Investment Banking VP Job Description

Investment Banking VP Job Description

4.9
170 votes for Investment Banking VP
Investment banking VP provides technical support to staff, including support with the Microsoft Office Suite, video conferencing, and other software needs.

Investment Banking VP Duties & Responsibilities

To write an effective investment banking VP job description, begin by listing detailed duties, responsibilities and expectations. We have included investment banking VP job description templates that you can modify and use.

Sample responsibilities for this position include:

Begin to build long-term external relationships and manage accounts
Provide innovative solutions to meet the ever changing risk management environment
Oversight of monthly performance reporting, incl
Maintenance of the deal pipeline, incl
Provide assistance to front office with the client on-boarding processes
Primary compliance coverage and real time support and advice to the US Equities Capital Markets and Equity Syndicate business areas within the Investment Bank
Day-to-day coverage and guidance for Equity Syndicate activities, including in connection with registered equity and equity-linked offerings, block trades and exempt securities offerings
Provide in-depth knowledge and experience of the relevant SEC's, FINRA's, the Dodd-Frank Act and other securities rules and regulations and syndicated underwriting activities
Assist with regulatory exams and inquiries, audits and compliance risk reviews and compliance checks
Interact with and present to senior compliance and front office personnel on relevant issues

Investment Banking VP Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Investment Banking VP

List any licenses or certifications required by the position: B/D, RIA, CFA, CFP

Education for Investment Banking VP

Typically a job would require a certain level of education.

Employers hiring for the investment banking VP job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in MBA, Finance, Business/Administration, Business, Economics, Financial Services, Accounting, Graduate, Technology, Engineering

Skills for Investment Banking VP

Desired skills for investment banking VP include:

Microsoft Excel
PowerPoint
Word
Continuous Integration and Delivery Tools & Processes
Customary investment banking databases
French M&A environment
Git
Microservices architecture and how to develop resilient
Microsoft Office Suite
Secure and robust services

Desired experience for investment banking VP includes:

As trusted advisor to the head of EMEA Corporates Investment Banking in all aspects of the business
Regular assistance with Compliance advisory services across the private-side Investment Banking department, particularly for equity-related products
Proactive management and resolution of regulatory matters relating to those activities
Compliance-related advice and effective solutions for evolving business needs
Regulatory requirements, interactions and trends
Enhancements to firm policies, procedures and compliance controls

Investment Banking VP Examples

1

Investment Banking VP Job Description

Job Description Example
Our innovative and growing company is looking to fill the role of investment banking VP. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for investment banking VP
  • Participate in both corporate finance (debt, public and private equity), M&A assignments, and restructuring
  • Drive strategic agenda and deliverables across the firm for group heads, senior management, and F&BM
  • Analyze industry stats and data for industry trends, competition and areas of opportunity
  • Drive best practices and help ensure adherence to firm policies
  • Provide investment advisory services on all asset classes and help clients to improve their overall asset allocation add value to their portfolios
  • Goals include preservation of capital, maximum income, capital growth, minimum risk, or some combination of these for clients
  • Advise clients on the outlook for foreign exchange, bonds and equities in order to identify investment opportunities and assist them in developing strategies
  • Assist the sales team in their marketing efforts by providing clients with relevant marketing and product materials
  • Develop and enhance relationships with clients through a thorough understanding of their requirements and objectives
  • Actively service a portfolio of assigned clients with revenue budgets jointly agreed with the relationship managers
Qualifications for investment banking VP
  • Experience of sellside advisory work
  • Experience of negotiating contracts NDAs, engagement letters
  • Be responsible for general compliance function for the securities and investment banking business
  • Monitor and keep senior management and Head of Compliance abreast of any regulatory changes that are relevant
  • Proactively identify and resolve any compliance gaps
  • Have at least 5-8 years of relevant experience in a similar function from an investment bank or securities firm
2

Investment Banking VP Job Description

Job Description Example
Our growing company is hiring for an investment banking VP. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for investment banking VP
  • Drive new ideas and initiatives that will make our technology recruitment attraction strategies innovative and best in class
  • Partner with senior level executives and client teams to sell-in and adopt new marketing ideas and practices
  • Identify opportunities and validate plans and recommendations through extensive analytics, metrics and market research
  • Manage budgets with great discipline
  • Constantly seek ways to drive efficiencies and turn-key processes for the wider team
  • Partner with the Chairmen, Vice-Chairmen and committee members and other reviewers to ensure effective evaluation of transactions and implementation of policy
  • Partner with Reputational Risk, Client On-boarding and other key processes (such as Sustainability and Sanctions) to ensure effective evaluation of transactions and implementation of policy and that deal teams are coordinated, with little duplication of effort across processes
  • Ensure effective escalation of key transaction risks to both IBC Chairmen and Senior Management as appropriate
  • Management of the IBC administration team
  • Produce MI so that IBCM Management can spot trends and issues
Qualifications for investment banking VP
  • Significant Investment Banking experience (ALF, ECM, IB coverage)
  • Knowledge of CDGL is a great plus
  • Have an existing network of clients within the small and mid market corporate sector in Singapore or across south east Asia
  • At the VP/Director level you will act as sector champion and be primarily responsible for originating advisory mandates across a given sector
  • Be a leading member of the south east Asian Partnership panel and assist in developing the strategic direction of the firm
  • Degree qualification with minimum 8-10 years of relevant experience in Banking industry
3

Investment Banking VP Job Description

Job Description Example
Our innovative and growing company is hiring for an investment banking VP. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for investment banking VP
  • Creating and implementing compliance training programs for bankers
  • Developing policies, procedures and best practices
  • Keeping up-to-date with relevant regulatory/rule changes analysing and implementing
  • Create presentations and documents and communicate to a wide variety of financial and non-financial audiences (designers, engineers)
  • Hands-on skills, where you can think and do
  • Real experience getting things done vs
  • Play a key role supporting origination, opportunity evaluation and deal execution, working on a broad scope of assignments and products in the TMT industry with an emphasis on Media & Telecom clients
  • Prepare and execute final client presentation work product
  • Serve as the key support resource working closely with senior bankers in generating ideas and solutions to meet client needs
  • Serve as the point of contact for the group and coordinate information flow and execution of work product with internal and external legal, tax, accounting, rating agency and regulatory parties
Qualifications for investment banking VP
  • Ability to elicit cooperation from a wide audience, including IT teams, Operations, Legal &Compliance , senior management, and stakeholders from other departments
  • Ability to work in a fast-paced creative and innovative environment
  • Proven track record in similar roles in Wealth management
  • Must be registered RI in activities type 1, 4 &/or 9
  • Controller for Debt Capital Markets (bonds & loans) for the APAC region (Emerging Asia, Australia and Japan)
  • Ability to develop understanding of technical accounting concepts and effectively communicate the impact to senior business leaders
4

Investment Banking VP Job Description

Job Description Example
Our innovative and growing company is looking for an investment banking VP. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for investment banking VP
  • Support resource to senior bankers in day-to-day client coverage of TMT clients
  • Assist senior bankers in the business development effort
  • Lead transaction execution teams
  • Work on a variety of equity financing (IPO, Follow-On, Private Placement, Growth Equity) and domestic and cross-border M&A transactions, strategic alliances and partnership arrangement
  • Bachelor’s degree in Business Administration, Finance, Economics, Accounting, Mathematics, or a related field or foreign equivalent
  • Establish coverage and build relationship with aviation related companies
  • Understand clients’ requirements, to suggest viable solutions with supports from product partners such as GTS / T&M / DCM / ECM
  • Identify pertinent credit related issues and assess risk mitigants
  • Supervise and train junior bankers in terms of origination, risk assessment and legal documentation
  • Establish coverage and build relationship with commodities companies
Qualifications for investment banking VP
  • Knowledge of financial market trends, including but not limited to equities, currencies, commodities, fixed income, FX
  • Solid knowledge of compliance and regulatory requirements exposure to multicultural issues
  • Possess Presentation and Training skills
  • Self motivated team players with excellent service aptitude who would enjoy in a fast-paced service focused environment
  • Relevant transaction experience and strong client management skills
  • Experience leading deal teams and interacting with senior personnel internally and externally
5

Investment Banking VP Job Description

Job Description Example
Our innovative and growing company is looking to fill the role of investment banking VP. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for investment banking VP
  • Advising clients on a broad range of transactions
  • Establish coverage and build relationship with maritime, shipping and aviation related companies
  • Understand clients’ requirements and recommend viable financing solution
  • Originate various products covering Cash & Trade, Treasury, Structured Finance, Debt Capital and Equity Capital Markets
  • Lead execution of banking mandates across clients in Asia
  • Supervise and train junior bankers in terms of origination, technical and execution skills
  • Senior-level engagement execution on assignments across the U.S
  • Mentor teammates
  • Analysis (trading and transaction comparables, DCF and LBO modeling, research)
  • Participate in creating presentations, client offering memoranda and client management presentations
Qualifications for investment banking VP
  • Strong financial modeling and valuation skills for all equity / equity-linked products
  • Team oriented approach with independent drive and maturity
  • 5 years of Equity Capital Markets related financial professional experience
  • Knowledge of financial markets and products preferred
  • Bachelor’s degree and above, preferably in business, finance, economics or related fields
  • Degree in Finance or Business with 4 - 8 years of relevant working experience in banking / financial / consulting industry

Related Job Descriptions

Resume Builder

Create a Resume in Minutes with Professional Resume Templates