Control Advisor Job Description

Control Advisor Job Description

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Control advisor provides close oversight of network conditions and uses ability to diagnose problems by troubleshooting effectively with tools.

Control Advisor Duties & Responsibilities

To write an effective control advisor job description, begin by listing detailed duties, responsibilities and expectations. We have included control advisor job description templates that you can modify and use.

Sample responsibilities for this position include:

Identify meaningful issues from audit fieldwork
Work closely with auditees to achieve timely progress on agreed action plans
Build advisory relationships with middle managers outside the context of the internal audit department’s routine audits
Take ownership for identifying risk, such as credit, market, liquidity, operational, legal, compliance, technology, and systemic, within his or her assigned area of responsibility
Adhere to departmental risk policies, procedures and best practices
Identify opportunities for improving existing processes or creating new ones that more effectively anticipate, manage and reduce risk
Maintain awareness of regulatory issues and comply with regulatory requirements
Comply with corporate initiatives, such as the New Initiatives Process (NIC), Management Self Identification of Audit Issues, Management Control Awareness & Responsiveness (MCAR), Operational Risk & Control Self Assessments (RCSA)
Demonstrate the behaviors of and build competency with creating a risk management mindset
Consistently demonstrate an ability to complete risk-focused fieldwork on time and on budget, notifying the audit manager promptly of any possible impediments to success or when budgets might be exceeded

Control Advisor Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Control Advisor

List any licenses or certifications required by the position: CISA, CIA, CFE, CGSS, CAMS, CRCM, CCSA, CPA, CISM, CRMA

Education for Control Advisor

Typically a job would require a certain level of education.

Employers hiring for the control advisor job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Education, Computer Science, Information Systems, Finance, Accounting, Business, Management, Engineering, Information Technology, Health

Skills for Control Advisor

Desired skills for control advisor include:

Ability to create
Ability to effectively navigate formal and informal communication and decision-making channels
Ability to employ internal controls and to enhance business strategies for the purpose of detecting
Ability to leverage that information in creating customized customer solutions
Ability to use tools
Anticipating
Approaches
Assess
Benefits
Best practices to identify

Desired experience for control advisor includes:

Fully resolve review notes and apply learning from those review notes to future projects
Lead projects from time to time as experience grows
Demonstrate a strong knowledge of the internal audit department’s policies and procedures—particularly work paper documentation standards
Build advisory relationships with middle managers outside the context of IAD’s routine audits
Take ownership for identifying risk, such as market, credit, liquidity, quantitative, operational, legal, compliance, technology, and systemic, within his or her assigned area of responsibility
Identify opportunities for improving existing processes or creating new ones that more effectively anticipate, manage and reduce risk to DTCC and its participants

Control Advisor Examples

1

Control Advisor Job Description

Job Description Example
Our company is looking for a control advisor. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for control advisor
  • Provide input on new strategic directions related to security and privacy control objectives security architecture
  • Ensure compliant submission of import declarations via instructions to Agent-Filer, including management of customer expectations through collaboration, complete record keeping packages, and management of licensing requirements
  • Manages the relationship with peer in IT and business for system(s) supported
  • Leads and coordinates all testing within a system area
  • Plays a leadership role in the design, development, and implementation of testing components
  • Defines appropriate testing methods to employ to assure developed product conforms to requirements and design
  • Reviews/Approves all project related test assets for completeness and quality
  • Ensures all applicable SDLC and testing processes are followed
  • Manages both onshore and offshore test execution resources for project under test
  • Maintain currency with industry advances and the reasonable professional expectations for their discipline and sphere of engagement
Qualifications for control advisor
  • Experience/Understanding of enterprise computing environments, distributed applications, and a strong knowledge and understanding of TCP/IP networks to include ASA ,Palo Alto firewalls, and Cisco, Juniper, and Fortinet routers/firewalls/switches
  • Heavy experience with design and configuration of ForeScout CounterAct
  • Advanced Administrator’s level of understanding of Operating Systems (Linux, Windows, Macintosh, and UNIX)
  • Expertise in debugging and providing root-cause analysis in complex systems and large environments
  • Capable of documenting problems and solution for internal as well external customers
  • Proven ability to prioritize and organize work/case load
2

Control Advisor Job Description

Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of control advisor. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for control advisor
  • Manages the relationship with project/program stakeholders (IT and business)
  • Leads and coordinates all testing within a project/program
  • Collects testing metrics, reports status as defined in test plan with supporting data
  • Accountable for Test Data Management, collection of requirements, evaluation of available data in repositories, ID gaps, align Configuration Management and Release Management on data needs and own test data provisioning tasks
  • Effectively manage risk control reporting activities for the above business units in a primary or backup capacity
  • Identify process improvement challenges around current reporting, analysis, controls and propose solutions
  • Identify and quantify demand charge obligations for each business unit as required
  • Oversee the execution of commodity risk policies, overall Business Unit and Corporate strategies within the US business units
  • Ensures all applicable testing processes are followed in accordance with Scaled Agile Framework (SAFe) guidelines
  • Defines and leads execution of methods and processes for measuring the quality of the product and our team practices
Qualifications for control advisor
  • Excellent working knowledge of audit methodologies and standards
  • Knowledge of electronic audit workpaper software
  • Strong AML/CTF knowledge and experience in either an AML/ATF role, legal, compliance, law enforcement or regulatory background
  • Knowledge of key Fintech systems would be an advantage MANTAS, Actimize
  • Support the Internal Control SME, who is the main tag in GBS Upstream Tower in any kind of Internal Control related matters
  • Influencing and Impact – Act in a professional honest manner, and exhibit the required behaviour that should provide an example to other employees
3

Control Advisor Job Description

Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of control advisor. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for control advisor
  • Provides work direction for team members engaged in Test Data Management, Test Automation, and Quality Assurance functions
  • Participates in testing and validation during the release cycle as time permits
  • Maintains relationship and acts as liason with vendors who provide quality control and quality assurance tools and services
  • Identifies, creates, and executes the appropriate Test Assets (plans, cases, scripts, metrics) to assure the developed application conforms to requirements and design
  • Coordinates/executes testing across multiple testing phases, including SIT, UAT, and Regression
  • Leads Peer Reviews to ensure the completeness of all Test Assets created
  • Executes linkage from test plan to test scenarios and test cases
  • Assists in the creation of or creates and communicates all testing deliverable(s) (MTP, TES)
  • Identifies when test automation is appropriate
  • Coordinates, identifies, and executes test cases
Qualifications for control advisor
  • Demonstrated ability to manage testing efforts at across multiple systems
  • Experience in Agile Software Development preferred
  • Competency in modeling or manipulating data in spreadsheets and databases, particularly in Microsoft products and Openlink Endur are essential
  • Leads defect triage for smaller or medium initiatives
  • Provides consultation/mentoring to staff members and application support groups regarding quality and testing
  • Identifies and collects Test Data for test execution
4

Control Advisor Job Description

Job Description Example
Our growing company is hiring for a control advisor. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for control advisor
  • Assist in making technical installation drawings when requested
  • Develop guidelines for technical installation drawings and give training to other designers
  • Support and develop BIM/Revit for design teams globally and coordinate projects regionally
  • Make demand calculations
  • Have daily interactions with customers, architects and planners regarding layout suggestion
  • Participate in customer meetings, exhibitions, congresses and gives speeches on relevant topics develop suitable presentations to these meetings
  • Keep updated on the product portfolio, development standards and best practice
  • During vacation period & high-peak seasons, be backup for the rest of the team
  • May be required to keep records and prepare reports on sales activities
  • Acting as the Key Customer for RAS Metric related data to the AFC Risk, Controls & Analytics (R&CA) Metrics & Management Information (MI) pillar
Qualifications for control advisor
  • Excellent analytical and negotiation skills to resolve issues, evaluate possible solutions and risks, and gain consensus
  • Collects Test Data for test execution.Quality Certification, such as CSTE, CSQA, CMST, CSQE preferred
  • 2 years of testing and product quality experience
  • Lead and coordinate all End to End testing per project – Agile and Waterfall Methodologies
  • Determine Scope, create detailed end to end plan test plan, milestones and timeline
  • Able to look across systems and programs to ensure optimization and alignment of scope, data needs and environments
5

Control Advisor Job Description

Job Description Example
Our company is growing rapidly and is looking for a control advisor. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for control advisor
  • Responsible to align testing and ensure resources are assigned and engaged
  • Collect testing metrics and report status as defined in test plan with supporting data
  • Monitor defect management – Triage, Identifies, reports, and reviews defects in assessing application quality
  • Facilitate status calls discussing the progress, Issues, Risks
  • Creating strategies to mitigate those risks and take necessary measures to control the risks
  • Performs testing when needed
  • Manages both onshore and offshore test execution resources for projects under test
  • Manages communication and relationship across a diverse team of Tester, Developer, and Business in a very fast pace platform/ environment
  • Effectively manage risk control reporting activites for the above business units in primary or backup capacity
  • Identify process improvement challenges around current reporting, analysis, and controls and propose solutions
Qualifications for control advisor
  • 3 + years of experience as integration test lead or E2E lead
  • 5 + years of experience in System/Software Integration planning and execution or equivalent education and experience
  • Strong organization, coordination, planning, and team building skill
  • Ability to translate complex business/functional requirements into structured high quality software implementations using Agile methods
  • Demonstrated ability to develop alternative solutions to complex problems and recommend the best solution to the technology business, and project teams
  • Demonstrated advanced technical and analytical, troubleshooting and problem solving skills

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