Capital Controller Job Description

Capital Controller Job Description

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Capital controller provides transaction-specific regulatory capital advice under the US prudential regulatory regime, partnering with Regulatory Reporting and LOB Capital Delivery teams;.

Capital Controller Duties & Responsibilities

To write an effective capital controller job description, begin by listing detailed duties, responsibilities and expectations. We have included capital controller job description templates that you can modify and use.

Sample responsibilities for this position include:

Monitoring regulatory compliance in accordance with Basel 3 and other Regulatory rules across both Prudential Regulatory Authority (PRA) and Federal Reserve Board (FRB) Regulated Entities
Oversee daily reporting of the Treasury P&L for a wide variety of Treasury managed products
Coordination with global counterparts and other controllers to validate daily reported P&L
Oversee month-end reconciliations
Daily interaction with Operations, IT, and other key finance groups (Management Reporting, Balance Sheet Reporting)
Prepare daily P&L allocation to BU’s TCM consolidated P&L reporting
Review quarterly due diligence reporting and quarterly disclosure reporting for Long Term debt
Complete ownership of Basel III Regulatory Capital including securitization exposures (using SFA, SSFA), TCP exposures, market risk exposures (standard charges, Var/SVar)
Primary face to the business for Capital, providing transaction support/guidance and acting as liaison with Regulatory Policy
Work very closely with Product Control team to ensure completeness of processing

Capital Controller Qualifications

Qualifications for a job description may include education, certification, and experience.

Education for Capital Controller

Typically a job would require a certain level of education.

Employers hiring for the capital controller job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Finance, Accounting, Economics, Business/Administration, Accountancy, Business, Financial Services, Mathematics, Math, Finance/Accounting

Skills for Capital Controller

Desired skills for capital controller include:

Japan FSA regulatory capital rule
Financial products which are used in the financial services industry would be
Banking products
Excel and PowerPoint
Regulatory rules
Applicable EU prudential regulations
Applicable EU regulations
BAU processes
Business drivers
Essbase would be an added advantage

Desired experience for capital controller includes:

Represent CIB on various Corporate projects (RCMO, Technology, and FRRA) and integrate the new Basel framework
Support the ambitious technology agenda for RWA reporting projects for CIB Treasury Capital Controller Team
Management of junior staff in terms of allocating workload, training, providing guidance and reviewing outputs
Working with the Project management team to develop the project budget
Tracking actual fees and expenses against budget and forecast to complete
Generating client invoices and tracking debtors

Capital Controller Examples

1

Capital Controller Job Description

Job Description Example
Our company is growing rapidly and is looking for a capital controller. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for capital controller
  • Working with the engagement management team to develop the project budget and regularly tracking actual fees and expenses against management reports
  • Monitoring time and expense reporting
  • Generating client invoices for project-related fees and expenses
  • Tracking and managing accounts receivable
  • Performing financial analysis and preparing financial management reports including forecasts to complete
  • Take ownership of external and internal reporting to prepare for sign off
  • Production of daily TCM P&L for MSAIL (HK Bank)
  • Daily Piper reporting of TCM P&L for NJA region
  • Month end substantiation of Balance Sheet and P&L
  • Daily/Monthly monitoring of FX exposures managed outside the standard global process
Qualifications for capital controller
  • Ability to travel and stay away from home up to 5 days a week
  • Part-qualification in an accountancy qualification – ACA/ACCA/CIMA
  • An ability to work in a pressured environment with ambitious and demanding individuals
  • Daily liaison and communication with Global Treasury Control counterparts in other regions
  • Account setup and infrastructure maintenance
  • Ability to interact with other teams to facilitate issue resolution
2

Capital Controller Job Description

Job Description Example
Our innovative and growing company is looking for a capital controller. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for capital controller
  • Preparation of monthly package (Grid File) incl
  • Daily valuation of derivatives portfolio and accurate reporting of greeks and p&l to traders and senior mgmt
  • Analysis of credit simulation results and simulation of exotic transactions to determine expected and potential exposures
  • Risk analysis and monitoring of trading activity on a daily basis
  • Exposure to new derivatives pricing methodologies in the market such as CSA/OIS discounting, FVA
  • Exposure to the implementation of new regulatory regimes including Dodd-frank, EMIR, Basel 3, Volcker
  • Handle other quant and non-quant regular and ad-hoc projects, working closely with traders, research and senior management
  • Budget forecasting twice a year, uploading in HFM system, reporting packs, calls
  • Maintain equity schedules and reconciliations for all investments
  • Preparation of any special report, statements, , as requested
Qualifications for capital controller
  • Basic understanding of the role of Treasury within the firm
  • Basic understanding of system architecture and the flow of information between, risk, sub-ledger and general ledger
  • BS or BBA in Accounting, Finance or related field required
  • Third party reimbursement knowledge preferred
  • Administer accounting system and develop internal reporting function
  • Manage the overall direction, coordination and evaluation of the Accounting & Finance team
3

Capital Controller Job Description

Job Description Example
Our company is growing rapidly and is looking for a capital controller. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for capital controller
  • Apply knowledge of accounting and tax issues to determine impact on operations and cash flows in preparing asset and fund level models
  • Prepare, review and present internal financial reporting and analysis, including asset management reports
  • Analyze fund and investment operations
  • Prepare monthly limited partners' and general partner allocations per Operating Agreements
  • Compile and analyze financial information to prepare financial statements monthly, quarterly and yearly for all entities
  • Implement systems to accurately track and strategize the financial management of multiple entities across various platforms
  • Handle all ad-hoc information requests from investors, investment professionals, and senior management
  • Process all accounts payable and accounts receivable for all entities
  • Prepare bank reconciliations for all entities
  • Process payroll for all employees administer company benefit plans
Qualifications for capital controller
  • Preparation and presentation of data to senior management
  • Involvement in various Projects and testing relating to ongoing and upcoming regulatory initiatives, including the build-out of a new strategic capital system and ongoing process improvements across the full suite of calculations and reporting
  • Experience dealing with prudential regulations, specifically exposure to Credit Risk and Market Risk would be highly desired
  • Ability to manage multiple deliverables to a daily deadline in addition to dealing with monthly and quarterly requirements
  • College or University degree (finance / accountancy / economics)
  • Minimum 5-6 years experience working in finance role with relevant controlling experience
4

Capital Controller Job Description

Job Description Example
Our company is looking to fill the role of capital controller. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for capital controller
  • Management of monthly quarterly closes
  • Management of monthly and quarterly reporting as required by the bank or SVBFG
  • Coordinate with external and internal auditors and tax preparers and manage reporting processes and timeline
  • Know and understand the sector strategic direction
  • Understand the sector's customers, industry and competition
  • Facilitate and drive sector strategic initiatives
  • Relate sector strategy to the financial goals of the sector
  • Ensure strategy alignment with quoting, forecasting and BU economics
  • Assist in business transfer and consolidation decisions
  • Provide support on all M&A activity as early as practical
Qualifications for capital controller
  • 4 year degree in Finance, Accounting, Business, Engineering or related field
  • Minimum of 3 to 5 years of experience working in a financial/accounting environment
  • Preferred to have additional 1 to 3 years of experience, direct or indirect, working with/in engineering, project management, construction, and operations
  • Must have a fundamental understanding of accounting and financial principles
  • Must be able to successfully and simultaneously manage multiple tasks, and competing priorities
  • General understanding with computerized accounting systems, financial modeling, budgets, operations analysis, and management reporting
5

Capital Controller Job Description

Job Description Example
Our innovative and growing company is hiring for a capital controller. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for capital controller
  • Understand sector margins and profitability
  • Review quarterly variance analysis and deviations from forecast
  • Understand sector MPV goals and ensure MPV strategies in place to meet sector goals
  • Review pricing and whether the pricing is appropriate to the sector and customer
  • Assist in creating pricing models where applicable
  • Review cost reduction opportunities driven by sharing of resources – line share, WC staff share
  • Understand and drive minimization of any negative variance to quoted manufacturing costs
  • Ensure involvement of corporate reporting, treasury and tax groups where appropriate
  • Work with site finance groups to ensure they are aware of all sector liabilities
  • Ensure consistency in financial reporting across all Bus
Qualifications for capital controller
  • Liaison with a wide spectrum of departments across the Firm, including the capital reporting team, BU controllers, credit and market risk, traders and operations to investigate and validate variances in capital charges
  • Experience with Hyperion Planning systems is a plus but not required
  • Proficiency in Microsoft applications (Word, Excel, Outlook, PowerPoint) for the purpose of word processing, spreadsheets and presentations
  • Strong communication skills and ability to work with a wide range of personnel across various disciplines
  • Bachelor's degree in Quant Finance/Computation Finance/Math Finance or equivalent
  • Minimum 5 years of experience in a market risk or similar position in financial industry

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