Global Investment Management Resume Samples

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FW
F Wyman
Florida
Wyman
993 Dovie Bypass
San Francisco
CA
+1 (555) 683 5582
993 Dovie Bypass
San Francisco
CA
Phone
p +1 (555) 683 5582
Experience Experience
Detroit, MI
Global Investment Management
Detroit, MI
Koepp, Treutel and Ruecker
Detroit, MI
Global Investment Management
  • · Manage vendor management process of identifying & evaluating suppliers, establishing contracts, their categorization, management and termination
  • Keep abreast of the competition and emerging industry developments, develop an effective internal and external network
  • Providing support to acquisition, asset management, fund management, client marketing function and fund reporting
  • Work closely with senior management to develop and refine recommended solutions to address issues and capture opportunities
  • Product support - work closely with Sales & Marketing teams to assist with product positioning and developing marketing collaterals
  • Be a process improver on product/project management processes, product governance and registration, and management tools
  • Establish strong working relationships with all business partners throughout the Investment Management organization - across all functions and geographies
Houston, TX
AM Global Investment Management
Houston, TX
Borer-Murazik
Houston, TX
AM Global Investment Management
  • Assist with the review of monthly trial balances, management fees calculations, and carried interest calculations
  • Perform and resolve complex inquiries and research within established department standards
  • Monitor work queues
  • Budget/accrual analysis and management of expense processing function
  • Assisting the business unit (and the fund administrator and custodian) in new Fund launches and other account infrastructure initiatives
  • Assist with preparations for quarterly valuation meeting materials
  • Assist with the review of monthly capital activity in the internal accounting system
present
Dallas, TX
Am-global Investment Management
Dallas, TX
Hammes-Goyette
present
Dallas, TX
Am-global Investment Management
present
  • Provide day to day support and produce accurate and timely reporting of financial performance (P&L, cash flow, AUM) and headcount for resource planning
  • Provide guidance and respond to request for information from business management and business functions in the region
  • Gain in-depth understand of current finance workflow, participate in process improvement and finance initiatives
  • Develop product intelligence. Serve as subject matter expert on JPMorgan product range, market, market trends and key players
  • Develop strong partnership with global and location finance teams and across business functions
  • Participate in designated channel meetings, conference calls etc. Communicate product updates/positioning to train sales personnel via conference calls or formal presentations
  • Perform analytical review of monthly financial results
Education Education
Bachelor’s Degree in Computer Science
Bachelor’s Degree in Computer Science
Webster University
Bachelor’s Degree in Computer Science
Skills Skills
  • Quickly build strong working relationships with your Funds Control Group colleagues in EMEA and US
  • Work closely and effectively with a number of other internal teams across the business and regions. Key contact points will be Product Development, Product Delivery, Business Management, Technology and Control Functions (e.g. Compliance, Oversight and Control, Risk)
  • Strong verbal & written communication skills - the internal clients are typically in remote locations (NY & London), so excellent telephone & e-mail skills are essential
  • Team spirited attitude - our internal & external clients view us as a cohesive group; information sharing and a willingness to seek out and develop new skills / knowledge from within the group as key attributes
  • Excel - intermediate aptitude is essential (formulas, filters, pivot tables); advanced knowledge
  • Client Centric - Build relationships quickly, build deliverables with a client perspective
  • Excellent understanding of the investment process and associated market practices with the ability to think strategically about how to create business led solutions
  • Good communicator with strong interpersonal skills
  • Good inter-personal and communication skills, with excellent relationship building skills across multiple organizations and key touch points
  • Strong sense of prioritization & ability to execute against deliverables. Able to take personal accountability for projects & issue resolution
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8 Global Investment Management resume templates

1

Global Investment Management Expense & Headcount Finance Associate Resume Examples & Samples

  • Bachelors degree preferably in Accounting or Finance with strong Accounting background
  • Minimum of 1 - 3 years of experience in finance/accounting, preferably in the financial services industry, P&A or Financial Analysis experience a plus
  • Excellent PC skills, including Excel and the MS Office Suite of products as well as the ability to master the JPM internal financial systems (Essbase, SAPCO, Advance Analysis, GXM, Business Objects skills are a plus)
  • Strong communications (written and verbal) skills
  • Ability to work well under pressure and multi-task as well as the ability to work flexible hours to complete deliverables
  • Able to resolve complex issues working with a wide range of staff globally
2

Global Investment Management Technology Finance Resume Examples & Samples

  • Partner with product and client technologymanagement to analyze consumable and application expenditure to identifyenvironmental efficiencies
  • Review / analyze application actual expense,forecast, budget and associated variances
  • Complete understanding of the Technology project/ program life cycle (SDLC)
  • Maintain a Global Total Cost of Ownership modelenabling business units to identify key drivers further improving businessfunctions and profitability margins
  • Partner with front office, senior technologymanagement and GIM Planning & Analysis Profitability team to provideinsight and transparency into Global Technology expense
  • Organize / Facilitate annual planningdiscussions
  • Ensure timetable and deliverable schedules areunderstood and communicated
  • Organize reporting for business review sessions
  • Create executive level presentations
  • Ability to work independently and managedeliverables in a dynamic, fast-paced environment
  • 6 years strong Finance background (FinancialServices and Technology preferred)
  • Experience in working with senior levelexecutives (CIO, COO, CFO)
  • Clear communication skills, and the ability toarticulate complex issues concisely
  • Excellent organizational and presentation skills
  • Leadership, relationship-building andinfluencing skills to drive agenda’s across a number of functions
  • Highly proficient in Microsoft Office,particularly Excel and PowerPoint
  • Working knowledge of internal financial systemsa plus (Essbase, Clarity, PPG, TITAN, TAMS, SEAL)
  • Proven ability to flourish as a member of a globalteam
  • Career oriented individual who must possessdrive, flexibility and self-organization to produce high quality output undertight deadlines
3

Global Investment Management Resume Examples & Samples

  • Developing and maintaining consistent methodology and approach for the construction of activity based costing model(s)
  • Active management of data collection effort by working closely with CFOs and the infrastructure teams
  • Learning to run the SAS allocation model on a monthly(actual outlook), quarterly and plan basis, eventually be able to run the model on your own
  • Understand the logic and rules in SAS and escalate when issues arise
  • Developing communications around future enhancements and potential use of ABC data
  • Acting as the 'translator' between model output and business input
  • Proactively identifying opportunities to leverage ABC-produced data in business decision making or extensions of cost analyses
  • SAS ABM moduleexperience a plus
  • Strong Excel, Access and PowerPoint Skills (minor SQL)
  • Essbase Proficient preferred (not required)
  • Self starter, detailed oriented, and well organized
  • Minimum of a bachelor degree is required, MIS major preferred
  • 1 - 4 years experience within Finance
4

Global Investment Management & Private Bank Oversight & Controls Resume Examples & Samples

  • Provide support for regional head of O&C in terms of project mgmt, business responses and driving remediation activities related to regulatory exams, internal audit or operating errors
  • Develop working knowledge of the Asset Mgmt business, with an emphasis on its control environment and regulatory agenda
  • Be a change agent and influence the broader control environment and culture through on the ground training and coaching
  • Evaluate data and trends to identify improvement opportunities and associated issues and risks
  • Identify quantifiable metrics and benchmarks to track progress over time
  • Develop and implement standards and methodology for control and risk
  • Prepare and present regular executive updates summarizing results
  • Close coordination with global & regional O&C colleagues and business partners
  • Previous experience in financial services, audit, or consulting roles with knowledge/experience across operations, technology, risk, legal, compliance, business management or other control functions
  • Experience analyzing, communicating and executing against complex business strategies
  • Critical thinking, project management, analytical and communication skills
  • Experience with, or knowledge of, implementing effective control environments
  • Ability to coordinate issues, findings and practices with colleagues across regions and/or divisions
  • Ability to influence and lead in a collaborative environment
  • Track record of delivering on business initiatives in the asset management industry
  • Able to adapt to a rapidly changing business environment, ability to quickly assess situations and capitalize on change
  • BA required; MBA and/or CPA preferred
5

Global Investment Management Oversight & Controls Resume Examples & Samples

  • Minimum of 12 years of relevant experience
  • Seasoned and experienced with a deep understanding of the business. Current senior manager within the business or operations
  • Strong knowledge and background in controls management, process improvement, issues management, and audit best practices
  • Strong ability to identify issues, directly address conflicts and escalate issues where appropriate
  • Have the fortitude to stand up and hold the businesses accountable for running a controlled environment
  • Ability to successfully navigate, influence, and lead collaboratively in a complex infrastructure that involves numerous groups and individuals. Ability to communicate effectively at all levels of the organization
  • Individual must be results driven, have attention to detail, and able to synthesize large amounts of information and propose recommendations. Adaptable, flexible and willing to work in a dynamic environment
6

Global Investment Management Oversight & Controls Control Specialist Resume Examples & Samples

  • VPs or Associates within the business, operations, or project organizations
  • Minimum of 4 years of relevant experience for VPs and 4 years of relevant experience for Associates
  • High potential individuals looking to broaden business knowledge
7

Auditor Global Investment Management Americas Resume Examples & Samples

  • Knowledge of applicable laws and regulatory requirements such as Investment Advisors Act, Investment Company Act, ERISA and management of fiduciary risk (e.g., 12 CFR 9)
  • Enthusiastic, self motivated and able to work effective under pressure
  • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management
  • At least 3+ years of Asset Management audit or business experience
  • Strong skills in time management, problem solving, written and oral communication
8

Am-global Investment Management Marketing Resume Examples & Samples

  • Developing and maintaining the project plan for all event distribution
  • Building distribution interaction for events using MRM tool
  • Manage end to end process for event communications
  • Field inquiries and resolve issues from various groups
  • Creating process document or quick reference as necessary
  • Manage report distribution to various group for sales updates
  • Creating, modifying, analyzing event reporting for Marketing
  • Review and analyze communication and event metrics and results and oversee regular data processing required to drive email marketing
  • Post campaign analysis and recommendations and ad-hoc and standard campaign reporting
  • Identify opportunities to improve the efficiency or effectiveness of campaigns or processes
  • Work with communication owners to develop and distribute new campaigns or associated processes
  • Co-ordinate the delivery of more complicated template, liaising with our in-house HTML and Java developer / designer
  • All aspects of campaign testing including content, process, tracking and email deliverability
  • Minimum of 3 years work experience
  • Knowledge of CRM systems
9

Global Investment Management Finance VP Resume Examples & Samples

  • Team members have the opportunity to work directly with the CFOs for all asset classes, Global Institutional and Global Funds CFOs, GIM CFO, and Sales Senior Management on internal presentations
  • Gain an understanding of the Investment Management industry and JPMAM’s product offering and solutions capabilities
  • Manage and work with a counterpart team in Mumbai to produce timely and accurate MIS reporting of the distribution of the full range of products to large and mid-sized institutional clients based in the Americas
  • Assist Sales Channel CFOs with planning and forecasting
  • Partner with stakeholders across Asset Management including Sales, Strategy, Business Management, Client Account Managers, and others
  • Support a global sales force with strong regional differences and different market dynamics
  • Oversee all the reporting for the Americas Institutional and Global Insurance business on weekly, monthly, and quarterly bases
  • Bachelors degree, with major in Accounting/Economics/Finance preferred
  • 5 or more years experience in Financial Services is preferred
  • Strong technical skills – must be proficient in Excel (experience with databases and macros desired)
  • Superior organizational and communication skills with a strong attention to detail
  • Ability to manage multiple tasks simultaneously while still delivering a quality product
  • Strong team player that can bring together multiple groups of people across a variety of functions
10

Senior Gfcc Global Investment Management Lead Resume Examples & Samples

  • Lead and manage the Global Investment Management Lead GFCC program for the Global Investment Management (GIM) business, which includes oversight of AML, Sanctions and Anti corruption compliance, predominantly in the US
  • Execute corporate and line of business specific policies and guidelines for Financial Crime Prevention and Sanctions
  • Provide clear advice on the application of local and regional rules and firm policy in relation to Financial Crime Prevention guidance, and provide risk-based solutions to complex business issues / initiatives involving the Investment Management product range
  • Serve as the point of communication and, where necessary, escalation of material GIM AML issues in NAMR, to the Head of GFCC, senior GIM management and other relevant senior Compliance and Risk management teams
  • Represent GFCC on behalf of GIM via membership in various NAMR Governance, AML and Risk committees, sub-committees, board meetings, working Groups; and GFCC initiatives
  • Act as main liaison for GFCC GIM in NAMR with US regulators, audit and compliance testing in relation to any regulatory examination or action, audit or test
  • Assume ownership of remediation of any regulatory issues, audit point or testing finding as they pertain to the GIM GFCC NAMR program
  • Represent GFCC GIM NAMR in the collaboration and communication amongst cross-regional GFCC teams
  • Oversee the production of Compliance reporting and metrics; including committee and board meeting reports
  • Prior experience in leading a Compliance or equivalent team or process
  • In-depth knowledge of US AML legislation, guidance and standards and International Sanctions Programs, in relation to Investment Management/Asset Management products and business models
  • Strong decision making capabilities and the ability to identify problems and propose solutions
  • Excellent communication skills especially the ability to articulate complex issues to a range of audiences, including business management, other Compliance, Legal and control colleagues, as well as Audit and regulatory authorities
  • Demonstrated flexibility including willingness to accept new assignments and challenges in a rapidly changing environment
11

Am-global Investment Management Solutions Resume Examples & Samples

  • Internal product CPM and product manager - develop relationships with retail sales channels; serve as initial point of contact for questions from the field; manage details of Roadshows, sales meetings
  • Conduct reviews of portfolios and funds, primarily over the phone but occasionally in person, with financial advisors and JPM funds sales staff
  • Presentation materials - You would be the point person for maintenance and development of marketing materials to present our story in as meaningful a way as possible. Your input and initiative will be critical as you will be expected to craft creative solutions for client issues. You would be working with resources from marketing in conjunction with portfolio managers to develop and revise materials as appropriate
  • RFP writing - you will be the main point of contact for RFP's and work with salespeople, marketing associates and RFP writers to craft answers that highlight IM Solutions' main competitive advantages
  • Backup - when portfolio manager are not in the office, backup is required to ensure full coverage at all times. This would require fielding calls from relationship managers, sales people and clients
  • Competitive Analysis - gather and maintain a warehouse of information about our competitors
  • The environment is fast-paced and demanding, and travel is required
  • All candidates must have a minimum of 7 years experience in Asset and Wealth Management
  • Investment and markets background
  • Strong cross-functional team building and management skills (for example, partnering with multiple distribution channels, marketing, product administration, legal and compliance)
  • MBA, CFA and/or CAIA desirable
  • Leadership-ability to manage and influence people
  • Organization, coordination and project management skills
  • Strong understanding of Target Risk Funds and their role in the DC industry, including competitive positioning
  • Some public speaking skills preferred
  • Working knowledge of multiple asset classes, including equities, fixed income and real estate
  • Experience working with institutional separate accounts, commingled funds, and mutual funds
12

Am-global Investment Management Solutions Resume Examples & Samples

  • A minimum of 15 years of work experience in the financial markets and an understanding of multi-asset, multi-country investing
  • Experience working for an Asset Manager and experience with Portfolio Management
  • Experience in research or portfolio management role covering equities or cross-asset solutions highly preferred
  • CFA and post-graduate degree in finance or economics preferred
  • Accomplished presentation skills, and the ability to present to audiences in a variety of settings such as: roundtable, web casts or at seminars
  • Good statistical analysis skills, including econometric analysis
  • Organizational skills including prioritization and managing multiple tasks as well as a proactive attitude
  • Collaborative and collegiate and the willingness to undertake all aspects of the role
  • Demonstrated leadership skills and experience
13

Audit Global Investment Management Technology Audit VP Resume Examples & Samples

  • Document audit results and communicate issues to management, identifying opportunities for improvement in the design and effectiveness of key controls
  • Minimum of 8+ years of work experience in auditing or technology with exposure to financial services industry, preferably asset management
  • Knowledge of security concepts, technology operations, the development lifecycle, project and program management concepts, and corresponding controls
14

Global Investment Management Solutions Business Resume Examples & Samples

  • Monitoring and maintaining the data integrity of Front Office systems
  • Conducting ongoing data validation tests
  • Preparing reports for the Front Office and for Operations management
  • Partnering with the Front Office, Core Operations, and Technology teams to resolve issues
  • Bachelor’s degree (or better) from an accredited, high-quality institution
  • Minimum of 2-3 years of relevant work experience
  • Ability to manage concurrent assignments effectively and efficiently
  • Excellent analytical, problem solving, time management, interpersonal, and written and oral communication skills
  • Team player and adaptable to a changing environment
  • Ability to influence people, lead discussions, and troubleshoot issues
  • Proficiency with Microsoft products – Excel, Word, PowerPoint, Visio
15

Am-global Investment Management Solutions Resume Examples & Samples

  • Internal product manager - support relationships with retail sales channels; serve as initial point of contact for questions from internal and external client advisors
  • Backup - when client portfolio managers are not in the office, backup is required to ensure full coverage at all times. This will require fielding calls from relationship managers, sales people and clients and responding appropriately
  • Presentation materials - you will be instrumental in the maintenance and development of marketing materials. Your input and initiative will be critical as you will be expected to craft creative solutions for client issues. You will be partnering with marketing in conjunction with portfolio managers and CPMs to develop and revise materials as appropriate
  • Request for Proposals (RFPs) and questionnaires - Responsible for drafting initial responses to client deliverables including RFPs and monthly/quarterly/ad-hoc questionnaires. You will work with client advisors, their sales associates, institutional marketing and RFP writers to craft answers that highlight GMAG's main competitive advantages
  • Competitive Analysis - gather, analyze, and maintain a warehouse of information about our industry peers and their competitive products
  • The environment is fast-paced and demanding. All candidates must have at least three years of financial industry experience, preferably in Asset Management
  • Ability to deliver results in a timely and accurate manner, frequently under tight deadlines
  • Strong quantitative aptitude
  • Organizational skills and the ability to handle multiple simultaneous tasks are crucial elements in order to succeed in this role Positive attitude and creative thinking - ability to take direction from senior team members while recognizing when to challenge the status quo and drive efforts to improve processes
  • Proficient in Excel & PowerPoint: filtering databases, navigating pivot tables, creating and maintaining client presentations
  • Working knowledge of multiple asset classes, including equities, fixed income and alternatives
  • Series 7, Series 63 requirement within 12 months
  • Progress towards CFA designation is desirable; possible sponsorship after one year
  • Undergraduate degree is required
16

Asset Management Global Investment Management Resume Examples & Samples

  • Experience associated with Asset Management business is preferred
  • Experience in financial services industry, with specific experience in Operational Risk, Finance, Business Management, Audit, Compliance or other controls related area is required
  • Bachelor’s Degree in business administration, finance or related field
  • Working knowledge of banking operations, financial services laws and regulatory environment preferred
  • Adept at developing relationships with senior business executives with a reputation for partnering across organization lines to mitigate risks
17

Global Investment Management Resume Examples & Samples

  • Preparation & review of fee calculations using in-house systems as well as Excel
  • Self-management of open item list and prompt communication of issues to team leader
  • Strong verbal & written communication skills - the internal clients are typically in remote locations (NY & London), so excellent telephone & e-mail skills are essential
18

Audit Manager Team Lead-global Investment Management of Americas Resume Examples & Samples

  • Minimum 7 years of audit or related business/risk management experience
  • Ability to multi-task, learn quickly, think strategically and build strong partnerships with global team members and key stakeholders
  • Strong analytical skills particularly in regard to assessing the probability, likelihood and impact of an internal control weakness
19

Global Investment Management Oversight & Control Americas Control Officer VP Resume Examples & Samples

  • Global errors framework for the identification, resolution/remediation, root cause and trend analysis
  • Policies and procedures framework/governance -- creation, review/approval, maintenance and recertification. Alignment with corporate initiatives, as applicable (ERISA, Part 9)
  • Regulatory exam management -- driving activities involved with resolving regulatory issues. Review/challenge of actions taken, internal and external status reporting
  • Complaints -- establish regular reporting and assessment to key control forums within the business
  • SSAE16 Coordination
  • In addition, this role will involve management/representation on various key GIM initiatives and issues that arise
  • Exceptional critical thinking, project management, analytical and communication skills (i.e. communicate effectively at all levels of the organization)
  • Ability to adapt to a rapidly changing business environment, quickly assess situations, and capitalize on change
20

Am-global Investment Management Solutions Resume Examples & Samples

  • More than 900 investment professionals managing $1.7 trillion in assets covering over 450 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
  • Asset allocation analysis – Support client asset allocation decision making, incorporating tradeoffs between economic, regulatory, accounting and tax considerations
  • Completion of client advisory assignments – Analysis for clients, including initial scoping and interaction with clients, development of models to meet their needs, presentation of results, and incorporation of revisions/extensions as needed
  • Development of intellectual capital – Help produce high quality research/analysis in response to industry needs
  • Background with linear and non-linear optimization as applied to portfolio optimization and capital management (including the formulation of problems, development of constraints, and use of software to solve these problems)
  • Ability to articulate complex investment strategies/processes in a clear and concise manner and comfort in interacting with clients during meetings and over the phone
  • Strong written communication skills, including the ability to prepare high quality presentation materials for clients
  • Knowledge of basic asset classes (e.g., corporate bonds, RMBS, private equity) and their risk/return and cash flow characteristics
  • Knowledge of basic investment management concepts, such as CAPM, efficient frontiers, passive vs active management, VaR, etc
  • Understanding of US GAAP, statutory accounting, rating agency models, and taxation as they relate to insurance companies
  • Knowledge of pension financial reporting and regulatory funding requirements
21

Global Investment Management Bank Loans Specialist Resume Examples & Samples

  • Manage through issues/exceptions with custodians, fund accounting agents, and other third parties to ensure accuracy of client investments
  • Bachelor’s Degree in Accounting, Business Administration, Economics, or Finance
  • Self motivated and proactive with the ability to work in a team
  • Knowledge of financial markets and desire to learn new financial instruments
  • Strong attention to detail, high level of accuracy and problem solving skills
  • Organizational, time management and multi-tasking skills
22

Asset Management Oversight & Control Global Investment Management Kyc & Quality Assurance Team Associate Based Resume Examples & Samples

  • Solid prior experience in AML space such as KYC, investigations, and/or testing
  • Working knowledge of GIM LOB products and services; operations; infrastructure is a plus
  • Ability to successfully influence many different groups and individuals to deliver high quality and timely deliverables
  • Strong sense of accountability and ownership over "Quality" and end-to-end best practices around the quality assurance process
  • JD is a plus
23

Global Investment Management Oversight & Controls Resume Examples & Samples

  • Risk control self assessments (RCSA) – GIM program support including: data analysis, stakeholder communications and presentations to facilitate RCSA process; respond to RCSA program information requests; business support including evidence collection and guidance on testing instructions; participate in initiative to replace RCSA system
  • Policies and procedures governance – develop and sustain a framework for the creation, approval and retention of GIM related policies and procedures
  • Issue management and resolution – compilation and analysis of control issues; review action plans for relevance and quality; actively track status of action plans coming due and escalate concerns as needed
  • New business initiative evaluation and approvals – program administration for activities in the Americas region (IMA); create meeting agendas and materials for IMA NBIA meetings; coordination and partnership with Business Control Officers and initiative sponsors to ensure quality submissions that meet NBIA program approvals; track, report and resolve outstanding items (e.g., post-implementation reviews)
  • Controls metrics and reporting – coordinate with Control Officers to create/publish control reports to management and risk/control committees, as applicable
  • Preferred background/experience
24

Global Investment Management Pricing Analyst Resume Examples & Samples

  • Coordinating daily, weekly and monthly valuation oversight procedures
  • Risk based analysis of portfolio holdings to identify potential valuation related issues, analysis and escalation to management and the Valuation Committee
  • Preparation of valuation oversight reports and summaries for review by senior management and the Valuation Committee; and
  • Strong analytical skills and judgment in evaluating issues and proposing solutions, with consideration for regulatory, industry, market or other external factors
  • Demonstrated thought leadership and the ability to influence and achieve results
  • Excellent written, verbal and presentation skills; ability to communicate in a clear and concise manner in any format
  • Proactive attitude, commitment to continuous learning, willing to challenge status quo to improve processes
25

Global Investment Management Bank Loan Specialist Resume Examples & Samples

  • Communicate with portfolio managers, traders, agents and broker-dealers on a daily basis
  • Ability to work in deadline oriented and controlled environment
  • Ability to demonstrate flexibility and adaptability to rapidly changing business and technology needs
  • Prior syndicated loan operations experience a plus
  • Ability to take initiative and use proactive approach, exhibit sense of urgency
  • Excellent analytical ability and proficient technical skills
  • Comprehensive understanding of the financial markets and products
  • Ability to work overtime as needed
26

Global Investment Management Resume Examples & Samples

  • To provide operational and transitional support/coordination services for new business initiatives as proposed by Product Developers, Client Account Managers and Investment Desks
  • Produce relevant initiative documents, including but not exclusive to: on-boarding checklists, account opening data, product specifications, project plans any other related onboarding documents as required
  • Issue resolution – undertake effective issue management practice, look to resolve initiative delivery issues and escalate to the Product Delivery Manager as appropriate
  • Co-ordinate and deliver relevant operational tasks and functions required for successful delivery of the initiative
  • Effective communication and regular reporting to the Product Delivery Manager
  • Wishlist coordination and distribution – Pre-trade compliance checks, and interaction with internal investment teams and external teams (e.g. Third party Transition Managers as appointed by Client)
  • Maintain and update functional procedures, plans and checklists
  • Coordinate and chair Front Office/transition meetings, duly minuted and actions followed to completion
  • In specie activity planning preparation, coordination, ownership and distribution
  • Complete account closure processes and track status
  • Sub Fund transfer request coordination
  • Weekly meetings/conference calls with all key stakeholders involved in onboarding activities
  • Liaise with external parties as appropriate for the successful delivery of the initiative, such as (list is not exclusive to) Consultants, Custodians, Transfer Agents, Outsourced service providers, Incumbent/Receiving Transition Managers/Asset managers and other external parties as required
27

Global Investment Management Asia AML & Client Due Diligence Manager Resume Examples & Samples

  • Act as the accountable leader who manages Client Due Diligence, AML/ KYC projects such as streamlining existing Anti-Money Laundering (AML), OFAC programs and clients screening processes
  • Coordinate AML and Client Due Diligence with other regional teams in EMEA and the US
  • Analyze/ profile process, highlight gaps and escalate
  • Perform analysis and produce regular reports, metrics and capacity planning for the regional and global Senior Management teams
  • Bachelor's degree in business/ project management / related discipline or equivalent work/training required
  • Sound knowledge and project management experience in AML and KYC regulatory areas from Asset Management, Banking or Financial Institutions
  • Strong leadership and management track record with excellent communication, time management and interpersonal skills
  • Outstanding analytical skills with the ability to understand business functions and processes swiftly
  • Highly motivated, team player, self starter and able to work independently
28

Head of Global Investment Management Compliance Testing & Monitoring Resume Examples & Samples

  • Leading the development and implementation of the GIM Asia Compliance Testing and Monitoring under the Global Compliance Programme
  • Research, plan and undertake detailed testing reviews, in accordance with the IM Asia’s testing program to assess compliance with applicable rules and regulations
  • Prepare and agree detailed and accurate reports of findings including the agreement of practical and relevant recommendations for the business to address
  • Interact with all levels of business management and staff. Meet regularly with key business staff to remain informed of risks within the business and issues arising
  • Enhance the visibility of the testing team and establish key business relationships
  • Prepare clear and organized work papers to document and support work performed and conclusions reached
  • Co-ordinate annual compliance risk assessments exercise to ensure testing coverage of identified key risks
  • Regular Co-ordination with Global/Regional Compliance Managers and the locational testing and monitoring teams in ensuring consistent execution of the testing and monitoring programmes (at the Asset Management and regional level)
  • Work with the Compliance Advisory teams/Subject Matter Experts to ensure up to date and comprehensive understanding of key areas of risk including businesses/regulatory change and focus which may impact the risk assessments/test and monitoring planning at both local and regional level
  • Management of open issues arising from testing and monitoring and ensuring that associated action plans are addressed
  • Co-ordination and provide oversight of Audit, Regulator and Client enquiries and reviews relating to Compliance testing and monitoring
  • Production and reporting of testing and monitoring MIS and ensure testing and monitoring issues/trends are monitored and timely escalated to Senior Management
  • Provide additional oversight (and support), sharing of best practice, to individual locations in the development/execution of country specific testing and monitoring
  • Participation in Regional/Global compliance projects includes ad hoc investigations and monitoring reviews
  • Support the regional roll out and development of the monitoring (non trade) programme
29

Global Investment Management Resume Examples & Samples

  • Present the end to end process, risks, and issues to stakeholders, ensuring appropriate approvals are obtained
  • Proactively engage appropriate resources to adjust to changing requirements and demands of the project/ business
  • Own and understand project pipeline, ensuring it is accurately tracked and managed and fed into the broader Global team
  • Support relevant stakeholders to manage changes
  • BA/BS degree, with at least 5 to 7years of industry experience
  • Proven track record of project delivery within large financial organisations
  • Extremely organised, ability to multi-task, prioritise, and collaborate vertically/horizontally and operate in a fast past environment are essential
  • Business management and project management skills are a must along with strong verbal and written communication skills
  • Experience of managing multiple projects simultaneously a must
  • Experience with asset manager, private bank or wealth advisory firms as well as an understanding of Funds and Institutional business are strongly preferred
30

Global Investment Management Resume Examples & Samples

  • 3 to 5+ years of relevant experience (e.g., strategy consulting, banking, program management)
  • Solid understanding of business and management functions in Global Investment Management and/or related financial services industries
  • Experience managing and working with geographically distributed and functionally diverse work-groups
  • Proven collaboration, influencing, and negotiation skills
  • Language Competencies - English and Asian languages including Japanese, Korean, Mandarin is desirable
31

Global Investment Management Asia Pacific Institutional Client Services Team Resume Examples & Samples

  • University graduate in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets and investment products
  • Solid Client Service experience from Financial Institutions, with fund management background is highly preferred
  • Excellent interpersonal skills with client service mind set and able to maintain good clients and internal relationships
  • Ability to work independently and meet strict deadlines
  • Great attention to details, able to demonstrate maturity and confidence to work under pressure
  • Excellent communication skills in both spoken and written English and Korean
  • Other qualifications: HK Securities Institute Paper 1 or readiness to take the exam
32

Global Investment Management Resume Examples & Samples

  • Proactively engage the appropriate resources to adjust to changing requirements and demands of projects and business
  • Own and understand project pipeline, ensuring it is accurately tracked and managed and fed into the broader Global Team
  • BA/BS degree, with at least 5 to 7 years of industry experience
33

Global Investment Management Head of AML & Client Due Diligence Resume Examples & Samples

  • Be accountable for Client Due Diligence, AML/ KYC projects
  • Coordinate AML and Client Due Diligence with EMEA and US
  • Establish strong working relationships with all business partners throughout the Investment Management organization
  • Sound knowledge and work experience in AML and KYC regulatory areas from Asset Management, Banking or Financial Institutions
  • Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
  • Exceptional communication, conflict management and negotiation skills; fluent in English, Mandarin will be a major plus
  • Highly motivated, team player, self-starter and able to work independently
34

Global Investment Management Resume Examples & Samples

  • Effective organization, prioritization and time management skills, able to work under pressure and meet tight deadlines
  • Ability to breakdown complex initiatives into manageable tasks, prioritize and execute accordingly
  • Exemplary communication skills both written and spoken, must be able to deliver key messages to senior colleagues in a confident, straight-forward manner
  • Fluency in English plus good language skills (oral and written) in Cantonese and/or Mandarin
  • Comfortable to perform routine tasks as required
35

Asset Management Global Investment Management Funds & Institutional Business Finance Manager VP Resume Examples & Samples

  • Work with regional/channel CFOs and their respective teams, to coordinate, control and produce high quality and globally consistent management information and analytics
  • Support senior GIM Client leadership (Head of GIM Client, CFO, senior business management, and other various OC members) with various ad hoc analysis and reporting requests
  • Produce of materials for Global Funds and Institutional business reviews, Operating Committees and other ad hoc presentations
  • Central point of contact for coordinating on behalf of the GIM Client finance organization with various other finance groups (i.e. P&A, Strategy, Profitability, Tech & Ops, Fusion, etc…)
  • Directly manage and responsible for development of 1-2 finance analysts
  • Production of Global Institutional weekly sales reporting and monthly MIS
  • Coordination of the planning and forecasting process for GIM client
  • Partner with the business and strategy teams on strategic initiatives
  • Identify and execute on opportunities to improve efficiency and standardize reporting
  • Minimum of 5 years of finance management reporting experience
  • Strong people management skills, including being able to manage and develop junior resources
  • Technical aptitude - advanced skills and comfort with complex systems and large data sets
  • Ability to work under pressure, with multiple deliverables at the same time, whilst maintaining a high level of accuracy and quality
36

Strategic Program Management Lead-global Investment Management Resume Examples & Samples

  • Coordinating the bi-weekly project prioritization meeting, which is a senior project review and approval committee
  • Driving globally uniform project standards, tracking and capacity planning
  • Tactical project remediation - getting involved with projects that may be trending off course
  • Mentoring junior talent
  • Financial oversight of the Strategy & Execution budget
  • 8+ years work experience, preferably with a background from a top-tier management consultancy
  • Investment Management literacy, demonstrated through an MBA, CFA, CPA or similar qualification
  • Experience managing a complex global project portfolio
  • Ability to influence & negotiate
  • Recent people management experience
37

Am-global Investment Management Resume Examples & Samples

  • Develop product intelligence. Serve as subject matter expert on JPMorgan product range, market, market trends and key players
  • Drive messaging, communication and sales ideas for JPMorgan product line
  • Partner across Funds Distributions in developing analytics to provide insight into industry trends as well as competitor strengths, weaknesses, opportunities and threats
  • Develop in-depth relationships with the Funds Management Sales team. Partner to influence product sales conversations primarily through tailored analysis for specific opportunities
  • Provide advisors with consultative guidance on investment selection, asset allocation and portfolio construction
  • Participate in designated channel meetings, conference calls etc. Communicate product updates/positioning to train sales personnel via conference calls or formal presentations
  • Participate in product evolution and rationalization efforts
  • Partner with training to identify sequencing of product training and key product selling points
  • Five years plus financial services experience, with a focus in product management, analysis & strategy and sales positioning
  • Strong leadership, influence, analytical, communication, project management and cross-organization collaboration skills required
  • Knowledge of Market Data tools a plus (Morningstar, Strategic Insight, Evestment)
  • Fluency in foreign language beneficial but not required
  • Series 7 & 63, CFA, CIMA strongly preferred
38

Global Investment Management Financial Planning & Analysis Resume Examples & Samples

  • P&L analysis - analysis of the overall GIM financial results and business metrics
  • CFO support - preparation of presentations and support for GIM CFO ahead of senior management meetings such as GIM OC, IMA OC, OCC, GIM Advisory Council etc
  • Sales/Portfolio Manager Scorecards - production of scorecards for evaluating sales people and portfolio manager performance
  • Accounting or professional qualification (ACA, ACCA, CIMA, CFA)
  • Financial analysis and / or financial services experience
  • Technical aptitude - advanced skills in Excel and Hyperion Essbase. Comfort with complex Accounting and Financial Systems
  • Ability to work independently and prioritize responsibilities
39

Global Investment Management Product Strategy Resume Examples & Samples

  • Bachelors Degree and 6+ years financial services experience with strong Asian markets exposure, with a significant focus in product management, analysis, and strategy
  • CFA or CAIA preferred; SFC License to sell or equivalent in local markets
  • Strong analytical, communication, project management and cross-organization collaboration skills required
  • Demonstrate ability to influence and gain senior management buy-in on key initiatives
  • Fluency in English. Preference for candidates with fluency in Mandarin
  • Proficiency in Morningstar Direct, eVestment and Simfund
  • Quantitative background a plus
40

Global Investment Management Asia AML & Client Due Diligence Team Resume Examples & Samples

  • Act as KYC/ AML Subject Matter Expert and give advice in real life cases
  • Take a leading role and having active participation in global and regional AML/ KYC projects such as streamlining existing Anti-Money Laundering (AML), OFAC programs and clients screening processes
  • Profile (include process map) the existing AML/ KYC process, highlight gaps against global best practices/ standards
  • Liaise with and coordination of the various business areas within the business around the region and Compliance teams on the AML/ KYC issues. Functional areas include operations, technology, fund management, compliance, legal, risk, sales and etc
  • Perform analysis and produce regular reports and MIS on specific topics for the regional and global Senior Management team
  • Establish strong working relationships with all business partners throughout the GIM organization – across all functions and geographies
  • Bachelor's degree in business/ related discipline or equivalent work/training required, professional qualification in KYC/ AML such as CAMS is a big plus
  • 7 years or above of work experience within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
  • Strong interpersonal skills with the ability to interact with all levels of staff and Senior Management
  • Sound knowledge of business environment and regulatory knowledge in Asia
  • Experience rolling out projects involving process and culture change preferred
  • Outstanding analytical skills with the ability to understand business functions and processes swiftly
  • Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
  • Exceptional communication, conflict management and negotiation skills; fluent in English, Mandarin will be a major plus
  • Highly motivated, team player, self-starter and able to work independently
41

Global Investment Management Resume Examples & Samples

  • Lead the Sales support function for J.P. Morgan Asset Management’s South East Asia Funds business - work closely with Client Advisors in the Fund Sales team to strategically grow key client relationships and provide the highest quality of support to our clients through managing a comprehensive sales support framework and process
  • Client support and communication – handle client queries, manage client contact and activity databases and deliver effective market and product updates
  • Product support - work closely with Sales & Marketing teams to assist with product positioning and developing marketing collaterals
  • Client outreach support – work closely with Sales & Marketing to provide general and/or on-site support for key client engagements such as events and campaigns
  • Project support - liaise with J.P. Morgan Asset Management’s overseas offices on a regular basis and represent the South East Asia Fund Sales team for key initiatives and/or projects
  • University graduate with minimum 5 years of financial services experience; prior experience in an investment management firm in Singapore preferred
  • Must demonstrate a strong understanding of financial markets and investment products
  • Team player with client and support centric mindset
  • Proactive, self motivated with strong sense of urgency
  • Organized with high attention to detail
  • Strong communicator with fluency in English; other languages a plus
42

Global Investment Management Resume Examples & Samples

  • 1,300 investment professionals providing more than 350 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
  • Develop and execute the strategy to build scalable platform and processes that will improve the client experience, operational control and efficiency
  • Work closely with business partners and other operational leaders and be able to influence business decisions from an operations perspective
  • Work closely with technology and senior operational leaders to implement outsourcing solution across Asia
  • 10 - 15 years of relevant project management experience
  • Excellent understanding of the investment process and associated market practices with the ability to think strategically about how to create business led solutions
  • Proven ability to build strong, cohesive partnerships with the business, operations, technology & other key stakeholders and work effectively in a matrix organization
  • Must have prior and proven experience of managing teams
  • Be able to lead, motivate and get the very best out of a high performing team of operations professionals
  • Ability to challenge and influence stakeholders to ensure decisions are well thought out and can be executed from an operations perspective
  • Financial and budgeting skills
  • Language Competencies - English and Asian languages including Mandarin, Cantonese, Japanese, and Korean is desirable
43

Global Investment Management Resume Examples & Samples

  • Source reporting data and commentary from various platforms and teams including client account managers, client advisors and client portfolio managers
  • Prepare monthly, quarterly, annual and ad hoc reports for clients
  • Document reporting procedures and promote best practices
  • Resolution of client queries around reporting
  • Work with global project team to streamline reporting workflow
  • Support regional and global projects around client servicing and client experience
  • Degree holder, preferably in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets and investment products
  • Excellent interpersonal skills and able to maintain good internal relationships
  • Ability to work independently and meet strict deadlines
  • Highly accurate with attention to detail and analytical skills
  • Flexible time management during busy periods such as month end or quarter end
  • Excellent communication skills in both spoken and written English and Cantonese. Fluency in Mandarin preferred
  • Experience in English / Chinese translation would be an advantage
  • Proficiency in MS Word, Excel, Macro and PowerPoint
44

Global Investment Management Resume Examples & Samples

  • Develop expertise on cross border controls and become the helpdesk for related procedures and tools
  • Monitor regional cross border activity log and follow up exceptions with related parties
  • Maintain policies and procedures documentation
  • Partner with Legal, Compliance and business managers for training and day-to-day support to control procedures
  • Prepare regular MIS reports
  • Work with global project team to design processes / tools to streamline existing workflow
  • Support client reporting
  • Support different controls and projects around client servicing and client experience
  • Degree holder, preferably in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets
  • Highly accurate with attention to detail
  • Support and conduct clear analysis, logical structuring and creative problem solving
  • Create and apply appropriate conceptual frameworks to push thinking and expand solution sets
  • Demonstrate maturity and confidence to work under pressure
  • Proactive in identifying and addressing critical risks and issues
  • Proficiency in MS Excel, Powerpoint and Access. Knowledge of macro, database, Qlikview, sharepoint would be an advantage
45

Global Investment Management Resume Examples & Samples

  • Very strong critical and creative thinking, with ability to develop business insights and hypotheses
  • Ability to scope and structure complex projects
  • Strong quantitative skills, particularly designing complex models
  • Exceptional interpersonal leadership and influencing skills, and ability to achieve goals without direct control over resources
  • Exceptional communication and presentation skills; prior experience presenting to and working closely with senior management
  • Demonstrate expert industry and competitor knowledge of key business drivers
  • Ability to manage multiple teams and competing deadlines, with exceptional attention to detail
  • MBA or equivalent advanced business degree required
46

Global Investment Management Resume Examples & Samples

  • Reporting on transaction costs
  • Conducting trading research projects
  • Designing internal transaction cost analysis tools and systems
  • Supporting the trading desk as required
  • Degree in numerate or scientific discipline
  • Strong analytical and statistical skills
  • Basic knowledge in SQL / database queries
  • Excel/VBA and general office tools
  • Good ability to multi task and prioritise
  • Working knowledge in Matlab / Python
  • Experience working with large data sets
  • Knowledge and interest in the financial markets
  • Ability to develop and present an idea
47

Global Investment Management Resume Examples & Samples

  • Demonstrated experience in Technology and Operations consulting desired; Financial Services and/or Asset Management experience is a plus
  • Six Sigma green belt or above, or LEAN experience is a plus
  • Problem solving skills - Candidate must demonstrate the ability to identify key issues, gather and analyze data to support hypotheses and develop actionable recommendations
  • Analytical skills - Candidate must be highly analytical with experience in collecting, analyzing, and synthesizing data from multiple sources using Excel
  • Project management skills - Candidate must be able to manage multiple workstreams, create workable workstream plans and execute on such plans
  • Teamwork skills - Candidate must be flexible in his/her work style and be able to work with stakeholders and colleagues at all levels
  • Must be proficient in MS Excel, PowerPoint and other Office applications; strong modeling skills a must
48

Global Investment Management Resume Examples & Samples

  • End-to-end delivery of workstream(s) as part of major change programs and process improvement consulting projects across JP Morgan Chase support functions
  • Conduct interviews with key contacts across the organization to gather baseline information
  • Gather, model and analyze data to test hypothesis and size opportunities
  • MBA or advanced degree from top-tier institution / equivalent experience
49

Global Investment Management Resume Examples & Samples

  • Manage a regional Product Development team (China Joint Venture, Hong Kong, Japan, Korea, South-East Asia and Taiwan) to launch, manage and reposition funds across a wide range of asset classes and client channels
  • Develop effective partnership with investment desk representatives and sales teams with an aim to establish a forward-looking product plan while maintaining the fund range
  • Be a key driver to manage product development initiatives with key stakeholders across Asia and EMEA
  • Monitor the execution of legal documentation, liaise with regulatory bodies on fund registration and on-going compliance matters
  • Be a process improver on product/project management processes, product governance and registration, and management tools
  • Operate as a subject matter expert on new requirements (product feature, client, market and regulations), lead projects to support business initiatives and enhance product governance and oversight
  • Keep abreast of the competition and emerging industry developments, develop an effective internal and external network
  • 10+ years of relevant experience in the mutual funds industry, preferably in product development (i.e. coordination and launch of new funds and changes to existing pooled funds)
  • In depth knowledge of mutual fund products and knowledge of regulatory environment in the region, excellent technical knowledge of onshore and Luxembourg SICAV structures and documentation
  • Excellent communication skills with the ability to build relationships and influence individuals internal and external to the firm
  • Strong, proven, project management and people management skills
  • Ability to manage business expectations with a high level of intellectual agility and creativity
  • Degree in finance / law / economics, ideally with relevant professional qualifications such as CFA
50

Global Investment Management Resume Examples & Samples

  • 2+ years of relevant experience (e.g., banking, program management)
  • Organized and proactive with a keen attention to detail
  • Discretion with highly confidential and sensitive information
  • Strong Microsoft Excel, Outlook, Word, PowerPoint skills
  • Skills with SharePoint and other project management tools a plus
51

Global Investment Management Resume Examples & Samples

  • Work with business stakeholders across the IMA Client Services organization to evaluate and execute significant business strategies that produce growth and scale
  • Support the enhancement of complex existing operational and service models to improve scalability, enhance operational controls, and mitigate business risk
  • Develop and manage project plans including timelines, milestones, budget, resourcing requirements to effectively execute against business initiatives
  • Conduct data-driven analysis, research, and fact-finding to develop and support recommendations to senior management to drive informed business decisions
  • Engage and influence appropriate constituents across the business including sales, investment teams, legal, compliance, risk, controls, technology and operations
  • Produce executive communications of initiative progress to key stakeholders to obtain critical decisions and guidance, and ensure continuous organizational commitment
  • 3+ years financial services (preferably Asset Management) experience in analyzing, and delivering against complex business strategies
  • Exceptional critical thinking, analytical and quantitative skills
  • Disciplined project management, organization, and execution skills
  • Highly collaborative - history of delivering results through organizational partnership with cross-functional teams
  • Demonstrated proficiency in MS Office (Excel, Powerpoint, Word)
52

Global Investment Management Resume Examples & Samples

  • Detailed research and analysis of individual stocks and sectors within the Australia / New Zealand equities universe
  • Building and maintaining financial forecast models based on management meetings and other forms of primary research
  • Formulating and articulating investment views and recommendations, both in detailed written reports and oral presentations
  • Providing input into portfolio construction and asset allocation decision-making
  • Holder of a relevant University bachelor degree
  • Masters degree or completion / progress towards CFA designation
  • Australian equity market experience essential
  • Strong financial knowledge and analytical skills
  • Written and verbal fluency in English a must
  • Excellent general/report writing and presentation skills
  • Willingness to reside in Hong Kong, whereby regular international travel will be required
53

Global Investment Management Resume Examples & Samples

  • Client enquiries - Via telephone and written correspondence (email, fax and letter)
  • Occasional face to face appointments with clients supporting the sales team or client queries
  • Log and manage client complaints ensuring regulatory deadlines and requirements are adhered to
  • Respond to non-investment related client feedback and issues
  • Liaising with operations to resolve any queries on client instructions or to perform client/custodian call backs to gather additional information
  • Client onboarding (including gathering of AML/KYC documentation and support with the Due Diligence)
  • Account Maintenance including dealing related activities
  • Preparation of client communications surrounding; operational/fund changes, issues or new initiatives
  • Providing an input to projects impacting the client experience e.g. system enhancements
  • Deal checks and confirmations
  • Log client contact on contact management tool (CRM)
  • Maintain team and personal Key Performance Indicators (KPIs) and meet service levels
  • Support and provide information to key stakeholders across the business to ensure a consistent and positive client experience
  • Respond to the sales team on investment related enquiries and complaints
  • Excellent communication skills (verbal and written) in English, Cantonese and Mandarin
  • Experience working with and providing client services to retail clients
  • Self-motivated, team player with strong work ethic
  • Understands risk management and the importance of escalation
  • Active interest in the markets, industry and regulatory news
  • Will be required to pass the HKSI Paper 1 test
  • Prior experience of using SalesPage, SalesForce and AWD desirable but not essential
54

Global Investment Management Resume Examples & Samples

  • Assist with the coordination and maintenance of GIM Technology project portfolio and recurring financial forecasts working with key technology and finance staff
  • Invoice / Payments management and strategic vendor reporting
  • Balance Sheet management including fixed assets and WIP accounts
  • Liaise with various corporate groups related to indirect / services rendered allocations
  • Extensive experience in financial reporting / accounting environment
  • Advanced systems skills required including knowledge of Excel, Essbase and PowerPoint, and experience with SAP and Clarity preferred
  • Ability to present information in a clear and concise manner
  • Individual must be able to work independently as well as in a team situation
  • Self motivated individual to go beyond immediate responsibilities
55

Global Investment Management Resume Examples & Samples

  • Working with operations users, internal technology teams and external service providers to gather business requirements, perform detailed analysis, end to end solution design and produce associated specifications
  • Participating in the development and support of applications supporting a Transfer Agency Operations environment and executing strategy to build scalable platform that will improve client experience, operational control and efficiency
  • Supporting large-scale and time critical SIT/UAT testing cycles with operation users, internal technology teams and external service providers
  • Producing implementation approach, timelines, go-live strategy
  • Implementing projects in accordance to the company standards and procedure
  • Maintaining security controls in accordance to the company requirements
  • University graduate with degree in Computer Science or a related discipline
  • At least 10 years of solid development experience and well versed with full development life cycle
  • Proficient in JEE design patterns, Spring Framework, Hibernate/JPA, JMS, JavaScript, XML, Eclipse, JUnit, Maven 2, major UNIX/Linux edition
  • Proficient in BusinessObjects/Crystal Reports tools
  • Practical experience in database technology with Oracle and IBM Websphere/Apache Tomcat application server. Experience with Linux, Agile development methodology, SmartGWT/AngularJS, Crucible, Fisheye, JIRA, and Subversion/GIT are a definite plus
  • A self-starter with ability to work under minimal supervision and under pressure
  • Mature with assertiveness and aspiration to excel
  • Well disciplined in following company and department policies
  • Proactive and outgoing personality, with keen enthusiasm for keeping abreast of emerging IT technologies
  • Past experience in Asset Management area is an added advantage
  • Experience in vendor management is preferred but not mandatory
  • Excellent command of both written and spoken English and Chinese
  • Ability to speak fluent Putonghua is a definite advantage
56

Global Investment Management Resume Examples & Samples

  • Degree in economics or related disciplines
  • Advanced degree or 7 years+ experience in macro or economic research
  • Fluency in Asian local languages a plus
57

Global Investment Management Resume Examples & Samples

  • Act as KYC/ AML Subject Matter Expert and give advice in real life cases
  • Take a leading role and having active participation in global and regional AML/ KYC projects such as streamlining existing Anti-Money Laundering (AML), OFAC programs and clients screening processes
  • Profile (include process map) the existing AML/ KYC process, highlight gaps against global best practices/ standards
  • Liaise with and coordination of the various business areas within the business around the region and Compliance teams on the AML/ KYC issues. Functional areas include operations, technology, fund management, compliance, legal, risk, sales and etc
  • Perform analysis and produce regular reports and MIS on specific topics for the regional and global Senior Management team
  • Establish strong working relationships with all business partners throughout the GIM organization – across all functions and geographies
  • Bachelor's degree in business/ related discipline or equivalent work/training required, professional qualification in KYC/ AML such as CAMS is a big plus
  • 7 years or above of work experience within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
  • Sound knowledge of business environment and regulatory knowledge in Asia
  • Experience rolling out projects involving process and culture change preferred
58

Global Investment Management Resume Examples & Samples

  • Assist in quarterly reporting for both internal and external client needs, including quarterly reports, valuations, webcasts, business plans, budgets, etc
  • Actively participate in due diligence of approved deals including lease review and analysis of third party audit, engineering and environmental reports, debt and financing arrangements
  • Actively participate in documentation and execution of approved deals
  • Strong work ethics and integrity, a team player who is pro-active and motivated
  • Ability to juggle multiple projects simultaneously under time pressures
  • Strong proficiency in Microsoft Excel, Word and Powerpoint
  • Full fluency in English and Japanese is required
59

Global Investment Management Resume Examples & Samples

  • Acquisition managers will be responsible for site selection, financial modeling, and the execution of the transaction, whether it is an acquisition or disposition
  • Also responsible for strategic planning, identifying and analyzing acquisition opportunities, negotiating transactions assessing tax implications and structuring the sale with tax-deferred exchange vehicles
  • Initial evaluation and analysis of potential investment opportunities
  • Financial modeling, underwriting, and valuation of infrastructure investment opportunities with both existing and new development projects
  • Analyses of market and demographic studies
  • Drafting, writing, and presenting investment memorandums for both internal investment committee and external client presentations
  • Coverage of local markets
  • Modeling sophisticated investment structures and reviewing analyses
  • Actively participating in the negotiations of sale and purchase agreements, management agreements, financings, leases, etc; and due diligence of approved deals including lease review and analyses of third party audit, engineering, and environmental reports
  • Minimum of 15 years of experience at an established Infrastructure Investment program; such as a Private Equity Firm, a Banks Principal Investment Group, Investment arm of Infrastructure development and management company
  • Candidates must have a strong deal history in Infrastructure Investments in China. Must have a proven track record and large portfolio of contacts within the industry
  • Candidate will possess a high level of oral and written communication skills
  • Candidate will be enthusiastic, entrepreneurial, and able to work independently yet work comfortably as part of a close knit team
60

Global Investment Management Resume Examples & Samples

  • ASD (Application Service Delivery) teams based in Hong Kong, Singapore, Taiwan,& Japan As the GIM Application Service Delivery Lead you will be responsible for representing the Application support group to the senior technology stakeholders across the region
  • Stakeholder Engagement – oversee and manage the relationship with the key stakeholders. Demonstrate and communicate the wider AMIAS strategy and regional progress or challenges
  • Global Engagement - Be the ambassador of the AMIAS Global Production Support team at a regional level and translate the AMIAS global strategy to the regional teams
  • Audit and Regulatory adherence – Working closely with the AM TCO (Technology Control Officers), internal audit and external regulatory bodies to drive the successful completion of internal and external regulatory inspections
  • Responsible for constantly reviewing the efficiency of support processes and creating productivity initiatives at a regional level
  • Metrics – responsible for producing and managing against production metrics – Actively working with the Application Development teams to reduce incidents, defects and improving the end user experience using the latest technologies and automation tools
  • Incident Management – During major incidents impacting Asia, you will be the senior resolver and will represent your team on Incident management calls and lead troubleshooting efforts
  • Experience in a technology application support role or a service delivery role, particularly in the financial sector is essential
  • Previous experience within the Asset Management industry and knowledge of the financial products and core banking processes is required
  • Minimum of 8 years experience in a production support, Infrastructure or service delivery role at the middle management level
  • A natural leader with a track record of shaping and forming geographically disparate teams and driving excellence
  • Excellent knowledge of the Asia region and in particular the current regional regulatory environment
  • Passionate for Service Improvement
  • Very good command of the English language. Cantonese and /or Mandarin is a plus
  • Comfortable working with senior leaders and business teams across all geographies to understand complex issues and provide solutions
  • Awareness of software development practices, and ITIL
  • Strong technical skills and a good grasp of Application Support, Infrastructure (distributed) and end user technology solutions
61

Global Investment Management Resume Examples & Samples

  • Review of medium and high risk client communications/marketing materials for the Japan client base such as print ad, client presentations, brochures, digital properties and new communication templates
  • Oversight of low risk materials self-certified by the business
  • Provide the business with day-to-day up-front content advice
  • Involvement with the preparation and delivery of marketing training across the business
  • Regulatory filing as required
  • Maintain an up to date knowledge of the regulatory environment and an awareness of the evolving mediums and methods used for marketing activities
  • Good academic or professional qualifications
  • Proven experience in a similar role either within the business, legal, compliance, controls department or within a regulator in relation to asset management products and services
  • Clear and concise communicator with strong collaboration skills
  • Self-starter with the ability to multi-task and prioritise workload
  • Strong attention to detail and quality
  • Fluent in English and Japanese
  • Holder of Internal Control Officer or Sales Representative Officer under JSDA (Japan Securities Dealers Association) rules
  • A practical working knowledge of all asset classes and financial instruments
  • Experience working with the Documentum workflow tool
62

Global Investment Management Resume Examples & Samples

  • 2-5 years relevant working experience within the financial services industry
  • Strong knowledge of cash equities gained from previous experience within investment management or custody business
  • Knowledge of fixed income and currency markets preferable but not essential
  • Knowledge of project management and change driven events preferable but not essential
  • Comfort with ambiguity and shifting priorities, timelines, and demands
  • Ability to network with internal stakeholder community to foster relationships across locations
  • Possess strong analytical skills, with great attention to details and ability to make sound judgment
  • Fluency in English (oral & written) essential
  • Mandarin & Cantonese preferable
63

Global Investment Management Resume Examples & Samples

  • Build and deepen strong business partnerships with assigned intermediaries (mainly in the retail platform like retail banks, international life companies, IFAs) and gain our market share
  • Proactively communicate with all levels of employees (including gatekeepers, investment consultants, relationship managers) from various intermediaries and explore sales and other promotional activities
  • Work effectively with different internal parties and able to present on the team’s behalf
  • University graduate in Business, Finance and/or related discipline with a minimum of 10 years of experience in financial industry. Experience in insurance product is preferred
  • Strive for excellence; able to work under strong pressure
  • Good analytical skills and can demonstrate a comprehensive understanding of financial markets and investment products (especially fund)
  • Spoken and written fluency in Chinese and English
  • Knowledge in Micropal, Bloomberg would be an advantage
  • Obtain local regulatory license, i.e. SITCA Sales, or Senior Security Sales
64

Global Investment Management Resume Examples & Samples

  • People management for a defined group of individuals, including specific training, and coaching/ career development requirements
  • Lead weekly team meetings and complete appraisals
  • Detailed review and oversight of Client investment management agreement negotiations and ability to sign on behalf of JPM entities
  • Review and authorization of new account set up and changes to legal documentation within an accounts lifecycle.(guidelines, fees, restructures, renegotiations)
  • Proactively be aware of industry changes / departmental issues / initiatives (e.g. regulations, JPM policies, services, etc) and be able to discuss and present these to a senior audience
  • Review and sign off internal service level agreements between JPM entities
  • Approver status for CAM instructions regarding cash-flows and transitions regarding receipt and delivery of securities
  • Ensure team adherence to departmental targets and ownership of issue log
  • Lead and manage a number of projects simultaneously, or act as Client services representative in order to voice the needs of the Client in relation to the demands of JPM business initiatives
  • Collation and review of departmental metrics and presentation to business lines
  • Review and control for Know your client documentation (e.g. anti money laundering documents, tax forms, etc)
  • Organization of annual mailings regarding regulatory, risk, KYC or other business issues/ initiatives
  • Escalation point for negotiation of investment management agreements by Legal Risk or Compliance
  • Visualize and agree departmental initiatives and drivers
  • Proactively look for efficiencies to improve the service offering and practices employed
  • Subject matter expert in relation to specific region (issues of regulation/ law/ client type/money laundering rules)
  • Manage a wide group of Client Account Managers (usually higher in number than a team lead) servicing clients which are either in growth mode or with complex client requirements
  • Act as number two the Head of Client Account Management – both as an escalation/referral point but also participating in off-sites/meetings etc when the Head of CAM is not available
  • Drive and help deliver the strategy of the team in conjunction with the Head of Client Account Management
  • Develop a relationship with the Platform Team to implement a robust set of controls and governance mechanisms
  • 5 to 10 years experience at an asset management firm, with strong background in client service and specific management experience
  • Excellent language skills (English a must; Mandarin and Cantonese highly desirable)
  • Strong judgment and decision-making skills
  • Proactive/self-motivated
  • Flexible/ability to adapt to change
  • Ability to multitask and to pursue/meet deadlines
  • Ability to develop strong internal/external relationships and an in-depth understanding of clients’ servicing needs
  • Ability to thrive in a team environment
  • Demonstrate proficiency with Microsoft Office Suite (Word, Excel, PowerPoint)
  • Other qualifications: HK Securities Institute Paper 1 or readiness to take the exam
65

Global Investment Management Resume Examples & Samples

  • Sourcing and screening potential investment opportunities
  • Performing financial underwriting, modeling, and valuation of real estate investment (new opportunities and existing projects).Drafting and presenting investment memorandums for both internal investment committee and external client presentations
  • Leading due diligence of approved deals including lease contract review, analysis of third party audit, engineering and environmental reports and debt financing arrangements
  • Leading negotiation of documentation and execution of approved deals
  • Training and management of junior investment staff
  • Real estate related undergraduate or advanced degree preferred
  • Minimum 6 years work experience in real estate investment in Japan
  • Strong work ethics and integrity, a team player who is pro-active and flexible for multi tasks in a small team
  • Strong business acumen, project management, analytical and communication skills
  • Ability to juggle multiple projects simultaneously under time pressure
  • International experience or education a plus
66

Global Investment Management Resume Examples & Samples

  • Cash, program, algorithmic and derivatives trading across Asia ex-Jap
  • Working closely and maintaining relationships with Int’l Portfolio Managers
  • Working with TCA
  • Monitoring prices/liquidity/Corporate actions
  • Asian Equity and derivatives trading experience
  • High standard of English communication skills both verbal and written
  • Experience of alternative trading venues
  • Responsive to requests, able to work independently under pressure
  • Numerate, Quantitative, Analytical, Diligent
  • Team player/Flexible
  • Systems knowledge of following is desirable: Bloomberg, Reuters, Excel, Triton, Portware, Tradeweb
  • Fluency in Mandarin (speaking / reading) strongly preferred
67

Global Investment Management Resume Examples & Samples

  • BA/BS degree or above
  • At least 2 years of related experience within financial industry
  • Excellent communication skills (verbal and written) in Mandarin and English
  • SITCA License
68

Global Investment Management Resume Examples & Samples

  • Drafting local offering documents for Hong Kong Unit Trusts, Luxembourg SICAVs and MRF funds, liaising with internal parties, external legal counsel and regulatory authorities, in respect of new fund registrations and product management matters
  • Developing a strong and effective partnership with the local business and sales team, with an aim for understanding market needs and meeting commercial objectives in a timely manner
  • Driving and managing local product development initiatives, liaising with key stakeholders, both local and regional internal parties, and external legal counsel
  • Adopting regional “best practices” and adhering to applicable governance processes for all product development initiatives
  • Operating as a subject matter expert on new products, changes to existing products or newly introduced product features, to support local and regional sales and marketing efforts
  • Keeping abreast of local regulatory and industry developments and upcoming changes to global product ranges that may impact the local fund range
  • Supporting/assisting the regional Product Development team in identifying product gaps and opportunities, capitalizing on market and regulatory developments and trends and reviewing the commercial viability of the local product range
  • 4-5 years of relevant product development experience within the Hong Kong funds industry
  • Degree in finance/law/economics, ideally with relevant professional qualifications such as CFA
  • Sound working knowledge of the funds and the regulatory environment of Hong Kong, preferably also of mainland China
  • Excellent communication and presentation skills, with the ability to explain complex matters in a concise and meaningful way
  • Experience managing and working with geographically-distributed and functionally-diverse workgroups
  • Experience of working in a fast paced, deadline driven environment
  • Proven ability of drafting offering documents
  • Language competency – Fluency in written and spoken Cantonese, English and Mandarin
69

Global Investment Management Resume Examples & Samples

  • At least 8 years of Asset Management/Global Investment Management audit or business experience
  • Detailed knowledge of products and services provided within an Investment Management business, including related fiduciary activities
  • Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
  • Be prepared to travel to the business locations
  • Minimum bachelors degree in Accounting, Finance, Economics or related discipline
  • Any candidate not meeting the all qualifications can be considered for an AVP, Senior Auditor
70

Global Investment Management Resume Examples & Samples

  • Management of the CRM platform in the region including process and improvement, user training, adoption and development
  • Core reporting and analysis – using Business Objects tools and Qlikview to provide reports and analysis from key information platforms
  • Development of new reporting solutions
  • The Information Management team works very closely with Management, Finance, Sales/Sales Support, and other internal partners in leveraging/customizing system functionality to facilitate the sales process, e.g., prospecting clients, maintaining client relationships, and tracking sales activity and performance
  • It is an excellent opportunity to build a thorough understanding of the APAC Investment Management business, its distribution channels and products
  • Ensuring the CRM platform is fit for purpose as a fundamental tool for the business
  • Managing issue resolution, taking responsibility for escalation, options evaluation and management through to resolution
  • Management of reporting dashboards and insightful analysis of the distribution business
  • Asset, flows and retained revenue modelling
  • Sales Office and reporting efficiencies
  • Project and stakeholder management
  • Understanding of Big Data concepts
  • Input and ownership to various projects and pieces of analysis affecting the business
  • Partner with Technology to continually develop our CRM and data warehousing capabilities
  • Managing best practice global standards ensuring scale, efficiency and regional relevance
  • 10+ years of experience in the Asset Management industry
  • Experience with CRM (SalesForce.com or alike)
  • Understanding of Cognos, Business Objects or base SAS (including macros)
  • Project Management – Ability to lead programs from end-to-end, while balancing the interest of different parties and understanding the needs of front office / management, the capability of Operations and the available resources of the Technology team
  • Proficient in spoken and written Mandarin is desirable
  • Process improvement mind-set
  • Understanding of Data Warehousing methodologies, particularly dimensional models
  • Experience with Qlikview
71

Global Investment Management Resume Examples & Samples

  • Supervise fund accountants to perform cash operation and fund valuations for pooled and segregated funds
  • Supervise fund accountants to prepare and complete the semi-annual and annual reports for pooled funds within regulatory deadlines
  • Lead a team to coordinate audit engagements with Auditors, Trustees and relevant internal parties
  • Provide support to other functions such as reconciliation, corporate actions and data management when requested
  • Coordinate with various parties such as fund managers and custodians to ensure compliance in all operational areas including on-boarding of new clients and funds as well as resolving complex issues
  • To drive global efficiencies and business performance by optimizing, managing and maintaining operational processes
  • Minimum 5 years working experience in audit or financial industry, ideally with some fund accounting and/or operation experiences
  • Highly proficient in Microsoft Office, excellent in MS Excel, Power Point and/or MS Access
  • Strong leadership, integrity, self-discipline
  • Willing to accept challenges and changes - a highly adaptive individual who embraces cross-functional rotation
  • Good communication skills in both English and Chinese (Mandarin and Cantonese)
  • A dedicated team member who is willing to work on overtime and go the extra mile
72

Global Investment Management Resume Examples & Samples

  • Execute project plans and programs to develop a regional control agenda across identified business groups
  • Partner with the global control team to develop and execute the RSCA program. Assist the business to identify specific risks (inherent & residual) and associated risk ratings, control assessments (evidence, findings & conclusions) and control ratings, as well as business guidance & procedures following the RCSA standards set forth for the Firm
  • Oversee the entire life cycle of issue management; where necessary coordinate the KEYS process and other activities to validate appropriate actions have been taken in accordance with stated action plans
  • For more significant matters, partner with the business in the development of plans that address issue root cause and develop appropriate MIS to track the progress of action plans so as to ensure completion within stated timeframes
  • Develop excellent cross functional working relationships with all regional business partners
  • Track, prepare for and help oversee internal and external examinations; ensure consistency and single messaging with external parties responsible for oversight and regulation
  • Develop a cohesive and effective partnership with Senior Business leaders, Control Teams, Legal, Compliance, Audit, Operations, so as to build and implement a control framework
  • Partner with other control colleagues across the firm to identify and analyze trends and remediation plans that are highlighted across multiple exams and then work to ensure they are appropriately and consistently addressed
  • Effectively manage programs and work-streams; reporting, data collection, and data analysis; ensure periodic and ad hoc management reporting is completed, timely and accurately
  • Set up and manage a monthly Operational Control, Control Committee for the region
  • Represent Oversight and Control for Operational Control at relevant committees and forums in the region
  • Strong background in business management and the ability to lead, negotiate, implement best practices, set priorities, plan, facilitate collaboration, coach, direct activities, and hold teams accountable. ·
  • Expertise in the effective presentation / visualization of data / findings and the ability to proactively communicate through management updates, presentations, and regular reporting
  • Strong analytical skills particularly in regard to assessing the impact of internal control weakness and themes across the supported businesses
  • 7-10 years experience in business management, finance, risk and/or operational management roles with a strong track record working across organizational lines
  • Strong background in, and familiarity with, the LOB’s core businesses or corporate functions would be helpful
  • Outstanding ability to analyze problems and successfully implement high visibility projects
  • A high level of attention to detail and quality assurance
73

Global Investment Management Resume Examples & Samples

  • University graduate in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets and investment products
  • Solid Client Service experience from Financial Institutions highly preferred
  • Additional experience with either Trustee, Custodian, Fund Houses and other Operations functions a plus
  • Excellent interpersonal skills with client service mind set and able to maintain good clients and internal relationships
  • Great attention to details, able to demonstrate maturity and confidence to work under pressure
  • Excellent communication skills in both spoken and written English, Cantonese and Mandarin
  • Proficiency in MS Office; knowledge of Chinese word processing would be an advantage
74

Am-global Investment Management Resume Examples & Samples

  • Provide day to day support and produce accurate and timely reporting of financial performance (P&L, cash flow, AUM) and headcount for resource planning
  • Perform analytical review of monthly financial results
  • Responsible for annual budget and monthly forecast process
  • Implement proper controls on the reporting process as well as the financial results
  • Analyze client/product segment profitability metrics, sales/revenue trend analysis
  • Provide guidance and respond to request for information from business management and business functions in the region
  • Gain in-depth understand of current finance workflow, participate in process improvement and finance initiatives
  • Develop strong partnership with global and location finance teams and across business functions
  • University degree in Accounting, Finance or related disciplines, preferably with accounting professional qualification
  • 3 to 5 years of MIS / Management Reporting experience in the financial services industry, familiar with asset management preferred
  • Excellent verbal and written communication skills, ability to deliver message clearly across different levels and locations in the region
  • Strong data mining and excellent Excel skills, working knowledge in VBA or Macro programming a plus
  • Strong critical thinking skills with ability to analyze and interpret data
  • Proactive with high level of attention to detail
  • Strong team player, with demonstrated ability to develop and maintain effective working relationships at all levels of an organization
  • Ability to be flexible, manage multiple tasks with tight deadlines, organize and prioritize work and deliver results quickly
  • Operates as a self-starter with high energy and demonstrates a hard-working, can-do approach
  • Experience in Hyperion Essbase preferred
75

Global Investment Management Auditor Resume Examples & Samples

  • Strategically assess the audit plan, oversee the execution of the plan and align resources appropriately to provide risk-based audit coverage
  • Minimum of 10 years of experience, preferably in Asset Management Audit
  • Education to degree standard is preferable, as is a relevant professional qualification. All relevant educational, business or accounting qualifications will be taken into account
  • Knowledge and, preferably, experience of relevant Investment Management, Wealth Management and Commercial Banking product areas. Ideally this experience will be from an audit or risk perspective
  • Ability to effectively lead, manage and develop teams in multiple countries
76

Global Investment Management Resume Examples & Samples

  • Perform business requirements analysis and solution design
  • Establish strong working relationships with all business partners throughout the Investment Management organization - across all functions and geographies
  • Serve as local Program Manager for implementing global and regional regulatory and business initiatives
  • Respond to management information inquiries and ad-hoc reporting requests
  • Complete special projects as needed
  • Develop solutions to promptly meet senior management’s information needs and support time critical consolidation
  • Bachelor's degree in business/ related discipline or equivalent work/training required
  • 1 years or above proven Project Management track record
  • Financial Services industry work experience is preferred
  • Exceptional written and verbal communication, global collaboration, and negotiation skills; fluent in English & Mandarin
  • Expert level proficiency Microsoft Excel, Access, and PowerPoint
77

Global Investment Management Resume Examples & Samples

  • University graduate with degree in Computer Science or related discipline
  • At least 6 years of working experience on middleware technology like Websphere, Tomcat, Apache etc
  • Experience in scripting and automation technology
  • General network traffic load balancing knowledge is preferred
  • Experience with Cloud providers such as Amazon AWS, Microsoft Azure, Rackspace Cloud Servers etc. is desirable
  • Experience with Cloud Management software such as OpenStack is desirable
  • Experience with orchestration tools such as OpenStack Heat or VMWare vCO is desirable
  • Experience on any of Websphere Portal, Oracle WebCenter, Informatica, MQ, Qpid, Mule, Gemfire, Business Objects will be an added advantage
  • Experience on supporting databases and operating systems will be an added advantage
  • Experience of coding in a modern programming language will be an added advantage
  • Familiar with ITIL processes and industry standard Systems Management toolsets
  • Independent and good interpersonal skill
  • Good communication skill with both written and spoken English, Putonghua will be an added advantage
78

Global Investment Management Resume Examples & Samples

  • Work with operations users, internal technology teams and outsource service providers to gather business requirements, perform detailed analysis, end to end solution design and produce associated specifications
  • To participate in the development and support of the funds accounting platform and execute the strategy to build scalable platform that will improve the client experience, operational control and efficiency
  • Participation in large-scale “highly-visible” SIT/UAT testing cycles with operation users, internal technology teams and outsource service providers
  • Produce implementation approach, timelines, go-live strategy
  • To implement projects in accordance to the company standards and procedure
  • To maintain the security control in accordance to the company requirements
  • University degree in Computing or related disciplines
  • At least 5 years of experience in application development
  • Proficient in J2EE design patterns, Spring Framework, XML, Eclipse, JUnit, JavaScript, PL/SQL, shell script, Maven, Sonar, and Jenkins
  • Experience with Apache Tomcat or IBM WebSphere Application Server running on RHEL
  • Practical experience on Oracle, SmartGWT and Angular JS are definite advantages
  • Delivery focused with good problem solving and analytical skills
  • Excellent command of both written and spoken English is a must while ability to read/write Chinese and speak fluent Putonghua
  • Knowledge with fund valuation and accounting systems will be an advantage
79

Global Investment Management Resume Examples & Samples

  • It is an excellent opportunity to build a thorough understanding of the Asia Investment Management business, its distribution channels and products
  • Partner with Technology to continually develop our data warehousing capabilities
  • Application development initiatives with our Technology partner
  • 7+ years experience of developing reports in Cognos, Business Objects or base SAS (including macros) is essential
  • Proactive approach to problem solving, taking ownership of issues and having tenacity to drive things through to a conclusion
  • Experience with CRM (SalesForce/SalesPage)
  • Proficient in spoken and written Mandarin
  • Prior experience working with data extraction and reporting tools, including 7+ years of either creating reports in Cognos Report Studio or manipulating data and producing reporting using base SAS. Full training will be provided on additional applications
  • The candidate should have a strong interest in technology, with experience in interfacing between technology departments and business users. Experience of working with relational database and data warehouse architectures would also be beneficial
80

Global Investment Management Resume Examples & Samples

  • To ensure excellent client experience for investors and fund distributors by providing efficient and dynamic support via hotline, emails, written correspondence and face-to-face meetings
  • To constantly identify opportunities to enhance client experience and process improvement
  • To identify business opportunities and proactively refer potential leads to Sales Team
  • To be on the lookout for potential risk and escalate to management
  • Daily responsibilities include
  • University graduate in Business, Finance and/or related discipline with a minimum of 2 years working experience in financial industry
  • Excellent communication skills in English, Cantonese and Mandarin (both verbal and written)
  • Passion for delivering exceptional client services and be able to transform servicing to business opportunities; experience in providing client services to investors and fund distributors preferred
  • Active interest in investment markets, industry development and regulatory news
  • Patient, confident, amiable with enthusiasm, initiative and multi-tasking skills; team player a must
  • Knowledge in MS Powerpoint, Excel, Word with Chinese word-processing skills
  • Be able to work overtime if necessary
  • Will be required to pass HKSI Paper 1
81

Global Investment Management Resume Examples & Samples

  • Application Support of the front office investment and trading platforms, including interfacing with portfolio managers and traders daily
  • Troubleshooting business issues, solving problems to provide solutions to diverse investment teams and the product aligned trading desks
  • Ownership and accountability for the operation, monitoring and integrity of the technology platform
  • Escalation support for the members of the team located in other regions including evenings and weekends on a rotational basis
  • Ownership and participation in the Incident and problem management processes, being accountable for resolution, root cause analysis and technology and business reporting and communication
  • Providing oversight for the stability of the production environment within the change management process ensuring policies are enforced and adhered to
  • Relationship management internally with the investment teams, trading desks, operations teams, legal, audit, risk and compliance teams
  • Navigate the wider technology organization; build relationships to manage the team’s agenda with our critical technology partners
  • Interface with external vendors and their technical support and development organizations ensuring focus to resolution of issues and strategic enhancements
  • Proactively identify improvements and address them through independent thinking within a consensus driven team
  • Experience in financial services with a focus in asset management
  • Experience in technology
  • Detailed knowledge of the trading lifecycle, with a focus on front office technology
  • In depth knowledge of portfolio management and trading systems throughout the full application stack, infrastructure to GUI
  • Understanding of the Asset Management Business with a detailed knowledge of front office workflows and business processes
  • Multi Asset class product knowledge
  • Proven track record in project management, project delivery
  • Experience in technology service delivery teams
  • Experience of working within a global organization effectively leveraging cross regional teams
  • Knowledge of operating systems: UNIX, Windows, and Linux
  • Experience with the use and capabilities of Enterprise scheduling/workflow software. Experience with Autosys preferred
  • Advanced SQL knowledge on Sybase, Oracle, and Microsoft databases
  • Java, C#, PERL, UNIX, and Windows scripting experience
  • Front Office product knowledge
  • Knowledge of key Asset Management software packages
82

Global Investment Management Resume Examples & Samples

  • Create and grow relationships with central research teams of large, global and regional distributors
  • Partner closely with country intermediary sales teams and investor teams to complete client submissions including RFI/RFPs
  • Minimum of 6-9 years of experience in account management, mutual fund or financial industry and/or product due diligence
  • Experience in managing complex and regional/global clients
  • Excellent planning, time management, communication and organizational skills
  • Strong project management skills showcasing the ability to steer toward challenging deadlines
  • Strong interpersonal skills and ability to thrive in a dynamic team environment
83

Global Investment Management Resume Examples & Samples

  • At least 7 years relevant working experience within the financial services industry
  • Experience of managing/leading a similar function preferable, yet not essential
  • Strong knowledge of the end-to-end Equity & Fixed Income transaction workflow
  • Strong knowledge of Asia cash equities gained from previous experience
  • Intermediate knowledge of fixed income and currency markets
  • Experience of managing or participating in related projects
  • Strong written and verbal communication skills essential
  • Fluency (oral & written) in English & Chinese (Mandarin) is essential
84

Global Investment Management Resume Examples & Samples

  • Provide the highest quality of client advice and support for J.P. Morgan Asset Management’s funds via active client engagement
  • Strategically build and grow J.P. Morgan Asset Management’s key relationships in the South East Asia region with a focus on business development opportunities in Malaysia
  • Be a part of J.P. Morgan Asset Management’s global network and potentially represent the South East Asia Funds business for future initiatives and projects
  • University graduate with minimum 6 years of financial product sales-related experience; prior industry experience in a Bank and/or investment management firm in Malaysia preferred
  • Team player who is self motivated with a strong sense of urgency
  • Fluency in English; other local languages a plus
  • Professional qualifications such as CFA charter holder and/or CAIA designation preferred
85

Global Investment Management Resume Examples & Samples

  • Shape & Position the GIM global product offering
  • Bachelors Degree and 6+ years financial services experience with strong Asian markets exposure, with a significant focus in product management, analysis, and strategy
  • CFA, MBA or CAIA preferred; SFC License to advise or equivalent in local markets
  • Strong analytical, project management and cross-organization collaboration skills required
  • Robust communication & presentation skills
  • Ability to execute at the highest level and in timely matter while balancing competing priorities
  • Team player within Strategic Product Management and ability to leverage broad resources of global team
  • Demonstrated ability to influence and gain senior management buy-in on key initiatives
  • Fluency in English. Preference for candidates with fluency in Mandarin
  • Proficiency in Morningstar Direct, eVestment and Simfund
86

Global Investment Management Resume Examples & Samples

  • Own, enhance and maintain the APAC Funds Data Portal, which is a golden source of fund static data for Asian funds
  • Participate in / lead projects and initiatives for Funds Control
  • Further strengthen the fund governance and control framework in APAC
  • Develop and perform regular review and maintenance of funds control related policies and procedures
  • Be the regional coordinator for Luxembourg funds range in APAC
  • Update and circulate management reports related to APAC Funds Control
  • Work closely and effectively with a number of other internal teams across the business and regions. Key contact points will be Product Development, Product Delivery, Business Management, Technology and Control Functions (e.g. Compliance, Oversight and Control, Risk)
  • Quickly build strong working relationships with your Funds Control Group colleagues in EMEA and US
  • A minimum of 5 years’ of experience in Investment Management Operations
  • Controls focused mindset
  • Experience in requirement analysis framework and modeling methodologies
  • Analytical with an eye for detail - Methodical thought process to resolving problems and interpreting business requirements. Ability to quickly analyse information and use this to develop insights and conclusions
  • Good communicator with strong interpersonal skills, able to network with internal stakeholders to foster positive and proactive collaboration
  • Excellent English and Chinese written and verbal communication skills, with fluency in Mandarin is a definite plus
  • Strong PC skills, including Excel, Word and PowerPoint
87

Global Investment Management Resume Examples & Samples

  • Work closely with business partners and other operational leaders and be able to influence business decisions from an technology perspective
  • To participate in the development and support of the funds accounting and transfer agency platform and execute the strategy to build scalable platform that will improve the client experience, operational control and efficiency
  • Ensure effective communication and escalation on overall program status, implementation plans, management issues, priorities and risks
  • Ensure that the initiatives maximize impact and effectiveness while meeting financial targets
  • Proactively lead the people agenda including resource planning, talent management, professional skills development, performance management & diversity
  • Align the function to maximize impact and effectiveness while meeting financial targets
  • 8+ years of relevant project management experience, with solid experience in Fund Accounting and Transfer Agency
88

Global Investment Management Resume Examples & Samples

  • Good knowledge of investment markets and mutual funds
  • Capability and interest of analyzing industry dynamic and observe the opportunities of promoting product sales and developing new products
  • Strategic thinking of cooperating with different teams to promote fund sales and develop new products
  • Strong client interface (face to face & written) with product marketing sensibility
  • Able to do presentation with fluency and confidence
  • Personality Trait: Open minded, Team spirits, Adaptability, Strategic thinking, Speak out and Positive mindset
  • Motivational fit: Self-motivator, Achiever, Proactive and Challenge taker
  • At least 5 year working experience in financial industry, with at least over 3-year experiences related to fund marketing/communication or new product development. Experience at asset Management or Insurance sector is being preferred
  • Language skill: Fluent Chinese and English for written and spoken
  • Tool usage: Bloomberg, Morningstar, Lipper and Microsoft office
  • Professional license: SITCA License, or Senior Brokerage License is a must
89

Global Investment Management Legal Entity Controller Analyst Resume Examples & Samples

  • Calculate and record financial information within the General Ledger in relation to key revenues, expenses and balance sheet accounts
  • Ability to carry out complex tasks under considerable time pressure, whilst maintaining a high level of accuracy and quality
  • Previous experience of general ledger control and performance of financial reconciliations desirable
  • Previous statutory accounts prep and audit file preparation desirable
90

Global Investment Management Resume Examples & Samples

  • Detailed research and analysis of individual stocks and sectors within the Greater China equities universe (focus on industrials)
  • Building and maintaining fully integrated financial forecast models based on management meetings and other forms of primary research
  • Assessing governance and political risks
  • Minimum of 6 years of relevant work experience, including detailed financial modeling in Excel
  • Preference for experience and track record in stock research/analysis/recommendations
  • Investment and market knowledge, particularly the sectors highlighted above (Industrials)
  • Fluency in English and Mandarin Chinese
91

Global Investment Management Resume Examples & Samples

  • Coordinate and follow-through on projects related to internal and external client communications, e.g., business status updates, quarterly business reviews, sales training, product updates communications, etc
  • Assist the head of the National Accounts with administration support, meeting preparations, business reviews, budgeting and P&L management
  • Responsible for creating and managing reports for business results tracking and measurements, e.g., product placement, sales tracking, etc
  • Prepare for internal business meeting presentations with senior management and internal partners
  • 5 years of experience in administration support, business management or sales support in Financial industry
  • Ability to work with details while not sacrificing the overall business big picture
  • Strategic with good business acumen
  • Self-motivated, tenacious and able to work with high degree of independence
  • Ability to retain composure in a demanding, dynamic and fast moving environment. Breadth of personality necessary to adapt to various environments and a diverse culture
  • Excellent knowledge of Powerpoint and Excel
  • Obtained TW SITCA license
92

Global Investment Management Resume Examples & Samples

  • End-to-end delivery of workstream(s) as part of major change programs and process improvement consulting projects across the business
  • Experiences working on strategic and/or tactical process improvement initiatives and/or management consulting project experience are highly desirable
  • An understanding of operations is preferred, but not required; Financial Services and/or Asset Management experience is a plus
  • Bachelor’s degree from top-tier institution / equivalent experience
  • Must be proficient in MS Excel, PowerPoint and other Office applications; strong data analysis experience skills is a plus
  • Six Sigma green or LEAN experience is a plus
93

Global Investment Management Resume Examples & Samples

  • Strategically manage and grow J.P. Morgan Asset Management’s relationship with key global and regional clients
  • Partner closely with Client Advisor and Investor teams to align regional product/business strategy and prioritization
  • Coordinate with GSR teams globally to ensure consistency and deliver integrated client engagement
  • Leverage strong client, product and platform expertise to identify product solutions and explore new business opportunities
  • University graduate with minimum 10 years of account management, mutual fund and/or financial product related experience; prior industry experience in Banking or an investment management firm managing global/regional internal/external relationships preferred
  • Team player who is self-motivated with a strong sense of urgency
  • Excellent strategic planning, project/time management and organizational skills showcasing the ability to manage challenging deadlines
  • Exemplary communication, client engagement and interaction skills
  • Fluency in English and Cantonese; Mandarin and other languages a plus
94

Global Investment Management Resume Examples & Samples

  • Minimum 10 years experience in real estate investment with a background in engineering, architecture, construction, and/or development
  • Broad and deep technical knowledge and experience, in areas ranging from contamination remediation to building envelope to construction contracting, and more
  • Pan-Asian experience, preferably in key markets such as Japan, Australia/New Zealand, China, Hong Kong, Singapore, Korea, and India
  • Institutional experience, with large owners, developers, operators, lenders, etc
  • Confident and articulate communicator with strong interpersonal skills
  • Highly organised with the ability to perform under pressure
95

Global Investment Management Resume Examples & Samples

  • 5-10+ years of Top Tier Consulting Experience (McKinsey, Boston Consulting Group, Deloitte Consulting etc)
  • Strong understanding of Global Investment Management and/or the Investment Management Lifecycle, evidenced through a CFA, Top-Tier MBA (Harvard, Stanford, Wharton, Columbia etc) or Series 7/63 Designation
  • Demonstrated experience presenting to C-Level Executives
  • Strong Data and Analytical Skills, evidenced through experience with Advanced-Excel (VBA Macros, Arrays etc.) and/or Statistics/Database Modelling (R, SQL etc.)
96

Global Investment Management Resume Examples & Samples

  • Provide and publish metrics information for regional COO office, regional and global Operations in order to meet global and regional operations control and monitoring needs
  • Develop MIS solutions to promptly meet senior management's information needs and support time critical consolidation
  • Establish strong working relationships with all partners throughout the Investment Management organization - across all functions and geographies
  • Understand, coordinate and report regional project summary and provide project status update for regional and global reporting
  • Highly motivated, team-oriented and collaborative in approach, self starter, able to support function and business independently
97

Global Investment Management Resume Examples & Samples

  • More than 800 investment professionals providing over 200 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
  • Leadership positions in America, U.K., Continental Europe, Asia, and Japan
  • Represent the investment desk to senior internal partners in the institutional & distribution teams
  • Build and execute a strategy for growing equity fund sales across the region
  • Deal with day-to-day fund queries raised by the regional sales teams for all EMAP products
  • Client service of existing client base
  • Work with marketing for client seminars and roadshows, including travelling for client meetings and seminars
  • Experience in Asian equities, preferably with Portfolio Management and/or Client Portfolio Manager background or from the sell side
  • Able to establish immediate credibility with clients, portfolio managers and internal distribution channels
  • Strong fluency English and Chinese (Mandarin), written and verbal. Ability to also speak Cantonese preferred
  • Outgoing personality with the ability to be a self-starter
  • Strong presentation, management and leadership attributes
98

Global Investment Management Resume Examples & Samples

  • Work with business users, internal technology teams and outsource service providers regionally/globally to gather business requirements, perform detailed analysis, end to end solution design and produce associated specifications
  • To participate in the development and support of the funds and distributions platform and execute the strategy to build scalable platform that will improve the client experience, operational control and efficiency
  • Participate and coordinate large-scale “highly-visible” SIT/UAT testing cycles with business users, internal technology teams and outsource service providers
  • At least 10 years’ experience in application development
  • Global exposure
  • Clear and confident verbal articulation of knowledge and ideas
  • Takes initiative to identify opportunities to positively impact business objectives
  • Prioritize work appropriately and independently
  • Sound business judgement
  • Makes use of available technology, tools and partners to address business issues
  • Seeks new ways to do things with “Thinks out of the box” attitude
  • Proficient in J2EE design patterns, Spring Framework, Hibernate/JPA, JMS, XML, Eclipse, JUnit, JavaScript, PL/SQL, Maven 2, major UNIX/Linux edition
  • Proficient in Qlikeview, Business Objects & Business Intelligence tools is advantage
  • Excellent command of both written and spoken English and Chinese, ability to speak fluent Putonghua is a definite advantage
  • Experience in Asset Management, CRM, MIS and Data Warehouse area is an added advantage
99

Global Investment Management Resume Examples & Samples

  • Lead the channel team to achieve overall business objectives, i.e. sales targets and other KPIs
  • University graduate in Business, Finance and/or related discipline with a minimum of 10 years of experience in financial industry
  • Experienced team leadership to motivate and lead the team to delivery business result
100

Global Investment Management Resume Examples & Samples

  • Research companies and industries. Cover the given universe of companies
  • Forecast income statement, balance sheet, and cash flow items for near-term and normalized periods
  • Make relative valuation comparisons and investment recommendations to portfolio managers
  • Participate in managing regional and global analyst funds
  • Communicate and collaborate with the global network of JPMIM analysts
  • Strong understanding of financial markets and securities valuations
  • Buy-side experience preferred
  • Strong spreadsheet modeling and forecasting skills
  • Ability to distinguish between essential and nonessential information
  • Excellent oral and written skills
  • Ability to work effectively with colleagues based in New York, London and Tokyo
  • At least seven years of relevant experience analyzing companies in the Financial Services industry
  • Educational background: CFA
101

Global Investment Management Resume Examples & Samples

  • To participate in the development and support of the Front Office systems
  • To design, develop, maintain and support the Front Office applications
  • To provide on-going production support and overnight support on the Front Office applications to our local, regional and global users
  • At least 7 years of solid development experience and well versed with full development life cycle
  • Extensive experience on C# .NET Framework with WPF is required, and with devExpress is a plus
  • Practical experience in WebSphere MQ with JMS programming and common JEE Application Server
  • Proficient in J2EE design patterns, Spring Framework, Hibernate, JMS, JavaScript, XML, Eclipse, JUnit, Maven 2, major UNIX/AIX edition
  • Practical experience in database technology with Oracle and Sybase
  • Past experience in Asset Management area especially on Front Office applications with FIX protocol is an added advantage
102

Global Investment Management Resume Examples & Samples

  • Experience in management consulting or internal consulting at a top tier institution; experience in technology or operations is desired; Financial Services and/or Asset Management experience is a plus
  • MBA or advanced degree from top-tier institution / equivalent experience (or 5+ years of experience in one of these roles in lieu of an MBA)
  • Six Sigma or LEAN experience is a plus
103

Global Investment Management Resume Examples & Samples

  • To provide top-notch client services fund distributors (primarily) and fund investors (secondary) (collectively the “Client”)
  • To ensure excellent client experience for clients by providing efficient and dynamic support via hotline, emails, written correspondence and face-to-face meetings
  • University graduate in Business, Finance and/or related discipline with a minimum of 5 years working experience in financial industry
  • Knowledge in MS PowerPoint, Excel, Word with Chinese word-processing skills
104

Global Investment Management Resume Examples & Samples

  • Calendar management and related logistics such as booking conference rooms, audio visual equipment, documentation, meeting scheduling etc
  • Expense management, keep track of invoices and processing of expense claims and related record-keeping
  • Coordinate with relevant parties on travel arrangements
  • Personnel management of receptionists
  • Handling phone calls
  • Tertiary educated with bachelor degree or above
  • A minimum of 3 years secretarial and administrative experience with demonstrated capability to work in an extremely fast paced and highly demanding environment
  • Experience in a financial industry would be a plus
  • Strong proficiency in both written and spoken English and Chinese, fluency in English is a must
  • Strong Microsoft Office (especially Excel, Word and Powerpoint) and Outlook capabilities
  • Senior Broker License or SITCA license is preferred
105

Global Investment Management Resume Examples & Samples

  • Minimum 5 years of working experience including at least 2 years of experience in Asset Management companies
  • 2 years of people management experience
  • Understanding investment trust business and financial markets
  • Translating from English to Japanese is required
  • Writing skill: writing explanation commentary based on the input from investment professionals and the information from various outside sources
  • MS Excel, Word and Powerpoint skill is necessary
  • Language requirements: Japanese, English
106

Global Investment Management Resume Examples & Samples

  • Fluency in English and Japanese
  • Excellent communication skills both written and spoken, be able to deliver key messages to senior colleagues in straight-forward manner
  • Team player with ability to work with colleagues in a collaborative manner, as well as ability to manage prioritization with logical mind to reach accomplishment
  • Possess analytical skills, with attention to detail and ability to make sound judgment,
  • Effective organization, prioritization and time management skills, able to work to meet deadlines
  • A track-record working in the financial services industry is preferable
  • Have knowledge of equity, fixed income, derivatives products, or currency markets gained from experience in investment management are preferable
  • Have knowledge of investment, regulation, or guideline monitoring is preferred
107

Global Investment Management Resume Examples & Samples

  • Act as a champion for GFI’s investment products and capabilities; work closely with the sales team with the objective to grow the GFI business in Asia
  • Provide high quality service/support/communication to our existing clients relating to their portfolios managed by our portfolio management team
  • Manage and develop our product range to cater for the local market needs
  • Develop strong technical knowledge on the range of products managed by GFI
  • Develop strong relationships with sales teams and clients
  • Support the development of new fixed income products for Asian clients
  • Write regular market and portfolio commentary as an update to clients and the sales team
  • Review proposals & write powerpoint presentations, formulate marketing messages on specific investment strategy
  • Provide timely response to product enquiries from internal sales teams
  • University degree, preferably in Finance, Economics or related subjects
  • Strong English and either Putonghua (written and oral) and/or Cantonese
  • Excellent time management - able to prioritise issues and respond in a timely manner
  • Team player, combined with the ability to work on own initiative
  • Strong computer skills – word, excel, powerpoint
  • Strong interpersonal and presentation skills and ability to deal with colleagues at all levels
  • Candidate should have a strong interest in investments and asset management business. Knowledge on the fund management industry would be a distinct advantage
  • Quantitative skills would be an advantage to support research efforts
  • 1-2 years of relevant (e.g. fixed income funds, fixed income sales/product specialist) working experience is preferred
108

Asset Management Risk Global Investment Management Resume Examples & Samples

  • The ideal candidate must possess a strong risk and control mindset, be very detail oriented, have excellent analytical and written/verbal communication skills as well as be able to work under pressure and deliver on multiple tight, time sensitive timelines. Specific responsibilities will include
  • Performing on-going monitoring, periodic exposure reviews, and annual credit analyses
  • Working with large volumes of data to conduct ad hoc analyses as needed
  • Updating and distributing Counterparty reports
  • Contributing to team-wide efforts such as risk assessment methodology enhancements, portfolio-wide reviews and preparing management presentations
  • Undergraduate degree with 1 to 3 years of relevant work experience - strong academic performance with coursework in economics, statistics, and finance; knowledge of exchange-traded products and derivatives preferred
  • Experience analyzing Banks and/or Broker-Dealers a plus, but not a requirement
  • Exceptional analytical skills (naturally inquisitive/intellectually curious)
  • Demonstrated interest in/ knowledge of global financial markets and current regulatory/legislative agendas
  • Self-starter with strong project management skills - be able to independently manage multiple tasks and priorities under tight deadlines
  • Strong PowerPoint/ Excel /MS Office skills
109

Global Investment Management Resume Examples & Samples

  • Good understanding of current technology trends. Strong ability to grasp the concept, design, and architecture of an application system in a short time frame
  • Strong planning and management skills with problem solving and analytical capabilities, able to work independently under pressure to meet strict deadlines
  • Excellent communication and negotiation skills. Good command of Mandarin and English
  • Experience on Financial Industry is essential, Assets Management or Securities systems development experience is preferred
110

Global Investment Management Resume Examples & Samples

  • Prepare documents and handle incoming and outgoing mails
  • An exceptional team player with a high level of integrity and self-discipline
  • Strong data sensitivity & detail minded
  • Exceptional multi-tasking skills with ability to work under a high volume transaction environment
  • Excellent command of written and spoken English, Chinese and Cantonese
111

Global Investment Management Resume Examples & Samples

  • Perform cash/ securities/ portfolios reconciliation versus custodian’s and/ or counter-party’s records
  • Monitor the timely updating of accounting entries
  • Liaise with both internal/external counter-parties for the resolution of reconciliation discrepancies
  • Monitor the feedback from various parties on the queries raised
  • Monitor the global custodian’s services
  • Conduct treasury deals confirmation
  • Take up ad hoc tasks/projects as assigned
  • Cross support to other teams in local office
  • Degree holder in Accounting or Finance with some work experience preferably in fund accounting, operation and/or auditing
  • Willing to accept challenges and change - a highly adaptive individual who embraces cross-functional rotation
  • Strong sense of ownership, able to work under pressure and meet tight deadlines An exceptional team player with a high level of integrity and self-discipline
112

Global Investment Management Resume Examples & Samples

  • Timely handling of transaction matching & related inquiries
  • Account opening for new markets or with brokers
  • Participate in new business initiatives, defining new operating models, building out related technology requirements & process maps/procedures
  • Provide administrative support and Participate in ongoing efficiency initiatives
  • Local senior securities broking license or SITCA License is a must
  • 3 years relevant working experience within the financial services industry, settlement experience is preferred
  • Experience working in a fast paced, deadline driven environment. Need to be aggressive, detail oriented, patience, and responsible
  • Ability to manage priorities
113

Global Investment Management Resume Examples & Samples

  • Develop procedures for client on-boarding, agreement setup, error handling and other servicing activities
  • Monitor client services activities according to procedures, conduct sample checks and document testing results
  • Work with Legal and Compliance to analyse new regulatory reforms, identify client impacts, develop client communication plan and enhance procedures accordingly
  • Work with global client services teams to align procedures and best practices
  • Perform data analysis and prepare metrics reports and dashboards for management
  • Develop uses cases for process improvement
  • Partner with Technology in requirement analysis, system rollout and post implementation support
114

Asset Management Global Investment Management Project Manager Training Workstream Lead-VP-ny Resume Examples & Samples

  • Excellent written and verbal communication skills, including capability to tailor the message to different audiences. Experience communicating with senior executives. Proficiency with PowerPoint
  • Preferred: Project management experience within a large-scale project. Experience leading substantial elements of the project
  • Energetic; self-confident; ability to function as both a self-starter and a team player
  • Exceptional organizational skills
  • Strong interpersonal skills; ability to build consensus and lead groups in coordinated action
115

Global Investment Management Resume Examples & Samples

  • Drive all people practices for the GIM Analyst Program globally including talent management, performance management, program strategy and structure, compensation, diversity, and employee engagement and retention. This includes managing the HRBP Program Managers in all regional locations and partnering with the GWM Analyst Program HRBPs to ensure Program consistency across Asset Management
  • Partner across HR functional areas including Learning & Development, Recruiting, Employee Relations and Compensation to deliver the best solutions for his/her client groups
  • Coach business leaders on all people and organizational related matters
  • Ensure both Analysts and managers receive the appropriate counseling, guidance and support on employee relations issues
  • Collaborate with the global HR partners to ensure local execution of plans
  • Oversee compensation programs, including the annual incentive process, to drive performance and ensure meritocracy across all Analysts
  • Manage the Analyst to Associate promotion process including: partnering with finance and managers to determine Associate headcount on each team, working closely with the Analysts on their desired next steps, drafting and delivering formal promotion letters, and providing current placement reports to the HR team and the business as needed
  • Bachelor's degree (or equivalent) required
  • Strong interest in working with, and developing, junior talent
  • Previous experience and a track record providing strategic HR advice
  • Business acumen with demonstrated successes partnering with management and junior talent
  • Ability to proactively challenge the “norm”; develop and propose new ideas and processes
  • Strong consulting, influencing and negotiation skills on all HR disciplines including recruitment, talent development, performance management, compensation, and diversity
  • Ability to link HR strategy to business goals
  • Creative thinker/problem solver, able to manage multiple initiatives
  • Proven capability to work successfully across a large, global organization with multiple constituents
  • Ability to objectively coach employees and management through complex, difficult issues
  • Able to gather, analyze and interpret data and present fact based information
  • Strong proficiency in MS Office as well as ability to learn new technology (i.e., SharePoint, PowerPoint, etc.)
  • The position is based in New York City/Jersey City. Occasional travel required
116

AM Global Investment Management Resume Examples & Samples

  • Settlement of Primary market ETF order and trading activity
  • Perform fail trade reporting and resolution
  • Monitor for receipt of cash for restricted transactions
  • Resolution of reconciliation differences
  • Interact directly with external fund accountant and administrator on a daily basis
  • Monitor end of day/nightly file transmissions to funds and participants
  • Support new business initiatives
  • ETF Product knowledge helpful - basic securities knowledge required
  • Adaptability to a fast paced, consistently changing environment
  • Strong communication, interpersonal and client service skills
  • Strong problem solving and trouble shooting ability
  • Ability to complete multiple tasks accurately and in a timely manner
  • Ability to react to high pressure situations in a professional manner
  • Ability to identify control risk issues
  • Strong reconciliation and problem solving skills
  • Self starter with strong initiative
  • Results/detail oriented
  • Ability to work shiftwork (10am-7pm)
  • 5+ years prior experience in Financial Services Industry
  • Strong MS Word and Excel skills
117

Global Investment Management Resume Examples & Samples

  • To engage with partners in offices outside the core investment management ‘hubs’ – including Japan, Taiwan, Korea, Singapore – to ensure that RFP and Client Reporting work is completed by the centralized teams wherever possible or, where local customization is required (e.g. due to language constraints), that this work complies with Global RFP and Client Reporting processes, controls and standards
  • Proactive leadership, motivation and management of a team of RFP Writers and Client Reporting team members in the creation and on-time delivery of accurate, compelling and client-focused documents
  • To establish relationships with key stakeholders and business partners across Asia to represent and communicate the Global RFP & Client Reporting Group operating models, so that all parties understand the structure, roles and responsibilities of the key teams with whom they need to engage outside Asia, in the completion of client documents for Asian clients
  • To lead Client Reporting strategy and implementation across Asia as a member of the Global Client Reporting Leadership Team, ensuring that our goals, strategies, action plans, results and controls are in alignment with the Global Client Reporting initiative
  • Proactive leadership, motivation and management of a diverse team of Client Reporting professionals across Asia, with variation in business practices, controls, and technology platforms
  • Integration of the various Client Reporting teams across Asia into a cohesive team, and into the Global Client Reporting Team
  • Ability to drive sustainable change across a large and complex organization with many diverse stakeholders
  • Member of Global RFP & Client Reporting Extended Leadership Teams
  • Support to Global RFP & Client Reporting teams and representation as required in the APAC region
  • Participation in APAC Client Services & Business Platform Talent Reviews, representing the RFP & Client Reporting Teams, where appropriate
  • Passion for building and motivating a productive and high performing team
  • Supervisory and workload management skills
  • Outstanding relationship-building skills; ability to gain ‘buy-in’ to new ideas and work processes. This will be critical to understanding local stakeholder and client needs in the individual countries of the Asia Pacific region
  • Prior experience of writing or participating in the RFP and/or Client Reporting processes, preferably in the asset management industry
  • Leadership skills: demonstrates a professional, positive and mature attitude at all times; displays J.P. Morgan’s core values and business principles; leads by example
  • Excellent writing skills in English; fluent spoken English
  • Fluent Chinese language, spoken and written, a distinct advantage
  • Sensitivity to different cultures and working styles; ability to navigate seamlessly both across countries within APAC, and with the wider global organisation
  • Confidence to work directly with stakeholders at all levels, both to ensure their RFP & Client Reporting service needs are met, and to partner with them to agree priorities and deadlines
  • Outstanding accuracy and attention to detail; strong numeracy
  • Microsoft Word, PowerPoint, Excel and Outlook skills (intermediate/advanced); prior experience of using PMAPS and Saleforce.com applications also helpful
118

Asset Management Risk Global Investment Management Resume Examples & Samples

  • The ideal candidate must possess a strong risk and control mindset, be very detailed oriented, have excellent analytical and written/verbal communication skills as well as be able to work under pressure and able to deliver on multiple tight, time sensitive timelines. Specific responsibilities will include
  • Performing on-going monitoring and periodic exposure reviews
  • Working with large volumes of data to conduct adhoc analyses as needed
  • Undergraduate degree with 3+ years of relevant work experience - strong academic performance with coursework in economics, statistics, and finance; knowledge of exchange-traded products and derivatives preferred
  • Bank analysis or prior credit risk experience preferred
119

Asset Management Risk Global Investment Management Resume Examples & Samples

  • Be highly quantitative, technically proficient, detail-oriented, able to multi-task and work independently
  • Understand financial mathematics and quantitative techniques aimed at measuring risk at the security and portfolio levels
  • Possess in-depth knowledge of VaR models and stress testing techniques; experience with RiskMetrics required
  • Understand the techniques for the backtesting and regression testing of risk models
  • Have a good understanding of the equity and fixed income (rates and credit) products and markets, as well as related derivatives and structured products
  • Have experience pricing securities, derivatives and structured products using appropriate models
  • Have 3-7 years of experience in a quantitative analysis/research role within Market/Credit Risk Management, a Front Office role or academic equivalent
  • Quantitative degree required (Masters or PhD preferred) in Applied Math, Engineering, Physics or equivalent
120

Global Investment Management Resume Examples & Samples

  • To design, develop, maintain and support online fund trading and content management websites
  • Highly proficient in Spring Framework and in particular the MVC, Security, Integration, and Batch modules plus Hibernate 4 with JPA 2
  • Excellent knowledge of Oracle Database 11gR2 or later including SQL tuning and performance trouble shooting
  • Experience in JUnit testing with mocking technique or other test driven development
  • Proficient in common Java tools - Eclipse IDE, Subversion, JIRA, Maven, Sonar, and Jenkins
  • Experience with Apache Tomcat / IBM WebSphere Application Server running on Linux
  • Knowledge in Angular JS / Bootstrap and other JavaScript framework will be added advantages
  • Good analytical and troubleshooting skills
121

Global Investment Management Resume Examples & Samples

  • Effectively manage and drive the execution of multiple projects to the agreed project plan, scope and budget (if applicable) through completion
  • Adhere to defined project management methodology and best practice for documentation and governance throughout the project lifecycle
  • Initiate and lead planning discussions and requirement gathering sessions with key business partners across Product/Operations/Technology and Client Service
  • Analyze and document current state business processes and requirements and the operating model for complex business change initiatives
  • Ensure that all requirements and scope for the project are captured in a formal business requirements document (BRD) and are agreed and signed-off by all key stakeholders
  • Ensure the end to end business solution meets the business needs
  • Support IT development phase and assist with translating the business requirements into Functional Specification / design documents
  • Support User Acceptance Testing and Implementation phase and provide User Training
  • Support the Test Manager with the development of test strategies and detailed test plans & scripts
  • Lead senior governance forums where projects are presented, discussed and approved
  • Conduct post-implementation reviews (PIR) and formal project closure (as required); incorporate lessons learned into future projects/initiatives
  • May supervise one or more junior level analysts/associates
  • Proactive, well organized, detail oriented, strong decision making and ability to work independently with minimal supervision
  • Desire to learn and get into the details
  • Demonstrated business processing re-engineering skills; willing to challenge established processes
  • High attention to detail, quality and accuracy
  • Ability to effectively manage competing deliverables and meet tight deadlines in a high pressure environment
  • Ability to effectively multi-task, work independently and escalate when necessary
  • Strong influencing skills and the ability to inspire diverse functional groups around a common goal
  • Display proper judgment and possess the confidence to communicate and resolve issues at all levels of the organization
122

Global Investment Management Resume Examples & Samples

  • Provide top-notch client services fund distributors (primarily) and fund investors (secondary) (collectively the “Client”)
  • Deliver excellent client experience by providing efficient and dynamic support via hotline, emails, written correspondence and face-to-face meetings
  • Identify opportunities to enhance client experience and process improvement
  • 2+ years of solid Client Services experience in Asset Management or Financial industry
  • Experience in providing client services to investors and fund distributors preferred
  • University graduate in Business, Finance and/or related discipline
  • Excellent communication skills in English, Cantonese and Mandarin
  • Passion for delivering exceptional client services results, with strong risk and control mindset
  • Proactive attitude, able to multi-task with strong interpersonal skills
  • Demonstrates strong interest in investment markets, industry development and regulatory updates
  • Strong knowledge in MS PowerPoint, Excel, Word with Chinese word-processing skills
123

AM Global Investment Management Resume Examples & Samples

  • Lead the Private Equity Operations team which helps oversee all accounting and operational aspects of the J.P. Morgan Private Equity funds
  • Coach staff regarding best practices in private equity
  • Coordinate and supervise the month end close, which includes identifying deliverables for any accelerated investor reporting deadlines
  • Coordinate and supervise the quarterly financial statement process, which includes identifying deliverables for any accelerated investor reporting deadlines
  • Coordinate and supervise the annual audit process
  • Assist with preparations for quarterly valuation meeting materials
  • Complete oversight of vendors partnering with the JPM Private Equity business (fund administrator, custodian, auditor, etc.)
  • Budget/accrual analysis and management of expense processing function
  • Assist with the review of monthly trial balances, management fees calculations, and carried interest calculations
  • Assist with the review of monthly capital activity in the internal accounting system
  • Assisting the business unit (and the fund administrator and custodian) in new Fund launches and other account infrastructure initiatives
  • Lead technology initiatives to improve efficiency and reduce risk
  • Ad hoc requests and projects as needed
  • Management of processes owned by Private Equity Operations, included, but not limited to, procedures, controls, risks and metrics
  • Excellent communication skills, both written and oral, including the ability to interact with all levels of the organization
  • Strong problem solving, analytical, and decision making abilities
  • Ability to think about processes and impacts in a non-linear fashion
  • Detail oriented including strong documentation skills
  • Desire to “roll up your sleeves” and work independently and as a team player
  • Ability to adapt to a rapidly changing business and technical environment
  • CPA preferred, but not required
  • 5-7 years of previous Private Equity accounting experience from a fund administrator, or other relevant financial services experience
  • Strong experience in Private Equity accounting practices, management fee calculations, waterfall calculations, valuation practices, and vendor management
  • Ability to juggle multiple priorities in a fast paced and changing environment
  • A constant focus on managing risk while ensuring adequate controls are in place to minimize it
124

CFO for Global Investment Management Resume Examples & Samples

  • Attracting, developing and retaining a team of world class finance professionals
  • Leading and managing a team to create and deliver appropriate management information to the GIM finance, strategy, and business management teams
  • Interact with other finance functions (P&A, Profitability, Product/Client CFO teams) to provide a seamless coverage model for the business
  • Ownership of revenue control, expense management and forecasting, understanding key expense drivers, and assisting with enforcement of GIM expense policy
  • Ad-hoc review of potential new business opportunities
  • Proven experience of managing a team and delivering results
  • Strong communication skills with track record in providing management reporting solutions and advising senior management
  • Knowledge of MIS, accounting, product/client profitability, activity based costing, project management, transfer pricing / revenue sharing
  • Strong execution skills; ability to establish and meet deadlines; balance strategic and tactical perspectives
  • Experience of working with matrix structures and across multiple locations
  • Asset management or investment knowledge and experience in pricing new business
  • Proficiency with Excel, Essbase, Powerpoint (preferred)
  • Candidate should be adaptable, creative, and personable
  • Ability to create a clear, simple and compelling vision, develop strategy and communicates in a way that gains engagement at all levels
  • 15+ years professional experience, accounting or industry qualification (i.e., CFA) an advantage
125

Global Investment Management Resume Examples & Samples

  • Idea generation, research and analysis of individual stocks and sectors within the China equities universe in conjunction with our dedicated research analysts
  • Development and communication of macro, policy and sector strategy views
  • Formulating and articulating investment views and recommendations
  • Providing input into portfolio construction and asset allocation decision-making, with eventual progression to lead portfolio manager
  • Minimum of 7 years of relevant work experience, with experience in company research as well as portfolio risk decision-making/management (long only or hedge fund)
  • Native Mandarin fluency and written and verbal fluency in English a must
  • Willingness to reside in Hong Kong, with some international travel
126

AM Global Investment Management Fixed Income Resume Examples & Samples

  • Interpreting guidelines and building logic-based rules for automated compliance testing and monitoring
  • Reviewing new and existing rules to ensure compliance with account mandates
  • Working on projects with fixed deadlines, including the migration of accounts from one compliance system to another
  • Reviewing preliminary client guidelines with Portfolio Management teams to asses testability and solution identified gaps
  • Partnering with the Client Service Team to ensure timely on-boarding/account closings and coordinating dates to ensure guideline rules are coded effectively prior to any trades taking place
  • Liaising with Data Management and Technology teams to ensure testing is operating according to requirements
  • Interacting with Client Portfolio Managers, Portfolio Managers and Investment Assistants to resolve any pre-
  • Minimum 1-2 years of related operational or compliance experience
  • Financial product knowledge of fixed income, equities, and derivatives preferred
  • Ability to prioritize, multi-task, and effectively manage time in a constantly changing environment
  • Self-motivated individual with ability to identify issues and escalate
  • Capacity to quickly learn and apply new concepts to different situations
  • Previous experience with industry tools and software suites such as Microsoft Office
  • Experience with guideline coding in compliance systems (Charles River, Linedata, thinkFolio, Sentinel) a plus
127

Global Investment Management Asia-finance & Control Officer Resume Examples & Samples

  • Degree holder, preferably in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets
  • Excellent communication skills (verbal and written) – fluent Mandarin essential
  • Experience working with multinational / multilingual business stakeholders
  • Ability to work independently and meet strict deadlines
  • Highly accurate with attention to detail
  • Proactive in identifying and addressing critical risks and issues. Willing to enforce controls and procedures, and escalate where necessary
  • Support and conduct clear analysis, logical structuring and creative problem solving
  • Positive attitude and a good team player
  • Experience in handling local regulatory and tax returns
  • Would be willing to study to pass licensing exams, such as PRC Funds Practitioner License (not mandatory)
128

AM Global Investment Management Resume Examples & Samples

  • Timely & accurate response to queries from clients, custodians and other JPMorgan Chase business groups
  • Completion of various ad hoc financial analyses as requested by Account Management and Financial
  • Client Focus - recognize and respond to needs of both external and internal clients
  • Team spirited attitude - our internal & external clients view us as a cohesive group; information sharing and a willingness to seek out and develop new skills / knowledge from within the group as key attributes
  • Excel - intermediate aptitude is essential (formulas, filters, pivot tables); advanced knowledge a plus
129

Global Investment Management Resume Examples & Samples

  • Demonstrable experience as an administrator within a fast paced and demanding banking environment
  • Fluent in both written and spoken English and Korean
  • Strong organizational skills, meticulous and self sufficient
  • Self motivated and resourceful
  • Strong Microsoft Office capabilities
  • Ability to maintain strong relationships both internally and externally
  • Demonstrable experience of being able to achieve tight deadlines and multi-task
  • Strict attention to detail
  • Clear thinking and concise communication is important when interacting with different groups and balancing priorities
  • Ability to demonstrate utmost discretion and professionalism at all times
130

Global Investment Management Resume Examples & Samples

  • Reconcile corporate action event details among various sources and investigate if there is discrepancy
  • Prepare swift instruction to custodians on voluntary corporate action events
  • Handle enquiries from other parties
  • Update fund record and custodian record in internal CAT Database
  • Listed Futures & Options margin monitoring - to confirm margin requirements with brokers and fund accountants
  • University graduate, preferably with a major in Accounting or Finance
  • Minimum 5 to 8 years’ experience in securities related fields
  • Knowledge of data vendor systems (such as Bloomberg and Reuters)
  • Good understanding of different security types and their accounting treatment
  • Good understanding of MS Office applications (Excel, Word, Access etc.) as well as VBA & SQL
  • Able to work under pressure and needs to work during HK public holidays
  • Knowledge on proxy voting processing is preferred
131

Global Investment Management Resume Examples & Samples

  • Self-motivating - the role will need to balance the demands of the business and time to market, versus implementing change in a controlled and auditable manner
  • Strong ownership – the role requires end to end ownership of the on-boarding activities for initiatives, covering internal and external stakeholders’ interests including risks, oversight and control and compliance
  • Strategic thinking – the role requires the understanding of investment process, product and client pipeline, ensuring it is accurately tracked and properly prioritised
  • Proactive stakeholder engagement – the role manages the appropriate resources to adjust to changing requirements and demands of projects and business
  • Process driven – the role requires constant effort to improve and enhance existing initiative tracking documentation and oversight processes
  • Funds Implementation - Deliver fund life cycle events in a timely and comprehensive manner
  • Engage Trustee, Custodian and Operations to ensure smooth execution of Fund Lifecycle events e.g. launch, rationalization, termination
  • Support Trustee and Custodian onboarding documentation requirements
  • Conduct data analysis that facilitates discussion in the Dividend Distribution Committee
  • Establish Legal Entity Identifiers (LEIs) and Fund Identifiers in Bloomberg, SEDOL, ISIN and Morningstar
  • Client Mandate Implementation - Deliver Segregated Mandate launch, custody and portfolio change, and termination
  • Partner with CAM (or Client Service) to deliver client’s requirements on Asia platforms on lifecycle events including account on-boarding, custody changes, off-boarding and transition
  • Coordinate with cross-platform teams on new or change initiatives
  • Investment Product Capability Build-out - Implement new investment product capabilities to meet business need
  • Deliver technical expertise on market specific initiatives to stakeholders across regions e.g., China Connect, China Interbank Bond Market
  • Develop account structures and operating models
  • Drive the New Instrument Assessment (NIA) , partner with Operations to ensure readiness and successful delivery
  • Liaise with Custodians and Trustees to setup new markets
  • Operating Model Design & Implementation - Build operating models for new and changing business requirements
  • Design or re-engineer operating models for local, regional and global initiatives, test and communicate the impact to appropriate stakeholders
  • Restructure accounts based on business or client request
  • Coordinate with T&O on delivering enhanced capabilities
  • Support Broker/Counterparty onboarding documentation requirements
  • The position will take a lead role in the project management and strategic planning for the team, which focuses on project management and oversight, due diligence, pipeline launches and strategic planning
  • Owner of Account Information Control and manage account info to meet regulatory and compliance need
  • Proven Middle Office and Operation experience within large financial organisations
  • Demonstrate knowledge and exposure in the following areas: Fixed Income, Equity and Global Multi Asset Group (MAS) are essential. Alternatives funds (hedge funds, private equity, ETF and real estate strategies) are preferable
  • Organised, ability to multi-task, prioritise, and collaborate vertically/horizontally and operate in a fast past environment are essential
132

Global Investment Management Resume Examples & Samples

  • Deliver overarching view and investment case for Asia-Pacific real estate securities to portfolio managers. As such, build and maintain detailed models for assigned companies, to enhance existing coverage
  • Work closely with other analysts in region to ensure an investment framework/thesis is articulated and maintained for all Developed Asia-Pacific markets and property types
  • Provide clear and concise investment recommendations in a timely manner
  • Visit markets and meet with companies as often as needed to assess management and asset quality, as well as general real estate investment conditions
  • Coordinate efficiently with global investment team to ensure relevant information is disseminated rapidly
  • Assist with client service, sales and marketing efforts as needed, including document preparation and meeting participation
  • Substantial experience in real estate securities, the majority of which should be on the buy-side
  • Strong academic background with highly developed analytical and quantitative skills
  • Deep understanding of financial markets and securities valuation
  • Ability to deliver clear/concise investment recommendations under significant uncertainty
  • Adept at cutting through information flow to distinguish what is essential
  • Can manage significant and varied workload, and operate independently
  • Comfortable interacting with a broad audience of internal and external clients and colleagues; proven ability to build working relationships across a global organization
133

Global Investment Management Resume Examples & Samples

  • Conduct “top down” and “bottom up” real estate market fundamental research on the primary sectors (i.e., office, retail, industrial and multi-family) across the real estate markets in Asia Pacific
  • Providing support to the investment underwriting processes and preparation of investment memo
  • Providing support to acquisition, asset management, fund management, client marketing function and fund reporting
  • Work in conjunction with the global research team in target market analysis, portfolio construction and investment strategy formulation
  • Help to identify new opportunities for real estate investment and participate in the development of new investment strategies
  • Contribute to regional and global research publications
  • A tertiary qualification in finance, commerce, real estate or a related discipline
  • At least five years of research experience in real estate investments, experience in private equity real estate preferred
  • Good understanding of economic and capital market drivers to the performance of real estate market in the Asia Pacific region
  • Experience analyzing the fundamentals of commercial, retail, logistic and residential sectors of major markets in the Asia Pacific region. Exposures to Australia, Japan preferred
  • Knowledge in econometrics and forecasting using time series and causal approach
  • Strong proficiency in Microsoft Excel, Word, PowerPoint and statistical software like EViews
  • Advanced analytical skills, attention to detail and work independently
  • Confident and articulate communication with strong interpersonal skills
  • Highly organized with the ability to perform under pressure
  • Good judgment and discretion, as team members often work with highly confidential information
134

Global Investment Management Resume Examples & Samples

  • Fluent written and spoken in English and Korean
  • Bachelor Degree or equivalent education background
  • Good understanding of Korea specific financial regulations and jurisdictions
  • Proven track record in process improvement initiatives and delivery in a finance environment
  • Experience in delivering complex technology and data management solutions in financial services industry, experience on client experience / integration initiatives is an advantage
  • Knowledge in asset management business and technologies is an advantage
  • PMP, CISSP, CISM or CISA certifications are an advantage
135

Global Investment Management Resume Examples & Samples

  • Build and execute a business plan designed to develop our business both by winning new mandates and cross-selling to existing clients
  • Develop and augment relationships with Investment Committee members & relevant asset class leaders
  • Coordinate across the firm's client service and consultant relations teams to create a consistent approach to the market
  • Build relationships with investment teams to leverage their capabilities in order to win new mandates
  • Relay market demands and relevant trends to the firm's investment and product management teams in order to improve existing solutions
  • Lead the sale of investment strategies to Asia ex Japan institutional clients. Identify and initiate new client relationships
  • Develop deep relationships at all levels within the institutional client and prospect base and provide excellent on-going service
  • Develop constructive relationships with relevant J.P Morgan Asset Management product teams, based locally and globally
  • Manage the flow of deals and prospects to ensure each client is efficiently handled, including correspondence, RFPs, due diligence and documentation
  • Contribute to business strategy through a deep understanding of industry characteristics and the investment needs of clients
  • Work in a team environment to deliver long-term business objectives
  • CFA, CAIA or other similar post graduate qualifications would be advantageous
  • The successful candidate will have demonstrated experience and success of developing a similar business in J.P. Morgan or another comparable organization
  • The successful candidate should have a minimum of 10-15 years prior experience in similar client facing roles
  • Demonstrated expertise in investment strategies across various asset classes is strongly preferred
136

Global Investment Management Resume Examples & Samples

  • Degree in Business Administration, Marketing or a related degree is preferred
  • At least 8 years’ experience in all-rounded marketing
  • Strong marketing skills across strategies and channels
  • Good understanding of the investment or the mutual funds industry across markets
  • Ability to interact, influence and communicate effectively with all levels of the organization and across Lines of Businesses
  • High level of independence, energy and integrity; Responsible and accountable; Respect for diversity of opinions and styles; Flexible in approach
  • Ability to multi-task, work in a demanding, fast paced environment, and handle multiple, competing priorities and projects with quality output at one time
  • Ability to adapt quickly and shift priorities based on unexpected business demands
  • Non-industry profiles will be considered for sounded marketing knowledge and experience from leading brands and/or marketing organisations
137

Asset Management Global Investment Management Resume Examples & Samples

  • Must have prior extensive PA experience, preferably working in the banking/financial industry
  • Must be proficient in using the following Microsoft tools, Outlook, PowerPoint, Word and Excel
  • Tact and good judgement
  • Effective interpersonal skills, experience at managing internal and external clients at all levels
  • Ability to work in a busy and high pressure environment
  • Pro-active and flexible approach with the ability to be a team player
  • Flexibility around working outside contracted hours when required
138

Global Investment Management Business Manager Associate Resume Examples & Samples

  • Execute on the strategicand financial objectivesof the GIM GL business
  • Work closelywith the Sales, Portfolio Management and Client Service to assist in drivingthe Front Officeagenda
  • Provide supportfor new products from conception through to implementation
  • Provide an effective liaison between the Front Office and various support groups (e.g. Operations, Technology, Compliance, Risk, Finance, Audit, HR, Legal, Oversight & Control) to manageboth the day to day operations, andto define and help implement key initiatives for the business
  • Ensuring the APAC business maintains effective controls across Sales and Portfolio Management, including responsibility for Risk Control Self-Assessments, audit requests and error management
  • Review and analyze MIS aroundrevenues, headcount and expenses and input into investment/productivity initiatives
  • Perform analysisand data miningon adhoc issues
  • Oversight to ensure the business is run in an efficient and controlled manner, including tracking against budgets/plans and keyfinancial ratios, and effective management of direct and indirect costs
  • Prepare materialfor business reviews, governance meetings, and other presentations to communicate performance, strategyand objectives of thebusinesses to a broad audience
  • Partner withother Business Managersacross other regionsand products e.g.fixed income, to share best practice and drive consistency across GIM
  • Support BusinessContinuity and DisasterRecovery efforts for the business
  • Address adhocbusiness issues
  • 4+ years work experience
  • Investment management expertise/experience is a strong preference but not an absolute requirement
  • Knowledge of some of the money markets, products and processes is essential
  • Ability to multi-task and adapt to changing priorities in a dynamicbusiness environment and continually reprioritize to focus on the key issues/topics
  • Excellent interpersonal skills with the abilityto successfully engage and influencea broad range ofindividuals acrossvarious businesses and key supportfunctions
  • Outstanding teamworkand interpersonal skills who can integrate effectively within a fast moving, driven team
  • Ability to learn new concepts, systems,processes and initiatives
  • Self-starter with the ability to think creatively and laterally
  • Proven recordof delivery of key business initiatives
  • Strong focus on the bottom lineof the business
  • Attention to detail with logical thought process
  • Ability to influence othersand successfully navigatea complex internalinfrastructure that involves numerous groups and individuals to get things done
  • Strong businessexperience and product/process knowledge, ideally in themoney market funds space
  • Mandarin language is a strong preference but not an absolute requirement
139

Global Investment Management Resume Examples & Samples

  • 8 years or above of work experience within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
  • Sound knowledge of business environment and regulatory knowledge in Taiwan
  • Exceptional communication, conflict management and negotiation skills; fluent in English
140

Global Investment Management Resume Examples & Samples

  • Perform compliance monitoring and cash operation
  • Prepare semi-annual and annual reports for pooled funds
  • Coordinate with various parties such as fund managers and custodians to ensure compliance in all operational areas as well as resolving complex issues
  • 1 to 2 years working experience, ideally with some fund accounting, operation and/or auditing experiences
  • Recently graduated student who is keen for fund accounting career will be considered for contracted position
  • Highly proficient in Microsoft Office, excellent in MS Excel, Word, Power Point, Visio and/or MS Access
  • Good communication skills in both English and Chinese
141

Global Investment Management Resume Examples & Samples

  • Provide sales support to the China Retail Distribution Sales team through preparing sales reports, product and market reports and analysis
  • Assist the team to complete different business projects in accordance to the rapid growth of the China market
  • Assist in marketing events / sales training / seminars and coordinate with internal parties to preparing all related materials
  • Prepare and translate pitch book, presentations and reports (English to Simplified Chinese and vice versa)
  • Handle client enquiries & assist on account opening procedures, coordinate with internal parties to work towards a solution (Marketing, Legal & Compliance, Operations … etc)
  • University graduate in Business, Finance and / or related discipline with a minimum 2 years of relevant experience. Preferably with asset management background
  • Good understanding of financial terminology, Investment funds and preferably China fund distribution market
  • Willingness to travel to China; must be able to manage high volumes, work under pressure and within tight deadlines
  • Excellent communications in both Mandarin and English is essential, fluent in Cantonese is a plus
  • Maturity, honesty, proactive and positive attitude, team work spirit plus good social and communication skills
  • Willingness to working on weekends and travel when necessary I/POST
142

Global Investment Management Resume Examples & Samples

  • At least three years of working experience as system support or system development
  • Basic Experience on Shell of UNIX
  • Basic Experience on writing SQL (Sybase or Oracle)
  • Very good communication skills with Japanese (native level) and English (business advanced level)
  • Strong team player, results oriented with a flexible approach
  • Good inter-personal and communication skills, with excellent relationship building skills across multiple organizations and key touch points
  • Ability to multitask, quick learner, strong dedication for assignment, hardly give up
  • Positive and self motivated personality, aspiration
  • Experience of application development under Client-Server, Distributed Computing
  • Middleware technologies (MQ ? Required to have thorough, working experience, and Tomcat/Apache)
  • Experience with the Enterprise scheduling/workflow software. Experience with job scheduler (i.e. Autosys) is preferred
  • Good understanding of IT Risk & Control
  • Experience in Financial Services with a focus in Asset Management especially for Equity Business
  • Understanding of the Asset Management Business with a detailed knowledge of Front Office workflows and business processes
  • University graduate of Computer Science or equivalent with 3+ years of working experience
  • Strong research, analysis, investigation and evaluation skills
  • Self motivated to operate independently and make necessary decisions within the global team
  • Ability to prioritize effectively within a dynamic global environment
  • Ability to present technology concisely to the business locally and globally with a good understanding of the receiving audience
  • Comfortable operating in high pressure environments whilst managing incidents across a global business
  • Ability to deal with and navigate difficult situations through strong teamwork and a focus on resolution
143

Global Investment Management Resume Examples & Samples

  • Conduct pre-and-post trade monitoring and perform breach investigation
  • Coordinate fair valuation of securities
  • Coordinate Risk and Control Self-Assessment & New Business Initiative Approval
  • Coordinate Business Resiliency planning and execution
  • Coordinate Korea Business Control Committee meeting
  • Conduct counterparty and vendor management
  • Conduct various regulatory and internal reporting
  • Assist in front office projects
  • Assist internal audit and marketing material review
  • Carry out ad-hoc projects and tasks as directed by CEO/CAO
144

Global Investment Management Resume Examples & Samples

  • More than 3+ years business experience in Asset Management firm, performing middle office and trade support functions
  • Basic knowledge of accounting
  • Must be a team player, energetic and possess excellent analytical and problem-solving skills
  • Self motivated and positive character
  • Fluent in English & Japanese (both written and verbal)
  • MS Word, Excel, Power Point
  • Knowledge for trade support for Toshin & Pension Accounts
  • Ability to multi-task with flexible work style
  • Basic knowledge of Fund Accounting/ Booking for pension clients
  • T-Star, X-Net system knowledge or experience
  • Contract for Pension client (Documentation)
  • MS ACCESS, VBA, MS Excel Macro
145

Global Investment Management Resume Examples & Samples

  • Client Service experience
  • Experience with using Bloomberg
  • Experience with using Investment Management systems and applications
  • Ability to perform under pressure and meet deadlines that may arise with little notice
  • Strong Microsoft Office (especially Excel & Power Point) and Outlook capabilities
146

Global Investment Management Resume Examples & Samples

  • Provide trade implementation assistance to the Fund Managers (located in the Asian offices) on a day to day basis
  • Monitor portfolios for compliance with guidelines and restrictions
  • Conduct pre-trade compliance checks and then input trades onto the dealing system (OSIRIS)
  • Monitor cash flows and cash levels in accounts
  • Liaise with dealers and operational departments to keep on top of issues affecting portfolios and to solve problems rapidly (i.e. corporate actions / proxy voting / settlements / Cash Management)
  • Produce adhoc/daily/weekly/monthly reports for the Team and Marketing departments
  • Provide input/suggestions for projects to help improve the efficiency of the operations of the desk
  • Build good relationships with many departments to facilitate resolution of problems/queries in an efficient manner
  • Operational set-up of new accounts/funds
  • Set-up of new securities/IPOs/Placings in OSIRIS for trading
  • Monthly testing of fund compliance with guidelines (including using Beacon to sign off RAVs)
  • Management of the resolution of systems issues
  • Ad hoc projects to streamline and improve the accuracy and efficiency of the implementation process
  • Maintaining desk implementation procedures and remaining up-to-date with/advancing best practice
  • Providing support to the PMs when any Asian markets are open. This means working on HK public holidays will be required
  • High level of numeracy and attention to detail
  • Very risk aware with a control oriented mindset
  • Assertive with strong communication skills
  • Flexible attitude in supporting people based in different time zones
  • Is highly focused and can maintain a consistently high level of concentration and attention to detail
  • Able to work accurately under pressure, within tight deadlines and able to effectively and efficiently prioritise work flow
  • Knowledge of the Back-Office functions and the life-cycle of an equity trade would be an advantage
  • Knowledge of client guidelines and various regulatory regimes an advantage
  • Operating knowledge of Emerging and Asian equity markets desirable
  • Good MS Office skills (Preferably to Advanced Excel level. VBA understanding is an advantage)
  • Spoken Mandarin and ability to read/write Simplified Chinese would be an advantage
  • Has a questioning nature, challenges anomalous figures or procedures
  • Is willing to accept high responsibility
  • Is driven to achieve excellence
147

Asset Management Global Investment Management Equity Middle Office Resume Examples & Samples

  • Driving process improvement projects for the Front Office
  • Acting as a central point of contact for interactions with Core Operations and Client Services
  • Where appropriate provide support for complex client relationships
  • Monitoring and maintaining the data integrity of Front Office systems
  • Partnering with the Front Office, Core Operations, Client Services and Technology teams to resolve issues
  • A proficient understanding of either AM Operations or Technology
  • Excellent analytical, problem solving, time management, interpersonal and communication skills
148

Global Investment Management Resume Examples & Samples

  • Produce and maintain marketing collateral, ranging from brochures to emails to web content, ensuring that it is compliant, accurate, aligns to Brand and fits with the overall marketing and business objectives
  • Assist in executing both internal and external marketing communications programmes, including events, across all institutional business
  • Direct support for insurance channel marketing programmes for APAC
  • Collaboration and support for wider APAC regional marketing and global institutional initiatives
  • At least 3 years’ experience in all-rounded marketing; Experience in asset management / financial services or other regulated industry is essential
  • Digital marketing experience/knowledge will be an advantage
  • Can demonstrate a broad business awareness and good strategic awareness
  • Ability to manage multiple relationships, interact, influence and communicate effectively with all levels of the organization, across Lines of Businesses and with external partners
  • Numerate and possess good analysis skills with the ability to interrogate data
  • High level of written and spoken English and Chinese/Mandarin
149

Global Investment Management Resume Examples & Samples

  • Create strong sense of style aligned with brand guidelines through excellent skills in typography, photography, and video
  • Create and rollout integrated multimedia campaigns in partnership with copywriting resources and key stakeholders
  • Conceptualise and design high quality print, digital and video work, that aligns with business and marketing objectives
  • Create new and original designs from scratch based on corporate and project specification, needs and brand image
  • Produce creative designs adapted from core visuals for multiple media platforms
  • Collaborate with teams to translate complicated information and data into clear, effective charts, graphs and compelling visuals and stories
  • Maintain corporate brand standards and consistency of message and design across materials and media
  • Ability to work from a styleguide but also push the boundaries to keep designs fresh and interesting
  • Create visually compelling and high impact presentations for strategic initiatives and important presentations
  • Supervise and coordinate amongst team to ensure quality and timely delivery of design work
  • Create and maintain files for all creative assets and resources, such as software, art materials, special fonts etc. for record keeping and reference
  • Evaluate, manage production resources for productivity
  • Perform ad hoc projects and assignments as required
  • Degree holder in related filed from a recognized institution
  • Minimum 5 years of experience in professional design setting
  • Proficiency in design applications including Adobe Create Suite, In-Design, Dreamweaver and basic coding skills
  • Ability to produce creative designs across multiple media platforms including animations and infographics
  • Good knowledge of corporate branding, digital media and colour theory
  • A passion for design and data and a solid understanding of digital tools, trends and infrastructure
  • Team player with initiative, good communication and problem solving skills
  • High level of communication skills with the ability to receive and interpret complex creative briefs, present ideas creatively and effectively
  • Good time management with ability to multi-task, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with quality output at one time
  • Ability to adapt quickly and shift priorities based on unexpected business demand
  • High level of independence, energy and integrity; respect for diversify of opinions and styles; Enjoy to work as part of a team and open to take directions from multiple stakehoders
  • Ideally can speak in English and Mandarin
  • Experience gained from leading financial news platform, design agency / advertising agency will be an advantage
150

Asset Management Business Manager Global Investment Management VP Resume Examples & Samples

  • Clear focus on managing clientassets and delivering strong risk-adjusted returns
  • Nearly 1,300 investment professionals providing more than 350 different strategies spanningthe full spectrum of asset classes, including equity, fixed income, cash liquidity , currency , real estate, hedge funds and private equity
  • Leadership positions in America, U.K.,Continental Europe, Asia, and Japan
  • Execute on the strategicand financial objectivesof the GIM GL business
  • Work closelywith the Sales, Portfolio Management, CPMs and Client Service to assist in drivingthe Front Officeagenda
  • Provide supportfor new products from conception through to implementation
  • Provide an effective liaison between the Front Office and various support groups (e.g. Operations, Technology, Compliance, Risk, Finance, Audit, HR, Legal, Oversight & Control) to manageboth the day to day operations, andto define and help implement key initiatives for the business
  • Ensuring the Americas business maintains effective controls across Sales and Portfolio Management, including responsibility for Risk Control Self-Assessments, audit requests and error management
  • Review and analyze MIS aroundrevenues, headcount and expenses and input into investment/productivity initiatives
  • Perform analysisand data miningon adhoc issues
  • Oversight to ensure the business is run in an efficient and controlled manner, including tracking against budgets/plans and keyfinancial ratios, and effective management of direct and indirect costs
  • Prepare materialfor business reviews, governance meetings, and other presentations to communicate performance, strategyand objectives of thebusinesses to a broad audience
  • Partner withother Business Managersacross other regionsand products e.g.fixed income, to share best practice and drive consistency across GIM
  • Support BusinessContinuity and DisasterRecovery efforts for the business
  • Address adhocbusiness issues
  • Investment management expertise/experience is a strong preference but not an absolute requirement
  • Knowledge of some of the money markets, products and processes is essential
  • Ability to multi-task and adapt to changing priorities in a dynamicbusiness environment and continually reprioritize to focus on the key issues/topics
  • Excellent interpersonal skills with the abilityto successfully engage and influencea broad range ofindividuals acrossvarious businesses and key supportfunctions
  • Outstanding teamworkand interpersonal skills who can integrate effectively within a fast moving, driven team
  • Ability to learn new concepts, systems,processes and initiatives
  • Self-starter with the ability to think creatively and laterally
  • Proven recordof delivery of key business initiatives
  • Strong focus on the bottom lineof the business
  • Attention to detail with logical thought process
  • Ability to influence othersand successfully navigatea complex internalinfrastructure that involves numerous groups and individuals to get things done
  • Strong businessexperience and product/process knowledge, ideally in themoney market funds space
  • Mandarin language is a strong preference but not an absolute requirement
151

Global Investment Management Resume Examples & Samples

  • Strong Core Java
  • Experience IoC frameworks such as Spring or GUICE
  • Experience in using a unit testing framework such as Junit and associated mocking technologies for example Mockito
  • Experience in using Build technologies such as Maven and Continuous Integration technologies such as Jenkins or Team City
  • Experience in Low Latency Trading/Order Management systems
  • Experience in using FIX for order management and fix engines such as Appia or Camron
152

Global Investment Management Resume Examples & Samples

  • Represent team function to speak up in local and regional meetings and assess client and business impact
  • Must be client centric and very detail-oriented
  • Excellent problem solving, oral, and written communication skills in both English and Mandarin
  • Escalate timely as & when required
  • Excellent interpersonal skills with client service mindset and able to maintain good client and internal relationships
  • Have positive outlook and a desire to stretch themselves & team to achieve both personal and functional success
  • Constantly look for opportunities to improve process efficiency and increase productivity
  • In-depth knowledge of regulations and policies surrounded client onboarding and due diligence
  • Strong working knowledge of Microsoft Office (Excel, PowerPoint, Word, Outlook)
  • Possess high sense of urgency and accuracy
  • Good level of emotional quotient to be capable in handling difficult customer situation
153

Global Investment Management Resume Examples & Samples

  • Responsible for business development and incremental sales for Taiwan institutional clients, especially in the insurance sector
  • Develop, apply, and provide advice on investment strategies, products, and services, especially in alternative areas such as private equity and hedge funds
  • Responsible for actively managing certain names and accounts, as well as senior client relationships
  • Mandarin native speaker with fluent English in both spoken and written
  • 8+ years work experience in financial industry
  • Prior experience at AVP/VP level or equivalent as a Sales or Relationship Manager covering Taiwan institutions is preferable
  • Solid knowledge of investment products, market, and industry
  • Excellent product knowledge of alternative investments (hedge fund/private equity/property/infrastructure)
  • University degree is essential; CFA or CAIA chartered holder is strongly preferred
  • Willingness to travel frequently and face clients in Taiwan
  • Good at communication, cold calling, networking, and excellent team player
  • Holder of at least one of local regulatory licenses: Senior Security Sales or SITCA Sales license
154

Global Investment Management Legal Entity Controller Associate Resume Examples & Samples

  • Monthly review of all UK legal entity results to ensure all drivers of the income statement and balance sheet are understood and appropriately factored into Board level reporting
  • Work closely with Planning & Analysis team to understand forecasting methodology including revenue, expenses and incentive compensation in order to produce legal entity level forecasts
  • Create thought-provoking analysis around the financial results e.g. impact of FX, impact of interconnectedness of UK entities etc
  • Present quarterly results, forecasts and ad-hoc analysis to the Board of Directors
  • Own various projects across all UK legal entities and ensuring progress is made in line with expectations (e.g. creation of cash flow model, transfer pricing control, ad-hoc FCA surveys, training agenda etc)
  • Manage and mentor team graduate including training, exposure to various Legal Entity Control teams and performance
  • Qualified accountant
  • Good understanding of the workings of a complex ledger
  • Ability to move initiatives forward with minimal supervision whilst managing stakeholder expectations
155

Global Investment Management Assistant Legal Entity Controller Analyst Resume Examples & Samples

  • Work with appropriate financial and operational groups to provide value added financial analysis (e.g. revenues, expenses, balance sheet etc.) to management, including the Board of Directors where appropriate
  • Part qualified, AAT qualified or accounting graduate
  • Newly qualified wishing to build Legal Entity experience
  • Strong PC skills (Excel and Word)
  • Understanding of general ledger control and performance of financial reconciliations required
  • Understanding of statutory accounts prep and audit file preparation required
156

Global Investment Management Technology Audit Manager Resume Examples & Samples

  • Participate in audit engagements covering the Asset Management businesses including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure
  • Liaise with global and regional Audit management
  • MBA /MS degree and/or other professional certifications, such as CISA, CISSP, CPA, CFA, or PMP are a plus
157

Global Investment Management Legal Entity Control Supervisor Associate Resume Examples & Samples

  • Work with appropriate financial and operational groups to provide value added financial analysis (e.g. revenues, expenses, balance sheet, FX etc.) to management, including the Board of Directors where appropriate
  • Provide input into the monthly forecast process by providing accurate flash results prior to the month end
  • Calculate and record financial information within the SAP General Ledger in relation to key revenues, expenses and balance sheet accounts; Maintaining a strong control environment around the SAP GL and monthly close process
  • Monitoring and oversight of monthly balance sheet and capital hedging process
  • Dealing with 3rd party transfer agent business and working with JPMAM Operations teams in the monitoring and oversight of the transfer agent
  • Production of statutory accounts together with appropriate working papers to a high degree of accuracy and timeliness
  • Dealing with external auditors and JPMAM colleagues from a range of functions (internal audit, tax, compliance etc) on a regular basis
  • Produce consolidation packs for legal entities to facilitate the statutory consolidation process
  • Manage and mentor team including training and performance review
  • Liaise with the regulatory team on regulatory returns in preparation for senior management review prior to submission to the FCA
  • Balance sheet reconciliation - responsibility for ensuring all accounts are fully reconciled and reported both to the IM Control Group and to EMEA Control
158

Global Investment Management Resume Examples & Samples

  • Perform General Ledger reconciliation and substantiation
  • Perform daily accounts and bank reconciliation and monitoring
  • Review and follow up on operation exception reports
  • Review fee agreements, prepare fee computations and arrange payments
  • Arrange expense recoveries from mutual funds
  • Compute and arrange financing
  • Review new and existing product documentations / financial reports
  • Prepare MIS data and compile reports to sales/management/regulators, all at a high level of accuracy, efficiency and completeness
  • Handle ad-hoc business requests, projects, testing and new product features implementation
  • Communicate with overseas offices on routine as well as projects
  • A University Graduate preferably with a major in Accounting and Finance
  • Preferably with audit experience
  • At least 2 to 5 years financial industry experience
  • Good communication skills in written and spoken English
  • High proficiency in Microsoft Windows PC software
  • Team player who has strong integrity, self-discipline, dedicated, responsible and is able to work under pressure and to meet strict deadline
  • Patience and details oriented
  • Willing to accept challenges, self-motivated and with initiations
  • Able to multi task in a fast paced environment
159

Global Investment Management Resume Examples & Samples

  • . Represent AM Technology in Korea and responsible for all technology agenda
  • · Strong end to end ownership for Korea location, responsible for IT governance, risk and controls management, able to articulate issue and drive solution delivery as part of the global technology operating model
  • · Partner with Application Support and Global Technology to manage technology incident and problem management for all global and location specific applications
  • · Manage and oversight all technology change requests from location governance and compliance perspective
  • · Manage technology resiliency plan, conduct annual review and coordinate plan validation mandate for all internal and external applications
  • · Act as the location owner to enforce the application access control to meet the corporate and regulatory mandates
  • · Manage all the data exchange interfaces between internal applications and outsourcing business partners
  • · Managing the data center with the support from various Global Technology support teams to meet the corporate standard
  • · Conduct regular functional and technological related training and knowledge management to the business users
  • · Manage all projects with impact to GIM Korea and provide support guidance to the project team to fulfil Korea specific requirements
  • · Manage vendor management process of identifying & evaluating suppliers, establishing contracts, their categorization, management and termination
  • · Support TPO process, Sourcing and legal fellow teams to ensures contracts and agreements align with business needs with a proper service level expectation
  • · Assist CAO office to oversight business continuity plans, maintain control self-assessment process, provides audit support, support remediation projects and adherence to regulatory requirements, training and certification of technology risk related activities
  • · Maintain efficient work relationships with the various teams locally, regionally and globally
160

Asset Management Risk Global Investment Management Resume Examples & Samples

  • Possess in-depth knowledge of VaR models and stress testing techniques
  • Experience with RiskMetrics is required
  • Quantitative degree required (Masters or PhD preferred) in Math, Engineering, Physics or equivalent
161

Global Investment Management Resume Examples & Samples

  • To drive sound solutions for our business with good consideration of scalability, robustness and performance
  • To interact with IT colleagues and users regionally / globally as per required in the given assignments
  • To safeguard data privacy and compliance of local regulations
  • Hands-on experience on Private/Public Cloud (e.g. Cloud Foundry / AWS), Microservice, DevOps, Next Generation Development is a definite advantage
  • Familiar with Agile development and Continuous Integration and Delivery using tools Git, JIRA, Sonar and Jenkins is a definite plus
  • Experience in Design Patterns, Spring Framework, JPA/Hibernate, BDD/TDD, Maven, Oracle
  • Hands-on experience on Spring Boot, Spring Cloud, Netflix OSS is a definite advantage
  • Training will be provided leading to the individual becoming seasoned Cloud developer