Audit Manager Resume Samples

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K Howe

Kaitlin

Howe

2240 Denesik Extensions

Los Angeles

+1 (555) 424 6365

2240 Denesik Extensions

Los Angeles

Phone

p +1 (555) 424 6365

Experience Experience

Detroit, MI

Audit Manager

Detroit, MI

Metz LLC

Detroit, MI

Audit Manager

Establish and develop effective working relationships with Management of business units for which incumbent has been assigned risk assessment responsibility
Working capital management - manage work in progress and billings
Perform or assist in the performance of special reviews at the request of management, including fraud investigation
Manage performance of on-site audit work and review working papers when audit lead
Delegate work to assurance team members successfully Conduct timely performance reviews and provide performance feedback/training
Performs complex execution of the area of audit work performed
Collaborate with colleagues and internal stakeholders/management to perform risk assessments and develop audit programs for validating internal controls

present

Chicago, IL

Audit Manager

Chicago, IL

Marvin, Hegmann and Stiedemann

present

Chicago, IL

Audit Manager

present

Manage performance of on-site audit work and review working papers with audit management
Indirectly manage a team of professional resources, actively develop, train, coach and provide feedback for performance assessments for team members
Consult, work with, and service client base to make recommendations on business improvement and process improvement and serve as a business advisor to client
Work with other managers to help ensure the proper deployment of the audit staff and assist with the career development of team members
Effectively lead and manage resources to ensure performance measures and metrics are established and met throughout the execution of the planned audit work
Identifies internal opportunities and recommends methods to improve service, work processes and financial performance, e.g. expense management
Manage, develop, train and mentor audit staff on assigned projects, and assess their performance for audit engagement review and year-end performance reviews

Education Education

Bachelor’s Degree in Accounting

The University of Texas at Austin

Bachelor’s Degree in Accounting

Skills Skills

Strong customer service attitude; team player; strong desire for knowledge; adaptability
Solid interpersonal skills, including the ability to develop good working relationships and present findings / recommendations to management; and
Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment
Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
 Hold entire team accountable for meeting deliverables, adhering to Quality Assurance criteria and utilizing consistent methodology
 Oversee or lead audit engagements from planning through reporting and produce quality deliverables to both department and professional standards
Able to be responsible for engagement profitability including billings and collections
Highly motivated, results driven and proactive professional with solid organisational and time management skills
Knowledge of statistics, risk management, and Six Sigma (or other Quality programs) desirable
Good ability of conflict-solving; and ability to collaboratively work with model owner/sponsor counterparts

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Audit Manager Resume Examples & Samples

Represents functional area to identify synergies with similar functional areas, shape future processes and tools, participate in testing of engineered solutions, provided feedback, and champion implementation
Solicit feedback from associates and provide, when appropriate, to formed working groups
Review of functional area budget reports
Responsible for adherance of functional area expenses with established budgetary norms
Performs supervisory activities, including identifying performance problems and seeking guidance for remedial action; reviewing performance; and participating in interviewing and selecting staff
Plans, assigns, monitors, reviews, evaluates and leads the work of others, including other supervisors
Coaches and mentors subordinates, identifies training needs and recommends appropriate development programs
Ensures completion of internal assessments of policies and procedures are completed on an annual schedule
Responsible for creation and maintenance of branch audit schedule and the conducting of audits within firm and/or regulatory requirements
Assigns, prioritizes and reviews the work of other supervisors and/or associates
Provides technical training and professional development to supervisors and/or associates
Assists with the prioritization of technology needs for branch audit functions
May assist in preparing and presenting operational budgets for assigned functional area
Interprets and applies organizational policies and procedures
Participates in establishing objectives and developing processes and procedures to ensure adherence to all regulatory requirements
Performs periodic reporting on compliance and operational issues as required
Ensures effective coordination occurs within assigned work group and with other work groups
Identifies, recommends and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems
Concepts, practices and procedures of securities industry and/or banking compliance
Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies
Principles of banking and finance and securities industry operations
Planning and scheduling work to meet regulatory organizational and regulatory requirements
Identifying and applying appropriate compliance monitoring procedures and tests
Preparing oral and/or written reports
Investigating compliances issues and irregularities
Making rule-based and analytical decisions
Supervise, coach and mentor others
Partner with other functional areas to accomplish objectives
Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities
Use appropriate interpersonal styles and communicate effectively, both orally and writing, with all organizational levels
Work independently as well as collaboratively within a team environment
Establish and maintain effective working relationships at all levels of the organization
Maintain confidentiality
Maintain currency in laws, rules and regulations related to compliance in assigned functional area

Audit Manager Resume Examples & Samples

Understand the audit client's industry and recognize key performance drivers, business trends, and emerging technical and industry developments
Develop people by encouraging individuals to think for themselves and take responsibility for their contributions to the assurance team
Delegate work to assurance team members successfully
Maintain an educational program to continually develop skills
Monitor the assurance team's progress against the plan and alter it when needed
Generate new audit business opportunities
A bachelor's degree an approximately 5 years of related work experience; or a graduate degree and approximately 4 years of related work experience
A degree in Accounting, Finance, or related field
Integrity within a processional environment

Audit Manager Resume Examples & Samples

Contribute to planning and development of the annual CIB, Corporate Treasury and Market Risk audit plan
Utilize relationship management skills to build business relationships with audit clients
Develop project plans that effectively incorporate appropriate risks, scope, staffing requirements, deliverables, timelines, budgets and client availability
Provide audit process and business knowledge leadership to entry and intermediate level auditors and interns

Audit Manager Resume Examples & Samples

Develop and present processes, risks, controls and audit approaches to teams
Setting clear quality expectations based on SAS standards and delivers and explains reasons for review notes
Oversee activities, providing guidance and building staff and senior audit competencies
Prepare meaningful, relevant, and well-supported audit reports
Demonstrate strong listening skills and debating issues in an open, honest and forthright manner
Create an open, flexible atmosphere among multiple project teams managed to allow for rigorous interaction and confirmation of audit issues with clients
Support internal audit change initiatives and contributes by participating in a lead role
Ability to work independently in areas of difficult or complex nature
Contribute to planning, development, and execution of the audit plan
Bachelor's degree with 9 years industry experience (with at least 7 years in audit, internal control/risk management or regulatory compliance environment)
Solid knowledge of audit principles, practices and methodologies
Strong knowledge of banking regulations
Exemplify a positive attitude, strong work ethic, team work and professionalism
Specifically seeking experience in operational and/orcompliance related functions within Consumer Banking, Wealth & Investment Management, Capital Markets, Market Risk, Commercial or Commercial Real Estate,
CIA, CRCM, or other relevant certifications
Knowledge of Securities regulations is a plus
Ability to travel 20%

Audit Manager Resume Examples & Samples

Participate in audit projects from planning to reporting with limited supervision and deliver a quality product in line with department standards and expectations
Evaluate, test and report on the adequacy and effectiveness of management controls
Finalize audit findings and employing excellent judgment to provide an overall opinion on the control environment
Effectively coach and mentor audit team mates, providing honest and constructive feedback
Effectively supervise, coach and mentor audit team mates, providing honest and constructive feedback
6 years of business experience
Three years of experience in “Big 4” public accounting
Three years of relevant financial services industry experience, preferably within Audit or risk and control
Experience in Operational and Financial Statement auditing
Ability to manage multiple tasks concurrently in an efficient and effective manner and with limited supervision
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present sensitive issues to management and influence change
Advanced degree, CPA or similar certification preferred
Experience in “Big 4” public accounting in the financial services practice
Previous experience in one or more of the following areas preferred: Investment Banking, trading, market risk, credit risk, regulatory compliance, finance and accounting
Versed in US GAAP and Financial Control risks
Six years of business experience
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issues to management and influence change

Audit Manager Resume Examples & Samples

Facilitate team and client satisfaction surveys; analyze and report results
Facilitate maintenance of department policies and procedures
Facilitate team workshops and roundtable sessions
Assist with other Professional Practices activities as needed, including workpaper reviews

Audit Manager Resume Examples & Samples

Coordinate the planning, execution and delivery of audits
At least seven years of experience in a financial services firm or in public accounting, with an appropriate level of exposure to and involvement with the products related to these businesses. Internal audit experience preferred
Experience and an expert proficiency in risk analysis and audit report preparation required
Strong communication and interpersonal skills, enthusiastic, self-motivated, effective under pressure and willing to take personal risk

Audit Manager Resume Examples & Samples

Bachelor’s degree required; professional certification (CRCM) preferred
Minimum 10 years of audit, and/or compliance experience
Comprehensive understanding of key fair lending regulations and key compliance priorities relevant to consumer finance businesses
Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically
Enthusiastic, effective under pressure and willing to take personal risk and accountability
Proven ability to interact with senior executives of the firm and represent the Audit Department on Committee’s and Governance forums

Audit Manager Resume Examples & Samples

At least7 -10 years of Asset Management/Investment Managementaudit or businessexperience
Knowledge of applicable investment companies and investment advisors rules and regulations
Bachelors degree in Accounting, Finance, Economics or related discipline

Audit Manager Resume Examples & Samples

Establish strong relationships with management in Card & Commerce Solutions and related control groups such as Risk Management, Compliance, and Audit colleagues
Manage and/or leadaudit engagements covering Card &Commerce Solutionsincluding risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
Stay up-to-date with evolving industry changes and market events impacting the Card &Commerce Solutionschannels and products
Must have 7 years of relevant experience in internal/external auditing, or consulting
Experienceproviding feedback and coaching team members
JPMorgan Chase is an equal opportunity and affirmative action employer M/F/Disability/Veteran

Audit Manager Resume Examples & Samples

Lead a team of professional auditors responsible for performing full scope audits that encompass strategic, operational, regulatory compliance and financial process environments, with efficiency and effectiveness, in accordance with professional audit standards
Through in-depth understanding of the business, including changes to the regulatory and business environments, develops audit programs to ensure effective control solutions are implemented
Direct, counsel, and instruct staff assigned to the engagement and review audit plan, findings, and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements
Provide support, as needed, to audits led by other audit managers and/or functional audit teams
Assist with the development and ongoing execution of the Continuous Audit program
Provide input and support for the strategic planning process and scheduling of audit resources
Certified Internal Auditor (CIA) designation (or ability to obtain within 24 months of start date)
5 years of Internal and/or External Audit experience, preferably in the Banking/Financial Services industry
Extensive regulatory compliance knowledge and experience within the Banking/Financial Services industry
Ability to interact with all levels of an organization

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Commercial Banking; technology management; project/program management; regulatory compliance or supplier management
Maintains an updated understanding of the impact of local and global regulations related to Consumer and Commercial Banking Technology and its risks
Interacts with local and global regulators to understand specific requirements related to Consumer and Commercial Banking Technology; reviewing, improving and approving the reports or sections related to technology risk that will be included in formal communications between Citi and the different regulatory instances
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Retail, Credit Cards, Loans, Mortgage products, especially those associated with the Consumer business
Working proficiency in Spanish language, in order to review documents and communications issued by local regulators, as well as to interact with local Citi IA, O&T, CCC and Business teams and regulators in the different LATAM countries where IT Audit work will be performed; working proficiency in Portuguese is a plus

Audit Manager Resume Examples & Samples

Responsibility for executing Finance audits across the EMEA region, validating the resolution of outstanding Issues, and monitoring Financial Control activities in the company,
Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate) branch examinations, as well as business monitoring and governance committee reporting,
Applies recognized expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams,
Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking,
Willingness to business trips (50%),
Senior level experience in a related role with experience in business, functional with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables,
BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus,
Demonstrates experience managing integrated internal audit and assurance delivery within a matrix reporting environment,
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of financial services products, especially those associated with the Capital Markets and Banking business,
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views,

Audit Manager Resume Examples & Samples

PHD, MBA, or equivalent. Related certifications (CQF, CFA, CRM) are a plus
Experience in developing and maintaining technical documentation for methodologies and applications; including project plans, model descriptions, mathematical derivations, data analysis, process and quality controls
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Model Risk Management concepts, such as model governance, inventory, documentation, validation and use, especially those associated with the use of models for valuation, risk management, decision support and other purposes across all businesses. [
Experience in the preparation and delivering of training materials, presentations and reports on credit risk analytics for technical and non-technical audiences

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned Mortgage Servicing businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Manages audit activities for a component of the Mortgage Servicing product lines, functions, or legal entity at the regional or country level including a portion of the audit annual plan
Completes assigned audits within budgeted timeframes and budgeted costs. Manages small to medium sized audit teams of Internal Audit professionals. Leads the professional development of Internal Audit staff
Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer Banking, technology management; project/program management; regulatory compliance or supplier management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Consumer Banking Global Mortgage products, especially those associated with the Mortgage Servicing business

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations, and Citigroup and Citibank policies
Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners. May negotiate internally often at a higher levels on matters which will have a major impact on the area managed
Business travels will be required

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: KAMLS for Consumer or Investment Banking businesses, technology management; project/program management; regulatory compliance or supplier management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Services Industry, especially those associated with the KYC, AML , Transaction Monitoring and Sanctions
Minimum 8 years of experience in areas related to banking regulations, AML programs, local standards, and internal policies

Audit Manager Resume Examples & Samples

Analyzing and assessing technology risks assumed by the Wealth Management, IB and Global Asset Management business
University degree (Bachelor or Master Level), preferably with a technical background
Strong experience (4-7 years) in audit, compliance or internal control areas within the financial industry
Good understanding of technology, the financial market, operational aspects, as well as process flows within and between banks / counterparts, and a thorough knowledge of local regulatory requirements
Flexible and committed team player willing to travel to other UBS locations in APAC for audit assignments
Good communication skills and are able to interact with all levels of management
Fluent in both verbal and written English
Ability to speak Mandarin is highly preferred
Ideally CISA qualified

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer Banking Businesses, technology management; project/program management; regulatory compliance or supplier management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Service Industry, especially those associated with regulatory compliance
Minimum 8 years of experience in areas related to banking regulations, local standards, and internal policies

Audit Manager Resume Examples & Samples

Develop a work plan or approach for assigned components of audit
Adherance to/ implementation of Corporate Audit methodology throughout the execution of an audit engagement
Maintain effective relationships with clients during audit engagements
Provide feedback and advice to clients on risks and controls, as appropriate, recommending process improvements that reflect best practices
Keep current with applicable laws and regulations, corporate policies, industry best practices and developments (e.g. new financial products or technology)
CSC, CFA and/or FRM enrollment or completion an asset
Able to tolerate an accelerated rate of change in business and regulatory environment
Ability to identify and examine emerging risks, in addition to the capability of assessing compliance

Audit Manager Resume Examples & Samples

A minimum of 6-7+ years direct work experience in Audit within financial services
Corporate Finance experience in/auditing a large financial services/banking institution
Knowledge of technical accounting, accounting operations, SEC/regulatory reporting, Sarbanes-Oxley, corporate finance, risk management techniques and compliance requirements specific to financial services industry
Ability to lead a team and to converse with senior audit and finance management on regarding accounting, internal control, infrastructure, risk management and process issues
Posting Date: 09/23/2014

Audit Manager Resume Examples & Samples

Specialized skills required include capital management experience (e.g. capital governance, market risk capital calculations, Basel capital calculations, economic capital calculations, or capital adequacy)
A minimum of bachelors degree and more than two years direct work experience in Audit, Finance, Compliance, Bank consulting, Corporate Treasury, Corporate Investments, Credit Risk, Operational Risk, Market Risk, Global Investment Banking, or Global Markets
Basic understanding of financial modeling from a business process perspective
An understanding of change management and risk management

Audit Manager Resume Examples & Samples

At least 10-15 years of auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
Strong knowledge of Global Markets/Banking lines of business; Operations and Middle Office functions; and operational controls
In-depth understanding of key Global Markets Operations processes (focusing on back office operatons)
Strong understanding of the trading function; product control; middle office and operations
Familiarity with relevant regulatory rules, pending regulatory reforms, and industry initiatives
Ability to effectively build and manage relationships with stakeholders throughout the organization
Must have bachelors degree
Masters degree and CPA/CIA

Audit Manager Resume Examples & Samples

MUST HAVE Ten to Fifteen years of relevant work experience: Preference of Internal Audit Managemernt experiences
Have priorlarge, financial services experience
Leadership ability to present and syndicate audit review results and control issues with senior executives and the regulators
Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
Strong risk controls assessment of processes
Bachelor’s required (Master’s degree a plus)
Knowledge of Compliance organizations at large, complex financial institutions
Advanced degree a plus
Six Sigma Green Belt, Black Belt, Master Black Belt, Lean or DFSS a plus

Audit Manager Resume Examples & Samples

Maintaining subject matter expertise in market risk management, including: best practices, regulatory requirements and key control processes
Review and assess market risk regulatory compliance across the various jurisdictions and associated regulatory regimes in which the Bank operates, including but not limited to CRD IV requirements in Europe (ensuring all relevant Basel requirements are met) and SEC Alternative Net Capital rules for the US
Perform periodic audits of specific focus areas relating to market risk, e.g. assessment of scenarios and stress testing practices and procedures and alignment to regulatory requirements in this area (such as CCAR for US entities)
Participate in the delivery of the audit plan relating to market risk measurement and management processes to ensure the use of sound risk management controls and regulatory compliance
Execution of a program of continuous risk and performance monitoring (e.g. business developments, emerging risks and control issues)
A good understanding of market risk measurement requirements under Basel regulatory capital calculation approaches
A degree-level education (or equivalent) in a numerate discipline – post graduate/ professional qualifications within a relevant field (e.g. ACA, CFA, FRM and/ or PRMIA)
Good product knowledge (specifically derivatives and other traded products)
Strong communication skills and experience of liaising across control areas
Experience of working cross-regionally as part of a global team

Audit Manager Resume Examples & Samples

Leading a workforce that is knowledgeable about our business and AML/ATF and economic and trade-based sanctions regulations and regulatory expectations, understanding the external market, thinking about the efficiency and effectiveness of management and control processes, being seen as highly credible and using their ingenuity to add value
Develop audit discussion points that are insightful and provide a fair and balanced assessment based upon critical assessment of management and control processes Such points will be clear, concise, objective and timely in their delivery
Develop and maintain good working relations with key clients and executives at senior management levels
Maintain regular communication with SAM/Director on Division issues concerning the audit engagement
Provide proactive leadership and direction to Audit Analysts and Associates as may be required, supporting performance assessments by the Senior Audit Manager or Director. Continue to advance the capabilities of individual teams by participating in internal / external training opportunities
Be and be seen as a knowledgeable person in business, client and audit technical matters keeping current on new thinking/practices
Undergraduate degree or equivalent with 5-7 years of direct relevant experience in an audit, consulting or AML/ATF compliance function
Graduate degree is desirable. Professional or business designation (CIA, CFE, CAMS, CAMS-Audit) is desirable
Working level planning and organizing skills with the ability to manage multiple priorities

Audit Manager Resume Examples & Samples

Supervise a portfolio of audits, demonstrating an ability to effectively prioritise completing commitments in order to ensure efficient delivery against agreed timeframes
Demonstrate effective risk awareness in order to ensure an appropriately targeted audit approach and emphasis of work performed
Identify key issues impacting businesses under review, presenting and agreeing with management practical recommendations and responses for the mitigation of associated risks. Identify potential solutions by exploring and analysing diverse alternatives
Maintain extensive subject matter expertise in credit risk management (AIRB approach) and measurement (Internal Model Methodology), including: best practices, regulatory requirements and key control processes
Review and assess Basel regulatory compliance across Credit risk Management to ensure all relevant Basel requirements are met
Participate in QA of self assessments covering policies and procedures framework for credit risk against regulatory provisions for: CRD IV , Basel III, CCAR and ANC relating to counterparty credit risk
Maintaining a good understanding of subject matter relating to market risk measurement and management, including review and assessment of market risk regulatory compliance across the various jurisdictions and associated regulatory regimes in which the Bank operates
Execution of a program of continuous risk and performance monitoring (e.g. business developments, emerging risks and control issues

Audit Manager Resume Examples & Samples

Drive all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, audit report drafting, work paper documentation and follow up and verification of issue closure
Perform monitoring of operational and financial related data to recognize patterns and trends with risk and control implications
Stay up to date with evolving regulatory and market events impacting the firm's Corporate Treasury unit
Minimum of a Bachelor's degree in Accounting, Finance, or a related discipline
Minimum of 5 years audit or relevant business line/risk management experience
MBA, CPA, CIA, CFA, or CFE designation preferred

Audit Manager Resume Examples & Samples

Master Degree in finance or relevant area,
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are an advantage,
Senior level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables,
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of banking products,
Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery within a matrix reporting environment,
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style,

Audit Manager Resume Examples & Samples

Develops and executes a robust Branch Exam Plan, by reviewable entity, for assigned branches in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Delivers on time high quality branch exam reports, Internal Audit and Regulatory issue validation
Directs complex branch exam activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan
Proactively advances integrated auditing concepts and use of technology. Closely follows latest trends in own field and adapts them for application within own job and the business
Participates in major business initiatives and pro-actively advises the business on change initiatives
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Retail products and services, especially those associated with branches
English and Spanish skills. Portuguese will be a plus

Audit Manager Resume Examples & Samples

At least 7+ years of audit and/or wealth management experience. Fiduciary and broker-dealer audit experience is a plus
Excellent verbal and written communication skills to present complex and sensitive issues to senior management in a persuasive manner
Proven ability to be able to multi task and adapt to changing priorities

Audit Manager Resume Examples & Samples

College degree with a minimum of 4 years of IT audit experience
Knowledge of US Regulations such as the FFIEC Handbook or NIST
CIA, CPA, CISA or CISM, designations are desirable
In-depth interpersonal, relationship management and communication skills
In-depth planning and organizing skills with the ability to manage multiple priorities

Audit Manager Resume Examples & Samples

Lead audit projects from planning to reporting with limited supervision and deliver a quality product in line with department standards and expectations
Effectively manage teams audit engagement teams, performing timely review and providing honest and constructive feedback
CPA certification required
Minimum 7 years of experience in banking in public accounting or in internal audit
Relevant financial services industry experience, preferably within Audit or risk and control functions
Well versed in GAAP including recent accounting pronouncements. Working understanding of SEC and Regulatory Reporting
Previous experience in one or more of the following areas preferred: Regulatory compliance, finance and accounting, investment banking

Audit Manager Resume Examples & Samples

Provide the Director/SAM with meaningful insights on efficiency opportunities observed within client functions
Provide timely and insightful support to Director and/or SAM
Ensure that all audit procedures executed are conducted to the high standards set out by the Division, adherence to which is confirmed through the Division’s Quality Assurance program and/or regulatory examination results
Effectively execute sections of the audit as assigned by the Director and/or SAM
Conduct such projects as may be assigned by Director and/or Senior Audit Manager
Demonstrate high quality work consistent with a “strong” audit function,
Provide proactive leadership and direction to Audit Analysts and Associates as may be required, supporting performance assessments by the Director or Senior Audit Manager
Undergraduate degree or equivalent with a minimum of 5 years of direct relevant experience in an audit function or business / corporate function
Graduate degree would be desirable
Professional or business designation like CA, CMA, CPA with audit experience is required
Knowledge of trends and best practices in Internal Control and the assigned LOB

Audit Manager Resume Examples & Samples

Plan, manage, oversee and conduct audit work based on established audit plans in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
Demonstrate a strong understanding of current business activities and related risks, and contribute to the audit risk assessment & evaluation of design and operational effectiveness of practices
Protect the interests of TDBG by maintaining awareness of emerging issues, regulatory requirements and assess potential impacts to the enterprise
Prepare and present audit results and reports to audit management and client management as appropriate
Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team and Audit Division
Provide coaching and on-going, constructive performance feedback to team members

Audit Manager Resume Examples & Samples

Lead the risk assessment process and provide expertise on regulatory issues to identify key risks, oversee the completion of the overall audit process, including development and application of appropriate audit programs, on-going client communications, reporting and post-audit procedures
Oversee audit work based on established audit plans and manage the audit in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
Execute audits of complex projects being undertaken by the business
Oversee and execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with established standards
Represent Audit on internal/external committees and provide subject matter expertise to internal clients and Audit Division relating to policies, procedures and processes
Contribute to the strategic direction of the Corporate Audit group by participating in the development of the annual audit plan and identifying emerging trends, issues and/or developments in the external environment and the departments that we audit
Demonstrate strong understanding of auditees’ business activities and related risks as well as emerging risks to adequately assess business and audit related impacts and provide recommendations for developing new audit approaches and/or appropriate controls to mitigate these risks
Indirectly manage a team of professional resources, actively develop, train, coach and provide feedback for performance assessments for team members
Contribute to, and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team, internal and external business partners; and
Support Corporate Audit Group management and other team members in the achievement of individual, divisional and team goals

Audit Manager Resume Examples & Samples

Proactively identify changing strategies, tactics, risks and initiatives continuously following the appropriate audit and investigative services with the appropriate focus. Meet with key client management periodically to ensure an understanding of strategies, tactics, objectives and initiatives
Providing fair and balanced insights into current, emerging and potential issues, trends and opportunities that will enhance efficiency and effectiveness of management and the enabling control processes. Develop audit discussion points that are insightful and provide a fair and balanced assessment based upon critical assessment of management and control processes such points will be clear, concise, objective and timely in their delivery
Provide timely and insightful support to Director and SAM
Demonstrate high quality work consistent with a “strong” audit functionProvide proactive leadership and direction to Audit Analysts and Associates as may be required, supporting performance assessments by the Director/Senior Audit Manager
Graduate degree desired
Professional or business designation is required, i.e., CIA, CPA

Audit Manager Resume Examples & Samples

Planning and delegation for Audit team
Preparation and presentation of new client proposals
Advising clients on sale of business
Design and implementation of audit plans
Audit of companies across a variety of business sectors
Lead role in advisory and business planning arrangements

Audit Manager Resume Examples & Samples

Minimum of 1 years experience at Audit manager level
Previous experience as an Audit Manager is highly desirable
Client focused with strong commercial expertise
Experience of managing client relationships
Demonstrate excellent interpersonal and communication skills
Excellent business development and cross-selling skills
Ability of working to deadlines and within budgets on each assignment
Self-motivation with the necessary ability to manage, develop and mentor staff
Involvement in training of Audit trainees

Audit Manager Resume Examples & Samples

Management of a number of key client relationships and audit of companies across a variety of business sectors
Ensuring completion of audit assignments within appropriate budget and time-frame
Presentation of new client proposals
Support role in advisory and business planning arrangements

Audit Manager Resume Examples & Samples

Current or recent CPA firm audit experience
Proficient with Excel and other Microsoft Office tools
Exposure to royalties and royalty audit
Business management experience

Audit Manager Resume Examples & Samples

CFA / CPA
3+ years of experience with Internal or External Audit or relevant specialty area
Experience in managing audits of Enterprise Risk Management, Capital Planning or Basel Advanced Systems (i.e. Credit IRB, Market, or Ops Risk - AMA)

Audit Manager Resume Examples & Samples

CPA firm audit experience working with real estate clients
Knowledgeable in tax
Strong GAAP
Commercial, Residential and Retail experience
Audits and tax basis compilations experience

Audit Manager Resume Examples & Samples

5+ years of recent or current experience with a CPA firm
Experience with Audit (Financial) GAAP, and GAAS
Ability to manage to budget

Audit Manager Resume Examples & Samples

Oversee the efforts of multiple client engagements in the Healthcare industry
Maintain active communication with clients to manage expectations, ensure satisfaction, and lead change efforts
Consult, work with, and service client base to make recommendations on business and process improvement
Understand and manage Firm risk on audits and proposals
Identify and communicate to management suggestions to improve client internal controls and accounting procedures
Manage, develop, train and mentor staff on projects and assess performance for engagement and year-end reviews
Actively participate in recruiting talent for the Firm
Thorough knowledge of GAAP and GAAS
5+ years of CPA firm experience or relevant internal audit or private accounting experience
Significant experience in the Healthcare industry or technical expertise in financial reporting

Audit Manager Resume Examples & Samples

5+ years of experience providing attest services with a Professional Services firm; 2+ years of Supervisory experience
Experience with Audit (Financial), Financial Statement Preparation, and Internal Controls
Demonstrated experience performing GAAP/GAAS audits of not-for profit entities, OMB Circular A133, and/or audits of higher-education institutions

Audit Manager Resume Examples & Samples

5+ years of recent work experience within a CPA firm or other industries such as middle-market or asset management (including hedge and private equity funds), real state, employee benefits, government or not-for-profit organizations
B.S. Accounting / CPA
Solid organizational skills with demonstrated ability to multi-task
Strong dedication to teamwork
Proficient with MS Office and Lotus Notes

Audit Manager Resume Examples & Samples

7+ years of audit experience with a mid-sized CPA firm and has worked on Restaurant clients
Tax-Compliance
Supervise Others
Client Service
Audit-Operational, Audit-Financial

Audit Manager Resume Examples & Samples

7+ years of experience with a public firm with diverse industry exposure
Degree in Accounting
Experience with Audit - Financial & Operational

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards , relevant government statutes and regulations, and Citigroup and Citibank policies
Reviews and approves business Monitoring Quarterly Summaries
Senior level bank or audit experience in Retail business or a related control function role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Have excellent knowledge of product management/operations/compliance in corporate and/or retail banking. In-depth understanding of the relationship between branch operation and support units within a financial institution, impact on the overall control environment and audit approach

Audit Manager Resume Examples & Samples

Undergraduate degree required
5–7 years of experience in the financial industry
Prior audit experience desired but not required

Audit Manager Resume Examples & Samples

4 to 8 years of experience
Financial services skills
Strong applications experience
Background out of a big 4 advisory or competitor firm

Audit Manager Resume Examples & Samples

Education in finance or accounting
8+ years of banking or auditing experience
In-depth knowledge of business and key finance functions of sales and trading and corporate and investment banking businesses, capital markets businesses and functions, auditing principles and techniques, U.S. GAAP and international accounting standards, complex accounting, auditing standards, business processes, and technology
Credit, market, and model risk management experience a plus
Understanding of the global regulatory environment and key compliance issues impacting banking institutions a plus
An understanding of management principles that enable recognition and evaluation of materiality and significant deviations from good management practices

Audit Manager Resume Examples & Samples

To manage a portfolio of clients (worth circa £0.6m to £0.8m fee income) and to carry out work to a high technical standard in a commercially beneficial manner
To effectively recruit, promote and develop talent within the team
To be part of the management team and develop the client portfolio

Audit Manager Resume Examples & Samples

7+ years of experience in internal audit required in Corporate Banking, Capital Markets and the Broker Dealer Industry
Advanced knowledge of the US banking and broker/dealer regulatory requirements
Ability to develop risk based audit procedures for BSA/AML and other regulatory requirements
Microsoft Excel proficient (Pivot Tables, V-Look Ups, Macros)
Professional certification (CPA, CRP, CIA, CFSA)
Good understanding of the BSA/AML regulatory framework and AML specific qualifications ACAMS/AMLCA
AML/Sanctions audit experience

Audit Manager Resume Examples & Samples

Operate independently as a QA Partner across the ICG product lines in LATAM, forming partnerships with Audit Controllers and Audit Leads
Liaise across the QA team to coordinate on QA global reviews and interactions during QA reviews
Producing effective communication tools – briefing notes, newsletters, QA and Methodology updates
Assist the QA Director in the review and improvement of global Internal Audit methodology and practices through
Must have first-hand experience in one or more of the product areas supported (i.e., TTS/SSS/CBCMO/CPB, Markets etc.) in a top tier bank
Candidates should have at least 5-7 years of diversified financial management experience, ideally including experience in audit or a related field
H/She must be proficient in risk and control analysis and audit concepts for a full range of products and specialized areas and will be skilled at analysing root causes of problems and anticipating ‘horizon’ issues
Candidates must have effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management skills are essential
This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, the ability to work effectively at the highest levels of the organization, and will display highly effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility
A proven track record in delivery is essential
Spanish language skills required and Portuguese language skills advantageous

Audit Manager Resume Examples & Samples

Successfully planning, executing and completing audits according to a risk-based approach, recommending internal control improvements that may include operational enhancements or efficiencies, and preparing audit reports
Demonstrate knowledge of financial and operational internal control methodologies and terminologies; process and control industry standards; risk management practices and techniques; and internal audit process, technology and tools for planning, design, performance, testing and reporting
Manage complexity, multi-task and work independently in non-routine situations

Audit Manager Resume Examples & Samples

Ability for travel to serve clients
Minimum 5+ years of health care audit experience in public accounting
Currently located or willing to relocate to Jackson, Mississippi
Bachelor’s or master’s degree in accounting required

Audit Manager Resume Examples & Samples

Provide audit and business advice to a variety of clients from small, fast growing clients to large corporate entities
Provide on site co-ordination role for audit clients including planning, day to day control, liaising with clients and completing audit assignments
Identify, anticipate and resolve technical issues within the context of the client’s business
Contribute to engagement/project management to meet engagement project objectives and budget
Takes day to day responsibility for the outputs and activities of your team
Explain to staff members how their assignments contribute to meeting the objectives of the engagement/project as well as their career development. Uses delegation and assumes the role of a mentor where appropriate
Take appropriate responsibility for the quality of your team’s work meeting compliance and risk

Audit Manager Resume Examples & Samples

Knowledge of regulations impacting the banking industry related to OCC, FRB, CFPB, etc
Ability to understand and apply concepts in enterprise and/or operational risk management
Possess critical thinking and analytical skills
Ability to conduct and support audits of a complex nature
Ability to manage multiple assignments to established deadlines
5 - 7 years related audit, finance, accounting, compliance or operational risk management experience at a major banking organization or other financial institution

Audit Manager Resume Examples & Samples

Oversee and assist with division and Enterprise Risk Management audits
Review of key business processes and systems
Assist with timely completion of department initiatives
Strengthen internal controls
Enhance cash flows
Lead the audit planning processes
Identify key risk areas
Coach and develop staff for their next career opportunity
Bachelor’s in accounting/finance required
Master’s preferred
CPA/CIA/CFA/FMLI preferred
Supervisory experience a must
5+ years experience in audit required
Public/Big 4 preferred

Audit Manager Resume Examples & Samples

Plans, leads and ensures execution of the audits of various company business functions
Leads Sarbanes-Oxley compliance reviews
Perform business monitoring per the audit cycle demands
Assess the effectiveness of controls, determines the potential impact of any control failure and recommends corrective actions to the business
Produce Audit reports
Monitors the status of existing corrective actions and schedules validation of completed corrective actions
Ensures that all parts of each audit are completed and monitors and reports on time incurred versus time budgeted
Prepares periodic monitoring reports
Train and develop staff
Reviews workpapers to determine completion and adherence to standards
5-8 years of work experience in audit and public accounting
Property casualty business experience required

Audit Manager Resume Examples & Samples

Identify risks and manage
Produce reports highlighting issues and providing potential solutions
Active engagement with senior staff to gain a good understanding of the business
Supervise, coach and develop junior members of staff within teams
Ensure compliance with internal (audit methodology and risk management) and external (regulatory) requirements

Audit Manager Resume Examples & Samples

Engagement planning: plan all aspects of assigned audits/areas including the development of a thorough understanding of the business, risks and processes, emerging issues and develop a detailed audit plan as required
Audit execution: execute assigned audit activities independently and evaluate the adequacy of system design and the internal control framework
Problem identification: identify and assess the materiality of control weaknesses, including the identification of underlying causes and the provision of practical recommendations for resolution
Reporting: Clear reporting of audit findings and the summation of findings in a draft audit report
Proven ability to coach and provide effective feedback to others
A high degree of flexibility to adapt to a variety of tasks as well as deadline and scheduling changes
Strong interpersonal, communications (written and oral) and relationship management skills to effectively manage the work of others as well as sensitive and confidential information
The ability to liaise comfortably with internal contacts, including senior management
Attention to accuracy and detail is a must

Audit Manager Resume Examples & Samples

Ideally 5 years + accounting experience in a large accountancy firm
Qualified Chartered Accountant (ACA or equivalent)
Significant experience in, and proven ability to offer our clients your expertise in a range of Audit services
Business acumen and insight to be an effective business advisor to clients
Outstanding communication - both spoken, written and people skills
Be a motivated self-starter, with ambition to continue successfully progressing your career

Audit Manager Resume Examples & Samples

Developing and executing a robust Audit Plan for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Delivering on time high quality audit reports, Internal Audit and Regulatory issue validation and branch examinations, as well as business monitoring and governance committee reporting
Managing audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan

Audit Manager Resume Examples & Samples

Professional Designation - CA, MBA, MMF or similar and/or equivalent undergraduate degree with financial services background
Risk Management or Financial Analysis designation such as CFA, FRM, or CERA highly recommended
Audit related designation such as CIA, CRMA or CFSA to be obtained within 24 months of joining IAS. Good understanding of capital markets and risk management is required while understanding of Basel regulations is also desired
Within approved financial plan and as outlined in Delegation of Authorities
Document findings and ability to assess general impact on potential consequences of recommendations
Supports WM, Insurance, PBB, as well as IT Audit and Fin Audit on issues related to Capital Markets
Execute annual audit plan for Capital Markets
Supports other Internal Audit groups in execution of their audit plans where required

Audit Manager Resume Examples & Samples

Assist in the development and execution of a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer and Investment Banking, project/program management, regulatory compliance
Develops effective mid-line management relationships and has a strong understanding of the businesses
Partners with SVP and Directors to develop approaches for addressing broader corporate emerging issues
Prepares, validates or re-validates Entity Risk Assessments
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Risk Management concepts, especially those associated with Integrated Risk Management framework
Strong negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
8+ years of Internal Audit experience, preferably in Financial Services Industry

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer Banking, regulatory compliance, technology management, project/program management and supplier management
Analyzes reporting findings; recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems
Senior level (8+ years) experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Specific subject matter expertise regarding consumer regulatory compliance control disciplines and a solid business understanding of Mortgage, Credit Cards, Retail and Unsecured Lending products and services businesses
Demonstrates experience in managing teams and managing integrated Internal Audit and assurance delivery within a matrix reporting environment

Audit Manager Resume Examples & Samples

Responsible for managing multiple auditing and accounting projects and client engagements
Responsible for planning and executing the full scope of audits for a variety of non-profit clients
Prepare, review and analyze financial statements
Train & develop staff
Experience with Non-Profit and Benefit Plan assurance audit for a CPA firm
Experience with A-133 compliance
5-9 years current CPA firm experience
Audit Manager experience

Audit Manager Resume Examples & Samples

Responsible for planning, scoping and delivering medium size complexity audits identified in the audit plan in compliance with the Group Audit standards
Ability to operate with minimum supervision on certain more complex assignments, subject to guidance as required
Provision of controls, risk and governance counsel to the business as required within areas of knowledge
Relevant professional qualification
Previous experience of an Audit Manager role within financial services business or experience gained in public accounting firm
Capable of developing and maintaining influential relationships with the business
Use analytical and logical approach to identify priorities and challenge the business

Audit Manager Resume Examples & Samples

Oversees the effective and timely completion of assigned portions of the audit plan. Leads and coordinates the audit with business. Performs complex execution of the area of audit work performed. Supervises and leads assigned audits and presents results of audit to business leaders and reviews audit plan with the business
Provides highly proficient knowledge and subject matter expertise in the risk rating for the annual audit planning process and definition of audit entities. Conducts an efficient and effective risk assessment with high complexity
Responsible for formal audit planning. Performs ongoing review and adjustments of audit plan to ensure audit activities are focused on risk areas and provide value to customers. Provides input into the annual audit plan, including risk rating and audit entity definition
Bachelors degree focused in Finance/Accounting or related field of study
Exposure to the financial services industry

Audit Manager Resume Examples & Samples

Demonstrate an understanding of professional and industry standards and practices; keep abreast of latest developments and ensure professional development through ongoing education
Serve as the client’s trusted advisor, identify client issues and conflicts and proactively communicate solution options to the client and team
Exhibit excellent interpersonal, analytical, research and project management skills
Think independently and problem solve in a results driven team oriented environment

Audit Manager Resume Examples & Samples

Serve as client’s trusted advisor and demonstrated knowledge of industry trends, identify client issues and conflicts; proactively communicate solution options to client and team
Manage staff on engagement deliverables (such as financial statements, tax returns, work papers, etc.); complete technical and strategic reviews as a member of the final engagement review team to ensure quality control standards are met; ensure on time delivery and on budget
Demonstrate proficient technical skills for handling all client responsibilities, including knowledge of trends, industries, alternatives, etc
Understand the client’s organization, procedures and internal policies
Responsible for new client development in partnership with upper management; participate in client meetings, presentations and proposal development and meet individual cross serve goals
Manage and retain multiple client relationships, engagements and special projects
Develop overall engagement budget
Consistently meet charge hour goals
Responsible for billing and realization on assigned clients; explain variances
Foster a team environment; demonstrate support of management and decisions to build a positive culture
Participate in practice development activities that lead to the generation of new business and the opportunities for cross-serves
Bachelor’s degree in Accounting required; Master’s degree in related field preferred
6 years of experience in public accounting or related field
3 year supervisory experience
Must have active CPA certification
Ability to manage all aspects of client engagements

Audit Manager Resume Examples & Samples

Manage all phases of Audit Engagement including planning, staff supervision and ensuring timely delivery of audit services on budget
Serve as client’s trusted advisor, demonstrate knowledge of industry trends, identify issues and conflicts
Evaluate internal accounting controls, audit documents prepared by the staff
Oversee the preparation of management letters and other reports
Actively maintain regular contact and communication with assigned clients and supervisors
Participate in the training, development and coaching of staff
Actively work to retain and attract new clients
Participate in client meetings, presentations and proposal development and business development activities
Participate in recruiting activities and initiatives
BA or BS in Accounting, Finance or Business or relevant field
MSA or equivalent strongly preferred
6+ years in public accounting with a minimum of 5 years in Audit
Staff supervisory and development experience required
Demonstrated ability to coordinate efforts, prioritize and effectively manage staff and multiple engagements
Ability to effectively present information, listen and respond to questions from clients and other staff members
Ability to travel as required by business

Audit Manager Resume Examples & Samples

Manage all phases of audit engagements including planning, staff supervision and ensuring timely delivery and quality outcomes for our clients
Serve as client’s trusted advisor, demonstrate knowledge of industry trends, accounting and business developments impacting each organization
Evaluate client systems, practices, and internal controls as well as audit evidence assembled by the staff
Oversee the preparation, quality and value added focus of management letters and other reports
Actively maintain regular contact and communication with assigned clients and staff
Participate in supporting practice infrastructure related to the not-for-profit and education practice including training, development and coaching of staff
Participate in client meetings, presentations and developing of proposals for prospects
Previous attainment or expected near term attainment of audit manager status at another accounting firm or 6 years of experience
Extensive experience with Not-For-Profits and/or education audits or responsible financial leadership within such an organization
Excellent analytical, research, interpersonal, written and oral communications skills
Ability to coordinate efforts, prioritize, effectively manage staff and multiple engagements simultaneously
CBIZ Tofias is a leading provider of tax and consulting services. Mayer Hoffman McCann P.C is an independent CPA firm that provides audit and other attest services. Like other national firms, our tax/consulting and audit practices are organized as separate and independent legal entities that work seamlessly together to serve our clients

Audit Manager Resume Examples & Samples

Responsible for leading multiple audit engagement teams and co-ordinating with teams and clients
Develop and maintain strong working relationships with client personnel, particularly executives, throughout the year and continuously improve clients satisfaction by identifying and addressing their needs through inquiries, listening to their response, and suggesting action that may involve introducing services provided by the firm's practice units to the client
Business development and management of tendering process for new business
Serves as a trusted business advisor by providing client management value-added advice related to the client's needs

Audit Manager Resume Examples & Samples

Responsible for planning and executing basic to complex portions of the Risk & Control Services plan including audit activities and SOX/MAR compliance activities. Completes risk assessments in conformance with department standards, generally in moderately complex areas. Presents work objectives and results focusing on impact of control deficiencies
Supervises and leads assigned projects. Provides indirect leadership to peers and others as needed in the work assigned. Manages the scope, schedule and deliverables of assigned work
Experience in financial services industry. Specifically Insurance and Annuities

Audit Manager Resume Examples & Samples

Adhere to the highest degree of professional standards and customer confidentiality
Prepare the annual budget and audit plan
Review quarterly risk assessment results and develop an audit schedule, ensuring all significant areas of risk are identified and assessed
Monitor changing circumstances within external, third parties and TAN-Career Agency field operations and producer agents, making appropriate adjustments to the audit plan and departmental resource allocations to meet business needs
Provide senior and field leadership/management with insightful, accurate information regarding the condition of controls and improvement opportunities; and, provide internal controls consultation by participating on corporate or divisional projects, facilitating training, participating in regional or field office meetings, etc
Ensure timely planning, including development of risk assessment and audit program
Ensure all audit program steps are adequately addressed; and audit testing is documented clearly and concisely
Ensure well-written audit reports are issued timely
Ensure projects are completed within negotiated budgets and due dates; and provides timely status updates to the Director of Audit and other appropriate personnel
Assist staff members in defining performance objectives and standards that are acceptable and support the goals and strategies of the department, and the staff member’s long-term growth. Provide continuous coaching and feedback to staff members which include but are not limited to, formal written project evaluations after each project; and, annual performance evaluations that clearly communicate the relationship between performance and compensation
Bachelors degree in accounting, finance, business administration or related area required
Graduate degree or Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Public Accountant (CPA) or related certification(s) required
Ten or more years of audit or related business experience required
Technical auditing and/or accounting skills required with experience auditing external, independent parties (TPAs, MGUs, etc.) preferred
Effective verbal and written communications, analytical problem solving, organization and planning, assertiveness, team building, tolerance of ambiguity, commitment to task, leadership and presentation skills required
Ability to handle confidential information and exercise discretion required
Five or more years of prior management/supervisory/lead experience required
Ability to travel approximately 25% of the time required
Ability to work more than 40 hours per week, as needed, due to project deliverables

Audit Manager Resume Examples & Samples

Recommends changes to process, methodology and audit approach as appropriate
Bachelors degree or equivalent
Degree focus in Accounting, Finance, or related

Audit Manager Resume Examples & Samples

Proficient with reconciliation and journal entry processes,
Known for the quality of their work,
Organized,
Excellent communicators,
Analytical in their thinking, and
Proficient with technology

Audit Manager Resume Examples & Samples

Demonstrate deep, up-to-date knowledge of the financial services sector / secured lending market / regulations and communicate related risks effectively with all ranges of Home Lending staff
Demonstrate controls expertise through delivery of value-added, commercially aware audit actions
Maintain detailed knowledge of GE Home Lending leadership structure, financial metrics, change programmes and emerging risks
Deep Home Lending and/or UK Financial Services Industry experience and a good understanding of the regulatory & control expectations (incl. FCA, OFT, ICO)
Commitment to personal development. Willing to learn new audit skills / potentially study for an Institute of Internal Auditors Qualification
Demonstrated a sound understanding of the importance of effective risk management to an organisation
A controls champion, demonstrated through a personal commitment to improving controls effectiveness
Sound understanding of financial reporting rules impacting Home Lending
Proven communication & presentation skills – ability to deliver complex information to all levels of audience
Clear thinker – communication of complex ideas and technical analysis to senior stakeholders
Integrity in the face of conflicting pressures
Adaptability – Ability to quickly become knowledgeable in a wide range of topics and deliver meaningful recommendations across all Home Lending functions
Drive & Focus
Organisation / Time Management – managing diverse workloads and working to deadlines
Attention to detail – delivery of high quality products suitable for external readers
Business partnering experience – building relationships and knowledge
Qualified auditor / accountant / relevant business degree
Previous external and/or internal auditing experience (preferably with a Big 4 firm)
Effective working knowledge of IT tools incl. Computer Assisted Audit techniques (IDEA), Advanced Excel, Powerpoint and Access
Wide range of risk management experience would be beneficial –compliance (focus on conduct risk), financial, IT, Operational, Regulatory; Change Management, 3rd party suppliers, customer-facing etc
Flexibility - Ability to work as both individual contributor and as part of a team

Audit Manager Resume Examples & Samples

Examining profit forecast on potential fund
Auditing listed mutual fund
Training and implementing of IAS39/IFRS 9: preparing training materials, being speaker, providing accounting advice
Leading audit teams; monitoring, supervising, and controlling auditing staff
Other activities as required
6 – 8 years of experiences in management level in auditing field
Certification as a Certified Public Accountant (CPA) is preferable
Strong interpersonal skills, including developing and maintaining relationships
Team player. Experience of leading, supervising and coaching members of staff
Analyzing and presenting recommendations

Audit Manager Resume Examples & Samples

Servicing a portfolio of key indigenous and multinational clients
Building and leading teams effectively, ensuring service levels and standards are maintained
Review and approve all financial statements, reports and other deliverables for clients
Provide high level technical support and business advisory to clients where appropriate
Manage billing, collections, and profitability per assignment
Maintaining and developing existing client relationships, and contributing to the development of new business opportunities
Proactively support and assist the firm's efforts in ensuring on-going development of technical knowledge and expertise across the firm
Will have at least 5 years accounting experience in a large or mid-tier accountancy firm
Will be a qualified Chartered Accountant (ACA or equivalent)
Will possess a proven track record of outstanding client performance and business skills
Has In-depth knowledge of IFRS and Irish GAAP (Knowledge of US GAAP an advantage)
Will have business acumen and insight to be an effective business advisor to clients
Will be experienced in managing and leading teams effectively
Will have outstanding oral and written communication skills
Will be a motivated self-starter with ambition to continue progress their career

Audit Manager Resume Examples & Samples

Understanding each clients business and operations including identify key performance indicators and highlighting potential risks from analytical review of initial results and market data
Critically review and appraise financial statements including notes and disclosures to ensure they fully meet company law and financial reporting requirements
Researching and resolving complex accounting and audit issues
Audit/Managing audit of financial statements for group and statutory reporting
Managing, organising and reviewing activities of audit engagement teams
Development of detailed work programmes and audit instructions
Application of the relevant accounting and auditing standards
Supervising and training of junior staff
Completion of project & banking work will be a key aspect of this role
Working closely with the Partners at all times
Qualified accountant with 2-3 years PQE, ideally in a medium or large practice environment
Committed to a practice career
Experience of managing relationships with clients particularly in the SME sector
Excellent organisational and planning capabilities
Ability to provide guidance to others
Strong technical background
Ability to work to deadlines and deliver under pressure
Excellent computer-literacy skills

Audit Manager Resume Examples & Samples

Experience directing several engagements while training staff and maintaining contact with assigned clients Managers must be
Technically proficient and possess outstanding leadership, mentoring, supervisory and business development skills
6+ years' experience
Prior experience in a CPA Firm

Audit Manager Resume Examples & Samples

6-12 years of recent CPA experience auditing Financial Services Clients
Strong Supervisory Skills
Tax Experience helpful

Audit Manager Resume Examples & Samples

Global technology infrastructure
Information Security & business continuity
Payment processing & cash management
Shared service centers & procurement
Customer contact centers
Software & application development
QA partner to Regional Technology, Change & Third Party (TCTP) Audit Lead
Liaise across the QA team to coordinate inputs from Product and Regional QA Partners, to support pro-active interactions during QA reviews TCTP projects
Must have first-hand experience managing IT and/or Third Party audits in a top tier Investment Banking / Capital Markets firm
Candidates should have at least 8 years of diversified financial management experience, ideally including experience in audit or a related field. Experience in working with international operations and teams. H/She should have a thorough knowledge of operations and control systems as well as an understanding of best-in-class audit methodologies. H/She must be proficient in risk and control analysis and audit concepts for a full range of products and specialized areas and will be skilled at analyzing root causes of problems and anticipating ‘horizon’ issues. Related certifications (CISA, ACA, CPA, CFA, Sigma 6 or CIA) are a plus
The Quality Assurance & Methodology Manager must be a strong, energetic individual with a proven track record in managing high-performance teams
Spanish language skills required

Audit Manager Resume Examples & Samples

Managing client portfolios
Planning audit roles from start to completion
Managing a team of 5
Reporting findings to partners
Presenting at industry events
ACA or ACCA qualified or equivalent
Experience of managing staff

Audit Manager Resume Examples & Samples

5+ years of experience in the Banking industry within a Treasury or Credit Risk Management function and/or Internal Audit function
Bachelor's Degree in Accounting, Business Administration, Economics, Finance, and/or related field
Knowledge and experience in Control Theory and professional Auditing practices
Extensive background in Financial Risk Management and Consumer Finance
Advanced Degree in Risk, Finance, Business, or related field

Audit Manager Resume Examples & Samples

8+ years of public audit experience
Prior experience within Tax function
Professional and willing to grow
Ability to manage staff and engagements

Audit Manager Resume Examples & Samples

Bachelor’s degree in Accounting required; CPA designation required
5+ years of recent public accounting experience; management experience preferred
Demonstrated proposal development experience
Exceptional research, technical, and organizational skills

Audit Manager Resume Examples & Samples

5+ years of experience in a regulatory compliance role or a compliance internal audit role in the Financial Services/Banking Industry
BA or BS in Accounting, Finance, Business, or equivalent degree
Knowledge and appreciation of regulatory, accounting, and financial industry guidance and best practices relevant to the business, including technology implications
Advanced degree in Accounting or related field
Professional certification (CAMS, CIA, CPA)

Audit Manager Resume Examples & Samples

Review of daily, monthly, quarterly and annual financial reports for management and the Board prepared by the financial reporting staff
Preparation and review of quarterly and annual obligated group financial statements, covenant calculations, and required disclosures
Preparation and review of annual audited financial statements
Remain current with GAAP required accounting and financial statement disclosures. Conduct accounting guidance research and prepare accounting memos to document new procedures
Continually review processes and procedures for improvement for functions both within and outside the financial reporting team that will improve the control environment, increase efficiencies and accuracy in financial reporting to management
B.S. or B.A. in Accounting
3+ years of management
Will pay more for Big 4 Accounting experience

Audit Manager Resume Examples & Samples

Partnering with Audit Directors in assessing business risks and developing risk based audit plans
Managing and overseeing the completion of audit projects ( assurance audits, SOX 302 & 304 compliance, special investigations, etc
Evaluating appropriate internal controls within various business operations
A more detailed list is available for interested candidates
Bachelor's degree in Accounting with CPA or CIA
6+ years of auditing experience with multi-national or Big 4 public
Strong technical, analytical and problem-solving skills

Audit Manager Resume Examples & Samples

Direct and coordinate team audit activities to ensure all assigned responsibilities are performed in a high-quality manner and on a timely basis. Establish an effective dynamic audit plan. Responsible for planning, scoping and organizing audit activities within framework established by the department's policies, process universe and frequency guidelines. Provide input to refine, enhance and/or develop effective and efficient audit processes and procedures focused on management of identified risks. Ensure prescribed schedules, operating policies and procedures are followed; allocate work, set priorities and deadlines. Assist the Market, Liquidity Risk and Financial Services Audit Manager in developing and monitoring risk assessments through interaction with and analysis of responsible lines of business (LOBs)
Directly manage the risk reviews conducted by the Securities audit team. Provide comprehensive evaluation of the adequacy and effectiveness of risk management strategies, management oversight and monitoring methods and processes. Set clear objectives for Securities audit associates with a focus on high-quality audits. Deliver feedback, coach and advise the Securities audit associates. Ensure adequate staffing with qualified associates
Serve as subject matter expert for assigned LOBs. Manage auditors-in-charge and assume responsibility for the overall coordination and successful completion of the Securities team’s audit plans
Lead regular aggregation, correlation, and analysis of a robust program of business monitoring activities designed to identify potential changes impacting the risk profiles of LOBs within the Securities team’s scope of responsibility. Regularly evaluate monitoring activities in relation to assessments of risk and ensure risk assessments as well as audit plans and scopes are adjusted when appropriate
Supervise and participate with audit teams in planning of audit engagements within Securities areas of responsibility. Co-approve Audit Engagement Planning Memos after ensuring audit plans and scopes are established based on current assessments of risks, incorporate results of business monitoring program, and assess actual or potential risk impacts related to management’s business strategies (e.g. business growth/decline) and actual or potential emerging risk areas
Co-approve audit reports, including assignment of Audit Ratings, after ensuring reports are well-written and conclusions communicate themes, are balanced, provide context and perspective, and are aligned with ratings while also communicating the basis for conclusions
Review and evaluate existing systems, processes and controls to determine adequacy of operating procedures, effectiveness of internal controls, and reliability of financial information reported on the Bank's general ledger and compliance with laws and regulations and corporate policies. Identify and evaluate risks present in LOB coverage areas. Recommend appropriate procedural changes to management which will facilitate safeguarding of assets, reduce costs and improve operating efficiency
Supervise and coordinate special audit assignments, to include merger and acquisition activities, special investigations, support of other audit functions and customer inquiries/complaints. Assist Market, Liquidity Risk and Financial Services Audit Manager in maintenance of current risk profiles for each LOB. Ensure annual Sarbanes-Oxley required control evaluation and testing is performed in a timely, complete and quality manner
Provide leadership in development of staff and self, taking responsibility for ensuring staff is given the opportunity to develop within area of responsibility. Enhance expert knowledge by continually monitoring trends and developments in the auditing profession, banking industry and securities industry. Serve as coach for areas of securities industry questions. Pursue continuing education and additional professional certifications, as appropriate
Proactively develop and maintain mutually beneficial relationships with senior leadership members of Capital Partners, BB&T Securities, International, Sterling and BB&T Investment Services. Accomplished by gaining a clear understanding of mission and goals, ensuring Audit participation on critical projects/task forces and that Audit projects deliver added value. Obtain meaningful feedback from Audit clients. Act as client service champion by consistently modeling world standard client service delivery
Assist Market, Liquidity Risk and Financial Services Audit Manager in developing and maintaining effective, mutually beneficial relationships and communication with LOB management to ensure adequate audit coverage
Participate in risk management committees, steering committees and strategic project committees related to areas of audit coverage. Obtain meaningful information to improve business monitoring
Maintain rapport with and assist in coordination of audit efforts with external auditors/bank examiners to ensure prompt and efficient completion of examinations within scope of assigned audits. Maintain effective communications with external auditors and regulatory examiners, and provide assistance/direction in order to complete objectives effectively and efficiently. Perform special audit assignments, due diligence and ongoing mergers and acquisitions consulting
Assist in development of a current risk profile for each LOB. Work extensively with LOB management to identify emerging risks and prioritize audit efforts based on changing risk environment
Enhance expert business knowledge by continually monitoring trends and developments affecting each LOB. Consider the impact of these trends and developments upon audit work planned and performed. Communicate relevant information with audit teams
Bachelor’s degree in Accounting, Business or related field, or equivalent education and related training
Ten years of experience as a securities and/or treasury auditor at a significant broker/dealer or financial services firm or commensurate experience as an examiner within the financial services industry
Appropriate professional certification such as Certified Internal Auditor, Series 7
Superior knowledge of current securities laws and regulations as well as proposed changes to include brokerage, dealing, investment banking and investment advisory services
Superior knowledge of market and liquidity risk management trends and regulations as well as proposed rules related to market and liquidity risks affecting covered LOBs
Expert level business competency in related LOBs
Excellent leadership abilities and decision-making skills
Excellent knowledge of general banking, risk management, securities industry and audit practices

Audit Manager Resume Examples & Samples

Develop and manage a comprehensive audit assurance program of consumer regulations (e.g. Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC)) for BB&T, subsidiaries and lines of business (LOBs)
Manage audit staff in execution of audit compliance engagements including detailed tests to evaluate policies, procedures and processes of second line of defense, LOBs and affiliates for compliance with laws and regulations
Serve as subject matter authority for audit compliance engagements. Enhance knowledge by continually monitoring trends and developments in the auditing profession, banking industry, and area of specialization
Oversee audit engagements and business monitoring activities ensuring enhancements to products, training and policies and procedures are in compliance with regulations and Bank policies
Work with LOBs to ensure processes are monitored for effectiveness in adhering to applicable laws, regulations, policies and procedures
Proactively identify emerging risk issues
Oversee the completion of compliance-related risk assessments
Assist in preparation of annual audit plan and manage its execution. Assist in the development of Audit Services’ mission statement, corporate goals, audit committee and regulatory reports
Manage staff to ensure proper execution of assigned duties and professional development
Participate in regulatory compliance examinations
Supervise and oversee appropriate aspects of the Audit Services budget to ensure adherence to the overall department objectives
Ten years of financial institution experience with significant history involving regulatory compliance/ risk related issues
Professional certification (CIA, CPA, CISA or CRCM), or other relevant compliance designation
Expert knowledge of state and federal consumer banking laws and compliance regulations related to areas of responsibility
Ability to communicate complex issues to a variety of audiences
Attention to detail, accuracy and the ability to manage multiple tasks and deadlines
Strong analytical, organizational and time management skills
Ability to identify issues for escalation to management as necessary
Strong leadership and decision-making skills
Master’s degree in Business or Juris Doctor

Audit Manager Resume Examples & Samples

Responsible for managing a key client base
Responsible for ensuring clients receive a top quality level of service
Develop and maintain strong client relationships and always look to identify any potential opportunities to increase income and client satisfaction

Audit Manager Resume Examples & Samples

Uses excellent communication and co-ordination skills to influence a wide range of internal audiences including respective product, function, or regional executive management partners and external audiences including regulators and external auditors. Frequently engages in both internal and external negotiations which will have a major impact on the function, and possibly on the organization as a whole
Assist audit activities supporting a sub set of a product line, function, or legal entity at the global or regional level, in accordance with IA standards, Citi policies, and local regulations. Responsible for providing valued and timely independent assurance on the design and operating effectiveness of a sub set of a product, function, or legal entity at a global or regional level
Co-ordination of entity structure development, risk assessment and planning across the GLOBAL COMPLIANCE audit team
Track and co-ordinate the timely delivery of high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other remediation actions, including issues arising from the external auditors, consultants and other parties
Track and co-ordinate management of the GLOBAL COMPLIANCE IA budget, working with the Business Manager and Regional Directors to manage cost management and allocation and providing regional and global leads with analysis of expenses
Assist in delivery learning and development programs of GLOBAL COMPLIANCE team
Works closely and collegially with the Business Manager and other IA colleagues and with line management and control functions to ensure efficient and effective provision of independent audit assurance
Collaborates across businesses and functions to improve the identification, quantification, measurement, management, reporting and controls in governance, risk management and internal control environments

100

Audit Manager Resume Examples & Samples

Candidate must have a minimum of 10 years’ experience in the legal/compliance/regulatory fields
Experience in consulting (if not auditing) in legal/compliance/regulatory matters
Familiarity with market behavior and client conduct
Understanding of the current financial services regulatory environment
Solid communication skills and experience in liaising across departments and teams
Ability to operate autonomously, to drive a project / task forward and produce an end state product that can be presented to senior management with minimal required revision
Ability to present compliance and regulatory risk concepts and issues in a simple and concise way to diverse groups

101

Audit Manager Resume Samples

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Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

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