Audit Analytics Job Description

Audit Analytics Job Description

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Audit analytics provides technical guidance and support on analytics best practices with respect to our data products and technologies (Data Management, SQL, Tableau, Looker).

Audit Analytics Duties & Responsibilities

To write an effective audit analytics job description, begin by listing detailed duties, responsibilities and expectations. We have included audit analytics job description templates that you can modify and use.

Sample responsibilities for this position include:

Query and mine large data sets to discover transaction patterns, examine financial data and filter for targeted information using traditional (SQL Server, Oracle, Teradata, ) advanced visual (Tableau, ) and predictive analytic methodologies and software packages
Perform statistical analyses with existing data sets using various tools (Excel, Oracle Discoverer, TOAD, SQL, ) to validate the integrity of the data and to verify that processes are working correctly and complying with laws and regulations
Leads and manages the department’s strategic quality control program, including maintaining best-in-class quality control procedures, executing quality control reviews throughout the audit engagement lifecycle (prior to completion of an audit), and reporting through visual analytics (e.g., Tableau)
Analyze and comprehend data architectures (data models, schema & databases) associated with audits
Present key insights to auditors and management using advanced visualization tools, and highlight the data analytics capability to the IA team globally
Present findings and thought leadership topics to senior members of the organization, including ability to distil complex issues to executive level summary communications
Provide preliminary data analysis reports, extracts, or searchable records for Audit Leads, stakeholders, or management
Identifying key IT controls for testing and establishing weaknesses
Development and execution of the testing for IT controls
Completing the audit report

Audit Analytics Qualifications

Qualifications for a job description may include education, certification, and experience.

Licensing or Certifications for Audit Analytics

List any licenses or certifications required by the position: CISA, CPA, CIA, CFE, CISSP, CDMP, MCSE, MCSA, CISM, PMP

Education for Audit Analytics

Typically a job would require a certain level of education.

Employers hiring for the audit analytics job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Computer Science, Accounting, Finance, Business, Statistics, Information Systems, Mathematics, Science, Economics, Management Information Systems

Skills for Audit Analytics

Desired skills for audit analytics include:

Tableau
SQL
C#
Qlikview
ACL
Accounting
Audit methodology
Audit practices
Auditing
Data sources

Desired experience for audit analytics includes:

Build and manage metadata (data dictionary) for a wider audience
Build visualization analytics to present scenarios from the data
Proficient in Databases – Data Architecture, Data Modeling, Data Loads
Provide analytics and CAATTs (Computer Assisted Automated Techniques and Tools) support to Capital Markets and Wealth Management Audits
Collaborate with auditors of Capital Markets and Wealth Management to identify key audit objectives and associated risks to be supported by CAATTs
Act as a liaison between the business analysts and the auditors

Audit Analytics Examples

1

Audit Analytics Job Description

Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of audit analytics. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for audit analytics
  • Helping to develop junior staff / analysts
  • Collaborate effectively with Internal Audit team and management to understand data, analytical, and reporting needs
  • Identify access, consolidate and manage data that is relevant to support audit objectives
  • Partner with AM/CB auditors/managers to analyze needs and recommend solutions to help execute audit activities in the most effective way by enabling full-population (vs
  • Perform audit work including risk assessments, planning, testing, evaluation, report creation, documentation, and determining effectiveness of risk mitigation plans
  • Build and manage relationships with key technology infrastructure stakeholders
  • Provide expertise in any infrastructure domain - servers, network, data centre, OS, middleware, messaging, security
  • Continuously expand and upgrade knowledge and skills by utilising resources such as reading materials, industry webinars and attending training workshops
  • Conducting daily audits and quality control checks on outbound emails
  • Tracking statistics such as the time it takes to respond to user inquiries
Qualifications for audit analytics
  • Little travel is involved, however on occasion there may be opportunities to participate on audits beyond planning
  • Bank regulatory experience (compliance, risk management, loan review, AML, FCPA)
  • Self-starter who actively seeks out new opportunities and improvements to existing solutions
  • Solid skills with computers, operating systems and software (MS Office Suite, MS Project, and other IT applications)
  • Proven ability to articulate complex concepts in a concise manner in both written and verbal presentations across all levels of management
  • IT Internal audit or risk experience within a Financial Services or Big 4 accountancy practice environment
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Audit Analytics Job Description

Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of audit analytics. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for audit analytics
  • Coordinates and supports detail-orientated and complex analysis of audit-related data, such as routine thematic trending and look-back reporting to senior leadership
  • Supports operations within the Professional Practices and Innovation team by proactively creating efficient ways to extract CAS department data, validating accuracy of data, and building user-friendly visual analytic exception reporting and key performance metrics for the department
  • Proactively monitors changes to industry and regulatory requirements and guidance, presents recommendations, and incorporates enhancements into the quality control program, the continuous monitoring program, and other activities
  • Maintains accurate and complete documentation, policies and desktop procedures for quality control reviews and activities performed
  • Supports internal improvement efforts in effectiveness and productivity, including developing and implementing process/workflow improvements and implementing special initiatives related to CAS imperatives (i.e., updates to methodology and/or training)
  • Excellent verbal and written communications in working with management, peers, and others, while remaining objective
  • Ability to positively influence and coordinate/implement enhancements across a team
  • Develop, implement, and oversee strategy, system design, and implementation of fraud and abuse reporting processes
  • Create, maintain, and enhance a library of algorithms and ad hoc reporting capabilities and integrate them into operational processes
  • Provide leadership in multiple complex projects concurrently, providing transparency on status and results
Qualifications for audit analytics
  • Bachelor’s Degree, 10+ years as an internal auditor (public accounting and/or corporate)
  • Data Analytics Audit) - Some experience in data analysis within audit
  • Exposure to of the major BI Reporting tools such as Business Objects
  • Knowledge of and experience with reporting packages (Business Objects ) or programming (Javascript, SQL ) desirable
  • Ability to visualise and understand large complex structures
  • Articulate and able to challenge approaches with alternative options
3

Audit Analytics Job Description

Job Description Example
Our company is looking for an audit analytics. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for audit analytics
  • Plan and conduct audits to assess controls, operational effectiveness and compliance with selected policies, procedures and regulations
  • Ensure work papers are adequately documented and audit evidence is sufficient
  • Elicit information from knowledgeable internal/external sources about areas and functions to determine appropriate audit direction/methodology
  • Assist external auditors as appropriate
  • Work with the audit teams to obtain data, design tests to support the audit plan
  • Perform audit steps assigned as part of SOX 404 testing and/or other risk-rated audits
  • Identifies and manage required changes to all applicable policies and procedures and coordinate appropriate training
  • Consult/collaborate with Internal Audit Leadership on implementing and enhancing Data Analytics use within audits including determining and documenting the requirements, roles and responsibilities, training
  • Perform internal audit work related to AML models and provide input to all audits involving AML models across all audit groups, support audits addressing overall model governance and model validation
  • Maintain all organizational and professional ethical standards, and work independently under general supervision
Qualifications for audit analytics
  • Default and loss modelling
  • Knowledge of current economic and market trends
  • Understanding of loans, mortgages and similar debt types
  • Project and people management capabilities
  • Able to work as both leader or member of a team, adapting to suit the situation
  • Experience of structured products from a modelling or valuation point of view
4

Audit Analytics Job Description

Job Description Example
Our company is looking to fill the role of audit analytics. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for audit analytics
  • Assist with audits conducted across the enterprise, with a specific focus on AML and Sanctions models
  • Actimize, AML monitoring systems and Bridger experience a plus
  • Knowledge of laws and regulations applicable to anti-money laundering
  • Must have a strong background in statistical techniques (especially discriminant analysis, regression, decision trees) and methodologies (sampling approaches)
  • Lead and support tasks on engagements related but not limited to Operations & Maintenance, Helpdesk Operations, Software and Application Development and Maintenance, Financial Operations, and Project and Acquisition Management
  • Develop and maintain Internal Audit’s data analytics program and methodology
  • Develop the framework and procedures of the department’s data analytics program
  • Discuss results from the data analytics program with the audit team and business line stakeholders
  • Maintain positive team relationship by demonstrating and supporting initiative, willingness to learn, flexibility, respect, cooperation and commitment to the success of the internal audit process
  • Use knowledge of company/industry practices and processes to provide strategic direction to audit/analytics staff on the use of analytics for audit planning and throughout the audit other reviews and projects
Qualifications for audit analytics
  • Knowledge and previous experience of PD / LGD / EAD modelling
  • MS Excel including VBA
  • Motivation and commitment, with a proven ability to work on own initiative within a challenging and dynamic environment
  • Good knowledge and experience of the financial services industry
  • Confidence and proficiency in written and oral communication
  • Knowledge and experience of PD/LGD/EAD modelling
5

Audit Analytics Job Description

Job Description Example
Our company is searching for experienced candidates for the position of audit analytics. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for audit analytics
  • Provide strategic direction on the execution of the analytics strategic plan which includes, but may not be limited to expanding analytics for use in planning and continually enhancing services provided by the data analytics team including training on analytics and analytical tools, data pulls
  • Maintain up-to-date knowledge of business and profession (analytics, analytical tools )
  • Supervising and/or performing audit analytics engagements across GIA by working with teams of internal auditors and/or third parties to scope, execute, and deliver analytics projects
  • Analyzing, reviewing,and delivering clear, concise audit analytics results
  • Analyzing and identifying risk areas to apply audit analytics that will evaluate the controls in place which mitigate those risks
  • Building internal relationships across functions to better understand the business and its risks, to help enhance the reputation of the PPG function of GIA
  • Remaining aware of global audit analytics and data risks by maintaining a thorough knowledge and understanding of industry trends and updates
Qualifications for audit analytics
  • Strong preference for knowledge of HCC (health care compliance and privacy)/fraud and abuse laws
  • 1+ experience in a large financial services institution or 1+ year experience servicing a large financial services institution
  • Proficient with Microsoft Excel, Access, Word, PowerPoint, Outlook
  • Knowledgeable in CMS reporting, documentation, validation audits, routine and special requests, and submissions
  • Experience in managing vendors appropriately to meet desired goals and SLAs
  • Experience in producing productivity tracking and operational results reports / dashboards

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