Senior Internal Auditor Job Description

Senior Internal Auditor Job Description

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Senior internal auditor provides US Generally Accepted Accounting Principles (GAAP) interpretation and prepare technical memorandums that document issues in a clear, logical and comprehensive manner.

Senior Internal Auditor Duties & Responsibilities

To write an effective senior internal auditor job description, begin by listing detailed duties, responsibilities and expectations. We have included senior internal auditor job description templates that you can modify and use.

Sample responsibilities for this position include:

Evaluate the effectiveness and efficiency of internal controls and operating practices
Staying abreast of the corporation's policies and procedures, current developments in racing industry, accounting and auditing professions, and changes in local, state, and federal laws, as applicable
Review and evaluate compliance with Global Policy on Interactions with Prescribing Animal Healthcare Providers (Global Vet Policy) and the Foreign Corrupt Practices Act (FCPA) to help ensure colleagues worldwide are interacting in an appropriate manner with Prescribing Animal Healthcare Providers and non-U.S. government officials
Complete various audit steps of program to appraise the soundness, adequacy and application of accounting, financial and operating controls
Coordinating and interacting with management, administrators, faculty, and staff, and with external audit agencies, as needed
Consulting with and advising management, administrators, faculty, and staff on operational and administrative issues
Managing several audit projects simultaneously
Mentoring and training audit staff
Conduct on-site independent evaluations of financial, operational and compliance control processes worldwide to ensure risks are properly managed
Prepare formal written reports setting forth recommendations for local, regional and Corporate management to strengthen and improve operations, identify cost or efficiency savings

Senior Internal Auditor Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Senior Internal Auditor

List any licenses or certifications required by the position: CPA, CIA, CISA, CFE, CA, CMA, MBA, PMP, CISSP, CISM

Education for Senior Internal Auditor

Typically a job would require a certain level of education.

Employers hiring for the senior internal auditor job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Business/Administration, Education, Computer Science, Auditing, MBA, Economics, Management Information Systems

Skills for Senior Internal Auditor

Desired skills for senior internal auditor include:

Accounting
Internal controls
US GAAP
Practices
SOX
Generally Accepted Accounting Principles
GAAP
Concepts
COSO
Finance

Desired experience for senior internal auditor includes:

Excellent communication skills, clear and concise, in both verbal and written form
Some travel will be necessary (approximately 20% per year)
3 + years experience in Auditing (internal or external)
Travel of about 10% is required
CIA, CPA or CFE
Actively participate on departmental and/or cross-functional teams addressing internal and external issues that support the department’s Strategic Business Framework

Senior Internal Auditor Examples

1

Senior Internal Auditor Job Description

Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of senior internal auditor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for senior internal auditor
  • Assist Senior Manager of Internal Audit with developing strategies to improve internal controls and minimize risk
  • Monitor audit progress to ensure completion within allotted time frames
  • Draft reports of audit findings, obtain management responses, and issue reports in accordance with Internal Audit departments’ processes and procedure
  • Follow up on remediation efforts related to such findings
  • Work with management to develop acceptable solutions to address issues or gaps identified and follow-up with management to ensure remediation is adequately implemented
  • Prepare accurate, logical and detailed work-papers clearly describing the work performed, testing results and conclusions
  • Assist in the planning and organizing the activities of the IA department
  • Conduct operational audit engagement as planned in the annual internal audit plan to meet audit engagement objectives
  • Perform planning activities for audit projects
  • Draft and/or edit internal audit reports
Qualifications for senior internal auditor
  • A minimum of 5 years audit experience from Big 4 and commercial industry
  • Appropriate auditing qualification / s (CIA, RO or equivalent)
  • Minimum of 8 years of internal audit experience in a professional international business environment
  • 3-5 years of experience in an audit role within in a Fortune 500 company or Audit firm
  • Minimum 5-7 years internal audit or related experience required
  • Ability to use effective delegation skills within work teams and establish and monitor project completion deadlines as necessary to meet overall department and quality assurance goals
2

Senior Internal Auditor Job Description

Job Description Example
Our innovative and growing company is looking to fill the role of senior internal auditor. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for senior internal auditor
  • Assist the Associate Director and Audit Managers in performing all aspects (planning, fieldwork, reporting) of internal audits of an assigned location, function or 3rd party with the objective of identifying risks and evaluating the effectiveness of internal controls across multiple control domains (financial, operational, compliance, IT)
  • Assisting in the refinement of existing SOX audit programs and related control tests
  • Develop and maintain productive relationships with management and Corporate Compliance team through individual contact and meetings
  • Process mapping, audit test design and execution
  • Preparing supporting work papers and summarizing results
  • Drafting initial audit recommendations
  • Identifying business and process improvement opportunities
  • Interacting with various levels of business unit personnel
  • Identifies and evaluates the organization's risk areas and provides key input in the development of the annual audit plan
  • Assist in the identification of best practice and consistent standards to be rolled out across locations where possible
Qualifications for senior internal auditor
  • At least Two years in some sort of leadership role
  • CPA/CIA, Big 4 experience preferred
  • General knowledge of insurance brokerage, reinsurance, consulting
  • CPA, CFE, or CIA preferred
  • Prior Internal Audit experience preferred
  • 4+ years of recent Internal or External Audit experience
3

Senior Internal Auditor Job Description

Job Description Example
Our company is looking to fill the role of senior internal auditor. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for senior internal auditor
  • Championing internal control and corporate governance concepts throughout the business
  • Knowledge and exposure to the fast pasted and competitive hedge fund world in which our firm not only practices, but creates, best practice techniques in asset allocation and investor services technical skills abilities
  • Advise and guide organizational managers and/or functionaries in reviewing / maintaining an effective SOX control structure and suitable state of separation of duties (SODs), effective management role assignments, and or fraud risk mitigation posture
  • Prepare Planning Memos/Risk Assessments for engagements
  • Supervise and review the work of audit staff, provide performance feedback
  • Function as the In-Charge Auditor by providing high-quality, professional execution of internal audit engagements and special projects
  • Act as the primary liaison between the staff and Management
  • Prepare meaningful, clear and concise reporting of audit findings and recommendations
  • Conduct internal audits of business units, area offices, and other business areas and identify / recommend value-added best process or process improvements
  • Partner with management to develop corrective action plans in response to Internal Audit observations
Qualifications for senior internal auditor
  • CA / CIA / CPA
  • Strong computer skills (advanced Excel skills and working knowledge of SAP and ACL Data Analytics tool)
  • Exceptional interpersonal skills, including oral and written communications, listening, interviewing, fostering open communications, facilitating and influencing
  • Be highly analytical and inquisitive, dig deep to obtain a solid understanding of business processes and controls
  • Share knowledge of audit tools and technology with other department personnel to enhance the internal processes and methodologies
  • Absolute commitment to timely delivery of a quality, 100% accurate, product
4

Senior Internal Auditor Job Description

Job Description Example
Our company is looking to fill the role of senior internal auditor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for senior internal auditor
  • Assist the Senior Internal Audit Manager with developing strategies to improve internal controls and minimize risk
  • Display a strong professional image to finance and other management in the region and at corporate head office
  • Discuss progress of audit including findings with Auditing Management on a current basis during the audit
  • Discuss audit findings with division chief financial officer or responsible official of other unit of organization during and at the completion of audit
  • Assist in the annual risk assessment utilized by Internal Audit to develop ongoing audit plans
  • Continuously improve the comprehensive risk-based internal audit methodology and execute operational, compliance and financial internal audit reviews in line with the methodology to identify control and operational weaknesses and work with the business process owner to create effective management action plans to address the identified gaps
  • Complete planning, fieldwork and reporting for all audits
  • Undertake other tasks or special projects as and when required by management
  • Execution of operational, financial and audits
  • Perform risk-based audit work
Qualifications for senior internal auditor
  • 4 - 6 years experience in an internal audit or related roles (such as public accounting, risk management)
  • Ability to compute and apply concepts such as fractions, percentages, and ratios to practical situations interpret non-complex spread sheets
  • Create and execute SOX testing plans
  • Estimated required travel is 10%
  • 3+ years of Auditing and/or Accounting experience
  • Knowledge of current professional Auditing standards, procedures, and requirements
5

Senior Internal Auditor Job Description

Job Description Example
Our growing company is looking to fill the role of senior internal auditor. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for senior internal auditor
  • Understand technical aspects of accounting and financial reporting
  • Performs audits of dealership operations and corporate functions, evaluating conformance with GAAP, laws, regulations and company policy
  • Plans and executes audits in accordance with IIA professional practices
  • Performs financial, operational, IT, and SOX and other compliance audits
  • Maintain and monitor companywide control framework documentation and finance policies and procedures
  • Delegates and oversees the project work of the internal audit staff and guest auditors
  • Performs complex, value added professional internal auditing work
  • Supervise staff auditors on engagements
  • Plan and lead audits
  • Effectively analyzing and assessing risk to develop audit procedures
Qualifications for senior internal auditor
  • Proficient in Word, Excel, PowerPoint, and data analysis tools
  • Four years in external/internal audit or equivalent experience with a Public Audit firm
  • Financial reporting for a large company
  • Must possess strong organizational skills and the ability to handle multiple tasks simultaneously the ability to develop and maintain peer relationships
  • Relevant work experience or a combination of education and relevant experience are required
  • Forensic skills including experience with investigations of allegations such as expense report fraud, conflicts of interest, and violations of the Foreign Corrupt Practices Act (FCPA)

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