Audit Head Cover Letter

I submit this application to express my sincere interest in the audit head position.

In the previous role, I was responsible for leadership & guidance to the planning, organisation, direction & control of the Capital Markets activities within the European Union.

Please consider my qualifications and experience:

• Solid experience in management and leadership of teams, and developing and maintaining relationships with executive management
• Experience in Financial services industry and working in a regional capacity are preferred
• Providing key input to the internal Quarterly Business Review process at a global and legal entity level through the conduct of formal quarterly assessment of key risks and issues within areas of responsibility (taking into account changes in risk profile and market/operating environment conditions) and maintaining a comprehensive program of relevant assurance activities
• Design and implementation of an enterprise-wide framework for investigations
• Undertaking investigations work that will effectively stand the test of litigation or challenge during any disciplinary process
• Deliver and communicate investigation results to executive management and audit committees
• Drive delivery of team’s work on time, within agreed budget, in accordance with SIU methodology and to agreed quality standards
• Attract, lead, develop and retain a high performing, engaged and technically skilled team to conduct robust investigations of serious and complex compliance and ethics-related allegations of misconduct

I submit this application to express my sincere interest in the audit head position.

In the previous role, I was responsible for strategic counsel and collaborate closely with the US, International, Japan, European/Canada Government affairs to ensure effective implementation of policy strategies.

Please consider my qualifications and experience:

• Compliance and Risk function
• Internal Audit team
• Significant and proven internal audit experience within the Financial Services industry
• Strong at building collaborative relationships but willing to challenge robustly
• To support the Group Head of Internal Audit in the management and development of the RB Group Audit function, ensuring a professional and value adding service is provided to the Board, Audit Committee and senior management
• Internal Audit Qualification (eg
• Gain insight into how FS Audit and Internal Client Services operate as a business nationally
• Contribute to the achievement of Audit Assurance & Risk Advisory (ARA) strategic national priorities

In response to your job posting for audit head, I am including this letter and my resume for your review.

In my previous role, I was responsible for guidance and advice to SYKES' clients, business units and executive staff on compliance best practices, internal policy compliance, regulatory compliance, and contractual requirements.

My experience is an excellent fit for the list of requirements in this job:

• Stay abreast of legal and regulatory developments relating to compliance and ethics issues and standards, the investigative process and the rights of individuals
• Monitor continuous improvement of SIU methodology and practices through the adherence to documented procedures and standards (best practices) ensuring consistency of working practice and quality of SIU team
• Where necessary, provide support to the disciplinary or litigation processes by attending hearings and giving evidence on findings and methodology
• Experience in investigations with a particular emphasis on financial services industry
• Annual Risk Assessment and Audit Planning
• BE, Electrical
• Acting as Internal Audit's representative and influencing senior stakeholders, establishing great networks
• MBA, CPA, CIA or equivalent preferred

I am excited to be applying for the position of audit head. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for subject matter expertise on industry and regulatory practices and requirements relating to SEC filings.

Please consider my qualifications and experience:

• Proficiency to negotiate, influence and gain trust of others where no formal authority exists and can relate well to people at all levels in a credible manner
• Uncompromising ethical character
• Seasoned audit leader in the Property & Casualty (P&C) arena – internally and/or externally
• CPA, CIA, ACA, and/or CA designation preferred
• High proficiency and outstanding analytical skills utilizing financial and data driven techniques
• Executive Committee
• Operational Risk Committee
• Senior Leadership Teams across the business

I would like to submit my application for the audit head opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for subject matter expertise on industry and regulatory practices and requirements relating to insurance product filings.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Influence and shape UK Audit Learning strategy, approach and policy
• Master or higher level preferred or equivalent
• Experience working in a Professional Services or Audit environment
• Highly experienced and competent classroom facilitator
• Experienced across a blend of learning delivery methodologies (classroom, e-learning, webinars, online etc)
• Experience in budget management and maintenance of an annual budget cycle
• Experience and knowledge of the Audit & Assurance business and roles
• Excellent stakeholder management, challenging and influencing skills (ideally across functions, industries and geographies/cultures) and experience in building consensus across diverse teams