Risk Policy Manager Job Description

Risk Policy Manager Job Description

167 votes for Risk Policy Manager
Risk policy manager provides data-driven risk insights along our risk taxonomy such as fraud risk our key risk categories (Insurance risk, financial risks and operational risk).

Risk Policy Manager Duties & Responsibilities

To write an effective risk policy manager job description, begin by listing detailed duties, responsibilities and expectations. We have included risk policy manager job description templates that you can modify and use.

Sample responsibilities for this position include:

Forms including file reviews, exception reviews, side-by-side process walkthroughs, call listening, Risk management portfolio reviews
Manage initiatives designed to improve the enterprise risk management framework throughout the community helping to embed a culture of improved risk decision making and accountability
Develop, lead and maintain a centre of expertise within 1st line risk management
Provide guidance for policy development in relation to credit risk as it relates to trading/derivative products
Communicate market and trading credit risk policies (Standing Orders) effectively and responsively
Assist with the design and maintenance of an effective policy papers review, approval and communication process, including submission standards, committee mandate, approval management and the flow of policy papers through the Capital Markets Risk Committee
Provide senior level support with Capital Markets Risk Committee’s key initiatives, as required
Ensure all GECC and Regulatory risk policy requirements are met
Work with Risk Functional Owners to ensure all policies / procedures meet GECC requirements
Draft policies as required, engaging key stakeholders across GECC, GEC International and HQ and SBU

Risk Policy Manager Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Risk Policy Manager

List any licenses or certifications required by the position: PMP, CAMS, RSA, CISM, CISA, CISSP

Education for Risk Policy Manager

Typically a job would require a certain level of education.

Employers hiring for the risk policy manager job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Finance, Economics, Mathematics, Statistics, Engineering, Graduate, Business, MBA, Accounting, Management

Skills for Risk Policy Manager

Desired skills for risk policy manager include:

Financial services and banking and regulatory and operational risk
Payments/e- commerce
Prudential rules is not essential
Risk enforcement work
Risk governance best practices
Risk management
Risk policy development
Small Business processes

Desired experience for risk policy manager includes:

Oversee risk policy assessment and exception status identification / monitoring / resolution
Ensure PRM control standards are aligned to appropriate external standards and key privacy / safeguarding legislation/regulation
Experience with the Governance, Risk, and Compliance (GRC) Issue Management and Compliance Control reporting system
Consistent, demonstrated ability for applying critical thinking and sound judgment
Coordinate cross-functional policy working groups
Collaborate with business and functional units affected by ESRM policies to ensure effective communication, training and implementation of policies

Risk Policy Manager Examples


Risk Policy Manager Job Description

Job Description Example
Our company is growing rapidly and is looking to fill the role of risk policy manager. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for risk policy manager
  • Executing strategic alignment of cross-enterprise risk management routines
  • Develop innovative solutions to regulatory, risk management, and policy challenges facing CME and the markets it clears
  • Support the Executive Director, Risk Management Policy and the Government Relations team in managing relationships with regulatory bodies as they define CME's link to the financial system and importance in preserving financial stability
  • Serve as an in-house advisor to CME staff and clearing house senior management regarding risk management policies, regulatory regimes and cross border regulatory issues and agreements
  • Develop training programs which support implementation of ESRM policies
  • Develop and maintain market, trading credit and/or liquidity risk policies ensuring alignment with business strategies and risk appetite
  • Communicate market, trading credit and liquidity risk policies effectively and responsively
  • Provide senior level support with Market and Trading Credit Risk’s key initiatives, as required
  • Manage competing prioritizes for new policies and updates to existing policies with the need to maintain a portfolio of up to date policies
  • Develop corresponding communication requirements for new and updated policy documents and work with communication partners in developing communication plans
Qualifications for risk policy manager
  • Policy research, analysis, and development experience
  • Collaborative nature and demonstrated ability to build relationships
  • Ability to manage multiple stakeholders, priorities and projects
  • OExcellent Communication (written and oral) and Interpersonal Skills
  • OStrong analytical skills
  • ODecision Making capabilities

Risk Policy Manager Job Description

Job Description Example
Our innovative and growing company is hiring for a risk policy manager. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for risk policy manager
  • Work with the NULAW process to ensure that credit policies are compliant with any new laws or regulations
  • Engage with CRM and LOB leadership to ensure that policy remains in sync with the ever-changing credit environment, along with maintaining a dialogue with other stakeholders, such as Compliance and Regulatory Relations
  • Manage the end-to-end process of policy management (updates, renewals, new documents, ), including content proposals, vetting process, approvals, communications, and training
  • Ensure regulatory requirements are met for existing and new products by understanding product attributes to generate action
  • Leverage technology to manage and enhance compliance processes
  • Communicate the business impact of changes to policies and standards
  • Establishes policy governance, management and administration approaches
  • Initiates effort to reduce policy burden on enterprise
  • Select, implement a centralized policy management application
  • Provides shared service and coordinate policy development / updates with other key risk subject matter experts
Qualifications for risk policy manager
  • Degree in science or business
  • Ability to interface effectively at the highest level in the organization and to interact with an open and engaging style with regulators, external auditors, and industry representatives
  • Excellent attention to detail with a proven decision making ability
  • Strong ability to plan and organise own workload and those of others utilising proven management skills as evidenced by track record of delivering results on time and to a high degree of accuracy
  • This role operates within a normal business environment with no degree of discomfort or risk to safety with frequent opportunity to move about
  • Knowledge of service delivery, service level agreements

Risk Policy Manager Job Description

Job Description Example
Our growing company is looking to fill the role of risk policy manager. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for risk policy manager
  • Continuously plans, monitors, and reviews risk management and performs regular checking and/or surveillance to ensure that risk treatment is effective
  • Develops and approves policies and procedures on prospective products and ensures that documentation criteria are in accordance with internal standards external regulatory and legal requirements
  • Leading Kempe’s evaluation of technical accounting matters, including those related to complex transactions, emerging areas, and adoption of new accounting standards
  • Assist in the external reporting process, including the 10-Q/10-K preparation/review and execution of monthly/quarterly controls
  • Serving as a key resource for special projects with the ability to both lead provide meaningful contributions
  • Establish, implement and manage risk policy and control frameworks, ensuring that minimum standards, ownership and operation are clearly documented and communicated across the Group
  • Manage a governance structure to monitor, challenge and test business compliance with risk policies and control frameworks
  • Escalate through appropriate governance structures where non-compliance has the potential to breach risk appetite limits
  • Design and operate a MI and reporting mechanism to demonstrate governance of policy and control frameworks, awareness of compliance against risk appetite and reporting in support of 1st line governance and the Operational Risk Committee
  • Provide training, advice, support and guidance on all aspects of the risk category, policies and controls for the business
Qualifications for risk policy manager
  • Strong knowledge and experience in market, trading credit and/or liquidity risk related activities, as evidenced by a minimum of 10 years related work experience
  • Excellent written and oral communication skills, and attention to details
  • Familiarity with the documentation of financial markets products (eg., derivatives and securities financing transactions)
  • Strategic Influencing- Ability to develop and maintains a network of relationships with key influencers and when required assembles ‘behind the scenes’ support
  • Good balance between process and content knowledge.The candidate must be skilled at translating a variety of reporting data into management insights that would potentially inform/support not only liquidity, but also other management decisions/initiatives
  • Thorough knowledge and understanding of OFAC, Sanctions, BSA/AML, and USA PATRIOT Act along with knowledge of regulatory trends

Risk Policy Manager Job Description

Job Description Example
Our company is growing rapidly and is looking to fill the role of risk policy manager. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for risk policy manager
  • Maintain comprehensive credit policy inventory and facilitate timely periodic review/approval of credit policies
  • Provide timely and effective communication of policy changes
  • Monitor and communicate new regulatory issues/guidance impacting credit policy, analyze impact, interpret and implement into policy
  • Serve as subject matter expert on policy issues
  • Develop/enhance policy metrics and reporting to ensure timely and effective communication/escalation of policy issues
  • Drafting, maintaining, and enhancing International Services policies and procedures
  • Managing the change management process for policy and procedure updates by coordinating with key business partners and stakeholders across the enterprise
  • Leading and supporting projects to implement regulatory and risk initiatives related to international clients through engagement with multiple corporate oversight groups including Legal, Compliance, Financial Crimes Compliance, Corporate Risk, and Supervision & Controls
  • Supporting audit and external regulatory engagement, including internal audit, Fed audit support, and GDPR compliance
  • Facilitating line-of-business risk and policy management routines, including assembling agendas and facilitating meetings
Qualifications for risk policy manager
  • At least 2 years of experience writing business documents
  • At least 1 year of experience interacting with AND writing documents for senior leaders
  • 2 years of experience in policy compliance or 2 years of experience working in a business risk office
  • 2 years of experience working with credit risk policies
  • 4 years within Consumer Credit Area paticularly policy / analytics
  • S1 degree from reputable University

Risk Policy Manager Job Description

Job Description Example
Our innovative and growing company is looking to fill the role of risk policy manager. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for risk policy manager
  • Supporting governance and policy alignment of foreign registered broker-dealers in the UK, Hong Kong, Singapore, and Australia
  • Participating in coordination of the International Risk & Control Self-Assessment and risk assessments of the international business and international affiliates
  • Maintaining a keen understanding and awareness of the international business model, product offerings, regulatory environment, and policy infrastructure
  • Lead the team to ensure delivery of high quality results for high priority and time sensitive projects
  • Excellent communication skills that enable you to work closely with internal and external stakeholders and influence at Senior Management level
  • Subject Matter Expertise in Controls Assurance with the ability to identify and highlight control weaknesses and potential threats to Senior Management in the design and operation of key / critical controls
  • Significant experience and knowledge in areas supported by the wider Governance and Control team, including Payments, Third Party Management, NBS Product & Propositions and Membership Propositions
  • Have experience of advising business areas and stakeholders on control issues within your current or recent previous roles, both at a local and senior strategic level
  • A good understanding of control frameworks, international control standards
  • A blend of technical risk expertise and business acumen and be to understand the full risk and controls landscape and anticipate the changes within technology and financial services
Qualifications for risk policy manager
  • Posses excellent english
  • Technical Expertise, creative approach to system and process solutions
  • Bachelor’s degree (BA/BS), preferably in chemistry, material science, mathematics or other related field
  • Experience reviewing or delivering complex, global, multi-year engagements in transforming environments, delivering business value at an executive level
  • Deep understanding of professional services organizations, markets, industries, business, customers, and technology
  • 8+ years of public accounting and/or relevant industry experience

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