Transaction Capture Analyst Resume Samples

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MS
M Swift
Myra
Swift
174 Lakin Vista
Dallas
TX
+1 (555) 298 4465
174 Lakin Vista
Dallas
TX
Phone
p +1 (555) 298 4465
Experience Experience
Philadelphia, PA
Transaction Capture Analyst
Philadelphia, PA
Botsford LLC
Philadelphia, PA
Transaction Capture Analyst
  • Perform daily reconciliations that are designed to ensure full compliance with all current regulation and legislation
  • Can work well under pressure and multi-task with a sense of urgency
  • The team provides Client Support for NAM Cash Equities busines 1, daily controls supervision and client service for the firm’s top tier Platinum Clients
  • Perform daily reconciliations of trading activity to ensure there are no discrepancies
  • Proven record of delivering results and working to strict deadlines
  • Work closely with the sales and trading desk to ensure the timely resolution to any discrepancies
  • Liaise with and provide updates to clients in a professional manner on outstanding trades
Chicago, IL
MYS Ctsm Kl-transaction Capture Analyst
Chicago, IL
Murray Group
Chicago, IL
MYS Ctsm Kl-transaction Capture Analyst
  • Work on and test system enhancements to improve controls and straight through processing
  • Continuously work to improve day to day process flows via technology
  • Improve efficiency in day-to-day processes while incorporating technological improvements
  • Ensured the integrity of the bank's trading positions through accurate trade capture, portfolio management, price reconciliations and query management
  • Assist with staff development / training and meet all Objective/Appraisal deadlines
  • Provide day-to-day operational support for Citi's Equity Derivative Sales and Trading Business
  • Work directly with sales trades on the cash, electronic, convertible bond and program desks to ensure complete trade execution and settlement
present
Phoenix, AZ
Intermediate Transaction Capture Analyst
Phoenix, AZ
Kirlin LLC
present
Phoenix, AZ
Intermediate Transaction Capture Analyst
present
  • Perform root cause analysis and process improve current trade front to back flow in order to achieve economies of scale
  • Continuously work to improve day-to-day process flows
  • Manage operational relationships for institutional clients transacting with the fixed income sales business
  • Can work well under pressure and multitask with a sense of urgency
  • Perform Key Middle Office Reconciliations and Controls in order to ensure that the business is being supported in a controlled environment
  • Local/global projects (includes working on criteria, UAT and implementation)
  • Exception management
Education Education
Bachelor’s Degree in Economics
Bachelor’s Degree in Economics
Howard University
Bachelor’s Degree in Economics
Skills Skills
  • Good PC skills essential to quickly learn the variety of in-house trading and related systems
  • Comfortable with computers/applications and proficient in use of Microsoft Excel and Microsoft Word
  • Strong Microsoft Excel knowledge is essential
  • Excellent organisational skills and attention to detail
  • Strong control and risk awareness background critical. Ability to work under pressure essential
  • Computer literate and ability to grasp several in house systems quickly
  • Strong communication skills (articulate and literate), able to liase with internal and external customers at all levels
  • Ability to quickly gain a full understanding of products and proprietary systems, internal policies and limitations of support groups
  • Good time management
  • Highly motivated and self sufficient
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15 Transaction Capture Analyst resume templates

1

Transaction Capture Analyst Resume Examples & Samples

  • Ability to work independently, under pressure and manage time efficiently
  • Flexibility with regard to travel for training purposes
  • Attention to detail is expected
  • Knowledge of Excel is required
  • Bachelor’s degree and significant qualifications in finance, math, accounting, or other analytical disciplines
  • Related work is a plus
2

Transaction Capture Analyst Resume Examples & Samples

  • Work collaboratively with individuals focused on implementation to ensure effective transition of requirements into production and further maturity of post trade governance process
  • Further development of each of the various regulatory processes – work collaboratively with senior operations management , compliance, etc. to develop standardized best practices for exception management and governance
  • Technical Skills: Advanced knowledge of Visio, Excel, Access, Power Point and SQL preferred
  • Analytical Skills: Strong analytical skills
  • Multi Task: Flexibility to handle multiple tasks and changing priorities along with a desire to work in a fast paced environment under tight deadlines
  • Highly motivated and self sufficient
3

Transaction Capture Analyst Resume Examples & Samples

  • Basic derivative product knowledge and basic awareness of accounting, compliance and regulatory environments
  • Degree preferred but not essential, no professional registrations required
  • Good PC skills essential to quickly learn the variety of in-house trading and related systems
  • Strong Microsoft Office knowledge needed. Excellent planning and organisational skills
4

Transaction Capture Analyst Resume Examples & Samples

  • Managing operational client relationships for institutional clients transacting with the sales desk
  • Ensuring timely and accurate capture and settlement of cash and derivatives transactions
  • Resolving trade issues , settlement exceptions and trade discrepancies with customers
  • Continuously work to improve day to day process flows via technology
  • Liaise with and provide updates to clients in a professional manner on outstanding trades
  • The individual will work closely with our institutional clients, salespeople, trading assistants and operations and technology to provide a high level of service to our clients
  • Possess the passion and desire to learn fixed income products and financial markets
  • Able to handle a fast paced environment while working on multiple requests
5

Intermediate Transaction Capture Analyst Resume Examples & Samples

  • Reconciliations and related tasks to ensure compliance with regulation both for regimes across APAC and globally
  • Close interaction with FO, supporting ad hoc queries related to their risk/pnl
  • Daily liaison with Operations/Technology/Product Control to resolve booking/settlement/tech/pnl/regulatory issues
  • Exception management
  • Monitoring control reports
  • Local/global projects (includes working on criteria, UAT and implementation)
  • Bachelor's degree, preferably in a Business, Finance or Economics concentration
  • Prior Middle Office/Control function experience - 5+ years in a similar role, preferably working with Fixed Income
  • Ability to work in a collaborative team atmosphere
  • Must be able to function effectively in a high volume, dynamic environment
  • Can work well under pressure and multitask with a sense of urgency
6

Transaction Capture Analyst Resume Examples & Samples

  • Prior Middle Office/Client Service Related experience preferred
  • Comfortable with computers/applications and proficient in use of Microsoft Excel and Microsoft Word
  • Willing to work in an environment that requires variable start and end times, including Holidays
7

Transaction Capture Analyst Resume Examples & Samples

  • Familiarity of cash and equity derivatives
  • Previous experience of supporting a demanding trading desk
  • Regulatory knowledge – Dodd Frank, CFTC, EMIR
  • Proven record of delivering results and working to strict deadlines
  • Excellent organisational skills and attention to detail
  • Ability to build Macros is a major plus
8

Intermediate Transaction Capture Analyst Resume Examples & Samples

  • Bachelor's degree, preferably in a Business, Finance, or Economics concentration
  • Prior Middle Office/Control function experience -5+ years in a similar role
  • Must be able to function effectively in a high-volume, dynamic environment
  • Candidate must be very detail-oriented and the ability to meet a daily deadline
  • Can work well under pressure and multi-task with a sense of urgency
  • Willing to work in an environment that requires variable start and end times, including Holidays location
9

Transaction Capture Analyst Resume Examples & Samples

  • Affirm and reconcile trade economics for both Credit Derivatives and Interest Rate Swaps
  • Actively engage with Sales and Trading to determine if trades affirmation maybe performed based on trading guide lines and over all firm exposure
  • Continuously work to improve day to day process flows via technology solutions such as the development of macros, system enhancements and integration of systems
  • Liaise with and provide updates to platinum clients in a professional manner on outstanding trades
  • Create analytical reports on an hourly and end of day basis to be reviewed by both Senior Trading Desk Heads and Middle Office Management
  • Must be able to handle a fast paced environment while working on multiple request at the same time
  • Must possess the passion and desire to learn fixed income products and financial markets
  • Ability to demonstrate independently decision making skills as well working in a team setting
  • Ability to work well under pressure in a fast paced work environment
  • Past experience in Fixed Income Derivatives a plus
  • Must be able to work extended hours
10

Transaction Capture Analyst Resume Examples & Samples

  • Minimum 4 years previous industry experience. A good theory based understanding of derivatives will be a beneficial – particularly Equity derivatives
  • Candidate should have good understanding of risk associated with derivatives
  • A Finance/Legal/Mathmatical background would be preferred along with a good demonstration of organisation, ownership and responsibility in previous activities
  • Candidate should possess excellent communication skills and be able to work in stressful environments. Skills in organisation and prioritisation are essential
  • Knowledge of OTC confirmations
  • Knowledge of current Regulations affecting the OTC space, especially CFTC, EMIR regulations also a huge benefit
  • Experience in Operations (Confirmations) preferred
11

Transaction Capture Analyst Resume Examples & Samples

  • Strong attention to detail, clear communication skills both written and verbal, ability to use good judgment in determining if trade details match, or if one trade can be ‘substituted’ for antoher (example: broker has billed fee on the sell trade, our FO has added fee on the buy trade – do these trades ‘go together’ and can we apply the fee on the sell to our buy, or does the trader need to add a fee to the buy deal?)
  • Strong interpersonal skills. Excellent excel skills
  • Interacts well with traders/salespeople
  • Ability to multitask and strive in a fast pace environment
  • Able to work well as a team player
12

Mys-ctsm Kl-transaction Capture Analyst Resume Examples & Samples

  • Degree holder in Business or Banking
  • Minimum 1 year experience in operations, preferably in Custody/Funds, settlement or securities operations
  • Knowledge in SWIFT preferred
13

Transaction Capture Analyst Resume Examples & Samples

  • Experience in a Middle Office or related Operations role is desirable
  • Demonstrable strong customer service skills
  • Builds positive working relationships and works with team members to understand the root cause of an issue in a timely and effective manner
  • Computer literate and ability to grasp several in-house systems quickly
  • Ability to detail issues, both verbally and in writing, in a clear, accurate and concise manner
  • Fluency in a second language may be an advantage
  • Bachelor’s degree or extensive years of relevant experience
14

Transaction Capture Analyst Resume Examples & Samples

  • Basic awareness of accounting
  • Strong communication skills, able to liaise with internal and external customers at all levels
  • Good organization skills to constantly reprioritize workload and ensure full control over process
  • Flexible attitude and willingness to help others in the team
15

Transaction Capture Analyst Resume Examples & Samples

  • Provide ongoing support to Credit Trading desk. Supporting both complex and vanilla products across Fixed Income and Equity
  • Create controls that eliminate potential for operational issues and ensure those controls are being monitored on a daily basis
  • Ensure quality control over the trade details input into the Front Office risk management/trade capture system(s) by addressing discrepancies in the trade booking versus the Front Office execution parameters
  • Send daily P&L Estimates and reconcile with Product Control’s floor sheets
  • Analyze and comment on daily front-to-back reconciliation and exception reports
  • Investigate or escalate queries raised by Operations, Legal/Compliance, and Product Control while working towards a final resolution
  • Provide ad hoc analysis and reporting to the trading desk and Middle Office management
  • Participate in special projects including, but not limited to performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies
  • Approximately 1 Years’ experience working with Fixed Income products, preferably in a Middle Office, Operations, or Product Control capacity
  • Strong Excel skills (VBA a major plus)
  • Familiarity with P&L reporting
  • High systems aptitude with experience in system implementation and testing
  • Must be creative and open-minded as the Middle Office is looking to find the best possible solution for issues
  • Must be able to work in a high-pressure environment and under tight deadlines, as part of a team, and be incredibly self-motivated
  • Flexible with working hours as the position will occasionally require late nights and weekend work
  • Familiar with FINRA/TRACE legislation and reporting requirements
  • Proficient in DTC and Euroclear processes
16

Transaction Capture Analyst Resume Examples & Samples

  • Provide day-to-day operational support for Citi's Equity Derivative Sales and Trading Business
  • Perform daily reconciliations of trading activity to ensure there are no discrepancies
  • Work closely with the sales and trading desk to ensure the timely resolution to any discrepancies
  • Work closely with various groups within Citi to facilitate changes to existing as well as planned systems and reconciliations
  • Perform daily reconciliations that are designed to ensure full compliance with all current regulation and legislation
  • Work across functions (i.e. Risk, Compliance, Regulatory Reform, Trading, etc.) to implement change to ensure compliance with any future regulation or legislation
  • Candidate should have a BA/BS degree in a related field
  • (Preferred) Previous experience of supporting a demanding trading desk
  • Familiarity with current legislation in relation to equity derivatives (i.e. Volcker, Dodd-Frank, etc.)
17

Intermediate Transaction Capture Analyst Resume Examples & Samples

  • Acting as single point of contact to D1 top tier priority clients, where they would be expected to build a good relationship by which they can add real value when dealing with any client issue
  • Perform root cause analysis and process improve current trade front to back flow in order to achieve economies of scale
  • Previous experience in client facing or trade/desk support role
  • Familiarity with impacts on risk and P/L
  • Strong Microsoft Excel knowledge is essential
18

Transaction Capture Analyst Resume Examples & Samples

  • 1) Compile / analyze complex data for the business and work with subject matter experts within Operations to identify areas for increased compression output across multiple asset classes with a focus on Interest rate derivatives
  • 2) Ensure quality control over the trade details input into the Front Office risk management/trade capture system(s) by addressing discrepancies in the trade booking versus the Front Office execution parameters. Candidate will be able to manage the processing of all compression related activity as well as provide support to the Rates trading business across the various operation support functions
  • 3) Manage and maintain controls over trade life cycle events including novations, unwinds, and amendments
  • 4) Produce daily New Activity P&L, P&L explain and Option Exercise reports
  • 5) Analyze and comment on daily front-to-back reconciliation and exception reports
  • 6) Investigate or escalate queries raised by Operations, Legal/Compliance, and Product Control while working towards a final resolution
  • 7) Review static and market data for accuracy and completeness
  • 8) Provide ad hoc analysis and reporting to the trading desk and Middle Office management
  • 9) Participate in special projects including, but not limited to performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies
  • 1) Knowledge of Interest Rate Derivatives or Fixed Income products, preferably in a Middle Office, Operations, or Product Control capacity
  • 2) Ability to analyze large data sets / data mining
  • 3) Strong Excel skills (VBA a major plus)
  • 4) Familiarity with P&L reporting and explanation including Fixed Income risk metrics
  • 5) High systems aptitude with experience in system implementation and testing
  • 6) Must be creative and open-minded as the Middle Office is looking to find the best possible solution for issues
  • 7) Must be able to work in a high-pressure environment and under tight deadlines, as part of a team, and be incredibly self-motivated
  • 8) Flexible with working hours as the position will occasionally require late nights and weekend work
  • 9) Familiar with Dodd-Frank and various regulatory rules
  • 10) Knowledge of ISDA definitions and Industry initiatives is a plus
19

Transaction Capture Analyst Resume Examples & Samples

  • Manage operational client relationships for institutional clients transacting with Citi
  • Develop a high level of understanding in fixed income financial products and markets, including Rates, Credit, Mortgage, Municipal and Foreign Exchange products
  • Ensure timely and accurate trade capture, confirmation and settlement of cash and derivatives transactions
  • Resolve trade discrepancies and settlement exceptions with clients
  • Improve efficiency in day-to-day processes while incorporating technological improvements
20

Transaction Capture Analyst Resume Examples & Samples

  • Reduce risk to the firm through reconciliation and break resolution
  • Product coverage includes US Equity Markets. (Cash and Converts)
  • Work with Client facing teams to ensure client allocations are done on trade date
  • Work with compliance and trading desk to process and document trading errors
  • Work with Purchase and Sales team to ensure all street facing trade breaks are resolved
  • Work with trading desk to reconcile EQRMS and TMS(Front Office to Back Office reconciliation)
  • Monitor OATS reporting and reconcile repairs with FINRA when needed
  • Ensure compliance with regulations/laws/policies that govern our business
  • Collaborate with technology groups and trading desk to integrate new trading flows and system changes Investigate methods to reduce breaks and risk. Work with business analyst team to create requirement documents Help produce Daily MIS report and attend weekly review meetings
  • Liaise with IT group and Global Business Analyst Team on system enhancements, requirements, and UAT"
21

Transaction Capture Analyst Resume Examples & Samples

  • Validate all types of transactions in product processors, risk, pnl and vendor applications
  • Compile, analyze and attribute T+1 P&L reporting for business
  • Monitor, investigation and drive remediation of trade exceptions
  • Continuously identify, assess and improve the control framework
  • Identify gaps in the front to back trade life cycle flow and collaborate with colleagues to improve accordingly
  • Technical Skills: Knowledge of Microsoft Office suite of products (Excel, Access, Power Point) preferred
22

Transaction Capture Analyst Resume Examples & Samples

  • Good grasp of FX products is the key with exposure to clearing and settlement is added advantage
  • Attention to detail and excellent time management
  • Enthusiastic self-starter
23

Transaction Capture Analyst Resume Examples & Samples

  • Monitoring and compiling daily exception reports to ensure Citi's positions and risks are correctly captured at the time of execution
  • Liaising with the business to identify and resolve issues, provide trade information and acting as a point of contact for multiple teams around the firm
  • Investigating cash and payment fails, trade maintenance and reconciliation of daily trading activities
  • Maintaining, developing and improving current processes and procedures
  • Identifying and investigating regulatory reporting exceptions, developing a strong understanding of the requirements of the current and upcoming regulatory environment
  • Reviewing daily control reports targetting patterns of exceptions
  • Supporting the desk through system enhancements and regulatory or compliance queries. Taking the lead in testing for new product and system roll-outs. Representing the trading MO team on various projects
  • Providing timely and accurate MIS data in response to ad hoc management queries
  • Basic awareness of financial markets, compliance and regulatory environments
  • Ability to focus on the detail and maintain accuracy in a pressurised environment
24

Intermediate Transaction Capture Analyst Resume Examples & Samples

  • Bachelors Degree, preferably in a Business, Finance, or Economics concentration
  • Min. 2 years Middle Office experience in similar role, preferably working with Fixed Income
  • Fluency in written & spoken English, Mandarin & Cantonese
  • Strong interpersonal skills. Able to work with teams or different group of people
  • Able to function effectively in a high-volume & dynamic environment
  • Can able to work well under pressure and multi-task with a sense of urgency
  • Knowledge of Markitwire & DTCC system is benefit
  • Proficient in Microsoft Excel, Word & PowerPoint
25

Transaction Capture Analyst Resume Examples & Samples

  • Candidate must be a self-starter who possesses a BA/BS degree or equivalent work experience in financial services with emphasis on people management, risk control, reconcilement and basic accounting. Also important are strong process and project management skills, analytical abilities and excellent communication skills with all levels of staff and management
  • Possess excellent interpersonal, business writing, and verbal/presentation skills including good communication skills with the ability to be assertive. Strong aptitude with understanding regulatory environments
  • Preferred working experience in project management with a solid technical background with understanding and/or hands-on experience in Citi systems
  • Solid organizational skills including attention to detail and multi-tasking skills
26

Transaction Capture Analyst Resume Examples & Samples

  • A good theory based understanding of derivatives will be a benefit – particularly Equity derivatives
  • A Finance/accounting/ Mathematical background from degree would be preferred along with a good demonstration of organisation, ownership and responsibility in previous activities
  • Candidate should possess excellent communication skills and be able to work in stressful environments. Skills in organisation and prioritization are essential
  • Knowledge of OTC confirmations a benefit
  • Knowledge of current Regulations affecting the OTC space also a benefit
  • Experience in Client Service, Relationship management, Front Office Support preferred
27

Citibank Berhad Kl-transaction Capture Analyst Resume Examples & Samples

  • Degree in Finance, Accountancy or Banking is preferred
  • Fresh Grads
  • Good understanding on Foreign Exchange and Money Market products as well as regulatory policy and guidelines
  • Computer literate especially in Microsoft Excel
  • Team player, strong numerical skills and attentive to details with a high level of accuracy
28

Transaction Capture Analyst Resume Examples & Samples

  • Monitor, investigation and drive remediation of trade exceptions partnering with colleagues in the business and other support fucntions (Compliance, Product Control, Technology, etc)
  • Continuously identify, assess and improve the front to back trade life cycle flow and collaborate with colleagues to improve accordingly
  • Technical Skills: Working knowledge of Microsoft Office suite of products (Excel, Access, Power Point) preferred
29

MYS Ctsm Kl-transaction Capture Analyst Resume Examples & Samples

  • Bachelor's degree or diploma in accounting, finance, computer science, Business Admin and/or professional qualification (ACCA, CPA, CA or equivalent)
  • At least 1-5 years TA experience preferable
  • Familiarity with global markets – practices, regulations, industry trends and key industry segments
  • Knowledge of operations for various kinds of funds including but not limited to Hedge funds, Mutual funds, REITs and ABS
  • Detailed knowledge of business processes and procedures as well as service and systems (including downstream impacts)
  • Candidate should be flexible ready to work in different shifts
30

Transaction Capture Analyst Resume Examples & Samples

  • Assist in day to day operational support of Syndicate Underwriting business (Municipal and Corporate Bond Investments) acting as an intermediary between Internal/External Clients and third party trustees
  • Book and maintain various types of transactions in product processor and risk systems
  • Liaise between sales, trading desk, financial control and other operational and support areas
  • Handle customer inquires as well as generate and make reports available for customers
  • Work closely with third-party trustee, counsel, rating agency's on setup and maintenance of trust life cycle
  • Work on and test system enhancements to improve controls and straight through processing
  • Financial markets experience (not a must)
  • Desire to work in a fast paced environment and multi-task under tight deadlines
  • Spreadsheet and quantitative skills
31

Intermediate Transaction Capture Analyst Resume Examples & Samples

  • Manage operational relationships for institutional clients transacting with the fixed income sales business
  • Develop understanding of fixed income financial products and markets
  • Ensure timely and accurate trade capture of fixed income transactions
  • Resolve trade confirmation breaks and settlement exceptions with clients
  • Continuously work to improve day-to-day process flows
  • The individual will work closely with our institutional clients, salespeople, trading assistants and operations and technology to provide a high level of service to our clients and internal businesses
  • Ability to demonstrate independent decision making skills
  • Must be Able to work extended hours
32

Transaction Capture Analyst Resume Examples & Samples

  • Provide institutional clients product coverage for the U.S. and international equity markets. This includes IPO's, convertible bonds, stocks, syndicates, program trading and FX currency exchanges
  • Work directly with sales trades on the cash, electronic, convertible bond and program desks to ensure complete trade execution and settlement
  • Ensured the integrity of the bank's trading positions through accurate trade capture, portfolio management, price reconciliations and query management
  • Handle the booking and matching of trades, account maintenance and commission and trade settlement for assigned client portfolio
  • Fully responsible for keeping assigned portfolio in compliance with SEC securities trading regulations such as 204, Regulation T, Rule 15c3-3 and Regulation SHO
  • Detailed Job Skills required/needed to perform the role
33

Transaction Capture Analyst Resume Examples & Samples

  • Manage variable daily traded volume within the role; adhere to tight deadlines, involving large financial transactions
  • Look to actively develop relationship with key Clients as appropriate
  • Ensure all post settlement breaks are resolved within the required timeframe and that the numbers of reconciliation differences are kept within strict tolerances
  • Assist with staff development / training and meet all Objective/Appraisal deadlines