Senior Risk Specialist Resume Samples

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G Green

Gardner

Green

8537 Feil Shore

New York

+1 (555) 720 6288

8537 Feil Shore

New York

Phone

p +1 (555) 720 6288

Experience Experience

San Francisco, CA

Senior Risk Specialist

San Francisco, CA

Schmeler, Runolfsson and Collier

San Francisco, CA

Senior Risk Specialist

Coordinate the return to work and leave of absence programs relative to work related injuries
Interact with Federal Reserve System staff to affect influence via workgroups, affinity groups, and/or policy development
Nationwide claim management activities inclusive of and not limited to reporting and return to work (pre-injury and alternate duty)
Evaluating the existing compliance program and working with Risk Managers to enhance and modify the program
Perform ongoing monitoring of BSA/AML risks for assigned entities
Corporate Operational Risk Management
Partnering with risk managers to ensure testing and audit program is thorough and focused on the high risk areas

Dallas, TX

Afs-project Controls Senior Risk Specialist

Dallas, TX

Pacocha, Gulgowski and Hudson

Dallas, TX

Afs-project Controls Senior Risk Specialist

Foster an atmosphere of trust and teamwork with internal and external clients, create a collaborative work environment
Implement methods to improve service delivery across the value chain and train the Project Controls team in relevant aspects of Risk Management
Assist leadership in implementing project controls strategies and collaborate to develop standards and guides
Confer with Control Account Managers (CAMs) and other staff to evaluate uncertainty of cost estimates and schedule activity durations (ESUA)
Lead risk workshops and other activities to identify significant risks faced by the project
Operate as a Risk Management Subject Matter Expert (SME), exporting best practices to other parts of the organization
Ensure compliance with MOX Services policies, guidelines, procedures and processes

present

San Francisco, CA

Risk Specialist / Senior Risk Specialist

San Francisco, CA

McClure, Bode and Gorczany

present

San Francisco, CA

Risk Specialist / Senior Risk Specialist

present

Monitor and evaluate developments impacting WFC’s operational risk profile through in-depth analysis of internal risk management reports and interaction with WFC management
Analyze and report on key operational risk metrics that support an overall assessment of WFC’s level of operational risk and risk management practices across WFC’s enterprise IT environment
Assist in the development of supervisory strategies, the Supervisory Plan, as well as the Report of Inspection
Lead and participate in on-site and off-site target reviews and examinations, continuous monitoring activities, and cover processes that manage related operational risks
Communicate effectively with Federal Reserve staff and management on IT-related topics associated with all types of enterprise operational risks through periodic and ad hoc written and oral briefings
Exploring opportunities to create new tests and develop automated testing to include key performance indicators
Manage additional tasks as delegated by the Manager

Education Education

Bachelor’s Degree in Computer Science

Northeastern University

Bachelor’s Degree in Computer Science

Skills Skills

Strong interpersonal skills, ability to build relationships with peers and support unit, ability to work effectively in a complex environment
Highly-motivated and detail-oriented individual with superior analytical, organizational and critical thinking skills
Excellent business writing skills. Ability to calibrate message for various levels of management
Strong communication skills and ability to explain sophisticated risk concepts to diverse stakeholders
Solid knowledge of the Bank’s Policies and Procedures in relation to Risk
Strong analytical skills to solve very complex problems
Risk minded professional with 5-8 years in operations control, risk management or audit/regulatory experience
Knowledge of SEC, FINRA and Federal Reserve rules related to broker dealer operations
Strong PC skills
Proficiency in English (written and spoken)

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15 Senior Risk Specialist resume templates

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Senior Risk Specialist Resume Examples & Samples

Risk minded professional with 5-8 years in operations control, risk management or audit/regulatory experience
Team leadership to reduce audit issues
Multi-tasking, results oriented individual with ability to identify dependencies and leverage multiple sources of information
Comfortable with balancing multiple, competing priorities and changes in scope/direction
Capable of operating independently with minimal oversight
Strong interpersonal skills, ability to build relationships with peers and support unit, ability to work effectively in a complex environment
Knowledge of SEC, FINRA and Federal Reserve rules related to broker dealer operations
FINRA Series 99 or other license

Risk Specialist, Senior Risk Specialist Resume Examples & Samples

Experience with data preferred. Base SAS-specific and logic- experience a plus
Must be able to perform research and present conclusions effectively to audiences
Bachelor’s degree or higher in business, finance, or economics
CFA a plus
Regulatory experience in consumer banking a plus
Process management experiences a plus

Senior Risk Specialist Resume Examples & Samples

When communicating, requesting information from individuals outside immediate work group, provide clarity regarding expectations and authorities,
Understand, articulate and follow policy and regulatory requirements
Make compliance with regulatory requirements a top priority
Corporate Audit Department
T&O Global Information Technology Risk Management
T&O Technology Business Units (e.g. P&C Canada, Corporate, Capital Markets)
T&O Operational Risk Officers (ORO’s)
T&O Compliance
Possesses a university degree/college diploma in related discipline(s) or equivalent work experience, and/or 8 to 10 years of experience in an IT environment, preferably with knowledge of Audit and Risk Management
Solid understanding of project management processes, documentation, audit and signoff authorities
Advanced presentation, written and oral communications skills
Advanced analysis and problem solving skills
Is a team player who is self-motivated and goal-oriented
Well-developed influence and relationship management skills, working collaboratively with cross functional groups

Senior Risk Specialist Resume Examples & Samples

Supporting the business line risk managers to asses (test/audit) key operational and regulatory controls
Contributing to production of the operational risk dashboards and reports to support senior leadership team, as well as developing and enhancing the compliance risk and control self-assessment (RCSA) process
Keeping the risk manager apprised of testing progress, overall themes, and findings
Evaluating the existing compliance program and working with Risk Managers to enhance and modify the program
Partnering with risk managers to ensure testing and audit program is thorough and focused on the high risk areas
Assisting and participating in line of business walkthroughs, process mapping, and assessments
3 or more years of audit, compliance, or risk experience
Strong knowledge of regulatory compliance requirements and risk management principles
Strong knowledge of financial services industry
Excellent analytical &interpersonal skills

Senior Risk Specialist Resume Examples & Samples

Execute independent self-testing and assessment of Consumer Banking control inventories of higher complexity
Perform assessment of controls related to GLBA, AML and additional regulatory requirements
Coordinate and maintain the documentation needed to complete business unit specific testing
Provide a superior customer experience to Consumer Banking Risk colleagues and business line colleagues to successfully build professional and collaborative working relationships
Gain understanding of regulations and processes that pertain to Consumer Banking business units
Serve as resource for department Specialists and assist in new colleague training as needed
Support the development, implementation and maintenance of business line inventories of controls and tests
Manage additional tasks as delegated by the Manager
Proven track record in successfully finding solutions and identifying underlying issues
Highly-motivated and detail-oriented individual with superior analytical, organizational and critical thinking skills
Ability to work independently on several projects at once
Proficiency in GRC preferred

Senior Risk Specialist Business Banking Resume Examples & Samples

Knowledge of Business Banking products and operations; regulatory requirements; and key processes, controls and exposure areas a plus
Ability to calibrate message for various levels of management
Skill in process flow mapping complex business activities
Professional Certifications

Senior Risk Specialist Resume Examples & Samples

Provide expert advice and recommendations to line supervisors, Policy, HMT, EBA and other internal and external stakeholders
Be required to develop bespoke methods of analysis and to develop the methodology and modelling required for such analysis
Analyse the impact of structured finance techniques on firms' capital profiles, including the review of firms' risk-weighted asset (RWA) management through Significant Risk Transfer (SRT) and reviews of firms' Large Exposures to connected counterparties relating to structured finance and to covered bonds
Analyse the impact of structured finance techniques on firms' liquidity profiles, such as maturity transformation structures and the impact of securitisation funding on liquidity buffers
An understanding of the UK financial sector and possess strong structured finance experience, preferably gained at a leading investment bank or asset manager. It would be preferred to have at least 5 years direct structured finance experience
A degree or professional qualification in a highly numerate discipline, such as physics or engineering, MBA in finance or CFA or FRM qualification will be preferred
Be a primary contact for the Structured Finance team with Supervision and with Policy for firm-specific and cross-firm workstreams relating to securitisations and to covered bonds
The opportunity to make a significant contribution to the development and implementation of enhanced analytics capability in the organisation
The ability to work in an intellectually stimulating environment, in a well-regarded and high-profile Division that makes significant contributions to the delivery of the organisations objectives
Insight into a wide range of risk management practices followed by financial institutions doing business in the UK

Senior Risk Specialist Resume Examples & Samples

Intermediate knowledge of internal controls and risk assessment
Knowledge of loan operations; regulatory requirements; and key processes, controls and exposure areas a plus
Experience delivering under tight deadlines while maintaining quality standards
Excellent business writing skills. Ability to calibrate message for various levels of management
3+ years experience experience gained from working in financial services industry
Experience in Internal Audit, Compliance, or Risk Management

Senior Risk Specialist Resume Examples & Samples

Through partnership with the Risk Managers, execute the control monitoring program for multiple complex lines of business and/or products. Work within established timelines to deliver control self testing and key risk indicator monitoring, which are critical to determining control environment effectiveness. Assess material controls, monitor and evaluate proper escalation procedures are in place to ensure compliance with key rules and regulations. Input control monitoring results into the system of record. Keep the Risk Manager apprised of testing progress, provide an opinion on control effectiveness results including analysis of themes and findings
Aggregate the outputs of control monitoring results for management’s use. Deliver analysis on the aggregated results that summarizes key issues and recommended actions. Assist with presenting results of testing and analysis to business line management
Participate in the Risk and Control Self Assessment (RCSA) process, creation and validation of process maps which reflect key business line processes and related controls. Based on RCSA output, partner with subject matter experts to create new tests, refresh existing tests, retire tests and develop key risk indicators (KRIs) based on areas of material risks
Support exam management through delivery of control monitoring documentation and related analysis. In instances where issues have been identified, conduct testing and determine if enhanced controls are effective to support issue closure
Role will act as a technical expert in support of one or more critical business processes. As part, will be the primary point of contact for the topic and responsible for providing knowledge, expertise, and support to the front line units. Responsible for supporting other business line related activities
Knowledge of Home Mortgage products and operations; regulatory requirements; and key processes, controls and exposure areas a plus
Knowledgeable with MS Word, MS Excel, PowerPoint and Visio

Senior Risk Specialist Resume Examples & Samples

Determine reporting and compensability of work related incidents
Record and report claims to the applicable insurance broker or carrier
Nationwide claim management activities inclusive of and not limited to reporting and return to work (pre-injury and alternate duty)
OSHA record keeping
Claim analysis, tracking and trending
Assist in the investigation of claims by obtaining, gathering, and reviewing evidentiary documentation
Coordinate the return to work and leave of absence programs relative to work related injuries
Compile insurance renewals including market submissions, coverage applications and renewal specifications
Maintain a variety of confidential and non-confidential records and files
Obtain and consolidate risk management data
Coordinate certificate of insurance requirements, issuance and tracking
Review and provide guidance for insurance language and indemnification provisions in proposed contracts
Manage insurance documentation requirements
5+ years Workers’ Compensation claims experience-national experience preferred
Detail oriented, conscientious and systematic with a high level of accuracy
Advanced computer skills and knowledge required
Resourceful and proactive with strong initiative and sense of ownership

Senior Risk Specialist Resume Examples & Samples

Bachelor's Degree and 15+ years’ work experience, or Master's Degree and 10+ years’ work experience, or Doctorate and 8+ years’ work experience or their equivalents
Comprehensive knowledge of national initiatives and priorities concerning risk and resilience of critical infrastructure
Extensive knowledge of analytic methodologies and ability to develop strategies to fill identified gaps and deficiencies
Comprehensive skill in the application of operational management strategies, both strategic and tactical, including project management, team engagement, and process efficiencies
Considerable skill in producing effective written and oral communications, specifically in communicating technical material to upper levels of management
Strong communication and sponsor interaction skills

Senior Risk Specialist, Cybersecurity Resume Examples & Samples

Previous IT audit experience conducting third party risk assessments
Certified Information Systems Auditor (CISA)
Employment Type:Full Time

Senior Risk Specialist Resume Examples & Samples

Refining and embedding the Group's risk appetite framework and driving the embedding of the risk appetite locally
Enabling the team to timely and efficiently manage the production of every product, in particular the regulatory reports like the Own Risk and Solvency Assessment for Zurich Insurance Group and Zurich Insurance Company and the new public risk and solvency disclosures
Developing and implementing compliant and pragmatic solutions, on your own or within a team, to allow Zurich to meet regulatory requirements on an ongoing basis
Business partnering with (sub-)functional teams in Finance, Strategy or Audit
Contributing to running risk assessments (Total Risk Profile) at functional level to provide the transparency supporting disciplined risk taking
Contributing to internal risk reporting to Zurich’s executive management and its board of directors
Remaining on top of external industry and regulatory developments in relation to prudential regulation
Master’s degree in finance, business administration, economics or similar, with focus on insurance or risk management or you have taken a path giving you equivalent professional experience
Successful engagement with teams to help them move to the next level of quality
Disciplined planning and execution of projects/programs
Ability to negotiate win-win solutions and not take no for an answer
Ability to build bridges between business and risk management
Strong communication skills and ability to explain sophisticated risk concepts to diverse stakeholders
Strong analytical skills to solve very complex problems
A naturally curious personality with a true passion for regulatory and risk management issues
Solid understanding of Zurich’s risk management and governance framework
Proficiency in English (written and spoken)

Afs-project Controls Senior Risk Specialist Resume Examples & Samples

Foster an atmosphere of trust and teamwork with internal and external clients, create a collaborative work environment
Operate as a Risk Management Subject Matter Expert (SME), exporting best practices to other parts of the organization
Implement methods to improve service delivery across the value chain and train the Project Controls team in relevant aspects of Risk Management
Ensure compliance with MOX Services policies, guidelines, procedures and processes
Apply contract requirements to the implementation of Risk Management
Lead risk workshops and other activities to identify significant risks faced by the project
Confer with Control Account Managers (CAMs) and other staff to evaluate uncertainty of cost estimates and schedule activity durations (ESUA)
Assist leadership in implementing project controls strategies and collaborate to develop standards and guides
Monitor to ensure standards/guides are followed along with resource planning, recruiting, mentoring and evaluations
Manage the collection of risk/uncertainty information and prepare applicable reports to management and the client
Prepare Monte Carlo and other analyses to compile and present probability-based summarizations of risks and uncertainties
Monitor the required periodic updates of individual risks and encourage risk owners to maintain current assessments of risks and to report on risk response plan actions
Produce clear presentations to a wide spectrum of audiences
Facilitate key risk management discussions with the Project Management Team and advise senior project management regarding risk aspects of project decisions and projections, including regular monthly risk meetings
Monitor variance reports and other periodic project progress information for indications of changes in risks or new risks
BS/BA Degree in Business, Engineering or equivalent education or related experience in lieu of degree, plus 10 to 15 years of related work experience. An advanced degree (MBA) or PMP Certification may substitute for 1-2 years of related work experience
Minimum 5 years’ experience in the Project Controls sub-disciplines
Good written and verbal skills including the ability to comprehend and convey detailed financial data
Good business and/or technical expertise in a related capacity
Good PC-based application skills such as MS Office (Word, Excel, Power-Point)
Ability to change priorities quickly, confront issues directly and work well as part of a team
Previous Cost Control management program experience
Prior Scheduling Program experience (Primavera)
Prior Project Risk Management experience
Prior experience within the nuclear industry

Senior Risk Specialist Resume Examples & Samples

Bachelor's degree in business, finance, accounting, or related field, with professional certifications and/or advanced degree desirable
Minimum of five years of bank, regulatory, and/or industry experience, including operations, audit, model risk management, and DFAST
An examiner commission from a federal or state bank supervisor is desired but not required
Experience in working with senior management at financial institutions, Reserve Bank, Federal Reserve System, and other regulators is preferred
Equivalent education and/or experience may be substituted

Senior Risk Specialist Resume Examples & Samples

Analyze and assess the inherent BSA/AML risk levels and risk management practices of assigned entities
Perform ongoing monitoring of BSA/AML risks for assigned entities
Coordinate, participate in, and lead, BSA/AML risk inspections/examinations
As needed, assist on other inspections/examinations or reviews of other entities supervised by the Federal Reserve System
In concert with the EIC/CPC, establish appropriate relationships with bank management responsible for managing BSA/AML risk exposures
Contribute to the establishment of appropriate information flows of BSA/AML risk reports from assigned entities to be used to monitor various aspects of BSA/AML risk on an ongoing basis
Communicate regularly with senior management of assigned entities and representatives of the regulatory agencies through verbal and written briefings
Interact with Federal Reserve System staff to affect influence via workgroups, affinity groups, and/or policy development
Maintain technical expertise and apply/transfer knowledge of regulatory guidance and industry issues through timely and efficient communication. May provide specialized training and expertise to other examiners
Participate in Department and System activities
Perform job responsibilities under routine supervision
Perform other duties as assigned or requested
College degree in accounting, business, finance, or related field
Minimum of five years of bank regulatory or private industry experience and a well-developed understanding of supervisory practices and concerns involving BSA/AML activities
Association of Anti-Money Laundering Specialists designation
An examiner’s commission is not required, but preferred

Senior Risk Specialist Resume Examples & Samples

Leads or participates in supervisory events of financial institutions, including inspection/examination activities that assess capital, asset quality, management, earnings, liquidity, and model risk. Analyzes and evaluates the entity’s policies, procedures and controls affiliated with risk areas. Confers with entity and other Federal Reserve personnel to gather information and resolve any issues that arise during the examination. Recommends regulatory ratings/assessments for the area of risk specialty. Leads meetings with entity officials, and Reserve Bank management to discuss issues, findings and recommendations
Leads post-supervisory event activities including the completion or supervision of work papers (and work paper review), the examination report, vetting document, letter of findings and/or internal memoranda. Ensures written documents that summarize and communicate the findings to the entity board and management, the Board of Governors and other regulatory agencies comply with System and district standards, policies and procedures
Conducts or supervises the analysis of responses to remediate issues identified during a supervisory event. Monitors entity between supervisory events for new issues and significant changes in risk profile, recommending actions to be taken where appropriate
Ensures expertise is maintained by participating in system and industry conferences, discussions and training. Ensures that Reserve Bank management and appropriate business lines affected by the risk area are aware of the risks and changes in the risk and how such changes affect all business lines and entities supervised
Bachelor’s degree in finance, accounting or related field
Minimum seven years of banking or related capital markets experience is preferred
Regulatory experience is preferred
An examiner commission from a federal or state bank supervisory agency is preferred
Equivalent education and/or experience may be substituted for any of the above requirements

Senior Risk Specialist Resume Examples & Samples

Leads or participates in supervisory events of financial institutions, including inspection/examination activities that assess capital, asset quality, management, earnings, model risk management, and Dodd-Frank Act Stress Testing. Analyzes and evaluates the entity’s policies, procedures and controls affiliated with risk areas. Confers with entity and other Federal Reserve personnel to gather information and resolve any issues that arise during the examination. Recommends regulatory ratings/assessments for the area of risk specialty. Leads meetings with entity officials, and Reserve Bank management to discuss issues, findings and recommendations
Bachelor’s degree in finance, accounting, or related field
Minimum five years of banking or related capital markets experience is preferred

Risk Specialist / Senior Risk Specialist Resume Examples & Samples

Maintain an advanced level of expertise in IT operations, IT risk management, IT internal audit, and regulatory developments in these areas of focus, including a strong understanding of current industry trends and practices, effective risk measurement and management practices, and emerging concerns that may impact WFC’s operational risk profile
Monitor and evaluate developments impacting WFC’s operational risk profile through in-depth analysis of internal risk management reports and interaction with WFC management
Develop a thorough understanding of current industry trends, effective risk management practices, and emerging IT and market concerns that may impact WFC’s operational risk profile
Analyze and report on key operational risk metrics that support an overall assessment of WFC’s level of operational risk and risk management practices across WFC’s enterprise IT environment
Assist in the development of supervisory strategies, the Supervisory Plan, as well as the Report of Inspection
Establish inclusive and collaborative working relationships with key functional constituents (e.g., OCC and FDIC) as a means of developing a thorough understanding of the risk profile at WFC and the effectiveness of operational risk management
Lead and participate in on-site and off-site target reviews and examinations, continuous monitoring activities, and cover processes that manage related operational risks
Communicate effectively with Federal Reserve staff and management on IT-related topics associated with all types of enterprise operational risks through periodic and ad hoc written and oral briefings

Senior Risk Specialist Cybersecurity Resume Examples & Samples

1 year's experience in investigations, audits, or assessments, evidence handling, and document collection and retention consistent with judicial best practices
1 year's experience with risk frameworks (for example, COBIT, ISO 27005)
Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA), and/or related certifications

Senior Risk Specialist Resume Examples & Samples

1 year's experience in investigations, audits, or assessments, evidence handling, and document collection and retention consistent with best practices
1 year's experience with current and emerging technologies (for example, mobile, cloud, federation, network, cryptography, firewalls, security technologies, intrusion detection and/or prevention devices, penetration testing, architecture)
1 year's experience with payment card industry data security (PCI), International Organization for Standardization (ISO), Health Insurance Portability and Accountability Act (HIPPA), and/or Sarbanes-Oxley Act (SOX) compliance and/or reporting process
1 year's experience with risk frameworks (for example, COBIT, ISO 27001)
Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), and/or related certifications

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