree and/or professional certification, such as CPA, CIA, or CISA is a plus
  • Proficiency in risk analysis, and strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
  • Prepared to travel to business locations domestically (up to 25%)
21

Senior Auditor Resume Examples & Samples

  • MUST HAVE 3-5+ years experience in Global Markets within an Audit, Product Control, Middle Office, Operations, Risk Management, Trading or Compliance function
  • Good understanding of fixed income products; sales and trading functions; risk management metrics; valuation concepts; and market regulations and practices
  • Good understanding of support functions, including middle office, operations, and finance
  • Proficient in audit methodology, including a strong understanding of risk assessment and control processes
  • Excellent verbal and written communication skills; candidate will be required to interact with traders, desk heads as well as risk managers and other support personnel
  • Ability to work in a team environment and focus on high quality execution
  • Critical thinker and the ability to think out of the box
  • Bachelors or Masters degree; CPA/CFA preferred
22

Senior Auditor Resume Examples & Samples

  • Knowledge of Bank of America consumer banking products, channels, and operations
  • Prior Financial Services experience within Audit, Compliance, Risk, Finance, Consumer Banking, or Public Accounting
  • Excellent technology skills and project management experience
23

Senior Auditor Resume Examples & Samples

  • Experience with the evaluation of IT general controls is preferred
  • Team player with strong analytical and organizational skills
  • Ability to multitask effectively in a dynamic environment is a prerequisite along with confidence interacting with executives at all levels
  • Bachelor's degree in Finance or Accounting is required
  • Prior experience with Sarbanes-Oxley 404
  • Annual travel expected to be around thirty-five percent
24

Senior Auditor Resume Examples & Samples

  • Design and perform audit procedures to validate compliance with set standards including examining various department and business unit activity for compliance with company policy and management plans
  • Obtain and analyze information for evidence of deficiencies in internal controls, duplications of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and company policies and procedures
  • Follow-up with department or business unit to ensure agreed-upon recommendations have been implemented
  • Challenge existing processes including suggesting more efficient or alternative methods to achieve objectives
  • Develop strong cross-functional relationships with multiple levels within organization
  • Participate in departmental initiatives to support the further growth of the audit function
  • Provide timely results of audit and communicate recommended solutions
25

Senior Auditor Resume Examples & Samples

  • Contribute to the completion of the overall audit process, including execution of the audit plan, development and application of appropriate audit programs, on-going client communications, reporting, and post audit procedures
  • Assess risks and processes and develop, update and execute related audit programs
  • Review and recommend controls and safeguards that contribute to the development of policies and/or procedures throughout TD
  • Assess the Insurance business units adherence to applicable regulatory guidelines
26

Senior Auditor Resume Examples & Samples

  • Executes all aspects of assessments in accordance with Internal Audit standards and government and regulatory statutes
  • Performs all audit work using a risk-based audit approach, all documentation completed, and potential issues are either appropriately raised, or suitably disposed of, prior to issuance of the audit report
  • Develops senior line management relationships and has a strong understanding of AML and Compliance risks associated with high risk clients, high risk banking products and services
  • Provides direction in the establishment of risk-focused audit coverage
  • Utilizes Computer Assisted Audit Techniques on all engagements, where practicable and to enhance audit efficiency and reliability
  • Executes audit work to IA standards and reporting
  • Monitors and reports to senior management on issues, trends and causes
  • Ensures audits are staffed with the right AML- Compliance resources
  • Keeps abreast of new laws, rules, products, technologies and applications and impacting Citi businesses and assessing and communicating implications for the business
  • Serve as subject matter expert pertaining to business implications of corporate/regulatory policies
  • Provides the respective stakeholders with a “client – focused” view to enhancing the control culture and the control environment of Citi
  • Works collaboratively with all control functions to identify issues and solutions to governance, risk management and control issues
  • Facilitate and support various forms of AML- Compliance training and reporting across the region. Shares best practices across the region. Accountability Measurements
  • Executes audits and performs require validation work meeting Internal Audit quality and timeliness standards and achieve favorable quality assurance results
  • Ensure internal audit work performed identifies the AML - Compliance and sanctions key controls, and that such controls are tested and the results reported in accordance with the risk-based plan
  • Assist in the development of a complete, comprehensive and accurate auditable universe for the assigned areas of responsibility with entity risk assessments periodically refreshed based on current risks, in conformance with Internal Audit methodology
  • Ensure quality and timely reporting to Internal Audit and Senior Business Management of emerging and current governance, risk management and internal control themes and key issues
  • Reconciliation of regulatory issues to audit coverage does not reflect any material gaps
  • Comprehensive knowledge of audit/risk assessment techniques and principles for AML- Compliance risks associated high risk banking products and services
  • Has led and participated on audits with substantive experience auditing AML and OFAC Sanction compliance specific to high risk clients, high risk banking products and services
  • Makes sound decisions and is consulted often by others for advice and opinions on AML- Compliance matters
  • Excellent analytical ability to understand the complex business issues associated with product and client AML- Compliance risk assessment and control processes, identifying root causes and recommending solutions
  • Certification preferred in AML and compliance, e.g., CAMS, CRCM, etc. Excellent written and oral communicator with demonstrated ability to understand complex organizations. Strong project management and interpersonal skills. BA/BS or equivalent
  • 10+ years related Audit experience. Other requirements
  • Available to travel up to 50% of the time
  • Have a good understanding of Compliance Risk Management Framework
27

Senior Auditor Resume Examples & Samples

  • Delivers on time, high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate) branch examinations, as well as business monitoring and governance committee reporting
  • Senior level bank or audit experience in the Cards and Mortgage business or related control function role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
  • Be familiar with US and local regulations, control and compliance environments for card and mortgage business in China and able to monitor and assess the risks based on quarterly Business Monitoring process as well as reporting findings from Internal Audit, Compliance, in-business controls, regulatory examinations and local economic environment
28

Senior Auditor Resume Examples & Samples

  • Participate in a range of audit and risk advisory projects for the line of business supported, including planning, executing, directing and completing regulatory issue validation
  • Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast paced environment
  • Develop and prepare validation testing. Implement risk based audit strategy
  • Review action plans to ensure risk was mitigated according to the regulatory issue requirements
  • Clearly and accurately document the execution of specific audit procedures as defined by the projects’ objectives and planned audit approach. Prepare written documentation, supporting audit opinions
  • Experience with managing and validating regulatory issues
  • Strong organizational skills and attention to detail with dedication to superior service
29

Senior Auditor Resume Examples & Samples

  • At least 5 years of general auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
  • Strong knowledge of Global Markets/Investment Banking lines of business, In depth understanding of financial instruments; with a focus on Fixed Income, including structured products, mortgages, credit, municipal securities, loans, Finance, Operations and Middle Office functions; and operational and financial controls
  • Understanding of applicable regulatory rules
  • Excellent verbal and written communication skills. Candidate will be required to interact with staff and managers across audit teams as well as key stakeholders in business areas including Finance, Operations and Middle Office functions
  • Ability to work in a team environment and supervise a project team. Interact with a team of audit professionals and coordinate with other audit teams across regions
  • Master degree
  • CPA,CA or CFA preferred
30

Senior Auditor Resume Examples & Samples

  • Proficient in audit methodology and GPS
  • 3 years of Credit, Audit, Risk or Compliance experience
  • Having a Risk background with broad product knowledge, including derivatives and fixed income products
31

Senior Auditor Resume Examples & Samples

  • Strong understanding of IT general controls and other IT controls as indicated in COBIT
  • Audit, Risk or Compliance experience
  • Ability to converse with management on all levels
32

Senior Auditor Resume Examples & Samples

  • Understands of internal audit standards, policies, and local regulations to provide timely audit assurance,
  • Contributes to the development of audit processes improvements,
  • Performs audits related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions,
  • Applies knowledge of key regulations to influence audit scope,
  • Develops effective line management relationships to ensure strong understanding of the business,
  • BS/BA degree or equivalent combination of education/experience,
  • Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables,
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of SFS products, especially those associated with the SFS business,
  • Effective negotiation skills, a proactive approach in communicating issues and strength in sustaining independent views,
  • Effective communicator, both orally and in writing, with an energetic, charismatic and approachable style,
33

Senior Auditor Resume Examples & Samples

  • Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Bank Handlowy policies
  • Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation, as well as business monitoring and governance committee reporting
  • Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of Markets area
  • Specific subject matter expertise regarding Markets area
34

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Consumer Banking Global Mortgage products in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Independently completes assigned audits within budgeted timeframes, and budgeted costs which may include intermittent or extended travel
  • Recommends appropriate and pragmatic solutions to risk and control issues. Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices
  • Intermediate level internal or external audit experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
  • Specific subject matter expertise regarding risk and control disciplines and an intermediate business understanding of Consumer Banking Global Mortgage products and servicing, especially within Third Party Oversight and Default Servicing
35

Senior Auditor Resume Examples & Samples

  • Leading and performing Audits
  • Analyzing and assessing the risks assumed by the business
  • Reporting review findings to senior management
  • Monitoring results, risks and developments in the Investment Bank and Broker Dealer
  • The ability to identify key risks within a variety of transaction processes
  • Being able to articulate an independent and balanced opinion in both written and oral form, identifying real issues and providing compelling solutions in a succinct manner
  • Developing and maintaining an effective network of relationships within the bank
  • Assisting with pre-implementation reviews, examining business risk and project risk
  • Completing assignments and producing reports in a timely manner
  • Team player who keeps colleagues informed of developments and works collaboratively
  • Highly motivated, ability to work with minimal supervision
  • Mature personality and sound judgment
  • Willingness and capability to assist colleagues in achieving deadlines and goals
  • Inquiring mind and good analytical problem solving ability
  • Ability to assess the adequacy of internal control procedures by identifying the inherent and control risks in the business and related support areas
36

Senior Auditor Resume Examples & Samples

  • Evaluate, test, and report on the adequacy and effectiveness of the control environment
  • Disseminate best practices and regulatory requirements. Critically assess the impact of evolving industry and regulatory changes on the business and its control environment
  • 5+ years of relevant audit or other controls experience
37

Senior Auditor Resume Examples & Samples

  • Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
  • Develop/contribute to the audit planning process for individual audits by developing, updating and executing related audit programs in accordance with established standards
  • Prepare and present audit results, concerns and recommendations to audit management and client management as appropriate
  • Protect the interests of TDBG by maintaining awareness of emerging issues, regulatory requirements and assess potential impacts at a business level
  • Develop a good understanding of current business activities and related risk and contribute to the audit risk assessment and approach accordingly
  • Contribute to, and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team
  • Work to achieve individual goals and support other team members in the achievement of team and divisional goals
  • Identify and understand management’s controls to be able to assess design adequacy and test operational effectiveness
  • Identify better and more efficient ways of performing audits
  • Actively participate, individually and as a team in various internal TDBG community events and programs
  • Strong analytical skills and business acumen with the ability to breakdown complex situations into manageable parts in a systematic manner
  • Deliverable-focused
  • Well developed written and verbal communication skills
  • Ability to take initiative and work independently and in a team environment
  • Confident presentation and facilitation skills
  • Candidate may be required to travel (limited)
38

Senior Auditor Resume Examples & Samples

  • Assist the Managers and Directors in high quality execution of the annual audit plan in accordance with the MA methodology
  • Perform audit planning activities such as the development of risk and control matrices, drafting of key communications to audit stakeholders and preparation of document request lists
  • Execute fieldwork by performing audit testing through inquiry, observation and re-performance and documenting results in working papers
  • Prioritize audit procedures by thinking strategically and understanding business processes within the broader context of the Company’s operations
  • Perform data analytics within key financial processes
  • Identify the impact of audit findings (e.g. control weaknesses) on financial statements, operations, and brand
  • Formulate well-written, concise and clear audit findings and assist the Managers and Directors in the preparation of audit reports
  • Build effective relationships and work closely with audit stakeholders across all business units of the Company
  • Support the Managers and Directors in department initiatives related to the MA Project Management Office, annual audit planning, audit quality review, and department budget
  • Quickly develop an understanding of Disney’s culture and company structures
  • Gain and apply historical knowledge of the department’s audit work in order to leverage internal department experience in future audits
39

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Consumer and Corporate Banking in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Possesses strong project management and interpersonal skills
  • Written and verbal communication in Spanish is a must, Portuguese is a plus
  • 3+ years of Internal Audit experience, preferably in Financial Services Industry
  • 2+ years of experience in Operational Risk Management
  • Related certifications (CIA, CISA, CFA, CPA, or similar) are a plus
  • Knowledge of the Latin America business markets
  • Proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
  • A strong team player and a key contributor to the team’s overall goals
40

Senior Auditor Resume Examples & Samples

  • Contribute to the overall audit process by execution of the audit plan, development/completion of audit programs, on-going client communications, reporting, and post-audit procedures
  • Review and recommend controls and safeguards that contribute to the development / enhancement of TDBG policies, standards and practices
  • Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team
41

Senior Auditor Resume Examples & Samples

  • Perform all audit work in accordance with department and professional standards, lead audit engagements, evaluate the system of internal controls and prepare risk assessment matrices, audit programs and audit planning memos as appropriate
  • Minimum of 3-5 years of audit or relevant business experience
  • Ability to perform out of state travel (roughly 15% - 30%)
42

Senior Auditor Resume Examples & Samples

  • As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance. Contributes to the development of audit processes improvements. Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business. · Performs moderately complex audits related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Able to travel up to 50% of the time
  • Self-motivated and results driven
43

Senior Auditor Resume Examples & Samples

  • 2+ years of Government Audit experience in Public Accounting setting
  • Knowledge of Auditing, Accounting Standards and application of Generally Accepted Accounting Principles (GAAP, GAAS & SEC rules, where applicable)
  • Knowledge and understanding of Internal Control deficiencies
  • Strong understanding of risk assessment processes and knowledge in completing all related forms
  • Solid understanding of cash flow effects of complex activities (non-cash, acquisitions, etc.)
  • Working knowledge of Prosystem
44

Senior Auditor Resume Examples & Samples

  • 3+ years of current or recent CPA firm experience
  • Solid Audit background
  • Real Estate experience
45

Senior Auditor Resume Examples & Samples

  • 2+ years of Public Accounting experience from a quality CPA firm
  • Previous Audit (Financial and Operational), IFRS, and SEC Reporting experience
  • Previous Media industry experience
46

Senior Auditor Resume Examples & Samples

  • 3+ years of current experience with a competing CPA firm
  • Previous experience Auditing Commercial and Nonprofit clients
  • Experience with GAAP and GAAS
47

Senior Auditor Resume Examples & Samples

  • 2+ years of current or recent CPA Firm experience
  • Strong technical skills pertaining to Financial Statement Preparation and Review
  • Solid analytical and critical thinking skills
  • Previous experience with Nonprofit, Employee Benefit Plans, Healthcare and Governmental Audit experience
48

Senior Auditor Resume Examples & Samples

  • 3+ years of recent or current Audit experience
  • Previous experience with Audit (Financial), Financial Statement Preparation, GAAP, and GAAS
  • Previous experience with Consumer Goods/Manufacturing/Distribution
49

Senior Auditor Resume Examples & Samples

  • 1+ year of public accounting or private industry dealing with Internal Audit
  • Experience with Independent Price Verification (IPV)
  • Ability to identify key risks within a variety of transaction processes
50

Senior Auditor Resume Examples & Samples

  • 2+ years of experience in public accounting
  • Generalist with experience in various industries
  • Tax preparation skills
51

Senior Auditor Resume Examples & Samples

  • 3+ years of current CPA firm experience with audit and tax skills
  • Previous experience with Audit (Financial), Financial Statement Preparation, GAAP, GAAS, and Tax (Compliance)
  • Experience with Corporate Tax provisions
52

Senior Auditor Resume Examples & Samples

  • 3+ years of current experience with a competitor CPA firm Auditing for commercial and nonprofit clients
  • Experience with Audit (Financial), GAAP, GAAS, and Tax (Compliance)
  • Hedge Fund and/or Broker Dealer experience
53

Senior Auditor Resume Examples & Samples

  • 4+ years of experience in Public Accounting
  • Working knowledge of Caseware, CCH Pro System, & Quickbooks
  • Great organizational skills
54

Senior Auditor Resume Examples & Samples

  • Planning and executing day-to-day activities of audit engagements for diversified clients
  • Identifying and communicating accounting and auditing matters to Managers and Partners
  • Building relationships with clients and business partners
  • Applying knowledge and comprehension of professional standards and governing principles to client business
  • Supervising and reviewing semi-senior and associate work, offer suggestions and guidance
  • Preparing audited financial statements
  • 3+ years of public auditing or a combination of public auditing and private industry experience
  • Commercial for-profit client experience in competitor CPA firm
55

Senior Auditor Resume Examples & Samples

  • 3+ years of recent or current CPA firm experience
  • Experience with Audit (Financial) Financial Statement Preparation, and Tax (Compliance)
  • Thorough understanding of GAAP , GAAS and Statutory Accounting Principles
  • Microsoft Office/Suite proficient (Word, Excel, etc.)
56

Senior Auditor Resume Examples & Samples

  • Experience with small to large corporations requiring compilations, review and audit statements
  • Great research and analytical skills
  • Excellent communication skills (verbal and written)
57

Senior Auditor Resume Examples & Samples

  • 2+ years public accounting experience
  • BS or advance accounting degree
  • Strong understanding of Audit-Operational and Financial
  • Experience with SEC clients
58

Senior Auditor Resume Examples & Samples

  • Preparing and analyzing financial statements
  • Supervising staff members
  • Running smaller engagements from start to finish
  • Auditing balance sheet and income statements for the company
  • Evaluating internal controls
  • Preparing tax returns
  • 3+ years of public accounting experience
  • Prior exposure to the real estate industry
  • Articulate
59

Senior Auditor Resume Examples & Samples

  • Bachelors Degree in Accounting or Finance with at least 2 years related experience, preferably in the apparel industry or a sourcing/distribution environment
  • Professional certification (CPA, CIA, CMA or CISA)
  • Knowledge of GAAP, Sarbanes-Oxley, COSO and IIA Standards required
  • Highly proficient with Microsoft Office Professional, with experience using Access a plus
60

Senior Auditor Resume Examples & Samples

  • 5+ years of internal audit experience in a banking or financial services field
  • Assist in the performance of the risk assessment process, facilitating the development and modification of the audit program
  • Perform tests of controls utilizing an integrated audit approach and evaluate activities in accordance with applicable regulatory and accounting standards (GAAP, GAAS, COSO)
  • Identify and document control weaknesses and discuss suggestions for correction with management
61

Senior Auditor Resume Examples & Samples

  • Effective communication
  • Analytical skills
  • Computer skills
  • Flexible depending on work history
62

Senior Auditor Resume Examples & Samples

  • Working knowledge of the banking businesses
  • At least 6-8 years of experience of technology audit and/or core IT management processes (application development, change management, information security, computer operations, business continuity) and related risks and controls
  • Computer Assisted Audit Tools and Techniques (CAATTs) experience will be beneficial
  • Relevant professional qualifications such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP)
  • Strong language skills in both written and spoken English and Bahasa Indonesia
63

Senior Auditor Resume Examples & Samples

  • Supporting the QA Director in forming a successful QA partnership with audit teams in the LATAM region, liaising day to day with Audit Leads and Audit Team members
  • Assisting the QA Director with the training of methodology champion auditors in the region
  • Sharing best practice and communicate “what not to do” effectively
  • Sharing best practice and common pitfalls with relevant teams
  • Assisting the global QA team in the review and improvement of global Internal Audit methodology and practices through
  • Must have first-hand experience in one or more of the product areas supported (i.e., TTS/SSS/CBCMO/CPB, Markets etc.) in a top tier bank or have provided such services to top tier banks in a consultant’s capacity
  • Candidates should have at least 4 - 5 years of experience of diversified financial management experience, ideally including experience in audit or a related field
  • Working knowledge of regulatory compliance in financial services related products
  • This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, and will display effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility
  • Excellent Spanish and English language skills. Portuguese is a plus
64

Senior Auditor Resume Examples & Samples

  • Planning and executing audits
  • Developing an understanding of our client's business
  • Take ownership of the engagement, anticipating the issues and developing a plan to complete the engagement within budget
  • Mentor and coach staff
  • Preparation/review of audited financial statements
  • Developing recommendations for improving internal controls
  • Research technical issues and discuss with Manager/Partner for further guidance
  • Participating in networking events that promote interaction with existing clients and prospects
  • Bachelor Degree in Accounting
  • Minimum two years of public accounting experience
  • CPA license preferred or CPA eligible
  • Proficient in MS Word, Excel, QuickBooks
65

Senior Auditor Resume Examples & Samples

  • Prepares, revises and oversees the preparation of audit programs and risk assessments
  • Determines nature of operations, adequacy of the system of internal controls, and the systems or regulatory activities
  • Plans and documents the audit process with the Audit Manager
  • Assists with statistical sampling and automated audit assistance
  • Assigns Staff Auditors to specific areas of the audit
  • Performs audit monitoring activities
  • Works with management to expand audit programs
  • Reviews and evaluates all completed work including any findings and recommendations, the adherence to departmental standards, and ensures that engagement work papers are maintainged and filed correctly
  • Analyzes evidential matter as a basis for the formulation of an objective opinion on the adequacy and effectiveness of the internal controls over the operation
  • Prepares and completes an audit report detailing the results of the audit
  • CPA or CIA certification or in progress towards certification
  • Public accounting background
  • 1 or more years of audit experience
66

Senior Auditor Resume Examples & Samples

  • Identifies and evaluates the organization’s audit risk areas and provides key input to the development of the annual internal audit plan
  • Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to management
  • The successful candidate must have a minimum of 5 years of professional experience
  • Experience with a “Big 4” accounting firm and/or large corporation’s internal audit department is preferred
  • Ability to travel to domestic and/or international locations (approximately 30%)
67

Senior Auditor Resume Examples & Samples

  • Plan and execute audits to ensure audits are completed in accordance with established standards and within prescribed time, budget and scope parameters
  • Oversee / contribute to the completion of the overall audit process, including identification of risks and controls, scoping, development and application of appropriate audit programs, on-going client communications, reporting, and post-audit procedures
  • Review and recommend controls and safeguards that contribute to the development of policies and/or procedures for the clients
  • Protect the interests of TDBG by maintaining awareness of emerging risks and issues and regulatory requirements and assess potential impacts on the business
  • Conduct research as required to identify benchmarks and/or industry best practices for assessing risks across the business
  • Understanding and assessing risks involved in assigned projects and assessing the appropriateness of the management of risks within businesses/projects
  • Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues, points of interest with the team, internal and external business partners; and
68

Senior Auditor Resume Examples & Samples

  • Collaboration with Auditors and Team Leaders to identify and suggest creative, simple, value-added potential improvements in business and technology processes and department administration
  • A major in Management Information Systems, Computer Science, Accounting, or related field(s) is preferred
  • A relevant professional designation (CISA, CISM, CISSP, CIA, CPA etc.) is strongly recommended
  • Familiarity with internal audit, IT, and regulatory standards such as IIA, COBIT, FFIEC, OWASP, etc., is strongly recommended
  • Experience in internal audit, project management, applications development and support, information security, system networking and infrastructure support, or accounting / finance is preferred and may be used in substitute IT auditing experience requirements. Senior Auditor I required: Three to four years experience in information technology, internal audit, or other relevant areas.Senior Auditor II - Experience required: Four or more years experience in information technology, internal audit, or other relevant areas
  • MS Office Products
  • Must be willing to travel domestically and internationally, as required. Travel expectation is estimated to be 20-30%
  • Ability to exercise mature judgment
69

Senior Auditor Resume Examples & Samples

  • Senior experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Financial Service Industry, especially those associated with the Compliance and Regulatory Risk
  • Knowledge of financial services Compliance regulations, standards, and standard business internal policies
70

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting, Finance or Business related
  • Typically 3+ years of experience in Auditing or Line of Business
  • Proven ability to successfully perform audit testing with discretion and independent judgment
  • Strong working knowledge of MicroSoft Office software
  • Demonstrated ability to apply critical thinking skills within the Audit arena, i.e., an "outside the box" perspective or approach to problem solving, strategic planning and project implementation
  • Highly detail-oriented, organized, quick learner and team player
71

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Risk Management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Prepares Business Monitoring Quarterly Summaries
  • 6+ years of Internal Audit experience, preferably in Financial Services Industry
  • Written and verbal communication in Spanish, Portuguese is a plus
72

Senior Auditor Resume Examples & Samples

  • Experience in monitoring or implementing Regulatory Compliance controls related directly to BSA/AML, Fair Lending, CFPB, deposits and loans. Similar experience in Corporate Compliance matters a plus
  • Knowledge of and prior experience in risk/control identification skills related to Regulatory Consumer Compliance matters. MS Office Products. Excellent written and verbal communication skills
  • Must be willing to travel domestically and internationally, as required. Travel expectation is estimated to be 20 - 30%
73

Senior Auditor Resume Examples & Samples

  • Intermediate level experience in the development of pricing models and/or regulatory capital models (i.e. Market Risk, CCR), stress testing and loss forecasting models for trading products
  • Intermediate level expertise in technology application control disciplines and a good business understanding of Model Risk Management concepts, such as model governance, inventory, documentation, validation and use, especially those associated with the use of models for valuation, risk management, decision support and other purposes across all businesses
  • Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverable according to strict timetables
74

Senior Auditor Resume Examples & Samples

  • Proactively identify changing strategies, tactics, risks and initiatives continuously following the appropriate audit and investigative services with the appropriate focus
  • Be and be seen as a leader among Audit Managers through creative thinking and active participation in leadership forums within the Division
  • Support the culture within Corporate Audit Division as it continues to evolve
  • Solid knowledge of the subject matter of assigned Center of Competency
  • Working level of negotiating, conflict resolution and influencing skills
75

Senior Auditor Resume Examples & Samples

  • Serve as liaison/business partner to the businesses in support of their needs to design controls or uncover deficiencies
  • Partner with internal customers to identify changes which will impact the internal control environment
  • Evaluate the effectiveness and adequacy of financial internal controls
  • 3+ of audit experience in Big Four or Fortune 500 environment
  • CPA, CIA, or CFA licenses are highly preferred
  • Experience with SOX, COSO and other internal control compliance issues
76

Senior Auditor Resume Examples & Samples

  • Prepared Flowcharts and system documentation for the Corporate and Regional Human Resources groups relating to various HR and payroll processes
  • Lead client audit engagements, which include planning executing, directing, and completing financial audits
  • Develop and execute audit programs by documenting objectives, identifying risks, evaluating controls, and designing test procedures associated with the audit scope
  • Research and analyze financial statement and audit related issues
  • Acquire a working knowledge of the client’s business
  • Perform other job related duties as necessary
  • Organize multiple client engagement projects
  • Effectively delegate and oversee the work efforts by setting goals, providing resources and removing obstacles
77

Senior Auditor Resume Examples & Samples

  • 2+ years of current and/or recent Audit experience in Public Accounting
  • Bachelor's Degree from an accredited College / University
  • Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP) and accounting procedures
  • Knowledge and experience of Audits within the Financial Services Sector
  • Previous Supervisory experience
78

Senior Auditor Resume Examples & Samples

  • Bachelor's degree in Accounting with approximately 3-8 years of public accounting firm and/or private industry experience
  • CPA and/or Chartered Accountancy
  • Ability to think critically and exercise sound judgment
  • Focus on results with a sense of urgency
  • Ability to work both independently and as a member of a team in a fast-paced environment and handle multiple tasks simultaneously
  • Understanding and experience of a global organization
  • Proficiency in a financial system, preferably PeopleSoft Financials
  • Experience with Forensic Accounting
79

Senior Auditor Resume Examples & Samples

  • Participate in risk assessment, planning and audit scope development as well as project execution as a critical team member on large, complex projects
  • Lead the execution of specific areas of a project, supervising other team members and providing coaching where requested
  • Act as the in-charge for selected projects, conducting the audit planning, overseeing the execution of the audit, and leading all closing activities. Supervision includes assessing project status and results and overseeing timely completion, including work paper review and report preparation
  • Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to the firm. Assist business partners with the development of Management Action Plans to mitigate weaknesses, providing thought leadership on the appropriateness of the Plan
  • Maintain business relationships with appropriate levels of management to ensure that Audit is aware of changes in business activities and objectives, and a necessary Audit response is developed
  • Promote new ideas and new ways of executing projects and internal infrastructure enhancements. Demonstrate commitment to Visa’s and Internal Audit’s strategic vision, be a self-starter, and promote project ownership and responsibility for actions
  • Interact with Audit project team members in working towards Departmental goals. Demonstrate ability to resolve team conflicts and bring group together to enhance project results through group planning, feedback and development skills
  • 7-10 years of internal audit experience, preferably within service related companies
  • Demonstrated experience executing audits within a complex operational and regulatory environment
  • Ability to travel internationally, approximately 35%
80

Senior Auditor Resume Examples & Samples

  • 3+ years of current or recent CPA firm Audit experience with Insurance and/or Re-insurance clients
  • Previous experience with Financial Statement Preparation, GAAP, GAAS, and SEC Reporting
  • Previous Property and Casualty experience
81

Senior Auditor Resume Examples & Samples

  • Maintain and enhance professional relationships with clients, stakeholders in Canada and other countries
  • Act as an individual and group contributor on audits by managing the planning, execution and reporting of Technology Applications Audit engagements. This sometimes involves client relationship management
  • Excellent knowledge of banking application systems in production
  • Sound knowledge and experience in the design review of banking application systems
  • System or security administration experience
  • Good knowledge of application development environment & technologies – platforms, programming language skills (including C/C++, XML & Java), Internet Web systems (Java, C#), testing methodology, and various development tools
  • COBIT, ITIL, ISO and Audit Methodologies
82

Senior Auditor Resume Examples & Samples

  • Lead and/or conduct fraud investigations as assigned. Ensure investigations are performed discreetly, and obtain/co-ordinate functional expertise from other departments (e.g. HR, Legal and Finance) as appropriate. Ensure that all correspondence and evidence is retained and protected and the investigation is led in accordance with legal requirements appropriate to the local jurisdiction
  • Bachelor’s Degree in Accounting, Finance, or business-related field required; MS or MBA preferred
  • Professional licenses/certification preferred (e.g. CPA, CIA, CISA, CRMA, CFA)
  • Five years related work experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes and at least one year experience managing teams and/or significant complex projects. Significant experience auditing multinational corporations required
  • Demonstrated knowledge of risk assessment, internal audit standards and techniques (e.g. COSO II)
  • Demonstrated project management experience in organizing, planning and executing projects from conception through implementation
  • Excellent facilitation and presentation skills, including the ability to inspire confidence and establish credibility with Senior Management
  • Capable of acting independently and objectively, with the courage to constructively present recommendations in potentially sensitive or contentious areas
  • Working knowledge of US corporate governance and other applicable regulatory frameworks. · Maintain knowledge of current accounting and auditing practices through continuing professional education
  • Substantial travel will be required domestically and internationally, leading and motivating internal audit staff during on-site fieldwork
83

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to securities and fund services, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Proficiency in Portuguese and Spanish
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of ICG/MSS products, especially those associated with the Securities business
  • Travel is required for the position
84

Senior Auditor Resume Examples & Samples

  • Work with Senior Audit Manager/ Audit Director and other team members to plan/conduct risk-focused audits, by identifying potential control weaknesses that may prevent a business from meeting its objectives
  • Plan and manage small or medium sized audits or sections of moderately complex assignments. Medium sized audits will typically involve auditing several business processes within a larger business line or several business processes or business lines operating at a single location
  • Identify key business processes, risks and controls
  • Develop detailed audit plans and budgets when acting as Auditor in Charge
  • Balance the requirement to conclude on controls at the business process or managerial level, with the need to do sufficient tests of transactional controls to confirm the overall state of internal controls
  • Ensure that the planning, audit work and documentation on each assignment meet both divisional and professional standards
  • Manage or contribute to each assignment by continually setting priorities for own work or when supervising the work of others
  • Verify that areas of high risk and exposure are allocated sufficient audit coverage to support the opinion required for the audit engagement
  • Conduct the audit efficiently and effectively
  • Analyse audit findings in order to provide highly specialized business advice to the Senior Audit Manager/Audit Director, client managers and executives to mitigate short or medium term risks and exposures
  • Identify significant business control issues. Determine whether controls are adequate and help meet the objectives of the business as set out in its operational plans
  • Work with clients to develop realistic solutions to control identified weaknesses. This may involve adapting approaches or best practices used elsewhere in CIBC
  • Ensure that clients agree to corrective action plans and that such plans are properly documented. Follow-up with the client where required, in conjunction with the Senior Audit Manager/Audit Director
  • Advise the Senior Audit Manager /Audit Director/ client managers on the design and implementation of internal controls at the business process or transaction level. This advice contributes to the tactical planning within a given business line
  • Assist in the development of professional staff and support the culture of continuous development and improvement as required
  • Provide on-the-job training, technical advice and counselling to subordinate staff
  • Give staff substantial, objective and timely feedback on performance for each assignment
  • Provide professional service to external auditors, such as assisting Senior Audit Managers to complete sections of the audit
  • Recommend opportunities to improve audit process and the operations
  • Maintain regular contact with client staff, management and in some instances senior management from various business lines/departments while conducting audits on an ongoing basis
  • Maintain regular contact with peers and business line management to exchange information and to provide clarification of issues on policies or relevant standards
  • Make contact with external auditors / vendors (dependent on the nature of the auditor’s assignments)
  • Maintain contact with Legal, Compliance, and Business Risk Management. Identifying significant control weaknesses that may prevent a business from meeting its objectives. Ensure that control issues are well understood in a business context and reflect risk priorities
  • Effectively manage client relationships that at times can be adversarial. Audit findings are often negotiated with senior management, who should be sufficiently convinced of their merit to implement improvements
85

Senior Auditor Resume Examples & Samples

  • Plan, execute and complete financial audits
  • Analysis of historical company performance and past audit results
  • Participation in various other projects such as assisting external auditors, compliance audits, special investigation audits, and various department projects
  • A more complete job description is available
  • 2+ years in public accounting or internal audit
  • Strong communication and project management skills
86

Senior Auditor Resume Examples & Samples

  • Manages a complex and critical unit within Internal Audit, including leading a small to medium sized team of Internal Audit professionals. Develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including Global Markets and Equities businesses
  • Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues. Analyses reporting findings; Recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems. Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues
  • Reviews Business Monitoring Quarterly Summaries
87

Senior Auditor Resume Examples & Samples

  • Minimum 5 - 7 years of audit experience with an accounting firm or in an internal audit role at a large global public company or Finance environment or a combination thereof
  • Experience in technology services industry is desirable with working knowledge of software revenue recognition a plus
  • Knowledge and experience in operational and financial auditing required with the ability to construct well-targeted audit reports within the context of business/industry operations/practices
  • Strong working knowledge of key business processes (order to cash, procure to pay, financial close, hire to pay, equity, etc.) is required
  • Experience in conducting Fraud Reviews is a plus
  • Familiarity with Enterprise Risk Management (ERM) concepts a plus
  • Strong project management/organizational and planning skills; ability to manage multiple projects simultaneously and prioritize tasks to meet project deadlines
  • Demonstrated proficiency in MS Office (Excel, Word, PowerPoint, Visio) with a general understanding of data analysis techniques
  • It is essential that the candidate be a team-player with a self-motivated, proactive, and positive can-do attitude
88

Senior Auditor Resume Examples & Samples

  • Reconcile accounts
  • Perform audit procedures as assigned by supervisors
  • Prepare working papers and financial statements
  • Perform other accounting and auditing duties as needed in engagements as assigned
  • Bachelor’s in Accounting
  • At least four to seven years of experience in Public Accounting
  • Either hold or be working towards obtaining CPA License
  • Proficient in computer accounting software
89

Senior Auditor Resume Examples & Samples

  • Responsible for planning and executing less complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Gathers and provides input into risk assessments in conformance with department standards, generally in less complex areas. Presents results to various levels of client management
  • Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations. Monitors and validates Management Action Plan status. Recommends closure of Manangement Action Plans when actions are complete and identified deficiency has been addressed
  • Bachelor’s degree (Accounting, Finance, or related field)
  • 1-3 years in public accounting, internal audit, technology audit or related financial services field
90

Senior Auditor Resume Examples & Samples

  • Manages a complex and critical unit within Internal Audit, including a small to medium-sized team of Internal Audit professionals
  • Specific subject matter expertise regarding supplier management control disciplines and a strong business understanding of financial products, especially those associated with the Consumer and/or ICG business
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views; must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
91

Senior Auditor Resume Examples & Samples

  • Building the department’s standing and credibility throughout the organization
  • 3-5 years of professional experience in public accounting, internal audit, and/or consulting and a strong financial background
  • Strong communication, facilitation and presentation skills
92

Senior Auditor Resume Examples & Samples

  • Plans the objectives and scope of the audit and prepares an audit program
  • Performs all aspects of an audit, including planning, testing of controls, and preparing accurate workpapers to properly document and support audit findings
  • Evaluates the effectiveness of internal controls and operating practices within affiliates and operating locations
  • Reviews audit reports and workpapers prepared by Auditors when acting as Team Leader and ensures adequate documentation supports the audit findings
  • Determines compliance with accounting policies and procedures
93

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting, Finance, or Business
  • 3-5 years of professional experience in public accounting, internal audit, and/or consulting
  • Strong grasp of accounting and auditing
  • Experience working at a Big Four
94

Senior Auditor Resume Examples & Samples

  • Plan and execute assigned audits and projects in accordance to the Audit Plan
  • Proactively identify risks and develop recommendations for improvements to mitigate risks and bring programs and operations into compliance with goals and objectives of the organization
  • Draft audit reports containing identified issues and recommendations
  • Interpret policy and procedure and apply professional auditing principles and standards to identify methods for assessing gaps or failures in control design and operating effectiveness
  • Identify and analyze the root causes of inefficient practices; assess alternatives which might yield desired results
  • Stay current on and research best practices in the audit field for the financial services industry and risk, finance and operations processes making recommendations for improvements as necessary
  • Assist Internal Audit management with external auditor and regulator management to help facilitate timely and efficient external reviews
95

Senior Auditor Resume Examples & Samples

  • 4+ years of relevant experience
  • Bachelor's Degree in Accounting, Finance, or a related field
  • Solid Audit background (Financial, Operational, Products, IT)
  • Strong understanding of fundamental Information Technology and Business risks and correlation with key controls
  • Microsoft Excel proficient (Pivot Tables, V-Looks Ups, Macros)
  • 10+ years relevant experience in Audit or other specialty area
  • CIA, CISA, CPA
96

Senior Auditor Resume Examples & Samples

  • Excellent low cost benefits: 15% bonus, 2-4 weeks of vacation, 7 days personal / sick time, adoption assistance, EAP, etc
  • Voted one of the healthiest companies 2 years in a row. There is a gym onsite with a personal trainer and fitness classes (yoga, bootcamp, etc.)
  • 3 Keys
  • Public Accounting is required
  • Personable & high integrity
  • Operational Audits, CPA, and CIA are all a plus
97

Senior Auditor Resume Examples & Samples

  • Professional certifications in internal or technology audit are a plus (CIA, CISA, CISSP, CFE, etc)
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Consumer business processes, which includes Retail Banking, Credit Cards, Loans, Mortgage, Insurance, Investment products, especially those associated with the Consumer business
  • Experience working with team in different regions and from different cultures is desirable
98

Senior Auditor Resume Examples & Samples

  • Bachelor's of Science in Accounting
  • Recent or current CPA firm experience
  • 3-8 years of related work experience
99

Senior Auditor Resume Examples & Samples

  • Perform internal financial, operational and compliance audits
  • Collect and analyze data to detect deficient controls, non-compliance with laws, and regulations
  • Report to management about audit results and recommend changes in operational, compliance or financial activities
  • Conduct the internal investigations of compliance issues
100

Senior Auditor Resume Examples & Samples

  • MBA/CA or equivalent degree/experience
  • 7-8 years Banking experience in an Audit function, with 2-3 years of that experience in Wholesale or Corporate banking Audit team
  • Experience finalizing Audit plans and reporting on internal audits
  • Strong Audit experience ability to lead and manage individuals
101

Senior Auditor Resume Examples & Samples

  • Carry out the vision and mission of Internal Audit to implement a systematic and disciplined approach to evaluate risk and controllership
  • Lead teams of two to five auditors in conducting financial, operational and/or compliance audits
  • Provide coaching to less experienced team members aimed at facilitating the completion of audits and developing the less experienced team members' auditing skills
  • Identify and clearly define audit issues and root causes, recommend practical solutions and ensure corrective action plans are developed and implemented. Present these findings to the Internal Audit leadership and the business management teams
  • Promote a zero tolerance control environment where fraud or noncompliance is unacceptable and difficult to conceal
  • Actively participate in the audit planning, execution and wrap up processes
  • Review audit work papers and report findings
  • Willing to travel up to 70%; including some international travel
  • Have bachelor's degrees in Accounting or Finance and/or other area(s); higher-degreed candidates (for instance with MBA) are preferred
  • Possess the drive to gain quickly strong knowledge and understanding of the Company's policies and procedures
  • Interact well with different people and able to work in a multi-cultural environment
  • Possess excellent written and oral communications skills
  • Have excellent coaching skills and can contribute to the staff auditors' professional development
  • Possess very good computer skills (Excel, PowerPoint…) and exposure to ERP systems
  • Have experience on project management
102

Senior Auditor Resume Examples & Samples

  • Recommends appropriate and pragmatic solutions to risk and control issues. Identifies inconsistencies in data or results and defines business issues. Challenges policies, procedures or practices and formulates recommendations as necessary
  • Intermediate level internal or external audit experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for communicating and issuing to stakeholders high quality deliverables according to strict timetables
  • Specific subject matter expertise regarding solid business understanding of Consumer Banking Global Mortgage products, specifically those associated with the Mortgage Default Servicing businesses
  • Must be able to independently research assignments, apply learnings, and provide peers and seniors with relevant assessments and conclusions or opinions
103

Senior Auditor Resume Examples & Samples

  • Train and supervise staff auditor
  • Perform the necessary follow-up related to the audits (i.e., audit findings and memos)
  • Ability to interact with various levels of staff and management
  • Proficient in Excel and Word software programs
104

Senior Auditor Resume Examples & Samples

  • Highly proficient experience developing, auditing, and monitoring with in complex organizational structures
  • Delivering high quality results in a tight deadline
  • Foster an efficient, innovative, and team-oriented work environment
  • Excellent written and oral communication skills with all levels of an organization including senior management. Highly effective communication with all levels of the organization including senior and executive management
  • Ability to leverage available resources and contribute through others to apply the firm's services
  • Ability to multi-task and handle multiple projects at the same time
105

Senior Auditor Resume Examples & Samples

  • Supervision of audit staff
  • Coordinate and execute financial, compliance and information technology audits
  • Minimum of three years of auditing experience
  • Willing to travel 10% domestically
106

Senior Auditor Resume Examples & Samples

  • Plan, execution, and wrap up of audits and reviews
  • Create system of controls and procedures while recommending any updates to policies related to findings during assurance work
  • Manage a team, as well as training and development of staff members
  • Review of work papers by staff level employees
  • Prepare and draft financial statements as needed by clients
  • 3-4 years' experience
  • CPA or CPA Candidate preferred but not required
107

Senior Auditor Resume Examples & Samples

  • 20% - Develops comprehensive audit programs that are designed to achieve the audit objectives identified in the annual audit plan
  • 20% - Leads audits of financial, administrative and operational systems throughout the company within established budgets, target dates and quality standards. Utilizes computer assisted audit techniques as needed to maximize audit effectiveness and efficiencies and prioritizes workload to meet customer needs and departmental goals. Assess risk exposures within each audit engagement and make recommendations for additional audit procedures as necessary
  • 20% - Reviews, analyzes, tests and documents various systems, procedures, and internal controls; analyzes business processes and work flows. Prepares audit work papers according to department and professional standards
  • 15% - Prepares professional, clear, concise audit reports and memorandums for management with appropriate and practical recommendations for improvements. Ensures all report findings are adequately supported by work paper documentation and are reviewed with management. Solicits management involvement
  • 15% - Maintains technical proficiency in all areas of auditing, accounting, and industry issues
  • 10% - Works in partnership with public accountants to facilitate the completion of the annual financial statements audit and employee benefit plan audits
108

Senior Auditor Resume Examples & Samples

  • Communicate effectively, clearly, concisely, and accurately using written and verbal communications with all levels of management
  • Ensures that audit activities comply with Inspection Group standards
  • May assist in supervising, directing, training, mentoring, and evaluating staff, and in developing a strong team effort among the staff members
  • Assists in maintaining effective and professional relationships with bank senior management
  • Years of functional/professional experience 7 to 10 years of directly related experience
  • Bank products
  • Bank policies and procedures
109

Senior Auditor Resume Examples & Samples

  • 2+ years of recent or current CPA firm audit experience for commercial industry clients
  • Strong communication, interpersonal, analytical, and research abilities
  • Ability to exercise independent judgment and make sound decisions
110

Senior Auditor Resume Examples & Samples

  • Bachelor’s degree in accounting or related field required
  • Master’s degree in accounting and CPA certification strongly preferred
  • 4+ years of postgraduate experience in accounting role required
  • Proven success in improving transaction activity for large corporations preferred
  • Experience and/or advanced understanding of shared service, outsourcing, finance transformation, performance management, - optimizations of financial system, talent management, or EPR systems necessary
111

Senior Auditor Resume Examples & Samples

  • Information Security Governance practices such as Access Administration; Incident & Vulnerability Management; Security standards and Technology Change Management
  • Technology Platforms such as zOS, UNIX, Tandem, iSeries or Windows (2003 and XP)
  • Database Management systems such as Sybase, Oracle, SQL, DB2/UDB or IMS
  • Computer Centre processes such as problem management, service level management, environmental controls, physical security, job scheduling, job entry systems, media management, backup and recovery, and capacity & performance management
112

Senior Auditor Resume Examples & Samples

  • Assist in setting strategy for the audit group
  • Developing a team to achieve objectives set by the board
  • Planning audits
  • Conducts assigned audit engagements, in accordance with GAAP, successfully from beginning to end
  • Reviewing audit results
  • Working with staff to identify efficiency and effectiveness comments as well as working with top management and board on major issues identified during the audit process
113

Senior Auditor Resume Examples & Samples

  • Coordinate and execute financial, information technology and Sarbanes-Oxley audits
  • 18 days of paid time off
  • Tuition Reimbursement
114

Senior Auditor Resume Examples & Samples

  • 4+ years of experience with a middle market or smaller CPA firm
  • Previous experience with Financial Statement Preparation, GAAP, GAAS, General Ledger, Internal Controls, and Month-end Close
  • Solid Tax background (Corporate; Individual; Partnership; Research & Planning)
  • Previous Real Estate experience
115

Senior Auditor Resume Examples & Samples

  • Participate in conducting onsite audit engagements assessing risks and the quality of controls and operating procedures of audit entities within RBC Banking Group utilizing RBC’s IAS methodologies
  • Ensure a high level of collaboration and cooperation with business/function audit teams during integrated audits
  • Take initiative in identifying and undertaking tasks impacting team performance
  • Demonstrate leadership qualities by motivating and assisting with directing the team by providing guidance and suggestions for maximum productivity
  • Demonstrate a high level of commitment and dedication to team goals and objectives
  • Seek to continuously improve audit techniques and methodologies
  • Bachelor’s degree from an accredited college or university preferably in Information Technology, Management Information Systems, or Computer Science
  • A professional certification (CISA, CIA, CISSP or equivalent) in good standing will be an asset
  • Minimum 5 years experience in IT Auditing or IT Operations
  • Knowledge of Windows 7, XP and 2000; Unix / Linux operating systems, RACF and iSeries; Relational Databases: Sybase, Oracle, DB2
  • Understanding of application controls over the input, processing and output of data, application logical access controls, change management controls, incident management controls, RBC Information Security Policies, disaster recovery and business continuity practices would be an asset
  • Willing and able to travel to overseas locations to perform audit engagements
  • Decision oriented
  • Ability to manage time and meet deadlines
116

Senior Auditor Resume Examples & Samples

  • Qualified Accountant through a recognised professional body (ACA, ACCA, ACMA)
  • Member of Institute of Internal Auditing
  • Project Management Professional – e.g. APMP, Prince 2 Practitioner
117

Senior Auditor Resume Examples & Samples

  • 2+ years of current or recent CPA firm experience
  • Previous Audit experience with Nonprofit clients
  • Experience with Financial Statement Preparation, GAAP, and GAAS
  • A-133 experience
118

Senior Auditor Resume Examples & Samples

  • 5 – 7 years of related experience, including experience with large, complex financial institutions
  • Ability to identify and understand controls in changing environments
  • Human Resources and Transfer Pricing experience
119

Senior Auditor Resume Examples & Samples

  • 5+ years of Public or Internal Audit experience, including experience with large complex financial institutions
  • Strong knowledge of BSA / AML and OFAC (Office of Foreign Assets Control) requirements
  • Exceptional organizational and interpersonal skills
  • Ability to communicate and collaborate with various levels of employees
120

Senior Auditor Resume Examples & Samples

  • 2-5 years of experience in public accounting
  • Prior experience in a small to medium size firm
  • Outgoing and driven personality
121

Senior Auditor Resume Examples & Samples

  • Experience providing attest services in a professional services firm
  • 150 credits achieved in order to sit for the CPA exam
  • Master’s Degree or other advanced degree
  • Nonprofit industry experience with demonstrated technical expertise
122

Senior Auditor Resume Examples & Samples

  • 5-8 years of Public, Private, or combined audit experience out of financial services
  • Internal audit experience or other audit experience would be an asset
  • Knowledge of Canadian, US and UK regulatory requirements
  • Financial accounting background/designation (CPA, CA) or MBA, CFA
  • Analytical skills in assessing risk, issues and challenging status quo
  • Ability to work independently and multitask
  • Effective time management skills and ability to meet tight deadlines
  • Strong communication skills (oral and written)
  • Wholesale Banking experience with a large Canadian financial institution
123

Senior Auditor Resume Examples & Samples

  • Perform independent reviews of the validation of local models used as part of the capital planning program including the evaluation of data quality and relevance, soundness of model concept, ongoing model monitoring and analysts of modeloutcome. Including validation of remediation actions related to model gaps/issues noted by regulators or Internal Audit
  • Perform independent reviews of the validation of local models used in other areas including the evaluation of data quality and relevance , soundness of model concept, ongoing model monitoring and analysts of model outcome. Including validation of remediation actions related to model gaps/issues noted by regulators or Internal Audit
  • Monitor changes in US model risk regulatory guidelines and assess adequacy of actions taken by institution in order to comply
  • Develop and maintain effective working relationships with key stakeholders across the business
124

Senior Auditor Resume Examples & Samples

  • Minimum of 5 years of experience performing Wealth Management Audits or business / corporate function
  • Control testing based on audit objectives and procedures
  • Analyzing evidence based on generally accepted audit standards (IIA)
  • Completing clear and replicable audit work papers in specified timelines
  • Testing regulatory (e.g. Reg 9, ERISA, 1940 Act, FINRA) controls
  • Reporting control failures and communicating same to management
  • Preferred experience in the financial services industry including
  • College degree with a minimum five years of audit experience
  • In-depth knowledge in internal controls and risk assessment
  • Knowledge of trends and best practices in internal controls
  • Knowledge of US Regulations such as SEC, OCC, FINRA, ERISA
  • CIA, CPA, CFIRS designations are desirable
  • In-depth analytical and system thinking skills
  • Microsoft Office skills including proficiency in Excel and Word
125

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting or Information Technology
  • 3+ years of experience in internal audit, internal controls assessment, and/or SOX 404 evaluation and testing
  • Proficient with Microsoft Office Suite programs (Excel, Word, PowerPoint) *LI-HD#ACCT
  • MBA in Accounting, CPA, or other related accounting professional certification
  • Certified Fiduciary and Investment Risk Management
  • Prior experience in Public Accounting
126

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting, Finance, Information Systems, and/or a related field
  • Financial Services background
  • CISA / CPA
127

Senior Auditor Resume Examples & Samples

  • 5–7 years of related experience (both Big 4 and private industry), including experience with large, complex financial institutions
  • Transfer pricing, valuations and financial reporting experience
  • Overall understanding of banking, risk management, audit techniques, internal controls and audit principles and theory
  • Critical thinking, analytical, project management and organizational skills
  • Ability to interact and communicate effectively with leadership, regulators, and staff at all levels
128

Senior Auditor Resume Examples & Samples

  • 4-10 years of audit experience in Financial Services Industry and/or Big 4 public Accounting
  • Highly analytical
  • Prior experience in Community Banking
129

Senior Auditor Resume Examples & Samples

  • 5+ years of related experience, including experience with large complex financial institutions
  • Solid understanding of Dodd Frank, Volcker Rule and other relevant regulatory requirements
  • Ability to write clear, concise, non-technical and persuasive risk evaluation reports
  • Knowledge of leasing business
130

Senior Auditor Resume Examples & Samples

  • 1+ year of recent or current CPA experience
  • Outstanding project management and analytical skills
  • Thorough understanding of GAAP and Statutory Accounting Principles
  • Outstanding communication skills, both verbal and written
  • Exceptional analytical abilities
131

Senior Auditor Resume Examples & Samples

  • Direct daily fieldwork and inform supervisors of engagement status
  • Develop and execute audit plans
  • Establish and maintain on-going relationships with clients
  • Prepare comprehensive electronic workpapers to document and support work performed
  • Communicate audit findings to team members and client management
  • Draft reports, financial statements and footnotes
  • Develop recommendations based on audit findings to enhance and improve operations
  • Develop and deliver clear concise reports, emails and memos
  • Use technology to continually learn, share knowledge with team members and enhance service delivery
  • Bachelor’s degree and 2 to 3 years of related work experience or a graduate degrees with 1 to 2 years of related work experience
  • A degree in accounting, finance or business
  • A minimum of 1 year of experience working as an auditor for a public accounting firm
  • CPA or actively preparing to pass the CPA exam in near future
  • Outstanding oral and written communications
  • Superb analytical skills
  • Effectively manage multiple tasks and deadlines
132

Senior Auditor Resume Examples & Samples

  • Active CPA license or actively preparing for the CPA exam
  • Public accounting audit experience
  • Proven experience in meeting strict deadlines within budgetary constraints
  • Excellent oral and written communication skills with a client focus
  • Highly detail-orientated, organized and proactive
133

Senior Auditor Resume Examples & Samples

  • Creating and revising COSO-based internal control frameworks
  • Creating and maintaining internal control documentation
  • Creating, executing, and documenting internal control activities and test plans
  • Recommending and verifying implementation of control gap remediation plans
  • Summarizing and presenting results to management
  • Coordinating external audit activities
  • Independently performing internal control assessments
  • Assist with various internal control initiatives
  • Assist with special projects and any other duties as may be necessary
  • 3-5 years progressive professional experience in an audit capacity with a large audit firm or with a large international corporation in an internal audit, internal control, or accounting capacity
  • Ability to travel 30%
  • Experience with process flow-charting and creating /maintaining internal controls policies, procedures, and narratives
  • Knowledge and exposure to internal controls over financial reporting and/or COSO
  • CPA, CFE, CIA
134

Senior Auditor Resume Examples & Samples

  • Plan & execute various financial, operational, compliance, and strategic audits in accordance with accepted professional standards
  • Determine compliance with company policies & procedures and adherence to applicable laws and regulations
  • Assist with the Company's SOX assessments of internal control over financial reporting via review, documentation, testing and evaluation of accounting and IT controls
  • Assist external auditors as requested
  • CIA, CPA or CPA candidate highly desired
  • 5+ years audit experience, including experience leading audits
  • Big 4 Public accounting experience required
  • Superior quantitative and data analytic skills; IT general controls experience a plus
  • Experience with data analysis utilizing audit software and/or MS Excel
  • Able to prepare and deliver oral and written presentations to management and the board of directors
135

Senior Auditor Resume Examples & Samples

  • Intermediate level bank or audit experience in areas related to Markets/FICC/Equities , Credit or in a related control function role, with demonstrated execution capabilities according to strict timetables
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Markets/FICC/Equities or Credit products, especially those associated with the Markets/FICC/Equities or Credit business
  • Have an excellent knowledge of Capital Markets/FICC/Equities/Credit Products and processes. In-depth understanding of the relationship between Capital Markets/FICC Business/Credit and support units within a financial institution, impact on the overall control environment and audit approach
136

Senior Auditor Resume Examples & Samples

  • Performs Finance related audits in accordance with Citi’s internal audit methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Solid business understanding of financial services products, especially those associated with the Banking and Global Markets businesses
  • Strong knowledge of Finance/Accounting/Tax and knowledge of the operations of shared services centres is an advantage
137

Senior Auditor Resume Examples & Samples

  • Direct audit field work
  • Lead audits, acting as primary point of contact
  • Delegate and review work of audit staff
  • Prepare financial statements, corporate tax returns
  • Evaluate and remain mindful of potential improvements to internal controls; act as a stakeholder in suggesting improvements and efficiencies
  • Bachelor’s or higher degree in Accounting
  • 2+ years audit experience
  • CPA, CIA, or actively pursuing certification strongly preferred
  • Strong communication and leadership skills
  • Non-profit experience a plus
138

Senior Auditor Resume Examples & Samples

  • Conduct operational and financial audits to evaluate the adequacy, effectiveness and efficiency of internal controls as well as compliance with policies and procedures
  • Research laws, regulations, policies, and industry standards
  • Identify and recommend solutions and/or new procedures to enhance current operations or strengthen controls to mitigate loss exposure
  • Document relevant information to support the internal audit conclusions and recommendations
  • Collaborate with management to identify practical corrective actions to address recommendations
  • Review and approve internal audit reports for presentation to auditees, senior management, and the Audit Committee. Reports are to include the results of the internal audit objectives and scope as well as applicable conclusions, recommendations, and action plans. Communications must be accurate, objective, clear, concise, constructive, complete and timely
  • Evaluate management action plans to correct reported conditions for satisfactory disposition of audit findings
  • Maintain a system to monitor the disposition of results communicated to management
  • Coordinates audit efforts with those of state, federal, and other independent outside auditors and/or examiners
  • Strong understanding of internal controls and/or sound knowledge of business practices, risks, and business process improvements
  • Knowledge/experience with GAAP and statutory accounting financial statements
  • Proven ability to deliver audit results within budgets and established deadlines
  • Proven track record in working with all levels of management and employees, including managing a small team of professionals
  • Self-motivated, organized
  • Learn and expand knowledge by attending professional meetings, conferences, and training
  • Sound judgment
  • Proficiency with Microsoft Word, Excel, and other common office software
139

Senior Auditor Resume Examples & Samples

  • 7+ years of auditing experience
  • Ability to supervise complex audits which may be in process simultaneously and complete audits on time and within budget
  • Ability to supervise the identification and articulation of key risks and controls and devise audit steps for a variety of audits
  • Ability in accumulation and interpreting large amounts of data and information to identify audit issues and develop practical cost effective solutions
  • Excellent planning and organization skills to administer audits and maintain adherence to audit plan
  • Ability to develop auditors and seniors and maintain their motivation while ensuring quality of work
  • Strong Interpersonal, negotiation, written, and verbal communication skills
  • In depth working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, GAAP, GAGAS, FERC, FASB and IIA standards
  • Prior experience from a combination of Big 4 and major organization/company, or straight public accounting
140

Senior Auditor Resume Examples & Samples

  • 4-7 years of auditing experience
  • Good working knowledge of relevant auditing concepts and techniques and thoroughly familiar with COSO, GAAP, GAGAS, FERC, FASB and IIA standards
  • Familiar with typical Internal Audit functions and operations
  • Good understanding of electric utility industry functions
  • Ability to identify and articulate key risks and controls in a process and sub process
  • Ability to interface effectively with peers and clients
  • Good understanding of sampling strategies and confidence levels and use of data analytics
  • Skilled in the execution of project management techniques and engagement closure
141

Senior Auditor Resume Examples & Samples

  • Leading the audit team through the entire audit process
  • Preparing all necessary financial statement and related disclosures and reportable conditions letters, with an eye on quality, thoroughness, and accuracy
  • Develop an understanding of client's business, and becoming a 'functional expert' in the area
  • Supervising engagement team as necessary
  • Monitoring and reporting the productivity of staff, and adherence to work plan schedules on each assignment
  • Recognizing and informing senior management of opportunities to increase level and types of services to clients
  • 2 or more busy seasons of public accounting experience as an external audit professional
  • In-charge experience supervising associate members while running multiple engagements
  • Effective verbal and written communication skills, and working knowledge of Microsoft Office products
  • Strong technical skills in accounting, review experience a plus
  • Construction/Real Estate experience or an auditor who would prefer to work in these industries to impact future growth of our local practice
  • Ability to handle multiple tasks simultaneously
  • Experience with a national or regional accounting firm a plus
142

Senior Auditor Resume Examples & Samples

  • Strong understanding of Sarbanes-Oxley and audit experience in testing SOX related processes and controls
  • Ability to work within a team and as an individual contributor in a fast-paced, changing environment
  • Ability to leverage and/or engage others to accomplish projects
  • Ability to travel 25%
143

Senior Auditor Resume Examples & Samples

  • Strong communication and interpersonal skills, enthusiastic, self motivated, effective under pressure and willing to
  • CPA or similar designation, a plus
  • Strong Excel, Access or ACL skills will be a plus
144

Senior Auditor Resume Examples & Samples

  • Plan and conduct internal financial and operational control and compliance based audits
  • Perform project assignments and assist in the coordination and management of certain compliance Program initiatives
  • Supervise and effectively assign work to staff consultants of the appropriate skill level and oversee their progress
  • Communicate audit findings to management and obtain agreement and buy-in to proposed action plans
  • Develop formal written reports to communicate audit results to management
  • Build management and key stakeholder relationships
  • Participate in the annual risk assessment and develop internal audit plans
145

Senior Auditor Resume Examples & Samples

  • Tax background (990 Nonprofit and Compliance)
  • Previous Nonprofit experience
  • Previous Real Estate Audit experience
  • An interest in the Arts
146

Senior Auditor Resume Examples & Samples

  • 3+ years of Audit (Financial and Operational) experience with a mid-sized CPA firm
  • Previous experience working with Hospitality clients
  • Solid Tax background
147

Senior Auditor Resume Examples & Samples

  • Supporting internal audit team and individual internal audit engagement by data mining and data analytics, advice the team in the area of data analytics
  • Executing internal audit engagements
  • Developing a comprehensive, in-depth understanding of business processes and associated risks
  • Coordinating efforts with internal stakeholders as appropriate
  • Identifying potential concerns and control issues to determining the root cause of issues and ensuring stakeholders develop and implement appropriate corrective actions
  • Providing practical and meaningful recommendations for issues
  • Presenting audit results in a succinct and comprehensive manner to key stakeholders
  • Timely escalation of issues
  • Challenging the business on all management levels (including assumptions made) and influence positive change in the organization
  • At least 4 years’ experience within Internal Audit, Risk or Compliance
  • SQL expert knowledge
  • Data mining and data analytics extensive experience
  • Knowledge of Internal Audit methodology
  • Presentation and negotiating skills
  • Fluent Czech and English
  • CIA or other professional certification Would you like to know more? https://www.gemoney.cz/en/about-us
148

Senior Auditor Resume Examples & Samples

  • 3+ years of Public Accounting firm
  • Undergraduate or Graduate Degree in Accounting
  • Solid Audit background (Financial and Operational)
  • Prior EBP and Union experience required
  • Experience in preparing forms 5500’s , 990’s and LM-2’s
149

Senior Auditor Resume Examples & Samples

  • Provides coaching and guidance to other team members in all phases of the audit process, where appropriate
  • Intermediate level experience in a related role with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
  • Candidate should have functional knowledge of consumer applications, banking products and processes and supporting systems
  • Candidate must also have an understanding of core IT processes (e.g. systems development lifecycle, application controls, change management, information security, business continuity), and related risks and controls
  • Working knowledge of IT regulations issued by banking regulators e.g. Reserve Bank of India (RBI), Monetary Authority of Singapore (MAS)
  • Able to be pro-active and take the initiative in these situations
150

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Retail; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Recommends appropriate and pragmatic solutions to Retail related risk and control issues
  • Intermediate level experience in a related role with experience in business (Retail preferably), functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
  • Fully bilingual in English and Portuguese
151

Senior Auditor Resume Examples & Samples

  • 3-6 years of current or recent CPA experience
  • Experience performing certified financial audits and related client tax returns
  • Exceptional Financial Audit skills
152

Senior Auditor Resume Examples & Samples

  • Initiate audit plan and develop the audit scope
  • Supervise audit team
  • Collect and analyze complex data
  • Detailed review of team workpapers
  • Recognize deficiencies and recommend solutions
  • Update and advance internal controls
  • Handle multiple tasks prioritizing accordingly
  • Prepare audit reports and presentations
  • 3+ years working experience (public a plus)
  • Detail oriented and strong organizational skills
  • Superb written and verbal communication skills
  • Supervisory experience is a plus
153

Senior Auditor Resume Examples & Samples

  • CISA (is an asset)
  • BA/BSc
  • Undergraduate degree and MBA or CFA desirable
  • CISSP, CISM or financial designation (CA, CGA, CIA or equivalent) would be an asset. CISA to be obtained within 24 months of joining RBC
154

Senior Auditor Resume Examples & Samples

  • Minimum of 3-4 years recent work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
  • Strong technical accounting skills and experience auditing financial reporting processes
  • Individual with desire to learn and teach others, high energy, positive attitude
  • Experience auditing US bank regulatory and capital reporting
155

Senior Auditor Resume Examples & Samples

  • Strong understanding of Bank Secrecy Act, OFAC, and USA PATRIOT Act
  • Previous AML, Audit, Risk or Compliance experience
  • Technically inclined with the ability to navigate a variety of platforms, systems, and interfaces
  • Ability to analyze large amounts of data and turn it into usable information
  • ACAMS/CFE/CFCS preferred
156

Senior Auditor Resume Examples & Samples

  • Review work prepared by less experienced personnel for sign off by the Manager/Senior Manager
  • Demonstrate expertise in primary accounting frameworks (BE GAAP or IFRS) and in related financial reporting matters
  • Demonstrate expertise in using Global Audit Methodology to perform an assurance engagement in compliance with auditing standards
  • Identify areas requiring improvement in the clients business processes and possible recommendations and prepare and deliver Management Letter to be provided to the client
157

Senior Auditor Resume Examples & Samples

  • Responsible for in-charging engagements of varying size and complexity simultaneously
  • Perform a wide range of audit, accounting and compliance procedures impacting industry-specific issues
  • Audit complex areas/transactions as well as prepare financial statements and related reports Schedule, delegate, and review the work of staff
  • Supervise, train, and mentor staff Keep manager/principal aware of engagement status and problem areas
158

Senior Auditor Resume Examples & Samples

  • 2+ years of solid middle market audit experience
  • Exceptional Audit skills
  • Demonstrated leaderships abilities
  • Prior tax exposure experience
159

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree in Business Administration, Accounting, Information Systems Administration or related field
  • 3+ years of relevant professional experience
  • CPA, CIA, or CISA certification or pursing of one required
  • Excellent writing and communication skills
  • Proactive individual, who is able to work independently in a fast-paced environment
  • Master's in Accounting or Information Systems, or MBA
  • HFM (Hyperion Financial Management) and/or Oracle experience
160

Senior Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting or equivalent
  • Masters Degree preferred
  • Two to three years prior experience with public accounting required
  • At least one year of supervisory experience preferred
  • Current CPA license strongly preferred
  • CPA Candidate required
  • Experience planning and coordinating all stages of an audit for a public or private company
  • Superior analytical skills and ability to break down complex issues and implement appropriate resolutions
161

Senior Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting, or related field with coursework sufficient to sit for the CPA exam
  • Minimum two to three years of related work experience
  • Hold a current and valid CPA license, or be in the process of obtaining one
162

Senior Auditor Resume Examples & Samples

  • Creating final reports of new fund manager reviews and interacting with many different types of asset classes
  • Tracking remediation plans agreed to by the fund managers and report any exceptions
  • Creating final reports of new fund manager reviews
  • CPA designation strongly preferred
  • Experience with audited financial statements of investment companies/private funds including ASC 820 fair value accounting
  • Working knowledge of US GAAP and IFRS
163

Senior Auditor Resume Examples & Samples

  • 2+ years of Audit experience
  • Experience in business, functional and people management
  • Expertise regarding technology application control disciplines
  • Solid business understanding of capital markets products, especially those associated with the Rates, Markets Treasury and Finance business
  • Solid negotiation skills
164

Senior Auditor Resume Examples & Samples

  • Assess compliance and effectiveness of the system of internal controls
  • Provide value-add recommendations and drive business process change
  • Independently develop and execute audit programs
  • Document control processes using various audit tools
  • Prepare audit reports detailing audit testing
  • Assess that company assets are safeguarded and recommend enhancements where appropriate
  • Provide industry best practices for risk assurance of system of internal controls, audit procedures and compliance testing
165

Senior Auditor Resume Examples & Samples

  • Conduct compliance audits at the Company, Franchise Bottler and Co-packer manufacturing facilities, Business Units, Laboratories, Commercial Product Supply (CPS),… against Quality governance requirements, policies and standards of The Coca-Cola Company (KORE)
  • Develop, test, implement, maintain and further improve the auditing concepts, methodologies and tools used for assessing the level of compliance to Company Quality requirements
  • Review audit results and identify the severity of audit findings or the risk associated with the findings to ensure the appropriate level of action is taken to eliminate non-conformance
  • Input audit information into the appropriate Global Audit Organization database
  • Participate in activities to further improve the consistency and calibration in auditing
  • Drives innovation
  • Collaborate with the system, customers and key stakeholders
  • Act like a owner
  • Basic Microbiology: Basic knowledge of food and water microbiology used to make judgments about the safety of ingredients, beverages, manufacturing techniques, packaging and storage conditions
  • Building Technical Relationships: Ability to apply technical knowledge and establish credibility with highly technical audiences in order to build technical relationships that will benefit customers or the Company
  • Beverage Manufacturing: Knowledge of and ability to apply carbonated and non-carbonated beverage processing techniques
  • English + French
  • Audit exposure / experience
166

Senior Auditor Resume Examples & Samples

  • 2-4 years of IT Audit experience
  • Exceptional IT Audit skills
  • Prior experience in Infrastructure
167

Senior Auditor Resume Examples & Samples

  • 2+ years of recent or current CPA firm audit experience for the real estate industry clients
  • Experience with Prosystem
  • Understands cash flow effects of complex activities
  • Understands internal control deficiencies
  • Knowledge of auditing, accounting standards and application of generally accepted accounting principles
168

Senior Auditor Resume Examples & Samples

  • Lead and conduct the planning, coordination and performance of financial reviews, internal control reviews, and business process reviews for specific divisions of the company
  • Develop audit programs necessary to promote effective audit coverage and evaluate system controls
  • Provide written reports of audit findings and action plans, and communicate to senior leadership in order to effect immediate action
  • Perform field work and provide evidence to support findings and related opportunities
  • Identify system control points, document key risks and related controls
  • Conduct special investigations in a confidential and effective manner under sensitive circumstances
169

Senior Auditor Resume Examples & Samples

  • Minimum of 2-4 years recent work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
  • Basel regulatory knowledge preferred
  • Experience auditing US bank processes to support Basel capital requirements (e.g. Operational Risk, Market Risk, Credit Risk), or regulatory and capital reporting
170

Senior Auditor Resume Examples & Samples

  • Perform audits in accordance with corporate methodologies and professional standards, including drafting of audit workpapers, issues and reports
  • Contribute specialist expertise to team members in all phases of the audit process
  • Participates in Business Monitoring Quarterly activities and documentation of results
  • Excellent written and verbal communication skills with demonstrated ability to clearly articulate issues and facilitate the definition and implementation of solutions
  • At least 3 years of experience of technology audit and/or core IT management processes and related risks and controls, particularly application development, change management, computer operations, information security and business continuity
  • CAATTs experience beneficial
  • Relevant professional certification such as CISA, CISSP, CRISC, PMP
  • Bachelor degree
171

Senior Auditor Resume Examples & Samples

  • Plan, prepares, and executes audit
  • Evaluate corporate risks and controls
  • Participate in regulatory audits and potential fraud investigations
  • Prepare audit reports for management
  • Design and revise internal controls
  • Bachelor’s Degree in Accounting or Finance (Master's degree a plus)
  • Minimum of three years' experience in an auditing role
  • Public accounting experience (Big 4 a plus)
  • Certification (CIA or similar, CPA or CFE, or actively pursuing such certification)
  • Strong analytical and problem solving skills required
172

Senior Auditor Resume Examples & Samples

  • Solid understanding of risks and controls as well as audit concepts
  • Ability to independently document walkthroughs; emerging ability to lead walkthroughs
  • Ability to execute multiple assignments by required deadlines; identifies obstacles within the scope of assignments and appropriately escalates; demonstrates initiative to suggest solutions
  • Demonstrates ability to present information to team and related parties
  • Demonstrates ability to communicate test information and initial findings with LOB personnel
  • May assist in the preparation or delivery of a formal presentation or training
  • Participates and contributes in team initiatives; may participate in RRG project initiatives
173

Senior Auditor Resume Examples & Samples

  • 3+ years of relevant accounting experience
  • Highly analyticall
  • Demonstrable leadership abilities
174

Senior Auditor Resume Examples & Samples

  • Managing, understanding and assisting with planning multiple audit assignments in Manufacturing, Distribution, Not-For-Profit and Benefits Plans and many more industries
  • Execute the day-to-day activities of audit engagements
  • Manage client engagements from start to finish, including managing the budget, planning, executing, directing staff and completing financial statements and audits
  • The position offers an opportunity to work with a diverse client base
  • B.A.;B.S. Accounting
  • CPA or working towards certification
  • 2-5 years of prior public accounting experience in audit
  • Ability to work independently and manage priorities
  • Strong organizational, problem solving and analytical skills
  • Strong technical skills in accounting, tax preparation, and research
  • Intermediate to Advanced skills in Microsoft Office and Bookkeeping software
  • Commitment to excellence and high standards, both personally and professionally
  • Interest in client development
175

Senior Auditor Resume Examples & Samples

  • Develop and present processes, risks, controls as part of the audit engagement process
  • Perform tests of design and operating effectiveness
  • Adhere to SAS quality standards and respond to review notes from the project manager and quality reviewer
  • Complete assignments in a timely and quality manner and ensure project manager is informed of progress, issues and potential delays
  • Demonstrate strong listening skills and debate issues in an open, honest and forthright manner
  • Ability to work independently in areas of routine and moderately complex nature
  • Bachelor's degree with 3-7 years of industry experience with at least 3 years in audit, internal control, or risk management
176

Senior Auditor Resume Examples & Samples

  • Plan and execute audits over financial, operational, compliance, and IT risks
  • Communicate with management to develop an understanding of key business objectives, significant risks, share audit progress, results, and jointly develop appropriate solutions to opportunities identified
  • Identify and develop meaningful business analyses to effectively analyze processes and efficiencies
  • Ensure progress and timely completion of projects and provide periodic reports on status and results
  • Develop and deliver executive-level PowerPoint presentations
  • Follow-up on reported opportunities to ensure realization of benefits (e.g., cost reduction, revenue enhancement, risk reduction, etc.)
  • Ability to analyze complex problems in order to identify common themes and solutions
  • Advanced proficiency in Microsoft Office, particularly PowerPoint and Excel
  • Ability to manage multiple projects to completion and coordinate action plans
  • Self-disciplined and able to meet demanding timelines
177

Senior Auditor Resume Examples & Samples

  • Minimum of 4 years of experience performing Financial Services Audits or business / corporate function
  • Testing regulatory controls
  • Preferred experience in the financial services industry
  • College degree with a minimum 4 years of audit experience
  • Knowledge of US Regulations is a plus
  • CIA, CPA, designations are desirable
178

Senior Auditor Resume Examples & Samples

  • 2+ years of Public Accounting Commercial Client Audit experience
  • Strong Financial Services background
  • Solid client service skills
  • SEX Reporting experience
  • Broker-Dealer experience
179

Senior Auditor Resume Examples & Samples

  • Complete assigned audits within budgeted timeframes and cost
  • Monitors the risk environment and assesses emerging risks through the Business Monitoring process
  • Ensures all identified corrective action plans are completed and validated in accordance with the methodology
  • Other professional certifications (CIA, CFSA etc.) are plus
  • Specific subject matter expertise and a solid business understanding of technology
180

Senior Auditor Resume Examples & Samples

  • This role directs the timely delivery of complex high quality, value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Boards of Citigroup and Citibank, their affiliates and of Citi’s respective regulators, globally
  • TTS offers payables, receivables, liquidity management solutions, trade finance and trade services, commercial card and eBanking products and services in China. The business is headquartered in Shanghai, is supported by an operations service centre in Dalian, and offers products and services through a network of 13 branches across China. The business continues to evolve in line with the market developments underway in China, which include the creation of the Shanghai Free Trade Zone, the internationalisation of the RMB, and interest rate liberalisation
  • The internal audit team covering TTS in China is located in Shanghai and comprises 5 audit professionals within a local audit team which is approximately 50 strong
  • Performs audits in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Serves as lead reviewer for all types of audits
  • Senior level experience in a TTS or related control function role with experience in business, functional and people management, with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of TTS products, especially those associated with the TTS business
181

Senior Auditor Resume Examples & Samples

  • 2+ years of current and/or recent Audit experience in a Public Accounting setting
  • Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP) and Accounting procedures
  • Strong knowledge and experience of Audits within the Financial Services Sector
  • Previous experience with Financial Statement Preparation,Hedge Fund / Investment Partnership Accounting, and SEC Reporting
182

Senior Auditor Resume Examples & Samples

  • Must have a minimum of 3 years of Auditing, Risk, Finance and/ or Compliance experience in the field of Financial Crimes
  • Ability to successfully communicate to influence management on all levels to address risk in both strategic and tactical initiatives
  • Self motivated, operates with a sense of urgency and strong attention to detail
  • Ability to access and navigate data warehouses
  • Proficiency with SQL
183

Senior Auditor Resume Examples & Samples

  • BS in Accounting, CPA/ (preferred)
  • 3-5 years internal audit exp.,knowledge of GAAP
  • Internal audit standards are key, COSO is a plus, SOC compliance a big ++
  • Public accounting and/or private industry experience with knowledge of accounting, finance and internal control areas
  • Exp. developing internal audit scope, performing internal audit procedures and preparing internal audit reports reflecting the results
  • Exp. applying internal control concepts to plan, perform, manage and report on the evaluation of various business processes/areas/functions
  • Coming out of media/public acct. industry is a slam dunk, but not mandatory
184

Senior Auditor Resume Examples & Samples

  • CPA,CIA,CFE, or related certification/degree
  • 3-6 years of related experience
  • GAAP, COSO, SOC Compliance knowledge
  • Data analytics experience is a plus
  • IT knowledge is a plus
  • Reviewing and monitoring procedures/systems of internal controls
  • Planning multiple audit projects
  • Identifying effectiveness and risks of controls
185

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree or equivalent combination of education/experience
  • Solid understanding of investment and banking products, especially those associated with the Private Bank business
  • Knowledge of ERISA
186

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Consumer or Investment Banking, Technology Management, Project/Program Management or supplier management in accordance with corporate methodologies and professional standards including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • At least 4-5 years of experience of technology audit and/or core IT management processes (application development, change management, information security, computer operations, business continuity) and related risks and controls
  • Strong language skills in both written and spoken English
  • Awareness of the regulatory requirements on Technology operations for banks in India would be an added advantage
187

Senior Auditor Resume Examples & Samples

  • Participates in planning meetings with Division Internal Audit management and Company management to assess risks
  • Identifies, documents, and communicates control gaps, the associated risk(s), and recommendation(s) to Division IA management through written reports and presentations. Develops detailed audit reports which summarize and prioritize noted control gaps into executive communication points
  • Assists the Supervisor and Manager with developing an approach for each audit including implementing a risk based approach for each audit, scoping the level of effort associated with each area
  • Pursues additional industry and business knowledge through training, continuing education, and certifications
  • Must be able to travel out of town with overnight stays up to 25%
188

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Consumer or Investment Banking, technology management, project/program management, or supplier management
  • 2-5 years of IT Audit experience
  • Strong knowledge of anti money laundering policies
  • Prior experience within financial services
189

Senior Auditor Resume Examples & Samples

  • Manage and assist presentation support (i.e. governance reporting). Including data compilation, research, summarization and formulation of stakeholder impact
  • Applies effective data retention and version control practices for current and historical information
  • Provides external reporting to regulators as required
  • Other MIS activities related to reporting, auditing, issue validation and business monitoring may also be required
  • Advanced knowledge of Microsoft Access, Excel, PowerPoint and Word
  • Knowledge of Global Markets products, especially those associated with the G10 FX and Local Markets business is a plus
190

Senior Auditor Resume Examples & Samples

  • Performs audits related to fiduciary activities across Citi, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Specific subject matter expertise regarding fiduciary activities, inclduding technology application control disciplines and a solid business understanding of investments and capital markets products
  • The ability to learn high level fiduciary principles as outlined in Reg 9., ERISA, Investment Advisers Act 1940, etc
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views.  This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
191

Senior Auditor Resume Examples & Samples

  • Financial / Operational / SOX / IT / Manufacturing (Inventory)
  • Public/Private acceptable
  • Great Growth Opportunities
  • Strong Compensation
  • Domestic and International Travel
192

Senior Auditor Resume Examples & Samples

  • A financial accounting background/designation (CPA, CA) or MBA, CFA
  • Demonstrable multitasking abilities
  • Deadline-oriented
  • Internal audit or other audit experience
193

Senior Auditor Resume Examples & Samples

  • Planning and executing assigned audits with the guidance of the in charge auditor and/or management
  • Present objective and independent conclusions regarding the adequacy of internal controls in accordance with audit standards
  • Protect the interests of TDBG by maintaining awareness of emerging risks and regulatory requirements and assess potential impacts on the business
  • Minimum 3 years of relevant experience in internal or external auditing (financial services industry preferred)
  • Accounting designation is preferred
  • Strong analytical skills and business acumen as well as the ability to challenge the status quo
194

Senior Auditor Resume Examples & Samples

  • 3-6 years of experience in audit in a large accounting firm (currently or recently senior auditor position)
  • JCPA or US CPA
  • Bachelor or Master in accounting/commerce
  • Business level English (both verbal and written)
  • Exposure to the financial industry would be a plus
  • Other relevant certifications (ACA, CTA, CFE, CIA, etc) are a plus
  • Study abroad is a plus
195

Senior Auditor Resume Examples & Samples

  • Previous experience with GAAP and Application Controls
  • Understanding and experience of a global organization and a strong knowledge of Information Technology systems
  • Microsoft Excel proficient (Pivot Tables, V-Look Ups, etc.)
  • CPA and/ or CISA
  • Combination of and Private industry, Consulting or Big 4 Accounting firm experience
  • Working knowledge of PeopleSoft Financials
196

Senior Auditor Resume Examples & Samples

  • 2 years of current and/or recent audit experience in public accounting
  • Bachelor's degree from an accredited college/university
  • Eligible to sit for the CPA exam
  • Applied working knowledge of US GAAP and accounting procedures
197

Senior Auditor Resume Examples & Samples

  • Solid understanding of risks and controls as well as audit concepts within fieldwork; developing understanding of audit concepts within planning and reporting; able to independently document walkthroughs; emerging ability to lead basic reviews
  • Developing ability to execute multiple assignments by required deadlines; identifies obstacles within the scope of assignments and appropriately escalates; demonstrates initiative to suggest solutions
  • Clearly and concisely documents observations within work papers including root cause and impact
  • 2 or more years of audit experience required
  • Demonstrate an ability to present information to team and lead
198

Senior Auditor Resume Examples & Samples

  • 2+ years of Audit experience in Public Accounting setting with Nonprofit clients
  • CPA or parts
  • Working knowledge of U.S. Generally Accepted Accounting Principles (GAAP, GAAS, and SEC rules where applicable) and Accounting standards and procedures
  • Microsoft Word and Excel proficient
  • Great interpersonal skill
199

Senior Auditor Resume Examples & Samples

  • Analyzes and audits financial statements and monthly reports
  • Reviews and checks the financial and operating system policies and procedures for integrity and reliability of information
  • Prepare and reports findings/discrepancies and recommends corrective actions for control and operational improvements
  • Bachelor’s degree preferred
  • Understanding of Higher Education requirements, Banking requirements, and ability to apply policies and procedures to test accounts
  • 5-plus years’ experience preferred in a similar role
  • Excellent communication / interpersonal skills, including the ability to communicate with internal business units and external clients in an informed, pleasant manner
  • Ability to exercise good judgment and decision-making
200

Senior Auditor Resume Examples & Samples

  • As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance. US and local regulations as related to prohibited activities, money laundering and financing of terrorism, and all applicable regulators governing local banking activities and operations
  • Performs moderately complex audits related to KAMLS for Consumer or Investment Banking Businesses in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Share and develop relevant knowledge within the LATAM IA team and across the Compliance and KAMLS CoE to promote consistent independent assurance audit coverage and reporting
201

Senior Auditor Resume Examples & Samples

  • Perform financial related internal audits, Sarbanes Oxley compliance activities, and participate in special projects
  • Assist in delivering on all audit phases and administration, including audit program design, audit budget development, audit report preparation and audit finding follow up
  • Assist management in identifying risks, developing action plans and monitoring to completion
  • Assist in building internal audit’s capabilities and coordinating third party resources to ensure objectives are accomplished in an effective and efficient manner
  • Discuss audit issues with Internal Audit management, and assist in formulating recommendations for process improvements
  • Assist in developing a framework, methodology, programs and tools around new and existing audit areas. Research and develop new, better approaches in order to improve IA’s effectiveness
  • Background in Subscription Management and Media and Entertainment strongly desired
  • BA/BS in related field required
  • Excellent analytical, problem solving, time management and organizational skills
  • Willingness to travel up to 10-15% of the time
202

Senior Auditor Resume Examples & Samples

  • Stays abreast of general business and economic developments and applies their under­standing of the client's business and industry to identify areas of audit significance, assesses the degree of risk and the nature of the errors that could result from the client's accounting estimates, identifies unusual or unexpected transactions, and explains important developments/matters to staff
  • Develops the Audit Approach Plan and prepares detailed audit programs for tests of controls and substantive procedures for significant accounts
  • Provides guidance to assist staff in reaching their full potential (e.g., willingly addresses questions, contributes constructive on-the-job feedback and training, con­ducts meaningful and timely performance reviews)
  • At least two years experience working as an auditor for a public accounting firm or possesses particular business/industry experience to meet special needs
  • English - advanced level (business English)
  • Other language is a plus
  • Proficient IT skills (Word, Excel, Power Point)
203

Senior Auditor Resume Examples & Samples

  • Contribute to the delivery of an internal audit operating plan particularly with respect to the scheduling and prioritising of worldwide audits and meet Group and Regional standards and requirements
  • Conduct and co-ordinate internal audit schedules with regional function so as to facilitate input to Audits from relevant technical specialists, minimise duplication of activity and encourage the sharing of relevant information
  • Contribute to the delivery of the agreed regional internal audit programme, in line with the agreed project plan and internal audit templates and reporting standards
  • Conduct audits, reporting on the overall position including the aggregate impact of risks or weaknesses exposed, supporting conclusions and recommend appropriate actions
  • Follow-up audit recommendations on a regular basis to prompt action to mitigate relevant risks and/or improve risk managements practice
  • Contribute and deliver a number of audit including identifying the risks and controls to the assignments and promotion of best practice methods and practices for Internal Audit
  • Contribute and/or lead ad hoc projects to support the development Internal Audit function in line with Group and regional strategy and/or changes in the external market, regulation or best practice
  • Qualification is not necessary but if they possess ACII or ACA/ACCA this would be an advantage
  • Experience of delivering internal audit or external audit
  • Experience of Financial Services, preferably within the insurance industry
204

Senior Auditor Resume Examples & Samples

  • Have a minimum of 1 to 3 years functional knowledge of AML compliance with focus on quantitative analysis to include AML scenario model development, Model validation, predictive modeling, risk analytics, optimization techniques, AML investigations, SAR decisions, and regulatory compliance
  • M.S. in Statistics (or related quantitative field) preferred, B.S. in related quantitative filed req
  • Certified Internal Auditor (CIA) designation is preferred
  • Proficiency in MS Office (Word, Excel, PowerPoint), Outlook, and Visio,
  • Experienced in SAS data analytics tools and Teradata SQL in an enterprise environment,
  • C, C++, Java, R, MATLAB, Mathematica, Python, and VBA are a strong plus
  • Experienced in Model Ongoing Monitoring/Review/Validation with following enterprise guidelines and regulation requirements
  • Expertise in developing AML detection models in financial industry a strong plus
  • Minimum 1 to 3 years of experience in areas related to banking regulations, AML programs, local standards, and internal policies
  • Experience in managing integrated internal audit and assurance delivery within a matrix reporting environment is a plus
205

Senior Auditor Resume Examples & Samples

  • 3+ years of progressive Audit experience in a Big 4 or renowned regional Public Accounting firm and/or Internal Audit Department
  • Bachelor's Degree in Accounting, Business Administration, and/or Finance
  • Media or Entertainment industry experience
  • Experience with CAAT software including ACL, IDEA or other data analytics software
  • Experience with audit administration and GRC software including TeamMate, Archer, Auto Audit, etc
  • Experience with audit administration software (e.g. TeamMate, Archer)
206

Senior Auditor Resume Examples & Samples

  • Global Consumer Bank (Retail Banking, Commercial, Credit Cards & Mortgages)
  • Institutional Clients Group (ICG)
  • Global Functions
  • Technology, Change & Third Parties
  • Forming a QA partnership with Compliance and KAMLS audit teams
  • QA contact for all Compliance and KAMLS matters
  • Leading IA transformation in the region through QA products
  • Training methodology champion auditors
  • Producing effective communication tools – briefing notes, newsletters, QA & Methodology updates
  • Sharing best practice and common pitfalls with relevant teams and providing bite size training as and when needed
  • BS/BA degree or equivalent combination of education/experience. Related certifications, CAMS certification is a strong plus
  • Minimum 5 years of experience in areas related to evaluating/assessing Compliance and KAMLS programs, regulations, standards, and internal policies applicable
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Services Industry products, especially those associated with Compliance and KAMLS
  • Strong interpersonal skills and problem-solving skills for interfacing with all levels of internal and external audit and management
  • Self-motivated, detailed oriented, and ability to multi-task especially interchange of QA internal initiatives (e.g., scorecard review vs. review of regulatory specific deliverables
  • Ability to meet strict deadlines either QA internal or external (e.g., regulators)
  • Ability to think “out-of-box” in order to add value and provide clear guidance when reviewing work papers – clear understanding of the underline purpose of the deliverables being reviewed (e.g., ensuring a specific concern raised by IA or regulatory agencies has been addressed and whether or not it is sustainable)
  • Willingness to assist other QADs on an ad-hoc basis to ensure consistent utilization
  • Assist with periodic ad-hoc projects (e.g., research and development of QA specific training)
  • Establish and consistently maintain professional working relationship with key stakeholders (e.g., IA)
207

Senior Auditor Resume Examples & Samples

  • Review the adequacy of internal controls throughout the organization
  • Identify key risks, controls and related attributes
  • Test key controls for effectiveness
  • Perform analysis of test results to develop and support conclusions
  • Determine root causes and provide recommendations for identified issues
  • Bachelor's degree required - accounting concentration preferred
  • 2-5 years of work experience in similar role
  • Active CPA license
  • Expertise in Governmental Accounting Standards
  • Excellent technical accounting skills and strong software skills
208

Senior Auditor Resume Examples & Samples

  • Develop risk assessments for critical business processes, prepare audit plans
  • Assess operating processes and develop conclusions about their effectiveness
  • Conduct audit testing-review transactions, documents, records and methods for accuracy and effectiveness
  • Conduct interviews and observations and complete asset verification
  • Conduct post-audit follow up
  • Bachelor's degree in Accounting, Finance, Business, Computer Science or Engineering
  • Over five years experience in an Accounting or Auditing role
  • Business Process Risk Assessment
  • CPA, CIA or CISA certification highly desirable
  • Demonstrated knowledge of internal controls and SOX requirements
209

Senior Auditor Resume Examples & Samples

  • 3+ years of public accounting experience with a focus on financial services
  • Proven experience of meeting strict deadlines within budgetary constraints
  • Client-focused
  • Master's Degree in Accounting
210

Senior Auditor Resume Examples & Samples

  • 2-8 years of related experience
  • Knowledge and experience working in the affordable housing industry including financial statement audits
  • Experience with capital raising to the application/cost certification process, including financial statement audits
  • Any experience with HUD clients, bonds, tax exempt financing or tax credits
211

Senior Auditor Resume Examples & Samples

  • The senior auditor is responsible for planning, fieldwork, and concluding on operational and financial audits of selected business units, Microsoft subsidiaries and other entities. Responsibilities include
  • Develop detailed test plans for key segments of audits by developing understanding of audit area and reviewing available data and information
  • Draft audit issues based on fieldwork, supporting evidence, and risk-based implication
  • Clearly communicate project status and results with project team, IA management, and stakeholders
  • Establish and maintain strong stakeholder relationships
  • Remain current and increase knowledge in the areas of auditing, accounting, business, company products and company information utilizing self-study and continuing education efforts
  • BS/BA degree in related field, graduate degree a plus
  • Strong communication skills and the ability to effectively present recommendations to senior management
  • Creative approach to problem solving in a dynamic environment with high energy and ambition
  • Ability to travel domestically and internationally for 2-3 week periods, up to 35% total
212

Senior Auditor Resume Examples & Samples

  • Provide the Director/SAM with critical input to Chief Auditor / Assistant Chief Auditor on the practical aspects of the audit and its execution
  • Undergraduate degree, Accounting preferred
  • 4+ years of direct relevant experience in an audit function or business / corporate function
  • CPA is nice but not required
213

Senior Auditor Resume Examples & Samples

  • Graduate degree preferred
  • A minimum of 2 years of auditing experience required (with 3 years preferred). Exposure to Sarbanes-Oxley testing desired
  • Familiarity with manufacturing would be seen as a positive
214

Senior Auditor Resume Examples & Samples

  • Evaluate exposures to risk and contribute to the improvement of risk management
  • CPA Certified Public Accountant or CIA Certified Internal Auditor is preferred but not required
  • Minimum of 1+ years of audit experience
215

Senior Auditor Resume Examples & Samples

  • Develops audit programs to include proposal of audit objectives and scope, procedures and internal control reviews to ensure compliance with policies and procedures
  • Performs tests or reviews testing of operational effectiveness to validate controls
  • Prepares written reports and delivers oral presentations to internal customers and management
  • Identifying key business processes
  • Lead the work of others
  • Incorporate needs, wants and goals from different business unit perspectives into audit plans and recommendations
216

Senior Auditor Resume Examples & Samples

  • Effectively review business submitted documentation to support closure of Inspection or regulatory recommendations to assure that the necessary steps have been taken
  • Coordinate, tracking, and reporting on both the inventory of outstanding recommendations to assure that recommendations are being validated within department target timelines
  • Coordinate prompt internal Inspection review of management responses to regulatory recommendations to assure that the responses and key points of closures are clear and can be subsequently validated
217

Senior Auditor Resume Examples & Samples

  • 2+ years of audit experience
  • Big 4 Public Accounting firm
  • Background in Subscription Management and Media and Entertainment
218

Senior Auditor Resume Examples & Samples

  • 4-6 years of experience in accounting, preferably in Public Accounting
  • Broad base tax experience working with doctors, lawyers and other professionals, partnerships and trusts
  • Demonstrated analytical skills
219

Senior Auditor Resume Examples & Samples

  • 3-5 years of accounting, audit or an internal audit experience
  • Working knowledge and exposure to the common issues facing companies in regards to reporting obligations under State laws and regulatory compliance
  • Working knowledge of public accounting and audit practices, procedures and reporting standards
  • Previous experience with unclaimed property
  • Prior knowledge of state unclaimed property report
220

Senior Auditor Resume Examples & Samples

  • Planning, executing and reporting internal audits on various banking areas, products, flows and IT areas, according to the Audit Plan and applying the requirements of the audit methodology and relevant International Audit Standards
  • Report the audit conclusions / Prepare the resulting audit reports
  • Discuss the audit tests, results and actions with audit client staff and line (responsible) Management
  • Coach and give feedback to develop and improve staff when leading audits
  • Keep contact with relevant staff / Management and a constructive relationship with audit clients
  • Maintains confidentiality of information
221

Senior Auditor Resume Examples & Samples

  • Working as part of an internal audit team, focused on operational process audit and evaluation
  • Will partner across the company with multiple departments
  • Meticulously test and report on current processes and offer remedies to any deficiencies
  • Bachelor’s degree in Accounting plus three or more years of experience
  • Prior audit experience required on financial operations processes
  • Corporate audit or public accounting audit experience
  • Designations/licenses a plus; CPA, CIA, etc
222

Senior Auditor Resume Examples & Samples

  • Conduct assigned audit engagements successfully from beginning to end and ensure the timely completion of audit projects, based on the annual Audit Plan and in alignment with Internal Audit methodology
  • Perform all activities within assigned projects including communicating with business unit management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
  • Draft complete audit reports that clearly and concisely describe issues identified (implications to the business unit and company as a whole) and value-added recommendations to improve the effectiveness or efficiency of controls/business processes
  • Work closely with management to promptly resolve problems that may arise and build trust. Serve as a business advisor and partner by providing the business unit and senior management with advice related to business issues and controls
  • Perform other related duties as assigned or as the situation requires
  • Participate in the interviewing and selection of new audit personnel. Train, develop and provide performance feedback to audit personnel in order to ensure effective, quality execution of audit objectives
  • Contribute to a positive and team-oriented culture by maintaining cooperative relationships (assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback
  • Supervise other department auditors when assigned to specific engagements. Also supervise audit personnel for certain audits or special projects
  • A minimum of three to six years combined auditing and financial experience is required. Public accounting experience required
  • Bachelor’s Degree in Accounting and C.P.A. designation required. F.E., C.I.A., and/or M.B.A. with an emphasis in finance, marketing, or economics is a plus
  • Strong financial and accounting, internal control and auditing skills. A solid understanding of GAAP, GAAS and effective control environments for accounting and business systems
  • Self-starter, proven leadership ability, history of high level/quality performance and accomplishments
  • Ability to travel up to 25-35% to Company locations. Special projects (e.g., acquisitions, investigations) may warrant additional travel. Weekends and after hours work may be necessary
223

Senior Auditor Resume Examples & Samples

  • Minimum 5 years of audit experience in information systems required
  • Bachelor's degree in accounting, business or information systems required
  • Certifications in any of the following : Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) or Certified Information Systems Security Professional (CISSP)
  • Excellent verbal and written communications skills
  • LI-AD2
224

Senior Auditor Resume Examples & Samples

  • Ability to work with and communicate with internal and external clients to meet their needs in a professional and collaborative manner
  • High level of initiative, effort, and commitment towards completing assignments effectively and efficiently
  • High standard of ethical conduct and attention to detail
  • Ability to respond appropriately to supervision and changing priorities
  • Ability to encourage and facilitate cooperation, pride, and trust among team members
  • Excellent analytical, verbal, and written communication skills
  • Ability to cope with pressure and handle highly confidential information in an appropriate manner
  • Ability to assist in the development of the annual risk assessment used in the development of an annual audit plan
  • Working knowledge of regulatory reporting requirements relating to regulatory compliance
  • Ability to understand compliance related impacts on new product and service introductions
  • Ability to stay abreast of changes in the business environment (organizational changes) and any regulatory changes that could have an impact on the organization's compliance risk profile
  • Ability to research, interpret and understand how a particular regulation may apply to an operation or process
225

Senior Auditor Resume Examples & Samples

  • Performs moderately complex audits related to Consumer or Investment Banking, technology management; project/
  • Intermediate level experience in a related role with experience in business, functional and people management, with
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding
226

Senior Auditor Resume Examples & Samples

  • Ensure the extent of compliance with Company policies and procedures
  • Monitor accountability for the Company's assets to safeguard against loss, the economy and efficiency with which resources are employed
  • Audit level of compliance by business partners with contractual arrangements
  • Create reports based on the audits performed, including recommendations to improve controls/procedures
227

Senior Auditor Resume Examples & Samples

  • Bachelor's Degree in Accounting or Finance is preferred
  • 3 to 5 years minimum audit experience in public accounting or private industry
  • Proficiency in all MS applications (Excel, Access, and Word) is a must
  • CIA, CPA or equivalent qualification is expected
  • Must demonstrate an ability to understand complex business processes
  • Must have a history of identifying and quantifying business risks and adding value to an organization
  • Must be detail oriented, possess strong communication skills, and be able to function in a fast paced environment
  • Production accounting or production auditing experience strongly preferred. Familiarity with audit software programs like ACL is a plus
  • Travel, including international, can be expected about 25% of the time
228

Senior Auditor Resume Examples & Samples

  • Ok with traveling up to 30%
  • Lead and plan audit procedures
  • Authorize transactions
  • Determine policy compliance
229

Senior Auditor Resume Examples & Samples

  • Review audit evidence and demonstrate the ability to draw appropriate conclusions regarding the state of the client’s control environment
  • One or more relevant professional certifications (e.g. CPA, CIA, CFE, CISA, CISSP, CISM, CRISC, Chartered Accountant). CPA strongly preferred
  • Proficiency in English, both verbally and in written form required. Ability to speak multiple languages strongly preferred
  • Excellent analytical skillset and critical mindset
  • Ability to travel up to 30% required (Domestic based positions only)
230

Senior Auditor Resume Examples & Samples

  • Performing employee benefit plan and privately held commercial audits
  • Preparation of Forms 5500 and 990
  • Sarbanes Oxley
  • 401 K Audits
  • 4-7 years of audit experience, preferably in a small to mid-sized firm
  • CPA preferred (Will consider CPA candidates with at least 2 parts and on track to finishing)
  • Experience with Prosystems Engagement and Tax software
231

Senior Auditor Resume Examples & Samples

  • Performing operational and financial audits in several areas of the company
  • Document and assist with implementation of continuous improvement to audit processes
  • Control testing for business processes being audited
  • Build relationships with internal clients
  • Report audit results to management
232

Senior Auditor Resume Examples & Samples

  • Conduct on-site Audits at locations assigned
  • Participate in Audit planning and reporting
  • Build strong working relationships with business unit personnel
  • Identify problems, recommend effective solutions, and ensure timely implementation of recommendations
  • Specify travel locations: Inside the USA may be asked to go to NY, NJ, FL, NC, CA (possible others). Outside USA: Spain, Portugal, Italy, France, England, South Africa, Australia… possible others
  • Capacity to contribute to the Revlon organization with recommendations which will improve the Profitability and/or operational strength of the business
  • Work with minimal supervision and to consistently meet stringent deadlines
  • Evaluate and enhance internal controls in a decentralized distribution and manufacturing environment
  • Ability to effectively make oral and written presentations to and influence senior management
233

Senior Auditor Resume Examples & Samples

  • 5+ years professional experience
  • Minimum 2 years in audit, internal control, risk management or regulatory compliance examination background
  • 1+ years financial services experience, preferably as auditor
  • Exposure to Anti-Money Laundering/Bank Secrecy Act requirements, preferably as an auditor
  • Proven experience and strong competency in most of the following: relationship management, project management, audit skills, teamwork, technical, and oral & written communication skills
  • Experience in performing risk assessments and audits
  • Basic awareness, understanding and/or use of SunTrust systems applications and proven experience with tools such as MS Office & the Internet
  • Detail and accuracy in analysis and documentation
  • Ability to review legal and policy requirements and analyze information to develop test samples
  • Initiative and ability to work independently in complex areas
  • Experience with evaluating AML/BSA/OFAC requirements is a preferred skill
  • Financial industry audit experience is a preferred skill
  • Knowledge/experience in International Banking or Broker/Dealer areas is a plus
  • Certifications: CAMS, AMLP, other AML/BSA certifications, CPA, and CIA are preferred. Other certifications are also valuable
234

Senior Auditor Resume Examples & Samples

  • Intermediate-level experience in the development of pricing models and/or regulatory capital models
  • Intermediate-level expertise in technology application control disciplines
  • Good business understanding of Model Risk Management concepts
  • Proven abilities in taking responsibility for issuing to stakeholders high quality deliverable according to strict timetables
235

Senior Auditor Resume Examples & Samples

  • Conducting presentations to management regarding control deficiencies, recommending corrective actions and other suggestions for improvements and cost reduction
  • Communicating audit findings noted from the review to the Audit Manager
  • Compiling the initial draft of the audit report for the Audit Manager’s review
236

Senior Auditor Resume Examples & Samples

  • 3+ years of previous Auditing experience within a CPA firm
  • Previous SEC Reporting experience
  • Experience with Financial Statement Preparation and GAAP / GAAS
  • Microsoft Excel & PowerPoint proficient
237

Senior Auditor Resume Examples & Samples

  • Performing audit fieldwork and testing, documenting testing results in client's audit documentation tool and drafting audit results for presentation to client
  • Resource will follow client's defined audit approach, methodology and documentation standards
  • Deliverables may include: Testing Summary, Risk Assessments, process documentation, interview notes/summaries, audit testing results documented in a paperless audit database and draft audit findings and issues
  • Must be an experienced professional who possesses strong auditing and/or regulatory examination skills, and a good knowledge of the key UK AML / Sanction legislation, regulations and guidance
  • Is expected to interact and to maintain relationships with senior internal stakeholders
  • Clearly demonstrate proficiency in evaluating and testing internal controls and in applying risk based audit skills to UK business units
238

Senior Auditor Resume Examples & Samples

  • Contribute to people initiatives, including recruiting and retaining assurance professionals
  • Three years of relevant work experience preferred
  • Understanding of risk-based auditing and risk and control strategies
  • Understanding of Q&RM procedures
  • Proficiency in English language
239

Senior Auditor Resume Examples & Samples

  • Assist with and perform audits, reviews, compilations and agreed-upon procedure engagements in accordance with AICPA standards
  • Take responsibility for all stages of the audit including planning, and fieldwork which includes preparing of financial statements with disclosures in accordance with GAAP
  • Prepare and/or review account reconciliations and analyses
  • Complete audit programs, checklists, schedules and work papers evidencing procedures and tests performed and conclusions reached
  • Bachelors or Master’s degree in Accounting or equivalent
  • 3+ years of Audit experience with a medium/large CPA firm
  • CPA or actively studying for the CPA exam
  • Strong computer and technical skills
240

Senior Auditor Resume Examples & Samples

  • Working on and leading CASS audits across Global Operations, Custody, Asset Management and Global Markets business areas
  • Developing testing procedures to validate operating effectiveness of the control environment using a risk based audit methodology
  • Quantify residual risks related to compliance with CASS rules
  • Ensure audit work is carried out in compliance with Corporate Audit and Institute of Internal Auditor (IIA)standards
  • Must be able to work effectively and efficiently in new and changing situations, including new rules and regulations that get put into place
  • Keeping up to date on CASS regulatory changes and applying them to their work
  • Degree in Accounting, Finance or Business Administration
  • ACA, ACCA certification
  • Strong CASS audit experience within internal audit, with focus on global custody banks
  • Strong knowledge of CASS and financial regulations in the UK and EMEA
  • AIFMD, MiFID exp. Desirable
  • Strong analytical, project management skills
  • Good interpersonal and communication skills, verbal and written
241

Senior Auditor Resume Examples & Samples

  • 2+ years of recent or current Auditing experience within a CPA firm
  • Background servicing Real Estate operating companies
  • Previous experience with GAAS / GAAP
242

Senior Auditor Resume Examples & Samples

  • Execute assigned audit work procedures accurately and timely
  • Contributes to audit scoping, planning, evaluating, and reporting
  • Contributes to the completion of continuous monitoring activities for assigned auditable entities
  • Contributes to the preparation and updates risk assessments for assigned auditable entities for supervisory review
  • Assists with the validating the sufficiency and suitability of business corrective actions to address audit recommendations for supervisory review
  • Years of functional/professional experience - Minimum years of audit and /or risk experience: Typically 4+ years
  • Primary focus of role is on day-to-day execution of assigned areas of audit responsibilities with only limited supervision
243

Senior Auditor Resume Examples & Samples

  • Creates and maintains accurate and clear work documents. Completes tasks efficiently (on time, on budget, accurately)
  • Learns new businesses, processes and regulations effectively and quickly
  • Communicates well with clients and Audit team members
  • Engages in relevant training regarding audit, businesses, financial controls, regulations or a particular specialty
  • Typically works on projects of moderate complexity that would involve significant learning (regulatory regime, business model, processes) on each new assignment
  • Must be able to quickly assimilate new information in order to analyze the risks and controls effectively
  • Relevant knowledge of financial institutions and all applicable regulatory requirements is expected
  • Should be able to think creatively as well as take direction. Identify problems that are not consistent with past audits and begin to structure a solution or remedy to address issue(s). Identify opportunities for the use of automation and make recommendations for software support requests
  • Appropriately analyze control environment and develop effective audit steps to test controls where necessary in line with the new methodology
  • Demonstrates these skills through, for example, thoughtful analysis of business processes and issue identification, as well as discussions with the project leader and auditees
  • Able to know when to elevate potential audit issues as soon as they are identified to the Auditor in Charge
  • Previous experience in Data Analytics is desirable but not required
  • Be innovative and have ideas for improvement in processes
  • IJ123
244

Senior Auditor Resume Examples & Samples

  • Intermediate knowledge of US GAAP
  • Strong knowledge of the Audit process, including: Risk Assessments; Control Design and Operating effectiveness; and, Audit Documentation
  • Expertise regarding Technology Application Control disciplines and a solid business understanding of Financial Services products
  • Exceptional analytical, critical thinking and negotiation skills
  • CPA, Chartered Accountant or equivalent
245

Senior Auditor Resume Examples & Samples

  • Serves the needs of the client by planning and performing audits, reviews, and compilations, in addition to any other related client needs
  • Maintains a professional appearance and demeanor, reflective of the company, at all times
  • 3 or more years of relevant professional experience as an accountant or consultant for a public accounting firm, or a professional services firm
  • Intermediate level understanding in the areas of Generally Accepted Accounting Principles (GAAP) and familiarity with AICPA, GAO, and FASAB regulations and requirements
  • Able to perform financial, program, grant and compliance audits
  • Able to draft reports both financial audit and program audit reports
  • Demonstrated ability to multi-task and work under tight deadlines
246

Senior Auditor Resume Examples & Samples

  • Participation in all aspects of the audit including the planning, control analysis, testing, issue development and reporting phases as a team lead or contributing team member
  • Providing direction and training to less experienced audit staff
  • Effectively and confidently developing audit issues that address the root cause of control deficiencies identified during the course of an audit
  • Participating in the audit scheduling process to effectively deploy resources throughout the year
  • Developing an external focus by establishing and maintaining key business relationships with the management teams in the various investment related businesses, remaining current on business developments, industry trends, emerging risks, and changes to the financial and regulatory environments in order to update annual and project based audit coverage as appropriate
  • Collaborating with control partners to remain current on business developments and emerging risks
  • A minimum of 3-5 years of audit experience Big 4 accounting experience is a plus
  • Knowledge of one or more of the following areas: asset management, retirement (e.g. 401k 403b, IRA), commercial mortgages, real estate, public and private fixed income, credit analysis, investment valuation, life insurance, annuity products, broker/dealers or mutual funds is required
  • Knowledge of SEC, FINRA, Federal Reserve, or State Insurance related rules, and regulations
  • Experience with risk assessment, control analysis and audit methodology
  • Working knowledge of financial, operational, information technology and compliance risk concepts
  • Strong project management and analytical skills with an ability to multi-task and manage competing priorities
  • Ability to establish and maintain effective relationships with management and other control partners
  • Ability to adapt to working in a diverse and multi-cultural environment
  • Accounting, Finance, Economics and/or Quantitative major is desired, but not required and a relevant certification (e.g. CPA, CIA) is a plus
247

Senior Auditor Resume Examples & Samples

  • Complete complex audits, to include supervising on financial, compliance, operational, and IT risk based audits; ensure that audit scope is appropriate as to the control/risk environment
  • Review work on assigned audits to ensure that the work performed complies with stated requirements and objectives, internal audit policies and procedures, and risk-based methodology, and is documented and supported
  • Take an active role in the preparation of accurate, concise audit comments and audit reports as appropriate; assist Audit Manager in the preparation of reports for management and the Board, which identify risk and strategies to control and/or minimize risk
  • Provide leadership and coaching to fellow team members
  • Maintain an awareness of current and emerging internal and external audit issues in order to assess impact on audits; maintain skills through formal and OJT
  • Participate in strategic initiatives
  • Bachelor's degree in related field required
  • 4-6 years of related experience, at least 3 of which were in an audit environment
  • Strong verbal and written communication, organizational, time management, project management, and analytical skills
  • Thorough understanding of risk vulnerabilities, mitigation strategies, and basic to advanced audit techniques
  • CPA, CIA, CISA, CBA, or related designation strongly preferred
248

Senior Auditor Resume Examples & Samples

  • 2 plus years of public accounting experience
  • Benefit plan auditing experience required
  • Experience with engagement management, audit and review skills and staff supervision are required
  • Ability to perform research on technical matters prior to submitting for manager review is essential
  • Candidate must meet 150 hour requirement for CPA eligibility in Indiana; CPA license in Indiana preferred
  • Ability to work additional hours as needed and travel 30% of the time to various client sites
249

Senior Auditor Resume Examples & Samples

  • You will evaluate business and audit risk
  • You will prepare budgets
  • BS in Accounting or Finance, MBA a plus
  • Minimum 2 years of audit experience
  • CPA or CISSP or CIA preferred
250

Senior Auditor Resume Examples & Samples

  • Evaluating internal controls and practices and making recommendations
  • Conceiving and preparing original audit scope objectives and program of audit tests
  • Developing modifications to existing programs
  • Participate in key meetings to determine company direction
  • Assist in training of staff level members