Prime Finance Resume Samples

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ML
M Larkin
Maggie
Larkin
331 Pagac Expressway
Phoenix
AZ
+1 (555) 243 7861
331 Pagac Expressway
Phoenix
AZ
Phone
p +1 (555) 243 7861
Experience Experience
Los Angeles, CA
CIB Equities Prime Finance
Los Angeles, CA
Friesen-Schuppe
Los Angeles, CA
CIB Equities Prime Finance
  • PB platform - responsible for performance, securing and monitoring client feedback and ensuring enhancements are made alongside ongoing Client education
  • Confident at representing business and presenting the firm to clients
  • Project work – Diverse in nature encompassing some regulatory, client and system enhancement projects working closely with Product Developments and Clients
  • Educate Clients on our PB platform, secure feedback and work with Product development to enhance our offering
  • Build a reputation as a trusted advisor with the client and ensure adequate exposure to PB management and firm relationship managers
  • Monitor client and firm performance metrics to ensure high delivery of service is consistently maintained
  • Expert on the internal workings of Prime Brokerage and key support team capabilities
Detroit, MI
Global Prime Finance Trade Processing
Detroit, MI
Ortiz and Sons
Detroit, MI
Global Prime Finance Trade Processing
  • Works effectively within own team, providing support and guidance to colleagues to create and foster an environment of continuous improvement
  • Using SME knowledge to then assist with the Training of any new staff
  • Develop strong relationships within all internal counterparts
  • Will be expected to develop credibility and a good reputation and demonstrate integrity with clients and colleagues
  • Expected to work with many different asset types eg.corporate/convertible bonds, distressed debt, stocks and derivatives
  • Participates in periodic reviews of the efficiency and effectiveness of operational processes within own area of responsibility to identify opportunities to eliminate waste and improve efficiency and performance
  • Look at what CPS functions are already being performed within Jacksonville across GPF and work with Local and On-shore Management to add to the existing teams, create synergies and initiate best practices across the regional teams
present
Chicago, IL
Amer Prime Finance Client Operations Analyst
Chicago, IL
Hane Inc
present
Chicago, IL
Amer Prime Finance Client Operations Analyst
present
  • Focus on self-development through formal and informal training. Share information to promote team building and cross pollination
  • You have knowledge of trade validation workflow and impact to clients & downstream controls
  • Assist client with trade or allocation breaks post trade
  • Participation in Book of work and strategic programs
  • You gained knowledge of trade validation workflow and impact to clients & downstream controls
  • Knowledge of trade validation workflow and impact to clients & downstream controls
  • Manage efficiency & automation initiatives
Education Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Florida International University
Bachelor’s Degree in Finance
Skills Skills
  • Strong Excel skills ideally incorporating VBA (Visual Basic for Applications)
  • Ability to work independently as well as in a team environment
  • Strong written and verbal communication skills
  • Stress testing skills essential, instrument modelling skills desirable
  • Strong analytical skills with good attention to detail and a demonstrated aptitude for tackling analytical issues through quantitative modelling and assimilation of data into a working product
  • Strong problem solving abilities
  • Excellent written and oral communication skills
  • Strong analytical skills
  • Good communicator
  • Entrepreneurial
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6 Prime Finance resume templates

1

Developer for Prime Finance Belfast Resume Examples & Samples

  • Stored procedures on Sybase or SQL Server
  • Unix and scripting skills (Korn shell)
  • Java
  • J2EE App Servers (Weblogic, Websphere)
  • Java frameworks (Spring, EJB3, JPA, Hibernate)
  • OO programming (Java)
  • Good team working skills and ability to work in a distributed global team environment
  • Self-motivated, proactive and with determination to achieve goals
  • Flexible and able to deliver quality results in the required timeframe
2

Prime Finance Client Executive Resume Examples & Samples

  • 5+ years of experience in a client facing role within prime finance/brokerage
  • Series 7
  • Series 63
3

Eq Prime Finance D Cache Senior Dev Resume Examples & Samples

  • The candidate should have strong knowledge of Skills: Analysis, Some Design, Development, Unit Testing and Coordination with Users
  • Technical skills: .Net, C#, WPF, WCF, OOAD, Multi-threading, Linq, SQL Server
  • Experience: 3+ years working in a development environment
4

Markets Prime Finance Resume Examples & Samples

  • Partner with management team to ensure efficient business operations and support their day-to-day needs
  • Work closely with business support groups to ensure a robust control infrastructure is in place at all levels
  • Front to back knowledge of equity trading and equity financing businesses
  • BA or BS required, preferably in quantitative field of study; MBA preferred, but not necessary
  • Outstanding employment performance in a capital markets support or business management role
  • Experience in a consulting, business management, or CAO/COO role
  • Highly proficient with Microsoft Office, particularly Excel modelling and PowerPoint presentation development
  • Knowledge of regulatory and operational control functions of a trading business
  • Working knowledge of markets business income statement and relation to balance sheet and capital
  • Act as an extension of Citi’s values and culture
5

Business Manager for Prime Finance & Delta One Resume Examples & Samples

  • Work with the business and support areas (including Middle Office, Operations, Audit, Compliance, Internal Audit, Finance, Technology and Legal) to ensure a robust control infrastructure is in place
  • Lead MCA process, monthly control meetings, and audit preparations this year (ASL)
  • Work closely with the management team to ensure that the business strategy is clearly defined and documented, and playing a key role in ensuring that key business objectives are delivered and assist in general management of the business
  • Working with the Global COO office and Global Prime Management, ensure robust and efficient management information reporting is available across financials, controls and key metrics
  • Work with Operations and Technology partners to provide transparent financial analysis, Technology Project Governance and ensure productivity and transformation initiatives are executed and optimized
  • Work with the Global and APAC businesses to support new product and market development, aligned with IS and Citi New Product Approval Committee guidelines (NPAC)
  • Lead and/or participate in various projects as needed
  • Streamline various client and product MIS reports/decks across PB/SL/D1
  • Lead D1 project around China Capital Gains Tax reconciliation
  • Review Legal coverage and influence appropriate change across PB/SL/D1
  • Finalize transfer of pnl generation and Product Control ownership to Asia for PB/SL
  • Lead revenue attribution model discussions with global partners for ASL/PB
  • Drive further cost savings initiatives, mirroring success in Japan last year
  • Work with other Business Managers across Markets and Securities Services, and stakeholder groups to
  • Previously worked either in Sales and Trading or in Business Management with a close tie to Markets and Securities Services
  • Knowledge of operational, finance, infrastructure and control functionality helpful
6

Risk Manager Prime Finance Resume Examples & Samples

  • Counterparty credit risk and contingent market risk taken with by the Prime Finance business needs to be properly measured and controlled within the context of the firm’s risk appetite
  • To fulfill this role a Risk professional is required who has strong Prime Brokerage, Delta One and financing background
  • Client Reviews: Perform regular risk reviews incorporating market risk portfolio analysis as well as suitability and appropriateness of margin policies
  • Margin rule setting/monitoring: Setting and monitoring of portfolio provisions and position exceptions handling
  • Work with clients to size portfolio risk and determine margin levels. Communicate risk and margin issues to Sales
  • Put together presentations and documents for internal and external use on various topics including describing the functions of the Risk Group, margin methodologies, and summarizing risk issues
  • Analyzing Control Environment including periodic review of the control environment, vetting of new systems, processes, policies and procedures associated and related to market and/or credit risk and ensuring they are in sync with market practices
  • Work as business advisory leads on assessing and implementing Regulatory Capital infrastructure and helping the business improve capital efficiency
  • Relevant market risk experience in equities and equity derivative
  • A knowledge of equities and convertible bonds preferred. Fixed income and other markets desirable
  • Trading experience desirable
  • Development and implementation of class leading risk methodologies and technology
  • Strong analytical skills with good attention to detail and a demonstrated aptitude for tackling analytical issues through quantitative modeling and assimilation of data into a working product
  • Ability to work well with cross-functional teams from Business, Credit, Operations and Compliance
  • Sound risk and business judgment
  • Stress testing skills essential, instrument modeling skills desirable
  • Strong Excel skills ideally incorporating VBA (Visual Basic for Applications)
  • Bachelors degree required, Masters in Mathematics, Science or Finance/Economics is highly preferred
7

In-business Risk Manager Prime Finance Resume Examples & Samples

  • 3-5 years prime brokerage risk management experience
  • Analytical, attentive to details
  • Good communication skills, both internally and facing clients
  • Strong candidates with following experience will be also be considered
8

Prime Finance Resume Examples & Samples

  • Monitor client portfolios to ensure that risks (primarily market and liquidity risk, but also documentation, legal and reputational risks) are controlled
  • Development of new margin methodologies, both with regards to improvement of current ones and including new products
  • Client Reviews: Perform regular risk reviews incorporating market risk portfolio analysis as well as suitability and appropriateness of margin methodology
  • Business/product development: Build real-time risk infrastructure for Delta 1 and Prime Brokerage to provide better service and improved risk management for both clients and the firm
  • Develop and utilize risk management tools for the measurement, monitoring and management of clients’ exposure. Perform standard daily and weekly analysis as well as customized risk analysis. Communicate key findings to senior management
  • Heavily involved in the PB marketing efforts by taking part in client pitches, discussing the firm's risk policy and leverage levels provided, as well as talking about the risk tools provided to clients in the PB offering
  • Various client facing responsibilities, such as dealing with general risk issues, negotiating term agreements and presenting to clients at client teach ins
  • Represent the department to various and internal and external Credit officers, auditors and regulatory agencies as their issues relate to market risk and control issues
  • Equity markets plus financing markets knowledge essential
  • Knowledge of equities /Convertible bond and fixed income and other asset class
  • Development and implementation risk methodologies( Regulatory Margin Regime and Proprietary Margin Model)
  • Strong analytical skills with good attention to detail and a demonstrated aptitude for tackling analytical issues through quantitative modelling and assimilation of data into a working product
  • Stress testing skills essential, instrument modelling skills desirable
  • Minimum 5 years’ experience directly in Prime Finance experience
  • Background in Financial Risk Management and/or Equity Trading
  • Derivatives knowledge & experience, and experience with quantitative analysis
  • Ability to communicate effectively with senior stakeholders and work with clients and client facing personnel including Client Service, Sales and Relationship Management to communicate risk appetite and margin policy
  • Undergraduate degree in a quantitative discipline (Mathematics, Engineering/ Economics or Computer Science)
  • Graduate Degree in Finance or Economics preferred
9

Global Prime Finance Trade Processing Resume Examples & Samples

  • Responsible for validating data feeds, price movements and general market moves
  • Responsible for ensuring timely, complete and accurate processing of transactions (including performing all relevant controls) within own area of responsibility
  • Continue with the strategic realignment of other functions for the GPF business globally across the Operations and Technology Centers
  • Look at what CPS functions are already being performed within Jacksonville across GPF and work with Local and On-shore Management to add to the existing teams, create synergies and initiate best practices across the regional teams
  • Applies all internal and external policies/guidelines and requirements of the regulators and to agreed service level agreements, key risk indicators and/or key performance indicators and quality measures
  • Using SME knowledge to then assist with the Training of any new staff
  • Provides input to the design and implementation of strategies to ensure continuous process improvement and partners with the GTO COO and change functions to scope and define change projects to deliver process and performance improvement
  • Participates in periodic reviews of the efficiency and effectiveness of operational processes within own area of responsibility to identify opportunities to eliminate waste and improve efficiency and performance
  • Works effectively within own team, providing support and guidance to colleagues to create and foster an environment of continuous improvement
  • Strong team player within the department
  • Flexible and Committed – will need to be willing to work longer hours when required
  • Develop strong relationships within all internal counterparts
  • Resolve all exceptions created through the system workflow and escalate when appropriate
  • Relevant experience in one or more specific technical areas
  • Strong Bloomberg/Reuters experience required
  • Product and system expertise in the product line
  • Excellent team worker, able to work in virtual global teams and a matrix organization
  • Open minded, able to share information, transfer knowledge and expertise to team members
  • Strong problem solving and/or analytical skills
  • Proficiency in financial applications
  • Strong relationship abilities with internal departments
  • Distinct knowledge of equities swaps as well as an overall understanding of the equities markets
10

Investor Services NAM Head of Prime Finance Resume Examples & Samples

  • Bachelor’s degree in finance, business, or applicable field required
  • Extensive product knowledge and experience in Prime Finance and/or D1 activities
  • Understanding of trading activities in Delta One (i.e. Securities Lending, Flow Arbitrage, ETF, Index and Sector baskets, Stock synthetic flow)
  • A good understanding of both flow risk and operational risk
  • An understanding of scorecard metrics i.e RWA, ROA, BIII
  • Experience in balance sheet oversight and management
  • Leadership experience of a geographically diverse business
  • Proven track record in building high performance teams
  • Strong intellectual grasp of the industry and with the ability to anticipate and lead the organizational response to future changes
  • Credibility and gravitas to lead, motivate and influence a diverse population across geographies, products and matrix reporting lines
  • Superior problem solving skills; pragmatic approach to ensure limited resources are directed appropriately
  • Self-starter with strong initiative and drive
  • Ability to translate vision into executable plans
  • Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success
  • Applicable licenses: 7, 63, 24
11

Equity Prime Finance Product Control Resume Examples & Samples

  • Support the business with new business and product development, ensuring robust capture of P&L
  • The business covers Equity Financing, Prime Services and Quantitative Prime Brokerage
  • Validate and analyse the P&L completed by the off-shore centre and provide commentary and advice to the Front Office
  • Work hard to help build the business during a high-growth period
  • Support Financial Control with periodic reporting, ensuring that P&L is accurately captured
  • Work with technology and Project Managers on large global projects to improve efficiencies and infrastructure
  • Respond to request from the business and senior managers
  • Academic or professional experience of accounting
  • For junior candidates knowledge of Investment Banking is not essential; just a desire to work in the industry and to be challenged
  • Good Microsoft Office skills, particularly in Excel
  • Experience of working within Product Control in an Investment Bank
  • Professional qualifications like CPA, CFA, CIMA
12

Head of Credit & Prime Finance PCG India CSC Resume Examples & Samples

  • Awareness of the changes in the regulatory landscape post 2007 crisis
  • Preparation of market commentaries to explain significant PL movements and events
  • Reconciliation of income statement and balance sheet to risk systems
  • Price verification and analysis to ensure pricing to fair value as required by FAS157 for mark-to-market accounting
  • Coordinating resolution of issues with cross functional teams, including front office, market
  • Able to travel for training within Asia Pacific
  • Able to articulate, explain and defend viewpoint on issues and results of analysis
  • Targeting 6-9 years of derivative product control experience with an investment bank
  • Four year bachelor’s degree or international equivalent in Finance, Accounting or related field
  • Strong understanding of accounting fundamentals
  • Problem solving skills and an innovative approach to work are also required
  • Desire to move up within organization and take on growing responsibility
  • Experience managing a group of 1-3 Product Controllers required
  • Fixed Income/credit derivatives/prime finance concentration for a majority of the candidate’s experience required
  • Demonstrated prioritization skills for global issue resolution
13

Prime Finance Product Development Resume Examples & Samples

  • Strong understanding of Prime Finance Trading (Stock Loan and Funding functions)
  • Strategy / Planning experience in Operations, Finance or Technology capacity in support of Capital markets business
  • Experience in managing multiple projects
  • Hands on experience with Microsoft Office tools
  • Data-analysis, VBA, SQL skills will be a plus
  • Bachelors in Math, Finance or Business major
14

AVP, Prime Finance RAD Developer Resume Examples & Samples

  • Conceptualize, deliver and support software applications using Excel, VBA and SQL technologies
  • Analyze user requirements, document, and revise systems functionalities for the Prime Financing trading desk
  • Liaise with trading, TCU, and Middle Office users to gather requirements to develop, modify, and resolve issues encountered in prime trading applications
  • Provide second line support to intraday and overnight production batches that generate inventories used to manage trading books
  • Interaction with stakeholders in Front Office Trading Team, Trade Capture Support, Middle Office and global Technology (ranging from AVP to MD level)
  • The expectation is that the successful candidate can demonstrate considerable analytical and evaluation capability to enable them to write up business requirements documents for business stakeholders to then sign off on
  • BS or MS degree in computer science or related field
  • 5+ years of the following computer skills: Excel, VBA, SQL, Autosys
  • 3+ years of Investment banking industry experience, specializing in front-office prime services. Good financial knowledge experience is preferred, especially around SBL & Synthetics
  • Previous experience of operating in a RAD financial services role
  • Good communication and people management skills
  • Strong analytical and organizational skills and attention to detail
  • Self starter, self motivator
  • Collaborative style with ability to quickly build trust/credibility
15

CIB Equities Prime Finance Resume Examples & Samples

  • Ensure the delivery of first class service by the PB Middle Office /Operations and that Client’s operational relationship is built and maintained in a scalable manner
  • Client revenue/balances trends monitoring seeking ways to optimise and grow revenue in partnership with key internal and client stakeholders across the PB and markets business
  • PB platform - responsible for performance, securing and monitoring client feedback and ensuring enhancements are made alongside ongoing Client education
  • Project work – Diverse in nature encompassing some regulatory, client and system enhancement projects working closely with Product Developments and Clients
  • In partnership with Client and key internal stakeholders grow, optimise and protect the business revenue through creativity, proactivity and sustained Client focus
  • Client advocate, build an understanding of the client’s organisational structure, needs and strategy; use that knowledge to ensure effective representation of their business and develop a long term partnership
  • Build a reputation as a trusted advisor with the client and ensure adequate exposure to PB management and firm relationship managers
  • Monitor client and firm performance metrics to ensure high delivery of service is consistently maintained
  • Expert on the internal workings of Prime Brokerage and key support team capabilities
  • Educate Clients on our PB platform, secure feedback and work with Product development to enhance our offering
  • Ensure first class service delivery via formal Prime Brokerage reviews in partnership with Sales, Equity Finance and Middle Office
  • Escalation for PB Middle Office and Markets where PB is the Primary relationship
  • Make sure operational management of clients is cost effective and effort is proportional to revenues
  • Demonstrate awareness of key industry regulatory challenges and be able to discuss market themes and impacts
  • Work with internal partners to maintain/develop robust controls, ensure client operational risk is managed and the escalation process is adhered to
  • Degree educated (+ will need to have/obtain FCA Approved Person status)
  • Analyst/Associate level
  • Knowledge and experience of PB is advantage, should have at least 3 years industry experience with a demonstrable track record of delivery with a strong client focus
  • Understanding of EMEA markets and products (JPM specific + external)
  • Good understanding of synthetics, cash products, derivatives
16

Amer Prime Finance Client Operations Analyst Resume Examples & Samples

  • Ensure client queries are addressed timely
  • Assist client with trade or allocation breaks post trade
  • Investigate & support timely cash flows
  • Manage efficiency & automation initiatives
  • Understand & document root cause through demonstration of pain points leveraging metrics and analysis
  • Participation in Book of work and strategic programs
  • Employ use of “follow the sun” with global peers where appropriate
  • Focus on self-development through formal and informal training. Share information to promote team building and cross pollination
  • Experience in equity swap and derivatives processing
  • Client Service background
  • Excellent written and oral communicant
  • Knowledge of trade validation workflow and impact to clients & downstream controls
  • Highly motivated individual with problem solving skillset and ability to work under pressure
  • Fluency in Microsoft Office with focus on Excel and Powerpoint
  • 4 year BA or BS degree with Business major preferred
17

Prime Finance Business Control Analyst Resume Examples & Samples

  • Primary analyst responsible for monitoring the day to day activity of both the Trading Desks and the functional teams that support the product (e.g. Operations, middle office, settlements, Corporate Actions, Technology, Network Management, Client Exec)
  • Responsible for monitoring key supervisory activities
  • Supporting the design and refinement of key performance indicators
  • Participating in a range of key governance forums to provide a record of actions and decisions
  • Track and report on business issues to ensure actions are assigned and followed up
  • Co-ordinate the creation of key materials which are used in governance forums
  • Support the documentation of control process
  • Support the Business control lead on investigations and root cause analysis
  • A broad understanding of Securities processing and a good appreciation of Prime finance ( Funding, stock loan and borrow, short selling and securities financing and Delta 1
  • A self starter that has the ability to work independently on their own initiative as required
  • Prioritisation and time management
  • Extensive years of experience in Capital Markets
  • Previous experience of a control function would be beneficial
18

Cib-prime Finance Resume Examples & Samples

  • Take charge of client experience inclusive of product, technology, and operations across cash equity, fixed income and synthetic Prime Finance
  • Develop strategic relationships with key decision makers at the client and strengthen existing client relationships through daily interactions, meetings and events
  • Actively engage clients with respect to new products, new technology, and new regulatory topics in Prime Finance
  • Capitalize on client relationships to influentially direct Prime Finance business and revenue increasing opportunities
  • Utilize quantitative analysis for client metrics, balance trends, and portfolio construct to optimize their balance mix, return metrics, and revenue
  • Deliver other products of the firm to the client by holistically analyzing client business
  • Lead and implement initiatives that are focused on improving client experience and Prime Finance products
  • Have an appetite for learning the business, no prior experience required
  • Energetic self-starter, motivated to enhance and build on our current product offering
  • Ability to manage and build strong relationships with clients
  • Oral presentation, persuasive speaking, and negotiation skills are a must
  • Enjoy working in a fast paced environment
19

CIB F&BM Americas Prime Finance Resume Examples & Samples

  • Oversee a team of 2-3 controllers, prioritizing team tasks, designing controls, and reviewing deliverables
  • Team is responsible for the end-to-end daily and monthly P&L production process – actuals and forecasting, providing key revenue driver explanations, and balance sheet validation / analysis
  • Manage the monthly close - including validation of the financials, adherence to regulatory and disclosure requirements, and partnership with business analysts to ensure accurate reporting of business performance to Management
  • Ensure strict adherence to Product Controller minimum standards, identifying gaps and develop / action plans to close where needed
  • Lead the development of numerous Finance and Business aligned initiatives. Current focus area on streamlining funding cost framework between CIB Treasury and Prime Finance businesses
  • Reviewing current processes, identifying control weaknesses and delivering solutions to enhance the current control environment
  • Working with key stakeholders (Front Office, Middle Office, Financial Control, and Legal Entity Control) to quantify potential impacts of issues and ensuring the impact on the financial statements is understood and if material, adjusted
  • Product and/or Financial Control experience a plus
  • Understanding of Accounting concepts in order to interpret accounting policy
  • Excellent team player able to work with team members across Finance, Front office, and Operations
  • Control/efficiency mindset and drive to challenge and change
  • Ability to multi-task with flexible working style
  • Appreciation of the existing control environment, infrastructure, systems and main flows
  • Effective team player and self-starter
  • Equities Financing and Prime Brokerage knowledge a plus
20

CIB F&BM Americas Prime Finance Resume Examples & Samples

  • Lead the end-to-end daily and monthly P&L production process – actuals and forecasting, providing key revenue driver explanations
  • Lead the development of numerous Finance initiatives including; P&L aggregator for Clearance and Execution, and Client metrics initiatives, driving insight to make informed business decisions
  • Improve processes and controls around Clearance and Execution Fee revenues and corresponding Operations expense allocations
  • Working with key stakeholders (Front Office, Middle Office, Financial Control, and Legal Entity Control) to quantify potential impacts of these issues and ensuring the impact on the financial statements is understood and if material, adjusted
21

Prime Finance Resume Examples & Samples

  • 10-15 years experience in financial services
  • Knowledge of leverage, credit and market risks, market structure
  • Strong understanding of both listed and OTC products
  • Analytical ability to evaluate and price complex trade structures
  • Develop and understand delta1 pricing models
  • Use of spreadsheets, PowerPoint, Word for normal corporate initiatives
  • Series 7, 63, 55, 24
22

CIB Market Risk Coverage Prime Finance Resume Examples & Samples

  • Analysis of aggregated risks and tail risk exposure
  • Set, monitor, and enforce various market risk limits and ensure compliance with the mandate set for the Prime Finance trading desk
  • Review proposed trades and enforce Pre-Trade Governance triggers
  • Daily review of the trading desk’s exposures and stress results
  • Clearly articulate Risk policies and views on exposures
  • Communicate regularly with Market Risk colleagues, Trading Desk, Risk Reporting, and Technology
  • Manage multiple projects focused on development and continued improvement of risk reporting and processes
  • Develop a healthy risk culture with the desk that fosters the sharing of information, awareness of firm policies, and an intuitive sense of what should be escalated
  • Monitor and analyze market trends and movements, relate them to the desk’s activities, be vocal and share those observations and opinions with the global team
  • Manage Firmwide regulatory initiatives: CCAR, Product Inventory, Group Failure Stress, Firm Data Submission Framework (FDSF), etc
  • At least 2-5 years experience in Equities related Risk Management or Trading Desk experience. For example: Equity Derivatives, Delta-1, Equity Finance, Prime Services and Secured Funding desks
  • In-depth knowledge of securities, futures, and OTC derivative instruments and markets including how they are impacted by various market factors
  • Strong quantitative background and strong understanding of derivatives modeling
  • Ability to troubleshoot model outputs (sensitivity, stress, etc.), process large amounts of data efficiently, and understand the context and implication of the work
  • Strong project management, relationship building, presentation, written and oral communication skills
  • Ability to multi-task and prioritize, works well in a team environment
23

Prime Finance / Securities Borrowing Resume Examples & Samples

  • Deal directly with business stakeholders (including senior management) in analyzing system requirements, level 3 support, and status updates, etc
  • Report to the Global SBL & Funding FO Lead
  • Project management of large & complex software development projects
  • Line management & leadership of a large (15-30 member) development team across multiple on- and off-shore locations
  • Design & extend service oriented architecture for use in an industry-leading securities lending front office system
  • Provide coordination on projects that span multiple systems within and outside of candidates remit
  • Drive team to build systems that have the highest development standards & comply with all control & security requirements (information security, etc)
24

Amer Prime Finance Client Operations Analyst Resume Examples & Samples

  • You will ensure client queries are addressed timely
  • You will assist client with trade or allocation breaks post trade
  • Drive efficiency & automation initiatives
25

Cib-prime Finance Collateral Management Trader Resume Examples & Samples

  • Assist in the management of a multi-billion dollar financing book utilizing a mix of equity repo, securities lending, total return swaps, futures, options, and FX
  • Maintain liquidity profile in line with internal & external requirements
  • Develop & maintain relationships with various liquidity providers
  • Manage exposures within the desk’s limit structure
  • Responsible for start & end of day process’s ensuring positions are properly reported and reconciled
  • Help design & automate monitoring tools
  • Learn, understand and apply the knowledge of the Prime Finance business to daily functions such as equity stock loan, margin lending, pricing with an eye towards improving current process
  • Self-Starter
  • Minimum of 3 years of markets experience
  • Excellent negotiation & communication skills
  • Detailed database/excel skills
26

CIB F&bm-prime Finance Resume Examples & Samples

  • Point of contact for Prime Brokerage liquidity items including Weekly & Monthly Stress reporting, involvement in Stress Forecasting, monthly and quarterly reporting, etc
  • Further refine Liquidity analysis, managing to targets and help establish best in practice standards for Prime Services
  • Think strategically to improve procedures; drive process enhancement projects; partner with CIB Finance to review, test and implement process changes
  • Ability to deal with multiple tasks and requests in a fast moving environment coupled with proven ability to prioritize and meet key deliverables