Cash & Trade Processing Job Description

Cash & Trade Processing Job Description

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166 votes for Cash & Trade Processing
Cash & trade processing provides formal and informal training as appropriate related to software upgrades, EUC usage and common tasks in the MS Office suite.

Cash & Trade Processing Duties & Responsibilities

To write an effective cash & trade processing job description, begin by listing detailed duties, responsibilities and expectations. We have included cash & trade processing job description templates that you can modify and use.

Sample responsibilities for this position include:

Review daily best execution reports and work with our clearing firm for price improvements
Assess risk and process highly complex trade error corrections involving multiple retail client accounts and securities
Investigate daily position breaks and remediate those breaks in coordination with the clearing firm
Perform monitoring / review of firm trading and corporate actions activity
Support the Front and Back Office by conducting trade related research as needed
Provide subject matter expertise on strategic initiatives related to trading functions
Document standard operating procedures and job aids
Identify areas for process improvement and work toward implementation
High-level understanding of key requirements under SEC Regulation NMS
Understanding of clearing broker-dealer execution and routing practices for equity and ETF securities

Cash & Trade Processing Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Cash & Trade Processing

List any licenses or certifications required by the position: CDCS, ACCA

Education for Cash & Trade Processing

Typically a job would require a certain level of education.

Employers hiring for the cash & trade processing job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in MBA, Education, Finance, Accounting, Associates, Business, Management, Business/Administration, Science, Graduate

Skills for Cash & Trade Processing

Desired skills for cash & trade processing include:

MS Office applications

Desired experience for cash & trade processing includes:

Fluent in English conversations and business writing
Good understanding of local regulations, TWSE market practices
Client/Business focus with control sense for escalations
Familiarity with key concepts related to best execution requirements pursuant to FINRA Rule 5310 (prior experience performing quarterly statistical oversight is a plus)
Attend and subscribe to FINRA CAT Reporting updates
Manage and oversee customer escalations between Cash App, Cash App Investing, and external vendors

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