Investment Risk Job Description

Investment Risk Job Description

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Investment risk provides advice and counsel to executives and senior management, enhancing their ability to anticipate and manage domain risks effectively.

Investment Risk Duties & Responsibilities

To write an effective investment risk job description, begin by listing detailed duties, responsibilities and expectations. We have included investment risk job description templates that you can modify and use.

Sample responsibilities for this position include:

Proven ability to manage senior stakeholders in both IT and Business regionally and globally
Develop and maintain senior level relationships with the Tier 1 and Tier 2 IB management across IB Technology together with relevant BU CIOs where appropriate
Representing IB Technology Risk at Barclays governance and oversight committees including the Group Technology Key Risk Forum, IB Technology ExCo and O&T Technology ExCo other regional and business committees
Coordinating the BIA (Barclays Internal Audit) relationship with IB, resulting in a strong partnership with BIA, targeted/accurate & effective observations, and proactive/timely closure of agreed actions
Managing the global regulatory environment and its impact on IB technology leading to proactive assessment of regulatory exposure and supporting management in escalating concerns
Develop and oversee U.S. investment risk process
Promote greater focus on risk and performance analysis
Monitor market and industry dynamics
Engage in regular dialogue with investment teams
Regular review of risk and performance vs

Investment Risk Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Investment Risk

List any licenses or certifications required by the position: CISM, CFA, FRM, CPA, CISA, PMP, SOX, IB, CRISC

Education for Investment Risk

Typically a job would require a certain level of education.

Employers hiring for the investment risk job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Mathematics, Economics, Engineering, Statistics, Math, Graduate, Computer Science, Business, Management

Skills for Investment Risk

Desired skills for investment risk include:

Financial markets
Financial instruments and markets
Ability to assess and manage investment exposures to market risk
Ability to leverage that information in creating customized customer solutions
Ability to manage
Ability to operate mutual funds
Ability to perform the mathematical calculations that underlie various financial instruments
Ability to test
Ability to use quantitative tools and techniques to measure and analyze risks
Ability to utilize tools

Desired experience for investment risk includes:

Ability to view letters and numbers on a computer screen for long hours at a time
Meticulous with details, accuracy, and quality
Experience with process automation
Education in finance, mathematics, econometrics, engineering or information sciences/technology
A thorough understanding of multi-asset class performance and risk
Managing Director with 10 years experience in financial services industry related to trading, portfolio management, risk management and/or investment risk across asset classes

Investment Risk Examples

1

Investment Risk Job Description

Job Description Example
Our company is growing rapidly and is looking for an investment risk. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for investment risk
  • Researching and developing appropriate methodologies and processes to establish an integrated IB Risk Appetite and Risk Coverage Framework policies
  • The role will be embedded within a wider team working on the risk appetite of key Credit-Suisse subsidiaries, ensuring an integrated bank-wide approach is in place across all legal entities
  • A good understanding of broad risk measurement frameworks, including one or several of Market Risk
  • A degree-level education (or equivalent) in a numerate discipline – post graduate qualifications within a relevant fields CFA, FRM, PRIMA would be an added advantage
  • Providing market risk inputs
  • Enhancing the Companys risk-adjusted capital methodology to address emerging risks, changing market conditions, and evolving regulatory environment
  • Creating and maintaining appropriate documentation for new/existing processes writing white papers on market risk methodologies
  • Managed and delivered controls, audit, compliance or governance objectives in an Investment Banking environment
  • Experienced handling regulatory inspections and/or their associated commitments
  • Manage existing risk systems and ensure daily production of investment risk information
Qualifications for investment risk
  • Maintains deep understanding of Barclays business strategic goals knowledge of the financial services industry and best practices of leading technology organisations
  • 3+ years of experience in the financial services industry (bank, insurance company, hedge fund, ) is desired
  • Experience managing direct reports, or managing more junior level resources on projects, is desired
  • Remaining current with industry views on the capital markets and the credit cycle Company initiatives designed to monitor and manage these exposures so as to adapt audit methodology and approach as appropriate
  • Highly motivated energetic and positive individual who is able to develop positive working relationships, partner effectively within the team to demonstrate the ability to work independently in a variety of assignments
  • Minimum of Bachelor’s Degree and 5 – 7 years of audit, compliance or similar experience is needed and previous management experience is desired
2

Investment Risk Job Description

Job Description Example
Our growing company is searching for experienced candidates for the position of investment risk. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for investment risk
  • Provide in-depth day-to-day market risk analysis of funds in scope
  • Ensure the funds are in line with their mandates and agreed risk profiles as described in the funds’ prospectus and/or other contractual arrangements
  • Lead and / or contribute directly to the development and enhancements of the quantitative models and techniques used for risk monitoring and stress testing
  • Ensure integrity of risk reports (data sources, data mapping, data analysis and flows)
  • Perform timely, consistent and accurate reporting as required by laws and regulations, policies and terms of references of Committees
  • You will assist the Associate, Senior Performance Analyst and work with the Portfolio Risk Advisor - Investment Business Operations, BI to develop, implement and maintain consistent oversight procedures on the investment service lines
  • You will conduct fully independent quality of investment advice reviews used within the Wealth Management BI Supervisory framework
  • You will manage the frequent control and monitoring of client portfolios by the reports and supporting applications and communicate issues to the relevant business teams
  • You will support the management of existing and new risk issues / events and ensure appropriate documentation and process for resolution
  • You will oversee the Investment Management (IM) strategies – governance and procedures and RBCIM UK business central modelling and trade execution activities on behalf of the offshore and RBCIM USA entities
Qualifications for investment risk
  • General understanding of market valuation and market factor sensitivity calculations for a broad range of asset and derivative instruments
  • Experience with programming Excel macros / VBA, SQL, MS Access, Business Objects
  • Product knowledge and quantitative skills with broad range of asset classes (Fixed Income, Equity, FX, Volatility, Commodities, and Derivatives including Futures, Options, Rate Swaps, CDS and CDX) and investment strategies (Stat Arbitrage, Merger Arbitrage, Global Macro, L/S Equity, Credit, Real Estate)
  • Previous direct, hands-on experience with large initiatives
  • 5+ years of overall experience in the financial services industry (bank, insurance company, hedge fund, ), and with 2+ years of experience focusing on model validation or model implementation is desired
  • 1+ years of experience managing direct reports is required
3

Investment Risk Job Description

Job Description Example
Our innovative and growing company is looking for an investment risk. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for investment risk
  • You will keep informed of market events and industry practices through ongoing conferences, seminars and periodicals
  • Understand investment clients and their business and establish relationships with clients/key role players such as CEO's, decision makers
  • Adhere to all internal audit and SOX compliance requirements through implementing risk policies in tasks completion of indemnities, procedures, listings
  • Providing governance and procedures to ensure Investment Strategies are within guidelines set by the British Isles Investment business
  • Supporting the treating clients fairly oversight, operational and administrative effectiveness and compliance together with support of the annual reviews
  • Supporting the refining of the oversight of the internal service partners delivering administration and custody services to the investment business
  • The completion of any British Isles Investments projects as required
  • This role is an integral part of the BI Investment Management first line of defence monitoring framework and overall strategy
  • Working closely with the Associate, Senior Performance Analyst and the Portfolio Risk Advisor - Investment Business Operations, British Isles to develop, implement and maintain consistent oversight procedures on the investment service lines
  • Conduct fully independent quality of investment advice reviews used within the WM BI Supervisory framework
Qualifications for investment risk
  • Must be well organized with good prioritization skills
  • Must have a proactive approach and the ability to anticipate issues before they arise
  • New Product Review Working Team
  • Investment Advisory Committee
  • Assist group CRO in the analysis for project financing, M&A, cross-border financing
  • Measure, monitor and assess inherent investment risks in businesses, funds and products
4

Investment Risk Job Description

Job Description Example
Our innovative and growing company is looking for an investment risk. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for investment risk
  • Manage the existing and new risk issues / events and ensure appropriate documentation and process for resolution
  • Oversight of the IM strategies – governance and procedures
  • Provide support to the Director and Associate, Senior Performance Analyst - Investment Business Operations in respect of collating and producing accurate MI for the governance of the investment business
  • Assist with key investment related projects as required
  • Operations Risk Management - risk monitoring, tracking, reporting and mitigation
  • Manage the risk identification and escalation process
  • Metrics reporting and senior management reporting
  • Participating in the implementation of an enhanced regulatory reporting framework
  • Providing governance and oversight over regulatory reporting
  • System administration and entitlements review facilitation
Qualifications for investment risk
  • Able to build relationships and trust
  • 15 Years of Financial Services experience along with current performance attribution experience and demonstrated passion for analytical client servicing and delivering consultative solutions
  • Ideal experience includes driving growth with client
  • Proven success in managing a significant Profit/ Loss center or stand-alone business
  • Experience in successfully managing large, multi-jurisdictional teams
  • Evidence of thought leadership (new products/ white papers/ conference speaking
5

Investment Risk Job Description

Job Description Example
Our company is growing rapidly and is hiring for an investment risk. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for investment risk
  • Assist in the development of asset class specific surveillance and risk reporting framework
  • Help expand and upgrade the content for enterprise wide risk reporting
  • Develop risk based limit frameworks with attribution across the appropriate investment risks
  • Provide independent investment risk oversight for Columbia Threadneedle Investments’ (CTI) multi-asset and alternative portfolios
  • Measure, analyze, monitor, and manage investment risk for CTI’s multi-asset and alternative funds across the US Contribute to the design and implementation of CTI’s global investment risk process
  • Recommend new and innovative methods to manage investment risk as part of our normal, continuous improvement process
  • Collaborate with and provide leadership to the existing investment risk team of investment risk analysts
  • Perform risk analyses on CTI’s multi-asset/alternatives funds, and review results with portfolio managers, front office management, and business leaders
  • Provide risk analysis and assistance to Portfolio Managers, when requested and as appropriate
  • Represent Investment Risk in other committees, processes, and functions, including Product Development, Legal, and Compliance
Qualifications for investment risk
  • Understanding of market valuation and market factor sensitivity calculations for a broad range of asset and derivative instruments
  • Control risk exposure to be minimised
  • Perform the second level of control with proprietary tools
  • Prepare reports/analysis/advice
  • Work closely with Market Risk team in accordance to the incoming new products/mandates
  • Control regular basis valuation and modelling

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