Senior Operational Risk Manager Resume Samples

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CC
C Cummerata
Chester
Cummerata
37956 Ben Drive
New York
NY
+1 (555) 952 1820
37956 Ben Drive
New York
NY
Phone
p +1 (555) 952 1820
Experience Experience
Boston, MA
Senior Operational Risk Manager
Boston, MA
Rohan, Jacobs and Casper
Boston, MA
Senior Operational Risk Manager
  • Prepare and animate the Risk and Control Committee (RCC - key risk committee for SGNUK): (i) interact with SAFE OSM teams and Bangalore to obtain and challenge SGIL operational risk data, (ii) define the committee’s agenda and build a strong presentation with the assistance of SAFE Bangalore teams, (iii) lead the RCC meeting and challenge the risk register output
  • Coordinating the ICAAP process including: (i) interact with senior management and maintain the risk register along the year, (ii) schedule and lead ICAAP scenario related meetings, (iii) challenge the business and functions on the outcome of the ICAAP scenarios, (iv) draft the operational risk section of the ICAAP document, (v) interact with Head Office to ensure that scenarios and aggregation methodology are in line with Group’s and Basel 2’s guidelines
  • Review and Approve new product proposals, product programs as well as the sale or purchase of any business. Recommend actions or modifications to address operational risks identified
  • Assist Independent SORM / present relevant material as necessary at senior level governances such as Business Risk Reviews and Business, Risk, Compliance and Control Committees as well as for meetings with important stakeholders like the Regulators, 3rd Line of Defense and senior management
  • Execute responsibilities articulated in the ORM Policy for independent operational risk managers including deep dives in to any significant current or emerging risk areas
  • Understand the linkages, and ensure Business is linking all tools in place for managing the operational risk management cycle and evidencing the feedback loop across MCA, KOR and KRCI process, Scenario Analysis and Loss Analysis results on a continuous basis
  • Conduct deep dive analyses to uncover root causes (e.g., control breakdowns) and determine lessons learned of large or frequently occurring losses. Evaluate control issues and ensure adequacy and completeness of corrective action plans
Detroit, MI
Global Senior Operational Risk Manager
Detroit, MI
Jacobi, Dare and Koss
Detroit, MI
Global Senior Operational Risk Manager
  • Review and challenge risk assessments relevant to the business line, coordinating and ensuring consistency with other counterparts across the Group
  • Good analytical abilities including root cause analysis
  • Review operational risk assessments and operational risk loss data relating to the business line to help identify specific or thematic operational risk issues
  • Active involvement in and contribution to the major project working groups
  • Maintain a close relationship and interface with business line management regionally and across the wider Group
  • Ensure that the changes to business operational risk profiles are adequately considered, mitigated and addressed prior to the implementation of major projects and products
  • Provide relationship management to the global business line based in Hong Kong and London
present
New York, NY
Senior Operational Risk Manager, ORM Pbwm
New York, NY
Sauer, Tillman and Goodwin
present
New York, NY
Senior Operational Risk Manager, ORM Pbwm
present
  • Identify key operating risks and material control issues; conduct independent risk reviews complementing other functions’ assessment
  • Assist, challenge & quality assure all PB Risk & Control Self Assessments
  • Independently assess whether governance, internal controls and business activities commensurate with operational risk appetite set by the board and PB Top Management
  • Provide Operational Risk transparency on the PB business portfolio in the region via engagement with key stakeholders and escalation of issues to regional business partners and relevant bank bodies; propose adequate risk mitigating measures to close gaps
  • Participate in the most senior risk management committees for the region
  • Continuously exchange views with senior PB and ShS Management in the region; proactively collaborate with other control functions of both the 1st and 2nd line of defense
  • Review and sign-off on all new PB business initiatives in the Asia-Pacific region from an operational risk perspective
Education Education
Bachelor’s Degree in Applied Science
Bachelor’s Degree in Applied Science
Loyola University Chicago
Bachelor’s Degree in Applied Science
Skills Skills
  • Basic knowledge of insurance legal and regulatory environment
  • Strong analytical skills with high attention to detail and accuracy
  • Strong team player with excellent relationship management and decision making skills
  • Strong Assertiveness skills: willingness and ability to challenge the status quo, express opinions and take hard decisions
  • The ability to build strong internal and external relationships
  • Strong analytical and conceptual skills
  • Aptitude for decision-making, execution and problem solving: ability to ask insightful questions, break analytical challenges into workable components and draw meaningful conclusions to promote enhancements that will mitigate risk
  • Demonstrated leadership: ability to collaborate with and lead others by influence to achieve objectives
  • Strong interpersonal skills: can build effective business relationships
  • Excellent communication skills, both verbal and written. Can communicate complex ideas simply and compellingly
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10 Senior Operational Risk Manager resume templates

1

Senior Operational Risk Manager Resume Examples & Samples

  • Bachelors degree, or equivalent
  • Minimum 10 years experience in financial services industry
  • Minimum 5 years experience in Risk Management, with specific experience in ORM (leadership positions preferred)
  • Solid understanding of risk management principles
  • Proven leadership within the business or function
  • Strategic mindset, with excellent knowledge and understanding of RBC businesses and organization
  • Maturity level and skill/judgment to be able to deal effectively with senior managers within RBC Bank GA
  • Strong problem solving, analytical (including qualitative analysis), research, and quantitative skills
2

Senior Operational Risk Manager Resume Examples & Samples

  • Providing operational risk advice to senior and executive management of the bank
  • Work in a team of Operational Risk Business Partners (Senior Managers and- Managers) and Operational Risk Analysts supporting the bank in adhering and maintaining compliance with operational risk regulatory requirements and in effectively managing operational risks
  • Analyze key findings from risk assessments and risk event collection for discussion with respective department heads as and when required
  • Escalate issues in a timely manner to Head of Group Operational Risk
  • A minimum of 5 years core expertise within Operational Risk with a top tier global or regional bank
  • Candidates based currently in the leading global financial markets will be preferred
3

Senior Operational Risk Manager Resume Examples & Samples

  • Manage the operational risk management framework and improve awareness across the (end to end) broking business
  • Assess and report on control effectiveness and risk trends
  • Build strong relationships and support business stakeholders to effectively manage Operational Risk
  • Provide sound Line 2 Operational Risk management support and advice
  • Business partnering and identifying high-risk areas; provide recommendations and solutions
  • Develop risk understanding and culture with stakeholders
4

Senior Operational Risk Manager Resume Examples & Samples

  • Leads development and oversight of U.S. Bancorp operational risk management policies and standards including internal control monitoring and testing, issue management, key indicator/metric reporting, etc
  • Establishes and maintains project plans to meet operational risk management initiatives; effectively communicates status with stakeholders
  • Works with business lines to comprehend, develop, and implement certain operational risk management processes to comply with policies and standards
  • Reviews and understands operational risks and risk management processes in order to identify and monitor operational risks
  • Provides remediation suggestions and training as needed to business lines and/or 1st Line of Defense operational risk management teams
  • Develops awareness of other Company policies and standards and how they align with areas of oversight
  • Stays aware of industry and regulatory developments related to operational risk management processes
  • Manages direct reports or project resources to meet success criteria
  • Takes on a leadership role within the department and assists in providing direction and recommendations for the department
  • Minimum ten years’ risk management experience within a highly regulated industry and a large, dynamic corporation, preferably with operational or compliance risk management focus
  • Excellent communication skills, both written and verbal, with extensive experience building relationships cross-functionally
  • Excellent leadership skills and experience
  • Basel II operational risk management knowledge
  • CPA, CIA or additional risk management credentialing or education relevant to position
5

Regional Senior Operational Risk Manager Resume Examples & Samples

  • Reporting and Analysis - To assist the preparation of Operational Risk Committee pack and perform underlying analysis; work closely with the Risk Owners and subject matter experts to discuss the content (such as internal incidents, Key Risk Indicators, etc.) and form an ORM opinion on these risks
  • Policies and Standards - To develop and ensure effective implementation of the ORM policies and standards at the Regional and Local level
  • Operational Risk Oversight - To monitor the risk exposure and challenge/ oversee the 1st line of defence activities; to ensure the ORM functions are operating at a satisfactory level in accordance with their respective level of maturity
  • Advisory and Support - To act as business partner in supporting the business initiatives (such as key projects, product development, etc.) and offer op risk related advice. To provide training and support to the organisation on ORM related matters
6

Senior Operational Risk Manager Resume Examples & Samples

  • Substantial experience at the highest level in the Private Banking industry, including demonstrated success in a similar role
  • Sharp business acumen (including ability to assess risk and appropriate levels of return), strong leadership qualities, excellent interpersonal skills and multi-cultural awareness and sensitivity
  • Demonstrated track record in successful management and ability to manage risk in geographically dispersed and highly varied product base
  • A clear understanding of the Bank's approach to the management of operational risk, or equivalent experience gained in other organisations
  • Expertise in process design and control
  • Awareness and understanding of the regulatory framework in which the firm operates, and the regulatory requirements and expectations relevant to the role of Senior Operational Risk Manager, Private Banking
  • Significant relationship management experience - with internal/external stakeholders at the most senior levels. Ability to work in a matrix organisation, leveraging resources across the organisation to complete deliverables
  • Sound judgement and courage necessary to perform a control role and maintain effective working relationships
7

Global Senior Operational Risk Manager Resume Examples & Samples

  • Assess and report on the adequacy of operational risk environment to the Global Head of Insurance Operational Risk
  • Provide relationship management to the global business line based in Hong Kong and London
  • Maintain an effective operational risk profile over the business line activities globally, in line with Group Standards and local regulatory requirements
  • Support the establishment and improvement of a risk-based culture within the business line, which acknowledges the requirement for effective management of operational risk
  • Review and challenge risk assessments relevant to the business line, coordinating and ensuring consistency with other counterparts across the Group
  • Ensure that the changes to business operational risk profiles are adequately considered, mitigated and addressed prior to the implementation of major projects and products
  • Analyse business line loss and incident information, identify trends and common themes, and recommend solutions, controls and adequate risk management processes (where appropriate)
  • Active involvement in and contribution to the major project working groups
  • Maintain a close relationship and interface with business line management regionally and across the wider Group
  • Review operational risk assessments and operational risk loss data relating to the business line to help identify specific or thematic operational risk issues
  • Work effectively with other Regional Business line Operational Risk Heads to ensure value added contribution
  • Lead global Operational Risk reviews relevant to the business line
8

Senior Operational Risk Manager, Luxembourg Resume Examples & Samples

  • Operational risk monitoring with associated control indicators on Portfolio Managers and Distributors appointed by the management company
  • Reporting and/or escalation of the exceptions identified to the funds or management companies’ board of directors and preparation of reports for the funds or management company’ board meetings
  • Performance of due diligence on new investment products and counterparties (including portfolio managers, distributors,…). Due diligences may require some business travels within Europe (around 5-10 days a year)
  • Coordination of Key Investor Information Documents (KIID) and regulatory reporting (AIFMD, EMIR,…)
  • Active role in the finance process of the Company (billing and budgeting process)
  • Monitoring of future changes in the asset management regulations in order to anticipate impact on the current control and contractual framework and implementing the necessary changes within the timeframes prescribed by regulators
  • Maintenance of a constructive working relationship with the funds' central administrator, custodian bank, portfolio managers and distributors through regular communication
  • University Degree in Finance, Accounting or Law
  • At least 3-5 years of experience in portfolio management, distribution, operational risk management or advisory within the asset management industry (at a portfolio manager, a management company, an advisory / audit / consulting firm or a fund distributor – small to medium structure, entrepreneurial mindset and practices )
  • An outstanding team player with excellent communication skills and also with resilience and motivation to operate individually
  • Experience in managing senior stakeholders, up to and including board level
  • Strong knowledge of the European and Luxembourg regulatory environment and of the alternative investment funds business (and related risks)
  • Exposure to or experience at various actors of the fund industry (portfolio managers, distributors…), countries (such as for instance Luxembourg, UK, Ireland, Switzerland, Germany and/or Italy) and investment strategy (including alternative ones) would be a distinctive advantage
  • Ability to think out of the box and critical thinking
  • Result-oriented/ability to work under pressure and deliver quality results
  • A perfect command of English is required. A good command of German (preferably) or French is considered a serious asset
9

Senior Operational Risk Manager Resume Examples & Samples

  • Management of a direct report
  • Risk training and awareness to Line 1 teams
  • Oversight and enhancement of Risk reporting
  • Conducting business unit analysis and providing ORM support and advice
  • Developing and implementing the ORM framework
  • Translating regulatory change / controls into practical business terms and consulting Business Line stakeholders
  • Driving and encouraging an effective Risk & Compliance culture
10

Senior Operational Risk Manager Resume Examples & Samples

  • Contributing to the strategy, design and implementation of the ORM framework as part of the leadership team
  • The management, monitoring, assessing and challenging of key Operational Risks and control issues across the business
  • Implementing a robust Risk Management framework across operations by working with the Operational Risk Champions across the business in line 1 and line 2
  • Conducting Risk review meetings across portfolios, and ensuring management of Risk appetite is achieved
  • Advising teams and business units to implement effective processes and tools to manage risks
  • Maintaining relationships internally with stakeholders, Audit, Risk and Compliance and external Auditors and Regulators
  • Operational Risk management experience at a senior level
  • Financial services experience - ideally within Private Wealth Management, or Funds Management
  • Ability to perform a Risk and Control role independently and confidently whilst supporting and coaching a team
11

Senior Operational Risk Manager, ORM Pbwm Resume Examples & Samples

  • Head and drive the ORM PB OpRisk function in Hong-Kong
  • Continuously exchange views with senior PB and ShS Management in the region; proactively collaborate with other control functions of both the 1st and 2nd line of defense
  • Review and sign-off on all new PB business initiatives in the Asia-Pacific region from an operational risk perspective
  • Identify key operating risks and material control issues; conduct independent risk reviews complementing other functions’ assessment
  • Analyze all relevant sources like risk reports, audit reports, losses or key risk indicator data to conclude on residual operational risks and trends
  • Foster strong collaboration with your ORM PB OpRisk peers in charge of the other regions    
12

Senior Operational Risk Manager Resume Examples & Samples

  • University graduate with at least 10 years of experience in a middle office, risk management or control function
  • Expertise in Capital Markets trades front-to-back workflows
  • Understanding of Risk and P&L
13

Senior Operational Risk Manager Resume Examples & Samples

  • Advanced understanding and experience of operational risk management methodologies and techniques
  • Knowledge of financial services industry and products (especially securities processing and payments function)
  • Highly developed personal influencing and presentation skills, both written and personal
  • Self-motivated, self-starter and capable of working remote from main team
  • Design and development of operational risk management methodologies and techniques and support the business in their implementation and operation
  • Providing objective and professional analysis of risk data and indicator to identify key risk themes and emerging trends
  • Provide ongoing advice and professional support to the business in making risk aware decisions, processes improvements and organisational changes
  • Provide quality risk reporting and analysis to support the risk governance process and structure
  • Support the further embedding of a risk aware culture through providing risk consultancy to the business, as well as relevant risk training and development
14

Senior Operational Risk Manager Resume Examples & Samples

  • Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures
  • Other Consumer ORM Business Coverage teams for North America to ensure consistent standards in oversight execution as well as transfer of lessons learnt
  • ORM Foundation team who leverage the Business ORM team for expertise and escalation of issues
  • ORM CAO, Governance, Audit and Regulatory Relations team to ensure effective business management and regulatory interactions
  • Risk Specialists from IR and Control functions (eg. Compliance) to leverage expertise and solicit their participation in risk reviews
  • Work experience of 7+ years in the financial services industry with deep understanding and experience of Operations across all Consumer products or related Business functions
  • Knowledge of US regulatory and industry standards for full range of retail operations and products including areas like third party/vendor management
  • Leadership positions in Risk Management, Internal Audit, O&T, Compliance or related field a plus
  • Bachelors Degree / Masters degree in Business, Finance, Accountancy, Engineering, Law or any other relevant field
15

Senior Operational Risk Manager Resume Examples & Samples

  • Oversight of the 1st Line of Defense implementation of Citi’s Op Risk Policy and Framework in the US and regions across Consumer Businesses in GCB and Holdings
  • Development and implementation of systematic approaches to ensure consistency of Operational Risk Management framework implementation across the Business globally and work with the Regional ORM leadership team to set standards for the quality and execution of oversight by the ORM Second Line of Defense. Ability to influence and convince in order to drive change and work collaboratively with senior management in the US international regions both in Risk and Business will be a critical success factor
  • Mitigation of operational risk losses by identifying common causes of operational risk events and designing effective preventive measures. A strong understanding of linkages between the business, O&T and other front-office operations such as marketing and new product development is a must. In addition this requires the ability to work with Independent Risk and other control functions and rely on the SME’s within these functions
  • Identification and mitigation of emerging risks through risk analysis (internal and external) and communication of the learnings to Business Management in order to drive required action. This requires a broad understanding of the key features of the regulatory environment of retail consumer businesses across the world
  • Development and implementation of the analytical / data mining/ conceptual approaches necessary to establish robust assessment of Operation Risk exposure and relevant indicators in order to enhance ability to anticipate and mitigate Operational Risk losses
  • Develop effective written communication tailored to different levels of management especially senior executives and Regulators. Ability to articulate and weave a story line out of complex facts and data is a critical success factor
  • Effective monitoring of the use of the Framework within the Consumer sector and the ability to link Operational Losses, risk appetite, the control environment and cost of capital in a cohesive Risk Profile of each Business or Operating Unit
  • Development and use of effectiveness and efficiency measures to evaluate the quality of deployment of all Framework tools across Consumer as well as measures of governance quality across Businesses
  • Support Scenario Analysis efforts and enhancements within Consumer ORM
  • Work experience of 7+ years in the financial services industry with deep understanding and experience of all Consumer products or related Business functions
  • Knowledge of US regulatory and industry standards for full range of retail products (lending, deposits, investments) with some awareness of key environments that Consumer has a footprint in
  • Bachelors Degree / Masters degree in Business, Finance, Accountancy, Law or any other relevant field
  • Training/Certification or experience in database/MIS management tools a plus.      
16

Senior Operational Risk Manager Resume Examples & Samples

  • Contribute to the further development of the Group Operational Risk Framework
  • Facilitating and monitoring the implementation of enhancements to the Group Operational Risk Management Framework
  • Monitoring, aggregating, assessing and reporting operational risk exposure to senior management and regulators
  • Conducting analysis for early identification of risks and issues and ensure appropriate remediation actions are defined and monitored
  • Conducting risk assessments sessions with business areas or functions to contribute to a complete view of the relevant key risks
  • Acting as a business partner to management providing challenge and risk insights in support of achieving business objectives
  • Advising management on risk-related standards/regulations to ensure compliance
  • Ensuring strong position of risk management with management
  • Advising line management business partners on risk responses depending on risk exposure and insights from risk
  • Providing consistent, reliable and timely risk information to relevant decision-making bodies
  • Minimum Bachelor’s degree (or equivalent) in Economics, Finance, Mathematics/Statistics or another quantitative field and 7 or more years of experience in related field
  • Certification such as IRM/FRM/CFA/CPA would be highly advantageous
  • Strong team player with excellent relationship management and decision making skills
  • Advanced Risk Management skills in first, second or third line
  • Intermediate Finance and Accounting knowledge
  • Advanced knowledge of internal controls
  • Basic knowledge of insurance legal and regulatory environment
  • Advanced understanding of process design and risk analysis
  • Outstanding communication skills with excellent verbal and written English are a must
  • German, Italian and/or Spanish language skills would be beneficial
17

Senior Operational Risk Manager Resume Examples & Samples

  • Ensure that Operational Risk governance, policies & standards are enforced throughout the Region
  • Implement and coordinate regional operational risk management processes (Op Incident Collection, RCSA, Permanent Supervision, Spot Checks…)
  • Coordinate with Operational Risk Management counterparts globally to share best practices and methodologies to maintain a competitive advantage for the bank and meet regulatory requirements
  • Monitor regional operational risks on a permanent basis (based on production and Key Risks Indicators, business limits and New Products follow-up)
  • Challenge to the First Line of Defense (1 FLOD) on the effectiveness of regional controls with a transversal view on business, operations and risks processes
  • Manage effective anti-fraud monitoring in the Region; when necessary assist dedicated global SAFE team in the investigation of potential red flags
  • Provide communication and training on all Operational Risk aspects, including the use of Op Risk tools/processes
  • Oversee the implementation of accountability and culture initiative in the Region
  • Support the First Line of Defense (1 FLOD) and its initiatives while protecting the business and evaluating operational or other risks
  • Organize or chair various Operational Risk and Control Committees, as defined by regional governance, and reporting and escalating issues to senior management
  • Manage, lead or participate on certain critical and transversal projects or initiatives, as defined by Regional Chief Risk Officer
  • Managing relationship with external auditors and regulators
  • Knowledge of operational risk and the associated framework
  • Must be able to work collaboratively within a complex organization, across multiple cultures, geographies and disciplines
  • Transparent communication
  • Experience effectively interacting and communicating with senior leaders and regulators
  • Demonstrated ability to work well under pressure in a matrix organization and fast-paced environment
  • A minimum of 10 years experience working in a operational risk/financial institution setting
  • Graduate degree in Finance or Risk Management
  • Working knowledge of French a plus
18

Senior Operational Risk Manager Resume Examples & Samples

  • Prepare and animate the Risk and Control Committee (RCC - key risk committee for SGNUK)
  • Coordinating the ICAAP process interacting with senior management and maintain the risk register along the year, challenge the business and functions on the outcome of the ICAAP scenarios, and draft the operational risk section of the ICAAP document
  • Liaise with local management and SAFE for reporting purposes in relation to SGIL, specifically as it relates to errors and incidents, permanent supervision, and risk assessment
  • Prepare and animate the Risk and Control Committee (RCC - key risk committee for SGNUK): (i) interact with SAFE OSM teams and Bangalore to obtain and challenge SGIL operational risk data, (ii) define the committee’s agenda and build a strong presentation with the assistance of SAFE Bangalore teams, (iii) lead the RCC meeting and challenge the risk register output
  • Prepare the Operational Risk section of the Board Risk and Control Committee
  • Coordinating the ICAAP process including: (i) interact with senior management and maintain the risk register along the year, (ii) schedule and lead ICAAP scenario related meetings, (iii) challenge the business and functions on the outcome of the ICAAP scenarios, (iv) draft the operational risk section of the ICAAP document, (v) interact with Head Office to ensure that scenarios and aggregation methodology are in line with Group’s and Basel 2’s guidelines
  • Prepare and animate the SGIL Regulatory Reporting Committee (3RC) regarding all transaction reporting issues for SGIL
  • Ensure on an ongoing basis the prompt escalation of any ad-hoc risk issues to local and regional management
  • Ensure awareness of SAFE guidelines and principles through regular communication
  • Liaise with regulators and internal audit as required
  • Manage the relationship with SAFE Bangalore on a regular basis to ensure that proper service is provided and also communicate reporting/document requirements
  • Follow-up on SAFE SGIL audit outstanding points
  • Ability to build presentations and bring added-value on operational risk subjects
  • Ability to identify key risks
  • Proven ability to be able to step back, gather numerous pieces of an issue, and bring consistent solutions
  • Preference for financial services operational security experience or Big 4 experience
  • Experience within a Brokerage and Prime broker company
19

Senior Operational Risk Manager Resume Examples & Samples

  • Provide in-depth analysis of the Finance function including Legal Entity framework, Financial Control, Accounting, Budgeting, Reporting, Regulations, Taxation and Legal aspects to help identify actual / potential risks, challenge where appropriate and provide concise oversight
  • Provide oversight on management of key material risks relating to, or originating from Human Resource functions or processes vide regular engagements with HR First and Second Lines of Defence
  • Understand, maintain, continually review and challenge the risk profile for the 1st Line of Defence taking into account relevant information feeds both internally and externally
  • Apply Risk Appetite mechanisms accurately to ensure business outcomes remain sustainably within Conduct and Operational Risk appetite statements; reassess appetite regularly in response to anticipated and actual events, information and issues
  • Lead and conduct thematic reviews covering Operational and Regulatory risks to support Group Senior Management’s decisions regards Global Risk profiles, manage the independent oversight and challenge of First Line of Defence activities with regards global and local legal and regulatory requirements
  • Knowledge of local laws and statutes governing companies, including STPI and SEZ regulations, Change Management experience – planning, scheduling, approving and implementing change
  • Qualified Chartered Accountant & Company Secretary, very good knowledge of Financial Control, Reporting, Budgeting and Transfer Pricing, good understanding of local laws and statutes governing companies, including STPI & SEZ regulation
  • Technical SME knowledge of India Services operational, technology or specialist processing in Delivery functions or similar industry experience, experience of managing relationships at management levels
  • Experience of leading complex projects across Divisions and/or countries, an understanding of “Great Customer Service”, ability to visualise potential future risks in Finance and Tax
20

Senior Operational Risk Manager Resume Examples & Samples

  • Identifying trends and common themes across the country
  • Identifying root causes of major internal losses and ensuring similar businesses around the world are aware of risks and recommendations
  • In-depth knowledge of banking products and services. Previous experience with Institutional Client Group (ICG) businesses is highly desirable
  • Broadened knowledge of general financial services regulations, including Canada OSFI
  • Prior working experience in risk management disciplines and project management is a plus
  • Working knowledge of data/quantitative analysis and methodologies, and performance, risk or control indicators
  • Ability to build executive presentations and reports to summarize analysis results and effectively communicate key messages to senior management
  • Advanced knowledge in Microsoft Office applications (e.g. Excel, PowerPoint, Word, etc.). Knowledge of running macros will be an advantage
  • Strong interpersonal skills: can build effective business relationships
  • Demonstrated leadership: ability to collaborate with and lead others by influence to achieve objectives
  • Aptitude for decision-making, execution and problem solving: ability to ask insightful questions, break analytical challenges into workable components and draw meaningful conclusions to promote enhancements that will mitigate risk
  • Demonstrates flexibility and a positive attitude towards change
  • Ability to deal with ambiguity and work independently in a non-structured environment
  • High energy and determination: ability to work in various projects at the same time and under pressure of tight deadlines
  • Undergraduate degree (majors focused on quantitative and analytical skills)
  • MBA or other advanced degree is a plus but not essential
21

Senior Operational Risk Manager Resume Examples & Samples

  • Overseeing and ensuring proper management of Operational Risk Management in Canada
  • Overseeing compliance by the franchise with op risk management regulatory requirements, including oversight to changes in the regulatory environment that have material risk implications
  • Interacting with senior levels of the organization, providing expert advice to the business related to management of operational risks
  • Providing oversight, supervision and monitoring of the MCA Program. Performing independent and effective challenges
  • Identifying trends and common themes within the businesses/functions across the country
  • 10+ years of experience in Risk Management disciplines. Working background in Operational Risk Management is a plus
  • In-depth knowledge of banking products and services. Previous experience with Institutional Client Group business is highly desirable
  • Strong knowledge of the Operational Risk Management Policy and MCA Standards & Procedures
  • Working knowledge of Project Management
  • Strong Assertiveness skills: willingness and ability to challenge the status quo, express opinions and take hard decisions
  • Sound interpersonal skills: can build effective business relationships
  • High energy and determination. Ability to work in various projects at the same time and under pressure of tight deadlines
  • Demonstrates flexibility and positive attitude towards change. Ability to deal with ambiguity and work in a non-structured environment. Can work without close supervision
  • Undergraduate degree (majors focused on Economics, Finance, Statistics or other related analytical areas seen as advantage)
  • MBA or other advanced degree in Economics, Finance or related areas (not required but preferred)