Risk Assurance Resume Samples
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Risk Assurance Resume Samples
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Ottis
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47256 Deja Throughway
Boston
MA
+1 (555) 655 8757
47256 Deja Throughway
Boston
MA
Phone
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+1 (555) 655 8757
Experience
Experience
Boston, MA
Mid Tier-risk Assurance
Boston, MA
Stracke, Leffler and Schulist
Boston, MA
Mid Tier-risk Assurance
- Working with a range of clients and delivering internal and external audit assignments
- Being part of a team that performs IT general controls and business process reviews
- Supporting colleagues to provide advisory services ranging from strategy, functional transformation, and internal audit effectiveness reviews
- Enhancing the controls environment, including developing integrated risk and control frameworks
- Exposure to current thinking in Corporate Governance and Risk Management
- Exposure to issues and solution for IT security issues
- Third party assurance
San Francisco, CA
Analyst, Governance, Risk & Assurance
San Francisco, CA
Sipes, Jacobs and Mosciski
San Francisco, CA
Analyst, Governance, Risk & Assurance
- Develop thresholds for metrics and work with management to develop adequate reporting
- Work with control owners to develop management action plans based upon findings
- Assist in providing governance solutions to the business areas
- Assist in maintaining the official corporate record of CUNA Mutual and its subsidiaries
- Design and execute control test procedures
- Assist in managing CUNA Mutual’s code of conduct, annual disclosure process, and communication process regarding the code of conduct and CUNA Mutual’s ethics program
- Provides support and assurance of business- and process-level risks and risk reducing activities
present
Houston, TX
Head of Global Compliance Risk Assurance
Houston, TX
Gusikowski, Walsh and Paucek
present
Houston, TX
Head of Global Compliance Risk Assurance
present
- Develop and manage strong working relationships with the business partners, stakeholders and other personnel to facilitate open communication and collaboration
- Establish, through leadership and teamwork, an end-to-end global compliance and risk assurance program, including policy, procedures, processes and tools
- Provide expertise and guidance to business/support units in the development, execution and testing of control plans
- Maintain competency through ongoing professional development and active participation through internal and external training sources
- Implement compliance monitoring and testing methodologies and standards for conducting detailed compliance reviews and reporting results
- Develop and maintain a compliance monitoring schedule based on the company’s risk assessment methodology
- Plan and review work completed by the compliance monitoring & testing teams to ensure adherence to methodologies and standards for conducting and reporting compliance reviews
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
University of California, San Diego
Bachelor’s Degree in Accounting
Skills
Skills
- Significant experience in applying relevant technical knowledge in at least one of the following engagements: (a) financial statement audits; (b) internal or operational audits; (c) SAS 70 engagements; and/or (d) ERP security and control reviews (Oracle, SAP, PeopleSoft)
- Leading client projects successfully, understanding a client's business and technology in order to identify, pursue, and ultimately obtain additional consulting opportunities
- Experience gained in an internal or external auditing and/or consulting environment of systems audit and the evaluation of technology and/or business controls supporting financial and operational application systems and related business processes in a complex environment
- Creating a positive environment, monitoring workloads of the team while meeting client expectations, and respecting the work-life quality of team members--including providing candid, meaningful feedback in a timely manner and keeping leadership informed of progress; and,
- Demonstrable project management and analytical skills, business awareness for delivering stakeholder value, sound reporting skills and the ability to work under your own initiative to deliver agreed outcomes
- Demonstrates the ability to effectively describe the benefits of GRC technology to a client and identify areas in which that client would benefit from GRC technology
- Demonstrates extensive project management skills in relation to GRC technology projects, including developing project plans, budgets, and deliverables schedules
- Experience gained in a internal or external auditing and/or consulting environment of systems audit and the evaluation of technology and/or business controls supporting financial and operational application systems and related business processes in a complex environment
- The ability to work effectively in different teams for varying periods of time building good working relationships with colleagues
- Experience of identifying and effectively reporting any issues and recommendations for improvement to clients, as well as drafting the related sections of formal reports
15 Risk Assurance resume templates
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1
Risk Assurance Resume Examples & Samples
- A bachelor's or master's degree in business, accounting, finance, computer science, information systems, engineering, or a related discipline
- A minimum of 1 year of experience working as an IT auditor or IT risk adviser for a public accounting firm, a professional services firm, or within industry
- Experience in applying relevant technical knowledge in at least one of the following engagements: (a) financial statement audits; (b) internal or operational audits; (c) SAS 70 engagements; and/or (d) ERP security and control reviews (Oracle, SAP, PeopleSoft)
- A dedication to teamwork
2
Big Inbound Ftse Tax Risk Assurance Resume Examples & Samples
- An ability to take advantage of new opportunities for learning, sharing new knowledge; being intellectually agile and able to think creatively
- An ability to collect and utilise current, role-relevant business and industry trend information
- An ACA or equivalent qualification is desirable but not essential
3
Audit Senior Associate, Risk Assurance Resume Examples & Samples
- Have a relevant professional qualification (i.e. CA, CISA, CIIA)
- A proven track record of experience in Risk Assurance
- Have an understanding of financial products and the operations and technology that support them
- Be output focused and able to work autonomously without day-to-day supervision
- Be experienced in coaching and developing other members of staff
- Have the ability to develop client relationships
- Be able to demonstrate that you are comfortable leading teams and willing to proactively contribute to the team
- Junior managing a client portfolio reporting to the Manager and Partner/ Director Groups
- Managing and building day-to-day client relationships
- Managing junior staff and taking on coaching responsibilities; and contributing to development of new business relationships and business proposals
4
Mid Tier-risk Assurance Resume Examples & Samples
- Working with a range of clients and delivering internal and external audit assignments
- Being part of a team that performs IT general controls and business process reviews
- Supporting colleagues to provide advisory services ranging from strategy, functional transformation, and internal audit effectiveness reviews
- Enhancing the controls environment, including developing integrated risk and control frameworks
- Exposure to current thinking in Corporate Governance and Risk Management
- Exposure to issues and solution for IT security issues
- Third party assurance
- ACA (or equivalent) fully or part qualified or CIMA qualified; and/or IIA or CISA qualified
- Process and controls experience including planning, delivering and reviewing a diverse range of assignments
- Awareness of common project governance methodologies and the risks of project based delivery
- Experience in reviewing IT General Controls including Change Controls and Access Rights; and/or
- Experience in delivering internal audit assignments
- Understanding of how the controls evaluation integrates into the overall financial audit assurance
- Strong project management, analytical skills and organisational abilities
- Ability to communicate clearly with colleagues and clients at all levels, and good report writing skills
- Possession of strong team working skills
- Well developed listening and questioning techniques
- Strong desire for continuous improvement
- Experience in auditing financial controls within a wide range of business processes
- Sarbanes Oxley experience, knowledge of and ERP e.g. SAP or Oracle
5
Mid Tier Risk Assurance Internal Audit Manager Resume Examples & Samples
- Working with a range of clients managing and delivering Internal Audit engagements (outsourced and co-sourced)
- Supporting the development and execution of the LMT Internal Audit strategy
- Planning and sequencing the Internal Audit activities with our clients to align with their overall Internal Audit and Risk requirements
- Leading and developing the PwC Internal Audit teams through the delivery of Internal Audit reviews with our clients
- Building relationships both internally within the PwC network and externally with clients/targets to help drive our business development activities
- Chartered Accountant or similar professional qualification
- Significant internal and external audit experience
- Demonstrated experience of planning and leading a structured variety of internal audit reviews
- Experience of having worked in multiple industry groups and sectors
- A good understanding of risk management
- The ability to apply risk considerations to processes and controls
- Strong commercial skills, building a quick understanding of new businesses and processes
- Strong desire for personal continuous improvement
- Following formal methodologies and applying risk and quality standards
- Technically strong & numerate with a commercial focus on engagements
- Excellent verbal skills and report writing capability
- Able to work without the need for day to day direct management
6
Mid Tier-risk Assurance Resume Examples & Samples
- Working with a range of clients and delivering Internal Audit engagements (outsourced and co-sourced)
- Supporting senior members of the team in providing advisory services to Internal Audit clients ranging from strategy through to functional transformation
- Delivery of Internal Audit Effectiveness reviews
- Building relationships both internally within the PwC network and externally with clients / targets to help drive our business development activities
- Supporting the leadership team with the Internal Audit growth agenda
- Experience of business development and proposals
7
Mid Tier-risk Assurance Resume Examples & Samples
- Being part of a team that performs services including IT risk reviews, programme/project assurance, third party assurance, IT operational, security and data reviews (in addition to IT general controls and business process reviews)
- Leading fieldwork for lower complexity engagements, and supporting more senior team members in more specialist areas
- Exposure to current thinking in technology governance and risk management
- Building client relationships through engagement delivery, identifying opportunities to help clients resolve their challenges, and supporting the engagement sales process
- Supporting the activities of an assigned industry group, including sharing experiences, raising the profile of Risk Assurance services across the wider Assurance team, and supporting business development initiatives
- Experience in reviewing IT General Controls including Change Control, Access Rights and IT Operations
- Experience of at least one ERP application e.g. SAP or Oracle
- Understanding of how the IT general controls evaluation integrates into the overall financial audit assurance
- Awareness of current/emerging market trends and issues
- Ability to follow formal methodologies and applying risk and quality standards
- Technically strong and numerate with a commercial focus on engagements
- Proficient networker and relationship builder
- IIA or CISA qualified
- Certified in relevant areas such as ITIL, PRINCE2, MSP, PMP, and/or TOGAF
- Sarbanes Oxley experience,
8
Ltt-risk Assurance Resume Examples & Samples
- Executing critical activities during a GRC technology implementation
- Coaching junior team members as they acquire GRC technology expertise
- Identifying and cultivating further opportunities to support our clients
- Co-developing GRC technology practice collateral with other members of the team; and
- Working closely with staff from the broader Risk Assurance practice in providing a one-firm service to our clients
9
Risk Assurance Resume Examples & Samples
- A passion for Governance, Risk & Control and Internal Audit
- Experience of Internal Audit planning, risk and control identification and performing, reviewing and directing Internal Audit testing
- Strong analytical and engagement management skills
- The ability to work effectively in different teams for varying periods of time building good working relationships with colleagues
- Ability to build relationships quickly and develop effective and mutually respectful relationships with clients
- The ability to assess risk in a wide range of operations and activities and suggest pragmatic risk mitigation activities. Due to the diverse nature of the clients and industries where you will be required to apply your skills, this is essential
- Experienced in developing junior staff
- Experience of identifying and effectively reporting any issues and recommendations for improvement to clients, as well as drafting the related sections of formal reports
- Preferable that the individual has experience in operational based organisations such as
- Gained or be working towards a relevant professional qualification (accounting or CIIA)
- Relevant experience in an operational based organisation such as manufacturing, utilities or engineering
10
Risk Assurance Resume Examples & Samples
- Experience gained in a internal or external auditing and/or consulting environment of systems audit and the evaluation of technology and/or business controls supporting financial and operational application systems and related business processes in a complex environment
- Experience of working in teams and supervision/coaching of junior members of staff
- Demonstrable project management and analytical skills, business awareness for delivering stakeholder value, sound reporting skills and the ability to work under your own initiative to deliver agreed outcomes
- The ability to apply independent judgement during engagements and to support conclusions reached to senior level personnel both internally and externally
- You should be flexible and be prepared to travel to some extent both in the UK and overseas, and to work to tight deadlines, when necessary
11
Risk Assurance Controls Manager Resume Examples & Samples
- Delivery fieldwork for specialist engagements
- Managing your own continuing personal development
- Supporting the wider Risk Assurance team in the Scottish region through taking on non-client related responsibilities as required
12
Risk Assurance Controls Resume Examples & Samples
- Day to day management of team members including coaching and developing their skills and capabilities
- Delivering fieldwork for specialist engagements
- Developing and maintaining relationships with client staff
- Supporting the wider Risk Assurance team in the Midlands region through taking on non-client related responsibilities as required
13
Risk Assurance Oracle Senior Associate Resume Examples & Samples
- Delivering pre and post implementation reviews of Oracle security and controls (both manual and configurable/automated controls)
- Delivering audit support Oracle security and controls reviews. Feeding findings/implications back to audit teams
- Helping clients design their Oracle security and control environments during implementation
- Helping clients to optimise their use of Oracle functionality
- Helping to build the Oracle/ERP practice in the South & East
- Implementing Oracle Advanced Control applications; and
- Leading teams of junior/less experienced practitioners to complete the above work
- At least two years experience of the Oracle E-Business Suite and a demonstrable understanding of core Oracle Financials processes
- Commitment to professional and personal development
- The ability to work within a team
- Enthusiasm about Oracle and its solutions
- The ability to work effectively in the face of pressure and not compromise professional standards
- Strong communication skills – particularly around explaining complex technical issues to non-technical people, such as PwC audit managers or client contacts
- Experience of writing SQL code; and An ability to asses process and project risk
- Knowledge of Oracle GRC solutions and experience of implementing them
- Knowledge of Oracle Database and Oracle reporting technologies; and
- Experience of implementing Oracle R12
14
Risk Assurance Resume Examples & Samples
- You role will be involved in developing process and procedures that are designed to meet risk requirement and operating model
- You need to work closely with Global and local Risk departments / FO / Legal / Tax / Compliance / Ops etc to ensure that the new processes and producers are understood and implemented
- Ensures that the team works closely with the business and Market Risk on the risk aspects of new transactions and provides direction and guidance as required, to ensure the eventual deal structure adequately mitigates key risk concerns
15
Risk Assurance & Internal Audit Resume Examples & Samples
- Controlling current and emerging governance, risk management and control processes associated with the assigned business areas
- Managing audits and other reviews within agreed timescales, that will support the audit opinion in a manner that is consistent with Internal Audit's standards, methodologies and processes
- Looking after business relationships with senior business managers during audits, an essential input to executing the work in a reliable and collaborative fashion and to sharing best practice
- Preparing high quality written reports on relevant governance, risk management and control issues and communicating these to Management, agreeing action plans and tracking such issues for resolution with agreed timelines
- Carrying out ICOFR testing, and other ICOFR-related assignments, within agreed timescales to support annual submission for ICOFR
- A relevant professional qualification (e.g. ACA, CMIIA, ACCA)
- Experience in executing risk based assurance work, preferably in a Life Assurance company, Investment Management or other financial services
- Experience in ICOFR or similar control testing work would be an advantage but not a requirement
- A good understanding of risks facing the Life Assurance industry
16
Risk Assurance Reviewer Resume Examples & Samples
- Execute annual Risk Evaluation plan and ensure quality of deliverables and timeliness of service
- Define and document the scope of Risk Evaluations for assigned topics
- Clearly document the Risk Evaluation testing performed and results or conclusions in concise management reports
- Report significant control issues and provide sound recommendations to address control gaps
- Interact with mid to senior level management and provide appropriate review and challenge
- Effectively lead complex Risk Evaluations
- Escalate risks and issues outside of risk appetite, as applicable
- Provide value through effective Risk Evaluation activities and future-state control advisory services
- Participate in development of the Risk Assurance Program and related procedures
- Interface with Risk Management, Audit, and Regulators as applicable
- Simultaneously coordinate and manage Risk Evaluations, projects, and other initiatives as assigned
- Collaborate and partner with other Risk Management teams
- Perform more complex monitoring activities as assigned
- Ability to effectively handle challenging clients and difficult political situations
- Strong critical thinking, detective, analytical skills, and problem solving skills
- Excellent interpersonal, facilitation, and negotiation skill
- Knowledge of consumer compliance laws & regulations
- Proficient with advanced concepts of Microsoft Word, Excel, and PowerPoint
17
Risk Assurance Assistant Manager Resume Examples & Samples
- Contribute to people initiatives, including recruiting and retaining Risk professionals
- Approximately one to two years' of related work experience
- ITGC, Apps, Security
- Demonstrated integrity, values, principles, and work ethic
18
Information Technology Risk & Assurance Internship Resume Examples & Samples
- Assist organizations in better managing their data and leveraging their return on investment in data and related technologies. It focuses on a point-of-view that emphasizes the important and pervasive role of data governance, which sustains and provides visibility for the improvement that we help organizations implement
- Leverage our firm technology, knowledge and industry experience to process our client’s data through sets of algorithms and business models to provide objective insights on topical issues
- Assist our clients to develop and implement an enterprise analytics strategy and build a sustainable analytics process and infrastructure focused on managing risk, improving control or enhancing process performance across the business
- Risk Transformation
- Students who are currently pursuing Diploma, Bachelor or Masters’ qualification in the area of Information Technology or Data Analytics from recognized universities
- Students in their final year of course work would be preferred
- Any prior internship or working experience would be an advantage
- Good communication and writing skills are essential
- Able to commence full time internship from Dec 15/ Jan 16 onwards
19
Technolog Risk Assurance Resume Examples & Samples
- Lead a team supporting a portfolio of IT Risk engagements
- Inspire, coach and develop the team
- Exceptional Client Service Deliver
- Support Business Development activity
- Data and Cyber Security
- Risk and Controls (1LoD)
- Governance and Framework (2LoD)
- IT Project Risk Management
- IT Audit
- IT Governance and IT Compliance Reviews
- BCP /DR
- Data Analytics and Data Management
- CISA , CISM, CISSP, CRSIC
20
Advisory Risk Assurance Resume Examples & Samples
- Manage the financial aspects of client engagements and communicate significant issues, fees, and estimates-to-complete to partners and client
- Actively identify opportunities to better serve clients
- 6+ year’s previous Technology Risk Assurance and Advice experience (e.g. IT external audits, internal audits, program assurance, third party controls reporting, vendor risk management and technology transformation using cloud, social, mobile, analytics etc)
- Demonstrated proven track record of being successful in winning new business
- A commercial mindset and experience in one or more of the following industry sectors - Government, Technology & Media, Consumer, Retail, Industrial Products and/or Power & Utilities
21
Senior Consultant Advisory Risk Assurance Resume Examples & Samples
- Delivering risk management and/or consulting services
- Delivering IT Assurance / Audit services including the execution of evaluating and design of application and IT controls in support of an internal and/or external audit
- Experience with the execution of audits of IT processes against leading practice IT risk and security frameworks and common standards (e.g. IIA IPPF, CoBIT, ITIL, ISO 27001/02)
- Leading facilitation and presentation skills for groups of various sizes and seniority
22
Manager Advisory Risk Assurance Resume Examples & Samples
- Provide pragmatic advice to clients who are looking to drive value from their investment in risk and IT risk management
- Participate in and lead engagements, identifying and managing clients IT and business risks and assessing controls that help mitigate those risks
- Manage relationships with executive stakeholders in commercial and government settings
- Help partners generate new business opportunities and build client networks and relationships
- Develop people through effectively supervising, coaching, and mentoring all levels of staff
- Contribute to people-related initiatives including recruiting, retaining and training Risk professionals
- 6+ year’s professional risk and IT risk management and/or consulting experience preferably with a top tier professional services firm
- Outstanding written and verbal communication skills
23
Manager Risk Assurance FS Resume Examples & Samples
- Planning and execution of business process control reviews, information systems audits, and other Assurance offerings across a variety of industries
- Gain strong comprehension of client operations, processes, and business objectives and utilize that knowledge on engagements
- Evaluate and test business processes and controls and identify areas of risks. Apply current knowledge of IT trends and systems to identify security and risk management issues, and other opportunities for improvement
- Lead & perform general computer and application controls reviews including ERPs like SAP, Oracle Application, JD Edwards, MFG Pro, etc
- Data Analysis using CAATs tool like Excel, ACL, SQL etc Lead and guide the assurance team in performing the IT Controls and application controls review
- Strong Client interaction in presenting the IT Control observations
- Perform Internal Controls review particularly IT Operational Controls, testing of IT Controls as per Sarbanes Oxley requirements / SAS 70 services
- Review / development of IT Security Policy, Business Continuity Plan/Disaster Recovery Plan
- Strong communication, interpersonal & writing skills
- Strong analytical ability and problem solving capability
- Expert knowledge of business process, accounts, emerging IT Trends
- Experience performing financial, operational, and system audits, as well as business process control reviews
- Ideal candidates should have experience with numerous business cycles and multiple accounting software applications
- A good understanding/hands on experience of RDBMS like Oracle, SQL etc. A good understanding/hands on experience of various Operating System like Windows 2000, Unix/Linux and AS400
- A good understanding of Network Security, Protocols, Threat & Vulnerability Assessment, IT Security Management, IT Operational Management, BCP/DRP, etc
- CA / MBA Finance/ MBA Systems/ B.Tech/BCA/M.Sc(IT)/ MCA with good academic background
- CISA/CISSP/CISM/DISA/Certified Business Continuity Planner (Preferred)
- 8-10 years in various aspects of the IT Risk Management Function in a large Auditing/Consulting/from industry, particularly leading. IT Audit, Security & Control Experience from industries like Telecom, Automobile, FMCG, Media & Entertainment, Banking & Financial Industry
24
Operational Risk Assurance, VP Resume Examples & Samples
- Be responsible for the implementation of the risk assessment framework to sure that the controls are aligned with the desired outcomes of the defense program
- Liaise with the business stakeholders to ensure that the control and assessment process is constantly enriched and updated
- Be responsible for the analysis of the risk assessment data and report accordingly to the senior management for relevant action plans to be taken
- Assist with the training and the implementation of the risk programme and ensure it is delivered within the desired time frame
- Have good knowledge on the operational risk and control frameworks
- Excellent ability in problem solving skills and analysis skills
- Excellent communication skills with senior stakeholders as well as report writing skills
- Have at least 8-10 years of risk or compliance experience from Tier 1 Financial Institutions
25
Risk Assurance Enterprise Systems Solutions Resume Examples & Samples
- Understanding an interfacing with clients on projects involving SDLC for the SAP environment, including product implementations, configurations solutions—e.g. security and control, and/or optimizations of business process controls and application security, especially with facilitating core SAP and SAP GRC modules, other GRC applications and technologies, and industry-specific modules/products
- Identifying and addressing client needs, including developing and sustaining meaningful client relationships
- Performing a team leader, especially leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation
- Understanding clients' business, industry and/or technologies and leveraging thorough project management skills in relation to SAP projects, including developing project plans, budgets, and deliverables schedules, as well as defining resource requirements, project workflow, budgets, and billing and collection
- Adapting work programs and practice aids, as well as performing assessments, using PwC's proprietary or other relevant tools to evaluate controls, security, SOD, and potential for optimization
- Identifying key risks and controls, knowledge of Sarbanes Oxley readiness, controls optimization, as well as configuration of controls around security, business process and within the SAP GRC modules
- Collaborating with systems integrators in developing business requirements and business controls in SAP-related and SAP GRC-related implementations; and,
- Performing as a team leader by creating a positive environment, monitoring workloads of the team while meeting client expectations, and respecting the work-life quality of team members--including providing candid, meaningful feedback in a timely manner and keeping leadership informed of progress
26
Risk Assurance Resume Examples & Samples
- Utilizing one or more GRC technology platforms functionally or technically-i.e. Archer, BWise, MetricStream-in conjunction with one or more compliance (e.g. SOX, HIPAA, DCAA, PCI) and/or risk (e.g. Enterprise Risk, Operational Risk) initiatives
- Designing, implementing, and/or assessing risk and compliance processes, including an extensive understanding of the systems implementation lifecycle and the configuring and optimizing of business processes leveraging technology
- Adapting templates to meet the client's needs and/or required templates, including identifying what portions of preexsting materials are applicable and what needs to be tailored
- Utilizing project management skills in relation to GRC technology projects, including developing project plans, budgets, and deliverables schedules
- Identifying and addressing client needs, including developing and sustaining meaningful client relationships as well as identifying additional new service opportunities; and,
- Defining resource requirements, project workflow, budgets, and billing and collection
- Collaborating directly with systems integrators in developing business requirements and designs during the course of the GRC implementation
- Facilitating staff as they perform requirements gathering, design workshops, UAT, training and potential for optimization as well as implementation and/or configuration of GRC technology applications
- Demonstrates extensive project management skills in relation to GRC technology projects, including developing project plans, budgets, and deliverables schedules
- Demonstrates the ability to effectively describe the benefits of GRC technology to a client and identify areas in which that client would benefit from GRC technology
- Creating a positive environment, monitoring workloads of the team while meeting client expectations, and respecting the work-life quality of team members--including providing candid, meaningful feedback in a timely manner and keeping leadership informed of progress; and,
- Leading client projects successfully, understanding a client's business and technology in order to identify, pursue, and ultimately obtain additional consulting opportunities
27
Risk Assurance Supervisor Resume Examples & Samples
- Exhibiting a high-level understanding of all Risk Assurance services
- Supervising Risk Assurance engagements and reviewing work performed by associates, emphasizing business process and ITGC controls
- Building relationships with Risk Assurance engagement teams, ETs, engaging proactively with ETs throughout work cycles
- Delivering high-quality standards and providing timely checks of all deliverables
- Understanding and demonstrating quality standards and oversight into process workflow and to quickly learn workflow management tools
- Using operating guides and other working practice documents, to establish they are utilized by all team members, and contributing to ongoing development and management of departmental practices
- Exhibiting commitment and persistence to follow through on issues to get to the right answer
- Working independently and supervising others, especially in internal or external audit supervisory roles
- Managing individuals especially effectively training specialists and supervisors about Risk Assurance, as well as leading teams of at least 10 staff members
- Performing risk assessments--developing work plans and project approaches, developing project budgets, establishing that quality objectives are met, and building teams to support the day-to-day execution of developed work plans
- Leading collaborative teams, with a focus on knowledge sharing and thought leadership
- Utilizing communication and negotiation skills, effectively communicating ideas/issues to team members, including providing feedback via coaching notes, escalating issues, and notifying availability or being in need of assistance
- Leading a wide range of projects; consistently demonstrating creative thinking and individual initiative; and
28
Head-risk / Assurance Resume Examples & Samples
- Analytical Skills coupled with a flair for numbers and analysis with proven problem solving, interpretation and attention to detail capabilities
- Excellent customer service ethic
- Proven ability to work in a team and proactively contribute ideas to continuously improve team performance
- Demonstrated track record of working to deadlines and being efficient and organized in all operations
- Relationship and stakeholder management
29
Risk Assurance & Audit Specialist Resume Examples & Samples
- To carry out assigned audits and other reviews within a timely manner and in accordance with pre-set deadlines, procedures and set service level standards
- To understand current and emerging governance, risk management and control processes associated with the assigned business areas
- To maintain and grow effective business relationships with senior management, agreeing action plans and achieving solutions with agreed time-frames
- To work with Audit Management in the preparation of high quality reports on relevant governance, control issues and risk management and communicating these to Management,
- To conduct ICOFR-related assignments and testing to support annual submission for ICOFR
- ACCA, ACA, CIMA or equivalent qualification
- Experienced in risk based assurance work within Financial Services
- ICOFR or similar control testing is desirable but not essential
- Strong analytical thinking and work ethic
- Good commercial acumen
- Planning skills and delivery focused
- Excellent interpersonal and written communication skills
30
Watson Health Program Manager Security & Risk Assurance Resume Examples & Samples
- At least 5 years of experience in 1st line manager
- At least 3 years of experience in Managing large technical teams, schedules and budgets
- External security certifications (CISSP)
- Readiness to travel 10% travel annually
- Willingness to work flexible work schedule
- Master's Degree
- Experience with FDA regulations and requirements
31
Risk Assurance Innovation Group Software Architect Senior Associate Resume Examples & Samples
- Demonstrates proficiency with Java and / or Scala to include object oriented design, implementation and maturation to take advantage of the language feature sets
- Demonstrates experience and ability to write efficient code which is concise and optimally utilizes system resources which can become constrained in a big data environment
- Demonstrates ability to refine requirements, self identify solutions and communicate to the team
- Demonstrates ability to develop and modify web applications to include HTML, javascript, ReactJS, Redux, and CSS
- Demonstrates abilities in pattern matching, regex creation and approaches to decompose unstructured text
- Demonstrates ability to utilize enterprise BPMN tools for orchestration of services and workflows
32
Risk Assurance Innovation Group Software Architecture Manager Resume Examples & Samples
- Develop and integrate capabilities across APIs with back-end services written in one or more languages, e.g. Java, Scala, REST, etc
- Experiment with Big Data tools and open source technologies as well as research 3rd party technologies
- Performance as a team leader, leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation
- Knowledge of enterprise systems design, application scaling, performance evaluation and architecture refinement
- Experience with Java, Scala based platforms, open source tooling and Linux OS development
- Understanding of NoSQL database models, XML, relational and other database models and associated SQL
- Knowledge of Natural Language Processing, Named Entity Recognition, Machine Learning and general unstructured data analytics; and,
- Knowledge of full stack development with comfort and familiarity of continuous integration tooling such as Docker, Jenkins, Chef, Puppet
- Creation of design documentation, assisting in project planning and leading staff in the development of complex systems
- Extensive proficiency with algorithm optimization, system security and distributed computing
- Management of multi-tier applications, leveraging loosely coupled services, into composable capabilities
- Ability to code backend business services and assist in front end UI efforts
- Utilization and leadership know-how of the open source community, especially working with a large array of open source tools / libraries and languages
33
Manager Risk & Assurance Resume Examples & Samples
- Manage both the risk event reporting process and compliance incident reporting including, monitoring systemic issues and subsequent action take; use reporting trends to identify and develop projects and awareness initiatives
- Work with business partners to develop processes to identify control gaps and implement effective controls to protect ANZ from financial losses, money laundering activities, reputational damage or regulatory action
- Manage change implementation with the business in conjunction with our Risk and Compliance partners, Product areas and operational support areas including reviewing change and analysing the impact on the business
- Appropriate management of cases in BOLD, including ensuring appropriate provisioning in place
- Maintain the operational risk & compliance register incorporating ongoing reviews, ensuring that key operational risk and legislative requirements are identified, assessed, embedded into processes & effectively communicated
- Ensure the operational risk framework, compliance framework and annual plan are actively managed & updated as necessary
- Proactively identify gaps in processes & place internal controls to mitigate any operational risk and compliance
- Work with stakeholders to effectively identify key systemic and emerging risks
- Evaluate and manage the impact of initiatives (including Group Regulatory Compliance) and policy changes through adopting a collaborative approach. Ensure that the requirements are embedded and communicated
- Regularly review processing efficiencies of risk controls & treatment plans. Operating Risk identification, including risk profiles, risk register, risk assessment, risk libraries & risk treatment plans
- Monitor the remediation of audit issues
- Develop and manage the performance and capability of direct reports and the team to create a high performance culture
- Contribute to the leadership of the business unit
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Risk & Assurance Consultant Resume Examples & Samples
- Guide smart business conduct by defining accountabilities and expectations
- Empower informed risk-taking by understanding the risks associated with attaining our business goals
- Foster objective confidence for both
- Provides support and assurance of entity, business, and process-level risks and risk reducing activities
- Consults on proper control testing and monitoring, risk management techniques, process design to process and business management
- Partner with process/business management and R&A consultants to define and implement monitoring programs for assigned process groups, risks and risk reducing activities
- Identify updates to risk register/universe at entity-level based upon process-level test results
- Contributes to the monitoring and reporting of assurance, risks, risk reducing activities and related issues, including maintenance of Enterprise and Business Level risk registers
- Follow up with process management to monitor and validate resolution of assigned, complex, and entity-impacting issues
- Identify, assess and prioritize process-level risks, including recognition of impact to entity-level risks
- Ensure control test procedures appropriately assess mitigation of process risks
- Supports design and maintenance of GRA Systems and Technology
35
Risk Assurance Innovation Software Data Engineer Resume Examples & Samples
- Machine learning algorithms and statistical analysis techniques
- Java or Scala software development languages
- Statistical analysis libraries in languages such as Python, R, Java, Scala (mllib, weka, mahout, h2o etc.)
- BI tools
- REST services
- Relational databases and SQL; and,
- NoSQL data stores
- Data ETL – extract transform and load
- Java and/or Scala, especially object-oriented design
- Pattern matching, regex creation and approaches to decompose unstructured text
- Algorithm optimization to utilize and maximize system resources in a big data environment; and,
- Data management, especially small data modeling work (R, Knime, Julia, Octave, Python), big data modeling work (Spark, Hadoop, etc.); and, statistical and machine learning algorithms in an application workflow
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Risk Assurance Innovation Technical Project Manager Resume Examples & Samples
- Plan and lead implementation of delivery schedules to meet client engagement team requirements aligning with Agile Sprint development process
- Act as liaison between project teams, internal IT,
- Management of release planning for integration and deployment of capabilities across multiple engagement teams
- Implementation and operational management of enterprise systems, network architecture, and, cloud environments
- Software testing procedures, quality controls, and continuous integration development processes
- Web application design
- Linux OS and development tooling, as well as open source libraries
- Coordinating with IT teams on infrastructure technical requirements, timelines and operational rhythm
- Leveraging project management skills, including project roadmap development, deliverables tracking, and quality-driving
- Utilizing cloud infrastructure architecture, deployment, scaling and monitoring
- Managing and performing in multi-tier application development and enterprise architectures; and,
- Leveraging and performing within the open source community, working with a large array of open source tools / libraries and languages
37
Compliance Monitoring & Risk Assurance Officer Resume Examples & Samples
- Delivery of activities forming part of the Compliance Monitoring & Risk Assurance Plan in accordance with the team procedures and methodologies
- To support maintenance of the team procedures and methodologies (and to adopt best practice, efficiencies and economies of scale where appropriate)
- To engage with Key Stakeholders to ensure that relevant regulatory and legislative risks to the business are identified, communicated and addressed during monitoring
- Interpret and apply relevant regulatory and legislative guidance to the business areas and provide pragmatic alternative solutions and support to the business where standards are deemed to be non-compliant
- To present findings and reports including suggestions for relevant remedial actions, in a clear, accurate and consistent manner
- To maintain appropriate and sufficient records to support and evidence the approach and outcomes of each monitoring and risk assurance activity
- To maintain and develop relationships with key business customers whilst retaining the independent status required of a monitoring and assurance function
- To escalate risks and issues to the Risk & Compliance Manager and / or Divisional Risk & Compliance Director as appropriate
- Promote risk and compliance awareness in the business
- Robust experience in an operational risk, compliance monitoring or internal audit environment
- Preferably knowledge of life & pensions, general insurance or financial services outsourcing markets, products and procedures
- Preferably knowledge of relevant financial services regulations and legislation, risk management frameworks and risk reporting
- Preferably knowledge of business continuity, information security and financial crime requirements / practices
- Relevant financial services or risk qualifications
38
Risk Assurance Controller Resume Examples & Samples
- Ensuring compliance with required regulations and internal policies by performing walkthroughs on processes to identify key risks and challenge the adequacy of controls designed by Process Owners, also by quarterly SOX testing
- Identification of processes between franchises and dependencies between departments and functions in terms of process flow and controls
- Support with preparing managerial reports
- Cover main assertions, the completeness and adequacy of the source financial data used in controls (IUC) by the review of controls description and tests procedures
- Provide internal stakeholders with all relevant support around assurance
39
Operational Risk Analyst, Risk Assurance Resume Examples & Samples
- Takes personal responsibility for delivering a level of service that often exceeds customer expectations
- Goes beyond focusing on agreed goals to create new and stretching challenges, and learns from mistakes
- Creates joint responsibility for personal development and delivery of performance objectives, setting challenging goals, coaching results
- Appropriately analyses issues, drawing on expert advice, consulting and collaborating, taking decisions
- Communicates with confidence and competence to positively influence the outcome of decisions and gain commitment
40
Risk & Assurance Coordinator Resume Examples & Samples
- Must be highly organised and a confident team player
- Ideally degree level qualification in a relevant subject
- If not, some experience or a strong interest in Risk Management or Health & Safety would be hugely beneficial
- Previous experience in a senior administrative role and a track record in a production/manufacturing environment will help with this role
- Proven track record in governance
41
Governance & Risk Assurance Official Resume Examples & Samples
- Communication & influencing – genuine two-way communication to achieve consensus and progress
- Planning & priority setting – getting things done effectively & efficiently
- Teamwork & collaboration – working together to deliver results
- Problem solving & decision making – making timely, quality decisions
- Customer Relationship Management – engaging the customer & adding value
- Results Focus – achieving results resiliently
42
Compliance Monitoring & Risk Assurance Officer Resume Examples & Samples
- Interpret and apply relevant regulatory and legislative guidance to the business areas and provide pragmatic alternative solutions and support to the business where standards are deemed to be non compliant
- Preferably 3 years experience in an operational risk, compliance monitoring or internal audit environment
- Education to degree level desirable
- PC skills including Word, Excel, and PowerPoint
- Good problem solving and analytical skills and an ability to exercise strong judgment skills and decision making
- Good organizational skills with a strong ability to prioritise workloads and issues
- Ability to see things through to completion and ensure close-out of assignments
- A friendly, helpful and positive manner with an optimistic, open and flexible approach to change
- Strong communication (including report writing), challenging, investigative, influencing and presentational skills
- Ability to produce timely and accurate reports delivering key issues and messages with minimal managerial input. Taking appropriate ownership and responsibility for timeliness and quality of delivery
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Managing Director, Cyber Risk Assurance Head Resume Examples & Samples
- Establishing the strategic direction and budget for Cyber Risk Assurance team
- Oversight of Cyber risk assessment at Citi including
- Developing the risk assessment criteria, tools and methodologies
- Determine scope of cyber assessments and develop annual plans
- Leading assessments conducted by the second line
- Reviewing and challenging assessments conducted by the first line
- Assurance of first line risk mitigation pans and implementations
- Strong understanding of cyber risk management and ability to effectively communicate cyber risk functions to executives
- Experience developing assessment and testing criteria, tools and methodologies
- Experience executing different types of assessments (e.g., risk, controls, compliance) and synthesizing results
- Experience in developing and managing independent second line risk assessment processes
- Prior experience of conducting cyber risk assessments and presenting results to management
- Knowledge of cyber regulations for FS industry
- Knowledge of cyber risk controls
- Experience in developing control testing processes
- Understanding of industry best practices (e.g., NIST, ISO, COBIT, SANS Top 20)
- Proven knowledge and experience of risk issue management criteria, tools, and methods
- Understanding of how risks and control deficiencies need to prioritized and remediated across the first line
- Fluent in oral and written English
- Bachelor’s Degree required, Master’s degree preferred.
44
Director, Risk Assurance Resume Examples & Samples
- 10+ years of professional services experience (public accounting or advisory firm) and/or financial accounting and/or internal audit experience with a Fortune 500 organization
- Strong knowledge of U.S. GAAP and Sarbanes Oxley
- Demonstrated knowledge of accounting/audit practices, procedures and reporting standards
- Willingness to travel up to 50% or more
- Masters in Accounting, MBA, CPA, CIA
- Public accounting audit experience
- Knowledge of Tier 1 accounting packages (i.e. Oracle, SAP, PeopleSoft)
- Proven ability to lead, motivate and build teams that deliver services and solutions that surpass client expectations
- Previous experience leading and executing complex projects in challenging environments
- Demonstrated track record growing existing accounts and penetrating new accounts
45
FSO Philadelphia Rap-risk Assurance Intern Summer Resume Examples & Samples
- Establishing relationships with client personnel at appropriate levels. Consistently delivering quality client services. Monitoring progress, managing risks and ensuring key stakeholders are kept informed about progress and expected outcomes. Staying abreast of current business and industry trends relevant to the client’s business
- Demonstrating ability to continuously learn, incorporate and apply new knowledge in the work environment. Possessing good business acumen. Remaining current on new developments in Advisory services, capabilities and industry knowledge
- Executing procedures, performing detailed data analysis, reaching conclusions, documenting results and suggesting ideas for efficiencies
- Desire to work in consulting demonstrated by relevant course work or interest
46
FSO San Antonio RAP Risk Assurance Intern Summer Resume Examples & Samples
- Pursuing a bachelor’s or master’s degree in: Accounting, Information Systems, Computer Science, Internal Audit, Decision Science, Finance or Management. Degree requirements may vary by location
- Excellent interpersonal, written and verbal communication skills
- Proficient with MS Office, including MS Excel, MS Word and MS PowerPoint
- Effective organization and time management skills with the ability to work under pressure and adhere to project deadlines
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Fso-san Francisco RAP Risk Assurance Intern Winter Resume Examples & Samples
- Taking full responsibility for tasks, including consistent review of own work to identify and improve an approach for producing high quality work products, while working under supervision
- On track to meet requirements to sit for relevant certification exam(s) upon degree completion
- Travel requirements dictate that it is essential for applicants to have a valid driver’s license and passport or be in the process of obtaining these documents
- Proficient in the English language, including the ability to listen, understand, read, and communicate effectively both in writing and verbally in a professional environment
48
Risk Assurance Health Care Compliance Resume Examples & Samples
- Utilizing consistent creative problem-solving abilities and consultancy mindsets while working on, as well as researching, problems and/or issues and developing effective solutions for, clients' healthcare compliance activities
- Identifying and addressing client needs: build solid relationships with clients; developing an awareness of firm services; approaching client in an organized and knowledgeable manner; delivering clear requests for information; demonstrating flexibility in prioritizing and completing tasks
- Conducting analyses that leverage creative and critical thinking and problem solving, as well as utilize consensus building to derive solutions through, utilizing information systems, databases, Excel and Microsoft Word
- Writing, communicating, facilitating, and presenting cogently to and/or for all levels of industry audiences, clients and internal staff and management; and,
- Demonstrating flexibility and desire to travel, as client assignments require
49
Infrastructure Risk Assurance Specialist Resume Examples & Samples
- Providing best practices and guidance on IT Infrastructure Controls Assessments
- Drive tactical and strategic direction for the continuous improvement of infrastructure risk and controls management
- Refine process documentation to align with Regulatory requirements and best practices as noted through organizations such as NIST, ISO, and COBIT
- Foresee organizational impacts and understand the procedures associated with introducing new technologies and processes
- Coordinate activities through indirect staff
- Hands-on experience in a network administration, system administration or systems engineering role strongly desired
- Prior experience in IT Risk Management, IT Operations, or IT Audit Methodology strongly desired
- Knowledge of ISO 27000 frameworks, BITS SIG, or COBIT/SOX IT control testing
- Knowledge of security controls for the handling of Personally Identifiable Information (PII) data
50
Senior Infratructure Risk Assurance Specialist Resume Examples & Samples
- Providing Information Security risk and controls subject matter expertise
- Executing and evaluating infrastructure controls assessments and evidence for controls gaps and assisting with the documentation of any required remediation plans
- Driving the design and implementation of effective continuous testing and reporting processes and tools for infrastructure controls
- Driving the continuous improvement of the IT Infrastructure Controls Assessment process and documentation
- Performing Information Security control reviews and acknowledgements of infrastructure projects to ensure that appropriate security controls are in place or maintained during the execution of the Software Development Life Cycle
- Collaborate closely with senior management and businesses to define action plans to track gaps/needs across the technology organization specific to infrastructure controls
- Participate in meetings with IT managers and staff to understand E*TRADE’s infrastructure controls management processes and tools. Understand areas to improve risk management and recommend corrective actions and new standards
- Provide reporting and metrics that ensure the quality of the program’s services are meeting business objectives
- Knowledge of regulations and security compliance requirements affecting financial institutions
- Excellent organizational, written, presentation and verbal skills
- Technology certifications a plus (CISA, CISM, CISSP, CompTIA, Microsoft, Cisco, etc.)
51
Enterprise Risk Assurance Intern Resume Examples & Samples
- Assist with performance of planned audits and projects, including performance of detailed audit testing, analysis of data, and preparation of accurate documentation to support audit testing performed and corresponding results
- Prioritize and complete assignments timely and within communicated budgets, while maintaining high quality standards
- Demonstrate teamwork by contributing to team and department goals and by sharing information and ideas with the team
- Establish rapport and develop constructive relationships with team members, department personnel, and audit clients
- Sophomore, Junior, with a GPA of 3.0 or greater, pursuing a degree in Accounting, Finance, Risk Management, or other relevant business degree
- Strong interest in Audit and/or Risk Management
- Strong written and oral communication skills, ability to deal effectively and professionally with people at all levels
- Strong analytical, problem solving and decision making skills, along with an ability to work effectively in a team environment
- High degree of personal initiative, demonstrated ability to work independently, excellent follow-through ability and sense of personal responsibility
- Availability to work 40 hours during the summer and 20 hours during the school year
52
Senior Application Security Risk Assurance Resume Examples & Samples
- Lead application security and control assessments and leverage expertise, industry best practice, and corporate policies and standards to evaluate security and control effectiveness
- Effectively report and communicate results and appropriate corrective action to varying levels of management
- Evaluate Risk Acceptance Forms for policy or control deviations and identify mitigating controls and risk rankings
- Lead project risk assessments to identify IT control gaps, document findings and suggest remediation activities
- Contribute to the oversight and management of the company’s Application Inventory and application risk ranking process
- Use GRC and desktop tools to conduct risk assessments and support various activities, initiatives, and projects
- Research industry trends, identify ongoing security and control requirements, analyze security risk management tools such as Archer and Agiliance RiskVision for continuous improvement
- Contribute to the team knowledge base by participating in appropriate training and providing industry and best practice knowledge
- Refine process documentation to align with Regulatory requirements and best practices as noted through organizations such as NIST, COBIT, BITS SIG, ISO
- Excellent organizational, time management, collaborative, written, presentation and verbal skills
53
Managerthird Party Risk Assurance & Monitoring Resume Examples & Samples
- Analyses and oversees oversight program of vendor procedures and metrics within the supplier portfolio
- Reviews internal as well as external key TPRM reports that are used to support the goals of SC’s operational risk agenda and aggregating operational risk metrics
- Manages identified training to mitigate issues with the third party risk process
- Analyzes industry trends for risks and opportunities
- Presents analysis to management in a clear, concise and actionable format
- Examines policies and standards across Legal Entities and verifies for compliance. Provides management information to appropriate stakeholders including Risk and Control Self-Assessment (RCSA)
- Supervises QA processes to evaluate effectiveness of the Third Party Risk program as administered and managed by the 1st Line of Defense
- Identifies opportunities to enhance, develop, and implement the defined third party risk and supplier oversight program for the company
- Engages and coordinates input from Compliance, Internal Control and Information Security areas. Documents results of due diligence, residual risks and ensures risks are understood by the organizations Office of Supplier management, Third Party and vendor relationship managers
- Facilitates completion of remediation activities with business management, arising from risk assessments and reviews performed
- Develops and mentors team to raise skill levels and standards within the group
54
Risk Assurance Deployment Consultant Resume Examples & Samples
- Human Capital policy interpretation, metrics, sourcing, coaching and development
- Budgeting, workforce planning, utilization, and forecasting; and,
- Leverage resources to effectively manage engagement staffing and drive cross line-of-service resource sharing
- Independently make decisions and solve problems affecting assigned market team
55
Risk Assurance Governance Risk & Compliance Technology Director Resume Examples & Samples
- Assisting with the vendor selection process
- Analyzing the requirements around GRC across the organization and developing roadmaps
- Assisting with the creation of business cases for GRC automation
- Project and change management activities for GRC projects
- Building of requirements, design of solution(s), development/implementation of, testing and production of GRC technologies
- Administrative and support activities for maintaining and enhancing the GRC framework
- Utilization of exisitng GRC technologies to enable more efficient and less redundant processes
- Facilitating staff and managers as they perform requirements gathering, design workshops, UAT, training and potential for optimization as well as implementation and/or configuration of GRC technology applications
- Understanding clients' business, industry and technology, as well as leverage project management skills in relation to GRC technology projects, including developing project plans, budgets, and deliverables schedules
- Leading teams by creating a positive environment, monitoring workloads of the team while meeting client expectations, and respecting the work-life quality of team members
56
Analyst, Governance, Risk & Assurance Resume Examples & Samples
- Maintain strict confidentiality about all issues and concerns
- Communicate critical information by conveying that information clearly, accurately, honestly and concisely in accordance with company and department policies and procedures
- Build and maintain positive internal and external customer relationships
- Provide services in a timely and efficient manner
- Identify patterns and trends to recognize potential problems
- Use systematic approach to problem solving and troubleshooting
- Provides support and assurance of business- and process-level risks and risk reducing activities
- Consults on proper design and execution of control activities, as well as basic risk management concepts
- Design and execute control test procedures
- Identify process-level risks during controls testing and review of process
- Work with control owners to develop management action plans based upon findings
- Follow up with process management to monitor and validate resolution of assigned issues
- Develop thresholds for metrics and work with management to develop adequate reporting
- Maintain issue tracking and monitoring databases
- Maintain process-level risks and events in the register
- Contributes to process level or control level reporting and feedback
- Review standard reports to ensure metrics are within defined ranges
- Execute processes to aid in the timely and adequate flow of relevant information to the parent and subsidiary boards of directors and their committees
- Assist in maintaining the official corporate record of CUNA Mutual and its subsidiaries
- Assist in providing governance solutions to the business areas
- Help train and educate appropriate staff regarding corporate governance programs and policies
- Assist in managing CUNA Mutual’s annual meeting of its members
- Assist in managing CUNA Mutual’s policy administration process
- Assist in managing CUNA Mutual’s code of conduct, annual disclosure process, and communication process regarding the code of conduct and CUNA Mutual’s ethics program
57
Oeb-information Security Risk Assurance Resume Examples & Samples
- Coordinate external vendor oversight and compliance with FRS information security standards
- Support security assessment activities during procurements for diverse business functions
- Coordinate with OEB vendor managers to communicate, track and close open risk items
- Manage tasks associated with the continuous monitoring of OEB security programs and standards
- Collaborate with the FRS security communities in support of activities
- Develop and maintain logical data diagrams identifying flow of information, and
58
Risk Assurance Talent Deployment Senior Associate Resume Examples & Samples
- To create and capture opportunities to advance your career and fulfill your potential. To learn more, visit us at www.pwc.com/careers. It takes talented people to support the US firm of the largest professional services organization in the world. Not all of us work directly with external clients. Some of our best people choose to apply their talents inside PwC. As part of Internal Firm Services, you're serving an organization on par with many of our external clients. Our Internal Firm Services team consists of first-rate marketers, human resource professionals, computer technologists, knowledge managers, accountants, financial planners, administrators and leaders. Internal Firm Services staff are the people who make it work for the people who make it work for our clients
- Staffing data analysis, utilization, and forecasting; and,
- Succession plan development and implementation. Skills Preferred: Demonstrates thorough abilities and/or a proven record of success, in the implementation of Human Capital operational support to Market Line of Service teams, preferable for a global network of professional services firms, in the following areas
- Building and maintaining relationships
- Interpreting and communicating HC policies and guidance
- Participating in the recruitment and onboarding of new hires, transferees, and international secondees
59
Head of Global Compliance Risk Assurance Resume Examples & Samples
- Establish, through leadership and teamwork, an end-to-end global compliance and risk assurance program, including policy, procedures, processes and tools
- Develop and maintain a risk-based compliance monitoring & testing program to assess effectiveness of controls, addressing key elements of process, frequency, approach, documentation, and actions
- Design and execute annual test plans based upon our annual compliance risk assessments, as well as developing and implementing the appropriate standards for documentation of the risk based test plans consistent with Compliance Risk Taxonomy, of the areas in which monitoring can be utilized as a reasonable substitute for or supplement to testing, of the selection of sample sizes and test methodologies
- Provide expertise and guidance to business/support units in the development, execution and testing of control plans
- Maintain an inclusive and productive dialogue among the control functions, supporting governance/escalation forums and other senior management oversight activities, as appropriate
- Provide focused metrics/information related to issues identified through compliance testing and recommendations for control and process enhancements
- Implement compliance monitoring and testing methodologies and standards for conducting detailed compliance reviews and reporting results
- Develop and maintain a compliance monitoring schedule based on the company’s risk assessment methodology
- Work with business unit management and process owners to develop and maintain appropriate policies, procedures, and process controls (including quality assurance/control protocols) to promote and sustain a strong compliance control framework
- Plan and review work completed by the compliance monitoring & testing teams to ensure adherence to methodologies and standards for conducting and reporting compliance reviews
- Assess significant and relevant compliance risks and escalate concerns and issues to Director of Compliance & Regulatory Affairs, and to governance committees and other meeting and reporting routines
- Develop and manage strong working relationships with the business partners, stakeholders and other personnel to facilitate open communication and collaboration
- Draft reports of the results of monitoring and testing reviews with a focus on clear, concise, and factual content and value to management
- Communicate findings and recommendations to management, determine root causes, obtain action plan for remediation in a timely manner and track findings through to resolution
- Provide updates on the state of the compliance monitoring & testing activities for senior leadership, executive and board reporting
- Analyze findings and develop recommendations to effectively manage, oversee and execute risk mitigation and strengthening of business operations (key processes)
- Establish, maintain and update risk database; produce regular management information, analytics and reporting; and produce and present presentations as required
- Develop processes and tools for exception reporting and tracking, control planning and remediation
- Work to ensure data integrity, including participation in projects and initiatives that impact data integrity
- Stay abreast of the regulatory environment and industry developments through discussions with peers, by attending relevant seminars, webinars, roundtables, etc
- Maintain competency through ongoing professional development and active participation through internal and external training sources
- BS with focus in risk management, business analytics or related fields desired
- Six Sigma Certification required
- Minimum of 10+ years of experience in compliance/risk and assurance
- A minimum of 7 years’ risk monitoring and testing in the risk management financial services arena
- 5 or more year’s assurance and compliance experience in multinational organizations that provides services and/or products in both the business and consumer arenas
- Experience leading a global or multi-national team
- Experience working directly with banking regulators, internal and external auditors
- 4 years’ project management – participant or lead
60
Manager, Advisory, Risk Assurance Resume Examples & Samples
- Participate in and lead engagements, identifying and managing clients IT risks and assessing controls that help mitigate those risks
- 6+ year’s previous Technology Risk Assurance and Advisory experience (e.g. IT external audits, internal audits, FAIT, ISO27001, regulatory compliance, program assurance, third party controls reporting, SOC reporting, vendor risk management and technology transformation using cloud, social, mobile, analytics etc)
- A strategic, analytical and commercial mindset and experience in one or more of the following industry sectors - Government, Technology & Media, Consumer, Retail, Industrial Products and/or Power & Utilities
- Strong interpersonal skills, including the ability to engage with Senior Executives within Government
- A strong self-starter with a high level of initiative
- Previous professional services experience with demonstrated sales experience will be highly regarded
- Ideally you will be degree qualified within a relevant subject and have (or have the willingness to pursue) related professional certifications such as CISSP, CISM, and/or CISA
- You must hold Australian Citizenship as a requirement to obtain AU Government Security Clearances
61
IB Front Office Conduct Risk Assurance Resume Examples & Samples
- The IB Front Office Conduct Risk Assurance team provides independent, valued and timely assurance to supervisors and Senior Management over the effectiveness of governance, risk management and controls
- 7+ years experience working with Markets (traded products) and Investment Banking products within a top tier financial institution
- 5+ years experience in a front office supervisor role, product control, testing role, internal audit, operational risk management or related disciplines, in the financial services industry
- Commercial awareness and product knowledge for exotic trading products
- Experience of working in a major front office IB environment
- Thorough knowledge of relevant PC packages, e.g. Word, Power Point & Excel
- ACA or equivalent qualification / Audit / Risk Qualification
- Very strong organization, planning and project management abilities
- Strong networking & senior stakeholder management skills and able to negotiate and influence effectively
- Strong understanding of the key market, credit and operational risks operating across each main asset class operating in a major trading floor and IBD business
- Strong commercial and product experience for all vanilla trading products and broad experience with investment banking products more generally
- Excellent communication abilities with well developed report writing skills and presentational skills)
62
Senior Consultant, Advisory, Risk Assurance Resume Examples & Samples
- IT Assurance/ Audit - including the execution of evaluating and design of IT controls (e.g. application & general controls) in support of an external audit
- Internal audits – including the execution of audits of IT processes against leading practice IT risk and security frameworks and common standards (e.g. CoBIT, ITIL, ISO 27001/02)
- Service Organisation Controls Reporting and agreed upon procedures reviews against standards such as ISAE/ASAE3402/ SSAE16 an advantage
63
IB Front Office Conduct Risk Assurance Resume Examples & Samples
- The team are part of the IB Chief Controls Office and under the ERMF are part of the first line of defense
- FO Conduct Risk Assurance team is accountable for executing a planned, systematic, documented programme of independent checking to evaluate and evidence the extent to which internal Conduct controls are operating effectively; Conduct risk is being effectively managed; and compliance with laws and regulations and the Firm’s policy and procedures has been established
- The IB Front Office Conduct Risk Assurance team also undertake, from time to time, investigations when incidents and events arise
- Specifically, the FO Conduct Risk Assurance team focus on testing the extent to which existing Conduct focussed Policies, Standards, Frameworks and Procedures are understood by and embedded within the Front Office
- Work with 2nd and 3rd line assurance teams to align coverage and prioritisation of work, develop the 3LOD Conduct Assurance plan for the IB
- Liaise with Front Office Senior Management on testing requirements
- Attend senior IB Risk and Control committees and present on Control Testing results
- 7+ years financial services experience
- Strong commercial and product experience for all vanilla trading products
- Broad experience with investment banking products
64
Risk & Assurance Auditor Resume Examples & Samples
- Experience working in a hazardous industry operational environment
- Auditing qualifications essential
- NEBOSH Certificate required essential
- CSL HSE Management System knowledge
- MOC experience highly desirable
- Ability to prioritise work in order to meet strict deadlines
- Strong communication and interpersonal skills in order to build relationships with stakeholders
- Excellent organisational skills with strong attention to detail
65
Risk Assurance Assistant Manager Resume Examples & Samples
- Help partners and directors generate new business opportunities and build client networks and relationships
- Understand all Ernst & Young service offerings and actively identify opportunities to better serve clients
- 5 years’ knowledge and experience of a number of the following areas, and be developing deep experience and technical competence in at least one
- Government & Public Sector
- Utilities
- Consumer Products
- Technology
- Healthcare
66
Senior Analyst, Corporate Risk & Assurance Resume Examples & Samples
- Extensive experience in internal or external audit and an ability to rapidly understand business processes
- A relevant CA/CPA qualification and experience at a big 4 accounting firm is essential
- Excellent problem solving skills and verbal and written communication skills
- Developed interview and enquiry skills
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Risk Assurance Enterprise Performance Management Senior Associate Resume Examples & Samples
- The closing of books, consolidations, intercompany transactions, budget management and forecasting, external financial reporting, and, internal management reporting
- Application of Governance, Risk Management, and Compliance—GRC—technologies, including enterprise performance management technologies inclusive of Hyperion Financial Management, Hyperion Planning, SAP BPC, Oracle OBIEE and other relevant reporting applications and technologies
- Internal control frameworks, such as COSO and CoBit
- Identifying and addressing client needs, including developing and sustaining extensive client relationships; and,
- Leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation
- Understanding clients' business, industry and/or technologies and leveraging extensive project management skills in relation to EPM projects, including developing project plans, budgets, and deliverables schedules
- Identifying key risks and controls, knowledge of Sarbanes Oxley readiness, controls optimization, as well as configuration of controls around security, business process and within the EPM modules
- Working directly with systems integrators in developing business requirements and business controls in EPM implementations
- Developing thought leadership and sharing lead practices on business processes, technologies and internal controls
- Utilizing negotiation and persuasion skills used to sell potential new service opportunities, including a proven track record with identifying and converting potential engagement opportunities and developing market presence; and,
- Creating a positive environment, monitoring workloads of the team while meeting client expectations, and respecting the work-life quality of team members
