Business Risk Specialist Resume Samples
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Business Risk Specialist Resume Samples
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AD
A D'Amore
Abel
D'Amore
13280 Olson Causeway
Houston
TX
+1 (555) 772 3237
13280 Olson Causeway
Houston
TX
Phone
p
+1 (555) 772 3237
Experience
Experience
Philadelphia, PA
Business Risk Specialist
Philadelphia, PA
Raynor LLC
Philadelphia, PA
Business Risk Specialist
- Support in implementation of key Business Risk Management Projects (F2B Framework; Operational Risk Management...)
- Assisting in the development of portfolio compliance surveillance for guidelines outside of Sentinel
- Performing detailed analysis of client investment management agreements, products and prospectus
- Provide comprehensive risk reporting to senior management and other divisional / cross-divisional risk committees
- Supporting Operational Risk Managers around the Globe in operational risk management related activities
- Assist with the records management analysis to ensure Global AM achieves compliance with relevant UBS Policies
- Assist Business Risk Management with analysis of control processes and areas where information security breaches could impact business processes
Los Angeles, CA
Senior Business Risk Specialist
Los Angeles, CA
Mosciski-Runolfsson
Los Angeles, CA
Senior Business Risk Specialist
- Conducts moderate to complex analysis. Assists in developing, maintaining, and improving program analysis of transaction trends, fraud strategy effectiveness
- Work with partners in developing Operational Key Risk Indicators and associated benchmark
- Develop and maintain Standardized reporting - increasing efficiency and self-service capabilities
- Develop SQL queries to extract complex datasets and metrics from multiple databases
- Develop moderate to complex MIS reporting for Consumer Risk business. Automate existing reports
- Analyze the loss due to fraud and overdraft and work with partners in loss forecasting
- Develop reports using standardized reporting platforms such as SQL Server Reporting Services and Business Objects
present
San Francisco, CA
Head Business Risk Specialist
San Francisco, CA
Champlin Inc
present
San Francisco, CA
Head Business Risk Specialist
present
- In WMAG, perform sales supervisory and approval activities as delegate
- Line Manager responsibilities
- Acts as an interface between regional markets and the central market and sales management units, cooperates with Legal, Compliance, Risk, and Audit
- Ensures that relevant data protection and data security rules are observed at all times and in all cases
- Analyzes and derives metrics to evaluate and mitigate
- Driving improvement of existing processes and procedures as well as assisting in development and implementation of new ones
- Provide management analytics for management decisions
Education
Education
Bachelor’s Degree in Quantitative Finance
Bachelor’s Degree in Quantitative Finance
Northeastern University
Bachelor’s Degree in Quantitative Finance
Skills
Skills
- Ability to adapt to quickly changing controls design and to implement new initiatives and projects
- Very good knowledge of MS Office Suite (Excel, Word, PowerPoint)
- Strong analytical skills with the ability to analyse significant amounts of information
- Ability to liaise with clients and manage relationships while being assertive to ensure completion of tasks, strong soft skills
- Ability to build good relationships with stakeholders
- Knowledge of testing methodology, automated test/load tools (i.e. Quality Center)
- Very good communication skills ( written and verbal) and ability to work in a team
- Strong analytical skills and are able to identify key risks within a variety of transaction processes and critically challenge information
- Very good knowledge of MS Excel and MS PowerPoint
- Detail oriented and excellent organizational skills
8 Business Risk Specialist resume templates
Read our complete resume writing guides
1
Business Risk Specialist Resume Examples & Samples
- Minimum 2 to 4years experience with user acceptance testing
- Experience creating detailed test cases/scripts for technical and/or business clients
- Experience creating Test Strategy and Test Plan documentation
- Experience creating, modifying, and executing SQL queries including complex table joins
- Strong experience with manual testing, testing tools, and reviewing test cases
- Minimum education of a Bachelor's Degree or the equivalent is required
- Experience creating and implementing test environments for a client-server or distributed system involving relational databases
- Knowledge of testing methodology, automated test/load tools (i.e. Quality Center)
- Experience with Unix
- Strong end-user/customer perspective
- Bureau Summarization Knowledge
2
Business Risk Specialist Resume Examples & Samples
- Relevant management experience in branch operations
- High School Diploma or equivalent required; College Degree recommended
- FINRA Registrations: Series 7, 66, 8 or 9 and 10 - Series 3 (if applicable)
- Life and Health Insurance licenses, required if supervising this business
- 5 years of experience with leading financial institution preferably in a
3
Business Risk Specialist Resume Examples & Samples
- Serve as deputy to the Control Officer and perform delegated supervisory
- Review and supervision as delegated, Producing Branch Manager activities
- 2-4 years experience with a leading financial institution
- Judgment and Decision-Making
- Drive and Commitment
- Working in Partnership
- Series 66, 9, and 10 required
- College Degree recommended
- Series 3 and Life and Health Insurance licenses preferred
4
Business Risk Specialist Resume Examples & Samples
- Responsible for monitoring daily breach alerts and escalating to the business until resolution where applicable
- Supporting the front office for queries in relation to pre trade alerts generated by Sentinel
- Reviewing fund documentation and coding investment restrictions into Sentinel. This may involve chairing meetings with all relevant business areas
- Identifying where manual checks are required and assisting the relevant individuals responsible when required
- Point of contact for any general queries raised by the APAC business
- Minimum of 2 years' experience within the Asset Management Industry
- Knowledge of investment management techniques and instruments
- Very good communication and interpersonal skills (written and verbal) to interact with all levels of staff in UBS GAM including senior management
- Excellent command of English (verbal and written)
- In this role, you are also responsible for monitoring accounts managed in Australia, therefore required to adopt Australia working hours. This may also include public holidays when required
5
Business Risk Specialist Resume Examples & Samples
- Bachelor's degree or higher degree in Engineering, Computer Science, Statistics or equivalent work/training is required; advanced degree is preferred
- Typically 2 years of related analytical/technical experience
- 2 years of SAS programming experience (PC, UNIX or mainframe)
- Typically will have owned/managed a large/significant process for 12 months
- Knowledge and understanding of financial services preferred
- Significant educational or work experience in relevant technical areas (e.g., programming languages: scripting experience with UNIX; database training SQL (Oracle or Teradata); statistical software SAS, and versatility with Microsoft Office applications
- Proficient with advanced programming techniques
- In depth knowledge of software tools and detailed knowledge of key business systems in sub-group and general knowledge of key bank systems
6
Business Risk Specialist Resume Examples & Samples
- Work with DISO / GISO teams to implement various UBS Information Security programs
- Assist with the records management analysis to ensure Global AM achieves compliance with relevant UBS Policies
- Collaboration with the DISO community in UBS to ensure efficient processes exist across the UBS
- Assist Business Risk Management with analysis of control processes and areas where information security breaches could impact business processes
- Assist Group BCM to identify where failure of Global AM IT applications could lead to Information Security breaches
- Minimum of 4 years' experience at a financial institution, preferably IT Risk in Asset Management
- Good English (verbal and written)
7
Business Risk Specialist Resume Examples & Samples
- 2-5 years of experience within a financial institution, preferably in Wealth Management, Management Office or in a Legal, Compliance or Audit function
- Knowledge of Banking and Financial Products and Services, and a strong affinity with the risk thematic
- Strong analytical skills with high attention to details
- Fluency in both English and German is a must
- Excellent MS-Office knowledge (Excel/Access; VBA programming skills would be an advantage)
8
Senior Business Risk Specialist Resume Examples & Samples
- Develop and maintain Standardized reporting - increasing efficiency and self-service capabilities
- Advanced PC Skills, Word, Powerpoint, and Excel (graphs, charts, formulas etc..)
- Thought clarity
9
Senior Business Risk Specialist Resume Examples & Samples
- Develop reports using standardized reporting platforms such as SQL Server Reporting Services and Business Objects
- Develop SQL queries to extract complex datasets and metrics from multiple databases
- Utilize Business Intelligence tools to build and support dashboards
- Reverse engineer and trouble shoot existing processes
- Work with product owners and clients to understand requirements, understand data needs, and resolve issues
- Respond to production issues or problems with our existing reports and products
- Implement appropriate controls and automation to new and existing processes
- Bachelors in Computer Science or Engineering
- Strong knowledge and experience using Microsoft Suite of products (Word, Excel and Visio)
- Proven understanding and demonstrated use of RDBMS databases, Oracle or Teradata preferred
- Demonstrated experience in the design and development of batch software on the UNIX platform
- Knowledge of Software version control software. Subversion (SVN) experience a plus
- Proven ability to write advanced and efficient Oracle or Teradata database queries
- Must work well either independently or as part of a team
- Risk Management experience is a plus
- C/C++, Perl, PL/SQL, Pro*C, Sql*Plus, Sql*Loader, Unix ksh scripting
- RDBMS experience, Oracle or Teradata preferred
- C/C++, Perl, Java SAS experience is a plus
10
Business Risk Specialist Resume Examples & Samples
- Develop moderate to complex MIS reports for Consumer Banking risk group. Maintain existing reports and automate where opportunity exists
- Drive a strong control environment as it relates to the aggregation of data, reconciliation to source systems and documentation of data gaps
- Coordinate with other activities and technology initiatives that impact the reporting team (i.e., data source migration, data management, etc)
- Minimum qualification : Bachelors degree
- 2-4 years of experience in Consumer Lending Business Analysis, Risk or related Financial Analysis
11
Business Risk Specialist for Months Resume Examples & Samples
- Establishing and reporting regular risk assessments
- Performing and reporting controls
- Providing input to and reviewing regulatory reports of UBS's own insurance carriers
- Initially participating in and later managing risk committee meetings
- Participating in Group related risk and control projects and initiatives as representative of Life Insurance
- Interacting with Wealth Planning and lateral sectors on risk management and control topics
- University degree in Economics, Law and/or Natural Science or apprenticeship with further education in business and/or risk management or 5 years risk management expertise in an insurance company or bank
- Fluent in English (speaking and writing), German is an asset
- Good MS Office user skills
12
Business Risk Specialist Resume Examples & Samples
- Providing administrative, technical and professional support to UBS Krakow Business Solution Centre
- Assisting local Business Risk Manager with the implementation and consistent operation of Information Security processes and principles
- Cooperating with BCM and Information Security Teams located in London and Zurich
- Participating in and leading projects to enhance risk and Information Security Awareness framework in our company
- Reviewing user access entitlement for systems, applications, unstructured data sources (SharePoint, share drives, etc.)
- Controlling internally developed Business Solution Centre systems and “End User Applications”
- Performing initial IT Risk assessments and cooperating with Group IT Risk teams
- Controlling physical access management
13
Business Risk Specialist Resume Examples & Samples
- Maintain existing MIS and develop new MIS designed to strengthen controls, create monthly reporting packages, and for further use in detailed analysis
- Utilize both existing MIS as well as the ability to extract data on an ad-hoc basis to analyze volume trends, performance trends against inventory segments, and proactively communicate those trends to internal business partners and Senior Management
- Drive the business through process ownership
- Maintaining Credibility of all data analysis and processes
- Proactively seeks, finds and recommends opportunities/ideas to improve and enhance customer experience, processes, policies and profit for Credit card collections business
- Identify trends / insights through analyses / adhocs on portfolio level metrics like Charge off, liquidation and treatment program enrollment rates etc
- Partnering and collaborating with domestic team to create holistic intelligence on various collections initiatives and strategies
- Ability to work with minimal supervision and effectively with teams
- 2-4 years of risk management or financial services experience
- Minimum qualification: Graduates (BE, BSc., BA-Economics/Statistics); Master degree in a quantitative discipline - Math, Finance, Statistics, Economics is preferred
- Strong unstructured problems solving and thought leadership skills; ability to independently analyze complex issues and make sound decisions
- Ability to understand business needs, diagnose performance issues, and develop recommendations through combination of data analysis and programming
- Strong SAS programming (Base and Advanced SAS), Unix and SQL programming skills; Ability to code debug effectively and run data accuracy checks
- Strong MS Excel and MS PowerPoint skills
- Excellent verbal and written communication skills and interpersonal skills, ability to interact with individuals across departments / functions and with senior-level individuals; present reports to senior leaders, create effective presentations
- Detail oriented and excellent organizational skills
14
Business Risk Specialist for Months Resume Examples & Samples
- Minimum of 2 years of experience at a financial institution, preferably in Asset Management
- Experience of working in a controls/compliance environment
- High attention to details
- Very good communication and interpersonal skills in English (written and verbal) to interact with staff and senior management
15
Business Risk Specialist Resume Examples & Samples
- Performing detailed analysis of client investment management agreements, products and prospectus
- Agreeing with the business the required restriction monitoring for clients and UBS products
- Interpreting guidelines and coding these restrictions on our system
- Handling business queries regarding investment restrictions
- Daily monitoring of investment guideline incidents on pre- and post-trade basis, by using our system Sentinel
- Investigating incidents with the relevant stakeholders
- Escalation of potential breaches to the business
- Assisting in the development of portfolio compliance surveillance for guidelines outside of Sentinel
- Contribution to the construction and ongoing maintenance of procedures and controls in relation to the Sentinel team and the monitoring of client guidelines globally
- Ongoing maintenance of the system throughout the duration of the implementation and beyond
- At least 5 years of experience in a financial services environment, preferably within Asset Management
- A degree level education and/or professional qualification in Accounting, Finance or Law
- Very strong German and English language skills
- Experience on automated investment restrictions systems such as Sentinel, Charles River, MIG21 desirable
- An understanding of financial instruments and their attributes
- The ability to work under pressure as part of a global team
- Exceptional interpersonal skills and have confidence to communicate with people at all levels. Remote effective communication skills
- An analytical and detail-oriented approach and the ability to provide practical solutions
- Self-starter, self-motivated with the capabilities for accuracy and attention to detail
- A flexible attitude and be willing to take on responsibility
16
Business Risk Specialist Resume Examples & Samples
- Support the team head to further develop the WM operational risk framework, governance and supervision related topics
- Drive and develop standardized operational risk reporting solutions for WM risk stakeholders worldwide as a subject matter expert
- Perform quality assurance activities to ensure global stakeholders meet operational risk framework, governance and supervision standards
- Develop WM house view and expertise for supervision and governance related topics
- Provide management analytics for management decisions
- Collaborate with and support risk partners worldwide
- Bachelor's degree or international equivalent
- Several years' experience in the banking sector
- Knowledge of Wealth Management front processes and tools
- Experience in risk framework and risk management processes will be a strong asset
- Strong analytical, conceptual and delivery skills
- Highly structured, organised and comfortable in working within tight schedules and deadlines
- Project management experience within Wealth Management and/or Risk
- Strong interpersonal skills, self-motivated and with high level of energy
- Fluency in English (spoken and written), any other language will be a strong asset
17
Business Risk Specialist Resume Examples & Samples
- Face off to Senior Stakeholders regionally and globally across multiple Operations service lines
- Adherence review with risk framework
- Coordination annual review on inherent risk landscape, risk scenarios design effectiveness and test definition of Key Procedural Controls (KPC) in partnership with Service Lines
- Facilitation of risk process (e.g. Internal Control Assessment Process)
- Quality Assurance (e.g. re-validation of SOX / KPC assessment)
- Provide assurance and advisory in relation to Regulatory Adherence, IS, BCM, O&O, NBI and policies
- Conduct risk analytics and execute risk administration such as risk reporting, MI, deep dives etc
- Facilitate, drive & deliver funded and unfunded change initiatives through the organisation
- Light people management responsibilitiesM/li>
- Bachelor Degree
- Candidates who have 8+ years' experience in Banking Operations and/or risk management experience in managed services company would be preferable
- Working knowledge of operational risk frameworks
- Exposure both the Investment banking and Wealth Management businesses
18
Business Risk Specialist Resume Examples & Samples
- Guidance on Information Security topics to business streams
- Data Leakage Prevention
- Cyber Threat Management
- Digital Rights Management (DRM)
- Monitoring & Logging
- Documenting IS policies for Global Asset Management
- End User Applications
- Outsourcing Initiatives
- Entitlement/Access reviews
- Support the closure of various Information Security audit points
- Provide assistance on Group Information Security initiatives
- Continuous Information Security Process improvements
- Physical Access
- CISA / CISSP Certifications a distinct advantage
19
Business Risk Specialist Resume Examples & Samples
- Drive the implementation of a standardized Risk Framework within the Americas Region
- Challenge Service Delivery Assessment of Key risks
- Risk Program Implementation & Ongoing Oversight (ORF / EUA)
- Ongoing Risk Assessment & Reporting
- Risk & Incident Root Cause Analysis
- Defining & implementing an ongoing Key Metrics Review and Calibration process
- 5-7 years' experience and proven track record in operations or risk management
- Work experience in a global, multicultural context
- Proficient command of written and verbal business English
20
Business Risk Specialist Resume Examples & Samples
- Coordinating and ensuring completeness of key risk information
- Preparing management information packs for senior management
- Supporting optimization and automation of risk reporting processes
- Managing relationships with onshore clients and colleagues
- Bachelor or Master degree, preferably in Finance, Banking or Economics
- Very good written and spoken English
- Very good knowledge of MS Excel and MS PowerPoint
- Proven problem solving ability
- Proven ability to work independently as well as a part of the team
- Ability to deal with regular and ad-hoc requests to tight deadlines
- Desire to work in an operational risk role within the financial services
21
Business Risk Specialist Resume Examples & Samples
- At least 3 years of experience in Wealth Management, e.g. Middle Office/Operations/Market teams
- Strong risk awareness mindset with the ability to balance business needs with control/risk
- Able to work independently with minimal supervision
- Good at Excel & PowerPoint - VBA knowledge would be an advantage
22
Business Risk Specialist Resume Examples & Samples
- Maintain and further develop a robust risk assessment, governance and reporting process across Wealth Management Global Emerging Markets globally
- Co-ordinate the Wealth Management Global Emerging Markets Risk Control Committee (RCC) process
- Monitor changes and ongoing developments to the business, regulatory and legal areas as well as other external environmental factors to identify what causes operational risk in the near future and how these factors affect the risk landscape (risk trend analysis)
- Providing support, education and training to employees to build risk awareness within Wealth Management Global Emerging Markets
- Effect the business risk assessment / sign-off for new business cases and at times oversee / conduct post implementation reviews
- Diligent and methodic working style with high reliability
- Strong interpersonal/ communication skills with ample experience in building strong professional relationships in a complex global environment
23
Business Risk Specialist Resume Examples & Samples
- Support in preparation of the MIS Reporting packs to AM Executive Committee, AM Operating Committee, AM COO Management Committee, AM Front-to-Back Committees
- Support COO mandate in coordinating and monitoring implementation of HR and Compliance requirements to business functions (block leave; voice recording, mandatory training...)
- Support in implementation of key Business Risk Management Projects (F2B Framework; Operational Risk Management...)
24
Business Risk Specialist Resume Examples & Samples
- To participate in / complete required work stream testing training
- To adhere to the briefing pack when dealing with control owners and follow procedures for escalation
- To perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing of Operations controls as per the defined 'IMT Testing Approach'
- To address and clear any review points raised through Quality Assurance (QA) review in a timely manner
- To contribute to the status reporting in a timely manner
- Review of working papers to ensure they comply with the agreed standards, including drafting review points when necessary, escalate any potential testing issues / exceptions to appropriate stakeholders
- Analyzing and assessing processes and market, credit, operational, legal and compliance risks assumed by the business
25
Head Business Risk Specialist Resume Examples & Samples
- Regularly evaluates and optimizes existing processes, implements new processes (incl. appropriate training) and systematically tracks the measures implemented
- Analyzes and derives metrics to evaluate and mitigate
- Line Manager responsibilities
