Wealth Management Analyst Resume Samples
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Wealth Management Analyst Resume Samples
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JF
J Franecki
Jacques
Franecki
94191 Carroll Pine
Boston
MA
+1 (555) 433 2103
94191 Carroll Pine
Boston
MA
Phone
p
+1 (555) 433 2103
Experience
Experience
Detroit, MI
Wealth Management Analyst
Detroit, MI
Murazik-Connelly
Detroit, MI
Wealth Management Analyst
- Identify/enhance processes for adding new accounts and/or custodians/record keepers for Held-Away and 401k Participant Directed processing
- Assisting in the MVP process by peer reviewing output from the offshore team
- Assisting in further development of the MVP process
- Assisting with the communication between the onshore and offshore members of the MVP team
- Project managing client projects related to MVP
- Fielding Manager Research related queries from consultants and other ad hoc Wealth Management tasks
- Works with clients on the execution of orders in Brokerage and Advisory accounts
New York, NY
Private Wealth Management Analyst
New York, NY
Hudson-Lynch
New York, NY
Private Wealth Management Analyst
- Synthesizes client/prospect data to develop customized financial plans/asset allocation proposals utilizing the Firm’s proprietary software tools
- Develops presentation materials and proposals to assist Advisors in obtaining clients’ business
- Independently develops, implements, and communicates new procedures, products, and portfolio enhancements to high net worth clients
- Independently improves and streamlines the service model and operational procedures for the team
- Identifies practice management opportunities through various Firm channels
- Independently assists clients with market and stock research
- Prepares performance measurement for clients, which involves computing account performance, analyzing investment portfolio holdings, and generating quarterly investment performance monitors
present
New York, NY
PBO Check Deposit Analyst, Wealth Management
New York, NY
Smitham, Klein and Schaefer
present
New York, NY
PBO Check Deposit Analyst, Wealth Management
present
- Perform transactional adjustments to client accounts requiring corrections
- Create and distribute daily and ad hoc reports
- Handle inquiries and requests related to deposits from branches via workflow system and recorded calling system
- Assist with system enhancement or new product efforts related to deposits processing
- Assist with deposits system testing, as necessary
- Process deposits to client and house accounts received from branches and other operations teams
- Ensure compliance with deposits processing procedures and controls
Education
Education
Bachelor’s Degree in Autonomy
Bachelor’s Degree in Autonomy
Adelphi University
Bachelor’s Degree in Autonomy
Skills
Skills
- Strong IT skills with good working knowledge of Microsoft Office, including Excel
- Excellent planning and organisational ability in order to prioritise and complete work in accordance to deadlines
- Good analytical skills and ability to work through tasks in a logical manner
- Knowledge of applicable compliance rules and regulations and firm policies
- Strong time management/prioritization skills and solid judgment
- Strong knowledge of MStools including Word, Excel and PowerPoint
- Strong knowledge of MS tools including Word, Excel and PowerPoint
- Excellent verbal, written and interpersonal communication skills
- Excellent verbal and written communication skills
- Outstanding attention to detail and follow-up
15 Wealth Management Analyst resume templates
Read our complete resume writing guides
1
Private Wealth Management Analyst Resume Examples & Samples
- Independently improves and streamlines the service model and operational procedures for the team
- Independently assists clients with market and stock research
- Independently develops, implements, and communicates new procedures, products, and portfolio enhancements to high net worth clients
- College degree (Finance degree preferred) and 2 years of relevant work experience or 5 years of relevant work experience
- Expected completion of Series 7, 63, and 65 or 66 (as required by individual states)
- Additional product licenses may be required
- Able to work independently and effectively on a team
2
Wealth Management Analyst Resume Examples & Samples
- Designs and produces strategy reports and other types of communications for Advisors to use withclients and prospects as part of the overall marketing initiative
- Independently develops,implements, and communicates new procedures, products, and portfolio enhancements to high net worth clients
- Prepares performance measurement for clients, which involves computing account performance,analyzing investment portfolio holdings, and generating quarterly investment performance monitors
- May participate inclient/account meetings
- Provides individualized recommendations to the Advisor regarding client situations by analyzing Advisor’s book of business and identifying new business opportunities
- Works with clients on the execution of orders in Brokerage and Advisory accounts
- College degree (Finance degree preferred) and 2+ years of relevant work experience or 5+ years of relevantwork experience
- Active Series 7, 63, and 65 or 66 (as required by individual states)
- Financial industry and product knowledge preferred
- Ability to measure performance of clients’ portfolios
- Demonstrated leadershipskills
- Strong knowledge of MStools including Word, Excel and PowerPoint
3
Private Wealth Management Analyst Resume Examples & Samples
- 2 plus years of relevant work experience in Fixed Income Sales or Financial Advisor/Client Customer Service
- Understanding of financial services industry and global capital markets
- Fixed Income Product Knowledge
- Strong customer relationship management and servicing skills, as well as internal corporate relationship management capabilities
- Working knowledge of the Fixed Income Markets and Bloomberg
4
AM Chase Wealth Management Closing Analyst Resume Examples & Samples
- Review and understand credit requests
- Ensure client reference data is correct in corporate Credit Risk Infrastructure (CRI). Ensure all systems are accurate and updated in order to support the request lifecycle
- Strong relationship management and interpersonal skill, especially with Business partners
- Knowledge of bank systems and loan/credit operations a plus
5
Wealth Management High Yield Credit Analyst D Resume Examples & Samples
- Providing the preferred securities strategist with a fundamental credit view of the issuers of various $25 par preferred securities structures (including fixed-rate, perpetual QDI / DRD preferreds; subordinated notes; senior notes; and REIT preferred structures)
- Performing fundamental credit analysis on a diverse group of issuers consisting primarily of non-rated, or high-yield, corporates
- Developing and maintaining cash flow models for credit quality review and liquidity assessment
- Developing and maintaining relationships with pertinent investor relations and corporate contacts as well as relevant advisors to ensure adequate and efficient information flow
- Communicating results of credit analysis and valuation assessment to internal and external clients through published research, network calls, and client meetings, as well as internal review committee presentations
- Interacting with internal partners, including the capital markets sales and trading desks in order to promote the business execution of the recommendations
6
Coordinating Analyst Wealth & Asset Management Resume Examples & Samples
- Leverage a deep knowledge and understanding of the WAM industry and work in conjunction with assigned account/solution teams to prepare insightful analysis on trends and the implications of those trends for EY and the firm’s clients
- Develop insights beyond publicly available information by interacting with account teams, clients and WAM sector influencers. Participate in client meetings, roundtables and other events
- Participate in key strategic planning activities and major initiatives, including pursuits. Focus on mapping sector issues to existing EY services and identifying new revenue opportunities for the firm
- Build strong relationships with priority accounts/solutions and collaborate with client service partners (CSPs) and their teams to bring insight and perspective to priority engagements
- Proactively alert CSPs regarding tactical and strategic changes amongst key accounts and assess the impact of those changes for assigned WAM groups
- Proactively deploy content to relevant sector communities through active engagement, presentations and other knowledge sharing activities
- Strong knowledge of the global WAM industry, with deep understanding and experience of at least one or more sub-sectors within the Industry (e.g. regulated funds, alternative funds, asset servicing)
- Demonstrated ability to interface with all levels of account leadership as well as clients at a senior level
- Instinctive understanding of internal customers and external clients' needs and concerns; ability to respond with a sense of urgency
- Superior ability to analyse information coherently and succinctly. Able to bring together a variety of perspectives and sources and develop a compelling point of view that drives results
- Talented at understanding multiple business drivers
- Demonstrates an ability to use quantitative methodologies to review data inputs to produce analytic insights
- Excellent teamwork, relationship-building and leadership skills. Must be able to create, and operate effectively within, a high-performance virtual team, motivating and cultivating analysts and researchers in a global and multi-cultural environment
- Will be asked to lead the global WAM SMI team
- Will be asked to serve as counselor or mentor to less experienced or lower ranking analysts and specialists
- May also be asked to line manage junior team members, as well as project-managing teams for specific initiatives
- Extensive experience in strategy, business analysis, management consulting or business performance advising with wealth/asset managers – either in-house or as a consultant
- Excellent verbal and written communication skills, with proven ability to explain complex concepts in a crisp, clear, concise and graphic rich style. Strong, executive-level presentation skills
- Advanced skills in Word, Excel, PowerPoint, Outlook and Lotus Notes
7
PBO Check Deposit Analyst, Wealth Management Resume Examples & Samples
- Process deposits to client and house accounts received from branches and other operations teams
- Ensure receipt and disposition of all physical checks are appropriately logged
- Handle inquiries and requests related to deposits from branches via workflow system and recorded calling system
- Create and distribute daily and ad hoc reports
- Review, accept, reject, modify deposits for acceptability using deposits workflow tool
- Perform transactional adjustments to client accounts requiring corrections
- Assist with deposits system testing, as necessary
- Assist with system enhancement or new product efforts related to deposits processing
- Ensure compliance with deposits processing procedures and controls
- Liaise with branches and vendor to support remote deposit capture daily production volume
- Client-centric and a Team Oriented player
- Must be able to work under pressure in a time sensitive environment
- Proficiency in Microsoft Office: Excel, Word, PowerPoint
8
International Wealth Management Analyst Resume Examples & Samples
- Bachelor’s degree and a minimum 2-4 years of industry experience, preferably in wealth management or private banking
- International client or cross border securities or capital markets experience and/or cultural knowledge
- Registration licenses required (e.g., Series 7, 63 (or 66)) securities licenses required or to be obtained after taking the role
- Strong collaboration skills across both the corporate and field structures
- Broad understanding of and/or strong interest in the international markets
- Foreign language skills a plus (Spanish and/or Portuguese)
- Strong Microsoft Excel, Powerpoint and Word skills
- Strong organizational and problem solving skills
9
VP Wealth Management Credit Analyst Resume Examples & Samples
- Manage a team of two Credit Associates covering daily exception monitoring of trading overages associated with securities based lending and traded products and the management of departmental account renewals
- Interact with Financial Advisors (FAs) throughout the U.S to obtain client financial information in support of the renewal of existing credit facilities
- Within individual credit authority levels, approve the renewal of credit facilities for securities based margin loans, listed options, futures/fx and short market trades
- Assist in developing PowerPoint presentation decks for senior management. Excellent PowerPoint, Excel and Access knowledge is required
- Bachelor’s degree, MBA in Business Administration preferred
- Finance or Quantitative Analysis preferred
- 5-10 years of credit experience working at a brokerage or banking institution
- Demonstrable knowledge base of all major financial markets product areas including listed and OTC derivative markets, equities, fixed-income bonds, structured and alternative investments
- Familiarity with how these products are treated in credit risk management frameworks
- Solid work experience dealing with Bloomberg risk analytics and risk reporting models
- Strong verbal and written communication skills,
- Ability to manage junior Credit Associates, lead projects and work streams
10
Senior Analyst, Wealth Management Resume Examples & Samples
- Producing high-quality research reports monthly
- Regularly securing speaking engagements at industry and client conferences and events
- Becoming a source of reference for the trade and top-tier press
11
Reserach Analyst Wealth & Asset Management Resume Examples & Samples
- Provide thought provoking analysis and understanding of the WAM domain, with responsibility for the execution of initiatives based on a good knowledge of the WAM domain’s dynamics and drivers. Senior Analysts provide their own point of view and basic insights in their deliverables
- Together with the WAM Knowledge Manager, proactively alert stakeholders and internal customers regarding changes amongst key clients and competitors, and assess the implications of those changes for key stakeholders and their teams
- Provide research and analysis support to major pursuits, including working with other EY Knowledge and Global Markets teams to deliver relevant analysis on market sizing, market share and market performance
- Collect and analyze information from internal and external subject matter experts through various techniques - face-to-face interviews, telephonic interviews, electronic surveys, etc
- Develop project plans and manage projects, including objectives, timelines, milestones, priorities, team member responsibilities and work products. Monitor progress and regularly update stakeholders on potential overruns and changes; re-negotiates timelines, scopes changes and budgets if necessary
- Identifys cross-sector point of view (POV) sharing opportunities and seeks opportunities to collaborate with other domain teams on issues that cut across EY's business activities
- Support the collection of benchmarking data from pursuits, engagements and proprietary research to enhance the depth of data available on the EY Benchmarking database and to the broader firm, and use data from EY Benchmarking to support WAM priorities
- Strong focus on research competency with active participation in R&I competency development offerings related to research leading practices
- Able to synthesize and analyze information coherently and succinctly. Able to bring together a variety of perspectives and sources across the WAM domain to deliver impactful analysis that supports business priorities
- Demonstrates expertise in information sources relevant to the WAM domain
- Demonstrates ability to use both qualitative and quantitative research and analysis methodologies, including financial analysis skills, to synthesise information, review data inputs and provide meaningful analysis on the subject
- Adept at using strategically sound analytical methodologies and capable of coaching less-experienced team members to improve their skills in research, analysis, data analytics and visualisation
- Understands the firm’s go-to-market strategy and service delivery models, how core business services support the business, and how knowledge analytics and measurement enables exceptional client service and high performing teams
- Understands EY Vision 2020 and Knowledge Transformation, and ensures key knowledge research and insights activities are aligned to them
- Good project and time management skills with the ability to complete multiple tasks and meet deadlines
- Expert in information sources relevant to the WAM domain
- Able to explain difficult concepts in a clear, concise and graphic-rich style, using appropriate analytics and visualization tools
- Understanding of internal stakeholders and external clients' needs and concerns; responds with a sense of urgency
- Ability to take ownership for delivering customised projects with a degree of autonomy; adept at working on a number of projects simultaneously
- Review the work of colleagues and share feedback
- Help to cultivate a high-performance teaming environment with analysts in a global, multi-cultural and virtual environment
- 3-5 years’ experience in strategy, business analysis, industry research, management consulting or business performance, advising organisations in the WAM domain
12
Private Wealth Management Summer Branch Analyst Resume Examples & Samples
- Work closely with Operations, Risk and Business Development teams
- Support branch management team
- Work closely with the Service Centers of various branches within Complex
- Provide marketing and sales support to branches and their teams
- Perform market research
13
Wealth Management Analyst Resume Examples & Samples
- Coordinates resolution of complex issues/concerns received from the client with input from senior team members
- Identifies practice management opportunities through various firm channels
- Establishes and cultivates relationships with new clients and proactively helps to resolve issues and concerns
- Provides support on products and services
- Conducts quarterly/annual business performance reviews in conjunction with the Financial Advisor
- May utilize financial planning tools to analyze complex financial information and lead client/prospect financial planning presentations in conjunction with the Financial Advisor
- College degree and 5+ years of relevant work experience or 10+ years of relevant work experience
- If required, maintain CFP or CFA designation
14
Wealth Management Analyst Resume Examples & Samples
- Assisting in the MVP process by peer reviewing output from the offshore team
- Project managing client projects related to MVP
- Assisting with the communication between the onshore and offshore members of the MVP team
- Assisting in further development of the MVP process
- Fielding Manager Research related queries from consultants and other ad hoc Wealth Management tasks
- Proven experience of working as an Analyst within the Investment industry
- Good analytical skills and ability to work through tasks in a logical manner
- Educated to degree level (minimum 2:1) and ideally studying/willing to study towards CFA qualification
- Investment Management Certificate (IMC) - desirable
15
PWM, Wealth Management Professional, Analyst Resume Examples & Samples
- Strong interest in the financial markets
- Self-motivated and able to work in an autonomous, yet collaborative environment
- Commitment to excellence and a high level of integrity
- Series 7 and 63 required (must be obtained within three months of employment)
16
Wealth Management, Covenant Risk Analyst Resume Examples & Samples
- Identification of facilities with covenants – streamline/improve process to identify and on-board (new and modification) covenant calculations and tracking items into CLASS
- Covenant Set Ups – Establish covenant framework in CLASS for monitoring, including more complex elements such as Debt Service Coverage, Liquidity, and FIV/NAV/AUM reduction
- Manage daily correspondence from front office and Credit Executives
- Manage Discrepancy reporting and resolution, working with responsible Capital Advisors and Underwriters
- Metrics – Manage core operations metrics for both risk and capacity
- Strong Excel and data manipulation skills a plus
- Service-Oriented
17
Wealth Management Americas Risk Analyst Resume Examples & Samples
- Be accountable for the monthly WMA Risk Report
- Master’s or BS degree in mathematics, statistics, economics or business/finance
- Prior professional experience in risk management, finance or accounting
- Ability to query, manage, and analyze data a must; knowledge of SAP Business Explorer, MS Access, VBA, SQL, and Business Objects a plus
- Good written and verbal communication skills. Ability to explain complex issues clearly and intuitively
- Team player. Self-starter
18
Wealth Management Americas Risk Analyst Resume Examples & Samples
- Bachelor's or Master's degree in mathematics, statistics, economics or business/finance
- Prior professional experience in risk management, finance or accounting a plus
- Ability to query, manage, and analyse data a must; knowledge of SAP Business Explorer, MS Access, VBA, SQL, and Business Objects a plus
19
Wealth Management Chase Wealth Management Closing Analyst Resume Examples & Samples
- Review and understand agreement terms post analysis and credit approval
- Ability to review processes and recommend process improvements
- Strong teamwork
- Strong individual initiative
- Solid understanding of legal documentation, and/or closing activities within the credit lifecycle
20
Wealth Management Analyst Resume Examples & Samples
- Replicating/reporting all positions and transactions held with outside custodians to the appropriate CTC Held-Away Trust account through multiple communication channels – automated interfaces between custodians, extractions from custodian websites, client statements
- Replicate/reporting of all 401k Participant Fund Options through record keeper and/ or custodian through automated interfaces between custodians, extractions from record keeper web sites, record keeper statements
- Research and resolve any out of balance situations between the outside custodian or record keeper and CTC on a timely basis
- Identify/enhance processes for adding new accounts and/or custodians/record keepers for Held-Away and 401k Participant Directed processing
- Identifying areas of efficiency/automation within daily processes/procedures to ensure a scalable solution for our clients
- Cross-Train on appropriate functions within the Securities Processing area to assist during periods of high volume and absences
- 10 key by touch
21
Analyst, Global Wealth Management Resume Examples & Samples
- Provide product information and sales support to clients and prospects
- Gather critical data to respond in writing to client information requests
- Work closely with Global Wealth Management Associates and Account Managers to offer overall support and follow up
- Support Account Managers with all on-going sales, servicing and communication with clients and prospects
- Demonstrated proficiency with Microsoft Excel
- Strong interest in the financial markets, macroeconomics, and investment finance
- Ability to articulate ideas/strategies clearly, both verbally and in writing
- Personable, ability to develop client relationships into strategic partnerships
- Ethical, collaborative, organised, self-starter, accountable, flexibility to adapt in a changing environment
22
Analyst, Private Wealth Management Resume Examples & Samples
- Experience in a support role for a Private Wealth business
- Proficient in using MS Office, Excel and Word
- Strong interpersonal skills and demonstrated client service ethic
- Ability to plan and priorities to meet deadlines in a fast-paced environment
- Relevant degree qualifications or Diploma in Financial Services (DFS1-4)
- RG146 compliant, or desire to complete RG146 accreditation in the near term
