Senior Auditor, Internal Job Description

Senior Auditor, Internal Job Description

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Senior auditor, internal provides advice on internal control and participate in enhancing internal audit controls and practices within the Company.

Senior Auditor, Internal Duties & Responsibilities

To write an effective senior auditor, internal job description, begin by listing detailed duties, responsibilities and expectations. We have included senior auditor, internal job description templates that you can modify and use.

Sample responsibilities for this position include:

Assist in the design and execution of operational audits to ensure adequacy and effectiveness of the internal control environment, compliance with Company policies and procedures, and identify opportunities for process improvements
Conduct annual enterprise risk assessment of company operations
Travel to various company sites and hold meeting with key personnel
Complete audit work in a timely manner to achieve Internal Audit plan objectives
Maintain a high level of professional skepticism while establishing effective relationships with business personnel
Demonstrate integrity and independence at all times
Independently conduct complex audit projects and special assignments
Communicate audit findings to management in well written reports
Develop audit programs for projects to include risk assessment, scope of work to be performed, staffing and time requirements
Inspect records, documents, and systems for efficiency, effectiveness, and use of accepted procedures

Senior Auditor, Internal Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Senior Auditor, Internal

List any licenses or certifications required by the position: CPA, CIA, CISA, CFE, CA, CMA, MBA, PMP, CISSP, CISM

Education for Senior Auditor, Internal

Typically a job would require a certain level of education.

Employers hiring for the senior auditor, internal job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Business/Administration, Education, Computer Science, Auditing, MBA, Economics, Management Information Systems

Skills for Senior Auditor, Internal

Desired skills for senior auditor, internal include:

International Professional Practices Framework promulgated by the Institute of Internal Auditors
Skill in applying internal auditing principles and practices
Generally Accepted Accounting Principles
Internal controls
Audit techniques
Auditing processes
Company
Data analysis techniques
Evaluation and testing of internal controls
IIA Standards and risk-based audit methodologies

Desired experience for senior auditor, internal includes:

An understanding of IT general controls concepts and risks in an SAP environment is a plus
Between 25% and 40% travel to worldwide locations
CIA, CISA, or CPA a plus
5-7 years of experience in internal audit ideally within insurance or a financial services related industry, or internal audit services at a public accounting firm
Proven ability to think critically, identify issues and outline solutions
Proficiency in MS applications including Excel and Word

Senior Auditor, Internal Examples

1

Senior Auditor, Internal Job Description

Job Description Example
Our company is searching for experienced candidates for the position of senior auditor, internal. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for senior auditor, internal
  • Oversee risk assessments, trusts and Accounts Payable function
  • Participate in engagements concerning investments, bonds, and commodities
  • Work closely with external auditors to coordinate fieldwork and controls testing and ensure maximum reliance can be placed on the work performed by Internal Audit
  • Execute assigned sections of internal audits (typically revenue generating areas)
  • Identify financial statement errors and internal control improvement opportunities and develop meaningful recommendations for improvement
  • Review test work performed by business process owners
  • Assist external auditors with interim/year end audits
  • Perform internal audit reviews, including the development of detailed audit plans, programs and/or documentation
  • Develop and demonstrate an understanding of the business, its processes and operations
  • Scope, plan, and conduct risk-based financial, operational, and compliance internal audit reviews, including writing of work programs, performing detailed audit planning, executing testing procedures, and documenting results
Qualifications for senior auditor, internal
  • Assist in SOX 404 compliance program by performing process documentation maintenance and test of controls
  • Ability to travel to offsite audit locations (domestic and international)
  • Document audit work performed in accordance with the Department’ standards
  • Develop audit findings that include practical recommendations for improvements to policies, procedures and processes
  • Prepare audit reports and presentations, communicate issues and proposed solutions to management, and agree on management action plans
  • Follow up with management on audit findings and action plans to ensure timely implementation and completion
2

Senior Auditor, Internal Job Description

Job Description Example
Our innovative and growing company is hiring for a senior auditor, internal. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for senior auditor, internal
  • Be Responsible for assigned areas of the company to conduct risk assessments
  • Direct, advise and instruct staff assistants and review their work for neatness, accuracy, completeness, and adherence to program and audit techniques employed
  • Appraise evidentiary data as a basis for an informed, objective opinion of the adequacy and effectiveness of the system of internal controls and efficiency of performance of the activities being reviewed
  • Draft written audit report to management stating findings and recommendations in regard to systems, procedures, internal controls and other appropriate matters
  • Assess operating effectiveness of internal controls as part of Sarbanes-Oxley compliance
  • Promote high levels of ethical awareness and conduct across the company
  • Develop and document an understanding of multiple company accounting systems
  • Present findings in a concise, logical manner
  • Ad-hoc reviews / projects
  • Performing audits of assigned functions including financial, operational and information technology audits
Qualifications for senior auditor, internal
  • Experience using CAATs such as ACL preferred
  • Auditing and the Code of Ethics developed by The Institute of Internal Auditors
  • 4+ years of experience from public or industry audit
  • Developing the planning memo and audit program for each audit project and completing fieldwork and work paper documentation
  • Making oral presentations of audit findings to management and periodically to senior management
  • Assist internal audit management with the preparation of reports to be distributed to the Audit Committee of the Board of Directors
3

Senior Auditor, Internal Job Description

Job Description Example
Our innovative and growing company is hiring for a senior auditor, internal. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for senior auditor, internal
  • Support the company values and mission by promulgating a consistent and structured approach to assessing /mitigating financial and operational risks
  • Evaluating the inherent and residual risks of the audit universe and within audits
  • Determining the scope and develop programs for audit and special projects
  • Assisting in the preparation of the annual audit plan
  • Establishing strong communication lines with executive management in the office
  • Establishing solid communication lines with the regulators
  • Ensuring that all deficiencies identified in the audit process are corrected
  • Oversee risk and control identification
  • Complete process mapping, audit test design and execution
  • Prepare supporting work papers and summarize results
Qualifications for senior auditor, internal
  • Strong SOX experience
  • A bachelor’s degree in accounting or finance, or bachelor’s degree in another field with relevant work experience
  • A graduate degree in business administration, public administration or a related field, or a second certification
  • A plus to have at least one of the following certifications
  • In-depth knowledge of business processes, process controls and risks, and understand how this relates to relevant audit procedures
  • 2+ years of experience in Corporate Audit, Business Process Consulting and/or Public Accounting
4

Senior Auditor, Internal Job Description

Job Description Example
Our company is looking to fill the role of senior auditor, internal. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for senior auditor, internal
  • Performing internal audit procedures
  • Preparing internal audit reports reflecting the results of the work performed
  • Assisting Internal Audit Management with periodic reporting to the audit committee
  • Perform assigned duties in an effort to ensure timely completion of work and maintenance of established performance standards
  • Enjoy career opportunities based on performance
  • Gain exposure to senior managementwhile working on audits of strategic value to the firm
  • Lead or participate in all aspects of full audit examination assignments with minimal level of managerial guidance
  • Render/extract reports from available financial systems and/or data repositories to support assigned audit engagements
  • Develop issue based reports focused on emergent engagement points, summarize findings and recommendations and ensure all observations are adequately supported and communicated in a clear and concise manner
  • Support the site and organizational objectives by developing accurate, meaningful and complete audit mechanisms & reporting structures, to facilitate effective planning and execution of audit engagements in a timely fashion, without undue disruption to normal operational workflow
Qualifications for senior auditor, internal
  • Knowledge of internal auditing standards, COSO risk assessment practices, and financial reporting
  • Four or more years of public accounting/audit experience performing Financial Statement and SOX audit work
  • A working knowledge of basic information technology risks and control concepts
  • 2-4 years of Big 4 or Big 8 Experience
  • Audit, Process Flow knowledge/background
  • Significant experience in internal/external audit, process improvement, finance, accounting or operations
5

Senior Auditor, Internal Job Description

Job Description Example
Our growing company is looking for a senior auditor, internal. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for senior auditor, internal
  • Staying abreast of company and external policies and procedures
  • Staying abreast of new legislation and regulatory requirements, and communicating their impact on the company to management
  • Where appropriate recommends either changes to or new systems and procedures to strengthen AOI internal controls
  • Planning the audit engagement by documenting the planning process
  • Identifying and documenting risks and control issues and findings timely
  • Producing work paper documentation that is clear and concise
  • Effectively leading interviews/meetings to ensure relevant information is obtained for analysis
  • Working under moderate supervision to execute audit procedures and updating Audit Management at appropriate times
  • Proposing solutions and recommendations to Audit Management when obstacles or problems are encountered throughout the audit
  • Managing time to meet established deadlines, milestones, and time budgets
Qualifications for senior auditor, internal
  • 4-6 years of finance, accounting and/or audit role
  • Ability to interview colleagues and third parties, at all levels of the organizations, on sensitive and confidential matters, as part of investigations
  • Must have the ability to handle multiple tasks in a fast-paced environment
  • Demonstrable experience functioning well in different cultures and societies
  • Must have excellent judgment and good administrative and organizational skills
  • Periodic travel (up to 40% including international travel)

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