Analyst, Regulatory Reporting Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the analyst, regulatory reporting job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

E Johns

Ellen

Johns

2528 Sipes Manor

Houston

+1 (555) 576 1297

2528 Sipes Manor

Houston

Phone

p +1 (555) 576 1297

Experience Experience

Chicago, IL

Analyst, Regulatory Reporting

Chicago, IL

Dach, Jaskolski and O'Kon

Chicago, IL

Analyst, Regulatory Reporting

Maintain internal control framework for the Regulatory Reporting group
Work with team to understand the information inputs and the reporting process
Assist in regulatory reporting examinations by the Fed, internal audit and PWC
Seek to learn quickly and continually improve service offered
Deliver high quality service to customers by accurate, timely completion of all assigned tasks (which may be parts of larger processes) and requests for information
Perform tasks under supervision of defined processes or procedures and check for errors
Acquire and keep up-to-date knowledge of processes/procedures related to Regulatory Reporting Process/Complete work as requested by line manager or management team

San Francisco, CA

Lead Analyst Regulatory Reporting

San Francisco, CA

Lynch-Kling

San Francisco, CA

Lead Analyst Regulatory Reporting

Communicate results to GECC HQ team/ manager and provide visibility into details of underlying work including variance analysis
Communicate results to manager and provide visibility into details of underlying work
Perform detailed validation work on the data collected and address or escalate further any unexpected results or inconsistencies in data
Perform consolidation, detailed analysis of Regulatory Reporting data utilizing provided tools
Verify and perform the consolidation of Regulatory Reporting data utilizing provided tools
Strong Project management
May be responsible for providing direction to other team members

present

Philadelphia, PA

Senior Analyst, Regulatory Reporting

Philadelphia, PA

Fisher, Harvey and Stiedemann

present

Philadelphia, PA

Senior Analyst, Regulatory Reporting

present

Provide on going monitoring of our risk metrics to the DQ WGs,
Undertake analysis and Provide detailed commentary for any KPI outside of tolerance
Build professional relationships with colleagues and other teams (including but not limited to; Shareholder Services, Fund Accounting and Internal Audit and Control)
Work productively and professionally. Demonstrate ways to improve processes and productivity
Work independently, complete assigned tasks in the established timeframe, completes regular assignments without reminders or additional requests
Process/Complete work as requested by line manager or management team
Analyse transactions, cash flow, P&L, Balance Sheet in the Money Market and Investment Funds Return & Monthly Money Market Fund Return Submission files and ensure the beta checker exceptions are resolved

Education Education

Bachelor’s Degree in Accounting

Rutgers University

Bachelor’s Degree in Accounting

Skills Skills

Ability to work independently and as a member of a team where the accuracy of data is critical
Sound business and organizational knowledge acquired through related work experience
Interacts with both internal and external auditors
Researches and resolves regulatory reporting issues
Analytically and procedurally competent to represent team on cross-function processes or projects
Carries out complex activities with significant financial, client, and/or internal business impact
Knowledge of financial / capital markets (e.g., Good understanding of financial instruments, operation of capital markets, lifecycle of trade, valuations etc.)
Excellent desktop, IT and systems skills. Knowledge of Microsoft Office (especially MS Excel and Word) is essential
2 - 4 years of experience in preparation of financial statements, regulatory reports, client and board reports of a Hedge Fund, Mutual Fund or financial institution
Finance post graduate, B.Tech, CA, MBA 3 to 5 years of business and data analysis experience in a financial services/banking environment

Create a Resume in Minutes

13 Analyst, Regulatory Reporting resume templates

Read our complete resume writing guides

Senior Analyst, Regulatory Reporting Resume Examples & Samples

Attention to detail and solid documentation skills are required
Ability to work independently and as a member of a team where the accuracy of data is critical
Ability to learn and assess moderate to complex regulatory requirements is required
Sound business and organizational knowledge acquired through related work experience
Exposure to local and/or global regulatory/compliance reporting is preferred. Excellent oral and written communication skills with ability to adapt to various audiences/constituencies are required
Involved in the development of a comprehensive reporting framework related to the Basel III Standardized Approach and other required reports
Interacts with peers in various areas of the organization as required to source, interpret, and analyze data
Performs various analyses required to assess results for compliance with regulatory requirements, internal policies, etc
Interacts with both internal and external auditors
Researches and resolves regulatory reporting issues
Analytically and procedurally competent to represent team on cross-function processes or projects
Minimum of 4 years of accounting/reporting experience
BS/BA in accounting/ finance
Audit background is a plus

Lead Analyst Regulatory Reporting Resume Examples & Samples

Perform detailed validation work on the data collected and address or escalate further any unexpected results or inconsistencies in data
Verify and perform the consolidation of Regulatory Reporting data utilizing provided tools
Communicate results to manager and provide visibility into details of underlying work
Drive operational excellence in above areas and offer solutions to further enhance processes
May be responsible for providing direction to other team members
Minimum 2 years controllership or financial planning and analysis experience
Proficient use of financial systems and Microsoft Office (e.g.. Excel, Word, PowerPoint)
Must be able to satisfy the requirements of Section 19 of the Federal Deposit Insurance Act
Must be willing to travel up to 10% of the time
Financial services industry experience

Lead Analyst Regulatory Reporting Resume Examples & Samples

GAP analysis & simulation of actual reporting & reporting on same
Drive projects to close GAPs identified
Ensure all regulatory reporting is completed and reported accurately in a timely manner. Raise issues/concerns to the business and manage/monitor corrective actions
Work with Controllership, IT, and other functions to implement and monitor process & system changes required for regulatory reporting
Set up & testing of reports within the Hyperion/Oracle environment
Monitor & guide the Genpact team
Maintaining dashboard on the regulatory reporting
Coordinate Adhoc requests / inquiries
Other projects/duties as assigned
Strong operational accounting expertise
Expertise in SEC Reporting and GE Accounting practices
Excellent analytical skills & strong working knowledge of MS office
Strong Project management
Strong Communication, facilitation, and presentation skills. Eligibility Requirements
Must have unrestricted authorization to work in Ireland
Must be willing to travel to meetings/workouts in the US
Understanding of U.S. Federal Reserve Bank CAL Reporting Requirements
Knowledge of MARS, CDR, Oracle,, Hyperion
Critical, creative thinker and problem solver
Strong influencing skills, with the ability to work effectively across multiple functions, levels, and locations
Green Belt Certification OR Lean process experience
Effective at managing multiple priorities in a diverse environment

Senior Analyst Regulatory Reporting Resume Examples & Samples

Own collection of regulatory reporting data within focused area of Regulatory Reporting
Perform detailed validation work on the data collected and address or escalating further any unexpected results or inconsistencies in data
Summarize results of analysis and verifications to the Regulatory Reporting leader and report manager, occasionally interface with headquarters Regulatory Reporting leadership
Use interpretive and analytical skills to drive operational excellence in above areas and offer solutions to further enhance processes
At times provide direction and guidance to other team members
Minimum 4 years controllership or financial planning and analysis experience
Experience managing projects
Bachelor’s Degree in Finance or Accounting or Business Administration
Demonstrated ability to solve complex issues related to data from multiple systems/environments

Lead Analyst Regulatory Reporting Resume Examples & Samples

Timely completion of Regulatory Reporting activities within area of focus
Perform detailed validation and review of data collected
Address or escalate further any unexpected results or inconsistencies in data
Perform consolidation, detailed analysis of Regulatory Reporting data utilizing provided tools
Communicate results to GECC HQ team/ manager and provide visibility into details of underlying work including variance analysis
Collaborate with business finance, risk and IT teams
Apply solid knowledge of Finance concepts, accounting processes and principles to Regulatory Reporting
Bachelor's Degree in Finance or Accounting or Business Administration
Accounting/ financial analysis/audit experience

Senior Analyst Regulatory Reporting Bangalore Resume Examples & Samples

Qualified CA’s ( or CPA’s) with 1-3 years financial services experience
Familiarity with Corporate Financial Architecture (SAP, GLS, Finance Reference Data, ICE, Merit, Hyperion, CDGL, P&F), plus
Bachelors degree or relevant experience

Senior Analyst Regulatory Reporting & Analytics GT Resume Examples & Samples

Responsible for enhancing and automating processes and deliverables related to the weekly and monthly liquidity reporting
This position requires the candidate to be the trusted advisor for regulatory reporting initiatives. Solid knowledge of relational databases also required
Drive simplification by engaging in detailed technical conversations for system integration, data modeling, and project level architecture
Coordinating the resolution of issues that may arise (either unit-specific or product-specific) during the data collection process as well as the documentation of such issues, including how they were resolved. Implement, review, and ensure procedural automation to minimize manual intervention and errors
Actively participate in the enhancement of the Unit's role and responsibilities
Advanced programming skills with a strong working knowledge of VBA, SQL, SAS, C++, SharePoint, Excel and Access
Ideally this person has strong knowledge of wholesale banking sector products
Proven self-starter who can identify possible work areas, assess the need and deliver a solution
Benificial to have a working knowledge of the Bank's various source systems, including K2, Anvil, ADP, Wall Street, MMI, ACBS, OLL, and CAMRA

Financial Analyst, Regulatory Reporting Resume Examples & Samples

Client and Relationship Management
Risk Management and Control
Change and Innovation

Data Analyst, Regulatory Reporting Resume Examples & Samples

50 %: Data Analysis and Report Production
20 %: Special Projects
Prefer 2+ years of experience in areas such as risk/portfolio management and analysis, finance/accounting, information systems, real estate industry (sales, appraisal services, etc.), retail/commercial lending

IT Business Analyst Regulatory Reporting Resume Examples & Samples

Provides support for application development teams including documenting business processes
Financial Services experience highly preferred
Experience working with Microsoft Team Foundation Server (TFS)
Experience writing SQL queries
Scrum Master knowledge would be helpful

Business Analyst Regulatory Reporting Exception Management Resume Examples & Samples

Analysis and investigate NACK (Not-Acknowledged) messages received from the Depository Trust & Clearing Corporation (DTCC) and replay positions as appropriate, ensuring complete reporting to the regulator
Perform analysis, if necessary in conjunction with IT and Project Team, to identify cause of and resolve issues
Understand items falling out of Transaction reporting (MiFID) Exception Management process, resolve issues and resubmit for reporting
Complete control checks and sampling against Transaction reporting (MiFID)
Train new team members

Data Analyst / Regulatory Reporting Auditor Resume Examples & Samples

Coordinates with the IT Trade Reporting Manager to implement key initiatives, strategic transformation programs and reporting project work for the company
Identifies, defines and translates Regulatory Reporting rules into detailed control processes and audit procedures
Analyzes regulatory inquiries related to trade, transaction or position data
Develop recommendations for process control improvements
Assists IT SCRUM teams with business related questions and regulation interpretation

Business Analyst, Regulatory Reporting Resume Examples & Samples

Review requirements and documentations in transaction / regulatory / financial reporting from different regulators
Define project scope, identify functional areas / stakeholders impacted by the project and provide input into the project planning process
Liaise with Legal, Front office, Compliance, Operations and Technology to define and drive changes across system and operational process to ensure timely & effective compliance
Document requirements, technology functional specifications , change to business processes, test plans, new business / product approvals and other project outputs
Attend industry wide relevant regulatory forums (DTCC, HKMA etc) to ensure detailed understanding of regulatory projects
Effective assessment and of regulatory change requirements on the current and planned business activities
Proactive communicationof upcoming regulatory impact across varied set of stakeholders
Coordinate User AcceptanceTest cycles with the project managers and be involved in early acceptance testing of regulatory and related process changes
Drive RTB changes in Business Process or Technology to fix/remediate regulatory reporting issues and improve business regulatory standards
Maintain effective working relationships with legal, technology business and operational areas
5+ years relevant experience in the delivery of Front Office, Operations, Regulatory or Risk Management projects within an equities / capital markets business
Strong knowledge of equity and derivatives products
Experience in transaction / regulatory / financial reporting from investment banking environment ideally across OTC Reform across varied regulators e..g ASIC/CFTC/SEC/HKMA
Ability to grasp new concepts quickly and take a proactive approach to building knowledge both in relation to the business and systems landscape
Excellent English writing and oral communication skills, and be able to effectively tailor communications to a diverse range of business and technical stakeholder groups
Strong analytic skills and ability to quickly learn new products and systems. Can thrive in a challenging constantly changing environment

Business Analyst, Regulatory Reporting Resume Examples & Samples

Ensure on-time quality delivery of projects and activities assigned
Liaise with cross-functional teams (business groups, IT and PMO organizations) in New York, New Jersey, California, Montreal, Mumbai, London and Paris
Ability to read and interpret regulatory’s instructions and requirements
Ability to understand complex financial products and system architectures, including accounting business processes including financial and management reporting (e.g. IFRS and US GAAP), month-end closing process, regulatory reporting, entity consolidations and multi-currency accounting
Regulatory Reporting knowledge strongly preferred

Financial Analyst Regulatory Reporting Resume Examples & Samples

Responsible for reviewing monthly RWA results, identifying key issues highlighted through variances on monthly trends, prioritizing material issues and directing operations units to investigate and resolve root causes while facilitating the appropriate escalation process and ensuring that corrective action is established and tracked on a periodic basis
Work with the Institutional Client Group (ICG) Finance and Risk partners to identify, prioritize and implement initiatives to optimize and improve organization’s overall risk weighted assets. This will require an understanding of finance and accounting, as well as key product dynamics including the impact of collateral, risk ratings and other drivers for Basel's RWA calculation
Support the delivery of identified projects/initiatives which have been highlighted by the business as key deliverables for Basel 3. This will require coordination with ICG Finance/Risk and Technology partners
Prepare and present senior management metrics highlighting key issues and remediation status, progress on strategic initiatives, as well as, other key items requiring Senior Management escalation and sponsorship. Implement and execute operational procedures, ensuring key controls are in consistently executed, continuously reviewed and optimized for this fluid Basel reporting/regulatory environment
Represent the organization with external parties including auditors and regulators
Bachelor's and/or Master's degree in Finance, Accounting or related degree
5+ years of related Finance experience
Knowledge and exposure to Wholesale and Securitization products, as well as, related Basel reporting requirements will be an advantage
Relevant experience on Basel Regulatory (FFIEC) Reporting is preferred
Exposure to Citi proprietary Finance and Risk reporting data flows and franchise systems (Smart, FRS, Pearl, Optima) is highly preferred
Project Management skills and exposure to IT systems development lifecycle is an advantage
Ability to multi-task under strict deadlines demonstrating independent leadership skills

Business Analyst Regulatory Reporting Resume Examples & Samples

Define and document business processes and projects
Consult with business departments to identify requirements and document
Define project scope and objectives
Model business processes (current and future)
Escalate issues to the Project Manager as appropriate
Participate in prototyping solutions to provide the business unit a preliminary evaluation of requirements
2+ years business analyst experience
2+ years of experience with SQL or other business intelligence tools
1+ years of experience with MS Access
Intermediate or greater level of proficiency with MS Excel
Certified Business Analyst
Systems Analyst experience
Healthcare claims experience
Data Warehouse experience
Advanced level of proficiency with MS Access
Working knowledge of compliance with state audit and data requests
Ability to provide explanations and interpretations within area of expertise

Financial Analyst, Regulatory Reporting Resume Examples & Samples

Excellent analytical background and skill set to understand complex processes (Basel processes), including system data flows
Able to work with large volumes of data from different sources
Willingness to work flexible hours or on an Citi Work Strategies (CWS) environment
Previous exposure to CCAR, PPNR, Basel or Country Risk
Previous banking products experience or exposure
Proficiency in MS Excel, Word, PowerPoint (Access preferred)
Strong organizational and planning skills to manage a large number of requests
Ability to work independently and take ownership of various parts of a project or initiative
Forward looking with ability to mitigate and overcome any challenging roadblocks. Must have “can do” attitude
Strong relationship and teamwork skills with hands –on approach

Analyst, Regulatory Reporting Resume Examples & Samples

Maintain internal control framework for the Regulatory Reporting group
Work with team to understand the information inputs and the reporting process
Maintain process flowcharts and control points, liaison with SOX/FDICIA control team
Ensure all control requirements are being completed on a timely basis including key spreadsheet controls, procedure updates, reporting attestations, etc
Coordinate business continuity plan with Information Technology group
Assist in regulatory reporting examinations by the Fed, internal audit and PWC
Maintain current procedures documentation for all key activities within the regulatory reporting area
Ensure compliance with and completeness of policies and procedures, including Sarbox documentation requirements
3-4 years relevant accounting experience; good understanding of US GAAP
Strong accounting and/or internal control (SOX) knowledge
Regulatory reporting experience is beneficial, including experience with FR Y9C, Call Report, etc
Detail oriented; proactive in follow-up and maintaining a documented process
Ability to work with and influence people across a matrix organization
Excellent Microsoft Excel knowledge required
CPA or equivalent preferred
Experience in PeopleSoft/Hyperion a plus

Project Analyst, Regulatory Reporting, AVP Resume Examples & Samples

Responsible for reviewing monthly RWA results and compare current process output to the new platform output, identifying key issues highlighted through variances on monthly trends, prioritizing material issues and directing operations units to investigate and resolve root causes while facilitating the appropriate escalation process and ensuring that corrective action is established and tracked on a periodic basis
Support the delivery of identified projects/initiatives which have been highlighted by the business as key deliverables for Basel 3. This will require coordination with Finance/Risk and Technology partners
Prepare and present senior management metrics highlighting key issues and remediation status, project status/progress on strategic initiatives, as well as, other key items requiring Senior Management escalation and sponsorship. Implement and execute operational procedures for the new reporting process
Bachelor's Degree in Finance, Accounting or equivalent in experience
Masters Degree in related field preferred
5+ years of Business experience required
Experience managing a large scale project
Data Analytics experience required
Proficient PowerPoint skills
Knowledge and exposure to Wholesale Banking and Securitization products, as well as, related Basel reporting requirements will be an advantage

Analyst, Regulatory Reporting Resume Examples & Samples

Deliver high quality service to customers by accurate, timely completion of all assigned tasks (which may be parts of larger processes) and requests for information
Ensure the new launches/terminations are updated in the templates prior to reporting cycle
Compile and validate the fund data from various teams
Ensure the data is as per AIFMD standards
Ensure client specific procedures are followed while preparing the reports
Prepare final AIF & AIFM reports for submission
Perform tasks under supervision of defined processes or procedures and check for errors
Seek to learn quickly and continually improve service offered
Assist other colleagues as appropriate
Act as effective team member within the unit and with other units by imparting knowledge as appropriate
Acquire and keep up-to-date knowledge of processes/procedures related to Regulatory Reporting Process/Complete work as requested by line manager or management team
Identify and communicate discrepancies/issues and escalate to the appropriate team for resolution
Work independently, complete assigned tasks in the established timeframe, completes regular assignments without reminders or additional requests Work productively and professionally
Demonstrate ways to improve processes and productivity
Participate in team meetings and activities and promote a positive team spirit and environment
Build professional relationships with colleagues and other teams (including but not limited to; Shareholder Services, Fund Accounting and Internal Audit and Control)
0-1 year of experience in preparation of financial statements, regulatory reports, client and board reports of a Hedge Fund, Mutual Fund or financial institution (for experienced candidates)

Senior Analyst, Regulatory Reporting Resume Examples & Samples

Deliver high quality service to clients (internal & external) through accurate, timely completion of all assigned tasks and requests for information
Ensure the annual financial reports for assigned portfolios matches the Liquidity Analysis for all the Money Market and Investment funds reported
Analyse and review of expenses incurred for the funds
Review of the Monthly NAV reports
Analyse transactions, cash flow, P&L, Balance Sheet in the Money Market and Investment Funds Return & Monthly Money Market Fund Return Submission files and ensure the beta checker exceptions are resolved
Prepare Non-Irish Authorised funds returns
Issue Reports accurately and within defined timeframes
Follow defined procedures and processes to analyze and reconcile electronic data on a daily basis
Acquire and keep up-to-date knowledge of processes/procedures related to Regulatory Reporting
Work productively and professionally. Demonstrate ways to improve processes and productivity
Participate in team meetings and activities and promotes a positive team spirit and environment
Take ownership of issues through to appropriate resolution or escalation
Knowledge of financial / capital markets (e.g., Good understanding of financial instruments, operation of capital markets, lifecycle of trade, valuations etc.)
Excellent desktop, IT and systems skills. Knowledge of Microsoft Office (especially MS Excel and Word) is essential
2 - 4 years of experience in preparation of financial statements, regulatory reports, client and board reports of a Hedge Fund, Mutual Fund or financial institution
Background in regulatory / statutory reporting will be preferred
Minimum of 18 months experience in the process area

Analyst, Regulatory Reporting Resume Examples & Samples

Due to the cyclical nature of the activities, it is anticipated that there will be peak periods of work and the job holder may be required to undertake additional working hours to ensure tasks are completed to the appropriate deadlines
Compile and validate the fund data from various teams. Ensure the data is as per standards
Prepare final reports for submission
Assist other colleagues as appropriate. Act as effective team member within the unit and with other units by imparting knowledge as appropriate
Process/Complete work as requested by line manager or management team
Work independently, complete assigned tasks in the established timeframe, completes regular assignments without reminders or additional requests
Knowledge of accounting concepts, financial instruments and products acquired through studies
Strong MS Word and Excel skills
Understanding of regulatory / statutory reporting (preferred)
Knowledge of related systems: Bloomberg, Reuters (preferred)

Analyst Regulatory Reporting Resume Examples & Samples

To effectively and efficiently complete the Control related tasks and Finance to Risk Reconciliations
To understand various functions performed by CRIS Chennai and help enhance the control environment
Effectively investigate raise and close Control Breaches
Data, Control Framework &governance

Senior Analyst, Regulatory Reporting Resume Examples & Samples

Provide on going monitoring of our risk metrics to the DQ WGs,
Monthly Pack creation of KPIs for: Wholesale Credit Risk, Retail Credit Risk ,Operational Risk, Market Risk and Enterprise Wide Risk
Undertake analysis and Provide detailed commentary for any KPI outside of tolerance
To understand the underlying cause of the movement
Develop actions plans required to bring the KPI within tolerance
Recommend any formal Root Cause Analysis or Remediation projects
Prioritise and track any rule changes recommended
Gather information from a diverse range of stakeholders and from subject matter experts on specific data topics / issues and business outcomes
Support CDO with data modelling and data lineage activities for Risk KDEs
Help agreement of business definitions for Key Data Elements
Design DQ metrics for Key Data elements and build business rules and data profiling requirements
Review DQ metrics, investigate/explain results and recommend data remediation activities
Collaborate closely with the CDO Data Management Programme and other stakeholders across Risk and other functions and divisions across RBS
Attend meetings/workshops between the programme team and representatives from other business areas as appropriate and provide updates and feedback to management and governance bodies
Prepare analysis and validation of findings into presentation format suitable for executive audience/data governance
Finance post graduate, B.Tech, CA, MBA 3 to 5 years of business and data analysis experience in a financial services/banking environment
Experience in a business change environment and an understanding of business analysis/project management methodology and it’s practical application
Data quality management experience
Previous experience in Basel II, regulatory reporting, credit risk and market risk
Prior experience of working in a globally distributed team in a leading bank
SAS or equivalent SQL based systems experience
Strong data interrogation and analytical skills