IT Audit Manager Resume Samples

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GS
G Sporer
Greg
Sporer
8229 Wisozk Run
Philadelphia
PA
8229 Wisozk Run
Philadelphia
PA
Experience Experience
08/2015 – present
Phoenix, AZ
Senior IT Audit Manager
Senior IT Audit Manager
08/2015 – present
Phoenix, AZ
Senior IT Audit Manager
08/2015 – present
  • Maintaining expertise and pursuing training to keep abreast of new and proposed developments in the Auditing field
  • Planning, implementing, and directing coverage for Technology audits, based on corporate and industry risks
  • Evaluating existing policies and procedures and identifying controls
  • Assisting staff in the management of their careers and realization of their professional goals
  • Contributing through direct actions to the Division’s stature and independence within the Enterprise
  • Willing to travel (20-30%)
  • Liaising with business partners and auditors on findings
08/2010 – 06/2015
Los Angeles, CA
SOX IT Audit Manager
SOX IT Audit Manager
08/2010 – 06/2015
Los Angeles, CA
SOX IT Audit Manager
08/2010 – 06/2015
  • Review and manage work of SOX analyst (IT and Finance)
  • Minimal or no follow-up comments on work delivered
  • Minimal or no follow-up comments from external auditor on work delivered
  • Work delivered within agreed timeframe
  • Will work closely with the rest of Travelport SOX team
  • Working Relationships
  • Demonstrated knowledge of major control frameworks including COSO 2013 and COBIT
02/2003 – 02/2010
New York, NY
IT Audit Manager
IT Audit Manager
02/2003 – 02/2010
New York, NY
IT Audit Manager
02/2003 – 02/2010
  • Personal Leadership – Maintains productive customer partnerships, turning around difficult relationships (particularly with people not traditionally used to interacting with Internal Audit). Actively responds to changes in customer’s priorities and/or environment, delivering timely and innovative services. Builds credibility with global stakeholders through awareness of VMware’s cultural and business drivers
  • With the help of internal and potentially external resources, the IT Audit Manager will be responsible for auditing complex IT infrastructure (Networks, LANs, WANs, Security etc.) and Application ecosystems (PeopleSoft, RPOS, Epicor POS and other internally developed or off the shelf applications). The IT Audit Manager will give recommendations to the CIO and his team for standardizing current platforms from a risk management and control perspective
  • Responsible for planning and executing basic to complex portions of the Risk & Control Services plan including audit activities and SOX/MAR/FDICIA compliance activities. Completes risk assessments in conformance with department standards, generally in moderately complex areas. Presents work objectives and results focusing on impact of control deficiencies
  • Proficiency with ETL tools such as Oracle Warehouse Builder (OWB), Data Services, IBM Information Server (Datastage), SAS Data Integration Studio, PowerCenter Informatica, SQL Server Integration Services (SSIS), Oracle Data Integrator (ODI), DB2 Warehouse Edition
  • Manage and execute audits of Bankrate system's internal control design and effectiveness which includes, but is not limited to, efficiency and security protocols, development processes and IT governance
  • Develop expertise regarding the Bank's IT infrastructure environment, including knowledge of IT control frameworks, key IT processes, relevant technologies, and design of risk-based IT audit control assurance tests. Focus areas include systems/security architecture, incident response processes, access controls, data leakage prevention (DLP) mechanisms, e-commerce security practices and related fraud detection techniques, mobile applications, cloud computing security and the cyberthreat intelligence framework
  • Reviews audit project plans, work papers and audit reports, including discussing issues with management, and ensuring adequate quality control is in operation. Follows up on replies to reports, reviews replies and posts audit reviews. Operations including time management, performance reporting, scheduling staff resources and weekly reporting to Internal Audit Manager
Education Education
Bachelor’s Degree in Accounting
University of California, Los Angeles
Bachelor’s Degree in Accounting
Skills Skills
  • Strong knowledge of, or capability to learn, the technical, tactical, and strategic aspects of Southern Company’s IT business
  • Strong proficiency in basic PC applications (Excel, Word, PowerPoint) with a general understanding of data analysis techniques
  • Ability to quickly learn new areas of the business by applying solid foundation and understanding of internal controls and general business practices
  • Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis
  • Strong risk and control knowledge and business acumen
  • Ability to anticipate risks and to take initiatives. Can handle unforeseen changes Be open-minded and dynamic, ability to work within a multicultural team
  • Have good communication skills orally and in writing, ability to convince and to write clear, precise and accurate reports
  • Ability to build good working relationships with auditees and key stakeholders
  • Excellent supervisory and people development skills, including ability to manage ambiguity and provide structure and guidance to staff members
  • Strong knowledge of Banking and IT Audit with subject matter expertise in Information Security
Create a Resume
1

VP IT Audit Manager Resume Examples & Samples

  • Work both independently and in a team setting to assess CCB technology, identify key risks and controls, develop a strategy to test those controls, and perform test execution
  • Communicate results of testing to both internal Audit management and key Audit stakeholders
  • Perform ongoing monitoring of CCB Banking Operations technology groups
  • Stay up-to-date with evolving technology changes and market events impacting the CCB technology products and services
  • Minimum Bachelor's degree in Management Information Systems, Finance, Accounting, or other related discipline. An MBA degree and/or professional certification, such as CPA, CIA, CISA, or CISSP is a plus
  • Working knowledge of IT application, infrastructure, and related controls; for example Access Administration, Change Management, Security Configuration and Resiliency
  • Prepared to travel to business locations domestically (up to 20%)
2

IT Audit Manager Resume Examples & Samples

  • Three to five years IT Audit experience with a Financial Services, Brokerage Firm or a Public Accounting Firm with emphasis on the Financial Services Industry
  • Knowledge of financial products, SAP General Ledger or other ERP solutions a plus. Bachelors or Graduate Degree (Computer Science or IT related preferred)
  • CISA and / or CISSP (preferred)
3

IT Audit Manager Resume Examples & Samples

  • Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of Consumer banking technology
  • Reviews and approves Business Monitoring Quarterly Summaries
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of products, especially those associated with the Consumer business
4

ICG IT Audit Manager VP Resume Examples & Samples

  • Performs moderately complex audits related to SFS and TTS business applications, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Work collaboratively with Internal Audit teams in the Citi matrix for all assigned responsibilities
  • BS/BA degree or equivalent combination of education/experience. Related Certifications (CISA, CISM, CISSP trained or similar professional qualification)
  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of CTS products, especially those associated with the cash management, treasury, custody, trade, agency and trust, and fund services businesses. Candidate understands the technology control environment required to support payment, value transfer networks and clearing and settlement venues
  • Knowledge of advanced Excel & Access functions to perform data analysis/test automated controls. Knowledge of audit software (IDEA, ACL, SQL) is also beneficial
5

IT Audit Manager Resume Examples & Samples

  • This is an excellent opportunity to gain exposure to a variety of technology systems and business applications at BMO and influence processes through improving controls
  • Meet with key client management periodically to ensure an understanding of strategies, tactics, objectives and initiatives
  • As required, provide input to the development of an annual audit plan
  • Maintain regular communication with Director/SAM on Division issues concerning the audit engagement
  • Be a positive role model for others, demonstrating the principles and values set by the Division and the Enterprise
  • Be seen as knowledgeable within specific technical competency roles aligned to the needs of the Division
  • Advance the Division’s overall practice ensuring that practices and methodologies application are maintaining at the high quality level expected of a strong internal audit practice
  • Excellent interpersonal skills; ability to collaborate, influence and network effectively
6

IT Audit Manager Resume Examples & Samples

  • Strong understanding of IT auditing techniques and methodologies with 10 years of direct relevant experience
  • Strong understanding of IT general controls, application controls, project management practices, and Information Security controls as indicated in COBIT, ITIL, PMBOK, etc
  • Strong understanding of Information Security Laws and Regulations including FFIEC Guidelines, Gramm Leach Bliley, PCI, etc
  • Self-starter, desire to learn, able to teach others, high energy, positive attitude, exhibits flexibility
  • IT Audit Management experience
  • Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risks and concerns
  • Ability to prioritize and manage multiple work efforts and to quickly change direction, as needed
  • Significant experience in a large, complex, financial services environment with demonstrated track record of advancement, leadership and business success
  • Strong knowledge of Banking and IT Audit with subject matter expertise in Information Security
  • Ability to engage and influence senior executives, establish and maintain collaborative partnerships and provide thought leadership to strategic decisions
  • Strong strategic and process thinking abilities; takes a broad perspective and makes connections
  • Able to lead change and integrate
7

IT Audit Manager Resume Examples & Samples

  • CISA and/or Accounting designations
  • Excellent time management skills and a proven ability to meet deadlines
  • People management and project management experience
  • Knowledge of the Bank's business and systems environments
8

Senior IT Audit Manager Resume Examples & Samples

  • Develop strategic plan to assess and monitor technology risk
  • Contribute to the design, development, and execution of Audit plans, processes and strategy for IT applications and services in assigned business segment
  • Keep abreast of IT emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the business segment, Bank and audit approach
  • Demonstrate governance, control and risk management behaviours in alignment with TD policies and practices to ensure that audit execution aligns with documented procedures specific to your role or business segment
  • Provide leadership, direction, advice and guidance to the team, to consistently maintain high levels of integrity, motivation and morale
9

IT Audit Manager Resume Examples & Samples

  • Direct IA knowledge and application controls experience
  • Proficiency with/knowledge of all phases of the audit cycle, including risk assessment, planning, fieldwork and reporting
  • Excellent organizational and analytical skills
10

IT Audit Manager Resume Examples & Samples

  • 5 to 10 years of IT audit
  • At least 7-10 years of experience of technology audit and/or core IT management processes and related risks and controls, particularly application development, change management, computer operations, information security and business continuity
  • Relevant professional qualifications such as CISA, CISSP
11

ICG IT Audit Manager Resume Examples & Samples

  • Working with the Lead Auditor the individual will take part in the execution of elements of complex risk based audits as set out in the annual plan
  • Acting as Lead Auditor for certain risk based audits as set out in the annual plan
  • Gain knowledge and keep abreast of industry developments, new laws, rules, products, technologies and applications and considers implications for the business and audit universe and plan
  • Will be expected to travel
  • Understanding and practical application of Risk Based Auditing methodology
12

IT Audit Manager Resume Examples & Samples

  • Bachelor’s in accounting
  • CPA or CIA/CISA/CMA license
  • At least 5 years of financial services IT or IT audit experience
  • Strong understanding of auditing principles and techniques
  • Knowledge of Windows 7, XP, and 2000; Unix/Linux operating systems; iSeries logical access controls; Sybase, Oracle, DB2
  • Ability to interact and work with senior management and maintain a strong relationship with clients
13

IT Audit Manager Resume Examples & Samples

  • Define scope and complete planning for the execution of IT audit reviews
  • Identify risks, control weaknesses and the development of possible solutions
  • Support Business Audit reviews from an IT perspective and liaise regularly with the business to provide information on the progress of work
  • Prepare for and participate in exit interviews with management at the end of each audit and secure their agreement on the issues and recommendations raised
  • Suggest improvements in the efficiency of the audit process
  • Build a good working relationship within the business and develop a deep understanding of the IT landscape for each Business Group
  • Provide thought leadership and knowledge sharing with other team members and the broader Company's business
  • Undertake appropriate professional development activities
14

IT Audit Manager Resume Examples & Samples

  • Designs, develops, implements and maintains the organization's information systems and related procedures to ensure compliance with applicable laws and regulations and Regions' policies, procedures and standards
  • Ensures all audit objectives are accomplished within established time and cost constraints
  • Conducts exit conferences with senior management and participate in various management committee meetings, developing strong relations with senior officers
  • Reviews audit documentation prepared by the assigned Auditor/ Auditor Senior ensuring that the work is complete, audit objectives accomplished and conclusions appropriately reached and documented
  • Coaches and provides development to assigned staff
  • Performs annual reviews for assigned staff
  • Participates on project teams involving implementation of new systems, changes to existing systems, changes in operating processes and provide management with appropriate recommendations
15

Senior IT Audit Manager Resume Examples & Samples

  • Bachelor's Degree in a related field
  • Previous Comprehensive Capital Analysis Review experience
  • Knowledge of COBIT 5.0 and/or ISO9000
16

Senior IT Audit Manager / Integrated Audit Resume Examples & Samples

  • Evaluate the Bank of the West IT Audit Risk Universe and the annual audit plan and assess the audit skills needed to the evaluate the risk of the entites and perform the audits
  • Develop key relationships with IT magemement to continuously monitor IT risk and to ensure audit activies are executed effectively
  • Assist the Systems and Operations Audit Director with development of the overall annual audit plan, team goals and provide feedback on the staff's performance and accomplishments
  • Works with the Systems and Operations Audit Director and team to continually evolve and improve existing processes
  • Performs the first level of review of staff’s working papers and ensures that audit activities comply with Inspection Group standards
  • Reviews audit reports to ensure clear communication of risks and identification of root cause issues and presents well-crafted audit reports to the Director of Systems and Operations Audit in a timely manner
  • Directs, mentors, trains and evaluates assigned staff
  • Master’s/Advanced Degree in Information Technology / Finance Preferred
17

IT Audit Manager Resume Examples & Samples

  • Conduct business and application audits from an IT perspective, including audits of Risk, Finance, Operations, Investment Banking and Private Banking/Wealth Management businesses
  • Assess application and general IT controls, identify of key issues impacting businesses under review, presenting and agreeing with management practical recommendations and responses for the mitigation of associated risks; Identify potential solutions by exploring and analyzing diverse alternatives
  • Perform audit planning; design, execute and document control testing and prepare audit report
  • Effectively supervise and motivate audit teams, providing necessary oversight and guidance
  • Proactively manage the department's relationship with key IT and business stakeholders through maintaining lines of communication and fostering on-going interaction
  • Develop subject matter expertise regarding Risk, Finance, Operations, Investment Banking, and Private Banking/Wealth Management system landscape, relevant regulatory requirements, best practices and key control processes, through proactive on-going monitoring and contribution during audits
  • Develop and share expertise in the Internal Audit department through participation in various meeting forums and training sessions
18

IT Audit Manager Resume Examples & Samples

  • Bachelor's Degree in Information Systems, Computer Science, or a related discipline. Additional degrees in Accounting or Finance are a plus. CISA, CISSP, CPA, CIA, preferred
  • At least 5 years of experience in IT auditing, accounting (internal and/or external), or a related business field
  • Knowledge in regulatory compliance standards including PCI DSS, Sarbanes-Oxley, SSAE-16, COBIT, ISO 27000, and COSO Framework
  • 7-8+
19

IT Audit Manager Resume Examples & Samples

  • Prior experience auditing IT Systems (i.e., SAP, PeopleSoft, Oracle, Linux, etc.) and operational processes a plus
  • Excellent oral and written communication skills at all levels of the organization
  • Working knowledge of COSO internal control framework, COBIT Methodology and SOX Compliance requirements
  • Self-motivated, strong work ethic and demonstrated “team player”
20

IT Audit Manager Resume Examples & Samples

  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Finance and Corporate Functions, including Tax, Human Resources, Payroll, Procurement, Payables, Risk Management, Treasury, Compliance, AML, Data Governance and Continuity of Business processes
  • Applicable experience and knowledge of data governance, data privacy, and continuity of business
  • High disposition to travel
21

IT Audit Manager Resume Examples & Samples

  • 4+ years of IT Audit experience
  • Microsoft Excel proficient
  • PMP, CISA, and/or a CPA certification
22

IT Audit Manager Resume Examples & Samples

  • Plan and execute multiple concurrent audits, including reviews of existing production applications, systems currently being developed, and specialized technological components
  • The audit team member is expected to identify and assess application-related risks (both business and technological) and to provide advice to management regarding mitigation of these risks
  • The audit team member will lead or contribute to an engagement and, in doing so, will be required to manage budgeted hours and project timelines while assessing the controls over physical and logical security; systems acquisition and development; system and network infrastructure; system architecture; change management; computer operations; and production support. In other instances, the Audit Manager will provide audit support to business and operational colleagues in these same areas
  • Identify and address systemic control and efficiency issues. Develop data analysis and automated tools to provide management with proper context of potential exposure and loss of business due to control weaknesses
  • Support ERM and general audit practices as needed providing both IT technical expertise as well as general audit knowledge
  • Develop an ongoing "trusted advisor" relationship with audit clients and Internal Audit business unit colleagues to ensure timely and consistent controls advice
  • Mentor audit staff in areas of IT audit and technology expertise to develop a broader skill base and level of understanding of IT risks
  • Participate directly in new client development process by assisting Senior Managers, Directors and Managing Directors in initial meetings, presentations and proposal development
  • Responsible for coordination of all deliverables (such as IT reports, RACM, working papers, etc.) for assigned engagements including technical review
  • Demonstrates proficient technical skills for handling all client responsibilities, including knowledge of trends, industries, alternatives, etc
  • Manage and maintain multiple client relationships, engagements and special projects
  • Effectively supervise, train and mentor Associates and Senior Associates
  • Exhibit leadership capabilities including the ability to listen and communicate with staff effectively
  • Foster a team environment for overall Business Unit
  • Capable of developing an overall engagement budget
  • 25%-50% travel is required
  • A solid understanding of technology best practices for application systems development and infrastructure support (operating systems, network and computer operations, production support, and information security)
  • Proven analytical skills. Advanced knowledge and experience with controls, and key areas of technology supporting COSO, CobiT, ITIL, SOX
  • Some understanding of the laws and regulations associated with NIST, FISMA, ISO27000,SEC, FINRA, DoL, and ERISA regulated entities and the use of technology controls to meet these requirements
  • Understanding of the risks associated with current technologies (e.g., web services) and the standards and controls being developed to mitigate those risks
  • Strong team player willing to collaborate with highly skilled people on multiple levels
  • Polished oral and written communication skills
  • 6 years or more years of combined IT Technical and audit experience, 3 years of supervisory of staff
  • Bachelor’s degree in Information Systems/Accounting or related disciplines; advanced degree preferred
  • CISA certification required; CIA, CISSP, CPA preferred
23

IT Audit Manager Resume Examples & Samples

  • Minimum of 5 years of hands-on experience in information technology required; demonstrating a steady growth of skills and responsibility
  • Minimum of 2 years of SOX IT Audit experience at a Manager level preferred
  • Minimum of 3 or more years of experience within a public accounting/consulting firm preferred
  • CISA, CISM, CISSP certification or comparable accreditation required
  • Demonstrated knowledge of COBIT standards
  • Network Engineer level of working knowledge in network and infrastructure security desired
  • Ability to perform technical scans for infrastructure vulnerabilities using commercially available tools
  • Ability to lead small IT audit jobs, as well as work as part of a team for larger engagements
  • Working knowledge of application security with SAP and/or Oracle Financials desired
  • Working knowledge of PCI DSS audits
  • Team player and deadline oriented
  • Flexibility with travel and hours
24

IT Audit Manager Resume Examples & Samples

  • Execute high quality information technology and integrated audits of key IT focus areas to evaluate VMware’s operational and financial risk exposure, and to support Sarbanes Oxley compliance
  • Evaluate the effectiveness of IT general computer controls and automated application controls
  • Connect the dots between IT operational risk and broader business risk, providing management with new insights
  • Communicate to the business in a language they understand, and recommend solutions
  • Collect, organize and analyze data and trends of IT systems and applications
  • Assess and articulate risks associated with system configuration and administration
  • Areas of IT risk focus may include, amongst others: Network, virtual computing, network and storage environments, private and public clouds, SDLC processes (waterfall & agile), systems change management, logical access, database and operating system configuration and security, end-user computing, IT operations, system development life cycle, SAAS security and control, IT architecture and scalability
  • Integrated audit areas of focus may include, amongst others: financial reporting; sales operations, order to cash, HR, procurement, R&D, and other business cycles
  • Maintain technical expertise and apply leading practices in advanced audit techniques (e.g. risk assessments, cloud, analytical review procedures, statistical sampling, data analysis tools)
  • Results Leadership – Drives self and others to look beyond proposed actions to identify better alternatives in complex environments. Is more interested in doing what is right than winning arguments or being popular. Has political savvy to overcome roadblocks
  • Professional certification such as CISA, CISM, CRISC, CIA, CRMA, CISSP, and/or CPA. Demonstrated experience successfully managing internal audit projects, conducting risk assessments, operational auditing and executing Sarbanes-Oxley compliance
  • ERP implementation and controls experience is strongly desired
  • Strong technology skills including experience with operating systems, security software, network security, telecommunications, database management systems, business and operational applications, system development and project management practices
  • Knowledge of current/emerging technology including SaaS, PaaS, IaaS, cloud computing, virtualization, networks and electronic commerce, strong knowledge of ERP controls
25

IT Audit Manager Resume Examples & Samples

  • Bachelor's level degree in Information Systems or closely related field
  • Strong IT background and experience as a professional IT auditor
  • 10-15 years of IT and/or audit experience
  • Excellent interpersonal and communication skills are required in order to build relationships, deal with sensitive issues, develop others, communicate findings and persuade others inside and outside the department to take specific actions
  • Experience in SAP and/or mainframe computing
  • Internal Audit certifications (ex. CIA, CISA, CISM)
26

Senior IT Audit Manager Resume Examples & Samples

  • CIA or other audit designation and minimum three years of audit experience in a technology or operations environment particularly the CoBIT control framework
  • CISA, CISM, CGEIT AND CISSP designations are desirable
  • In-depth leadership and managerial skills
  • In-depth negotiating and influencing skills
27

IT Audit Manager Resume Examples & Samples

  • Bachelor’s degree in relevant discipline (e.g. Accounting, Finance, or Information Technology)
  • 5+ years of experience in internal audit, consulting, assurance services, or related field
  • Professional certification such as CPA, CIA CISA, or similar strongly preferred
  • Comprehensive understanding of internal audit processes and objectives
  • Understanding of core information technology processes and controls, current trends in corporate information technology and emerging themes in the market place
  • Familiarity with The Institute of Internal Auditors (IIA’s) code of ethics and compliance requirements
  • Flexibility to travel up to 40%
28

Senior IT Audit Manager Resume Examples & Samples

  • Manage and execute multiple, complex technical and integrated audits which consist of planning, evaluating, investigating, reporting, reviewing working papers and supervising
  • Evaluate the Bank of the West IT Audit Risk Universe and the annual audit plan and assess the audit skills needed to the evaluate the risk of the entities and perform the audits
  • Develop key relationships with IT management to continuously monitor IT risk and to ensure audit actives are executed effectively
  • Assist the IT Audit Director with development of the overall annual audit plan, team goals and provide feedback on the staff's performance and accomplishments
  • Works with the IT Audit Director and team to continually evolve and improve existing processes
  • Reviews audit reports to ensure clear communication of risks and identification of root cause issues and presents well-crafted audit reports to the Director of IT Audit in a timely manner
  • Maintains effective and professional relationships with the staff, other managers and directors of the audit division and bank management
  • Bachelor’s Degree in Information Technology / Finance Required
  • Years of functional/professional experience: 10 or more years of experience working in an IT Auditing position in the financial industry
  • Years of supervisory or managerial experience: 5 or years of mangement experience
  • Combination of education and experience (years /description): 15+ Years
  • Core Operating Systems
29

IT Audit Manager Resume Examples & Samples

  • Direct reporting to the Head of Corporate IT Audit and working in a team environment
  • Liaise with external auditors and regulators
  • Participate in ad-hoc IT related projects
  • Occasional travel (10%) to PRC is required
30

IT Audit Manager Resume Examples & Samples

  • Solid knowledge of IT infrastructure (e.g. firewalls, operating systems, databases, etc.) and on-line applications design and architecture, operations, and security
  • In depth knowledge of Information Security risks and audits
  • Ability to manage and conduct assurance reviews with the professionalism and rigor expected by industry standard frameworks (e.g., ISO17799/27001, CobIT, COSO, etc.) and professional certification (e.g., CISSP, CIPP, CISA, etc.)
  • Ability to translate regulatory requirements into specific and sustainable IT controls and solutions that enable compliance
31

IT Audit Manager Resume Examples & Samples

  • Proven ability to partner with technology, data analytics and financial auditors and work within a team
  • Experience in auditing applications, interfaces, system infrastructure, data processing and computer general controls of distributed or mainframe environments
  • Strong written and verbal communication skills with emphasis on strong issue presentation through negotiation with stake holders
  • Knowledge of financial products, Corporate Business processes (Human Resources, Corporate Services) and ERP solutions a plus
  • Bachelors or Graduate Degree (Computer Science or IT related preferred)
32

IT Audit Manager Resume Examples & Samples

  • Responsible for managing and the execution of IT Control review engagements for Financial Service sectors and project audits that adhere to Financial Services, COBIT, COSO standards
  • Help manage the financial aspects of engagements by organizing staffing, tracking fees and communicating issues to project leaders
  • Contribute to people-related initiatives including retaining and training IT Audit professionals
  • Understand and follow workplace policies and procedures
  • Bachelor’s or Master’s degree in Information Technology, Information Systems, Computer Science, MIS, Accounting or related fields
  • 8 years of IT audit experience or related with any firm or 6 years or more of IT audit experience with at least 2 years of working in Big-4 firms. Candidate with exposure to financial services and insurance sectors is preferable
  • CISA certification or equivalent such as CISSP, CRISC, CISM
  • Keep up for understanding new technologies
  • Excellent interpersonal, communication, and presentation skills
  • Ability to work independently and convert a generally defined audit objective into an actionable audit project plan and deliver results through execution of the project plan
  • Ability to multi-task, manage the team and meet deadlines
  • Familiar with security and IT related standards such as COBIT, ISO 2701-2, PCI DSS, ITIL, CMMI, and etc
33

IT Audit Manager Resume Examples & Samples

  • 8-10 years of IT industry / IT Audit experience within financial services industry
  • Experience and strong understanding of general IT and application controls
  • Bachelor's Degree in Computer Science, Information Technology or related major
  • Ability to communicate effectively (orally and written) with professionalism
  • Possess strong presentation skills among all levels of management
34

IT Audit Manager Resume Examples & Samples

  • 7-13 years of related experience within capital markets
  • Strong application audit experience and understand data integrity
  • Proficient knowledge of Financial Institutions business processes
  • Proficient knowledge about the practices, procedures and techniques that provide for the authorization, completeness, timeliness and accuracy of
35

IT Audit Manager Resume Examples & Samples

  • Previous IT Audit experience
  • Banking / Financial Services background
  • Experience with Application Controls
36

IT Audit Manager Resume Examples & Samples

  • Coordinate execution of the audit plan for their area of responsibility, as defined by the Director
  • Actively contribute to developing a culture of risk and control awareness throughout the organization
  • Perform portions of the audit work, supervise and review work performed by any staff auditors or third party contractors, and present audit results and recommendations to management
  • Prepare audit programs and approaches that meet the objectives of those audits, with a focus on internal control design and testing
  • 6+ years of public accounting experience or industry IT Audit Experience
  • Bachelors in Accounting
  • Desire to work in a collaborative team environment
  • Tax provision and research experience is a plus
  • Big 4 experience and/or advanced degree is a plus
37

IT Audit Manager Resume Examples & Samples

  • Project management for IT and integrated audits including scoping, planning, supervising and execution of audits and coordination with external auditors
  • Monitor engagement and staff performance to ensure proper resource allocation, staff performance, work quality, and compliance with internal standards and policies
  • Participate in overall enterprise risk assessment process
  • Proactively identify emerging technologies and develop audit plans to meet the risks associated with using such technologies within Baxter’s IT environment
  • Maintain ongoing contact with senior IT management at the global and regional level to ensure familiarity with global and regional technology, infrastructure, operations, and application systems
  • Proactively identify opportunities for Corporate Audit assistance within their areas of responsibility and leading special projects at the global and regional level
  • Administration, set-up and training of audit automation tool/documentation repository
  • Strong leadership and results-oriented
  • Ability to effectively manage multiple projects/priorities
  • Ability to work independently in an undefined environment
  • Bachelor’s degree in Management Information Systems (MIS) or Computer Science
  • At least seven years of progressive IT and/or business process audit experience in Big 4 or industry
  • Previous IT General Controls experience with the following systems is preferred: JDE (our primary ERP), SAP, PeopleSoft, Blackline, Quantum, OMW and Aldon change management utilities, Oracle database, AS/400 platform
  • CISA or CPA required and one or more of these preferred: CISSP, MCSE, or CCNE
  • Experience with 2013 COSO
  • Travel is approximately 25%
38

IT Audit Manager Resume Examples & Samples

  • 5+ years of experience with IT Audit
  • Healthcare Industry Experience; Preferably Healthcare Insurance experience
  • Have performed audits of IT processes
  • Strong Working knowledge of IT General Controls (Change Management; Computer Operations; Logical Access)
  • Working knowledge of Application Controls
  • Have participated in integrated business audits is a plus
  • Ability to work independently as well as a part of team
  • Has experience with CoSourcing arrangements
  • Strong working knowledge of audit methodologies & work paper documentation
  • Strong relationship management skills working with key business clients and executive level management
  • Knowledge of IT & IT Audit Frameworks/Methdologies (ITIL; Cobit; )
39

IT Audit Manager Resume Examples & Samples

  • Accountable for identifying key risk IT audit function in accordance to global corporate strategies and regulatory requirements
  • Plan and execute financial, operational and compliance audit assignments
  • Identify areas for enhancement and develop recommendations
  • Responsible and oversee the cross functional audits from front to back office (sales, trading, credit, treasury, operations, compliance and finance) to assess controls, operational efficiencies and compliance with selected policies, procedures and regulations
  • Ensure audit recommendations are agreed and accepted by the audited committee
  • Prepare Audit Committee meeting package according to the local regulatory requirements and corporate requirements
  • Cultivate/ensure fulfilment of regulatory requirements and corporate governance across AP region
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IT Audit Manager Resume Examples & Samples

  • 7-9 years of related experience
  • Working knowledge of GAAP, COSO or SOX desired
  • Travel required: 10-15%, domestic and international
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IT Audit Manager Resume Examples & Samples

  • Financial services background and knowledge
  • Solid understanding of Financial Markets and Products
  • PMP, CISA, and/or CPA certification
  • Previous experience auditing Property & Casualty insurance operations, including: Underwriting, Premium Billing, Claims, Reinsurance, and Finance/Accounting
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Senior IT Audit Manager Resume Examples & Samples

  • Develop and manage an integrated Audit Plan to maintain a high quality audit program that addresses inherent risks in assigned areas and compliance/regulatory developments
  • Lead Audit activities and execution to ensure delivery of high quality results while meeting established budgets
  • Optimize operational excellence through the achievement of approved measures and metrics and leading Division-wide projects
  • Identify and quantify emerging financial and IT/systemic risks and other exposures to areas of responsibility
  • Contribute and execute on the strategic plan of the department
  • Bachelor's degree in Business required; Computer Science or Management Information Systems preferred
  • CISA or relevant industry certification required
  • 8+ years Fifth Third Audit or large public accounting firm experience; or 10+ years of general industry audit or related experience required; financial services experience preferred. A minimum of 4+ years proven managerial experience in audit orrelateddiscipline
  • Ability to effectively work in a team environment and maintain professional composure in a dynamic work environment
  • Ability to adjust to multiple demands and changing priorities
  • Ability to maintain objectivity in all aspects of position
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VP-it Audit Manager Resume Examples & Samples

  • Undergraduate degree in Information Technology, Engineering, Business, or related discipline. Masters degree a plus
  • 8 + years work experience in IT risk management, auditing or consulting in a diverse, multi-platform environment. The preferred candidate will also be able to demonstrate relevant experience in cyber risk management and controls
  • Technical knowledge of network devices, operating systems, databases, storage technologies, firewalls, intrusion detection/prevention systems, messaging systems, web application technologies, mobile platforms, DLP tools, etc
  • Familiarity with operational processes, tools and control best practices in managing a complex IT infrastructure environment, including systems monitoring, capacity management, resiliency, security/access controls, configuration/inventory management, backup and recovery, change management, systems development practices, etc
  • Financial services experience preferred, but not required
  • CISA, CISSP, CEH, CISM or equivalent certifications a plus
  • Strong oral and written communications skills in order to integrate with global audit teams and gain an understanding of IT Risks/controls of the process under review, and articulate assessment to business auditors and Bank management
  • Highly motivated, results oriented professional and an effective team player who will establish effective links with peers and auditees to promote a favorable profile in the department. The candidate should motivate others, display integrity, enthusiasm and be approachable
  • The candidate should demonstrate a commitment to self-development, actively seek feedback to develop/update own skills and knowledge, accept and be responsive to constructive feedback
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IT Audit Manager Resume Examples & Samples

  • Execute IT audits and identify internal control weaknesses. Develop and propose strategies for improvement that align with business goals and local capabilities
  • Oversee the planning, execution, supervision and conclusion of IT audits at TEGNA locations. Work closely with external auditors at some locations
  • Evaluate audit findings and develop meaningful recommendations for improvement
  • Report audit results formally in clear and concise written memoranda within specific deadlines, and conduct exit conferences with top executives at TEGNA locations, summarizing IT audit results
  • Assist less experienced staff members by providing on-the-job training through answering questions, reviewing work papers, giving detailed instructions, giving suggestions for improvement based on reviews of work performed, writing and administering performance evaluations, etc
  • Communicate and interact effectively (both orally and in writing) with other members of the audit team and auditees
  • Assist in transforming audit strategy into execution by development and updating of audit risk areas, programs, and questionnaires
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IT Audit Manager Wealth Management Americas Resume Examples & Samples

  • Preparing reports of audit findings for UBS senior management at local, global, functional and Group level
  • Monitoring the results, risk profile and developments within Wealth Management Americas and Group Technology and provide input for planning sessions
  • Additionally, you will be expected to monitor the risk profile of business areas assigned to you and suggest changes and additions to the audit plan as necessary
  • Working on audits in different capacities throughout the year. This involves being the responsible auditor or staff auditor, developing effective audit programs, executing fieldwork in an efficient and effective manner, discussing findings with senior management as well as delivering clear messages and writing thorough audit issues and reports
  • MBA, CIA or CISA preferred
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IT Audit Manager Resume Examples & Samples

  • Preparing workpapers in support of work performed; discussing findings with management and drafting audit reports to Executive Management
  • Contact and support point for control activities in specific global regions and advise regional management
  • Identifying further opportunities where IT Audit can be of assistance to divisions
  • Trains and coaches IT seniors and IT staff as well as all GIA on IT issues, tools and best practice
  • Responsible for administrative duties including basic office admin, travel arrangements, manage costs, etc
  • BS (or equivalent) in Computer Science, MIS or related field
  • Certifications desired CISA/CISSP/CIPP
  • A combination of 5+ years' progressive experience at a Big 4 accounting firm and/or large public company IT and/or IT internal audit department
  • Publishing industry experience a plus
  • Business or IT consulting experience a plus
  • At least 3 years' regional experience working in a variety of countries and cultures
  • Ability to manage the IT audit function in the region semi-autonomously including planning, audit execution and administratively
  • Ability to understand the company’s IT and overall strategy and objectives
  • Willingness to travel between 40-45%
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IT Audit Manager Resume Examples & Samples

  • Ideally extensive client facing Big 4 experience in the provision of IT Risk services (5 Years for Manager Grade)
  • Desire to work in a constantly changing environment as part of a team of Risk specialists
  • Extensive knowledge of standards such as COBIT, ISO27002 and best practice frameworks such as ITIL
  • Professional certifications such as CISA, CISM or CISSP that establishes credibility and capability in the IT Risk market
  • Strong knowledge of ACL or other file interrogation tools a benefit
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IT Audit Manager Resume Examples & Samples

  • Participate in integrated audits covering the Wealth Management business through risk assessments, audit planning, testing, reporting, and issue closure verification
  • Lead and execute the technology audit coverage for application controls governing data quality, including accuracy, completeness, and integrity; system development; application processing and logic; change management; and security and entitlements
  • Develop a strong understanding of the Wealth Management business and the technology that supports it
  • A minimum of three to five years of IT Audit experience with a Financial Services/Brokerage or Public Accounting Firm
  • Experience and knowledge of the Financial Services industry with a preferred concentration in Wealth Management or Asset Management
  • Experience in auditing applications, interfaces, infrastructure, or data processing
  • Ability to build strong relationships with IT auditees and within Internal Audit
  • Ability to effectively present to all levels of management
  • Bachelor’s Degree (Computer Science or IT related) highly preferred
  • CISA, CISSP or CPA certification highly preferred
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IT Audit Manager Resume Examples & Samples

  • Analyzing and assessing operational or emerging risk in the technology functions
  • Preparing reports of audit findings for UBS senior management at local, global, functional and Group levels; and
  • Monitoring the results, risk profile and developments within Group Technology and provide input for planning sessions
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IT Audit Manager PB & WM & ShS IT Resume Examples & Samples

  • Supervise and manage a portfolio of audits demonstrating an ability to effectively prioritise competing commitments in order to ensure efficient delivery against agreed timeframes
  • Demonstrate proficiency in understanding the Bank’s business units while managing audit work and through identification of key technology risk issues
  • Deliver findings, issues and recommendations which are commercially sound and strategic messages/themes to relevant stakeholders proactively and with impact
  • Take appropriate audit risks by driving a more risk-based approach on audits and/or budget utilization while maintaining current levels of audit efficiency
  • Participate in the continuous auditing processes to identify changing or emerging risks in the areas of responsibility and keep up to date on all key business developments (internal and external)
  • Participate in annual macro and micro risk assessments and planning for the department
  • Manage and/or provide technology SME input into audits
  • Manage the key technology stakeholder relationships (N-4/5) for APAC Private Banking & Wealth Management and Shared Services IT
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IT Audit Manager Resume Examples & Samples

  • 3-5 years of IT Audit experience
  • Undergraduate Degree in Accounting, Management Information Systems or other business related discipline
  • Supervisory experience leading small to medium size teams of auditors
  • Experience performing IT audits with a solid understanding of both infrastructure and applications
  • Familiarity with IT Risk Management Methodologies
  • Project Management Skills
  • 5-8 years of Financial Services experience
  • CISA, CIA, CPA, or Master's Degree
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IT Audit Manager Resume Examples & Samples

  • The successful candidate will be the internal audit lead for IT Operations and technology initiatives in any of the operating units in The Company. The IT Audit Manager will direct the development, communication and execution of strategic and tactical audit plans for his/her position and scope
  • With the help of internal and potentially external resources, the IT Audit Manager will be responsible for auditing complex IT infrastructure (Networks, LANs, WANs, Security etc.) and Application ecosystems (PeopleSoft, RPOS, Epicor POS and other internally developed or off the shelf applications). The IT Audit Manager will give recommendations to the CIO and his team for standardizing current platforms from a risk management and control perspective
  • Oversee the SOX 404 IT controls testing program and coordinating that program with the IT team
  • The IT Audit Manager may also be involved in pre-implementation IT projects and give recommendations on improvement of the project management and development processes and procedures
  • The IT Audit Manager will provide recommendations to the CIO and his team to support continuous improvement of quality and performance of the IT organization and the business as a whole
  • Provide data analysis support to other IA teams / projects by assisting with the more complex queries need to meet audit objectives
  • Lead multiple audit teams in assessing risk across a wide variety of business processes, and interface with many levels of the organization, including Senior IT and Business Management
  • Review audit work papers and audit reports, along with providing auditors with coaching
  • Develop IT risk and control awareness and foundational knowledge in other IA team members
  • Assist in developing annual risk-based audit plan for Vail Resorts. Interface with IT Management to schedule timing of planned audits within the year
  • Monthly scheduling / resource allocation of audit team members across planned jobs
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IT Audit Manager Resume Examples & Samples

  • Ensure that IT audit practices would follow not only company procedures but also government regulations
  • Provide improving solutions for security, processing and system users
  • Evaluate IT accounting practices
  • Compile data into coherent reports for the audit committee
  • Figure out the risks associated with current and emerging technologies
  • Participate in special projects by conducting specific and technical review/investigation activities
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VP / IT Audit Manager Resume Examples & Samples

  • 8+ years of related IT audit experience, in private industry or public accounting
  • Experience with data analytics software such as ACL
  • CISA, CIA, CISM, CISSP or other relevant professional certification
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Senior IT Audit Manager Resume Examples & Samples

  • Bachelor’s Degree (or equivalent) in Finance, Commerce, Information Systems or a related field
  • 10+ years of IT audit experience, including at least 2 years within industry
  • Experience training, mentoring and managing staff
  • Detailed knowledge of IT Governance frameworks
  • Advanced level expertise of Microsoft Office
  • Demonstrated leadership skills with the ability to work with minimal oversight
  • Superior communication and interpersonal skills
  • Ability to multitask and work in a fast-paced, team-oriented environment, managing various stakeholders with competing demands
  • Excellent organizational skills and ability to prioritize work and meet deadlines
  • CIA, CPA, CA, CGA or CMA designations
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IT Audit Manager Resume Examples & Samples

  • Develop and manage an integrated Audit Plan to maintain a high quality audit program that addresses inherent risks in assigned areas
  • Direct Sarbanes- Oxley and external audit substantive work
  • Maximize employee performance and talent of Audit personnel; build team effectiveness and employee engagement within Audit division
  • Provide leadership and oversight to the day-to-day execution of the audit program
  • CISA or relevant industry certification preferred
  • 5+ years Fifth Third Audit or large public accounting firm experience; or 7+ years of general industry audit or related experience required; 2 + years supervisory experience required; banking or financial services experience preferred
  • Proficient with MS-Windows and other related PC application. Demonstrated ability to learn mainframe applications, and automated data analysis tools and techniques
  • Strong leadership skills and the ability to develop a consensus among diverse groups with conflicting opinions
  • Results and goal orientated
  • Ability to apply analytical thinking when problem solving and developing business solutions
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IT Audit Manager Resume Examples & Samples

  • Responsible for planning and executing basic to complex portions of the Risk & Control Services plan including audit activities and SOX/MAR/FDICIA compliance activities. Completes risk assessments in conformance with department standards, generally in moderately complex areas. Presents work objectives and results focusing on impact of control deficiencies
  • Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations. Monitors and validates Management Action Plan status. Recommends closure of Management Action Plans when actions are complete and identified deficiency has been addressed
  • Coordinates with appropriate control groups (internal and external) in planning, and executing assigned work
  • Degree Focus (indicate if critical to job): Computer Science or MIS degrees
  • 3-6 years in IT audit experience, information security consulting experience and/or network security/administration experience
  • Certifications: CISA, CISSP, CISM, CGEIT, CRISC, CIA, CPA, CFSA
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IT Audit Manager Resume Examples & Samples

  • 5+ years of experience in the Financial Services industry
  • Bachelor’s Degree in Finance, Accounting, Economics or a related field
  • Membership of appropriate professional body– Institute of Chartered Accountants, CPA Institute of Internal Auditors
  • Experience in an Audit role, gained within the Financial Services sector
  • Experience of Wholesale Banking areas including: Lending; Trade Commodity Finance; Treasury and the associated support functions, such as Risk Management, Legal and Compliance
  • Solid understanding of the Banking sector
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IT Audit Manager Resume Examples & Samples

  • 5+ years of experience with IT Controls Auditing, Consulting and/or implementing IT controls solutions
  • Bachelor's Degree in Accounting, Economics, Finance and/or a related field
  • CPA, CIA or CISA
  • Previous experience with Financial Reporting, and Application Controls
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IT Audit Manager Resume Examples & Samples

  • Review, through specific audit assignments, that adequate IT general controls and application level controls are implemented in order to effectively and efficiently manage the inherent system and business risks
  • Ensure that Group policies and procedures are respected, report on their compliance and state of implementation, and recommend improvement measures
  • Present audit findings to management, prepare internal audit reports and devise improvement plans through detailed recommendations
  • Ensure that audit work is carried out according to the standards of the Institute of Internal Auditors and in an efficient and effective manner within agreed timelines
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IT Audit Manager Resume Examples & Samples

  • Recommending leading practices and champions change throughout Wholesale lines of business and IT team members with respect to IT governance and controls
  • Acting as a liaison between the control owners within the lines of business and IT team members to identify and evaluate IT control deficiency trends impacting SEC and Regulatory reporting
  • Partnering with process owners to evaluate and document the severity of identified IT control deficiencies and related remediation plans
  • Partnering with external auditor and internal audit to identify new and emerging control issues and regulator expectations
  • Providing process and IT control support for Wholesale sponsored projects, including implementation of COSO framework
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IT Audit Manager Resume Examples & Samples

  • Evaluation and testing of business processes and controls
  • Testing of IT/Operational controls (general computer and application) to support financial audits and SOX projects
  • Conduct IT Audits based on the FFIEC framework
  • Maintaining strong client relations and cross-selling services within the assigned group of clients
  • Written reports: control descriptions, findings, recommendations
  • Managing and developing staff on projects
  • 5+ years consulting or public accounting experience
  • CISA, CISSP or CIA/CPA is preferred
  • Strong Internal Audit skills and experience with IT Internal Audits and Information Security - banking platforms required
  • Ability to travel 40% Total - (25% is overnight travel)
  • Must be able to work as part of an integrated team
  • Ability to develop strong client relationships – Excellent communication skills, both written and verbal is essential. Presentation skills should also be strength
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IT Audit Manager Resume Examples & Samples

  • Manage IT audit processes
  • Evaluate IT risk and IT controls
  • Manage testing procedures of IT controls
  • Assist SOX 404 project team
  • Oversee senior-level IT auditors
  • Interact with all levels of the organization related to IT risks and controls
  • Coordinate schedules and plans with external auditors
  • Assist with integrating control frameworks for new business developments
  • A degree in Accounting from a 4 year university, required
  • At least 5 years of IT audit experience, required
  • Straight public accounting or industry experience, required
  • CPA, CIA, CISA certification, required (must have at least 1)
  • Strong communication skills, required
  • Go-getter mentality, required
  • Someone that can think outside the box, required
  • MBA, preferred
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IT Audit Manager Resume Examples & Samples

  • Provide technology audit coverage for technology and integrated audits through risk assessments, audit planning, testing, reporting, and issue closure verification
  • Build effective relationships with key stakeholders and colleagues
  • Provide mentorship and talent development
  • Six to ten years of IT Audit experience with a Financial Services, Brokerage Firm or a Public Accounting Firm
  • Experience in auditing applications, interfaces, system infrastructure, data processing and technology general controls
  • Knowledge of Wealth Management processes and financial products a plus
65

Senior IT Audit Manager Resume Examples & Samples

  • Undergraduate degree or equivalent with 7-10 years of direct relevant experience in an audit function or IT functional group
  • Graduate degree is desirable
  • Professional designations/certifications (CISA, CRISC or other relevant IT designation) with IT knowledge/experience preferred
  • High level of knowledge in internal controls, application controls and risk assessment
  • Good knowledge of trends and best practices in internal controls
  • Overall solid knowledge of their assigned centre of competency
  • Working level leadership and managerial skills
66

IT Audit Manager Resume Examples & Samples

  • Finance Degree
  • 5-8 years of related financial services experience
  • CCAR experience
67

IT Audit Manager Resume Examples & Samples

  • Technical: Understand each business lines and functions being audited
  • Responsible for governance and controls for either the IT infrastructure, IT applications and IT processes
  • Provide top notch consultative insights to the team and across all business lines. Must be updated with current market trends
  • Support the Head of IT Audit in APAC in the implementation/changes of group plans and strategy
  • Collaborate with all business auditors (Investment, Wealth, Private Banking lines)
  • At least 8-12 years of experience in IT Audit - must have experience working as in Internal Audit of a large Investment bank
  • Experience in either IT Infrastructure (servers, database, network, etc.) or IT Applications in various banking business lines (Wealth Management, Retail Banking, Investment Banking)
  • Proven experience in audit management, technology risk and control management
  • Must be CISA, CISSP, or CPA certified
  • Outstanding communication and organisational and people management skills
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IT Audit Manager Resume Examples & Samples

  • 8+ years of related IT Audit experience within a Public Accounting and/or Private Industry
  • Experience with large complex Financial institutions or another highly-regulated industry
  • Experience with Data Analytics software, such as ACL
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IT Audit Manager Resume Examples & Samples

  • Minimum of 5 years of IT Audit Experience
  • Desirable: Experience in public accounting firm testing IT Controls over Financial Reporting, SSAE 16/SOC 1 and SOC 2, SOX or internal audit in a public company and/or regulated industry
  • Desireable: Experience managing people and multiple engagements
  • Desireable: Insurance IT knowledge, experience or expertise
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IT Audit Manager Resume Examples & Samples

  • Be a professional representative of the firm
  • Exhibit good communication skills, verbal and written
  • Enjoy working at a fast pace and meeting deadlines
  • Provide clients with practical solutions to their issues
  • Exhibit discipline and organizational skills to accomplish assigned responsibilities within specified timeframes and within identified budget constraints
  • Develop client relationships
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IT Audit Manager Resume Examples & Samples

  • Trains and coaches IT seniors and IT staff as well as all IA on IT issues, tools and best practice
  • O BS (or equivalent) in Computer Science, MIS or related field
  • Certifications desired CISA or CISSP or CIPP
  • A combination of 5 years' progressive experience at a Big 4 accounting firm and/or large public company IT and/or IT internal audit department
  • Willingness to travel between 25-30%
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Senior IT Audit Manager Resume Examples & Samples

  • Advisory - input to senior management on matters including risk, control, process and change
  • Delivery of the annual business and IT audit plan - Contribute to the development of the yearly Audit Plan, then own and deliver allocated audits to excellent quality and within allocated time
  • Customer relationship - Build and maintain strong and positive relationships with internal customers in the business, including key senior stakeholders to understand their requirements, partner with them and add value
  • Audit Committee Reporting - Prepare quarterly papers for the Audit Committee / Board, and manage preparation of reporting statistics and trends from Audit's issues and actions tool
  • Interaction with external audits - Manages and coordinates interaction with external auditors and facilitates their reliance on the audits performed
  • Talent Management - Develop the talent in the team; inspire and motivate the team to optimise performance and deliver their best. Coach, mentor and develop team members to become future business leaders. Foster an environment of team work
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IT Audit Manager Resume Examples & Samples

  • 7+ years of related Audit experience; 2+ years of Managerial experience
  • Bachelor's Degree in Accounting, Computer Science, Information Systems, and/or a related field
  • CISSP or CISA certification
  • Working knowledge of IT governance and delivery frameworks such as CoBIT, ISO and ITIL
  • Working knowledge of Networking, including TCP/IP protocol layers, Routing/Switching, Wireless Networking, VLANs, Intrusion Detection (IDS), Firewalls, and DNS
  • Working knowledge of Windows operating systems and Active Directory security, including Users & Groups, Group Policy, Domain Structures, Security and Auditing
  • Working knowledge of UNIX / Linux operating system security, including Users & Groups, System Configurations, File Permissions, Privileged accounts, Password controls, Security and Auditing
  • 4+ years of Public Accounting or IT Consulting experience
  • Information Technology certifications, such as GIAC, CEH, CCNA and MCSE
  • Experience with network administration, network security, database administration and general IT auditing tools
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Senior IT Audit Manager Resume Examples & Samples

  • Strong Information Technology experience and background
  • Prior experience auditing IT systems (i.e., SAP, PeopleSoft, Oracle, Linux, etc.) and operational processes a plus
  • Prior Six Sigma, process improvement and/or data analytics experience a plus
  • Working knowledge of GAAP, COSO , COBIT and SOX requirements desired
  • Ability to coach and mentor staff, both though formal reviews and informal feedback
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IT Audit Manager Resume Examples & Samples

  • Performs and supervises risk-based integrated audit procedures on scheduled audit projects in accordance with approved risk-based integrated audit programs and in a timely, efficient, and professional manner
  • Demonstrates a working knowledge of internal control concepts for each audit project and provides timely information to the Director, Internal Audit during the audit project regarding weaknesses noted and recommendations for corrective action
  • For assigned audit projects, demonstrates the ability to clearly document and evaluate the internal controls present in the manual and automated systems being reviewed, identifying internal control strengths and weaknesses
  • Prepares and reviews audit work papers that accurately and sufficiently document audit tests performed, in accordance with departmental guidelines (i.e., Audit Procedures Manual (APM))
  • Drafts and reviews written audit reports which accurately describe results of tests performed, the nature of control weaknesses and exposures, expresses an opinion on the adequacy of internal controls and overall procedures and identifies practical recommendations for improvements
  • Completes the Internal Audit self-study program in order to gain advanced knowledge of internal control concepts, audit testing techniques, data processing knowledge, financial, systems and operational audit knowledge and human relations skills
  • Develops specifications for automated audit software working closely with Information Systems personnel to satisfy audit software needs
  • Performs special reviews/projects as requested
  • Implements computer-assisted audit techniques and practices auditing by exception techniques to improve audit effectiveness and efficiency
  • Supervises work product of one or more internal auditors and one college intern on audit assignments
76

Data Analysis / IT Audit Manager Resume Examples & Samples

  • Data Analysis Support: Supervise and assist in the design, development, and execution of audit analytics (via Microsoft SQL Server and Tableau) supporting audit engagements, which entails providing ad-hoc support on audit engagements, as well as the end-to-end automation of data analytics. Participate in all phases of the development cycle: frequent interactions with users and IT staff to define business and technical requirements, develop and test data analytics, train users, document analytics, and report progress to management. Assist with the supervision, coaching, and training of data analysis staff
  • Technology Audits: Participate on and/or lead portions of large-scale engagements of company activities under the supervision of a Director / Sr. Director in Internal Audit. Assist in the design and drive the execution of key areas of each audit engagement, while assisting more junior members of the team where appropriate. Serve as a key contact with client management, explaining the audit process and scope, keeping management apprised of audit progress and issues, and effectively delivering audit results to all levels of management. Stay abreast of company business strategies, industry advances and the risk profile of assigned business areas to ensure relevancy of audit approach
  • Bachelor's degree in business, computer science, or management information systems
  • Minimum of 7 years of relevant data analysis and IT audit experience, preferably with a large financial institution, or Big 4 assurance experience
  • Demonstrated knowledge of Microsoft SQL Server (SSMS, SSIS and SSRS), SQL/T-SQL Query Language, Tableau, or other data analysis tools
  • Demonstrated experience planning, managing and executing data analysis engagements / projects
  • CIA, CPA, CISA, MCSA and/or MCSE certifications in SQL Server or Tableau Desktop Certification are highly desirable
  • Ability to travel domestically and internationally up to 25%
77

GIA IT Audit Manager Resume Examples & Samples

  • Responsible for coordination of compliance activities including both infrastructure and application controls
  • Participate in strategic and tactical initiatives related to new technology offerings and services
  • Oversee the planning, execution, and reporting of IT related internal audit engagements including SOX reviews, operational audits, and advisory projects ensuring the completeness and accuracy of all work papers. Deliverables may include process maps, risk & control matrices, risk assessments, management action plans, and audit reports
  • Provide updates to management on potential threats and risks that could impact the business/operations
  • Think strategically about the Firm’s business, systems, and risks
  • Work closely with IT leadership and the management team to understand the business and offer guidance regarding risks and controls
  • Work with stakeholders to develop an IT risk assessment process
  • Develop and maintain strong working relationships with junior team members
  • Establish and maintain excellent working relationships with peers and internal/external colleagues
  • A Bachelor’s degree in Accounting, Finance, Computer Information Systems, Management Information Systems or a related business field
  • CPA, CA, CIA or CISA is preferred and/or a desire to pursue applicable professional development and certification(s)
  • Five to eight years of internal/external audit experience with working knowledge of internal audit methodologies with a strong emphasis on IT audit, IT control assessment, and/or IT SOX evaluation
  • Experience developing IT audit work programs and performing process analyses
  • Experience assessing or performing technology management processes including, but not limited to
78

IT Audit Manager Resume Examples & Samples

  • Technical: Understand business lines and functions being audited (specialization in applications used in Investment Bank, Wealth Management, Asset Management, Retail Banking or Group Functions)
  • Responsible for planning, fieldwork/interviewing, presentation of findings, identifying/assessment of risks, etc
  • Responsible for complete governance and controls for the area assigned
  • At least 8-12 years of experience in IT Audit - must have experience working in an Internal Audit team of a large bank or financial organization
79

Senior IT Audit Manager Resume Examples & Samples

  • Develop and execute a resilient audit plan consistent with internal audit standards, regulatory guidelines and policies
  • Contribute to planning, field work and presentation of findings
  • Lead/ participate in internal audit engagements for group internal audits to deliver agreed objectives in accordance to timeline and standards
  • Establish and support a framework for security assessment of the bank's assets and propose areas of development
  • Maintain awareness of industry best practices and provide quality input to relevant business units on emerging risks
  • Possess in-depth knowledge of specific business domain in either commercial, retail, investment or core banking
  • Push for development of technical expertise amongst peers through knowledge sharing and communications
  • Demonstrate ability to manage stakeholders relationships and provide assurance to the stakeholders where necessary
80

IT Audit Manager Resume Examples & Samples

  • 5+ years of IT Audit experience out of a Public Accounting and/or Private Industry
  • Bachelor's Degree in Accounting and/or Information Technology
  • Financial Services and Application Controls experience
81

Senior IT Audit Manager Resume Examples & Samples

  • Follow the Audit Standard Guidelines of the Bank and specific application, project and operations audit methodologies
  • When required, prepare and present effective presentations on various audit and technology related matters as a means to share information and demonstrate expertise
  • Establish and maintain positive relationship management with auditees
  • Complete annual self assessment, as well as performance appraisals for subordinates
  • Assume responsibility for developing and completing annual personal development plans and performance objectives under direction of Senior Audit Management
  • Ability to exercise sound professional judgment in the assessment of risks with a sound understanding of IT infrastructure systems including: z/OS, Tandem, iSeries, AIX, Windows/Active Directory, VMware, Citrix, Storage Systems, Oracle, Sybase, etc., including technical implications to the business
  • Working knowledge of various Bank's development life cycle and project management processes / methodologies
  • Working knowledge of primary Bank business areas (eg. retail banking, wealth management) would be an asset
  • Skills in performing data analysis and use of ACL or similar data analysis software would be an asset
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IT Audit Manager Resume Examples & Samples

  • Manage technology execution for a portfolio of audits, demonstrating an ability to effectively prioritise competing commitments, performing/ assisting with fieldwork as/ when required
  • Effectively supervise and motivate audit teams, providing necessary oversight and guidance to ensure the audit is completed against relevant targets (e.g. budget, fieldwork timing, report clearance etc.)
  • Demonstrate effective risk awareness in order to ensure an appropriately targeted and risk focused audit approach
  • Identify key issues impacting businesses and IT areas under review, presenting and agreeing with management practical, commercial actions for the mitigation of associated risks
  • Demonstrate the ability to proactively manage relationships with key IT stakeholders. Coordinate coverage with the external auditors
  • Contribute and support Internal Audit’s framework for assessing the security posture of the Bank, highlighting areas of concern and opportunities for improvement
  • Participation in continuous risk monitoring of the Bank’s IT control environment (including use of data analytics)
  • Maintain an awareness of key regulatory initiatives and industry best practices impacting the Bank's IT environment, and ensure that these are considered in the planning of upcoming audits
  • Develop technical skills and areas of expertise to help strengthen the Bank’s three lines of defense, including an in-depth knowledge of the Bank’s IT environment, control frameworks and key IT processes
  • Coach others to develop technical and leadership skills, and provide constructive and timely feedback
  • Set the right "tone at the top", demonstrating a principled approach and setting the right example for junior staff
  • Occasional travel may be required but is not frequent given that much of the work will be performed from the London location
  • Establish and support a framework for assessing the security posture of the Bank and highlight areas of concern and opportunities for improvement
  • Develop expertise regarding the Bank's IT infrastructure environment, including knowledge of IT control frameworks, key IT processes, relevant technologies, and design of risk-based IT audit control assurance tests. Focus areas include systems/security architecture, incident response processes, access controls, data leakage prevention (DLP) mechanisms, e-commerce security practices and related fraud detection techniques, mobile applications, cloud computing security and the cyberthreat intelligence framework
83

IT Audit Manager Resume Examples & Samples

  • 5+ years of IT Internal Audit, Business Process Consulting and/or Public Accounting experience; 3+ years of Supervisory experience
  • Bachelor's Degree in Accounting, Computer Science and/or Management Information Systems
  • Knowledge of Sarbanes-Oxley IT requirements per PCAOB standards
  • Excellent concept of Technology Controls and Management Information Systems terminology, concepts and practices
  • Extensive knowledge of and skill in applying Internal Auditing standards and IT general control principles and practices, and preferred business practices
  • MBA or equivalent
  • Working knowledge of Visio, ACL, TeamMate or SAP
84

IT Audit Manager Resume Examples & Samples

  • 5-8 years of related audit experience
  • Prior IT Audit experience
  • Demonstrates strong judgment
85

IT Audit Manager Resume Examples & Samples

  • Lead IT-focused audit and consulting projects as the project manager including developing audit programs, supervising team members, performing first level reviews of team member work, and drafting reports of results
  • Perform reviews and testing of IT controls to determine adequacy of design and effectiveness
  • Assist in business development efforts through representing firm at conferences, making presentations to professional organizations or at conferences, and providing input into solicitation responses
  • Independently perform various analyses and audits relating to assessment of IT security, application, and general controls
  • Review applicable IT control frameworks (such as ISO27000, COBIT, ITIL, and FISCAM) and Federal and State regulations relevant to IT controls and security compliance, particularly those relating to governmental organizations and healthcare (such as HIPAA)
  • Conduct research in order to determine compliance of IT systems and controls with relevant Medicaid or other government program regulations
  • Prepare and review engagement working papers and documentation and assist in preparing deliverables reporting the results of work performed
  • Work within the defined scope of the project
  • Perform additional responsibilities as assigned
86

IT Audit Manager Resume Examples & Samples

  • Executes on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. May act as a project lead on audits or other Risk & Control Services activities
  • Completes risk assessments in conformance with department standards, in basic to complex areas. Presents work objectives and results focusing on impact of control deficiencies
  • Recommends changes to Risk & Control Services plan to focus efforts on risk areas and provide value to stakeholders
  • 3-6+ years in public accounting, internal audit or related financial services field
  • Availability to travel - 10%
  • Degree Focus: Technology/Finance
  • Financial services industry experience
  • Certifications: CIA, CPA, CFSA, CISA
87

IT Audit Manager Resume Examples & Samples

  • Experience of performing IT Audits with a solid understanding of both Infrastructure and Applications
  • Solid analytical and investigation skills
  • Graduate Degree
  • One or more certifications (CPA, CISA, CGRIEC, etc.)
88

IT Audit Manager Resume Examples & Samples

  • Provide our clients in the federal government sector with a variety of services including risk assessments, security assessments, internal control reviews and assurance related projects
  • Work on a team with our talented professionals while advising our clients on industry specific issues
  • Manage multiple engagement teams and contractors at various sites outside of the DC region including managing all phases of project management and deliverables, client relationships and mentoring junior team members
  • Bachelor’s Degree in information technology or related field
  • Eight plus years of IT audit experience
  • Prior experience in public accounting, professional services and the federal government sector is preferred
  • Candidates must be U.S. citizens and be able to secure a U.S. government issued security clearance
  • CPA, CISA and/or CISSP certification is require
  • Candidates must be willing to travel throughout the year
89

IT Audit Manager Resume Examples & Samples

  • Establishes business partnerships with key internal customers
  • Builds and maintains effective working relationships with IT personnel across the TDS Enterprise (TDS Telecom, U.S. Cellular, TDS Corporate, and/or Suttle Straus)
  • Functions as the primary point of contact on IT audit matters (projects, special reviews, etc.) for the TDS Enterprise
  • Meets periodically with key members of senior management to facilitate understanding of the IT control environment, discuss performance and IT audit results, identify changing/emerging risks, and prioritize IT audit activities
  • Coordinates IT risk assessment and IT audit plan execution
  • Leads IT risk assessment and IT audit plan development efforts for the Internal Audit Department
  • Conducts interviews with Senior Management and Board Members for purposes of fulfilling COSO and risk assessment requirements
  • Summarizes interview results and identifies high risk areas
  • Develops a list of potential projects for the rolling audit plan; adjusts the rolling audit plan and schedules audits according to the risk priorities identified in meetings with management
  • Collaborates with the Director, Audit Services to secure necessary resources to complete IT audits, special projects, and control consulting activities
  • Oversees the execution of high quality IT audits of business unit and TDS Corporate systems/processes (e.g. integrated audits of financial/operational and IT processes and controls, information technology general controls (ITGC), application and information security controls). Develops and manages relationships with management and audit team (through lead auditors) during all phases of projects
  • Provides internal control consulting services on system implementation/enhancement initiatives
  • Functions as an IT controls expert and supplies guidance for project teams during system and process design
  • Develops and maintains successful working relationships with team counterparts
  • Provides education and understanding of IT controls, as well as methodologies, tools, and techniques
  • Identifies internal control best practices and promotes the application of sound internal control practices which mitigate risk to the TDS Enterprise to ensure achievement of project objectives
  • Manages co-sourced IT audit relationship and resources
  • Develops and maintains an effective working relationship with the IT audit co-source provider
  • Manages relationships with business unit management and IT audit co-source provider during all phases of projects
  • Bachelors degree, preferably with a major in MIS, Computer Science, Network Engineering, and/or Accounting
  • Minimum five years IT audit experience
  • Experience with the development and execution of IT risk assessments
  • Experience with IT audit standards and frameworks (e.g., COBIT, ISO 17799, ITIL, etc.)
  • Knowledge/experience of data security and privacy regulations (e.g., PCI, CPNI, HIPAA)
  • Knowledge/experience with technology used by TDS is desirable (e.g., Windows, Oracle, SQL, SAP, voice and data networks, and distributed computer systems on mainframe, UNIX and Windows platforms)
  • Knowledge/experience with security for LAN, extranet and third party connections, web applications, and wireless technology devices
  • Professional certification(s) (e.g., CPA, CIA, CISA, CISSP) preferred
  • Experience with SOX 404 preferred
  • Knowledge of information technology and its implications for managing and controlling business operations
  • Strong risk and control knowledge and business acumen
  • Ability to effectively interact with all levels of management
  • Demonstrated ability to lead audits
  • Attention to detail and strong time/task management skills
  • Effective knowledge/experience, leadership, initiative, confidence, and communication traits as they relate to internal audit
  • Ability to travel approximately 50%
90

IT Audit Manager Resume Examples & Samples

  • BA/BS in Business Administration, Accounting, Management Information Systems, Computer Science or Computer Engineering, minor in accounting or any accounting experience would be a plus
  • CISA required, CPA & CIA certification is a plus
  • 5+ years of Information Technology Auditing experience which includes experience in testing General IT controls, Information security, change management, data center and network operations
  • Understanding of key database technologies to be able to conduct and manage testing around system reports integrity, accuracy and completeness, and high level understanding of financial audits
  • SAP, Oracle or PeopleSoft controls experience desirable
  • Experience with Sarbanes-Oxley and/or COSO is a plus
  • Advanced understanding of business processes, internal control risk management, IT controls and related standards
  • Experience with accounting control related issues
  • Strong technical and/or management background in technical systems/environments
  • Demonstrated ability to plan and manage engagements along with ensuring deliverables meet work plan specifications and deadlines. Prior project management experience
  • Successful experience identifying controls, developing and executing test plans
  • Demonstrated ability to write report segments and to participate in presentations
  • Big 4 or other consulting firm experience preferred
  • Open to travel within Middle East
91

IT Audit Manager, Technology Risk Services Resume Examples & Samples

  • Develop solutions on a variety of engagements through collaboration with the team and clients
  • Actively manage, with a hands-on approach when required, small project teams for all aspects of an engagement (e.g. planning, budgeting, economics management, execution, reporting and closure)
  • Assess business processes and internal control frameworks across a range of industries and assist clients in identifying opportunities to improve the efficiency and effectiveness of the processes and controls
  • Contribute to business development processes including research and analysis, writing and developing proposals as well as working with the engagement lead to develop tailored project plans and work programs
  • Analyze risk and process-related information and develop risk management frameworks and risk metrics
  • Synthesize fieldwork into well-written and concise reports/presentations
  • Design, write and execute CAATs using ACL Analytics 11 and/or IDEA 10
  • Plan, lead, conduct and close CSAE 3416 (SOC 1, SOC 2 and SOC 3) engagements
  • Lead and/or manage multiple complex engagements, from start to finish, to deliver the planned scope within agreed budgets and timelines
  • Identify and assess the risks, root causes, impacts and mitigation of information technology general controls (ITGC), business cycle controls (BCC) and application controls’ deficiencies
  • Write reports and present to internal staff and current and prospective clients including: Executive Summary, audit findings and recommendations on control deficiencies
  • Identify and proactively bring opportunities and solutions to the attention of Senior Managers and Partners
  • Continuously share knowledge and actively contribute to developing the TRS team’s knowledge base through taking part in learning and development opportunities, professional associations, industry groups and MNP thought leadership events
  • Work with companies across various industries, interact and develop relationships with clients and develop business process, IT process and risk management skills
  • Lead and/or conduct fieldwork including client interviews and workshops
  • Continue professional development to reinforce and expand your chosen career path
  • Lead, motivate, mentor, direct and manage team members
92

IT Audit Manager Resume Examples & Samples

  • Ensuring project quality control and oversight management of client engagements from start to finish, including adequate planning, execution, and direction while managing to budget
  • Supervising, training, and mentoring staff and senior associates
  • Analyzing and evaluating information technology (IT) risks and controls based upon COBIT, COSO, FFIEC, NIST, AICPA Trust Principles, or other relevant IT control frameworks established by the AICPA and IIA
  • Strong understanding of relationship between IT general controls, application controls, and use of Service Organizations and how they impact the control environment
  • Maintaining a strong client focus by understanding the client’s business needs while developing productive working relationships with client personnel in order to accomplish audit objectives
  • Strong technical knowledge of relevant audit standards e.g., NIST 800-53, SSAE16 SOC 1, AT101 SOC 2, PC, etc
  • Knowledge of CAATs and ability to leverage data analytics to identify business risks and focus internal audit resources for cost efficient audits
  • Willingness to travel to client locations (average of 30 - 50% throughout the year)
  • Bachelor’s degree in accounting, business, CIS or MIS
  • 5+ years of experience working as an IT auditor or IT Risk Advisor for a public accounting firm (Big 4 preferred), a professional services firm, banking or within industry
  • Excellent skills in project management skills and engagement closure
  • Strong experience writing reports of control descriptions, internal control findings and recommendations
  • Experience and interest in business development and recruiting
  • Demonstrate integrity, values, principles and work ethic
  • CISA, CISM, CISSP, CIA or CPA certification is required
  • CIA, CISSP or CISM certifications, or the willingness to obtain in the near future
  • 8+ years of experience working as an IT auditor or IT Risk Advisor for a public accounting firm (Big 4 preferred), a professional services firm, banking or within industry
93

IT Audit Manager Resume Examples & Samples

  • Analyzing and evaluating information technology (IT) security risks and controls
  • Performing IT audits, IT risk reduction recommendations, general IT control reviews, Service Organization Control (SOC)/ SAS 70 audits
  • Implementing solutions based on control weaknesses
  • Developing policies and procedures as it relates to information systems controls
  • Participating in IT strategy planning
  • Managing and training staff as needed
  • Bachelor's degree in MIS, Business or Accounting
  • 7+ years experience IT audit, IT risk management
  • Ability to travel up to 15% of the time
  • Strong multitasking and project management skills
  • Minimum 3 years experience in supervising staff on engagements
  • CISA, PPM, CISSP or GIAC certifications (or the willingness to obtain within the near future)
  • Big Four or other consulting background
  • Knowledgeable regarding Sarbanes-Oxley Act, Service Organization Control
  • Must possess a high degree of integrity and confidentiality, as well as the ability to adhere to both company policies and best practices
  • Ability to work long days to meet deadlines when necessary
94

IT Audit Manager Resume Examples & Samples

  • Conducting IT Audits based on the FFIEC framework or similar work programs
  • Conducting IT operational and compliance controls reviews as part of internal audit engagements
  • Maintaining active communication with clients to manage expectations, ensure satisfaction, make sure deadlines are met, and lead change efforts effectively
  • Using established network of business relationships within industry groups to generate new sales opportunities
  • Managing, developing, training, and mentoring staff on projects
95

IT Audit Manager Resume Examples & Samples

  • BS/BA required, Computer Science or similar degree preferred
  • CISA or CIA preferred but not mandatory
  • Minimum of at least 5 years of IT audit experience including supervisory experience
96

IT Audit Manager Resume Examples & Samples

  • Understanding of business processes as they relate to IT with emphasis on the strategy, processes and controls necessary for an IT organization to provide operational support, systems, and security in support of business objectives
  • Evaluate the effectiveness and efficiency of IT strategies, processes and controls while participating on audits of PepsiCo's information technologies and business operations
  • Provide leadership in identifying opportunities to improve business processes and IT operations making recommendations to the audit team and to the relevant management teams
  • Understand and assess the business and IT risk assessment processes, primary metrics and reports used by management to evaluate accomplishment of objectives
  • Determine the impact of systems development and the implementation and use of technology on the operational and control environment (both technology and business functions)
97

IT Audit Manager Resume Examples & Samples

  • 7 - 10 years of work experience
  • Big 4 or equivalent consulting experience or industry
  • Experience leading or managing data analytic audit engagements
  • Led multiple engagements auditing / analyzing enterprise systems such as SAP and Oracle
  • Experience with Visualization tools (Tableau, Qlik, SpotFire)
  • Knowledge of CobiT, ISO, Sarbanes Oxley, COSO
  • Proficiency coding in multiple 4th generation languages SQL, ACL, ABAP, XBASE++, STATA
  • Experience with GRC (SAP GRC-AC-RAR), ACL, APPROVA (BIZRIGHTS), IDEA, SAS, My SQL
  • Proficiency with ETL tools such as Oracle Warehouse Builder (OWB), Data Services, IBM Information Server (Datastage), SAS Data Integration Studio, PowerCenter Informatica, SQL Server Integration Services (SSIS), Oracle Data Integrator (ODI), DB2 Warehouse Edition
  • Secondary degree (MBA, MF, MCS) and / or certification (CIA, CISA, CPA)
98

IT Audit Manager Resume Examples & Samples

  • Manage and execute audits of Bankrate system's internal control design and effectiveness which includes, but is not limited to, efficiency and security protocols, development processes and IT governance
  • Assess the effectiveness of key controls across Bankrate and Bankrate divisions to ensure compliance with US GAAP and Sarbanes Oxley requirements
  • Draft Audit reports and Audit findings, discuss findings and recommendations with company management, including remediation actions and timelines to ensure timely remediation. Perform issue closure verification where appropriate
  • Formulate recommendations to improve internal control processes and other value added opportunities as appropriate
  • Assist with the execution of a comprehensive audit program directed at assessing the company’s compliance with the provisions of the Sarbanes-Oxley Act. Manage and execute SOX reviews involving General Computer Controls and SDLC. Perform detailed process flow reviews to ensure key controls have been appropriately identified. Update existing process flows to reflect the current control environment
  • Perform detailed risk assessments of the technology functions across Bankrate divisions. Assist with determining and evaluating the inherent and residual risks across the divisions
  • Establish and maintain good working relationships with various levels of management throughout the organization, external consultants, and the company’s independent auditor to promote a free flow of information. Assist in managing outsourced internal audit work
  • When/if appropriate, engage and contribute to recruiting, on-boarding, learning, and career development processes for Internal Audit staff. Through internal and external training, ensure awareness of recent technology enhancements and provide updates to the Internal Audit team
  • Coordinate Internal Audit activities with external auditors to ensure proper coverage and minimal duplication of effort
  • Drive improvements in the Internal Audit methodology, knowledge management processes, and technology audit process
  • Develop and execute data analytic test opportunities. Assist with the development of an Internal Audit continuous monitoring program
  • Assist with the development of the annual audit plan. Consideration for internal and regulatory application coverage based on minimum frequency requirements
  • SDLC and PMO experience
  • Data analytics
  • Knowledge of COSO 2013 and US GAAP
99

IT Audit Manager Resume Examples & Samples

  • Lead all planning, fieldwork and reporting activities throughout IT audit engagements
  • Supervise assigned team members (no direct management of staff)
  • Effectively report audit status to Stakeholders and upper Management
100

IT Audit Manager / Integrated Audit Resume Examples & Samples

  • Provide consultation on IT risk, scoping, testing and control identification for business process audits
  • Lead and execute audits with a focus on business processes and their supporting IT processes, including: system mapping, data flow and interfaces, key report validation, application controls, IT general controls, and supporting IT infrastructure
  • Develop a thorough and comprehensive understanding of the processes, issues, pertinent regulations and control risks associated with assignments
  • Identify control issues, assess the adequacy of controls, and identify opportunities for continuous improvement
  • Assist in developing and communicating the objectives of an audit and of other planned services to team members. Identify and communicate each team members’ role in the audit process
  • Execute and review in a timely manner, working papers prepared by project team members for technical accuracy and completeness, as is consistent with generally accepted auditing standards
  • Supervise audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business
  • Prepare walkthrough narratives, flowcharts, and other memos. Documents, conclusions and general background about information technology
  • Clearly articulating the status and results of work performed, both orally and in written form, to internal management and the project client
  • Expected to coach and supervise staff and senior auditors throughout assignments
  • Bachelor’s Degree in Computer Science, Information Systems, MIS, Accounting, or a related discipline with solid academic credentials
  • Minimum of 6-8 years of experience, with recent experience in consulting, internal audit, compliance or other internal control functions
  • Strong understanding of information technology risks and controls
  • Strong familiarity with common technology, project management, and control assessment frameworks (e.g., ITIL, NIST, and COBIT)
101

Global IT Audit Manager Resume Examples & Samples

  • People Management
  • Audit Plan Management
  • Quality Assurance and Improvement Program Management
  • 7+ years of internal audit experience required; 3+ years of information security network engineering, IT systems analysis, IT systems development, and/or IT support experience preferred; prior internal audit management experience a plus
  • Experience with SAP B/W and other business intelligence tools, and Excel required
  • Sarbanes-Oxley Act IT general controls evaluation and testing experience required
  • Proficiency with Information Security principles, practices, technologies and frameworks preferred (e.g. SANS, DLP, COBIT, NIST, ISO)
  • Payment Card Industry Data Security Standards (PCI-DSS) experience a plus
  • Integrated, operational, or financial audit experience a plus
  • Experience, operational, or financial audit experience a plus
  • Experience as a team leader. Leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation. Ability to manage staff on several concurrent projects. Experience in recruiting at all levels within and outside the organization
  • Experience working with management to build trust and to support operations. Sharing lead practices on internal controls. Identifying and monitoring resolution of systemic issues
  • Experience embracing technology. Demonstrated ability to think creatively and current on the use of technology and ways to leverage technology to support high performing teams. Experience with audit management systems
  • Experience using data to measure results, helping to drive auditors and auditees towards key outcomes, and to gain better insight on key departmental strategies
  • Lean Six Sigma training and experience a plus
  • Authorized to work in the United States, no visa sponsorship will be provided
102

IT Audit Manager Resume Examples & Samples

  • Minimum of 2 years of SOX IT Audit experience
  • Previous experience at a Manager level preferred
  • 3 or more years of experience within a public accounting/consulting firm preferred
103

IT Audit Manager Resume Examples & Samples

  • Identify opportunities for team members to broaden skill sets and focus on areas of development
  • Build relationships and trust with the business
  • Act as controls advisor role to the business
  • Serve as key resource to address management’s/customer’s issues
  • Assists with management of overall annual internal audit plan in relation to resourcing and budgeting
  • 5+ years professional business experience, preferably in the technology industry and/or in auditing
  • Service organization controls experience (SOC1 or SOC2)
  • Technical experiences a plus (NIST, HiTrust, AT-801, HIPAA, PCI, etc.)
104

IT Audit Manager for Group Audit Division Resume Examples & Samples

  • Conduct audits on existing application systems as well as applications under development
  • Support business audits by providing technology expertise and evaluating the IT controls supporting the business operations
  • Conduct audits on data centre operations, infrastructure support/security, network controls, eCommerce, and information security
  • For IT Audit Manager (AVP5 / AVP4) , plan & manage IT Audits and ensure that relevant IT risks and controls have been identified and appropriately assessed
105

IT Audit Manager Resume Examples & Samples

  • Identify and assess SITA IT, financial, operational and technology related business risks, and develop and recommend risk mitigation strategies and internal control practices based on industry best practices
  • Develop approaches, methods and tools to support the audit practices and identify and assess, in collaboration with other SITA stakeholders, areas of specific risk exposure to be audited
  • Develop and agree with the Senior Director Corporate Audit and Risk Management a yearly schedule of audit projects to be performed based on business criticality and risk assessment
  • Guide, supervise and manage the day to day activity of internal audit staff to ensure that appropriate preparation work and documentation work is performed prior to undertaking an audit and to review the quality of the audit work performed
  • Manage and appraise the performance of internal auditors
  • Provide direction to auditors to improve performance, team quality and effectiveness; coach and train new auditors
  • Summarize and present complex financial and technical materials and reports to the Senior Director Corporate Audit and Risk Management and other stakeholders as required
  • Lead and manage complex audits from start to finish throughout the world as directed by the audit schedule approved by the Audit and Risk Management Committee
  • Formulate and agree with auditees the action plans and implementation schedules to rectify and control anomalies; following audit completion, prepare and review internal audit reports in a timely manner
  • Actively monitor timely implementation of action plans agreed by the auditees and report progress on a quarterly basis
  • Identify and evaluate areas of potential risk exposure and recommend areas to be audited to executive management
  • Lead the audit team in redesigning audit procedures and audit programs to be presented and reviewed by the Senior Director Corporate Audit and Risk Management
  • Assist in the development and management of internal audit Risk Prioritization Matrices
  • Maintain a working relationship with SITA's external auditors to ensure the alignment of Internal Audit's practice activities with those of external auditors
  • At least 5 years experience in external/internal auditing or in financial / IT management functions (of which at least 3-4 years in internal/external audit)
  • Several years experience working in other financial / IT roles
  • Good knowledge of financial / IT concepts and industry standards
  • Good written and spoken English, plus a second major language ( written and spoken)
  • Cross Cultural awareness
  • Experience in managing small teams
  • Experience and knowledge of company regulations
  • Knowledge of business sectors and core processes
  • Investigative skills
  • Relationship management skills
  • Able to exercise good and balanced judgement
  • Good knowledge of Institute of Internal Auditors (IIA) standards
  • Good knowledge of Control Objectives for Information and Related Technology (COBIT)
  • Good knowledge of International Financial Reporting Standards (IFRS)
  • Bachelor degree in Business Studies, Economics, Finance/Accounting or Information Technology; - Internal or external audit certification
106

IT Audit Manager Resume Examples & Samples

  • Directs the efforts of others in the achievement of the strategic and operational objectives of the group
  • Manages the hiring, staffing and maintaining of a diverse and effective workforce
  • Responsible for career development/planning, performance and pay discussions of team members
  • Communicates and translates Dell vision/strategy to staff
  • Responsible for executing on functional and business goals for the group
  • Addresses problems across functional areas of the business
  • Influences individuals within and outside the IT department
  • Responsible for meeting budgetary goals and objectives
  • Prepares and presents reports to all levels of leadership and staff
107

IT Audit Manager Resume Examples & Samples

  • Plan, organize, and manage multiple responsibilities and resources to achieve assigned objectives
  • Develop and be accountable for the assigned work plan and ensure assigned tasks and responsibilities are achieved accurately
  • Apply current knowledge of IT trends and systems processes to identify security and risk management issues and other opportunities for improvement
  • Perform general computer and application controls reviews
  • Identify and resolve complex engagement issues
  • Manage, coach, and support team members through consistent recognition and guidance
  • Develop and strengthen long-term relationships with clients
  • Bachelor’s degree in Information Technology, Business Administration, Accounting or other relevant field
  • Minimum of 4-6 years of progressive relevant experience, such as auditing general computer and application controls, including security, change management (e.g., PVCS, ChangeMan), systems development, and disaster recovery
  • Experience must also include working with distributed environments and mainframe environments (e.g., Windows, UNIX, z/OS), relational database platforms (e.g., DB2, Oracle, Microsoft SQL, Sybase), and web applications
  • Strong technical knowledge and skill set
  • Strong knowledge and understanding of firm products and services
  • Strong leadership and involvement in firm activities, community service, and other firm-wide initiatives
108

IT Audit Manager Resume Examples & Samples

  • Coordinates, supervises and participates in audit examinations of compliance with prescribed internal controls governing data processing environments
  • Coordinates audit examinations of all scope sizes
  • Develops audit programs for major data centers, supporting technologies, Local Area Networks and selected development projects that replace or significantly enhance critical applications
  • Coordinates and participates in global application/project reviews
  • Broad knowledge of the Company, Group and financial services industry, businesses supported and the regulatory framework they operate in
109

IT Audit Manager Resume Examples & Samples

  • Developing an understanding of clients’ platform structure, security and ERP software, and how information systems are used at the client and within the client’s industry
  • Managing engagements from start to finish, including planning, execution, budgeting and reporting
  • Effectively managing staff and senior associates during engagements and providing constructive feedback, guidance, coaching and technical training
  • Maintaining and managing relationships with the client at the appropriate levels and demonstrating teamwork and responsibility with engagement team members
  • Evaluating process risks, developing tests for key controls, writing audit reports and determining the effectiveness of controls
  • Recognizing relevant financial statement risks from basic analysis and identifying potential non-compliance to standards
  • Staying abreast of the current IT environment and industry IT trends relevant to client’s business, and using current technology and tools to enhance the effectiveness of deliverables and services
  • 4-8 years of IT Audit experience (Big Four experience is a major plus)
  • Solid knowledge of Sarbanes-Oxley requirements, Windows and UNIX infrastructure, ERP systems and software development/change management
  • CISA, CISSP or related professional certification
  • Advanced interpersonal and communication (written and verbal) skills
  • Demonstrated strength in analytical skills
  • Proficiency with Microsoft Office Suite including Outlook, Excel, Word and PPT
  • Authorization to work in the U.S. without restrictions
110

Internal IT Audit Manager Resume Examples & Samples

  • Participating in execution of complex audits (pre-, on-site and post phases)
  • Preparation of audit working programs & perform audit engagement procedures in line with the audit work-ing programs
  • Preparation a quality review of audit engagements
  • Collecting, analysis, interpretation of documents / information to arrive at audit result, and preparing work papers in according with GF-AU procedures
  • Accurately evaluation of the internal control system of the audited unit
  • Assumption of responsibility for the preparation of audit reports summarizing audit findings, risks and rec-ommendations
  • Assumption of responsibility for the communication of audit results to audited Management
  • Identification of risks within the audited unit besides the audit scope performed
  • Assisting in the development of understanding of internal controls in the units audited
  • Communication with other ABB departments and with external auditors
  • Development of global audit framework/guideline (practice) for a defined business process; management of a global team for practice development
  • Management and development of the outsourcing relationship with external IT Audit service provider in all aspects with guidance and support from Head of IT Audit
  • Head of IT Audi support in various tasks including risk assessment activities, audit planning and management of audit team
111

IT Audit Manager Resume Examples & Samples

  • Requires a Bachelor's degree in Accounting, Finance, Information Technology, or Business Management
  • Must have the following certifications: CISSP or PMP
  • 5+ years of federal financial management/civilian agency experience is required
  • Experience with IT audits related to FISMA (NIST, RMF, FISCAM, SA&A Support), commercial frameworks (COBIT, ITSM / ITIL), IT Security, IT Infrastructure, or Internal Controls Review is required
  • Experience with IT audit concepts, audit evaluation, process analysis, audit opinion preparation, audit research, and process testing is required
  • Professional services experience and/or specific relevant industry experience is required
  • Must be a U.S. citizen with ability to obtain security clearance
  • Master’s degree in Accounting, Finance, Information Technology, or Business Management
  • Prefer to have the following additional certifications: CISM, CIA, ITSM / ITIL
112

IT Audit Manager Resume Examples & Samples

  • Update and maintain general computer control process documentation and complete required testing to determine compliance with SOX Sections 302 and 404
  • Perform annual walkthroughs of key processes
  • Obtain and evaluate required SOX documentation for key IT projects
  • Obtain and update the Company’s general computer control process documentation including obtaining the current IT policies and procedures and updating the GCC flowcharts
  • Assist in the annual scoping and planning efforts
  • Perform testing of key controls of the Company’s various in-scope information systems, including infrastructure, database and application controls
  • Testing the various GCC domains including, change control, security (network, server, database and application security), operations, and program development (where applicable)
  • Conduct interviews, review documents, develop and administer surveys (where applicable)
  • Review controls over significant spreadsheets
  • Prepare testing work papers and summarize results
  • Identify control deficiencies including root causes and provide recommendations for remediation
  • Complete remediation testing and track resolution of identified control deficiencies
  • Review and evaluate the SAS 70 reports received from the Company’s IT service providers
  • Participate in the evaluation of the Company’s entity level controls related to the Company’s general computer control environment
  • Answer questions and clear comments related to the external auditor’s review of internal audit’s SOX 404 work papers
  • Participate in operational audits according to the internal audit plan approved by the Company’s Audit Committee
  • Perform audit procedures, prepare work papers that summarize data pertinent to the assigned audit
  • Identify internal control, accounting, non-compliance or other operational issues and develops value-added recommendations for resolution to management
  • Conduct appropriate research to develop findings and formulate recommendations in connection with audits and special projects
  • Conduct interviews, review documents, develop and administer surveys (where applicable),
  • Evaluate audit findings and prepare preliminary and final audit reports and exhibits
  • Serve as a department representative with all levels of management, and business owners to discuss audit plans, issues, reports, and recommendations
  • Participate in the completion of an annual company-wide risk assessment
  • Represent TiVo in audit matters related to vendors, suppliers, and other third parties, on an as directed basis
  • Keep abreast of company policies and procedures, current developments in accounting and IT auditing professions, and changes in applicable local, state and federal laws
  • Additional Duties, as required
  • Bachelor’s degree in information systems related field, CIA or CISA preferred
  • Minimum five years’ experience in auditing (Internal Audit or Public Accounting)
  • Strong understanding of internal auditing standards, COBIT and COSO Internal Control Integrated Framework and risk assessment practices
  • Meaningful SOX 404 work experience including auditing general computer controls
  • Solid understanding of the technical aspects of accounting and financial reporting
  • Excellent communication and time-management skills
  • Strong analytical, interpersonal, problem solving, project management and organizational skills
  • Strong personal computer skills (Word, Excel, PowerPoint, and Visio)
  • Experience with an ERP solution preferred (Oracle a plus)
  • Self-directed, requiring minimal supervision
  • Ability to work effectively with all levels of management and line staff personnel
  • Able to work well in a team setting
  • Good listener
113

IT Audit Manager Resume Examples & Samples

  • The IT Audit Manager is expected to contribute to the growth of the overall practice, and be able to run information systems engagements from beginning to end, including planning, execution, reporting, and supervision
  • Act as a consultant or in an advisor capability, and recommend practical and effective remediation to identified issues
  • Support the Risk & Compliance solution to achieve key goals and initiatives
  • Documentation of information systems
  • Internal control documentation and testing related to business process functions
  • Demonstrate knowledge of professional standards/practices and applies knowledge in performing work
  • Prior SAS 70 (SSAE 16) audit experience
  • Strong understanding and experience with information technology general controls
  • Knowledge of security with Oracle, SAP, UNIX, Windows, SQL
  • Sarbanes Oxley 404 Compliance
  • 5+ years prior work experience
  • 40% travel required
114

IT Audit Manager Resume Examples & Samples

  • Demonstrate a proven expertise and track record of valued IT auditing work, at least 50% for asset managers or financial services
  • Strong expertise in one or several of the following domains is required: IT project/change management, agile practices, data governance / management
  • Be passionate of technology (e.g. know how to search for IT related knowledge, attend to IS or IT auditing conferences, etc.)
  • Previous experience of IT audit gained while working in an audit firm would be a clear plus
  • Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis
  • Ability to build good working relationships with auditees and key stakeholders
  • Be objective and rigorous in his / her approach
  • Be open-minded and dynamic, ability to work within a multicultural team
  • Show good communication skills orally and in writing, ability to convince and to write clear, precise and accurate reports
  • Ability to work (i.e. speak and write reports) on a daily basis both in French and in English
115

IT Audit Manager Associate Resume Examples & Samples

  • Assist with development of annual IT internal audit and SOX plan. Including identification of audit universe, conducting related risk assessment
  • Lead team to perform high-value internal audits which generate process improvements, policy changes, and enhanced internal control structure
  • Develop audit programs in accordance with International Standards for the Professional Practice of Internal Auditing department policies
  • Audit Plan Development
  • Cyber Security Audits
116

IT Audit Manager Resume Examples & Samples

  • Experience with internal control testing
  • Experience with FISCAM, DIACAP, FISMA, A-127, FFMIA and NIST SP 800-53
  • Strong interpersonal skills and experience in supervising a project team
117

IT Audit Manager Resume Examples & Samples

  • Lead a variety of technical and IT process reviews and operational business process analysis
  • Manage systems development projects Apply technical, business and problem-solving skills to audit work
  • Assist in managing department workload, delegating and reviewing tasks, and developing staff
  • Assess risk to determine appropriate audit objectives, scope and procedures
  • Identify and classify potential business risks, operational inefficiencies and significant internal control weaknesses
  • Deep understanding of financial accounting concepts and controls, project management controls, IT general controls, application controls, information security, data governance and SDLC framework
  • Handle ambiguity and develop detailed work steps given broad objectives
  • Apply in depth knowledge of COSO, COBIT and ITIL frameworks and Sarbanes-Oxley requirements
  • Plan, manage, execute and document testing of IT controls over financial reporting for SOX compliance
  • Effectively use audit tools
  • Proficient in IT auditing, including systems development projects, information security, general computer controls and application reviews
  • Excellent supervisory and people development skills, including ability to manage ambiguity and provide structure and guidance to staff members
  • Ability to excel in a multi-cultural, dynamic, challenging environment and to establish strong working relationships with staff, managers and peers
  • Strong analytical and business process analysis skills
  • Excellent interpersonal skills, including tact and diplomacy
  • In-depth knowledge of Oracle
  • Proficient with ACL and data extraction and analysis
  • Experience with other applications including SharePoint, Syteline, Ceridian, One Stream and Microsoft Exchange
  • Knowledge of company languages (French, Portuguese, Polish, Mandarin)
118

VP-it Audit Manager Resume Examples & Samples

  • Manage business and application audits from an IT perspective, with particular emphasis on investment banking, training and flow product technologies
  • Supervise a portfolio of audits, effectively prioritize competing commitments in order to ensure efficient delivery against agreed timeframes
  • Develop subject matter expertise the IBCM/GM system landscape, relevant regulatory requirements, best practices and key control processes, through proactive on-going monitoring and contribution during audits
119

IT Audit Manager Resume Examples & Samples

  • Managing and leading IT Risk Audit/Consulting engagements
  • Overseeing the engagement economics of the project that includes budget status tracking, billing, and collection analysis
  • Preparing and reviewing workpapers
  • Preparing final versions of audit reports
  • Providing technical guidance to Crowe staff and client organization personnel with respect to information systems, technology architecture, and security
  • Communicating issues and status to Crowe executives and client senior management
  • Consulting with clients to understand and address their needs
  • Bachelor's degree required. Major in Accounting, Computer Information Systems, or Management Information Systems
  • Minimum 5 years of experience in the areas of IT audit, corporate IT Audit, or technology risk consulting preferred
  • Strong technical skills in ERP security administration, ERP configuration controls or system implementations would be highly desirable
  • Strong verbal and written communication skills are required
  • Candidate should have solid experience in planning engagements, managing IT audit projects, supervising personnel and developing audit work programs
  • Evaluating application controls for Oracle Financials, SAP, Lawson, Hyperion or PeopleSoft Financials
  • Drafting reports and executive summaries on IT control issues for senior management personnel
  • Travel expectations: 15% to 60%. This position may require national or international travel
  • CPA or MBA is a plus
  • Manager level experience with a Big Four accounting firm, top tier consulting is preferred but not required
120

IT Audit Manager Resume Examples & Samples

  • Lead portions of the overall audit risk assessment and short - term / long - term internal IT audit plan
  • Facilitate planning the audits and determine audit scope and audit approach for assigned technology inventory based on the risk assessments and control framework
  • Review all audit evidence, audit reports and remediation plans for assigned technology inventory, work with management to finalize issues, report content and remediation plans
  • Lead advisory projects to improve technology environments and processes, identification of emerging risks, and make recommendations to improve the control design and operating effectiveness / efficiency or comply with company policies and legal / regulatory requirements
  • Demonstrate and apply a clear understanding of audit methodologies and control framework in supporting SOX / MAR / FDICIA / SSAE 16 / STAT audits
  • Develop and maintain a collaborative, value - added relationship with all team members supporting your assigned inventory and interact at all levels within the parent and sub organizations
  • Assist team members from your assigned inventory with control education and interpretation
  • Assist internal and external audit firms with understanding day to day operating procedures within assigned inventory environments and ensure test approach matches
  • Review policy and procedural updates as well as operating evidence and assess for compliance to defined controls
  • Maintain documentation on assigned inventory indicating current compliance model and maturity in place as well as open remediation plans and recommendations
  • Bachelor's degree in Management Information Systems (MIS), Computer Science, Accounting or related discipline
  • 4+ years of relevant business experience which includes but not limited to IT controls, IT internal audit, and / or public IT accounting experience
  • Ability to influence others, establish credibility with business partners and drive cultural change
  • Big 4 / SOX GCC Experience
  • Experience in IT audit and information security, IT internal controls, and / or SSAE16 / SOC 1 & SOC 2 reporting
  • IT security certifications (e.g. CISSP CISA, CPA, and / or CIA certification)
  • Managed healthcare or insurance industry experience
  • Ability to effectively coach and mentor staff
  • Track record of effective project management skills
  • Desire to make a positive impact with the ability to manage multiple tasks and shift priorities
121

IT Audit Manager Resume Examples & Samples

  • Degree from an accredited University in Computer Science, Information Systems and / or Accounting; or equivalent years of experience
  • Minimum 8 years Big 4, consulting practice advisory and /or large company IT audit experience
  • Professional Certification preferred –CPA, CISA, CISSP, CISM, CBCP, CIA or CFE
  • Strong knowledge of internal control concepts, principles, and techniques, including COSO and COBIT frameworks
  • Strong leadership skills and experience managing and mentoring staff
122

Senior IT Audit Manager Resume Examples & Samples

  • Supporting Corporate Audit leadership in management of a strong internal audit practice, demonstrating a high performance culture which embeds the “Our Way” principles
  • Assisting staff in the management of their careers and realization of their professional goals
  • Professional designations/certifications (CISSP, CISA, CRISC or other relevant IT designation) with IT knowledge/experience preferred
123

IT Audit Manager Resume Examples & Samples

  • Assessing, managing or auditing IT audits for large-scale investment organizations -- mainframe, mid-frame, networked and desktop environments -- at the system, hardware and function levels
  • Managing and performing risk and data analysis audits for compliance with regulations, drafting audit reports and liaising with and reporting to senior executives on audit results and corrective actions
  • Software tools (Java, VB, ASP)
  • Audit tools such as ACL
  • Knowledge of financial services and/or relevant technologies supporting regulatory, brokerage, transfer agency, financial statements
124

IT Audit Manager Resume Examples & Samples

  • 7+ years relevant experience in areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, or application infrastructure, including actual "hands-on" experience with the technologies; experience should also include areas such as implementation, project, program management, and audit practice experience
  • Progressive experience supporting multiple IT projects/engagements in technical areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, application infrastructure
  • Functional/audit/consulting expertise with technical areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, application infrastructure; with experience demonstrating increasing responsibility in subject area
  • Strong communication skills able to present clearly and articulate complex technical information to Corporate Audit management and partner with Audit Directors and Senior Directors in communicating information
  • Experience with tools and technologies including a combination of the following: SAP GRC, Approva, SQL programming, ETL technologies and supporting processes, cybersecurity capability design tools and processes, python programming, Tableau, ACL and SpotFire that support data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, and application infrastructure
  • Ability to obtain work visa for U.S. and other PepsiCo locations
125

IT Audit Manager Resume Examples & Samples

  • Internal Audit (Business & ITGCs), Risk, Controls and Assurance, SOX Testing & Reporting, Compliance, Accounting especially for Revenue Streams & Customers' Billing in Mobile business sector as well as IT controls relevant for management and delivery of Shared Services activities
  • Substantial experience of public accounting experience and/or internal auditing experience, including acting in the capacity of a manager
  • Experience within the Mobile/Telecommunications industries strongly desired, with specific expertise in billing, provisioning, reporting and finance
  • Prior auditing under ISO 27001 is fundamental,
  • Experience in auditing under ISO 9001 as well as PCI Data Security Standard is a plus
  • Experience auditing enterprise applications, information security and cyber security practices, and various technology platforms (e.g. Windows database)
126

IT Audit Manager Resume Examples & Samples

  • The candidate will be required to evaluate the adequacy and effectiveness of internal controls relating to risks involved in the relevant areas in accordance with Group Audit Methodology and the established risk assessment framework
  • The candidate will support implementation of the Group Audit risk-based methodology including; performing coverage of automated business processes and the respective technology environment and supporting structured ongoing risk assessment via Continuous Audit Assessment
  • The candidate will be required to lead and successfully deliver Technology audits, or participate in integrated Business and Technology audits, both locally and globally
  • The candidate will be required to complete all work assigned to them promptly
  • This may also include ad-hoc projects and special investigations
  • They will understand the client's marketplace and expectations and will continue to develop technical expertise relevant to the industry
  • Whilst the majority of the audit work is based in Singapore, the team is also responsible for coverage in certain overseas locations. Some travel may therefore be required
127

IT Audit Manager Resume Examples & Samples

  • Manage technology audit execution for a portfolio of audits, demonstrating an ability to effectively prioritise competing commitments, performing/ assisting with fieldwork as/ when required
  • Demonstrate the ability to proactively manage relationships with key IT stakeholders
  • Maintain an awareness of key regulatory initiatives and industry best practices impacting the Group’s IT environment, and ensure that these are considered in the planning of upcoming audits
  • To help build Technology audit in the Poland BDC and develop technical and leadership skills, and provide constructive and timely feedback to junior staff
128

Senior IT Audit Manager Resume Examples & Samples

  • Planning, implementing, and directing coverage for Technology audits, based on corporate and industry risks
  • It is essential that the incumbent demonstrate marketplace awareness as it relates to the assigned lines of business and apply this knowledge to audits, special projects, and the overall operations of the team
  • The role will manage team resources, having overall responsibility and accountability for the hiring and development of assigned team members, providing team members with challenging opportunities, timely feedback, training, and overall career development guidance
  • Experience with configuration and security features for IT Infrastructure and products including Operating Systems, Network Technologies, Business and IT Resilience, Storage, Database, Middleware, Batch Processing, Data Loss Protection/Prevention, Cyber Security, Identity and Access Management, Active Directory and Data Center Operations
  • Experience developing a professional staff capable of meeting team, departmental, and organizational goals; preparing staff to adapt to changes in the corporate environment; and motivating them to higher levels of performance
129

IT Audit Manager Resume Examples & Samples

  • Articulate, inspire, and engage commitment to a plan of action aligned with organizational
  • Demonstrate strong leadership skills including ability to work well with senior leaders
  • Possess very strong written and verbal communication skills
  • Thrive on change and continuous improvement
  • Demonstrate and foster a sense of urgency, strong commitment, and accountability while making sound decisions and achieving goals
  • Demonstrate consistency in values, principles and work ethics
  • Focus on exceptional customer service and drive innovation to create an atmosphere that supports new ideas and initiatives
  • Create an environment where people from diverse cultures and backgrounds work together effectively
  • Be of unquestionable integrity, ethical and moral character
  • 8 or more years of IT audit experience, with 3 or more years of proven IT audit management experience
  • Bachelor’s degree in business or IT required
  • CPA, CIA, CISA or CISSP is required
  • Proficient in analytical tools such as Hadoop, SQL or Business Objects
130

IT Audit Manager Resume Examples & Samples

  • Manage and oversee projects and audits within the domains of: Application & Infrastructure lifecycle management (SDLC), Business Process & System Analysis and Design, Business Process Improvement, Program roadmap and governance, and benefits realization
  • Manages staff. Provides guidance, training and motivation as necessary to develop staff. Hires, evaluates and counsels personnel
  • Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, recommends wage increases in accordance with all applicable Human Resources policies and procedures
  • Manages audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business
  • Prepares and delivers presentations to engagement team members, client management and executive senior management
  • Promotes, builds and maintains a constructive relationship with Internal Audit's customers and stakeholders
  • Maintains knowledge of significant technology Vanguard IT initiatives. Performs prompt and adequate audits, investigations and consulting services
  • Reviews audit project plans, work papers and audit reports, including discussing issues with management, and ensuring adequate quality control is in operation. Follows up on replies to reports, reviews replies and posts audit reviews. Operations including time management, performance reporting, scheduling staff resources and weekly reporting to Internal Audit Manager
  • Recruits, trains and develops staff to ensure that an efficient and high standard of computer auditing is maintained
  • Provides assessment of staff, senior and lead auditors. Educates staff, senior and lead auditors in audit methodology and understanding IT process and controls
  • Minimum of 9-12 years of experience, with recent project management and/or application development experience using common development methodologies (e.g., Scrum, Kanban, Waterfall, etc.) and Agile principles
  • Strong understanding of infrastructure components, including: servers, operating systems, data storage (e.g., SANs, databases), directory services (Active Directory), and networking concepts/protocols
  • Professional certification (e.g., PMP, PMI-ACP, CBAP, CISA, etc.) is a plus
131

IT Audit Manager, Infrastructure & Operations Resume Examples & Samples

  • Manage and oversee audits and projects within the domains of: Emerging Technologies (e.g., Mobile, Cloud), Infrastructure (Server, Database, and end-user device build and configurations), Network architecture design and operations, Performance and Capacity Management, Incident and Availability Management, Data Center Management, and IT benefits realization
  • Manages staff. Provides guidance, training and motivation as necessary to develop staff. Hires, evaluates and counsels personnel. Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, recommends wage increases in accordance with all applicable Human Resources policies and procedures
  • Manages audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business. Prepares and delivers presentations to engagement team members, client management and executive senior management
  • Oversees and holds ultimate responsibility for developing and communicating the objectives of an audit and of other planned services to team members and clients
  • Promotes, builds and maintains a constructive relationship with Internal Audit's customers and stakeholders. Maintains knowledge of significant technology Vanguard IT initiatives
  • Performs prompt and adequate audits, investigations and consulting services. Reviews audit project plans, work papers and audit reports, including discussing issues with management, and ensuring adequate quality control is in operation. Follows up on replies to reports, reviews replies and posts audit reviews. Operations including time management, performance reporting, scheduling staff resources and weekly reporting to Internal Audit Manager
  • Recruits, trains and develops staff to ensure that an efficient and high standard of computer auditing is maintained. Provides assessment of staff, senior and lead auditors
  • Educates staff, senior and lead auditors in audit methodology and understanding IT process and controls
  • Minimum of 9-12 years of experience, with 3+ years of recent experience in data center environments operations
  • Minimum of 4-5 years of people leadership experience
  • Strong understanding of infrastructure components, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and basic networking concepts
  • Strong conceptual thinking aptitude
  • Exposure to internal audit, compliance or other internal control functions is a plus
132

IT Audit Manager Resume Examples & Samples

  • Bachelor’s Degree in Accounting or Computer Science
  • Preferably, candidate will have 4+ years of recent auditing experience in Big 4 public accounting or equivalent and/or industry IT AND Financial Audit experience
  • Experience with financial and operational audits
  • CISA and/or CPA certification is expected
  • Data mining experience is preferred
133

IT Audit Manager Resume Examples & Samples

  • Support project planning for Microsoft’s technology infrastructure, security, and general IT processes Perform audits, consulting engagements, and other influencing activities of infrastructure technologies, security, supporting operations, and processes
  • Conduct reviews in highly technical areas of current/emerging technologies including Internet, Intranet, cloud, security, distributed computing, firewalls, and Windows Server
  • Remain current and increase knowledge in the areas of auditing, business, company products and company information and Microsoft technologies, applications and other related technologies, utilizing self-study and/or continuing education efforts
  • Develop draft audit reports by identifying and gathering support for potential issues, and recommending solutions
  • Utilize departmental audit systems to manage projects, work papers, risk assessment, reporting and reporting follow-up
  • Communicate with departmental representatives and client management regarding the project status. Coordinate with external auditors, and work with outside contractors with respect to specific IT audit engagements
  • Establish and maintain strong customer relationships with internal and external customers, managers and staff
  • Advise and influence a team of technical auditors; providing technical and quality oversight, advice to internal audit projects and consulting services regarding technologies, IT risk and controls, and provide guidance and training opportunities
  • A BS/BA degree, preferably in Finance, information systems, computer science, engineering or other related IT field or a minimum of 5 years of experience in Information Technology, hardware or software product development, IT audit, IT Assurance or closely related field, IT Security operations or IT security architecture
  • Proven team player with demonstrated skills working on strong, effective and self-directed teams Ability to travel domestically and internationally for 2-3 week periods up to 20% of the year
  • Specific Functional/Technical Skills
  • Excellent understanding of concepts related to information systems audit, information security, general IT controls, application controls and technology risks
  • Ability to communicate highly technical issues to both technical and non-technical audiences and demonstrated innovation in IT audit program development and delivery
  • Knowledge of external leading risk and controls frameworks such as COBIT (Control Objectives for Information and related Technology), ISO27000, and IT related internal controls
134

Senior IT Audit Manager Resume Examples & Samples

  • Bachelor’s Degree in Computer Science, MIS, Engineering, Information Security, or a related discipline with solid academic credentials
  • Minimum of 13 years of experience, with recent project management and/or application development experience using common development methodologies (e.g., Scrum, Kanban, Waterfall, etc.) and Agile principles
  • Minimum of 8 years of people leadership experience
  • Working experience with common technology and control assessment frameworks (e.g., ITIL, PMBOK, and COBIT)
135

IT Audit Manager Resume Examples & Samples

  • Executing integrated audit programs including planning, client coordination, fieldwork and testing, issue vetting and reporting
  • Leading risk assessments and audits of IT general controls and controls over technology processes
  • Building relationships with senior IT and business executives through regular conversations, proactive engagement in client projects and offering valuable insights both formally and informally
  • Excellent verbal and written communication to people at various organizational levels and with different levels of technology experience
  • Identifying compliance and regulatory requirements related to technology and IT operations within the financial industry such as Dodd-Frank and Payment Card Industry Compliance
  • Applying technology audit skills including experience applying NIST, FFIEC, COBIT, ITIL, ISO and PMI standards in planning, executing and presenting results for audits
136

Senior IT Audit Manager Resume Examples & Samples

  • Develops, implements, and maintains an effective risk based audit program that includes ensuring compliance with applicable laws and regulations and Regions' policies and procedures
  • Ensures audit programs are developed that clearly and accurately indicate methods to achieve all desired objectives
  • Reviews the work papers prepared by the assigned Auditor/ Auditor Senior ensuring that the work is complete, audit objectives accomplished and conclusions appropriately reached and documented
  • Manages multiple projects ensuring that assigned portions of the annual audit plan are achieved
  • Ability to interact with senior management
  • Proven experience in leadership and supervision of associates and project management
137

IT Audit Manager Resume Examples & Samples

  • Manage relationships with key leaders and understand the challenges associated with leading edge technologies in a fast paced, growing company
  • Create and maintain the overall IT audit strategy and plan, and coordinate activities with the financial audit team to ensure alignment and resourcing
  • Manage individual IT audit projects, including performance of walkthroughs and testing associated with IT general controls for SOX, compliance audits and/or other operational audits as time permits
  • Communicate audit results (verbally and in writing) to management, obtain remediation plans and track through completion
  • Coordinate the IT portion of the annual SOX audit with the external auditors
  • 6+ years of experience performing IT risk assessments and audits
  • Direct supervisory experience of individual team member assignments; staff training and performance management experience a plus
  • Solid foundational knowledge of Windows/Linux OS, MS SQL/MySQL DB and working knowledge of Agile, DevOps and CI/CD concepts; ability to read program code is a plus
  • Demonstrated ability to operate in highly automated (e.g. software development and eCommerce) environments with leading edge technologies and processes
  • Strong working knowledge of governance and control frameworks such as COBIT, ITIL and ISO
  • Advanced knowledge of Microsoft Excel, Access, PowerPoint and Visio, including basic knowledge of VBA/Macros and MS SQL
  • Highly analytical, detail oriented and organized
  • Able to meet assigned deadlines
  • Influential written and oral communication skills in group and one-on-one settings with all levels of employees, management and external parties
  • Excellent internal customer service and interpersonal skills
  • Ability to thrive in fast paced, constantly changing environment
138

IT Audit Manager Resume Examples & Samples

  • At least five years of experience within internal or external audit, information technology or technology compliance
  • Demonstrated experience in project management, including budgeting, scheduling, and time management; experience with performance management; ability to effectively interact with IA and IT audit staff and other members of the IA management team, ability to effectively interact and communicate with all levels of IT management including CISO and CIO
  • Experience with data analytics or visualization tools desired
  • Strong knowledge of, or capability to learn, the technical, tactical, and strategic aspects of Southern Company’s IT business
  • Strong skills in the following areas: logical thinking and analytical mindset, oral and written communication, interpersonal relationship and team building, and project management, including ability to lead multiple projects and drive completion within deadlines while managing resources to produce quality work
  • Performance management skills (including the preparation and delivery of meaningful performance evaluations), demonstrated ability to improve the productivity and performance of assigned professionals
  • Ability to quickly recognize skill sets needed to address audit risks and assign staff and subject matter resources to projects accordingly
  • Strong understanding of risks and controls in specific areas of focus within the technology environment, including operations, change management, problem and incident management, asset management, governance, cybersecurity, logical access, environmental controls and physical security, and data management
  • Build and sustain trusted relationships with audit clients across all levels of the IT organization, including IT executive management
  • Apply strong IT business acumen, leveraging audit and analytical skills, to perform risk assessments, and develop and successfully manage risk-based audit projects
  • Maintain and enhance a collaborative team atmosphere with all IT audit professionals, including service provider subject matter experts
  • Develop a culture of continuous improvement in the IT audit function
  • Participate in appropriate external organizations to obtain personal and professional training and development, as well as identify and implement leading practices within Internal Auditing
  • Hire, develop and manage a qualified staff, including performance management, goal setting, project prioritization and appropriate delegation of work assignments
  • Oversee the planning, fieldwork, reporting, and follow-up phases of IT audits in accordance with departmental (i.e., Internal Audit Manual) and professional standards (promulgated by the Information Systems Audit and Control Association and the Institute of Internal Auditors)
  • Assist the IT Audit Director in the development of the annual Audit Plan by providing input to a risk assessment of market, regulatory, and corporate systems and related infrastructure operated Company-wide
  • Coordinate and collaborate with other audit leads (operations, compliance, strategy, accounting/finance/treasury) to: embed data analytics into audits to improve coverage, identify and test key automated controls, and/or address other relevant IT risks
139

IT Audit Manager Resume Examples & Samples

  • Develop an ongoing "trusted advisor" relationship with internal clients and Internal Audit business unit colleagues to ensure timely and consistent controls advice
  • Collaborate with business, technology, security, legal, and privacy practitioners to evaluate initiatives that protect employee and customer privacy
  • Collaborate with application developers, system architects, engineers, and security practitioners to perform readiness assessments of pre-production applications and systems
  • Experience with complex and integrated processing environments supporting finance, human resources, risk, and compliance functions
  • Experiential understanding of application development, databases, web application technology, Oracle, PeopleSoft, and secure application development (SSDLC)
  • Experiential understanding of solutions that enable and automate security such as authentication, authorization, and accountability
  • Experiential understanding of security monitoring activities that enable vulnerability, internal/external threat monitoring, incident management and intelligence activities
140

Senior IT Audit Manager Resume Examples & Samples

  • 1) 15+ Years experience managing a team of at least 5-7 people and overseeing 3rd party client relationships
  • 2) Experience overseeing one or more core competencies of the SDLC including Software Dev, Testing, Apps Support, etc
  • 3) Possessing a balance between being a technical and functional people leader in an Enterprise wide environment. (40% Technical, preferably with a Java Background and 60% functional/managerial)
  • *Financial Services isn't a MUST but would certainly be a nice to have.**
141

IT Audit Manager Resume Examples & Samples

  • Assessing risk and developing the scope of IT audits and other special projects
  • Creating audit programs, testing technology controls and delivering quality audit results in a timely manner
  • Developing value-added recommendations to improve internal control design and operating effectiveness
  • Presenting audit findings to management and negotiating action plans to appropriately mitigate risk
  • Applying current developments in technology, auditing practices, data analysis and risk management to achieve continuous improvement of the audit process
  • Assisting the Associate Director with annual risk assessments of IT auditable entities, development of the annual IT audit plan, scheduling and other administrative responsibilities
  • Enhancing and creating value for the organization by partnering with business and technology leaders on key strategic initiatives to provide meaningful insights that help to anticipate risks before they occur
  • Bachelors of Business Administration (BBA) with Accounting or Finance focus or Bachelor of Science with a Management Information Systems/Computer Science focus with substantial IT audit experience
  • An ability to think critically, prioritize efforts using a risk-based approach, and drive positive change in a large organization
  • Proficient computer skills utilizing Microsoft Office software (Word, Excel and PowerPoint)
  • Working knowledge of IT General Controls (ITGCs) Generally Accepted Accounting Principles (GAAP), Generally Accepted Accounting Standards (GAAS), CobiT and other technical IT standards
142

IT Audit Manager Resume Examples & Samples

  • Willingness to travel to client locations (average of 25 - 40% throughout the year)
  • 5+ years of experience working as an IT auditor or IT Risk Advisor for a public accounting firm, a professional services firm, banks or within industry
  • Interest in business development and recruiting
  • Competence with cybersecurity offerings
143

IT Audit Manager Resume Examples & Samples

  • Specialist Degree in IT or equivalent
  • Good and sound overall understanding of IT infrastructure including proficiency in one or more platforms/systems (i.e. Windows, Oracle, Networks, …)
  • Very Good understanding of IT General Computer Controls
  • Audit experience within a large organization/large IT operations group
  • Ability to build good stakeholder relationships and communicate effectively at all levels
144

IT Audit Manager Resume Examples & Samples

  • May participate in and/or manage projects, completing assigned tasks and responsibilities within the assigned budget and timeline, and explaining variances
  • May act as the primary client contact; communicates findings and develops resolutions with audit management and business client; consults with clients in developing action plans to resolve control issues or risks; handles the resolution of high risk issues with management; maintains a positive working relationship with auditees; maintains an ongoing relationship with key business contacts
  • 5-8 yrs. relevant business experience
  • Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.)
  • Proficient understanding of system development lifecycle methodology, operating system and database platforms (mainframe, client/server, Web services, Windows, UNIT, AS400, DB2, etc.)
  • Possesses fundamental understanding COBIT principles
  • Possesses proficient understanding of data analysis tools such as ACL, and application of financial and operational analytics; knowledge of risk-based analytics of business finances and operations, and data sources that drive the analytics
  • Possesses proficient understanding of Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting
  • Intermediate-level understanding of the financial services industry
145

IT Audit Manager Resume Examples & Samples

  • Certified as, or working towards CISA, CIA, CPA, CISM or CISSP designation
  • Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.) and IT application control concepts (application processing controls, system reconciliations, interfaces, reports testing, workflows); proficient understanding of system development lifecycle methodology, operating system and database platforms (mainframe, client/server, Web services, Windows, UNIT, AS400, DB2, etc.)
  • Possesses proficient understanding of COBIT principles, Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting; also intermediate-level understanding of the financial services industry
  • Experience with performing project assurance reviews for pre-implementations
146

IT Audit Manager Resume Examples & Samples

  • Conducts or assists in the conduct of studies of limited-to-moderate complexity to assess the soundness, adequacy, compliance, and cost-effectiveness of the enterprise's operational and information systems' controls
  • Devises and recommends remedies to faulty systems and procedures; to the extent possible, assists management in developing action plans to resolve control issues or risks
  • May act as the primary client contact and maintain a positive ongoing working relationship with auditees
  • Essential Business Experience and Technical Skills
  • Has 5-8 years of relevant business experience
  • Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.), cybersecurity, cloud, privacy, and IT regulatory risks and controls
  • Possesses fundamental understanding of multiple guidelines such as IIA, COBIT, NIST, SOX, and PCI DSS
  • Possesses proficient understanding of auditing practices including sampling and testing methodologies, and risk management
  • Demonstrated ability to influence business stakeholders as well as coach audit team members
  • Prefer candidate that has earned CISA, CISSP or CISM certification
147

IT Audit Manager Resume Examples & Samples

  • Minimum 5 years relevant industry experience in IT Audit, and/or Information Technology Compliance
  • Advance knowledge of information technology and/or information security is required and must have a good understanding of functional IT processes; demonstrable understanding of audit terminology, practices and documentation standards is required. Advance Knowledge of technologies such as Windows, UNIX, Linux, Stratus, Oracle Database, and Sybase database
  • Basic understanding of Networks, firewalls and routers
  • Ability to transfer knowledge; both as an advisor to technical staff, and as a translator for less technical management
  • Strong problem-solving and analytical skills; comfortable tackling complex problems and breaking them down into manageable pieces Strong analytical, interpretive and organizational skills
  • Ability to work independently and as a team to achieve goals; often deadline-oriented and dynamic environment
  • Proficient with Microsoft Office (Excel, Word, PPT)
  • Working knowledge of regulatory environments applicable to the financial services industry
  • Working knowledge of Privacy, BASEL, and HIPPA
148

IT Audit Manager, Internal Audit Resume Examples & Samples

  • Monitor the rollout, implementation and monitoring of cybersecurity guidelines. Provide thought leadership and practical recommendations on methods to improve the overall implementation process
  • Aid the IT Senior Manager with the development and execution of a cybersecurity audit work program
  • Assist with the development of IT audit scopes, objectives and audit programs alongside the IT Audit Senior Manager
  • Assist the IT Audit Senior Manager with identification and communication of significant IT risks across AES and closure of IT Audit reports
  • Coordinate with regional IT leadership in identifying areas of high and emerging risk across the organization
  • Oversee general computer and application controls testing related to SOX 404 compliance
  • Oversee audits on a wide variety of IT risk areas such as system implementations, general IT controls and system administration
  • Assist with the preparation and review of formal written reports expressing opinions on the adequacy and effectiveness of the systems
  • Provides IT best practice recommendations based on result of audit/assessments and monitor remediation of control deficiencies as needed
  • Provides technical recommendations in the areas of vulnerability assessment, network security, and security implementation
  • Act as primary liaison with the external auditors for IT related issues
  • 7-10 years of experience with IT internal audit OR Information Technology
  • Experience with information security
  • Strong understanding of antivirus, IPS/IDS, SIEM and vulnerability management tools
  • Technical skills in network, security appliances and firewalls
  • Experience with global cybersecurity controls implementation
  • Ability to work under pressure and handle multiple requests
  • Spanish language skills preferred
149

IT Audit Manager Resume Examples & Samples

  • Plays significant role in managing the company’s standard audit and assessment programs (SOC 1, SOC 2, PCI, etc.) which includes the following activities: performance of control testing, review of control testing performed by others, coordination with external auditors, providing guidance to control and process owners, and monitoring and reporting on remediation efforts
  • Manages IT and information security risk assessments, audits, and gap analyses as needed with oversight from the Director
  • Provides IT/Security control best practice recommendations based on result of audits/assessments and monitors remediation of deficient controls/weaknesses, as needed
  • Assists with identification and communication of significant IT risks across the enterprise
  • Partners with IT, legal, development and/or the security office to complete other IT related initiatives across the enterprise, as needed
  • Supervises and contributes to the development of department staff and/or third parties assisting the department
  • 4+ years of experience as an IT auditor or relevant IT experience
  • Ability to travel 10% - 20%
  • Professional certification required (e.g. CISA, CISSP, GSNA or similar)
  • Knowledge of and hands-on experience with SOC 1 and/or SOC 2
  • High level of personal and professional ethics
  • Ability to define issues, collect data, establish facts and draw valid conclusions
  • Ability to understand in-house developed systems and identify risks
  • Ability to prioritize multiple tasks and meet deadlines with minimal supervision
  • Ability to communicate technical information to non-technical audiences at all levels of the organization
  • Ability to effectively supervise staff, delegate tasks and responsibilities, and monitor progress
  • Knowledge of and hands-on experience with PCI and/or HIPAA audits
  • Prior experience with Archer eGRC
  • Master’s degree in Information Systems, Computer Science or related field
150

IT Audit Manager Resume Examples & Samples

  • Perform risk assessments and lead audit activities from planning, execution, through to reporting, including supervision of junior staff
  • Communicate findings to various levels management and identify opportunities for improvement in risk mitigation and design effectiveness of controls
  • Prepare audit deliverables that meet departmental and professional standards of quality
  • Partner with regional and offshore audit teams, data analytics resources, and management to evaluate, test and report on the adequacy and effectiveness of internal controls
  • 5-8 yrs of audit experience in IT, regulatory compliance, and large-scale implementation of processes and/or systems. Possesses proficient understanding of Generally Accepted Audit Standards, IIA standards, auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC reporting
  • Ability to quickly learn new areas of the business by applying solid foundation and understanding of internal controls and general business practices
  • Working towards CISA, CIA, CPA, or other relevant designations
  • Possesses intermediate-level understanding of IT general controls (change management, logical security, data backup and retention, etc.), application controls, and proficient understanding of system development
  • Prior experience with use of data analytics to achieve assurance and/or risk assessments
151

IT Audit Manager Resume Examples & Samples

  • To demonstrate and promote Internal Audit’s Values and Goals To demonstrate and promote Internal Audit’s Values and Goals To demonstrate and promote Internal Audit’s Values and GoalsTo demonstrate and promote Internal Audit’s Values and Goals (Work is conducted with effective communication, professionalism and integrity, expertise, and trust and respect)
  • To perform agreed departmental tasks / roles (e.g. “SME” roles, internal administrative tasks)
  • Infrastructure (operating systems, databases, networks, middleware, third party providers/outsourced providers, data centres etc.)
  • Business Continuity Planning – incl. IT disaster recovery
  • Applications auditing
  • IT Governance / Strategy
  • Project & programme management / system development
  • Security (IT, Cyber, general)
  • IT Audit - CISA (Certified Information Systems Auditor, by ISACA); QiCA (Qualification in Computer Auditing, by IIA UK)
  • Internal Audit – CIA/CMIIA or equivalent
152

IT Audit Manager Resume Examples & Samples

  • Collaborate with Internal Audit Manager to lead Internal Audit Team during planning and execution of Internal Audit plan, including IT audits, integrated IT/operational audits, SOX assessments / testing, investigations, and special projects
  • Assist Internal Audit Director with preparing and presenting materials during Leadership meetings, including Audit Committee meetings
  • Collaborate with Internal Audit Director and Internal Audit Manager to transform the Internal Audit function as part of Patterson’s Internal Audit Transformation Initiative
  • Lead execution of IT audit risk assessment and development of IT audit plan, in conjunction with development of the overall audit plan
  • Provide oversight for Internal Audit’s IT audit assistance to external auditors during year-end audit
  • Supervise and provide career development coaching to direct reports
  • Perform other duties, as assigned
  • Bachelor’s degree in Information Technology, Accounting, Finance, or related field
  • 7+ years of progressive, post-baccalaureate experience auditing/assessing IT processes and system-related risks and controls for large companies
  • Demonstrated ability to independently identify gaps in controls and provide recommendations to effectively mitigate risks
  • Demonstrated verbal/written communication skills and ability to effectively present information and recommendations to senior leadership
  • Proven problem solving and business risk analysis skills
  • Ability to travel up to 15%, depending on project assignments
  • CPA, CIA, CISA, CISSP, and/or CISM preferred
  • Experience in the healthcare and/or distribution industries desirable
153

IT Audit Manager Resume Examples & Samples

  • Manage and execute risk-based operational audits including risk assessments, audit planning, audit testing, control evaluation, report drafting, and issue remediation. Execute audits in accordance with department and professional standards, and complete assignments timely in an efficient manner. Prepare audit work papers and reports with minimal intervention
  • Perform annual risk assessment and participate in development of IT Audit annual plan
  • Work closely with audit colleagues and business units to test and report on the adequacy and effectiveness of management controls relating to SOX ITGC as well as standard financial statement areas
  • Serve as technical resource for specific technical areas such as ERP, Infrastructure, Cybersecurity, Databases, SaaS
  • Minimum Education Required: Bachelor's degree in Technology, Accounting, Finance or related discipline from a four year university
  • Minimum Experience Required: 6+ years of work experience in Technology Audit or related areas, preferably within the Software industry
  • Licenses/Certifications Required/Preferred: Preferred – CISA, CISM, CIA, CISSP
  • Software/Systems Skills Required/Preferred: Required – Strong understanding of technology processes (i.e. change management, security, technology operations) and application controls for end users and back office operations
  • Advanced understanding of internal control and the demonstrated ability to evaluate and determine the adequacy of controls by considering business, IT and infrastructure risks
154

IT Audit Manager Resume Examples & Samples

  • Reporting directly to the Global Director, Internal Audit, lead day-to-day internal audit activities in the performance and management of information technology engagements, Sarbanes-Oxley compliance testing activities, and management of special projects
  • Assist in the development of the annual audit plan, strategy and budget to ensure the internal audit function’s responsibilities are met
  • Assist in the performance and delivery of an annual Enterprise-wide Risk Assessment
  • Assist in the assessment, tracking, and reporting of Sarbanes-Oxley testing results including control deficiencies. Act as an IA liaison with the Company’s process owners, management and external auditors on assigned Sarbanes Oxley related matters
  • Partner with management to identify risks, develop action plans and monitor completion
  • Contribute towards building IA’s knowledge, technical tools and capabilities at the individual and team level, manage audits and third party resources to ensure teams are effectively and efficiently utilized
  • Discuss audit issues with management; lead efforts in formulating recommendations for process improvements during financial & operational audits in relation to IT; and control gap remediation identified during Sarbanes-Oxley testing
  • Provide support and input related to the management and development of IA resources including training, performance evaluation and career development
  • Provide thought leadership and contribute in developing framework, methodology, programs and tools around new audit areas. Partner with other IA managers and align on IA technologies to be used globally
  • Lead IA strategy on use of data analytics to support audit methodology and execution
  • Ability to travel 20-30%, some international travel
  • This position will have oversight of outsourced resources and eventually, 1-2 direct reports
  • BA/BS in Computer Science, Information Systems, MIS, Accounting, or related area
  • Minimum 7 years of combined experience in public accounting, internal audit functions, and/or relevant operational experience. (At least 3 years at a Big Four Public Accounting Firm preferred)
  • Professional certifications of CISA, CIA, CISSP, CPA and/or MBA preferred
  • Progressive experience supporting multiple IT projects/engagements in technical areas such as data analytics, cybersecurity, cloud computing, SAP, mobile technology, application infrastructure
  • Previous accounting and/or operational experience in industrial chemicals and publically traded companies preferred
  • Experience with SAP environments would be beneficial
  • Experience with merger and acquisition integration and audit considerations would be beneficial
  • Ability to develop IT audit universe and audit plan
  • Familiarity with common technology, project management and control assessment frameworks (e,g,, ITL, NIST and COBIT)
  • Functional/audit/consulting expertise with technical areas such as data analytics, cybersecurity, cloud computing, SAP, mobile technology, application infrastructure; with experience demonstrating increasing responsibility in subject area
  • Strong analytical, problem solving, time management and organizational skills
  • Excellent interpersonal skills to engage all levels of management
155

IT Audit Manager Resume Examples & Samples

  • Assess the design of general information technology controls related to financial reporting processes and test the controls for operating effectiveness pursuant to our annual Sarbanes-Oxley 404 assessment process
  • Advise management on resolution of identified deficiencies and act as a subject matter expert
  • Manage audits and special assignments, develop value add recommendations, and effectively communicate audit results to the management
  • Work effectively with external consultants and external auditors
  • Big Four external or internal audit experience required
  • 7+ years of IT audit, people supervisory experience, some of it at a public company. Global experience is preferred
  • BA/BS degree and CISA designation required
  • Experience with auditing in technology / telecom industry
  • Ability to work in a fast-paced environment, often on multiple projects simultaneously across different functional groups with minimal day-to-day guidance
  • Ability to influence cross-functional collaboration and interact with various business leaders throughout the company globally
  • Thorough understanding of the COSO framework and International Standards for the Professional Practice Internal Auditing
156

IT Audit Manager Resume Examples & Samples

  • Minimum five (5) years internal/external audit work experience and five (5) years information systems audit management experience required
  • Mature oral and written skills with a demonstrated ability to communicate with organizational leaders at all levels, using tact and diplomacy
  • Effective supervising and leading of staff who are in a direct reporting relationship
  • Self-direct work efforts that are competent, organized and thoughtful, demonstrating effective time management skills
  • Demonstrate critical thinking, judgment, wisdom and decision making skills that enhance and guide the management and execution of audit plans and processes. Manage internal audit processes in accordance with applicable laws, auditing, and accounting standards
  • Coordinate work with external auditors, federal and state agencies, and external consultants as necessary
  • Maintain confidentiality of information and materials
  • Demonstrate proficiency using office software applications, including spreadsheets, databases, and data analysis tools
157

Global IT Audit Manager Resume Examples & Samples

  • Update meetings with IT Senior Leadership including CISO and CIO
  • Oversees the testing procedures related to all aspects of our IT controls activities
  • Plays an integral role in our Sarbanes-Oxley Section 404 project team. Documents, reviews, tests, and assesses IT-related processes and controls. This includes application controls as well
  • Coaches, guides, and reviews work product of senior-level IT auditors
  • Monitors reported issues and deficiencies, including follow up and validation of management actions. Takes corrective action, where necessary
  • Interacts with individuals throughout all levels and functions of the organization, including executive and business unit leaders
  • Involved in risk assessment resulting in an audit plan to be approved by our Vice President of Internal Audit and Audit Committee
  • Coordinates work with External Auditors
  • Provide expertise and leadership in growing IT risk such as governance, cyber-security, data-privacy, vendor management…
  • Educates management teams about identified risks and helps them to design controls to cover those risks without losing auditing independence
  • Assists with integrating control frameworks for acquired businesses
  • Ability to manage a remote team and drive change
158

IT Audit Manager Resume Examples & Samples

  • Reviews of business, technology and data processes/practices to ensure compliance with MetLife Policy, use of compliant best practices, procedural efficiency and accuracy
  • Contributes to or prepares reports of audit findings for business managers and proposes recommendations for changes as needed. Prepares reports for senior management on larger-scale audit assignments; and
  • Ensure compliance to MetLife Policy & Procedures, procedural efficiency, risk management and accuracy
  • Ensure compliance to regulatory standards and best practice; and
  • Ensure compliance to Risk and Security, where applicable to role
  • Principal Accountabilities of Position: Auditing, Project Management and Relationship Management
  • Bachelor’s degree required in Computer Science, Information systems, or related field of expertise
  • Minimum of 5–8+ years IT audit experience, public accounting and financial service industry experience preferred. Experience working in risk management and data governance a plus
  • Certified as, or working towards a CIA, CPA, CISA, CISM or CISSP designation
  • Competent knowledge of Data controls, IT and Information Security operations, policies and procedures
  • Excellent analytical ability to understand business issues associated with data risk management and governance, data, and related standards, risks and controls, identifying root causes and recommending solutions
159

IT Audit Manager Resume Examples & Samples

  • 8+ years of direct or comparable assurance experience
  • Examiner from a bank regulatory agency is a plus
  • Strong communication skills in working with departmental management and staff, divisional management, and external parties
  • Strong team player with ability to offer her/his opinions and yet respect the collective decision
160

IT Audit Manager Resume Examples & Samples

  • Review the documented business understanding, business objectives /performance/metrics, key controls, and test strategy
  • Perform and document process walkthrough
  • Work with business unit audit managers to identify key controls provided by IT application systems and devise audit test plans
  • Identify opportunities to automate testing using toolsets deployed internally (CAAT and analytical tools) or through the assessment of other monitoring/analytic tools available within the Information technology department
  • Develop and execute CAATS and perform ongoing maintenance of CAATS library within the Internal Audit department
  • Complete work papers accurately, completely, and as instructed following Audit Department standards
  • Manage multiple simultaneous audit projects within assigned time and budget and ensure there is adequate escalation of project delays / issues to the Director / AVP
  • Act as a relationship manager between Internal Audit and Information Technology application support teams to proactively manage data requirements, understand known / developing risks within applications
  • Participate in the annual testing of SOX/GCC controls and assess impact of any known issues on specific business groups and application areas
  • Executes standard audit engagements, ensuring proper coverage and consideration of auditing principles and practices
  • Minimum of 4 to 6 years of audit and/or IT experience
161

IT Audit Manager Resume Examples & Samples

  • Accounting- 1+ years of experience preferred
  • Audit- 1+ years of experience preferred
  • Information Technology- 3+ years of experience preferred
  • Work experience in the IT area
  • Previous auditing experience, (e.g. Technical working knowledge of auditing standards, methods, procedures and techniques)
  • Candidate should have total business related work experience of 8+ years
  • Experience consolidating US subsidiary of international parent company is a plus
  • Business Administration
  • Economics
  • Computer/Information Science
  • Facilitation Skills
  • IT Skills
  • PC Skills- MS Office
  • Willingness to travel (mainly USA and Canada, but also around the world up to 50% – 60% of time)
  • Goal-orientation with excellent written and oral communication skills
  • Ability to effectively present information and respond to management’s questions and requirements
  • Motivated self-starter with integrity and the ability to maintain required levels of confidentiality
  • Team player. Working experiences in internal audit function are a plus
  • An emphasis on quality of work and continuous improvement
  • Ability to multi-task in an efficient and organized manner (must be flexible and able to adapt to change); demonstrated attention-to-detail skills
  • Ability to develop processes and identify process improvements. Able to identify risks, and to implement programs to resolve complex issues
162

IT Audit Manager Resume Examples & Samples

  • Demonstrate sound project management and administration skills by managing and executing audits and projects within the established timeline, scope, and budget, with minimal supervision
  • Examine and analyze audit information using professional judgment and reasoning to identify strengths and weaknesses of alternative solutions, conclusions, or approaches to problems
  • Proven leadership abilities, including demonstrating the skill sets to manage effectively through change and allocate team workloads to deliver agreed upon commitments
  • Evaluate staff on achievement of department objectives and mentor to develop and achieve personal and professional goals
  • Represent Internal Audit on company initiatives and special projects
  • Ability to instill trust and credibility with internal and external stakeholders and effectively partner and collaborate with the business at multiple levels
163

IT Audit Manager Resume Examples & Samples

  • Working on business IT projects, producing deliverables with regard to Information Technology Strategy, Assessment, System Selection and Implementation
  • Interfacing with clients' management and personnel and managing client relationships and expectations
  • Assisting in selling consulting services directly to clients
  • Providing periodic reporting to senior management
  • Serving a variety of clients within multiple industries
  • Develops high-performing people and teams through challenging and meaningful opportunities
  • Delivers exceptional client service; maximizes results and drives high performance from people while fostering collaboration across businesses and borders
  • Influences clients, teams, and individuals positively, leading by example and establishing confident relationships with increasingly senior people
  • Understands key objectives for clients and Deloitte, aligns people to objectives and sets priorities and direction
  • BS in Computer Science, Business Computer or Management Information Systems
  • CISA or other relevant certifications is a plus
  • 6 to 8 years experience in IT Management Consulting Firm or 7 to 9 years of experience in Technology Industry
  • Good knowledge of Business Applications (Oracle, etc.)
  • Have specialized knowledge of professional management principles, theories, and practices; guidelines or precedents applicable to kinds of problems encountered; trends, current developments, organizational structures and functions; and operating programs, and policies
  • Ability to apply knowledge of structure, functions, and procedures in solving organizational problems and to develop methods for implementing prescribed systems with the capability to predict the effect of changes recommended or instituted
  • Proficiency in English and Arabic (written and spoken)
  • Willing to work hours as needed to meet client deadlines and firm needs
  • Strong proficiency in basic PC applications (Excel, Word, PowerPoint) with a general understanding of data analysis techniques
  • Ability to think strategically and assist in the organization and management of a multi-disciplinary team; ability to sell additional services to clients
  • Ability to conduct extensive research
  • Full mobility travel
164

IT Audit Manager Resume Examples & Samples

  • Bachelor’s or Master’s degree in Accounting or Finance
  • CPA or other equivalent certification is preferred
  • 2+ years of public accounting experience is preferred
  • Travel approximately 50%
165

IT Audit Manager Resume Examples & Samples

  • Development and execution of the annual IT risk assessment
  • Leadership of IT-related audits, including information security/cybersecurity, backup and recovery, data privacy management, etc
  • Streamlining and testing of the organization’s SOX IT general and application controls with the goal to place increased reliance on system-based controls and to automate processes whenever possible
  • Partnership with senior business leaders in system implementation reviews of both 3rd party SAAS and internally developed applications to ensure the right controls are configured/developed
  • Minimum of 3+ years relevant experience with IT, IT audit, public accounting, or internal audit
  • Understanding of IT audit, IT governance frameworks (ex. COBIT, ITIL, etc.)
  • An interest in better leveraging information technology into the organization’s internal control processes
  • Strong focus on learning comScore’s core business and developing a risk and control assurance program that fits with the growth of firm
  • CISA, CISSP, CISM, or IT audit related certification a plus
  • Familiarity with ERPs (particularly NetSuite) and CRM s (especially Salesforce.com) a plus
  • LI-PR1
166

IT Audit Manager Resume Examples & Samples

  • Develop an Audit Planning Memorandum (APM) to identify the objectives and scope of audit for review and approval by the Audit Director
  • Reviews and provides recommendations to enhance the security of SingTel networks and computerised systems
  • Conduct ad-hoc reviews and other investigative work assigned by Audit Committee or senior management
  • May be required to train and supervise staff auditors by providing guidance and technical direction to assure conformance with departmental policies and audit programmes, and in such capacity, to review the work performed by staff auditors
  • Designs and implements audit programmes before the commencement of audits
  • Prepares audit reports to document findings, recommendations and management agreed actions, and submits to Audit Director for review prior to release
  • Performs follow-up reviews to ensure adequacy and timeliness of corrective actions
  • Involves in ad-hoc projects, i.e., annual audit plan, budgeting, IA Website
  • Have a degree in Computer Science or Engineering from an accredited university, preferably with CIA, CISSP or CISA certification
  • Have good written and oral communication skills
  • Be able to work independently
167

IT Audit Manager Resume Examples & Samples

  • Minimum 5 years of experience in one or more of the following capabilities: Auditing and/or Financial Reporting, IT Audit, or ERP controls. SAP experience is a plus
  • Experience with Internal Control Testing
  • Experience with one or more of the following: FISCAM, FISMA, NIST SP 800-53, COBIT, ISO 27000, or SOX
  • Knowledge of OMB A-123 or SOX documentation, testing, and reporting requirements
  • Extensive knowledge of IT and business process controls and best practices
  • Advanced understanding in one or more of the following areas: Operating System Security, Application Security, Database Security, ERP implementations and controls, and Software Asset Management
  • SAP ERP, IT Controls, Business Process Controls, Internal Audit experience
  • CISA or CPA required
  • CISSP are preferred
  • Bachelor’s Degree required from an accredited college or university in a related field
168

IT Audit Manager Resume Examples & Samples

  • Minimum of 5+ years of SOC or IT Audit Experience required
  • Experience in public accounting firm testing IT Controls over Financial Reporting, SSAE 16/SOC 1 and SOC 2, SOX or internal audit in a public company and/or regulated industry highly preferred
  • Experience managing people and multiple engagements highly preferred
169

Senior IT Audit Manager Resume Examples & Samples

  • Guide a team of audit professionals, recruits staffs, develops talents, and builds an effective team to support financial/operational and infrastructure audit teams
  • Oversee and drive Information Technology audit coverage (e.g., integrated, standalone, pre and post implementation and continuous risk assessment) supporting financial, operational and compliance audits across various entities (e.g., Investments, Treasury, Finance, Actuarial, Enterprise Risk Management, HR and Administration, Legal and Regulatory, Digital) in accordance with departmental, Institute of Internal Auditors Standards, and regulatory expectations (e.g., FFIEC) and requirements (e.g., FRB, FINRA)
  • Assure timeliness and quality of all work products (e.g., workpapers, reports, issue validation)
  • Maintains partnerships with senior technology stakeholders and proactively provides risk and control advisories
  • Perform annual audit planning, resource allocation, and budgeting. Continuously assessing and revising the strategy and direction of audit coverage based on industry, business and technology changes
  • Meet with regulators, internal SOX team and external auditors to discuss audit plans and opportunities for reliance
  • Consistently enhance the value of department’s contributions by recommending and developing innovative approaches and solutions (including use of data analytics) within Internal Audit Group and with clients
170

IT Audit Manager Resume Examples & Samples

  • (5-10)+ years of experience in an IT audit function; preferably Big 4
  • Strong professional presence, communication and decision making skills
  • Familiarity and practical application of IT, Security and control frameworks (e.g. HiTRUST, FFIEC IT Booklets, COBIT, etc.)
171

IT Audit Manager Resume Examples & Samples

  • Create test steps for key controls
  • Set-up and create audit files, as necessary, in the electronic work paper tool
  • Execute tests of internal controls within assigned budget
  • Inform Manager of testing progress and any potential issues encountered
  • Identify internal control weaknesses based on evidence gathered during execution and quantify errors as appropriate
  • Define, document, and report audit issues for review by the Manager
  • Determine the "root cause" of the finding
  • Communicates audit results to appropriate levels of management
  • Take initiative to promptly resolve or escalate client concerns that may have an effect on successful completion of the audit
  • Assess technology that is new to the company or the market, such as cloud computing, mobile technology and high performance computing programs, and their related support models to provide assurance that key risks are managed while introducing new capabilities for our customers
  • Develop testing strategies and report on company initiatives related to key risks such as cyber security, information protection and disaster recovery
  • Perform an inherent risk assessment of assigned audit units, annually. Define and propose changes for information services audit units, maintain record of risks, key activities, systems and processes for sub audit units. Draft and maintain coverage strategy for sub audit units. Provide recommendations and ideas into the development of the IS audit plan. 
  • Information/Database Management: Data Warehouses and Business Intelligence & Reporting Solutions; Database Management systems including Sybase, Oracle, SQL, DB2/UDB and IMS
  • Computer Operations: Cloud Computing, Data Center, Call Center and Network Control Center processes including problem management, service level management, environmental controls, physical security, job scheduling, job entry systems, media management, backup and recovery, and capacity & performance management
  • Information Security Operations: Vulnerability assessments, Threat and Risk assessments, Third-party Risk assessments, Security Monitoring, Threat Intelligence, Data Leak Prevention, Incident Response management, Continuity management and regulatory compliance
  • Proven experience in planning and executing against defined deadlines to achieve assignment objectives
  • Demonstrated experience in working with diverse teams and working environments
  • Demonstrated ability to effectively understand the risks associated with emerging, new or existing technologies and to formulate practical audit procedures to evaluate and monitor controls
  • Proven understanding of auditing principles and techniques and IAS policies and standards
  • Multitasking and the ability to operate effectively under pressure
  • Excellent planning and organization skills and the ability to deal with complex issues
  • Knowledge of the regulatory environment within the Financial Services industry
  • Minimum: 7 years of IT infrastructure audit experience in a large corporate organization (5 years should be in an audit management role)
  • Proven managerial skills with progressive experience in the leadership and professional development. 
  • Ability to quickly comprehend business processes and identify the risk implications, to analyze complex situations, to reach appropriate conclusions, and make value-added and practical recommendations. 
  • In depth knowledge of audit methodologies, project management and system development methodologies, control frameworks and risk management practices, and regulatory requirements. 
  • Good working knowledge of financial services operations. 
  • Proven track record for developing and carrying out plans to deliver quality results on time and within budget. 
  • Proven relationship management skills including a demonstrated ability to deal effectively with staff of all levels including functional VPs and AVPs
172

IT Audit Manager Resume Examples & Samples

  • OverseeIT audit function by
  • Bachelor degree in the Information Technology field preferred
  • One or more of the following certification: CISA, CISM, CGEIT, CISSP
  • 7-10 years of experience, preferably with 3-4 years of management experience, in some combination of internal audit, public accounting, consulting or IT operations
  • Understanding of IT security technology, framework (e.g., COBIT) and network topology
  • Understanding of cybersecurity risks and controls
  • Understanding of cloud application risks and controls
  • Understanding of business processes, IT general controls, and testing of applications, operating systems, and databases
  • Experience with performing an IT risk assessment
  • Experience with leading fraud investigations / forensic reviews
  • Successful experience in identifying IT controls, developing and executing audit test plans
  • Knowledge of relevant IT standards (e.g., IS27001, NIST, FISCAM, COSO, SOC 1, 2 & 3)
  • Strong analytical skills and ability to focus on what really matters
  • Exceptional written and verbal communications skills that demonstrate an ability to speak the language of the business not just ‘IT technical speak&#8217
  • Proven ability to work both independently and in a team environment
  • Leadership skills as shown in the ability to positively influence others and thrive in a dynamic, fast-paced environment
  • CPA, CIA, CFE or other professional certification
  • Prior experience with business continuity planning
  • Experience with any of the following technologies, applications and audit software
173

Director Senior IT Audit Manager Resume Examples & Samples

  • To follow audit professional standards and regulatory requirements in the performance of the day to day function of internal auditor by
  • Planning, or assisting the Head of Information Technology Audit to plan, each audit prior to the commencement of fieldwork (includes meeting with IT and Bank management, discussing changes/events that have a material impact on the activity, revising/enhancing the examination program and scope as warranted),
  • Performing fieldwork (reviews of departmental procedures, detail tests of procedures, processing systems, and records),
  • Preparing and reviewing work papers with particular focus on documentation and analysis to support findings,
  • Preparing and reviewing draft findings, presenting and obtaining auditee responses to all findings and recommendations,
  • Finalizing and distributing, or assisting the Head of IT Audit to finalize and distribute, draft of audit findings/recommendations to auditees for internal control improvements,
  • To ensure the adequacy of controls in new Information Technology systems, systems enhancements, and
  • Operating procedures by
  • Obtaining a comprehensive understanding of the current process (manual and/or automated) and identifying and evaluating the control strengths and weaknesses within the current process that must be addressed by the proposed solution,
  • Obtaining a comprehensive understanding of the proposed solution through a review of functional specifications, observation of system development committees, and attendance at system demonstrations,
  • Evaluating the control points and weaknesses identified within proposed processes,
  • Discussing identified weaknesses with the appropriate areas to ensure internal control weaknesses will be addressed and satisfactorily resolved,
  • Reviewing security requirements and capabilities of proposed systems,
  • Observing and reviewing the results of system tests and user acceptance tests,
  • Reporting to management as to the adequacy of controls implemented in the project and system
  • To provide consultative/advisory service to management and Bank departments by
  • Assisting in the development of procedures for departments by providing guidance on internal controls and review and critique of procedure drafts,
  • Participating in various Bank committees to provide advice and awareness to ensure that control objectives are being met,
  • Reviewing specific Information Technology systems and processes as requested by senior Bank management,
  • Reviewing the development of information tools for use by operating departments,
  • In-depth experience in Information Technology infrastructure audit, or “hands on” Information Security within the Financial Services Sector,
  • Undergraduate Degree in Computer Science or related field, Advanced Degree (MS) is desired CISA (Certified Information Systems Auditor) preferred, CISM (Certified Information Systems Manager), CEH (Certified Ethical Hacker), and/or CISSP (Certified Information Systems Security Professional) a plus,
  • Extensive experience/training in principles and techniques of Information Systems auditing a must, knowledge of Investment Banking and Asset Management Services products preferred,
  • Ability to apply internal audit standards, procedures, and techniques,
  • Understanding of management principles and the ability to recognize and evaluate deviations from good business practices,
  • Ability to maintain effective relations between auditors and auditees, and effectively communicate audit results to a wider, non-technical audience
  • Windows and UNIX Operating systems
  • Client/Server, Web Services/Internet/Intranet, Firewalls, Routers, Storage Systems,
  • Networking: LAN’s, WAN’s, MAN’s, Remote Access Systems
  • Middleware: TIBCO, Websphere (MQ Series), etc …
  • Relational databases (MS/SQL, Oracle, Sybase, etc…)
  • Banking and financial systems (Trading and Settlement systems, Money Transfer systems, Accounting, etc.) preferred
  • Productivity Tools: Lotus Notes, Excel, Word, PowerPoint, and Visio
  • Experience in Systems development methodologies and associated automated systems desired,
  • “Hands on” IT Operations experience desired
174

IT Audit Manager Resume Examples & Samples

  • Assist in planning the scope of the audit plan and audit program
  • Assist with the ERM process performed annually
  • Determine appropriate auditing procedures to be used to achieve the audit objective
  • Perform and document information technology, operations, and compliance audits using tools and techniques common to the IT auditing profession
  • Provide Sarbanes-Oxley compliance support to the IT and Finance organization
  • Prepare written reports complete with findings and practical recommendations
  • Act as a Department IT expert for Internal Audit IT tools and expertise
  • Provide assistance for audit or fraud investigation support
  • Provide guidance and coaching to staff
  • A minimum of 5+ years experience in a combination of internal or external auditing, information systems, or corporate operations with a strong background in process and IT controls
  • BA/BS degree in information systems, accounting, finance, or related discipline
  • Achievement of one or more of the following certifications: CISA, CISPA, CPA or other applicable professional IT or internal audit designation
  • Ability to conduct and document business and IT risk assessments
  • A minimum of 3+ years of Sarbanes-Oxley experience
  • Knowledge of COBIT and other standard IT control frameworks
  • Knowledgeable in general computer controls, security and access controls, network configuration, operating systems (Windows, Oracle & UNIX), data center operations, data base controls, application configuration and etc
  • Strong project management skills combined with effective written and verbal communication, presentation and interpersonal skills, as well as a customer-oriented focus
  • Ability to interact with management and staff at all levels of the organization
  • Ability to lead teams, provide guidance to staff and can work with limited amount of supervision on all phases of the audit
  • Ability to work under pressure and meet deadlines in a dynamic work environment
  • Technology literacy – audit and control methodologies, electronic work papers, intermediate excel and other MS office suite products
175

IT Audit Manager H/F Resume Examples & Samples

  • Demonstrate a strong expertise and track record of valued Information Security auditing (including penetration testing)
  • Be able to manage audits on any other IT domain
  • Be passionate of information security and technology (e.g. know how to search for IT related knowledge, attend to IS or IT auditing conferences, etc.)
  • Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis and explain technical concepts for a non IT audience
  • Be able to work in autonomy
  • Have good communication skills orally and in writing, ability to convince and to write clear, precise and accurate reports
  • Ability to anticipate risks and to take initiatives. Can handle unforeseen changes
176

Senior IT Audit Manager Resume Examples & Samples

  • Responsible for managing, planning and overseeing multiple types of IT audits, ranging from General IT Controls reviews to Project audits and technical IT audits of operating systems, applications, and databases
  • Relationship Management – establish and maintain professional relationships with the CIO, and relevant IT Directors and Managers in the various locations
  • Formally reporting back on audit findings and initiatives in a timely and accurate manner
  • Liaising with business partners and auditors on findings
  • Ensuring audits are consistent with and implemented in accordance with policies
  • Maintaining expertise and pursuing training to keep abreast of new and proposed developments in the Auditing field
  • Evaluating existing policies and procedures and identifying controls
  • Performing audit procedures to test the effectiveness of controls
  • Making recommendations to develop and enhance current audit tools and techniques
  • 10+ years of hands-on IT audit work experience, preferably with some years (5+) of work experience at an Internal Audit Department of a financial institution; Hedge Fund Administration Services experience and asset management would be preferred
  • Certified IT auditor or IT security specialist (e.g. CISA, CISM, CISSP, or CIA)
  • Experience with and a good understanding of (audits) of SWIFT Alliance and other SWIFT infrastructure components
  • Strong technical auditing skills on operating systems and databases (e.g. network , UNIX/Wintel based operating systems, Oracle / MS SQL databases)
  • Knowledge of software development lifecycle and project management methodologies and audit thereof
  • Extensive experience of data analysis and tools in data warehouse environments (e.g. ACL, WinIDEA, or Monarch)
  • Effective decision making skills and the capacity to draw on reasonable conclusions
  • Strong communicator (written and verbal)
  • Good relationship management skills
  • Ability to work independently with minimal supervision, willingness to engage positively with GIA’s clients, and be able to manage and coach other IT audit team members
177

IT Audit Manager Resume Examples & Samples

  • Serve as Auditor-in-Charge by leading an audit from planning to fieldwork to reporting phase. This may include guiding Senior Auditors or Analysts during audit execution and reviewing their work products (e.g., workpapers, memos)
  • Deliver Information Technology audit coverage (e.g., integrated, standalone, pre and post implementation and continuous risk assessment) supporting financial, operational and compliance audits across our various insurance entities in accordance with departmental, Institute of Internal Auditors Standards, and regulatory expectations (e.g., FFIEC) and requirements (e.g., FRB, FINRA)
  • Apply pertinent industry knowledge and subject matter expertise to assurance activities via focus on risks and associated technology controls
  • Track and complete internal audit and regulatory issue validation
  • Review technology stakeholders’ key performance and/or risk indicators and helps to identify emerging risk drivers as part of continuous monitoring activities
  • Maintain strong relationship and partnership with technology stakeholders as well as and financial and operations audit team members
  • Contribute to overall effectiveness and value of internal audit function by recommending and developing innovative approaches and solutions (including use of data analytics)
178

IT Audit Manager Resume Examples & Samples

  • Bachelor's degree or equivalent experience required; major in business, finance, accounting or information systems
  • 4 years of IT Audit experience required
  • SOC 1 & 2, Sarbanes-Oxley IT audit experience required
  • Previous experience leading a team
  • Prior success in leading business development and project delivery activities preferred
  • Ability to project manage and coordinate resources
179

IT Audit Manager Resume Examples & Samples

  • Designing solutions for clients
  • Reviewing detailed work programs and deliver of junior staff
  • Reviewing final reports to be delivered
  • Presenting findings to the clients
  • Understanding and navigating complex IT system landscapes
  • Ability to work collaboratively with financial audit teams and identifying key IT risk areas, and integrating IT audit work into the financial audit work
  • History of working effectively with Internal Audit teams
  • Practise Management
  • Team Management
  • Working onsite at clients
  • Client expectation management
  • Subject Matter Specialist
  • Client account management
  • Allocation of resources
  • Client ownership / management
  • Business degree in accounting and auditing preferable
  • Management degree / MBA
  • A good problem solver and proactive
  • A minimum of 6 years experience in an IT Audit role
  • Management Consulting experience
  • IT governance
  • IT risk
  • CoBiT, and similar standards
  • ISAE3402 examinations
  • Business process skills
180

IT Audit Manager Resume Examples & Samples

  • 5-7 years’ experience in internal audit
  • BA/BS in Technology, Information Systems or related field
  • Professional certification (CIA, CISA, CISM, CRISC, CCISSP, CPA, CFSA)
  • Financial Services experience
181

IT Audit Manager Resume Examples & Samples

  • Planning, implementing, and managing coverage for technology audits, based on corporate and industry risks
  • Provides the IT Audit Director with appropriate information regarding the status of the audit plan, issues, strategic business initiatives, etc., that impact the overall goals of the department
  • Reviews and submits conclusions and audit reports for each audit conducted or supported, ensuring that reports accurately reflect audit findings documented in work papers and related risks, conclusions, and recommendations are reasonable and well-supported
  • Helps design and develop visual data analytics tool for use of target samplings to optimize audit efficiency and quality. Activities include interpretation of data, analyze results using statistical techniques and provide reports
  • Develops strong working relationships with line managers responsible for assigned lines of business
  • Manages team resources, having responsibility and accountability for the hiring and development of assigned team members, providing team members with challenging opportunities, timely feedback, training, and overall career development guidance
182

Seattle IT Audit Manager Resume Examples & Samples

  • Outstanding project management and supervisory experience
  • Exemplary leadership, mentoring, and team building skills
  • Knowledge of Sarbanes-Oxley Act provisions and methodologies for achieving compliance
183

IT Audit Manager Resume Examples & Samples

  • Preparation of the Department’s annual risk assessments and development of the audit plan
  • Development of all levels of audit staff
  • Evaluate performance and provide feedback to staff
  • Determine scope of audit work
  • Plan, coordinate, and direct the audit team’s activities
  • Act as liaison between Everest and its business partners as respects planning and execution of audit activities
  • Design of new or refinement of existing audit programs and questionnaires
  • Communication (oral and written) of audit results to business partners and Everest management
  • Plan, participate in, and oversee testing of the company’s key internal controls in compliance with Sarbanes Oxley Section 404
  • Identify risks, evaluate internal controls, and recommend improvements in processes
  • Participation in special projects/departmental initiatives as necessary
  • Degree in accounting, business, or information technology; CISA designation required, other designations (i.e. CPA, CISSP, CIA) preferred
  • 6-10 years of information technology auditing experience, as well as supervisory audit experience. Evaluation of the design and testing of information technology controls
  • Knowledge of internal audit standards, procedures, and techniques including SDLC/Agile methodology/experience
  • Strong technology knowledge including, but not limited to, ACL, Office, Access. Oracle/PeopleSoft a plus
  • Effective and persuasive written and oral communication skills
  • Knowledge of electronic work-papers. TeamMate a strong plus
184

IT Audit Manager Resume Examples & Samples

  • Tracking execution of agreed actions and assessing the effective mitigation of risk
  • Coaching and mentoring team members and providing candid, constructive feedback
  • Building detailed knowledge of processes, systems and the organization across the firm and commercial business awareness
  • Contribute to GIA global and local teams through professional skills, technical expertise, energy and motivation
  • Drive continuous improvement of GIA through professional practice initiatives
  • Undergraduate or graduate degree in technology or information security related fields or other risk management field is preferred
  • Relevant 6+ years’ of work experience in ‘Big 4’ consulting firms, technology systems audit, information security and privacy audits
  • Experience in reviewing organizational structures, business processes and associated IT applications, products and infrastructure
  • Experience in auditing technical platforms such as UNIX, Microsoft, networks (Cisco routers, switches, Checkpoint firewalls, etc.) and databases (MS SQL, Oracle, etc.)
  • Knowledge of auditing data loss prevention program, cloud services, encryption technology, mobile technology, application security and software development methodologies
  • Knowledge of industry best practices, standards and an understanding of the regulatory environment
  • Good leadership skills and the ability to take charge, demonstrate the confidence to interact with all levels, set objectives, drive results, and a be a supportive team player
  • Excellent communication skills and a willingness to accept responsibility
  • Professional certifications such as CISA, CISM, CISSP, CRISC and CGEIT are a plus, but not required
  • Data analytics experience (e.g. SQL, CAATs, IDEA, ACL, Monarch, Tableau, Spotfire) a plus, but not required
  • Ability to travel 20-25% primarily within the region.Undergraduate or graduate degree in technology or information security related fields or other risk management field is preferred
  • Ability to travel 20-25% primarily within the region
185

IT Audit Manager Resume Examples & Samples

  • Develop and maintain good understanding of Group Audit Principles Based Engagement Standards and methodology
  • Assist Portfolio Manager / Auditor in Charge in planning and determining the audit scope for relevant engagements
  • Assist Portfolio Manager / Auditor in Charge in agreeing the risk analysis and audit programme
  • Organize/complete audit work, document and report audit results in line with Group Audit Standards. In this regard, ability to operate with minimum supervision on assignments, subject to guidance when required and subsequent review
  • Agree corrective actions and deliver the final audit report with Portfolio Manager / Auditor in Charge support for more technically challenging / complex / sensitive assignments
  • Work with a broad range of contacts and resources to develop technical, commercial knowledge/business awareness
  • Contribute to the Group Audit global team in terms of professional skills, technical knowledge, energy and motivation
  • College degree or ideally equivalent in IT ; primary certification holder e.g. CIA, CISA, or relevant technical subject
  • Job holder is likely to have some prior experience of financial / takaful services (5+ years) and/or to be a qualified IT /auditor (up to 6 years PQE)
  • Demonstrate relevant insurance / takaful business knowledge
  • Good knowledge of Group Audit Principle Based Engagement Standards, principles of internal controls, processes, assessment and design of compliance testing
  • Knowledge of industry audit practises, plans and trends
  • Knowledge of company, strategic objectives, key products and services, governance, policies and procedures, Zurich Risk Policy
  • Ability to work unsupervised on more straight forward assignments, subject to subsequent with review and support where required
  • Evidence of organisational, analytical and problem solving skills
  • Capable of building credible relationships with global colleagues and senior business management
  • Persistent, resilient and seeking self development
  • Capable of working as part of a global team or by oneself
  • Self starter with confidence and commitment to delivery
  • Ability to communicate effectively, both oral and written
  • Ability to work effectively with diverse cultures
  • Knowledge and use of Microsoft Office, and Lotus Notes products
186

IT Audit Manager Resume Examples & Samples

  • New Development and Operations processes / SOP modifications to move from waterfall to the DDLC Agile process
  • Working extensively with the offshore team
  • Creating and leading training sessions for new development and operations for required artifacts that will be audited
  • Application Development Repository - Update the ODM strategy for how to keep the pillars/projects/releases in a cohesive state
  • In addition to the regular audit activity, the position will be responsible for other ODM activity to include Enterprise Governance Risk Compliance, SOX, E&Y, and Internal Risk Management
  • Utilize excellent communication and organizational skills to complete project tasks
  • Bachelor's degree or equivalent experience
  • Experience and knowledge of the SDLC and technical artifacts
  • Experience writing or reviewing technical documentation and gathering sign-offs
  • 3+ years of IT audit experience
  • Proficient with MS Excel and SharePoint for process improvement
  • Internal IT audit experience
  • Small team management experience
187

IT Audit Manager Resume Examples & Samples

  • Manage, direct, and monitor IT Audit teams on multiple engagements with specific focus on technology aspects
  • Maintain communication with clients to ensure that engagement deadlines and quality expectations are met
  • Manage client accounts, including billing, fee analysis and collection
  • Develop a growth vision and set challenging personal and team goals
  • Manage, maintain and further develop our IT Assurance & Controls practice
  • Manage presales and sales activities related to IT Assurance & Controls services
  • Manage, develop, train and mentor the supervised teams and assess their performance
188

IT Audit Manager Resume Examples & Samples

  • Ability to plan complete an IT audit from planning through reporting
  • Develop written work products such as Security Assessment Reports, Notices of Findings and Recommendations, and similar information security deliverables that require limited editing and review from a Kearney Principal or Partner
  • Ability to mentor, and supervise IT Audit professionals [
  • Ability to communicate effectively with clients and team members to be well prepared for client engagements
  • Work experience leading IT audits or IT security assessment teams
  • BA/BS degree from an accredited college/university in Accounting, Business Administration with a major in accounting, Accounting Information Systems, or similar business degree in information systems
  • Minimum of 4 years of information assurance experience, preferably with federal clients performing either external IT audits using GAO’s FISCAM guidance or security assessments using NIST SP 800-53 guidance. However commercial internal or external IT Audit experience using COBIT will be considered
  • CPA, CISA, or CISSP or other technical certification required
189

IT Audit Manager Resume Examples & Samples

  • Demonstrated knowledge of COBIT standards required
  • Previous experience leading a team required
  • CISA, CISM, CPA or comparable accreditation preferred
190

Internal IT Audit Manager Resume Examples & Samples

  • Conduct end-to-end IT internal audit reviews at hotel properties obtaining a thorough knowledge of the area under review with appropriate testing and documentation
  • Document and test head office IT controls
  • Take ownership of IT audit issues, providing first point of contact for external auditor on all IT control issues
  • Perform audit procedures around the preparation of the Company’s 10-Q and 10-K quarterly financial statements to be filed with the SEC
  • Assist with drafting and monitoring of Company IT policies and procedures
  • Assist with evaluating critical organisation risks and preparing/maintaining a risk register of responses to monitor and control IT risks
  • Assist with preparation of quarterly s.302 and s.404 SOX control updates for the Audit Committee and any other ad-hoc reporting required
  • Assist in the performance of IT fraud investigations
  • Assist in the provision of training to regional IT staff
  • Any other ad-hoc duties as and when required
191

IT Audit Manager Resume Examples & Samples

  • 20% - Support SOX Program Office's implementation and administration of Open Pages Monitors vendor's status for completing implementation Researches and resolves implementation issues to ensure project is completed as planned Liaison between/among other Open Pages stakeholders (Operational Risk Management Division, Compliance) Coordinates/facilitates training for the application with SOX stakeholders (Business Unit Controller, Financial Controls Managers, SOX Program Office resources, external auditors, regulators, IRMG, etc) Oversees transition of manual process into Open Pages application
  • 15% - Participates in determining the scope for ITGC SOX controls – quarterly and annual plan Works with SOX Program Office on approach to identify systems and applications that are in scope for SOX purposes Determines approach for testing and review with stakeholders (including external auditors) to obtain feedback and concurrence
  • 10% - Other Program Governance considerations Updates and/or creates policies and procedures for SOX framework – ITGC, End-User Computing and Open Pages Reviews reports issued by IRMG and assess impact to ICFR – for ITGCs and EUCs Works directly with control owners to collect, review and assess SSAE 16 reports Works closely with external auditors for their independent assessment of ICFR – related to ITGCs and EUCs
  • 15% - Determine approach for achieving the quarterly/annual plan Timeline for completing each phase of the individual plans Resource needs to achieving the quarterly/annual plan External costs related to third party testers
  • 25% - Supervises and manages controls testing Assigns controls testing to third party testers Monitors status Reviews and approves testers' documentation Summarizes ineffective controls Develops criteria and facilitates training sessions for external testers
  • 15% - Prepares status reports to be incorporated into presentations for SOX Oversight Committee, Disclosure and Audit & Finance Committee meetings
  • Knowledge and experience in designing and executing ITGC approach for controls assessment. Ability to relate ITG impact to financial statements
  • Knowledge and experience in applying End User Computing controls for applications, databases, spreadsheets and models
  • Experience with systems implementation for relational databases (Open Pages or similar application)
  • Strategic planning skills
  • Analytical skills to assess risks and determine areas of focus
  • Collaborative approach for working with other business units
  • Ability to multi-task effectively
  • Presentation skills – written and verbal Ability to work with all levels – management and non-management
  • Working knowledge of Hyperion, PeopleSoft, MS Office applications
  • Strong PowerPoint and MS Visio skills
  • Ten + years experience in IT external audit, IT internal audit and /or ITGC assessment for compliance with SOX
  • Bachelor's Degree in Accounting or Finance required
  • CISA or similar certification desired
  • Big Four experience desired
  • CPA desired
  • Large banking experience desired
192

IT Audit Manager Resume Examples & Samples

  • Lead contact for all SOC audit activity and reporting within the Oracle Public Cloud
  • Manages a team of analysts facilitating the day-to-day audit activity for Oracle’s Public Cloud services
  • Evaluates regulatory compliance requirements and engages with a variety of cross functional teams
  • Key team member of engineering design and development of government cloud based systems
  • Evaluates and provides reasonable assurance that risk management, control, and governance systems are functioning as intended and will enable the organization’s objectives and goals to be met
  • Reports risk management issues and internal controls deficiencies identified directly to the Compliance Operations program and provide recommendations for improving the organization’s operations, in terms of both efficient and effective performance
  • Evaluates information security and associated risk exposures
  • Evaluates regulatory compliance program with consultation from legal counsel
  • Evaluates the organization’s readiness in case of business interruption
  • Maintains open communication with management and teams across Oracle Public Cloud
  • Engages with other internal and external strategic resources as appropriate; and
  • Evaluates applicable global standards & compliance frameworks to establish internal standards, guidelines, policies, processes, and procedures
  • Designs, develops and publishes internal program frameworks, checklists, policy, processes, procedures using creative publishing and editing software tools
  • Systematically and comprehensively documents the SOC program
  • Strong working knowledge of SSAE 16/18, SOC 1/2/3, and other AICPA standards is required
  • Cloud or Oracle platform experience highly preferred
  • CISSP, CISA, CISM, PMP or similar certifications
  • NIST, PCI, ISO, HIPAA, and similar skill and experience is a plus for the right candidate
  • 8 years of work experience, with at least 3-5 years in IT Audit
193

IT Audit Manager Resume Examples & Samples

  • Adept at assessing information technology and identifying risks which warrant audit attention
  • Apply information systems control concepts in a wide variety of settings and be able to independently assess the exposures resulting from ineffective or missing control practices
  • Be adept at evaluating information system audit results from management's perspective, even when defined criteria or standards do not exist
  • Effectively perform job functions based on supervisor direction, experience, judgment, and pre-established guidelines
  • Provide appropriate levels of supervision and quality assurance review to assess that work performed by others is competently performed and meets established standards
  • Be able and willing to complete work in a confident, confidential, responsible, and accountable manner within deadlines
  • Be able to effectively evaluate overall audit results, weighing the relevancy, accuracy, and perspective of conclusions against the accumulated audit evidence. This applies to both individual technology processes as well as the technology application as a whole
  • Effectively communicate audit results, both verbally and in writing that are persuasive, contextually sound, and understood by the recipient
  • Interact effectively with clients, stakeholders, and team members in a wide variety of settings
  • Perform a variety of complex tasks and be able to handle multiple assignments simultaneously
  • Exhibit creativity and innovation when recommending improvements to departmental audit practices and processes. Encourage and foster a positive workplace
  • Manage and coach staff as they perform assessments to evaluate controls and execute audit procedures
  • Assist with proposals and business development calls
  • Be professionalism at all times and display a willingness to learn new concepts and ideas
  • Be interested in and willing to travel up to 30%, both domestically and internationally
  • Bachelor’s degree preferred or minimum of 10 years of related technical, audit, risk and direct management experience
  • Minimum 7-10 years of direct experience in one or more of the following disciplines: Information Technology Audit, Technology Risk, Technology operations and/or support
  • Minimum 3 years of direct management experience
  • Experience with various infrastructure platforms, technology architectures and application configurations
  • Experience in the financial services environment
  • Exposure to regulatory programs such as SOX, GLBA, PCI, etc
194

Senior IT Audit Manager Resume Examples & Samples

  • Must possess a Bachelor’s degree with emphasis in accounting, business management, or information technology with several years of auditing experience
  • IT audit experience preferred
  • The position requires a self-starter with strong analytical, investigative and interpersonal skills, and excellent written/oral communication skills
  • Preference will be given to candidates with CPA or CIA certifications
  • Audit experience will be a factor in determining level
195

IT Audit Manager Resume Examples & Samples

  • 6+ years of Big 4, consulting practice advisory and /or large company IT audit experience
  • CPA, CISA, CISSP, CISM, CBCP, CIA or CFE
  • Experience managing and mentoring staff
196

Senior IT Audit Manager VP Resume Examples & Samples

  • Develops a risk based audit methodology for the coverage of IT related risks across the enterprise, including risk identification, assessment and monitoring
  • Develops a standard audit approach and provides comprehensive training to Audit Division on appropriate testing and coverage of IT related risks
  • Develops a risk-based audit plan that ensures the appropriate coverage of IT risks, ensuring that audits are conducted according to relevant auditing standards. Performs continuous monitoring and conduct ongoing risk assessments of key business processes as part of the development of the annual audit plan
  • Lead the audit planning process, prepare audit planning memoranda, identify and evaluate key risks and establish audit scope. Manage audit execution per agreed scope, within time budgets and in accordance with departmental methodology, policies and standards
  • Responsible for leading the implementation of a suite of data analytics to contribute to a more effective and efficient risk-based auditing technique
  • Keep current on industry, regulatory and business specific changes in information technology. Evaluates on an ongoing basis, internal and external risks to assigned business lines and designing audit plan to ensure proper coverage of significant risks
  • Responsible for managing relationships with senior stakeholders within the information technology functions. Understand the key risks and influence and deliver messages to the appropriate stakeholders
  • Bachelor’s degree in Accounting or related field is required. Masters’ degree a plus
  • Minimum of 10+ years senior audit experience (in a manager or leadership role) in a Bank or the Financial Services industry required
  • Strong commitment to professional auditing standards, internal controls, risk assessment, regulations and compliance guidelines (e.g., GAAP, GAAS, COSO, etc.)
  • Superb interpersonal, communication, and collaborative skills
  • CISA and CISSP preferred. CPA or CIA a plus
197

IT Audit Manager Resume Examples & Samples

  • Support Internal Audit Director with the execution of Pure’s Internal Audit charter and Pure’s IT SOX Compliance
  • Promote new ideas and new ways of executing IT audits through technology and data analytics
  • Assist in oversight of (IT) SOX program; manage co-source testing team; monitor (and test) IT General Controls, and evaluate and conclude on control assessments; work closely with external audit to assist in quarterly and year-end control testing
  • Maintain business relationships with appropriate levels of management to ensure Internal Audit is aware of systems or business process changes so that appropriate risk and control is addressed
  • Participate in systems implementations to ensure proper control procedure is followed and control design is implemented
  • Design and execute discrete IT audits addressing
  • Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to Pure. Assist business partners with the development of remediation plans to mitigate control weaknesses
  • Ability to travel internationally as needed to fulfill responsibilities
  • Possess an innate passion for learning (and teaching!) and enjoy working in a fluid environment
  • Have a good sense of humor and balance
  • Possess proven problem solving and analytical skills; detail oriented with the ability to manage multiple tasks simultaneously
  • Experience with Netsuite and Salesforce a Big Plus
  • 8+ years of related IT audit, IT controls or applicable assurance experience; public accounting experience a plus
  • Minimally, possess a Bachelor's degree in management information systems, or related field, accounting, or business management
  • CISA, CIA, CISSP, CPA, or related certifications, in active status; solid understanding of Accounting Standard 5 and other relevant PCAOB and SEC guidance
  • Know what it means to be accountable
198

IT Audit Manager Resume Examples & Samples

  • Deliver high quality audits, including preparing and reviewing audit plans and work
  • Provides consultation on audit, risk, and internal control guidance
  • Think strategically about the business’s needs by understanding the business and its key risks
  • Creates risk-based audit programs related to IT process and technologies
  • Providing help and guidance to the business on a consultancy basis
  • Develops testing methodologies to evaluate adequacy of controls
  • Coach, train and develop auditing staff to upgrade their knowledge
  • Undertake wider office activities, as required
199

IT Audit Manager Resume Examples & Samples

  • Bachelor’s degree in computer science, information systems, business, or related field. – Seven (7) years IT related experience
  • Five (5) years IT auditing experience and three (3) years of supervisory or project leadership experience
  • Applicable certification (e.g., CISA, CISM, CISSP)
  • Sets objectives, develops and/or approves work program, and supervises staff for IT audits
  • Applies internal control concepts and technology principles and skills to IT environments
  • Reviews work papers for completeness, accuracy, and compliance with Standards
  • Responsible for drafting and finalizing the audit report, including working with client management to obtain sufficient management responses and identifying reportable issues that may be protected from disclosure under the Texas Public Information Act, as applicable
  • Delegates work and assignments to audit teams, including establishing budgets, timelines, and priorities
  • Manages multiple IT audit teams concurrently
  • Keeps the Chief Audit Executive (or designee) apprised of project status, as needed
  • May conduct quality assurance reviews of IT audits or projects
  • Conducts IT auditing and consulting services at U.T. institutions
  • Participates in the risk assessment and audit plan development process
  • Provides employees on-the-job training and evaluates staff performance
  • Performs administrative duties such as recruiting IT audit staff and approving/monitoring IT audit staff time
  • Applies and assists others in the use of computer-aided audit techniques
  • Participates as an advisor to IT Governance committees and IT organizations, and in the design and development of new information systems and major enhancements to existing systems
  • Researches and remains current on IT issues, risks, and emerging technologies
200

Technology Infrastructure IT Audit Manager Resume Examples & Samples

  • 5-12 years of related experience
  • Prior IT infrastructure experience
  • Prior financial services experience
  • CISA
201

IT Audit Manager Resume Examples & Samples

  • Presents, discusses and signs audit recommendations with Bank Management
  • Proposes new audit techniques and procedures to improve effectiveness/efficiency of audit(s); review regulations, accounting principles and new pronouncements to ensure they are incorporated into audit procedures and disseminated to the audit team
  • Participates in the completion of internal audit staff performance appraisals, promotion recommendations, terminations, and professional development
  • Bachelor's Degree in Information Technology or other relevant degree or equivalent experience
  • CPA preferred
  • Minimum of 6 years IT Audit experience, preferably in financial institutions
  • Excellent verbal and written communication skills; ability to effectively communicate with all levels of management
  • Leadership skills; ability to provide strategic direction to the team
  • PC skills in Access, Word and Excel
  • Strong knowledge of internal controls
  • Availability to travel will be required
202

IT Audit Manager Resume Examples & Samples

  • Bachelor's degree and 5 years minimum technology audit experience
  • Demonstrated ability to execute integrated audit programs including planning, client coordination, fieldwork/testing, issue-vetting and reporting
  • Demonstrated ability to lead risk assessments and audits of IT general controls and controls over technology processes
  • Demonstrated ability to manage timelines, budgets, and resources across multiple, simultaneous engagements
  • Strong relationship-building skills with IT and business partners through regular interactions and proactive engagement in client projects as a valued contributor
  • Excellent verbal and written communication skills at various organization levels and to different audiences
  • Understanding of compliance and regulatory requirements related to technology and IT operations within the financial industry such as Dodd-Frank, GLBA, SOX and PCI
  • Working knowledge of industry standards/frameworks for technology risk and controls including NIST 800-53, FFIEC, COBIT, ITIL, COSO, ISO 2700x and PMI, and a demonstrated ability to apply those standards/frameworks during the audit process
  • IT audit-relevant certifications such as CISA, CIA, CPA
  • Experience performing audits of focused on data-oriented risks and controls, information processing assertions, and data quality
  • Working knowledge of best practices for data governance, quality, and industry tools/trends related thereto
  • Experience performing risk assessments and audits related to emerging technologies such as Big Data, cloud hosting, and digital products
  • Experience performing data analytics to assess risk, test controls, and identify issues
  • Additional industry-relevant certifications such as CISSP, CRISC, CGEIT, CFE
203

IT Audit Manager Resume Examples & Samples

  • Professional certification such as CISA, CISM, CISSP, or CIA is preferred
  • Minimum 6+ years of experience in Information Systems Audit or relevant areas
  • Functional audit/consulting expertise with technical areas such as data analytics, cybersecurity, internet of things (IoT), mobile technology, robotic process automation (RPA)
  • Excellent problem solving and leadership skills
204

IT Audit Manager Resume Examples & Samples

  • Planning and carrying out audits across our business, covering key technology, operational, commercial or compliance risks and processes
  • Robustly and constructively challenging current internal controls
  • Promoting a culture of transparency and openness (based on our Global Code of Conduct)
  • Promoting an understanding of the sources and value of management information
  • Preparing clear, concise and insightful written reports for our senior leaders
  • Plus, your technical and specialist knowledge, and your previous experience will add to our ability to understand issues more rapidly, identify areas for improvement and recommend innovative solutions
  • A strong background in IT, ideally with experience of working in Internal or External Audit
  • Strong technical acumen
  • Ability to evaluate core IT processes including information security management, operations management, configuration management, data management and change management
  • Ability to utilise data analytics
  • Resilient, self-motivated and accomplished at forming relationships and influencing people at all levels in the company
  • Global multi-national company experience
  • Willing to occasionally travel globally and within the UK
205

Senior IT Audit Manager Resume Examples & Samples

  • Review control design and perform/oversee readiness reviews of IT controls over new systems. Work with IT and other departments to understand and assess the impact of new systems and changes to existing processes and systems
  • Maintain an excellent and efficient working relationship with the external auditors
  • Develop the company wide guidance for IT general controls, automated controls, key reports, and interface controls
  • Work with control owners and governance teams on deficiencies, evaluation of failed controls, and drive implementation of solutions
  • Manage and perform the annual SOX scope and control rationalization efforts to ensure systems are appropriately included/excluded within the SOX compliance program
  • Responsible for managing the roll out of new guidance from external auditors related to IT controls
  • Provide ongoing training related to SOX and IT to process owners to help ensure understanding and ongoing compliance
  • Develop and maintain productive client relationships with IT and Engineering leadership
  • Accountable for follow-up on outstanding IT audit issues to ensure that corrective actions are implemented and working as planned
  • Provides guidance to and review the work of SOX IT auditors
  • 7 years of full-time experience in IT SOX auditing or related compliance consulting experience, including 1-2 years in a managerial position. Experience with a Big 4 accounting firm preferred
  • Bachelors Degree. Accounting or Computer Science
  • Experience working with IT and Security related control frameworks
  • Skill in collecting and analyzing complex data, evaluating information and systems, identifying risks and impacts, and drawing logical conclusions
  • Ability to manage multiple deadlines, and be accountable for overall SOX deliverable and execution
  • Considerable skill in evaluating control deficiencies and working cross functionally to drive remedial actions
  • Considerable skill in effective verbal and written communications, including active listening skills and skill in presenting issues, observations, and recommendations
  • At least 18 years of age. Legally authorized to work in the United States. High School Diploma or GED. Pre-employment background screen
206

San Francisco IT Audit Manager Resume Examples & Samples

  • Strong interpersonal skills to interact in team environment and foster client relationships
  • Understanding of commonly used internal control frameworks, including COSO and COBIT
  • Knowledge of audit methodologies and developing key internal audit deliverables, including process flows, work programs, audit reports, and control summaries
  • Proficient in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access
207

IT Audit Manager Resume Examples & Samples

  • Assist Director in the development and execution of risk-based global internal audit program
  • Directly manage and perform IT internal audits and asses the design and effectiveness of risk management practices and internal controls across multiple IT domains
  • Provide management with valuable recommendations and insight to strengthen the control environment
  • Manage internal projects and lead process improvements
  • Manage the planning and reporting of IT general control coverage for the company's SOX Section 404 compliance efforts
  • Coordinate work as necessary with financial auditors
  • Work with various lines o business to provide counsel and input on risk controls
  • Manage key departmental process improvement initiatives
  • Manage and perform special projects including providing controls consulting expertise to the business
  • Assist with preparation of quarterly Audit Committee presentations, as needed
  • 6+ years of experience in internal audit or public accounting
  • Strong knowledge of requirements of Section 404 of the SOX Act
  • CISA, CISM, or CISSP certification
  • Experience with cyber security frameworks
208

SOX IT Audit Manager Resume Examples & Samples

  • Main Accountabilities
  • Leading end to end walkthroughs and independent testing of IT general controls (ITGC) and Revenue process to ensure compliance with Sarbanes-Oxley Section 404 reporting
  • Ability to grasp complex business issues and develop and present innovative and practical solutions, and achieve agreement from Process Owners
  • Identifying and testing the operating effectiveness of key controls within significant IT systems based on agreed scoping and test plans
  • Developing test plans and testing operating effectiveness of key controls which could either be manual finance controls, automated controls or IT dependent manual controls
  • Ensuring issues noted as a result of testing have been discussed and agreed with relevant process owners
  • Enhance quality and efficiency of controls across multiple IT systems and business processes
  • Review and manage work of SOX analyst (IT and Finance)
  • Knowledge, Skills, Experience, Training, Education
  • Bachelor’s or Master’s Degree in Information Systems, Business, and Accounting or in a relevant field
  • Four + years related work experience in Information Technology internal/external audit
  • Certifications: CISA or other similar certification required. CISSP, CIA, Accounting qualification (e.g. CPA, CMA, ACA, ACCA) or relevant degree or credits a plus
  • Prior experience should include significant involvement in the testing of IT General and application controls for SOX
  • Robust understanding of SOX regulations
  • Big 4 audit experience highly preferable
  • Proficiency in auditing ERPs, Information System platforms, and databases such as Oracle Financials, IBM mainframes, Linux, Windows, and SQL databases
  • Able to work and deliver quality work within tight deadlines
  • Verbal and written communication skills to a very high standard
  • Highly confident
  • Excellent Microsoft Office skills
  • Context/Environment
  • Based at Travelport’s office in Langley and Swindon (approximately 3 and 2 days, respectively) during busy audit periods
  • Travel will be required across various Travelport international office locations (e.g. Atlanta, Melbourne)
209

Group IT Audit Manager Resume Examples & Samples

  • Working closely with Group IT managers, key business leaders, and risk and audit teams to ensure a detailed understanding of the principle IT Risks across the global business
  • Developing and agreeing the IT audit plan with Group, regional and business unit management in line with the Group Audit strategy
  • Conduct end-to-end auditing including: planning, scoping, preparation of work programs, opening meetings, audit fieldwork, closing meetings, and writing up of audit reports for review by the Group Director of Risk and Internal Audit
  • Liaising with other senior members of the internal audit team, business directors and senior managers on a regular basis to review the audit plan delivery and current risks
  • Participating on project boards for major projects in the Group providing recommendations and guidance on project risk management and controls, contributing to the overall IT project assurance
  • Provide assistance to other audit teams to ensure the overall cost effectiveness of the function and optimise the use of resources including data analytics in all audit work
210

IT Audit Manager Resume Examples & Samples

  • Co-lead an evolving Internal Audit strategy to continuously enhance the department’s value proposition and further develop the team
  • Prepare review objectives, lead team members to identify areas of highest risk and opportunities for process improvement, and communicate review findings to management through reports and presentations
  • Bachelor’s degree in business, information systems or related field. Advanced degree a plus
  • CISA, CISSP, CIA or other applicable professional certification
  • Prior IT Audit management role in a corporate Internal Audit department, or within professional services
  • Experience reviewing complex business processes and related controls. Knowledge of recognized risk assessment approaches and auditing standards
  • Ability to navigate through ambiguity, and manage multiple projects simultaneously
  • A results oriented self-starter and team player with strong leadership ability
  • Demonstrated critical, analytical, written and cross-functional interpersonal skills
211

IT Audit Manager Resume Examples & Samples

  • US Citizenship and fully adjudicated DoD Clearance at the SECRET level or higher
  • CPA, CIA, CISA, CISSP license/certification
  • Minimum 5 years of experience in one or more of the following capabilities: Auditing and/or Financial Reporting, FISCAM assessment and/or IT Audit and experience with FISCAM, DIACAP, FISMA, A-127, FFMIA, NIST SP 800-53
  • Knowledge of OMB A-123 documentation, testing, and reporting requirements
  • Bachelor Degree required from an accredited college or university
212

Senior IT Audit Manager Resume Examples & Samples

  • Manage and oversee audit engagements and strategic projects within the domains of
  • Emerging infrastructure technologies (e.g., cloud, mobile, unified communications, hyper-converged infrastructure, and operational intelligence)
  • Traditional infrastructure platforms (e.g. network, UNIX/Linux, Db2, Oracle, Windows server, end-user computing)
  • Infrastructure services (e.g. ITIL processes, performance / capacity management, data center management / technology resilience, service oriented infrastructure, and network segmentation)
  • Develops the annual engagement plan to for functional area to achieve departmental and corporate objectives across the global enterprise
  • Sets the short and long-term strategic direction for the Infrastructure and Operations Center of Excellence within GTAS
  • Manages staff. Provides guidance, training and motivation as necessary to develop staff. Hires, evaluates and counsels personnel. Follows corporate disciplinary procedures per established Vanguard standards as required. Sets performance standards, reviews performance, provides feedback, and recommends wage increases in accordance with all applicable Human Resources policies and procedures
  • Works closely with Audit and IT management in the planning, development and execution of short and long term goals. Demonstrates initiative and creativity in independently recommending and implementing solutions
  • Builds and maintains effective and trusted relationships with IT management and other risk partners. Maintains knowledge of significant business projects, corporate changes, external trends, and the global regulatory landscape that may impact business activities and clients. Frequently meets with key stakeholders to evaluate and adjust direction of the audit engagement plan as appropriate
  • Effectively communicates the status and results of overall audit and advisory plan as well as enterprise-wide topics, both orally and in written form, to various levels of management. Influences senior management to act on recommendations to strengthen the control environment and make process improvements
  • Leads and/or participates in the development and execution of department, and possibly divisional, projects. Reviews expenses and ensures that the team is operating within budgetary guidelines
  • Recruits, trains and develops crew to ensure that an efficient and high standard of technical competence is maintained. Mentors crew, both in the department and across the enterprise
  • Contributes to creation and communication of departmental, management, and regulatory reporting as needed
  • Demonstrated experience with cloud, virtualization, and mobile technologies
  • Strong understanding of infrastructure components, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and networking concepts
  • Minimum of 9-12 years of experience, with 3+ years of recent experience in data center or operational
213

IT Audit Manager Resume Examples & Samples

  • Contribute to the formation of the risk-based annual audit plan
  • Perform planning, executing and reporting stages of audits incorporating full review of audit standard considerations
  • Completing audits in accordance with internal audit process and protocols
  • Ensuring the effective communication (both verbal and written) of audit output
  • Ensuring that issues identified are fully understood by the auditee and appropriate remediation plans are defined
  • Performing special and ad-hoc projects to professional standards, including internal audit process related projects
  • Coaching and managing direct reports(s) and leading by example to further enhance professional relationships with auditees and other control groups (e.g., Compliance, Legal etc.)
  • Contributing to building a strong, open, diverse, collaborative team and create an environment where team members feel empowered and encouraged to exchange ideas candidly
  • Demonstrating our principle of "audit once, satisfy many", through exhibiting exceptional stakeholder management skills
  • Seasoned experience as an IT Audit Manager
  • Working knowledge of an Internal Audit environment
  • Strong relationship building and influencing skills
  • CISA/ CISSP qualified or similar
  • Proven results driven focus
  • Exposure to having worked in a large, complex environment
  • An ability to remain flexible and adapt to a dynamic and changing business environment
  • Report writing skills will be of an exceptional standard
  • Sound knowledge and awareness of COBIT and general IT controls, and strong technical IT Audit skills
  • Sound understanding of ISO27001, PCI-DSS, AML and ISAE3402
  • | CERTAINTY | INGENUITY | ADVANTAGE |
214

IT Audit Manager Resume Examples & Samples

  • Conducts detailed risk assessments to support audit planning and risk coverage
  • Plans and executes financial and IT related audits and reviews
  • Integrates with audit and risk partners to ensure proper risk coverage and audit technique
  • Acts as the primary contacts for management and audit partners during audits and reviews
  • Reports on findings to business management and assists in compiling audit reports and memos to Senior Management
  • Compiles reporting on audits, issues, and operational metrics
  • Consults with client in developing management action plans to address root causes
  • Assists in managing ongoing relationship with senior business management
  • Supports departmental strategic initiatives, where applicable
  • Researches new or technical subjects when required to support audits
  • Responsible for managing the performance of Internal Auditors on audit assignments. Provides timely and ongoing feedback and coaching. Provides input into performance evaluations
  • Excellent knowledge of financial business and IT operations and risk-based auditing attained through 8 to 10 years of progressive work experience with a focus on financial and system risk
  • Bachelor's degree in business, finance, or IT. CISA, CIA, CPA, CISM, PMP, and CISSP designations are highly preferred
  • Excellent understanding of Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting
  • Excellent project management and time management skills to drive and manage multiple projects concurrently
  • Excellent people management skills to supervise, coach, and develop team members
  • Excellent thinking and learning skills to identify key risks and develop audit coverage approaches to deal with new areas and ambiguities
  • High commitment to teamwork, accountability, and self-development
  • Excellent written and verbal communication skills, including listening, negotiating and interviewing skills
  • Excellent understanding of risks associated with program and project management and system implementations
  • Proficient understanding of data analysis tools, and application of financial and operational analytics, risk-based analytics of business finances and operations, and data sources that drive the analytics
  • Proficient understanding of the financial services industry