Audit Compliance Cover Letter

I would like to submit my application for the audit compliance opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for quality assurance for existing and new implementations of SOX IT controls; especially as they pertain to new systems and vendors.

My experience is an excellent fit for the list of requirements in this job:

• Investigate and resolve compliance problems, questions
• May assist and support final rate/cost negotiations, quick closeouts, or other duties as require
• Identify and recommend to management areas for business/process improvement, compliance, or concerns regarding company policy/procedures
• Experience in government contracting compliance and the development of incurred cost claims
• Knowledge of FAR, CAS, and other related rules, regulations, law, or issues guidance
• Technical experience with various types of hardware configurations, operating systems, application software, use of Windows, Active Directory, Firewalls and Accounting Software
• Good interpersonal skills oral and written communication skills
• Experience with contracts and contract compliance audits

Please consider me for the audit compliance opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for leadership and experience in the development of a high performing IT Internal Audit team including and beyond SOX – helping to build and define our processes, approach and methodology.

Please consider my experience and qualifications for this position:

• An individual contributor who works collaboratively and effectively with colleagues at all levels globally
• Asserts own ideas credibly and persuades others (including senior stakeholders) through gaining support and commitment
• Loan processing/paralegal experience preferred
• Bank operations experience preferred
• In-depth knowledge of the SBA SOP
• Professional certifications/designations such as CRCM, CBAP, CAMS, preferred
• Strong management, organizational, analytical and computer skills are essential
• Dedicated to quality, accuracy and timeliness

I would like to submit my application for the audit compliance opening. Please accept this letter and the attached resume.

Previously, I was responsible for leadership and experience in the development of a high performing Internal Audit team including and beyond SOX - helping to build and define our processes, approach and methodology.

Please consider my experience and qualifications for this position:

• Draft high quality report and ensure findings and actions are well documented in accordance with department standards
• Evaluate adequacy of the actions to ensure they address root cause
• Oversee the completion of the entire audit (day to day management of the audit, updates and verifications)
• Oversee the follow-up of actions from the audit (status updates and verifications, updates and verifications)
• Approve follow-up actions from the audit (status updates and verifications)
• Approve audit work provide the second level of approval in the automated work paper tool
• Provide strategic direction on the audit (approve the final scope) – draft the audit objective
• Ensure audit maintains strategic scope and direction

I submit this application to express my sincere interest in the audit compliance position.

Previously, I was responsible for planning support for annual SOX audit and maintain relevant documentation to ensure the BU is following SOX.

Please consider my qualifications and experience:

• Deep knowledge of quality systems, quality control, risk management
• Very good knowledge of auditing
• General knowledge of the food industry (food processing, quality standards, quality controls, food safety, risk management, H&S…)
• Current CISA, CIA and/or CISSP certifications preferred
• Strong background in security controls, application security, network and system security, distributed system recovery time objectives, distributed systems administration, security auditing techniques and/or general computer controls
• Knowledge of IT auditing principles
• Conducts control reviews on new processes and procedures
• Perform assessments of all in-scope systems, processes and controls to verify that controls are design appropriately and operating effectively

In response to your job posting for audit compliance, I am including this letter and my resume for your review.

In the previous role, I was responsible for technical assistance for the auditing processes, standards and quality of the audit work product generated by compliance audit team.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Knowledge of ISO 14971 and risk management tools
• Knowledge of statistical methods and quality tools
• Familiarity with Federal and State pipeline codes, regulations and standards and DEO’s Standard Operating Procedures
• Knowledge of the design, construction and operation of transmission, storage and distribution pipeline facilities
• Exceptional verbal and written communication skills, including technical writing
• Experienced using word processing, PowerPoint, spreadsheets and databases
• GIS and other relevant internal data systems
• Excellent knowledge of risks, controls and testing methodology