Wealth Management Associate Resume Samples
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Wealth Management Associate Resume Samples
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AM
A Mitchell
Aurelie
Mitchell
869 Huels Hills
New York
NY
+1 (555) 345 6407
869 Huels Hills
New York
NY
Phone
p
+1 (555) 345 6407
Experience
Experience
Dallas, TX
Wealth Management Associate
Dallas, TX
Kub-Spinka
Dallas, TX
Wealth Management Associate
- Continue to develop superior risk and control frameworks across the business area
- Interacts regularly with the Complex Business Development Manager
- Drafts correspondence, reports, and presentations as directed by manager and/or Wealth Management team
- Maintains contract file records and assists in coordinating vendor risk management requests and documentation
- Performs compliance reviews of wealth management marketing materials
- Develops presentation materials and proposals to assist Financial Advisors in obtaining clients’ business
- Develops presentation materials and proposals to assist Advisors in obtaining clients’ business
Phoenix, AZ
PWM Wealth Management Associate
Phoenix, AZ
Moen, Wiegand and Mraz
Phoenix, AZ
PWM Wealth Management Associate
- Independently improves and streamlines the service model and operational procedures for the team
- Conducts quarterly/annual business performance reviews in conjunction with the Financial
- Identifies practice management opportunities through various firm channels
- Provides support on products and services
- Establishes and cultivates relationships with new clients and proactively helps to resolve issues and concerns
- Coordinates resolution of complex issues/concerns received from the client with input from senior team members
- Assist in developing presentations and materials for internal meetings and for clients
present
Chicago, IL
Global Wealth Management Associate Development Analyst
Chicago, IL
Trantow-Howe
present
Chicago, IL
Global Wealth Management Associate Development Analyst
present
- Planning networking, social and teambuilding events for programs
- Helping to create program agendas, goals and objectives
- Analyzing current program content and processes and contributing to future enhancements
- Recognizing trends among target populations and identifying opportunities for new initiatives
- Coordinating with vendors/external faculty and processing invoices
- Serving as a point of contact for individuals attending programs to answer questions
- Attending program and managing day-of coordination
Education
Education
Bachelor’s Degree
Bachelor’s Degree
University of Massachusetts Amherst
Bachelor’s Degree
Skills
Skills
- Possession of Series 6 or 7, 63, and life, variable life, health and disability license or willingness to obtain within 180 days of start date
- Good understanding or strong interest in financial markets and wealth management
- Strong knowledge of MS tools including Word, Excel and PowerPoint
- Good judgment and discretion working with highly confidential information
- Proficient in applicable software applications including PARis, Orion, Zephyr, etc
- Good knowledge of Word, Excel, and PowerPoint
- Ability to contact and profile existing clients, leads, and prospects
- Strong analytical skills with an emphasis on detail
- Knowledge of applicable compliance rules and regulations and firm policies
- Proficient with Microsoft Office applications and demonstrates capacity to quickly adapt to proprietary software
13 Wealth Management Associate resume templates
Read our complete resume writing guides
1
Wealth Management Associate Resume Examples & Samples
- Coordinates resolution of complex issues/concerns received from the client with input from senior team members
- May utilize financial planning tools to analyze complex financial information and lead client/prospect financial planning presentations in conjunction with the Financial Advisor
- College degree and 5+ years of relevant work experience or 10+ years of relevant work experience
- Financial industry and product knowledge preferred
2
Wealth Management Associate Resume Examples & Samples
- Conducts quarterly/annual business performance reviews in conjunction with the Private Wealth Advisor
- May utilize financial planning tools to analyze complex financial information and lead client/prospect financial planning presentations in conjunction with the Private Wealth Advisor
- College degree and 5 years of relevant work experience or 10 years of relevant work experience
3
Private Wealth Management Associate Private Banker Resume Examples & Samples
- Minimumof 3 years experience with an investment, commercial or private bank
- 2years of client service, business development and/or Sales Desk experience
- Experience in understanding the financial needs of all types of clients
- B.A.degree or equivalent
- Series7 and 66 licenses required to be obtained within 90 days of employment
- Strong knowledge of banking andlending products including bank deposits, certificates of deposits, creditcards, residential mortgage products, home equity lines of credit, securitiesbased loans, high net worth tailored lending products & commercial creditproduct
- Possess excellent relationship building, business development and serviceskills and have the desire and drive to consistently achieve top quartileresults
- Maintain poise, presence and professionalism with FAs and their affluentclients in the most difficult circumstances
- Software proficiency (e.g., Word, Excel, PowerPoint)
- Demonstrate positive initiative, leadership and comfort working in a fast pacedenvironment
- Stronginterpersonal collaboration and team skills including working withcross-functional teams
4
Private Wealth Management Associate Resume Examples & Samples
- Demonstrates excellent attention to detail and accuracy of work produced
- Demonstrates ability to be highly organized and efficient and able to manage multiple priorities
- Demonstrates advanced Microsoft Office skills (Word, Excel, Outlook, etc)
5
Wealth Management Associate Resume Examples & Samples
- Completes projects assigned by and with direction from manager
- Prepares department reports (i.e. dash board updates, past due reports, exception tracking) and performs basic data analysis
- Drafts correspondence, reports, and presentations as directed by manager and/or Wealth Management team
- Prepares agendas for various management committee meetings
- Conducts due diligence or Internet-based factual research for Wealth Management team
- Maintains contract file records and assists in coordinating vendor risk management requests and documentation
- Arranges meetings and teleconferences and Departmental Teleconference training for manager
- Receives updates and makes changes of content on the Department intranet and SharePoint sites
- Documents departmental procedures/processes. Identifies and communicates procedural gaps to the manager
- Provides Back-up to assigned middle office, back office, compliance functions
- Performs compliance reviews of wealth management marketing materials
- Faxes, copies, scans, and prepares documents for distribution, mailing, email, or delivery by messenger
- Other duties will be assigned
- 20150429
6
Wealth Management Associate Resume Examples & Samples
- Assist Private Wealth Advisors (PWA) with maintaining all aspects of corporate client relationships
- Interact closely with clients and respond timely to questions or issues
- Daily administrative duties include booking of trades, processing documentation, handling phones and mailings
- Business development includes managing prospect reservation system, sourcing new clients and cultivating existing relationships
- Interacting with PWM management
- Participating in ongoing learning and development to enhance support of PWAs’ business
- Good knowledge of Word, Excel, and PowerPoint
- Knowledge or experience with Fixed Income products is highly preferred
7
Global Wealth Management Associate Development Analyst Resume Examples & Samples
- Scheduling speakers, collecting presentations, creating and producing program materials
- Planning networking, social and teambuilding events for programs
- Helping in the creation, execution and analysis of pre and post-program evaluations
- Maintaining a database of program participants and speakers
- Liaising with the conference center on program logistics (tech needs, catering, set-up etc.)
- Coordinating with vendors/external faculty and processing invoices
- Serving as a point of contact for individuals attending programs to answer questions
- Attending program and managing day-of coordination
- Analyzing current program content and processes and contributing to future enhancements
- Helping to create program agendas, goals and objectives
- Recognizing trends among target populations and identifying opportunities for new initiatives
8
Wealth Management Associate Resume Examples & Samples
- Prepares performance measurement for clients, which involves computing account performance, analyzing investment portfolio holdings and generating quarterly investment performance monitors
- Develops presentation materials and proposals to assist Financial Advisors in obtaining clients’ business
- May participate in or conduct client/account meetings with or on behalf of the Financial Advisor
- Engages in interactive dialogue with clients and prospects to determine investment objectives, current portfolio status, risk tolerance and other information necessary to craft comprehensive financial strategy in conjunction with the Financial Advisor
- Synthesizes client/prospect data to develop customized financial plans/asset allocation proposals utilizing Firm’s proprietary software tools
- Designs and produce strategy reports and other types of communications for Financial Advisors to use with clients and prospects as part of the overall marketing initiative
- Provides individualized recommendations to the Financial Advisor regarding client situations and their investment managers using Consulting Group manager research
- Develops Statement of Investment Policy for clients in coordination with Financial Advisors
- Bachelor’s Degree in Finance/Accounting or equivalent
- College degree and 2+ years of relevant work experience or 5+ years of relevant work experience
- Ability to measure performance of clients’ portfolios
- Successful completion of Consulting Group Training or equivalent
- Proficient in applicable software applications including PARis, Orion, Zephyr, etc
9
Wealth Management Associate Resume Examples & Samples
- Independently assists clients with market and stock research
- Independently develops,implements, and communicates new procedures, products, and portfolio enhancements to high net worth clients
- Prepares performance measurement for clients, which involves computing account performance,analyzing investment portfolio holdings, and generating quarterly investment performance monitors
- May participate inclient/account meetings
- Works with clients on the execution of orders in Brokerage and Advisory accounts
- College degree (Finance degree preferred) and 2+ years of relevant work experience or 5+ years of relevantwork experience
- Able to work independently and effectively on a team
- Demonstrated leadershipskills
- Strong knowledge of MS tools including Word, Excel and PowerPoint
10
Wealth Management Associate Resume Examples & Samples
- Interest in wealth management/financial services
- Willingness/ability to work on multiple levels (basic administrative responsibilities, manage multiple projects, confidently interact with clients/prospects, etc.)
- Ability to work collaboratively within Denver team and be independently capable of working projects through completion
- Strong interpersonal skills
- Advanced administrative skills
- Proficient computer skills i.e. Microsoft Office
11
Wealth Management Associate Analyst Resume Examples & Samples
- Maintain and update manual client account updates in the portfolio accounting system for outside accounts not able to link systematically. Receive client statements and update transactions, holdings, and values to match to the statement from outside custodians
- Enter updates to client account information. These include but are not limited to: IPS target updates, Portfolio updates, Account updates, Address changes, and asset classifications
- Provide daily maintenance of ByAll/Quovo outside accounts. Communicate with Advisor Offices on accounts that need updates to correct issues with linking to these outside accounts
- Perform follow up on Quarterly billing rejects to collect on fees that were no available at the time of the initial billing run
- Perform quality checks of department processes to ensure procedures and guidelines are being followed on a recurring basis
- Assist in the maintenance of document either physically or electronically for the National Operations team
- Required: Strong Microsoft Office skills. Strong typing and 10 key skills. Strong written and oral communication skills
- Preferred: Two or more years of financial services experience
- Preferred: Portfolio Accounting experience
12
Wealth Management Associate Resume Examples & Samples
- Five or more years of administrative support experience in a Banking, Trust, and/or Wealth Management environment
- Superior knowledge of departmental operations/policies and Banking, Trust and Wealth Management products/services
- Excellent computer skills, especially Microsoft Office applications, including Excel
13
Wealth Management Associate Resume Examples & Samples
- Series 6 or 7, 63, and life, variable life, health and disability licenses
- Proven understanding of operations, policies, procedures, regulations and compliance requirements
- Ability to handle multiple assignments simultaneously and work with deadlines while maintaining accuracy
- Proficient with Microsoft Office applications and demonstrates capacity to quickly adapt to proprietary software
14
Wealth Management Associate Resume Examples & Samples
- Two or more years of office or financial services experience
- Proficient computer skills, especially Microsoft Office applications
- Series 6, 63, Life & Health or willingness to obtain within allotted timeframe
15
Wealth Management Associate, Uhnw Investor Resume Examples & Samples
- Market experience (advising clients on financial markets and financial instruments)
- Superior marketing skills with the ability to translate complex ideas into simple, practical forms
- Subtle, but effective sales skills
- Strong knowledge of investment products with the ability to extend beyond a single product to a multi-product focus
- Personality marked by drive and ambition with demonstrated success in dealing with a wide range of clients
- Communication style that will enhance credibility and create trust with clients; strong presentation skills
- Superior analytical skills; strong computer skills
- Ability to thrive in an internal culture that points to innovation, customer service, internal partnership and entrepreneurship
- Team player capable of working effectively with many business partners
- Non-commissioned background (or willingness to move to such a structure)
- Capital markets or institutional brokerage experience
- Strong knowledge of local regulatory policies and guidelines
- Appropriate local regulatory qualifications and licenses
- Fluency in English required with Cantonese and / or Mandarin a definite plus
16
Wealth Management Associate Resume Examples & Samples
- Develops and implements strategies to execute the business plan to achieve desired results (i.e., to increase client base, gross production, Portfolio Management assets, etc.)
- Identifies business opportunities and develops implementation plans
- Supports FA practice management through book analysis and determination of appropriate strategies
- May regularly accompany senior team members to engage with clients to educate about the Firm’s services and products
- May update clients with pre-approved newsletters and account information in conjunction with the Financial Advisor and generate monthly target mailings and follow-up mailings to prospects
17
Wealth Management Associate Regional Manager Resume Examples & Samples
- Possession of or willingness to obtain FINRA Series 6 and 63
- Expert knowledge of sales and sales strategies, including business development and networking
- Proven leadership abilities and personnel management skills
- Ability to engage in negotiation and conflict resolution by employing tact and diplomacy
- Managerial experience preferred
18
Wealth Management Associate Resume Examples & Samples
- Assist in developing presentations and materials for internal meetings and for clients
- Develop and maintain a high level of product knowledge, becoming a technical subject matter expert across core strategies, including investment philosophy, strategic and tactical positioning, underlying managers, and performance
- Organize, maintain, and disseminate information to articulate investment insights to the region related to core discretionary portfolios
- Support the Portfolio Specialist in partnering with Bankers, Investors, and local leadership to understand their client base, identify opportunities for new business and growth, and prepare for client meetings; help train new investors and bankers on how the Private Bank manages investments
- Participate proactively in market-level team meetings and investor huddles, increasing the depth, scope, and frequency of communications; support integrated teams with client questions, product teach-ins and general inquiries
- Provide input and new ideas that contribute to the overall development and enhancement of investments content; drive the creation of new approaches to articulating key concepts in collaboration with business partners
- Engage proactively in investment dialogues within the Global Portfolio Specialist team and across other investment teams, including sharing of client and advisor feedback from the region
- Continue to develop superior risk and control frameworks across the business area
- Assume significantly more responsibility over time in the role, with increasing direct interaction with senior management
- Over 3 years of work experience in asset or wealth management
- Hold a Bachelor’s degree with a minimum overall GPA of 3.2
- Superior multi-tasking; strong organizational skills and attention to detail
- Genuine interest in financial markets and macro-level economic trends
- Excellent communication skills and poise giving presentations
- Ability to communicate complex investments-related con concepts in a simple manner
- Demonstrated aptitude for sales and client relationship management
- Ability to be a dynamic member of a team
- Strong initiative, energy and confidence completing projects with limited supervision
- MBA and/or progress towards a CFA is a plus
- Language skills: High proficiency in English, Cantonese and Mandarin
19
PWM Wealth Management Associate Resume Examples & Samples
- Four-year college degree or professional certification required
- Active Series 7, 63 and 65 or Series 7 and 66
- Additional product licenses may be required
20
Wealth Management Associate Resume Examples & Samples
- Bachelor's Degree in Business Administration or equivalent combination of training and experience required
- 1-3 years of experience in private banking. Must have demonstrated ability to build relationships with branch staff
- Mortgage Loan Origination experience preferred
- Strong organizational skills and must be able to prioritize work with deadlines
21
Wealth Management Associate Resume Examples & Samples
- Closing accounts and ensuring necessary documentation is complete
- Reviewing and managing clients' daily cash positions
- Managing daily client transactions and inquiries accurately, within established deadlines, and in accordance with existing policies and procedures (e.g., mutual funds purchases/redemptions, securities free deliveries/receipts, FX, cash wires, account transactions inquiries, etc.)
- Working as a partner with the integrated team (Bankers, Investment Advisors, etc)
- Researching, following up and resolving client inquiries and problems through effective interaction with clients, bankers, investment advisors, product specialists, operations areas, and other employees in a timely and professional manner
- Identifying cross-sell opportunities and escalating to bankers and product partners in order to provide advice to the client or to conclude a transaction
- Participating in special projects as assigned by Team Manager
