Global Markets Operations Job Description

Global Markets Operations Job Description

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Global markets operations provides change leadership by pro-actively identifying opportunities and drive enhancement to the operational risk oversight practice; Provide insight to support the enhancement of the Bank's operational risk management framework tools, methodologies and program.

Global Markets Operations Duties & Responsibilities

To write an effective global markets operations job description, begin by listing detailed duties, responsibilities and expectations. We have included global markets operations job description templates that you can modify and use.

Sample responsibilities for this position include:

Assessing appropriateness of the design of quantitative models/methodology for valuation, market risk, credit risk measurement and other related issues, and evaluating the effectiveness of controls for managing related model risks
Providing quantitative support to various audits on the Bank’s trading and treasury activities
In addition, work with other auditors in the operations and systems areas in order to perform full business line reviews, as directed by Managers/Director SC/GT Risk Management Audit
Update current procedures and policies under the continuous improvement scope, for the NY Office
Identify, coordinate and implement new improvements in terms of processes with C&IB management
Support C&IB Model implementation through the different areas (operations, IT, business, compliance, legal, etc)
You will have participated in various process/productivity improvement initiatives and new products/system implementations
Last but not least, you will also effectively liaise with business partners and support groups within and outside the country as and when required, for the smooth execution of transactions
Working with auditors in the Operations, Systems and Risk Management areas in order to perform full business line reviews, as directed by Managers/Director GBM/GT Audit
Working on SOX assignments

Global Markets Operations Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Global Markets Operations

List any licenses or certifications required by the position: CAMS

Education for Global Markets Operations

Typically a job would require a certain level of education.

Employers hiring for the global markets operations job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Business, Finance, Economics, Mathematics, Management, Engineering, Accounting, Communication, Technology, Financial Services

Skills for Global Markets Operations

Desired skills for global markets operations include:

Global Markets Operations core FX systems
FX and MM settlement practices
Operational risk management and administrative organization
Business function and /
Management consulting
Operational risk management
Financial and operational risk together with frameworks
Products and processes related to the financial services industry would be an advantage
Tools and methods to pro-actively manage risk
Access and other Microsoft applications

Desired experience for global markets operations includes:

Available to travel within the different location within USA, C&IB premises
Change and organizational skills (such as training, communication on procedures, etc)
Understanding of the current regulatory and legal framework, including internal control main functions (SOX, Operational Risk, etc)
Advanced skills on Excel spreadsheets, Power Point presentations, Word, Outlook, Acrobat
English proficiency- mother tongue is required
Series 7 / 99, or commitment to get it will be appreciated

Global Markets Operations Examples

1

Global Markets Operations Job Description

Job Description Example
Our company is searching for experienced candidates for the position of global markets operations. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for global markets operations
  • Assist staff and managers with keeping incident logs and statistics updated for Sr
  • You will be required to handle day-to-day activities in the MM, FX and derivatives back office, which includes accurate trade capture, validation, counterparty confirmation, settlements, tracking and monitoring, exception reporting
  • You will participate in various process/productivity improvement initiatives and new products/system implementations
  • Drives the implementation of innovative business change solutions, including Product and Division-wide initiatives
  • Oversight of the control environment and monitoring of Key Risk Indicators, in partnership with the offshore teams in order to provide the Business with an effective and efficient support model
  • Collate and review MIS and present back to the Business, regional and product manager
  • Minimum of 5 years Equity Derivatives product experience, specific to the Middle Office/Operations function
  • Accountable for delivery
  • Able to influence change across reporting lines and functions
  • Able to work in virtual teams and matrixed organizations
Qualifications for global markets operations
  • You need to have strong understanding of accounting principles and effective communication and team working skills
  • Job requires the Series 99 (Operations Professional) or other qualified license as outlined by FINRA, and performs covered functions on behalf of a broker/dealer
  • Manages a team or multiple teams in a global markets operations support function in product areas
  • Manages operations regulatory compliance functions that typically have a high level of regulatory risk, monetary exposure and loss potential due to transaction size and daily production windows, which can impact client relationships
  • Manages daily activities ensuring adherence to deadlines and quality assurance standards and adherence to procedures and regulatory requirements
  • Requires full working knowledge of global markets operations functions and specific products/services managed across multiple legal entities
2

Global Markets Operations Job Description

Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of global markets operations. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for global markets operations
  • Management and co-ordination of complex client requests including fund restructures, launches and transitions
  • Project management for new client on-boardings for account openings, market and tax documentation
  • Product maintenance for new accounts relating to client facing technology entitlements
  • Management of business driven programs to support regulatory, product and business change
  • Strong oversight over regulatory requirements to ensure compliance
  • Able to be an agent for change across the organization
  • Strong working knowledge of industry standard derivative agreements (ISDAs, MCAs, CSAs, ) and terms contained within
  • Creation and dissemination of daily, weekly, and monthly reporting
  • Moderate to high level of direct client interaction
  • Strong understanding of the different trade channels (cleared vs
Qualifications for global markets operations
  • Ability to prioritize daily exchange & CFTC reporting queries and effectively providing prompt & concise corrections to issues, investigation summary
  • Reconciliation of Ledger accounts to ensure correct entries posted by the system
  • 2 years+ relevant experience on Bonds & Repo trade processing support / settlement preferred
  • Coordinate settlement requests from clients for netting, split payments
  • Minimum 1 year experience in operational control/ capital markets operation/ project management / internal control or audit will be considered
  • Fresh graduate with internships experience may also be considered
3

Global Markets Operations Job Description

Job Description Example
Our company is looking for a global markets operations. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for global markets operations
  • To supervise portfolio reconciliation and collateral dispute in line with company policy
  • To assist peers for the issues and queries related to day to day work by communicating with other relevant departments including Business, Risk, Legal, Middle office and Back office in Tokyo and other locations
  • To communicate with external clients in good manners
  • Other Ad-hoc projects/assignments
  • To contribute to collateral management team in sharing your knowledge and skills with other members
  • Operations are an integral part of the control framework including for AML/FS topics
  • Responsible to processing of Bonds, Paper, Repo, Reverse Repo, Structured products for APAC markets
  • Responsible to processing of Agency Function particular on Certificate Deposit/Investment Issuance and Paying Agent activities
  • Monitoring and investigating irregularly item on account balance or account entries
  • Checking and validating accounting adjustment
Qualifications for global markets operations
  • Supervising her/his subordinates closely and giving guidelines
  • Ensuring all confirmation sent out to clients in line with the standard
  • Review items in Order Account and Suspense Account and ensure no irregular items
  • Assist team head to reviewing the daily workflow and control
  • Process and review internal and external system enhancement and development which impact Bond team daily processing
  • Answering enquiry from counterparties, front office and local back office
4

Global Markets Operations Job Description

Job Description Example
Our company is growing rapidly and is hiring for a global markets operations. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for global markets operations
  • To issue and monitor margin calls in accordance with the terms of collateral agreements for OTC
  • To answer incoming collateral calls sent by clients comparing them to BNP’s calculation
  • To verify that all manual adjustments are captured prior to margin call processing
  • To input collateral movement into the Bank’s Collateral System (Algo)
  • To perform portfolio reconciliation and investigate and report collateral dispute
  • To handle issues and queries related to day to day work by communicating with other relevant internal departments including Business, Risk, Legal, Middle office and Back office
  • To perform daily control (Security coupon payment, collateral dispute ) for APAC (including Japan) agreements
  • Booking (when it is not STP) of all operations instructed by the client and follow up of the trades (reconciliation, CoA, secondary event, .)
  • Answering and resolving Trader’s queries in timely and efficient manner
  • Fully contribute to daily production tasks
Qualifications for global markets operations
  • Ensure that risk assessment / mappings and control plans are regularly reviewed and updated for Global Market Operations
  • Ensure that L2 controls are regularly conducted as per the prescribed frequency
  • Ensure that control results are timely and accurately reported in control tool (Orus etc) and in any relevant OPC governance committee
  • Conduct regular "Know your controls" sessions for Global Market Operations
  • Ensure that there is no overdue recommendation / finding from IG and/or from any other external / internal control instance
  • CFA/FRM candidates is an advantage
5

Global Markets Operations Job Description

Job Description Example
Our growing company is looking to fill the role of global markets operations. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for global markets operations
  • Ensure relationships are established and managed with support and business partners (operations, technology, support, business, finance, compliance, legal)
  • In charge of supervising the team
  • Training and development of staff, providing direct feedback / coaching using the skills matrix
  • Ensure the team is aligned with internal policies & comply with all compliance and regulatory requirements
  • In charge of monitoring new business initiatives and/or contribute to them
  • Handle the issues and queries relating to the day to day work, communicating with other relevant departments incl
  • Escalate issues as required and appropriate
  • Effective communication with external clients
  • Collaborating with the manager, participate in projects that further improve on current procedures
  • Reconcile monthly RCM and VRC MAP and Reserves during EOM process
Qualifications for global markets operations
  • Experience as a manager is a must
  • Solid PC Skills (MS Office, the ability to program in VBA will be an advantage)
  • Good English communication skills (written & spoken)
  • The successful candidate will also ideally be able to speak Japanese
  • Above 2 Years working experience in related banking and finance fields
  • Postgraduates and professional qualifications preferred

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