Audit Compliance Cover Letter

Audit Compliance Cover Letter

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15 Audit Compliance cover letter templates

What to include in a Cover Letter
1
Company Address
2
Salutation
3
Compelling Details
4
Respectful Closing

How to Write the Audit Compliance Cover Letter

16783 Kassulke Underpass
Shoshanaville, ID 76678
Dear Riley Fahey,

I submit this application to express my sincere interest in the audit compliance position.

In my previous role, I was responsible for consultation and technical services on all aspects of IT Compliance, including but not limited to PCI-DSS, SOX and SSAE 18 controls.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Strong analytical, communication and presentation skills, and experience with writing reports and recommendations
  • Public accounting experience and CPA, CIA, and/or CISA, preferred
  • Experience with Information Technology General Controls
  • Strong skills in organization and project management skills
  • Demonstrated understanding of financial database structure and design principles
  • Expert knowledge of the Bank's BSA AML and Compliance framework, structure, programs, key regulations/regulators, and systems
  • Prior experience in an AML / Compliance Function or Regulator would be an asset
  • AML Certification (ACAMS)

Thank you in advance for reviewing my candidacy for this position.

Sincerely,

Avery Tremblay

Responsibilities for Audit Compliance Cover Letter

Audit compliance responsible for support for audits, certification and other compliance efforts including PCI DSS, Privacy, SOX ITGC and SSAE-18 TSC.

Experience working within a global Information Technology organization, supporting enterprise level IT and legal departments
** Compliance Specialist * IT audit * IT compliance * supporting Legal Operations * third party risk management * IT vendor management * Compliance Specialist * IT audit * IT compliance ***
Experience from different functions Finance, Business Operations, Contract Management Operation
Masters of Accounting or Tax preferred
Proficient in computer tax preparation technology
Working knowledge of the financial services regulatory environment with an emphasis on Compliance activities,for AML/FCG and broker/dealer rules and regulations
Knowledge of the federal Single Audit process governed by the Uniform Guidance (which includes former Circulars A-133, A-123, ), the associated federal Compliance Supplement
Knowledge of governmental & generally accepted accounting principle & procedures

Audit Compliance Examples

Example #1

Example of Audit Compliance Cover Letter

21323 Block Views
North Rosannville, FL 30137
Dear Riley Marvin,

I would like to submit my application for the audit compliance opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for quality assurance for existing and new implementations of SOX IT controls; especially as they pertain to new systems and vendors.

My experience is an excellent fit for the list of requirements in this job:

  • Investigate and resolve compliance problems, questions
  • May assist and support final rate/cost negotiations, quick closeouts, or other duties as require
  • Identify and recommend to management areas for business/process improvement, compliance, or concerns regarding company policy/procedures
  • Experience in government contracting compliance and the development of incurred cost claims
  • Knowledge of FAR, CAS, and other related rules, regulations, law, or issues guidance
  • Technical experience with various types of hardware configurations, operating systems, application software, use of Windows, Active Directory, Firewalls and Accounting Software
  • Good interpersonal skills oral and written communication skills
  • Experience with contracts and contract compliance audits

Thank you in advance for reviewing my candidacy for this position.

Sincerely,

Shiloh Bechtelar

Example #2

Example of Audit Compliance Cover Letter

585 Jacinto Causeway
Shaquanaton, AL 47484
Dear Emerson Rowe,

Please consider me for the audit compliance opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for leadership and experience in the development of a high performing IT Internal Audit team including and beyond SOX – helping to build and define our processes, approach and methodology.

Please consider my experience and qualifications for this position:

  • An individual contributor who works collaboratively and effectively with colleagues at all levels globally
  • Asserts own ideas credibly and persuades others (including senior stakeholders) through gaining support and commitment
  • Loan processing/paralegal experience preferred
  • Bank operations experience preferred
  • In-depth knowledge of the SBA SOP
  • Professional certifications/designations such as CRCM, CBAP, CAMS, preferred
  • Strong management, organizational, analytical and computer skills are essential
  • Dedicated to quality, accuracy and timeliness

Thank you in advance for taking the time to read my cover letter and to review my resume.

Sincerely,

Skyler Bode

Example #3

Example of Audit Compliance Cover Letter

3190 McCullough Extensions
Trompside, NV 87358
Dear Max Douglas,

I would like to submit my application for the audit compliance opening. Please accept this letter and the attached resume.

Previously, I was responsible for leadership and experience in the development of a high performing Internal Audit team including and beyond SOX - helping to build and define our processes, approach and methodology.

Please consider my experience and qualifications for this position:

  • Draft high quality report and ensure findings and actions are well documented in accordance with department standards
  • Evaluate adequacy of the actions to ensure they address root cause
  • Oversee the completion of the entire audit (day to day management of the audit, updates and verifications)
  • Oversee the follow-up of actions from the audit (status updates and verifications, updates and verifications)
  • Approve follow-up actions from the audit (status updates and verifications)
  • Approve audit work provide the second level of approval in the automated work paper tool
  • Provide strategic direction on the audit (approve the final scope) – draft the audit objective
  • Ensure audit maintains strategic scope and direction

Thank you in advance for taking the time to read my cover letter and to review my resume.

Sincerely,

Emerson Simonis

Example #4

Example of Audit Compliance Cover Letter

237 Smitham Vista
Sporerstad, CA 06498
Dear Tyler Grant,

I submit this application to express my sincere interest in the audit compliance position.

Previously, I was responsible for planning support for annual SOX audit and maintain relevant documentation to ensure the BU is following SOX.

Please consider my qualifications and experience:

  • Deep knowledge of quality systems, quality control, risk management
  • Very good knowledge of auditing
  • General knowledge of the food industry (food processing, quality standards, quality controls, food safety, risk management, H&S…)
  • Current CISA, CIA and/or CISSP certifications preferred
  • Strong background in security controls, application security, network and system security, distributed system recovery time objectives, distributed systems administration, security auditing techniques and/or general computer controls
  • Knowledge of IT auditing principles
  • Conducts control reviews on new processes and procedures
  • Perform assessments of all in-scope systems, processes and controls to verify that controls are design appropriately and operating effectively

Thank you for your time and consideration.

Sincerely,

Dylan Mitchell

Example #5

Example of Audit Compliance Cover Letter

698 Howe Gardens
North Lavelleshire, NV 65208
Dear Frankie Beier,

In response to your job posting for audit compliance, I am including this letter and my resume for your review.

In the previous role, I was responsible for technical assistance for the auditing processes, standards and quality of the audit work product generated by compliance audit team.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Knowledge of ISO 14971 and risk management tools
  • Knowledge of statistical methods and quality tools
  • Familiarity with Federal and State pipeline codes, regulations and standards and DEO’s Standard Operating Procedures
  • Knowledge of the design, construction and operation of transmission, storage and distribution pipeline facilities
  • Exceptional verbal and written communication skills, including technical writing
  • Experienced using word processing, PowerPoint, spreadsheets and databases
  • GIS and other relevant internal data systems
  • Excellent knowledge of risks, controls and testing methodology

Thank you for considering me to become a member of your team.

Sincerely,

Lennox Kessler

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