Cash & Trade Processing
Job Description
Cash & Trade Processing
Job Description
Cash & trade processing
provides formal and informal training as appropriate related to software upgrades, EUC usage and common tasks in the MS Office suite.
To write an effective cash & trade processing job description, begin by listing detailed duties, responsibilities and expectations. We have included cash & trade processing job description templates that you can modify and use.
Review daily best execution reports and work with our clearing firm for price improvements
Assess risk and process highly complex trade error corrections involving multiple retail client accounts and securities
Investigate daily position breaks and remediate those breaks in coordination with the clearing firm
Perform monitoring / review of firm trading and corporate actions activity
Support the Front and Back Office by conducting trade related research as needed
Provide subject matter expertise on strategic initiatives related to trading functions
Document standard operating procedures and job aids
Identify areas for process improvement and work toward implementation
High-level understanding of key requirements under SEC Regulation NMS
Understanding of clearing broker-dealer execution and routing practices for equity and ETF securities
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for
Cash & Trade Processing
List any licenses or certifications required by the position:
CDCS, ACCA
Education for
Cash & Trade Processing
Typically a job would require a certain level of education.
Employers hiring for the cash & trade processing job most commonly would prefer for their future employee to have a relevant degree such as
Bachelor's and Master's Degree
in
MBA, Education, Finance, Accounting, Associates, Business, Management, Business/Administration, Science, Graduate
Skills for
Cash & Trade Processing
Desired skills for
cash & trade processing
include:
Fluent in English conversations and business writing
Good understanding of local regulations, TWSE market practices
Client/Business focus with control sense for escalations
Familiarity with key concepts related to best execution requirements pursuant to FINRA Rule 5310 (prior experience performing quarterly statistical oversight is a plus)
Attend and subscribe to FINRA CAT Reporting updates
Manage and oversee customer escalations between Cash App, Cash App Investing, and external vendors