Risk Reporting Resume Samples

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B Williamson

Bert

Williamson

18037 Lindsey Knoll

Phoenix

+1 (555) 253 2558

18037 Lindsey Knoll

Phoenix

Phone

p +1 (555) 253 2558

Experience Experience

Los Angeles, CA

Risk Reporting

Los Angeles, CA

Brown-Gleason

Los Angeles, CA

Risk Reporting

Generating of risk reports, including market, credit and operational risk for the region and regional legal entities
Training and migration of reporting processes from other APAC regions
Provide oversight to Operations during UAT
Development and ongoing maintenance of risk reports, including limit monitoring
This role is perfect for a junior level candidate who wants to move into Risk Management. It will allow them to learn the Risk Management tools and procedures before moving into other more analytical and forward facing parts of the department. The normal progression is to join the team for 2 years before moving into the Analysis team in the future
Responsible for communicating with locations, attending calls, drive conference calls with locations etc
Analyse all risk measures, including VaR and Greeks, and complete periodic reporting to senior managers and regulators

Phoenix, AZ

Corporate Risk-risk Reporting

Phoenix, AZ

Farrell, Daugherty and Rutherford

Phoenix, AZ

Corporate Risk-risk Reporting

Develops, automates, maintains and operationally supports reporting solutions
Supports / contributes to the reporting solutions strategy
Provides technology solutions consulting, training and support to user population
Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
Extraction and mining of data from the source Risk systems
Superior analytical abilities
Interacts effectively with peers and senior management

present

Houston, TX

Senior Manager, Operational Risk Reporting

Houston, TX

Bechtelar LLC

present

Houston, TX

Senior Manager, Operational Risk Reporting

present

Lead/contribute to the integration of the operational risk reporting framework components into risk reporting methodologies and processes
Strategize on new reporting mechanisms to provide Operating Groups with increased transparency and an end-to-end view of risks
Produce top-line, emerging risk and significant event reporting for the designated portfolio
Enterprise net income through monitoring and mitigating operational losses
Corporate Support Areas Heads (across 17 risk categories including AML, Information Security, Legal, Model Risk, Outsourcing, etc.)
Promote awareness of the bank’s risk taking philosophy, risk appetite, policy, authority structure, procedures and processes
Anticipate and prepare for emerging regulatory developments and maintain effective relationships with our regulators

Education Education

Bachelor’s Degree in Finance

Iowa State University

Bachelor’s Degree in Finance

Skills Skills

Strong basic quantitative skills
Ability to work and solve problems independently, and be able to work in a fast paced, deadline oriented environment
Strong knowledge of Excel and/or Access
Strong knowledge of MS Excel and Access
Ability to quickly assimilate and analyze large amounts of information
Strong attention to detail, willingness to "roll up sleeves"; tireless work ethic
Knowledge of market risk metrics and financial products
Knowledge of financial products, both Fixed Income and Equities
Advanced knowledge of MS Excel, Access and VBA
Strong communication skills

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Corporate Risk Reporting Resume Examples & Samples

Scoping, designing and leading quality assurance tests to verify and assess risk components,reporting on the findings, and recommending action plans to address operational risks and process deficiencies
Developing deep business process knowledge and staying abreast of business and regulatory changes
Manage Risk Control Self Assessment (RCSA) processes across various risk reporting stripes
Ability to bring agreement on measures to address these deficiencies
Good foundation knowledge and experience in a relevant risk, audit or similar control function
Ability to work with minimal supervision and commitment to self-development
Willingness to share experience and deliver feedback to the wider team
Strong Microsoft Excel/ Access skills

Risk Market & Legal Entity Risk Reporting Resume Examples & Samples

Daily production and substantiation of Market risk reports on Positions, Value at Risk (VaR) and Stress Testing
Implement and run ad hoc portfolio analysis for Market Risk Management
Market Risk limits reporting and management
Contribute to the aggregation of the firm’s Market Risk non-statistical exposures for weekly risk meetings and monthly risk report packages
Assist in delivery of both tactical and strategic enhancements to relevant processes and reports
Documentation of relevant Standard Operating Procedures
Assist in managing the migration of existing reporting practices and tasks from NY, London and HK locations
Assist in the development and standardization of Risk Reporting across LOBs (e.g. Corporate and Investment Bank, Commercial Bank, Asset Management, Private Bank)
Eagerness to learn about Risk Management and Reporting
Strong understanding of financial products
Understanding of Market Risk metrics such as greeks, VaR, and stress testing; knowledge of MaRRS is a plus
Advanced knowledge of Microsoft Office (mostly Excel and Powerpoint) and Business Objects
Strong analytical, quantitative, and problem-solving abilities
Good team player who can work well with colleagues of various levels, across multiple locations
Excellent relationship building skills with the ability to listen well and influence others
Self-motivated and comfortable working with large amounts of data
BA/BS degree or equivalent required. Master Degree in field of Finance and Risk preferred

Risk-instrument Authorities Risk Reporting Resume Examples & Samples

Relevant experience in the financial industry
Proficiency using Microsoft products including Excel, VBA and Access
Ability to work and solve problems independently, and be able to work in a fast paced, deadline oriented environment
Strong organization and processing skills
Ability to improve current processes and achieve efficiencies
Team player who can interact at ease with colleagues of various levels
Self-motivated, and comfortable working with large amounts of data
Knowledge of market risk metrics and financial products a plus
BA/BS degree required

Risk-legal Entity Risk Reporting Resume Examples & Samples

Accountable for Legal Entity risk packs that are submitted to EMEA Senior Management, Risk Committees, CROs, Board of Directors and regulators. There is a critical need to focus on ensuring risk reporting is comprehensive, timely, and accurate so that all levels of risk management can use it to understand and manage the business in a timely and effective manner
Ensure reasonableness and integrity of risk information before submittal
Ensure consistency in practices and procedures around reporting of risks exposures across locations
Establish of a cross line of business / risk stripe framework for the measurement and control of risks at the legal entity level
Expand legal entity coverage and increase frequency of report production. Expand coverage of the other risk stripes (model, principal, reputational, etc.)
Develop CFTC pages for JPM Sec PLC Swap Dealer registration
Leadership & Influence Skills
High degree of integrity, independence and impartiality

Consolidated Operations Risk Reporting VP Operations Risk & Control Resume Examples & Samples

8 years of related experience in the banking industry
Strong relationship management skills and ability to influence others
Material experience with operational risk disciplines; processes, risks andcontrols and familiarity with accounting systems/processes
Strong leadership, and project management skills and ability to manage many competingpriorities
Strong interpersonal skills and ability to communicate effectively in both oraland written form

Analyst, Risk Reporting Resume Examples & Samples

Development, implementation, and maintenance of risk reports covering fixed income, commodity and equity trading activities as well as loans
Representation at cross-functional working groups
Strong knowledge of financial products, financial markets and risk drivers especially those within Fixed Income, Commodities, Equity Derivatives and Loans
Minimum of1-3 years of experience specifically in Credit/Market Risk Reporting, Product Control with an emphasis on risk, or related risk control functions in a Bank
Strong technical skills in VBA and SQL database queries are essential
Experience in process improvement, particularly with regards to data accuracy and reporting
Strong experience with Microsoft Office, including Excel, Power Point, Word
Strong problem-solving abilities, excellent analytical skills and attention to detail
Excellent communication skills i.e. solid writing and oral presentation skills
Experience in working with Global teams across multiple divisions

CIO Middle Office Liquidity Risk Reporting Resume Examples & Samples

Assist in development of requirements strategy, direction, scope and priorities in partnership with the business
Act as a key point of contact for projects in scope for CIONA
Assist in defining plans through a rigorous process of defining business requirements and project specifications
Assist in testing implementation of CORE changes to the LRI reporting infrastructure
Partner with the regional CIO teams, other corporate functions, and all lines of business to implement the newly created liquidity management and reporting capabilities
Prepare ad hoc analysis supporting all liquidity risk management processes, controls and reports
Define and implement detailed business processes and controls
Utilize firm wide reference data scheme for remediation analysis and business reporting
Minimum 6-8 years of experience in banking/financial services industry; liquidity management, balance sheet/business analysis, project management and/or treasury background a plus
Posses strong product knowledge of fixed income and derivative products
Must understand the intricacies and granular attributes that differentiate one product from another
Strong interpersonal, relationship building and communication skills
Posses strong knowledge of Bloomberg, RDI, GIM and other platforms that can be leveraged to obtain product reference data
Self-starter and able to lead projects and influence across functional teams
Excellent organizational and prioritizing skills
Recognition of the business' and team's requirements and the willingness to step outside of a strict job description (understanding the 'bigger' picture)

Risk Reporting Resume Examples & Samples

Generating of risk reports, including market, credit and operational risk for the region and regional legal entities
Development and ongoing maintenance of risk reports, including limit monitoring
Support of ad-hoc requests by global and regional senior risk management
Working knowledge of the principles of credit risk and/or market risk
Basic understanding of Risk Systems Infrastructure
Strong basic quantitative skills
Strong knowledge of Excel and/or Access

Risk Reporting Resume Examples & Samples

Generation of risk reports, including market, credit and operational risk for the region and regional legal entities
Basic understanding of Risk Systems Infrastructures
Strong knowledge of MS Excel and Access

Operational Risk Reporting Resume Examples & Samples

Primary responsibility will be to produce reports enabling Operational Risk Management to proactively assist in managing operational risks through risk assessment, anticipation, mitigation and recovery
Primarily support ICG Operational Risk Management, with secondary clients including Latin America and Global O&T
Provide information to Risk Management for senior level reporting, scenario analysis, audit, regulatory, and ad-hoc related queries
Contribute to Citigroup’s Comprehensive Capital Analysis and Review for the Federal Reserve
Develop an understanding of financial markets and key risk factors that contribute to losses faced by various Citigroup Business Segments
Develop and maintain close working relationships with Operational Risk Management business coverage officers, Business Segments and other Control functions
Design and implement effective control processes to ensure accurate and timely reporting for our clients
Identify and implement automation and consolidation opportunities to continually improve productivity
Liaise between Risk Management and Technology in order to enhance system processes and accuracy of data in the Event Data Capture System
The ideal candidate will have a BS or BA and 5-10 years work experience in finance or a related control discipline (e.g. Risk Management, Reporting, Financial Control, Audit, Operations, etc.)
Solid understanding of financial concepts and data analysis, or a track record that demonstrates high aptitude to learn these skills
Ability to manage a full UAT cycle, coordinate testing between numerous stakeholders and agendas, then breakdown results of testing to highlight main points and provide explanations
Advanced knowledge of Microsoft Excel and MS Access are a must, familiarity with Business Objects is preferable
Capacity to maintain a high attention to detail and accuracy are essential while working against demanding deadlines

Head of Risk Reporting & Governance Resume Examples & Samples

Maintaining and evolving the Risk Governance framework
Ensuring that ERM has a complete set of policies and associated procedures and that these are in line with business needs and regulatory expectations
20+ years of relevant experience in large diversified Financial Services organizations facing multiple Regulators
Ability to understand the risk reporting, governance and policy requirements of different business and risk stakeholders and design and implement effective risk reporting systems and processes to address them
Solid understanding of the technology and operations involved in creating and delivering risk information and reporting capabilities
Solid understanding of risk information and metrics and how they can be leveraged to produce insightful risk information and reports
Ability to understand risk information to spot and highlight key interrelationships and trends
Ability to communicate risk concepts and information to Senior Management and the Board
Understanding of the Authoritative sources that apply to ERM from regulatory and industry bodies
Experience interfacing and working with major Regulators, such as FRB, OCC, NYDFS
A self-starter with excellent interpersonal, organizational, and leadership skills

CFO Risk Reporting & Governance Executive Resume Examples & Samples

Management-Level Committees: Assume primary accountability for CFO Risk Committee (CFO RC) operations and secondary accountability for Asset Liability Market Risk Committee (ALMRC) operations. Responsibilities will include agenda planning, materials aggregation and distribution, drafting of meeting minutes, charter management, committee materials management, etc
Board-Level Committees: Assist teammates as appropriate in supporting Enterprise Risk Committee (ERC) operations
Document Management: Assume primary policy management accountability for certain CFO Group, CFO Risk and GST/RRP policies. Will provide secondary policy management support for certain other policies. Manage charter revisions for the CFO RC and its subcommittees, partnering with appropriate committee secretaries
Reporting: Assume primary accountability for oversight and management of certain reporting related to the CFO Group's role with respect to the Swap Dealer Risk Management Program, various risk appetite statements and equity investment reporting. Assist teammates in monthly governance dashboard preparation for the CFO RC and its subcommittees
Other: While the role will focus on day-to-day support of the CFO RC and the ALMRC, the candidate will also have exposure to broader governance rationalization work and will gain experience in the editing and drafting of governance documents
Legal background and/or experience as a corporate secretary a plus
MBA is a plus
Experience at Bank of America (knowledge of the enterprise); experience in Finance,Corporate Treasury, Corporate Investments Group, Global Stress Testing - Knowledge of BoardVantage and SharePoint is a plus

Data Governance & Risk Reporting Lead Resume Examples & Samples

Creates Data Governance framework that meets data objectives for the LOB
Establishes and executes the Data Governance, which includes end-to-end process and data quality framework for assessing decisions that ensure the suitability of data for its intended purpose
Executes enterprise data governance strategies in line with the organization`s business strategy and objectives
Establishes the Data Governance Council, its vision and direction. Oversees the creation of data governance policies and standards
Defines and implements Data Governance Management tools
Works with business owners to defines and establish data quality rules and definitions consistent with department and organizations strategies
Centralize existing MIS under one core team and manage SLAs and change-control procedures related to the MIS book of work
Establishes processes to continuously monitor data quality. Ensures processes are in place to proactively detect, correct, and prevent invalid data values
Establishes, communicates, and implements departmental plans, objectives, and strategies
Participates as a member of the Management Team
Manages direct reports, systems, and projects to achieve department/unit goals in accordance with Company policies and practices
Prepares and analyzes department/unit plans and reports
Provides leadership by exhibiting influence and expertise, thus affecting the results of the operating area
Creates an effective work environment by developing a common vision, setting clear objectives, expecting teamwork, recognizing outstanding performance, and maintaining open communications
Develops staff through coaching, providing performance feedback, providing effective performance assessments, and establishing performance & development plans
Bachelors Degree. Masters degree in Engineering, Mathematics, Computer Science, Statistics or related field preferred
5 + years experience in Consumer Services
Demonstrated experience working with semi-structured and/or unstructured data and data repositories used for data mining and innovation analysis
Demonstrated management or leadership experience
Extensive knowledge and understanding of Data Management
Extensive knowledge and understanding of insurance and/or financial services industry
Extensive knowledge and understanding of how data quality affects business decisions

Corporate Risk Reporting Resume Examples & Samples

Project management, from the business perspective, of projects ranging from strategic to ad-hoc enhancements impacting the Market Risk Reporting and Control teams
Business Analysis and documentation of current state process and data flows – engaging with product control, Market Risk reporting, GMR IT,Market Risk Coverage and Business Management
Generation of detailed business requirement documents and use case examples in partnership with the stakeholder groups
Build and maintain strong working relationship with Market Risk counterparts – GMR IT, Risk Reporting and Control teams
Project management experience
Experience in a Market Risk / Product Control / Risk Technology area
Comfortable with conveying complex requests to Technology,Operations groups and senior managers
Results-oriented / delivery focused; ability to deliver high-quality results under tight deadlines

Team Lead, Risk Reporting & Development Resume Examples & Samples

Operations and Support: She/he will lead the team and perform operational duties where required. Key responsibilities are
Implementing changes to the scheduled and manual operational tasks
Monitoring operational schedule to ensuring that jobs are completed on-time
Provide support by analyzing and resolving production problems
Problems / errors are thoroughly investigated and resolved in a timely manner by involving the appropriate IT and business specialists
Initiating processes and system enhancements to prevent reoccurrences of issues
Planning and Designing: She/he will take the lead on the design and architecture for development processes. Key responsibilities are
Designing and building applications of an efficient and quality nature
Leveraging existing software and integrating the end product into the Risk Reporting environment
Keeping abreast of leading edge of development practices
Understanding and clarifying business requirements, concentrating on the current but keeping future requirements in mind
Development: She/he will lead the team and perform development tasks where required ensure that the following key criteria are met
Developing robust, scalable applications and processes
Building data quality checks into developed applications and processes
An appropriate level of documented unit testing is performed prior to implementation
Metadata is captured for all transformations and processes, and an impact analysis is carried out prior to any enhancements
User acceptance testing is performed when appropriate to ensure that the client agrees to the final deliverable
Leadership: The position will require that the individual provide team leadership and technical coaching to full-time staff and contractors. Key responsibilities are
Evaluate incoming requests by reviewing requirements and determining high level work effort
Assign tasks to the team and define tasks and timelines
Monitor team progress and ensuring that tasks delivered on-time
Communicate status to management and clients
2+ years of experience in leading a development team
10+ years of development experience
5+ years SAS development experience (Base SAS, SAS-EG, SAS Access to ODBC, …)
5+ years of experience with developing in a UNIX environment (AIX experience is beneficial)
Including UNIX scripting
Knowledge of UNIX administration would an asset
Experience in managing very large amounts of data (i.e. 100’s of GBs)
Experience with relational databases like DB2, Oracle, and Neteeza
10+ years of advanced SQL skills
Working knowledge of Microsoft SQL Server, SSIS, SSRS, SSAS, T-SQL Stored Procedures would be an asset
Strong troubleshooting/problem solving abilities
Advanced knowledge of Microsoft Excel, PowerPoint
Experience in Financial Service industry, Risk Reporting and Risk Modelling would an asset

BCM Risk Reporting & Control Resume Examples & Samples

Management of the Global Dispensations, Waivers and Breaches (DWB) process including control processes supporting risk acceptance and dispensation procedures
Develop and embed the tracking and reporting of BCM-themed audit points and BCM control issues resulting from transactional ops reporting, compliance & capability reporting and conformance testing
Develop and embed the process for the tracking of compliance and capability to BCM policy and standards
Develop and embed the processes for the identification and reporting of residual risks
Analysis and interpretation of data to identify emerging themes and trends
An experienced and rounded business resilience risk & control manager
Experience of governance, risk and control frameworks as applied to business continuity management
Excellent analytical skills and demonstrable data analysis skills
Ability to negotiate resolution plans and timelines with senior business and BCM management
Knowledge of audit, operational risk and regulators
Ideally, experience of global financial services industry
Creative with an understanding of current styles and trends in reporting
Advanced experience in Microsoft office, i.e Excel, PowerPoint, Visio
Excellent stakeholder management skills
Strategic thinker and pragmatic approach

Finance Risk Reporting Resume Examples & Samples

Generate key risk indicator reports including points related to audit activity, regulatory compliance issues, and operational risk incidents
Analyze metrics results to identify risk trends and potential issues - both in terms of data integrity or risk factors to escalate to management
Partner with colleagues and internal clients in building out an expanded inventory of key risk indicators - ensuring alignment with control processes inventories and measurement of risk mitigation initiatives
Microsoft product proficiency required (Access, Excel, PowerPoint)
Experience in an audit, risk management or compliance function is a plus
Highly motivated self-starter with the ability to set priorities, and monitor own workload to meet aggressive deadliness
Demonstrates strong ownership and accountability for own work
Polished interpersonal and written skills
Strong qualitative and analytical skills
Ability to work in a dynamic, and fast paced team environment
Positive attitude and a strong team player
Articulate and persuasive, yet team worker
Energetic, entrepreneurial attitude

VP Risk Reporting Resume Examples & Samples

Working with other business groups, business analysts and IT to identify and implement solutions for external or internal requests such as new reports, data quality improvements and reporting processes improvements
Leading the development, implementation, and maintenance of risk reports covering most asset classes (e.g. fixed income, commodity and equity trading, loans)
Experience working under pressure and performing to tight deadlines
5-10 years of experience in risk
Strong skills of Business Analysis and proficiency with SQL, Excel and VBA are required. In general, the candidate needs to be comfortable designing database, using many tools to obtain and understand risk information
Suitable candidates will have an excellent academic background, including a degree in a quantitative discipline, such as economics, finance, sciences or engineering

Analyst, Counterparty Risk Reporting Resume Examples & Samples

Liaise with key BMO stakeholders, including Front Office Traders, Portfolio and Credit Managers to ensure information in Adaptiv is accurate and defensible
Work with Project Developers and other stakeholders to ensure source system feeds are operationally sound and concise
Participation in design, development and testing of Counterparty Credit Risk reports utilizing VBA-coding abilities to ensure information received is translated effectively for updates to Adaptiv
Gather and analyze Counterparty Credit Risk data from the Legal department to update and maintain ISDA agreements
Assign counterparty credit limits, risk ratings, tenors based on information provided through Treasury Booking Advice process
Perform client and user data review in Adaptiv to ensure appropriateness of data representation
Assist the team with other reporting commitments, projects and deliverables as required
Respond and resolve ad-hoc queries that are requested
2 to 3 years of related work experience, preferably in a financial institution
Bachelor degree in a technical field, i.e. Statistics, engineering, mathematics, economics
Understanding of derivative products and market, and the risk associated with these products
Demonstrated aptitude to work in a self-directed manner
Ability to work under pressure and in a fast paced environment
Strong MS Office skills, mainly Excel and PowerPoint
Solid oral and written English communication skills

Assistant Manager Group Risk Reporting Resume Examples & Samples

Integrating portfolio related summary reports to be presented in Group Risk Executive committee at product / country / cluster / Group level and reviewing the trends for effective management decisions
Preparation and review of portfolio risk drivers including the risk mitigation plans for Group portfolio evaluation
To compile monthly Risk Analytics pack, reviewing the RAF / MTP process followed across the business clusters
Automation of critical MIS for review and monitoring quality control for speedy delivery
Data source for GRCRMC pack presented by Group Risk, MBR pack and other packs compiled by finance
Analysing portfolio packs from countries and research for country data facts for analysis and decision making for Group Directors
Masters in Statistics, Mathematics, Economics ,operational research field, CA, Engineer, MBA
SAS Database design, VBA programming skills and MI Report production experience
Minimum 2 years of relevant experience in analytical consulting industry

VP Legal Entity Risk Reporting Resume Examples & Samples

Ability to build consultative relationships with senior management, becoming a trusted partner for thinking strategically about the risk management and within the broader context of the overall JPMorgan strategy
Understanding and experience with risk management methodologies, particularly the use of Credit rand Market risk Metrics: VaR, Stress, DRE, SRE, CVA, etc. A good knowledge of Financial Instruments, especially TCP and derivatives products and associated risks
Extensive experience working with and influencing senior management to drive strategic decisions through conducting complex analysis, developing concise recommendations and preparing and delivering well designed presentations
Able to work on a project mode basis, within a small team integrated within a large organization

Cio-alm Interest Rate Risk Reporting Resume Examples & Samples

Develop ALM IRR model to "best-in-class" functionality –using Quantitative Risk Management (QRM), a leading Asset & Liability Management software
Support reporting to senior management committees
Enhance ALM IRR reporting by a) better illustrating components of interest rate risk (convexity, volatility, floor risk, basis risk, etc) and b) introducing analytics around sensitivity to model assumptions (prepayments, deposit pricing and attrition)
Partner with Treasury / Finance teams in various businesses to model and quantify impact of all significant changes to modeling parameters
Range of instruments includes deposits, mortgages, credit card loans, auto loans, Long-term Debt and other wholesale funding, investment securities (i.e. MBS, corporate & government bonds), derivative positions (interest rate swaps), and capital
Support Investment Committee, Firmwide Risk Committee, CIO/Treasury business reviews, Operating Committee and Board of Directors Risk Policy Committee (DRPC)
5+ years of relevant experience (experience and/or interest in financial modeling is preferable)
Bachelor’s degree in Finance, Economics, Statistics, Math or other quantitative field
Strong analytical and quantitative skills, critical thinking, investigative problem-solving and decision making talents
Strong written and verbal communication skills with ability to prepare executive level presentations
Knowledge of standard financial concepts including present value analysis, financial modeling, and capital markets instruments
Organized and able to execute responsibilities with minimal supervision
Quick learner, can come up to speed quickly
Strong technical skills (particularly in MS Excel and Access). Knowledge of VBA, SQL or other financial modeling platforms a plus
Experience with ALM software systems (eg, QRM, Bancware, IPS-Sendero/Fiserv) a plus
Familiarity with Asset & Liability Management, Interest Rate Risk, Funds Transfer Pricing and Quantitative Risk Management software (QRM) a plus
CFA and/or FRM certifications a plus

Ccar Treasury Risk Reporting Senior Manager Resume Examples & Samples

Partner with Risk Systems and Technology to design strategies automated solutions and ensure complete, correct and timely reporting
Conduct high-impact analysis to support management decision-making
Strong written and verbal communication skills including the ability to effectively communicate and collaborate with the various CCAR and functional teams (e.g. risk, finance, analytics, technology). Ability to facilitate discussions and conduct group meetings
Risk/business/finance experience preferred; understanding of the Treasury function and processes a plus
Solid analytical skills (Bachelors in a concentration with analytic focus, e.g. business, finance, economics, management information systems, etc.)
Competence with Excel as well as the ability to work under pressure will be critical

Risk Reporting Intern Shared National Credits Resume Examples & Samples

Understanding of regulatory landscape faced by banks and large financial institutions, with specific focus on Shared National Credits (SNC) reporting requirements
Understanding of what the Risk Regulatory Reporting team is working on in support of ‘Getting to Strong&#8217
Tactical knowledge on various aspects of documentation requirements, creating analytics for management review, and structured lending products
Become proficient in SNC reporting tool (with training) & help SNC team develop MS Excel and Powerpoint dashboards to be used with HQ and business review
Prepare updates to Supervisory Affairs and other oversight groups to show status of process enhancement projects
Candidate Basic Qualifications: Minimum
0 on
0 grade point average scale
Relevant work experience
Geographically mobile
Legal authorization to work in the U.S
MS Office (Excel, PowerPoint, Word)
Must be willing to comply with pre-employment screening, including but not limited to drug testing, reference verification, and background check
Must be willing to work out of an office in Chicago, IL
Critical reasoning, problem-solving ability, creative thinking
Prioritization and time management skills
Inquisitive, self-directed learner

VA Hedge Modeling Operations & Risk Reporting Lead Resume Examples & Samples

Direct the calibration, oversight, and maintenance of daily hedging model runs
Provide guidance to staff in analyzing hedge model results based on theory of option pricing and actuarial/financial principles
Oversee the communication of liability hedge model results to derivatives trade desk
Ensuring hedge program compliance on a daily basis and monitor daily hedge performance
Review daily and monthly hedge attribution reports and narrative of results
Present results of attribution reports to business unit stakeholders and answer questions
Manage relationships with business unit stakeholders
Participate in ongoing model development efforts (e.g. define requirements, assist with testing, oversee deployment)
Coordinate tasks and organize priorities for team leads
Encourage professional development activities of all staff

Operational Risk Control Risk Reporting Resume Examples & Samples

Experience within Investment Banking
Excellent verbal and written communications
Experience in project or program management
Cantonese or Mandarin language capabilities a plus
Experience managing and influencing stakeholders
Experience in working in a matrix, regional APAC organization
Previous controller, audit or Compliance experience desired
Must be process oriented and have strong attention to detail
Strong Microsoft Office Suite skills (e.g., Power Point, Excel, Access, Word)

Associate Manager / Manager Risk Reporting Resume Examples & Samples

Provide analysis and ad-hoc reporting of retail portfolios to meet regulatory information requests and internal purposes
Perform quarterly regulatory and economic capital reporting by business, and advise senior management and business units on changes in usage and performance measurement
Supporting the capital implementation of new risk and capital models and/ or products across BFS
Identify / deliver process improvements in retail capital reporting
Assist with process development and implementation for capital reporting to Executive
Building and maintaining a strong relationship with stakeholders across BFS and RMG

Senior Manager Retail Risk Reporting Resume Examples & Samples

Responsible for the on-going designing, delivery, and monitoring Credit Risk key metrics, early warning indicators, and trending; designing/developing high level monthly/quarterly reporting packages to be circulated to outside departments and internal senior executive; providing management with accurate and timely periodic and ad hoc management information and balanced scorecard reporting; and supporting the understanding of actual and forecast information. This includes providing accurate and relevant comparisons, generating insightful outputs and communicating effectively with senior management
Develop and execute risk and product analysis, drawing conclusions, and making recommendations to senior management on the proactive evaluation of credit risk indicators, strategies and policies. Assemble executive risk management reporting and commentary
Design/develop an infrastructure to support distributed/site-based MIS, analysis & investigation and consistent/consolidated divisional MIS, analysis & investigation. Ensure technology infrastructure is ready to risk analytics, calculating key metrics, and applying performance measurement methodologies that are consistent with measure objectives and standard
Control definition standards and maintain consistency among all of the area’s tools (Business Objects, OLAP applications, etc) and reports (Monthly and Quarterly Performance Report, Roll Rate Model, Vintage reports, Origination reports, and various executive reporting packages, etc) for Toronto based users and site users. Develop and promote the creation of accepted and uniform standards relative to generic risk-based terms, formulas, definitions and financial reporting numbers
Ensure reporting and reconciliation processes are complianced with regulatory requirement. various reporting systems (including PPES, Roll Rate Model, Monthly and Quarterly Performance Reports, Vintage Reports, and various executive reporting packages.) are consistent and properly reconciled. Ensure that GL & source system data are reconciled, various reporting systems are consistent, and a clear, consistent portrayed of divisional numbers are always presented to executive. Maintain an audit trial of the reconciliation process. Design regular reconciliation/variance reports, ensure the deviation of metrics are clearly documented and investigated in a timely manner
Ensure reporting development, production, and control processes are consistent with Bank’s standard end user computer policies; reporting process and definitions are adequately documented and periodically reviewed and updated
Design, develop and continually improve/upgrade the analytical, forecasting, graphic/presentation tools. Stay abreast of advances in risk and performance analytics and apply those developments to the extent appropriate
Thorough knowledge of retail credit products, policies, portfolios and delivery systems
Substantial risk reporting experience will be required together with an understanding of risk data and statistics
A strong knowledge of the Bank’s technical platform applications and financial information system
Industry knowledge of trends and best practices
Must be detail oriented, accurate and thorough
Innovative by devising novel solutions that will streamlines processes and improve effectiveness
Ability to influence and secure co-operationssistance from other department in International Banking (e.g. product areas, Business Information Systems and related systems project teams) and outside vendors

Ccb-risk Reporting Resume Examples & Samples

Review existing reports and create execution plan for development and roll-out of new reports, report enhancements or report eliminations
Assist with selection of the reporting environment/tool, develop reporting and train end users
Support other Firmwide risk projects and initiatives
Comfortable working on cross functional teams, building strong partnerships and influencing skills. Adept at navigating within a large organization
Self starter; comfortable working independently to meet deadlines
Strong PC skills: Microsoft Office and Corporate defined reporting tools (SAS, Cognos, Tableau a plus)

Senior Specialist, Risk Reporting & Analytics Resume Examples & Samples

Develop IS/IM Risk reporting
Leading the development of IS/IM Risk reporting that assesses the IS/IM Risk profile incorporating relevant and pertinent information from across the Bank
Gather and analyze data to monitor risk exposure using key risk indicators
Define IS/IM metrics and key risk indicators for risk and compliance monitoring
Provide effective reporting oversight, ensuring reported measures are accurate, defensible and delivered in a timely manner to our internal and external stakeholders
Present IS/IM Risk reports to target audience where appropriate
Clarify questions stemming from IS/IM Risk reporting contents
Stay abreast with industry trends and assist senior management in understanding the impact internally and where appropriate, make recommendations to respond to the emerging risks and trends in the industry
Identifying opportunities to ensure that IS/IM Risk reporting is efficient, effective and produced in a timely manner so that synergies and capabilities are effectively leveraged across the enterprise
Design metrics and processes to effectively report IS/IM information for enterprise stakeholders including the Chief Information Security Officer (“CISO”), Operating Risk Officers within the various business lines in the bank, Chief Information Officers within Technology & Operations, the Centralized Operating Risk group and Regulators
Preparing IS/IM Risk reports for regulators and senior management, as per reporting schedule (monthly, quarterly and annually)
Producing emerging risk and significant events reporting maintaining appropriate supporting documentation to support the integrity of the reporting
Participate in Risk Control Assessments (“RCA”)
As the IS/IM subject matter risk expert, participate in annual roundtables with business executives across the enterprise to provide guidance and advice to assist the business areas with evaluating IS/IM Risk
Provide documentation on trends in the industry with respect to IS/IM Risk
Refresh data on a quarterly basis for the departments
Participate in the Initiative Assessment and Approval Process (IAAP)
As the IS/IM subject matter risk expert, provide an independent risk determination, rating and conditions for approving new initiatives
Build awareness and knowledge of IS/IM Risk and capability by effectively communicating the outcomes of IS/IM Risk analysis to relevant stakeholders
Establish and manage working relationships with other Corporate Support Areas, Enterprise Operational Risk management, Operational Risk Officers, Information Security Officers and the Information Security community to ensure IS/IM Risks are accurately reflected and clearly understood
Partners and manages relationships with key contacts within Technology & Operations providers of source data, Operating Group and senior management of BMO groups of companies, as well as external regulating bodies
Bachelor/Masters degree in Business or Technology
Approximately 7 years of related industry experience, preferably in a financial institution
Experience in Information Security required
Knowledge of operational risk and analyzing risk information required
Working knowledge of Banking Group business preferred
Knowledge of BMO Corporate Policies, Standards relating to operational risk preferred
Experience with RSA Archer Enterprise Management system deemed an asset
Exposure to Regulators deemed an asset
Ability to act with little or no supervision, and to act independently while relying on own judgment
Solid analytic and troubleshooting skills with a solution-oriented attitude
Superior report writing skills for various audiences including senior executives
Outstanding interpersonal, oral and written communication skills
Strong information technology, information security and financial industry acumen
Sound interpretation and defending skills
Superior analytical skills; ability to frame key analyses required to address critical business issues
Strong conceptual skills and ability to deal with ambiguity; creative and lateral thinker
Ability to establish conducive working relationships with stakeholders across a variety of functions including business, operations and technology
Team-oriented, collaborative and flexible
Ability to address and deliver against multiple and competing deadlines

Risk Reporting Resume Examples & Samples

Partner with Technology and the Front Office to ensure milestones are met timely
Provide oversight to Operations during UAT
Gain understanding of the RMO functions and the applications that support these functions
Closely partner with Operations, Technology & Risk to develop & drive strategic solutions and facilitate budget decisions
Establish & maintain an effective communication and engagement model with Risk, Finance, RMO, Technology and other key stakeholders; Produce regular scorecards for stakeholder communications
Facilitate senior management updates
9 years experience in Financial Services
Ability to quickly understand a complex matrix of operating systems across the infrastructure and their interrelationships/dependencies

Risk Reporting Risk Project Services Resume Examples & Samples

Lead strategic & BAU project initiatives for Risk Middle Office through end to end management of the project lifecycle working closing with Risk Middle Office (RMO)
Track Operations project status, milestones, risks, issues, assumptions & dependencies across projects & communicate/escalate to Senior Operations Management
Coordinate & lead effort to update process & control documents ahead of implementations & obtain Sr. Mgmt sign-off
Coordinate training of new processes, pre & post go-live, to Operations
Excellent organization & planning skills with minimum 4 years experience running change programs/performing business analyst function required
Excellent communication skills and strong attention to details
Excellent organization & time management skills
Stakeholder management – strong influencing/negotiation and stakeholder management skills
Change leader – proven delivery driving and implementing change across diverse stakeholders
Deals comfortably with ambiguity and uncertainty; effective at working with multiple functions across regions and time differences

Corporate Risk Reporting & Finance Resume Examples & Samples

Manage and develop team of 8 professionals
Key interactions with the senior Risk executives for both Country and Principal risk, the Risk Reporting team, technology, Risk Controllers, internal audit, respective coverage teams
Engagement in all support functions of both Country and Principal Risk, including but not limited to exception management and overlimits monitoring
Maintenance of all relevant procedures and user tools
Seasoned vice president, with approximately 5 to 8 years of relevant experience
Excellent interpersonal and negotiating skills; ability to develop effective credible relationships with the business and functional partners
Strong team player who can work well with colleagues of various levels and internal clients across regions
Minimum of four year degree with a relevant business related degree

Ccb Risk Consumer Banking Risk Reporting Assoc Resume Examples & Samples

Product Backlog – Product requirements documentation and review
Draft Portal Control paper
Conduct business review sessions
Review release plan
Update Portal Control paper
End User Communication plan
Log defects
Loading and configuring reports and materials in Portal
Portal activity reporting
Support End User training and on-boarding
Knowledge of one or more consumer products – Business Banking, Commercial Card, Merchant Services/ Paymentech, International Card (Canada), Consumer Wealth Management, Auto, and Student Loans
Knowledge of different reporting and analytic tools
Project management experience, Agile knowledge preferred
Strong organizational skills and the ability to drive complex projects, including data challenges, across multiple lines of businesses or functional groups
Process orientation and ability to structure and map processes and develop, track and monitor process metrics and effectiveness

Ccb Risk Management Business Banking Risk Reporting VP Resume Examples & Samples

Independent worker that can manage scope with minimal support
Facilitates solution assessment discussions
Actively participates in Requirements Quality Peer Review sessions
Identifies areas of improvement within existing processes & services
Creative thinker that can define new alternatives to address the enhanced control environment
Leadership abilities with strong teamwork and communication skills
Business analysis and interviewing skills
Computer Fluency (STRONG Excel/Spreadsheet, SQL and Process Mapping Software skills)
8-10 years of business analysis experience in business process and data/reporting integration projects
5+ years of working knowledge in the financial services industry
4 year bachelors degree in Finance or MIS
Experience with reporting technologies, SQL and data information solutions
Strong experience with manual and automated testing, testing tools, report writing tools, writing test plans, and reviewing test cases required
Proven history of driving business requirements through SDLC and coordinating the execution

Lead Analyst Financial Risk Reporting Resume Examples & Samples

Serve as Fleet Risk Systems & Reporting Analysis Champion for IRIS
Prepares monthly performance reports on delinquency, non-earnings, losses and watch list and gathers data and prepares presentations for portfolio deep dives
Ensures data completeness, accuracy and timeliness working cross functionally on data reconciliation routines and data integrity initiatives Works proactively and closely with risk analytics managers to improve business risk analytic and data gathering processes
Understands reporting infrastructures and data production nuances and pulls data from source systems using tools such as Business Objects or SAS
Works closely with Risk and Finance peers to consolidate and validate reporting
Manage Risk data and underwriting tools
Own databases for daily audit and project initiatives that support all CCAR reporting, reconciliations and FED edit check processes and data remediation's
Bachelor’s Degree or High School diploma/GED and 8+ years of work experience in an accounting, finance, or audit role(s)
Prior work experience in portfolio analysis and/or financial reporting
Must be able to work to tight deadlines with multiple priorities
Demonstrated experience analyzing risk/business data with the ability to distill large amounts of information down to the critical areas of focus
Proficient in software applications & database management, Excel, Word, Access, Power Point
Prefers strong experience in accounting and financial reporting
Prefers strong experience with financial or data related projects/project management
Strong communication skills with the ability to prepare clear communication and confidently present meaningful analysis to senior and executive management level
Strong PowerPoint and excel skills. Strong leadership experience

Lead Analyst Risk Reporting & Analysis Resume Examples & Samples

Prepares monthly performance reports on delinquency, non-earnings, losses and watch list and as well as other performance metrics and gathers data and prepares presentations for portfolio deep dives as well as other senior management reviews
Ensures data completeness, accuracy and timeliness working cross functionally on data reconciliation routines and data integrity initiatives
Works proactively and closely with risk analytics managers to improve business risk analytic and data gathering processes
Prior work experience in portfolio analysis and/or financial reporting
MUST be at least 18 years of age
Strong PowerPoint and excel skills including the ability to organize data and create templates
Strong data retrieval and analysis experience, critical thinking skills a must

Senior Assoc, ERM Risk Reporting Resume Examples & Samples

5+ years’ experience related to risk management, strategic planning and / or management and execution roles
5+ years solid experience in a risk management function in the financial services industry with a preference for retirement, life insurance and retail financial services
Strong, professional interpersonal skills needed. This role will be interacting with all levels of the organization
Develop strong working relationships with colleagues in Risk Management, businesses, and other Control Groups to leverage synergies and ensure that we are being efficient and consistent in assessing and reporting risks
Excellent oral and written communication skills required in order to foster productive relationships with diverse staff and constituencies
A strong process orientation and the ability to adapt well to, and initiate change in the organization
Proven ability to work independently and assess and articulate priorities with clear outcomes in mind
Hands-on experience planning, implementing and utilizing technology solutions

Corporate Risk Reporting Bangalore Associate Resume Examples & Samples

Implement robust quality assurance checks and controls through the reporting processes
Support in ad-hoc analysis of credit or market risk data
Relevant experience in financial services industry
Knowledge of market risk metrics and financial products is required
Proficiency using Bloomberg, Reuters and other market data tools is required
Team player who can interact at ease with colleagues of various levels

Director, Fraud Risk Reporting & Analysis Resume Examples & Samples

Expert knowledge of Fraud Risk Management practices
Strategic mindset, with excellent knowledge and understanding of RBC businesses and organization
Proven leadership in the establishment of governance structure, policies and/or programs within a business or function
Highly developed ability for conceptual thinking
Well developed impact and influence skills
Strong change management and people development skills

Corporate Risk Reporting Bangalore Analyst Resume Examples & Samples

Accurate and timely delivery of risk reports to senior management, risk management and regulators
Training and migration of reporting processes from other APAC regions
Interact with risk reporting, risk management, finance and technology teams in other regions
Perform independent review of the reports prior to distribution
Knowledge of market risk metrics and financial products is a plus
Advanced knowledge of MS Excel, Access and VBA
Ability to work and solve problems independently, and be able to work in a fast paced, deadline oriented environment
B.Com/BSC/BE degree required. MBA or Master’s degree in Finance preferred
CFA or FRM certification is a plus

Risk Reporting Standards & Controls Lead Resume Examples & Samples

Development and delivery of reporting metrics and management reporting (delivery tracking, reports inventory, management reporting)
Reporting standards and review (controls review and testing, report audits, process mapping, analysis and improvement)
Exposure adjustments control (adjustments processing, process control, audit trail, governance support)
Production Monitoring (controls monitoring, incident identification, exposure monitoring)
Management of a team of up to 9 ENOs located in Poland who will be performing Standards and Controls activities
Day-to-day management of the team’s overall Book of Work (BoW), including prioritization and project management of deliverables, including defining and producing reporting to support the team’s activities
Perform quality assurance of the Team’s work and deliverables
Serve as escalation point for the CRR Management Team and CR Reporting Leads
Define, establish and support an adequate Standards and Controls governance process involving key stakeholders
Specifically, manage the team’s delivery of

Risk Reporting Expert Resume Examples & Samples

Further development of UBS Switzerland AG (NewCo) Risk Report relevant reporting processes and EUA's
Credit Loss Expense, Allowances & Provisions and CLLA reporting , maternity leave coverage
Analysis and reporting related to R&C credit Risk reporting
Production of ad-hoc reports

Risk Legal Entity Risk Reporting Professional Resume Examples & Samples

Accountable for Legal Entity risk packs that are submitted to EMEA Senior Management, Risk Committees, CROs, Board of Directors and Regulators. There is a critical need to focus on ensuring risk reporting is comprehensive, timely, and accurate so that all levels of risk management can use it to understand and manage the business in a timely and effective manner
Preparation of dashboards and qualitative analyses to present risks in a succinct manner
Establish strong controls around the cross line of business / risk stripe framework for the measurement and reporting of risks at the legal entity level
Expand legal entity coverage and increase frequency of report production. Expand coverage of the other risk stripes (model, reputational, fiduciary, etc.)
Present to Senior Management and articulate key risks and trends
Broad understanding and experience with risk management methodologies, particularly the use of Market, Credit, Liquidity and Operational risks metrics
Capacity to interact with front office, support functions and senior management
Leadership and presentation skills
Good team spirit, able to work under pressure, must be a solution provider

Risk Reporting & Change Management Specialist Resume Examples & Samples

Compile, write and edit C&ORC Regional and Global risk reports, on a regular timeframe as well as ad hoc in a high-quality manner
Collaborate with all C&ORC functions to aggregate risk information, provide support, and set data reporting requirements
Support the implementation of a consistent, coordinated and transparent reporting framework; and provide quality assurance and challenge risk information to ensure clear and transparent communication
Drive continuous enhancements to the reporting processes and support the development of underlying data aggregation systems by specifying change requirements; and help promote and instil a culture of operational Risk management and operational excellence across the assigned portfolio
Help promote and instil a culture of Coordinate with other risk control functions and divisions and leverage internal audit and external reviews to develop a complete and integrated view of risk

Director, Risk Reporting Resume Examples & Samples

Build out of robust board reporting for insurance risk
Analyze and build recommendations on the firms risk appetite
Work closely with Technology areas to build reporting in a controlled way
Determining the information that should be aggregated at various levels, including product, business, legal entity and Enterprise; working with the business units to develop the process of acquiring the necessary information
Coordinating the business units' quantification of the impact of those scenarios
Designing and recommending risk limits and monitoring actual amount of exposure against such risk limits
Working on both company-wide and ERM specific special projects
Strong analytical capabilities with ability to apply analytical/critical thinking background to new situations
Comfort working with actuaries and technology professionals
Strategic, creative and broadly focused thinker
Strong oral and written skills
Effective interpersonal skills and highly skilled in collaboration since this role will require constant interaction with business unit contacts and Corporate Actuarial
Conceptual thinker that is able to collaborate effectively or work independently by taking a leadership role
Detail oriented and analytical

VP-risk Reporting Resume Examples & Samples

Work with internal and external clients on ad-hoc data requests and analyses
Regular monitoring of data quality
Experience across both market and credit risk is highly advantageous
The role involves close work with several other areas such as Business Units, Controllers, and Risk Technology. The candidate must possess strong verbal and written communication skills and be able to develop quality working relationships

Senior Analyst, Enterprise Risk Reporting Resume Examples & Samples

Ensure Group Risk Management’s reporting requirements are met in a timely,complete and accurate manner
Assist in the completion of various risk management reports including the Enterprise Risk Report, GRM Performance Metrics, Annual Peer Analysis, and the U.S. Risk Report
Assist in the development of report content and processes to efficiently and effectively meet the needs of the target audience
Assist in the implementation of the Risk Data Aggregation and Risk Reporting (RDARR) Program in Enterprise Risk
Assist in the development of responses to ad-hoc requests from the Chief Risk Officer, Chief Executive Officer or Board of Directors
Business (MBA) or Finance Background (CA, CMA) or equivalent
Good knowledge of Bank’s source-systems and associated databases
Strategic view, with strong knowledge of RBC businesses and organization
Strong problem solving, analytical, and quantitative skills

Associate Liquidity Risk Reporting Resume Examples & Samples

Coordinate the production and distribution of daily/weekly/monthly liquidity risk reports to the business units, Liquidity Risk Oversight team, senior management, and regulators
Understand key market and liquidity risk measures such as liquidity coverage ratio, net stable funding ratio, liquidity asset buffer, and non- liquidity asset buffer, deposit balances, and stress tests and explain material risk moves
Liaise with Liquidity Risk Oversight team to implement liquidity risk reports in support of legal entity reporting requirements and manage the liquidity risk limits and indicators process, including breach management
Provide timely, accurate, and meaningful liquidity and funding information to Liquidity Risk Oversight team, senior management, regulators, and risk managers by maintaining data quality in the reporting processes and utilizing system tools to control the accuracy of report results
Develop and maintain legal-entity specific liquidity reporting for Asia as specified by local regulators and senior management
Provide support to North America and EMEA team members in producing daily, weekly, and monthly risk reports
Attain extensive working knowledge of the liquidity risk reporting systems and infrastructure. Partner with technology teams and colleagues in North America to implement improvements in the technology platform
Conduct ad hoc risk analysis
Develop improvements and efficiencies in risk reporting processes and governance framework
Relevant experience in the financial industry
Strong organization and processing skills
Team player who can interact at ease with colleagues of various levels
Knowledge of market and liquidity risk metrics and financial products a plus
Fluent English speaker

Senior Associate, ERM Risk Reporting Resume Examples & Samples

Assist in developing and implementing a transition plan from current to Future State risk reporting
Participate in the Future State Metrics, Measurement and Reporting work stream (MMR) that will have a major bearing on the Future State risk reporting
Support the implementation and ongoing use of the Governance, Risk and Compliance (GRC) tools and leverage it as appropriate for current and Future State risk reporting needs
Provide training and instruction on the effective and consistent use of Risk Reporting information
Ensure that appropriate Key Risk Indicators / Key Control Indicators are defined and reported on in a consistent manner. Work with business leaders to establish Risk Limits that can implement Risk Appetite and Tolerance Statements
Drive the risk reporting processes on a cadence to meet the risk reporting requirements, including ensuring that required levels of data quality is understood and maintained
Drive a process to "connect the dots" across the risk information from the various Business Areas to identify correlated risks events, common risk drivers, mitigation programs and other related risk information that is significant to report
4-5 years solid experience in a risk management reporting function in the financial services industry with a preference for retirement, life insurance and retail financial services
BS degree in Business, Finance or related field
Advanced college degree preferred
Strong, professional interpersonal skills needed. This role will be interacting with all levels of the organization including top executive levels
Develop strong working relationships with colleagues in Risk Management, businesses, and other Control Groups to leverage synergies and ensure that we are being efficient and consistent in assessing and reporting risks
Experience with Oracle Business Intelligence
Excellent oral and written communication skills required in order to foster productive relationships with diverse staff and constituencies
High-level critical thinking skills, including strategic thinking, effective analysis of data, and the ability to aggregate information
A strong process orientation and the ability to adapt well to, and initiate change in the organization
Detail-oriented, with hands-on, roll-up sleeves approach
Proven ability to work independently and assess and articulate priorities with clear outcomes in mind
Strong project management discipline and demonstrated success overseeing multiple projects to completion
Strong ability to influence. Works effectively with various levels within an organization, including senior-level leadership, professionals and staff and quickly build relationships
Possesses excellent written/oral communications and presentation skills. Must be capable of communicating with a diverse range of individuals, regulators and other external stakeholders
Hands-on experience planning, implementing and utilizing technology solutions

Senior Information Security Analyst Executive & Risk Reporting Resume Examples & Samples

Develop executive level communications and support engagement with business leadership to guide risk-informed business decisions
Collaborate with information security staff and other key stakeholders to identify, develop, and implement reporting content that answers key questions and accurately represents major issues and topics
5-7 years industry experience in information security
Experience in information security governance, policy, and risk management

Risk Reporting & Data Governance Resume Examples & Samples

Provide analysis and control of risk information to support the Firm’s Risk Management and regulatory demands
Work with global data governance councils to manage and resolve risk data issues. Design and implement appropriate data quality metrics to effectively monitor risk data issues
Lead the development, implementation and maintenance of risk reports covering most asset classes (e.g. fixed income, commodity and equity trading, loans)
Support firm wide initiatives to achieve compliance with regulatory principles and requirements, e.g. CCAR, RDA principles etc
Develop presentations for senior management committees and board of directors
Design and optimize risk data structures
Experience working under pressure and performing to tight deadlines
Good written and verbal communication skills, including the ability to summarize information for delivery to senior management
Good understanding of financial products and risk metrics
Attention to detail and good organizational skills
Strong proficiency with technology, particularly VBA and databases/SQL, is a plus
Academic achievement in a quantitative discipline such as economics, finance, science or engineering is preferable
Higher degrees or other qualifications related to any of the above areas will be advantageous
Experience in a risk, financial reporting or front-office

VP-manager Risk Reporting Resume Examples & Samples

In-depth knowledge of enterprise-wide risk management and governance principles
Proficiency in Microsoft office products
Undergraduate degree or related experience in a business-related discipline
Excellent relationship management, project management, facilitation, and communication skills
Ability to provide strategically-focused advice and counsel

Cyber Risk Management Risk Reporting & Client Advisory Resume Examples & Samples

Equities
Fixed Income
Investor Services
CIO/Branches
Extensive specific Cyber / Information Risk Management experience
A graduate degree or equivalent experience (in computer science, information systems management, business administration or related field) is preferred
Information security certifications (such as CISSP, CISA, CISM or related certifications) would be preferred
Ability to influence across the organization at a senior level including technology and business executives
Very strong data analysis, both quantitative and qualitative
Experience in working with diverse cross geography teams
Self motivated individual, comfortable working in a leadership position without close supervision and with ability to work to deadlines
Team player with proven ability to build strong cross-business relationships
Exposure to information security principles and relevant standards including Access Management, Change Management, Security Incidents and Business Continuity Management
Must have a solid Information Business Risk background, including , risk analysis, privacy, data protection
Expertise in risk management approaches to assess and address security and other types of Information Technology-related risks
Experience with evolving state-of-the-art information security technologies, technology policy and security administration

Risk Reporting Resume Examples & Samples

Accurate and timely delivery of risk reports to senior management, risk management and regulators
Training and migration of reporting processes from other APAC regions
Implement robust quality assurance checks and controls through the reporting processes
Support in ad-hoc analysis of market risk data
Interact with risk reporting, risk management, finance and technology teams in other regions
Perform independent review of the reports prior to distribution
Involvement in regional/global projects and people agenda working groups
Knowledge of market risk metrics and financial products
Strong organization and processing skills
CFA or FRM certification is a plus

Manager, Enterprise Risk Reporting Resume Examples & Samples

Business (MBA) or Finance background (CA, CMA) or equivalent
Proven ability to identify and provide comprehensive analysis of risks facing the organization
Maturity level and skill / judgment to be able to deal with Executive levels of the Bank
Strong problem solving, analytical, research and quantitative skills
Strategic view, with strong knowledge of RBC businesses, products and organization
Strong interpersonal skills, team player
Sound knowledge of credit products, principles, rules, guidelines, policies, and approval
Strong PC skills (e.g. Microsoft Office)
Ability to perform under time constraints
Understanding of RBC organization, protocols, procedures, policies, IT systems, culture and hierarchy
Experience in process innovation, development and creation
Willingness to learn and manage change

Manager, Risk Reporting & Communication Resume Examples & Samples

Bachelors degree is required
4-6 years of experience in financial services is required
Familiarity with GAAP & statutory accounting is preferred
Solid writing skills are required
Strong proficiency in MS Excel, Word, and PowerPoint
Familiarity with key risk management concepts and/or the risk types (market, investment, insurance, operational) is a plus
Demonstrated analytical/ critical thinking skills

Operational Risk Reporting Resume Examples & Samples

Key responsibility will be to produce reports enabling Independent Risk Management to proactively assist in managing operational and model risks through risk assessment, risk metrics, anticipation, and mitigation/recovery
Develop an understanding of Citigroup’s business structure in combination with financial markets and key risk factors that contribute to losses faced by various Citigroup Business Segments
Develop and maintain close working relationships with Independent Risk Management, Business Segments and other Control functions
Liaise between Risk Management and Technology in order to enhance system processes and accuracy
Learn the intricacies of Citigroup’s Consumer business segment to design new reports/metrics and enhance current reports to optimize data elements and risk analytics
The ideal candidate will have a BS or BA and 5+ years work experience in finance or related control discipline (e.g. Risk Management, Reporting, Financial Control, Audit, Operations, etc.)
Quick learner with excellent communication skills, team orientation, and ability to work with counterparts in different areas of organization and locations
Self-motivated individual who can take initiative and work independently
Solid analytical skills to synthesize, validate, and analyze data and metrics
Must demonstrate ability to problem solve, successfully multi-task, and meet demanding deadlines
Advanced knowledge of Microsoft Excel required, familiarity with Business Objects and MicroStrategy is preferable

Associate Risk Reporting Resume Examples & Samples

Supporting the Firmwide Risk Reporting function as an independent adviser to verify controls and assess their implementation and effectiveness in mitigating operational risks
Scoping, designing and leading quality assurance reviews to verify and assess risk components, reporting on the findings, and recommending action plans to address operational risks and process deficiencies
Defining testing requirements, technical test scripts and analysis required to effectively verify operational processes/procedures
Performing detailed integrity testing of risk tools
Developing deep business process knowledge and staying abreast of business and regulatory changes
Managing Risk Control Self-Assessment (RCSA) processes across various risk reporting stripes
Establishing strong partnerships with the Business Control Office
Facilitating and ensuring SOX control compliance
Creating clear, concise management reporting on control environment depicting relevant data points
In depth understanding of transaction lifecycles, systems and controls and the functions responsible for execution of those controls
Demonstrated history of reviewing and documenting control environments
Strong analytical skills in interpretation of data and identification of anomalies
Ability to identify, research, and escalate critical issues; and achieve agreement on measures to address control deficiencies
Background in relevant risk, audit or control function
Advanced technical skills in Excel/VBA and MS Office
Independent worker who is self-motivated
Excellent communication abilities, both written and oral

Ed-risk Reporting Resume Examples & Samples

Development, implementation, and maintenance of risk reports covering most asset classes (e.g. fixed income, commodity and equity trading, loans)
Construct presentations used to brief senior business managers and the Board of Directors
Lead and coordinate projects across different areas within or outside risk management department
10 years of experience in finance/risk management
Knowledge of financial products is essential, including an understanding of risk Greek representations and VAR
Strong proficiency with SQL, Excel and VBA is required. In general, the candidate needs to be comfortable using many tools to obtain and understand risk information

Manager Operational Risk Reporting & Analytics Resume Examples & Samples

Operational Risk Management is an evolving discipline within the Financial Services industry. While initially regulatory driven, the benefits of good operational risk programs (lowered loss expenses linked to better controls as a result of Op Risk assessments, positive regulator reviews, predictive measures highlighting potential areas for loss, etc) have inspired managers to more readily embrace the philosophies of Operational Risk. This has resulted in Operational Risk management becoming a growing discipline where trailblazers have the opportunity to form policy and impact regulations
The amount of supervision required for this position is independent. Incumbents are expected to work within overall guidelines and timeframes making deadlines set forth. The position is somewhat autonomous
Department is dependent upon HTS for systems development and support
The HSBC – Operational Risk program for Operational Risk Management is geared to meet the Advanced Measurement Approach for NCAF, is at peer with large Complex Banking Organizations in the USA

Conduct Risk MI Manager Global Conduct Risk Reporting Resume Examples & Samples

Work with Divisional and Regional business leads to understand their Conduct Risk reporting requirements
Establish and maintain key controls on change management of CR MI reporting
Support the analysis of trends across businesses, products and regions
Provide input to the development of the strategic solution leveraging your experience and skills in this area
Manage the Strategic Solution post-implementation to ensure effective capture and reporting of employee, client and market conduct risk data
A background in Management Information development and reporting
Clear understanding of Risk Management in a global Financial Services organisation setting
The ability to communicate at all levels throughout the Bank
Ability to work on their own initiative, exercise sound judgement and make decisions under pressure
Knowledge of operational model of universal banks

Manager, Consumer Risk Reporting Resume Examples & Samples

Education – Advanced degree in mathematics and / or information technology (statistics, math, economics, finance, research, engineering)
Accounting Designation or CFA certainly an asset
Self-motivated individual with strong organizational skills
In depth knowledge of Personal Lending Products
Experience and expertise presenting analysis and developing analytics in Excel /SAS
Experience in an analytical role using SAS, SQL or any other statistical/data mining software
Knowledge of BMO’s retail lending applications and products (CCAPs, NCCS, MECH, MDIF)
Knowledge of the Basel framework
Excellent time and resource management skills, flexibility and resourcefulness to interface and collaborate with internal and external groups
Well-developed communication skills

Corporate Risk Management Risk Reporting Resume Examples & Samples

Degree or equivalent required (analytical or IT degree desired)
Project team experience (AGILE desirable)
Background in metrics compilation and visualisation
Understanding of market and credit risk products desirable

Risk Reporting & Stress Testing Analyst Resume Examples & Samples

Supporting the development of Bank policies, procedures and systems pertaining to Stress Testing of the Bank’s portfolio and the potential impact on the Bank’s capital base for both regulatory and internal risk management purposes. Recommend appropriate Capital thresholds to ALCO and monitor them on a look-forward basis
Adhoc Enterprise Risk reporting requirements
Performing User Acceptance Tests (UATs) with regard to any changes to the data and systems, to ensure accuracy and integrity
Experience in preparing pitches/presentations for senior management and external communication

VP-middle Office Corporate Risk Reporting Singapore Resume Examples & Samples

Be an integral partner to CIB Credit Risk. Function as team member and point person between Credit Risk Middle Office (CRMO)/Traditional Credit Products Middle Office (TCPMO), Risk Core Operations (RCO), Client Product Delivery (CPD) and Credit Risk (CR) to ensure the work product submitted for CR approval is accurate and timely. The Relationship Manager (RM) will work with these groups to ensure required documentation has been received, exposures have been properly set up and approved on the systems and credit reporting is correct
Conduit for Middle Office related requests: projects/remediation that requires input from Credit Officers (e.g. regulatory, internal audit and internal review projects)
Research and resolve inaccurate information and questions from internal partners around credit systems (e.g. NAICs, Credit Responsibility Units (CRU) and KYC questions)
Serve as liaison to business onboarding teams with respect to review and assignment of new relationships

Treasury Risk Reporting Oversight Manager Resume Examples & Samples

Ensure successful implementation of RUBY for consolidated accrual interest rate risk reporting, working with Risk Manager, Finance and Technology teams to identify data sources, ensure data accuracy and completeness, and explain differences between the current accrual risk measures and the dynamic interest rate risk measures in RUBY
Prepare monthly presentations on consolidated accrual interest rate risk metrics for Citigroup ALCO, Citibank, N.A. ALCO, and Board of Directors meetings
Interface with Treasury, Market Risk Managers, and Finance teams
Ability to handle pressure to produce the reports accurately and quickly to meet tight deadlines
Must be a team player with excellent interpersonal skills
5 years+ experience in the financial services industry; risk experience preferred
Experience in excel based spreadsheet modelling, VBA , SQL and Powerpoint
Knowledge in risk measurement and accounting methodologies relating to Interest Rate Risk, Stress Testing, Monte-Carlo simulations for ERC etc
Solid analytical skills (Bachelors in concentration with analytic focus, e.g. business, finance, economics, etc.), CFA, FRM or MBA a plus
Demonstrated ability for problem solving, independent work and attention to detail

Senior Manager, Operational Risk Reporting Resume Examples & Samples

Enables an end-to-end view of operational risk
Ensures, where appropriate, process efficiencies are identified and gained
Enforces standardization and consistency
Defines the appropriate toolset to support operational risk reporting
Lead the development of operational risk reports and promote sound practices for operational risk reporting and analysis
Designs and implements an operational risk management information and reporting framework (including governance) that strengthens and promotes identifying, assessing, documenting, and reporting on operational risk
Act as the Subject Matter Expert (SME) for a designated portfolio and lead the creation of regular operational risk reports
Develop and implement processes that will deliver and integrate all components of an effective governance framework for operational risk performance management and analysis
Establish and manage the risk reporting and analytics processes that will strengthen and promote the identification, assessment, documentation and reporting of operational risks at the enterprise and Operating Group levels, and align to the risk strategy
Develop operational risk reports working collaboratively with Operational Risk Officers and Operational Risk Reporting Analysts and also by leveraging enterprise operational risk systems, operating group data and sources across the bank
Create a comprehensive view of operational risks for designated portfolio
Strategize on new reporting mechanisms to provide Operating Groups with increased transparency and an end-to-end view of risks
Contribute to enterprise Corporate Policy and Corporate Standards to ensure that the bank’s risk reporting framework is consistent with regulatory guidelines in all jurisdictions in which the bank operates
Develop procedural guidelines, tools and templates for enterprise operational risk reporting and analytics to ensure consistent and reliable reports
Provide input into enterprise operational risk system (IT) architecture and requirements with due consideration of scope, quality and user value of data
Drive consistency, quality and continuous improvement in the execution of the risk reporting framework for a designated portfolio
Identify opportunities to ensure operational risk reporting is efficient and effective across the bank so that synergies and capabilities are leveraged
Define and drive continuous improvement throughout the operational risk community
Provide guidance, oversight and challenge to the applicable Operational Risk Officers, CSAs and lines of business
Lead/contribute to the integration of the operational risk reporting framework components into risk reporting methodologies and processes
Lead / contribute to the development of methodologies, performance metrics, systems and processes to consolidate, interpret and report on operational risk for a designated portfolio
Recommend and implement reporting standards and drive processes that ensure the integrity of reporting information and promote the credibility of the Operational Risk function within the bank and with our external stakeholders
Perform standard and ad-hoc analyses and produce regular reporting for a variety of stakeholders including the Board of Directors, ERPM, senior & executive management, regulators, rating agencies, industry associations, and other major banks
Lead the timely monitoring and reporting of the overall operational risk profile for a designated portfolio to senior executives, management committees and risk governance forums, identifying potential exposures & trends
Benchmark risk levels against industry
Produce top-line, emerging risk and significant event reporting for the designated portfolio
Contribute to and embed into reporting the key risk indicators from the KRI program
Ensure the research into, and incorporation of, industry best practices in operational risk reporting
Coach and mentor Operational Risk Analysts to build the organizational capability of the shared service reporting team to ensure a highly analytical skillset
Drive optimal transparency and responsiveness on operational risks and losses across the enterprise
Promote a common understanding of risk practices and risk exposures
Support a healthy tension and mutual respect between the lines of business and the operational risk function
Drive appropriate governance and escalation processes required to support the desired operational risk profile
Through industry groups (ORX, ABA, CBA, RMA), influence the development of regulatory requirements for operational risk
Communicate regulatory engagement standards and best practices
Interpret and represent operational risk reports to regulators, as required
Enterprise net income through monitoring and mitigating operational losses
Strong knowledge of operational risk and Basel Accord implementation requirements
Expert knowledge of analyzing risk data and developing effective reports
Consulting
Expert analytical skills
Ability to influence others

Senior Assoc, ERM Risk Reporting Resume Examples & Samples

Develop, maintain and implement project plans to achieve reporting deliverables on time and under control
Assist in implementing a transition plan from current to future state risk reporting
Drive the risk reporting processes to meet the risk reporting requirements, including ensuring that required levels of data quality is understood and maintained
Support the implementation and ongoing use of the Governance, Risk and Compliance (GRC) tools and leverage as appropriate for risk reporting needs
Provide training and instruction on the effective and consistent use of risk reporting information
Drive a process to "connect the dots" across the risk information from the various Business Areas to identify correlated risks events, common risk drivers, mitigation programs and other related risk information that is significant to report
Develop strong working relationships with colleagues in Risk Management businesses, and other control groups to leverage synergies and ensure that we are being efficient and consistent in assessing and reporting risks
5+ years’ experience related to risk management, strategic planning or business management is required
Experience developing management reports is required; 3-5 years is preferred
Bachelor’s Degree is required; Graduate Degree is preferred
3-5 years’ experience in a risk management reporting function in the financial services industry with a preference for retirement, life insurance and retail financial services is preferred
Experience with Oracle Business Intelligence preferred
Strong, professional interpersonal skills needed. This role will be interacting with all levels of the organization including top executive levels
Excellent oral/written communication and presentation skills
Experience communicating successfully with a diverse range of stakeholders
.A strong process orientation with the ability to adapt to and initiate change in the organization
Detail-oriented, hands-on, roll-up sleeves approach
Experience working effectively with various levels within an organization, including senior-level leadership, professionals and staff

Capital & Risk Reporting Lead Resume Examples & Samples

Responsible for the preparation of the monthly Basel III package which includes risk weighted asset results, key issues & highlights, optimization potential, reconciliations, review of manual adjustments and predicting forecasted results as well as presenting it to the Regional Controlling, Governance and members with Finance, Group Treasury and Policy teams
Ensuring Basel III policies and Group Reporting instructions are followed
Review and understand the capital impact of change initiatives, implementations and enhancements going live in the quarterly Global General Ledger releases
Prepare a regional view of all Basel III risk weighted assets not only including Credit but Market and Operational Risks at a business level for senior members of Finance, Front Office and Group Treasury as well as the local regulators
The role requires strong communication skills, as it faces off with areas within Finance, Operations, IT, Group Treasury, Policy and Front Office management
Understand and document how the various businesses within the IHC contribute to each of the entity's and overall region's liquidity profile as per the Structural Liquidity Gap model produced by Group Treasury
Engage and participate in dialogue to identify liquidity gaps, solutions and model challenges
Assist in the design, development, testing and implementation of various technologies to improve the accuracy, completeness and timeliness of the IHC's Capital and Risk Reporting
Basel policy experience
US, FINMA and Bank of England regulatory reporting experience (a plus)
Strong Communication, Project Management and Organizational skills

Corporate Treasury Middle Office Interest Rate Risk Reporting & Analytics Associate Resume Examples & Samples

Managing the firm’s funding and liabilities
Aggregating and managing the structural interest rate and foreign exchange risk of JPMC’s four main businesses
Partnering with Corporate Treasury, JPMC core lines of business (LOBs) and Risk Oversight to produce key reports and metrics for regulators and senior leadership to measure and validate JPMC’s liquidity and structural interest rate risk
Sourcing and enriching data inputs used in the calculation of key SIRR metrics including Basis Point Value (BPV, DV01) and Earnings at Risk (EaR)
Reconciling source data to the firm’s balance sheet and other golden sources to maintain the integrity of data used in the risk calculation process
Partnering with contacts in the firm’s lines of business, control and oversight and interest rate risk strategy team to investigate and explain threshold breaches with source data and explain and resolve variances identified in reconciliations
Get their “hands dirty” while working to resolve complex issues in a constantly changing business environment
Develop a good understanding of the key risk metrics and scenarios used by a financial institution to manage its interest rate exposure
Learn how the middle office team sources, transforms and reconciles inputs to the SIRR reporting process and how data is loaded and modeled in one of the leading vendor risk systems
Improve their technical skills specifically around data management and ad hoc data analysis using Excel and VBA
Develop relationships with contacts in each of the Firm’s main lines of business and a high level understanding of each of their balance sheets
Participate in the build out a world class team and infrastructure in support of SIRR. Because the team is at the center of both liquidity and interest rate risk reporting, it is continually exposed to both firm wide and line of business strategic initiatives
3-8 years experience in financial control, accounting, or operations background with an understanding of asset and liability or balance sheet management principals
1-5 years experience managing and developing a small team in a financial operations environment where data sourcing, mapping and manipulation were critical
Bachelor’s degree in Finance, Economics, Statistics, Math or other quantitative field
Working knowledge of the QRM system is a plus

Head of Risk Reporting & Regulatory Matters Resume Examples & Samples

Creating an innovative and robust Risk Management reporting framework to support the needs of Business Areas, Executive Management and the Board
Understanding and keeping track of the regulatory requirements applicable to ERM from the various Regulators, addressing them in the ERM reporting framework, communicating them to the ERM function and tracking actions to address compliance. This regulatory role also includes managing ERM’s ongoing relations with Regulators
Demonstrated ability to work collaboratively with cross functional groups and support senior management
A highly collaborative business partner who can effectively manage and influence relationships that are widely dispersed both functionally and geographically
Experience working closely with Legal, Compliance and Internal Audit

Senior Analyst / Manager, Risk Reporting Resume Examples & Samples

CA, CMA, CGA, MBA (Finance), BA (Economics, Commerce), BSC (Math), CFA, or equivalent
3-5 years experience, with exposure to one or more of the following: market, liquidity, and funding risk management and measurement, retail/commercial/corporate banking, cash management, treasury markets, transfer pricing, and finance
Strong knowledge of financial modeling
Understanding of Bank structure and information systems
Understanding of the Bank’s retail and wholesale product offerings
Understanding of financial market instruments, including derivative products, and pricing
Strong knowledge of MS Office Suite (Excel, PowerPoint, Word, Access)
Strong project and process management skills
Strong technology and information system skills
Proficient at control techniques
Strong written and oral communication skills with ability to effectively interact
Ability to manage multiple tasks and meet tight timelines without compromising integrity of information

Risk Reporting & Data Analysis Resume Examples & Samples

Bachelors degree, preferably in mathematics, statistics, actuarial science or related fields
Actuarial experience preferred; functional experience in risk management a plus
Experience Microsoft Excel and VBA; experience with database systems and SQL; experience with business intelligence packages a plus
Ability to build comprehensive and detailed business requirements and build and execute related test plans
Experience building and presenting power point presentations a plus
Strong collaboration skills with the ability to work confidently across groups and levels within a diverse organization
Comfortable working with ambiguity and through changing requirements and priorities while maintaining a positive and can do attitude

Operational Risk Reporting & Change Manager Resume Examples & Samples

Design, implementation and continuous review of reporting and change management framework for Operational Risk
Conduct quality assurance on large, complex change programs within the OR function, supporting excellence in project delivery and escalating significant issues to the senior management team
Lead regulatory change management projects impacting Operational Risk
Lead recurring and project reporting across the Operational Risk teams, providing quality assurance for individual reports and delivering on aggregate reporting to senior management
Minimum six years' experience in Change Management for Financial Services, at least three of which should be in management roles
Proven track record of developing and implementing a change management framework in a regulated entity, with a sound knowledge of change management models and best practice
Proven ability as a Change Manager overseeing / delivering large, complex projects, in a dynamic business environment
Strong ability to build and maintain relationships across a wide range of stakeholders, ensuring that all relevant requirements are effectively translated into project design and implementation stages
Comfortable working as a self-starter, and influencing and motivating others to deliver on project deliverables
Ability to engage and manage senior stakeholder relationships and expectations and demonstrate sound communication, negotiating and influencing skills
Ability to manage competing demands in a complex regulatory environment
Strong proficiency with relevant project tools (MS Project, Excel, Visio) - intermediate to advanced level
Adept in creating polished PowerPoint presentations, simplifying diverse and complex themes into easily understandable communications
Applicants should have a strong third level qualification (degree or similar) in business / finance or related subject. Master Degree in related subject and/or professional qualifications will be an advantage

CCB Risk-bcbs Risk Reporting Execution Resume Examples & Samples

Minimum 3+ years’ experience in controls, risk, compliance, audit, reporting and/or testing role
Advanced testing (including IT testing) or Quality Assurance testing techniques required
Working knowledge of both Manual and Automated testing required
Strong knowledge of the reporting processes and testing process frame work
Very strong analytical, critical thinking and problem solving skills
Proficiency in controls analysis
Highly effective at multi-tasking and achieving deadlines/deliverable dates
Excellent collaboration skills
Ability to work effectively in a team environment as well as individually, in addition to presenting to senior level staff as needed
Preferred candidate is self-motivated and requires minimal supervision
Preferred candidate will possess a proactive approach toward problem solving
Project Management skills or experience desired
Process Re-Engineering skills or experience desired
Strong interpersonal skills, negotiation, and influence skills required
Strong partnership and team building skills required
Proficiency in MS Word, Excel, PowerPoint, Access and SharePoint required
Proficiency in Cognos Design Studio or Query Manager required
Proficiency with ALM/Quality Center required
Proficiency with SQL / SAS Queries preferred
BA Degree or equivalent work experience preferred

CCB Risk-bcbs Risk Reporting Delivery Resume Examples & Samples

Minimum 2+ years’ experience in controls, risk, compliance, audit, reporting and/or testing role
Advanced testing (including IT testing) or Quality Assurance testing techniques preferred
Working knowledge of both Manual and Automated testing
Strong knowledge of the reporting processes and testing process frame work
Very strong analytical, critical thinking and problem solving skills
Proficiency in controls analysis
Highly effective at multi-tasking and achieving deadlines/deliverable dates
Excellent collaboration skills
Ability to work effectively in a team environment as well as individually
Preferred candidate is self-motivated and requires minimal supervision
Preferred candidate will possess a proactive approach toward problem solving
Project Management skills or experience desired
Process Re-Engineering skills or experience desired
Strong interpersonal skills, negotiation, and influence skills required
Strong partnership and team building skills required
Proficiency in MS Word, Excel, PowerPoint, Access and SharePoint required
Proficiency in Cognos Design Studio or Query Manager required
Proficiency with ALM/Quality Center required
Proficiency with SQL / SAS Queries preferred
Ability to work a flexible shift as required
BA Degree or equivalent work experience preferred

Equity Risk Reporting Controller Resume Examples & Samples

Production of daily, weekly and monthly Institutional Equities Division (IED) BUC Risk metrics
Involvement in analysis and delivery of Risk “Deep Dives” and initiatives
Participation in IED BUC Risk Meetings
Good Analytical Skill
Excellent organisational communication and relationship management skills
Strong Excel skills is must
Qualified Accountant or equivalent specialization in Finance stream
Preferred 2 – 4 years financial experience (Capital Market related experience an advantage)
Knowledge on Equity products will be preferable

Risk Reporting Analytics Associate Resume Examples & Samples

Develop and maintain reports supporting various Risk channels
Develop and communicate data and report requirements with Technology
Accountable for delivering timely and accurate information
Identify and implement best practices to improve efficiencies in how we operate
Independently communicate with key stakeholders, understand their demand, manage SLAs and avoid surprises
Be subject matter expert in Chase Wealth Management risk management; develop robust understanding of data environment, operations process and business knowledge
Develop robust documentation and adhere to the existing controls in place
Bachelors Degree in relevant a field such as accounting, finance, statistics, economics or information management; Masters Degree strongly preferred
Very strong technical background including hands-on experience with SQL, Cognos and Tableau
Strong data background to include design and development, data identification/mapping, testing, roll-out and on-going distribution

Manager, Consumer Risk Reporting Resume Examples & Samples

Experience and expertise presenting analysis and developing analytics in Excel or SAS required
Experience in an analytical role using SAS, SQL or any other statistical/data mining software an asset
Knowledge of retail lending applications, financial source systems, Basel framework/BCBS 239 an asset

Commercial Bank Risk-risk Reporting Senior Associate Resume Examples & Samples

Attend daily, weekly and monthly calls/meetings related to projects, keeping business stake holders apprised of status and provide business level support to technology stake holders as needed to facilitate accurate implementation of project scope, decision making and production
Perform, as needed and as directed by managers, additional tasks and responsibilities to support alignment of the business with overall firm-wide and PM-specific goals
A strong awareness and direct knowledge of industry best practices related to Business Intelligence and data management
Intermediate/Advanced Experience with BI Reporting tools (SSRS/SSIS, Business Objects, Tableau, SAS, etc.) preferred
Advanced level of proficiency in creation of MS and Oracle SQL queries, tuning, indexing, table partitioning, etc. required. SAS coding a plus
Knowledge of project management methods and techniques

Ihc-risk Data Aggregation & Risk Reporting Program Manager Resume Examples & Samples

Knowledge of DF FBO EPS and Basel 239 regulations
Experience with data governance programs including data lineage, transformations, ETL development, data change management control, technology specifications
Deep knowledge and experience in risk programs development and implementation
Experience in transitioning investment programs into a BAU function
Knowledge of risk metric production and risk reporting – preferable with specific knowledge about US processes and developing senior management reporting
Experience in identifying and quantifying KPI’s and KRI’s for risk divisions, particularly Market Risk or Credit Risk
Possesses strong team ethic, can provide evidence of collaborative approach to delivering solutions
Ability to approach a complex, interrelated set of issues without difficulty in a highly organized, methodical, analytical way
Assertive, confident and articulate with excellent communication skills
Evidence of “can-do” attitude, proven ability to work stand-alone, effectiveness in dealing with stakeholders
Effectively multi-task and prioritize
Operates effectively under pressure
Pro-active and results-focused
Proficiency with Microsoft PowerPoint and Excel, Sharepoint, MS Project a plus
Solid undergraduate degree related to finance, economics, accounting, engineering or related discipline
Minimum of 8+ years of relevant experience in the financial services industry

Corporate External Risk Reporting Resume Examples & Samples

Have the opportunity liaise with Credit Executives in support of the Legal lending Limits monitoring process for the firm, critical to JPMC compliance with the 12 CFR regulations
Work with regulators and internal stakeholders alike on the implementation of new Top 50 Counterparty reporting requirements including analytical review and operating model development
Have a marked impact on strategic process improvement through the identification, tracking, and resolution of data quality issues
Proficiency in Microsoft Office applications (Excel; Access & PowerPoint) and with large amounts of data

Cib-legal Entity Risk Reporting Resume Examples & Samples

Responsible for managing the interface and relationship with Mexican regulators (Banxico, CNBV) around Risk matters
Accountable for all regulatory risk reports that are submitted to Senior Management, Risk Committees and regulators
Provide advisory on potential impacts of risk taking positions and new business initiatives. Engage on the regulatory risks analysis of new initiatives. Analyze legal entity implications of the new initiative
Responsible for the definition of policies to set out the governance approach for Risk. Ensure consistency in policies, practices and procedures around setting, monitoring and reporting of limits related to regulatory risks across locations
Accountable for the development and execution of the strategy for regulatory risk reporting tools and applications. Analyze and explain differences between regulatory and corporate methodologies to measure exposures
5 years of experience in a similar role
Broad understanding and experience with risk management methodologies, particularly the use of Market and Credit risk Metrics: VaR, Greeks, DRE, SRE, CVA, impairment, etc
Thorough understanding of local regulatory requirements
Proficiency in Spanish and English

Corporate Risk-risk Reporting Data Associate Resume Examples & Samples

Audit, validate, and apply adjustments from various sources to exposure and reference data within the credit risk infrastructure using the “Next Gen” platform
Create and review SQL scripts utilized for data enrichment
Collaborate with technology, controllers and risk reporting teams to acquire, organize, refine and deliver wholesale credit data to clients
Execute controls to validate data integrity
Work with clients, technology and project management teams to develop and implement “Next Gen” platform improvements
Bachelor’s or graduate degree in Management Information Systems highly preferred; Alternatively - Accounting, Finance, Economics or Computer Science
3 to 5 years experience in a data analysis / data management role
Intermediate to advance SQL required, as well as VBA or other programming experience
Experience working with large/complex data sets required; working knowledge of general business, finance and risk concepts preferred
Superb analytical and problem-solving skills and the ability to make sound judgements

Head of Operational Risk Reporting & Analysis Resume Examples & Samples

To maintain oversight of
MI analytics and reporting within the Operational Risk function
The operational risk MI and data framework across HSBC i.e. standard MI and data utilised by the 3 lines of defence
To provide a holistic view of operational risk across HSBC to committees within the Risk Governance Framework
Implement the HSBC and Global Risk Data Strategy for operational risk
Design and deliver an efficient and sustainable operating model to support the above
Derive key messages and focus points from Operational Risk MI for targeted action
Oversee and contribute to production of key reports for management to provide information for risk management
Experience in leading and developing a team along with an ability to work independently
Experience working within a global organization and working with off-shore teams
Proven critical and problem solving skills to undertake and coordinate quantitative and qualitative analytics with a focus on attention to detail
A keen analytical thinker that is able to apply knowledge to a given set of circumstances in order to present a clear and detailed explanation of a situation, outcome, theme and trend along with recommendations
Able to pro-actively identify remediation options with consideration to the benefits case
Proven ability to communicate effectively in a logical and structured manner (both written and verbal)
Knowledge of Operational Risk
Experience working on Transformation projects
Completed studies and/or experience in MI, analytics, mathematics or engineering

Avp-operational Risk Reporting & Analysis Resume Examples & Samples

Ensure valuable insight is derived from operational risk management data to enable effective decision making and management of risk
Contribute to production of key reports for management to provide information for risk management
Minimum of a bachelor’s degree in MIS, accounting, finance, related field or equivalent experience
Strong managerial, problem-solving, lateral thinking, analytical, verbal and written communications and interpersonal skills necessary
Adaptability, commitment and motivation to meet tight schedules and stay abreast of significant issues in a regularly changing environment necessary

Corporate Risk Management Risk Reporting Resume Examples & Samples

 Degree or equivalent required (analytical or IT degree desired)
 Advanced knowledge of Microsoft Excel and Access (including VBA and macros)
 Project management (AGILE desirable) and process management
 Practical background in metrics compilation and visualisation, including Balanced Scorecard
 Understanding of risk processes (desirable)

Analyst, Risk Reporting Resume Examples & Samples

Execute infrastructure changes with regards to implementation of new or revised trading business and risk policies or processes and ensure that changes are executed in accordance with Capital Markets Risk Management change control procedures and EUC standards
Ensure regulatory risks within portfolios covered are correctly measured, aggregated, and analyzed in accordance with established and approved market risk policies
Perform ad-hoc analyses of specific risk metrics/transactions as required by management
Liaise closely with the Bank’s front office traders, Trading Business Management, Market Risk Control, Compliance audit, technology groups, and other stakeholders to assist in meeting the Bank’s objectives
Propose, schedule, plan and champion projects to improve efficiencies in order to provide more effective business support

Operational Risk Reporting & Analytics Resume Examples & Samples

Key responsibility will be to produce reports enabling Risk Management to proactively assist in managing operational risk through risk assessment, risk metrics, anticipation, and mitigation/recovery
Provide information to Risk Management for senior level reporting, scenario analysis, audit, regulatory, and ad-hoc related queries
Develop and maintain close working relationships with Operational Risk Management, Business Segments and other Control functions
Liaise between Risk Management and Technology in order to enhance system processes and accuracy
The ideal candidate will have a BS or BA and extensive years work experience in finance or related control discipline (e.g. Risk Management, Reporting, Financial Control, Audit, Operations, etc.)
Keen analytical skills to synthesize, validate and analyze data and metrics

Manager, Retail Risk Reporting & Analysis Resume Examples & Samples

Develop a highly effective and respected team of 2 – 3 analysts that operate in a manner consistent with TD Bank's guiding principles and policies
Aggregate data from different data sources including IBM main frame, SQL server and Oracle capstone using JCL, PC SAS, SQL
Creation of monthly executive deck, summarizing key trends and insights to help set the future direction and strategies
Take up ad-hoc analytics requests and identify data sources to accomplish task
Report on key business metrics including loss rates, approval rates, utilization rates, and credit quality for Retail portfolio
Leverage technology infrastructure to improve and streamline reporting
Enhancing report creation process through automation, scheduling and code optimization

Risk Reporting, Projects, & Middle Office Resume Examples & Samples

Strong experience in financial analysis, forecasting, and expense management
Accounting background preferred
Staff Management experience
Strong MS Excel skills including data aggregation & analysis
Ability to work and solve problems independently and work in a high-pressure, deadline-oriented environment
Skilled with using Microsoft products including PowerPoint, Access and Word
Good written and verbal communication skills, including the ability to summarize information for and report to senior management
Ability to identify improvement of a current processes and achieve efficiencies
Self-motivated and comfortable working with large amounts of data

Associate, Risk Reporting Resume Examples & Samples

Act as a member of the LOB Reporting/MIS Risk Management team, assuring that the overall division is making effective decisions to manage the Risk of the business while assuring effective profitability decisions
Assist in defining and documenting new processes and training/ mentoring new hires on new processes
Provide recommendations to remediate reports and reconciliation variances
Deliver ad-hoc reporting to answer risk questions
Understands the SDLC and quality assurance/quality control concepts, metrics, methodologies and documentation standards
Assure regulatory and policy compliance through a system of effective controls, identifying and validating control effectiveness and delivering accurate audit work papers when required
Requires upto 7 years of Reporting and Reporting execution experience
Knowledge of testing methodology and use of test tracking tools (i.e. HP ALM11) preferred
Report writing / report requirements documentation experience a plus
Strong analytical, project & change management skills
Bachelor’s degree required; concentration in IT, CS, Finance or Business preferred
CCB Line of Business and/or US retail financial services business process and procedure knowledge preferred

Senior Analyst, Risk Reporting Resume Examples & Samples

Act as a member of the LOB Reporting/MIS Risk Management team, assuring that the overall division is making effective decisions to manage the Risk of the business while assuring effective profitability decisions
Partner with India and US based reporting team to ensure report delivery processes and data validation processes meet business needs
Assist in defining and documenting new processes and training new hires on new processes
Coordinate with other areas of Risk including the Risk Centers of Excellence, Portfolio and Fraud teams to capture report requirements and metadata
Produce reports, provide analysis and coordinate commentary with Business or Risk SMEs
Conduct page level and report level validations and reconciliations to ensure report accuracy
Partner with leads to conduct root cause analysis to investigate reconciliation variances
Provide recommendations to remediate reports and reconciliation variances
Execute report and data adjustments as needed
Deliver ad-hoc reporting to answer risk questions
Understands the SDLC and quality assurance/quality control concepts, metrics, methodologies and documentation standards
Assure regulatory and policy compliance through a system of effective controls, identifying and validating control effectiveness and delivering accurate audit work papers when required
Requires up to 3 years of reporting and reporting execution experience
Strong analytical, project & change management skills
Bachelor’s degree required; concentration in IT, CS, Finance or Business preferred
CCB Line of Business and/or US retail financial services business process and procedure knowledge preferred

Senior Operational Risk Manager Operational Risk Reporting & Analysis Resume Examples & Samples

Experience in producing reports and presentations at a senior management level
Strong conceptual, analytical and problem solving skills essential
Team player with strong communication and collaboration skills
Ability to think independently and present views in an objective and credible manner while maintaining strong relationships with OR stakeholders
Experience working in an international environment and dealing with stakeholders globally
Demonstrated success in managing multiple priorities, delivering to established timelines, and to high quality standards
Advanced MS Office skills
Excellent command of the English language (written and spoken) essential

Legal Entity Risk Reporting Resume Examples & Samples

Accurate and timely delivery of risk reports to senior management, risk management and regulators
Training and migration of reporting processes from other APAC regions
Implement robust quality assurance checks and controls through the reporting processes
Support in ad-hoc analysis of market risk data
Interact with risk reporting, risk management, finance and technology teams in other regions
Involvement in regional/global projects and people agenda working groups
Relevant experience in financial services industry
Knowledge of market risk metrics and financial products is required
Advanced knowledge of MS Excel, Access and VBA
Proficiency using Bloomberg, Reuters and other market data tools is required
Team player who can interact at ease with colleagues of various levels
B.Com/BSC/BE degree required. MBA or Master’s degree in Finance/Financial Engineering/Statistics/Mathematics is preferred
CFA or FRM certification is a plus

Fri-treasury Risk Reporting Resume Examples & Samples

Manage a team supporting Interest Rate Risk reporting for Europe and Asia risk taking units
Prepare monthly ALCO decks containing interest rate risk metrics for Europe and Asia risk taking units
Participate in the implementation of the new Interest Rate Risk measurement platform working with Risk Managers, Treasury, and Technology teams to identify data sources, ensure data accuracy and completeness, and explain differences between the current accrual risk measures and the dynamic interest rate risk measures in the new platform
Monitor, report, and communicate limit usages and excesses and implement any corrective actions decided by Treasury and Independent market risk
6-8 years experience in the financial services industry with a track record of managing a team; experience in an ALM or Interest Rate Risk analysis or forecasting role in Risk, Treasury, or Finance preferred
Individual should have a strong understanding of the workings of the balance sheet and the various products and transactions that impact it
Solid analytical skills (Bachelors in concentration with analytic focus, e.g. business, finance, economics, etc.), working towards a CFA, FRM or MBA a plus
Strong technical skills in order to be able to analyse large quantities of data and identify potential issues
Proven record of identifying areas that require remediation and working with partners across an organisation to successfully plan and implement the solutions

Rrpmo Risk Reporting Solutions Risk Reporting Operations Team Lead-executive Director Resume Examples & Samples

5+ years of people management experience
Superior analytical abilities
Interacts effectively with peers and senior management
HTML, Java / Java Script understanding & experience
Excellent partnership, communication & collaboration skills
Multiple JPMC proprietary system knowledge recommended
Inspires innovation and efficiency

Consumer Risk-ccb Risk Reporting Controls Analyst Resume Examples & Samples

Collaborate with CCB Risk, CBRM Governance Team and Key Business Partners/Stakeholders on risk mitigation and control testing matters, and assist with implementation of key RCSA initiatives to ensure sustained BCBS compliance
Provide RCSA Procedures and program subject matter expertise
Assist with development and execution of controls documentation and evidence, including policies, procedures, and validations
Review, challenge and substantiate inherent risk and control ratings throughout the reporting lifecycle
Communicate testing results to key business partners, process owners, and control support teams
Perform on-going test strategy/script/workpaper quality evaluation to ensure desired results are achieved and lessons learned are applied
Lead or participate in other CBRM Controls and Governance initiatives as assigned
3+ years in the financial services industry required with a strong track record working across organizational lines
Proven ability to build strong partnerships with key stakeholders, and collaborate with business and functional experts
Demonstrated ability to coach, negotiate, collaborate, set priorities, plan, and direct activities is a must
Preference given to individual with risk management, operations, audit, compliance, and quality review
Undergraduate degree preferred

100

Project Lead-risk Reporting Solutions Resume Examples & Samples

Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
Perform end to end review of all deliverables sent by the team to different stakeholders
Extraction and mining of data from the source Risk systems
Ability to understand the changing business needs and redesign reporting and analysis around the same
Support ad hoc requests from the business and senior management
Proactive involvement in the business and development of infrastructure required to support reporting and analysis
Analyze, communicate and deliver high quality in stringent timelines
Liaison with the Risk teams and other support groups
Identify and drive continuous improvement initiatives
Creation & delivery of a rich yet user friendly reports for the users to mine meaningful information
Tenured MBA's or graduates with Bachelor’s degree
6+ years of relevant project experience
Good knowledge of technology, finance, accounting and valuation concepts
Ability to understand the user needs & translate it into a technical implementation plan
Knowledgeable in aspects of designing and constructing reports and dashboards
Advance knowledge of Excel and Access and good knowledge in VBA macros
Results orientated without compromising control
Ability to absorb and synthesize volumes of data and draw conclusions
Ability to work under pressure and to strict deadlines
Good organizational skills & planning ability
Ability to handle multiple tasks simultaneously and efficiently
Thrives on challenges in a fluid working environment
Eye for detail and presentation

101

Rrpmo Risk Reporting Solutions Risk Reporting Operations Associate Resume Examples & Samples

5+ years experience working within a financial/professional environment
Excellent analytical abilities
Solid organizational skills and ability to prioritize
Excellent multitasking/prioritizing skills and ready to deliver under a challenging environment
Excellent working knowledge of MS Excel, Power Point
Business understanding with the ability to translate business requirements into technology requirements
Database development understanding
Advanced SharePoint experience

102

Rrpmo Risk Reporting Solutions Risk Reporting Operations VP-columbus Resume Examples & Samples

10+ years experience working within a financial/professional environment
Process-oriented with focus on continuous streamlining/improvement
Creative thinking
Multiple reporting application experience
Web Technologies
Visual Basic experience

103

Risk Reporting Senior Manager Resume Examples & Samples

Interact with all levels of internal partners (Risk, Business, and Finance) and Commercial Risk Senior Management in 25 plus countries around the globe. Due to the unique role this position holds in the global oversight office, along with the associated reporting and analysis responsibilities, the position requires interaction at all levels within the commercial organization in all countries
Build relationships with risk and finance partners in regions/local countries to facilitate streamlining and alignment of a global standard, while sharing and leveraging best practices
Will be one of the global office focal points for the commercial loan loss reserve analysis and reporting
Improve efficiency of loan loss reserve reporting process and alignment to financial reporting
Prepare all presentations for various senior management meetings (risk committees, regulators, etc.)
Support CCB key risk initiatives (Connect the Dots, Global Early Warning, Credit Officer Scorecard) with data and analytics
Work closely with various Risk Reporting teams in Franchise Risk Architecture
The intention is to provide a well-balanced knowledge base that will ultimately increase professional flexibility, backup coverage and exposure to all group tasks. As a key part of a growing business, the Risk organization will provide the candidate a rich spectrum of opportunities for career development in commercial risk management
Manage people
Written and verbal communication skills - ability to express and communicate concisely and clearly at all levels
Strong Interpersonal skills, willingness to learn and mentor / train junior staff
Credit analytics and financial modeling
Accounting for credit losses and credit impairment of financial instruments
Highly proficient in database management, statistics and ability to work with large data sets – Required
Highly proficient in MS Office – Required
Solid working knowledge of the Bank’s internal risk reporting systems (e.g. Optima, GCBC, etc.)
Good knowledge of Basel III reporting and understanding of Basel parameters, their development and impact on RWA and capital
Good knowledge of Accounting & Financial Reporting
Good knowledge of credit and banking products
Good knowledge of Citigroup credit policies and procedures
Good knowledge of fundamental credit risk concepts
Bachelor Degree plus 5 years’ experience or Master plus 3 years’ experience

104

Manager, Operational Risk Reporting Resume Examples & Samples

Develop operational risk reporting (including management of information) to support and strengthen Operational Risk Management Framework at the Enterprise level. Specifically this includes
Develops and effectively communicates a succinct understanding of operational risk profile through the analysis of various qualitative and quantitative elements of the ORMF (e.g. operational events data, risk control assessments, capital analysis); and providing independent commentary and subject matter expertise on operational risk profile
Identifies opportunities to ensure that operational risk reporting is efficient, effective and produced in a timely manner so that synergies and capabilities are effectively leveraged across the enterprise
Develops reporting standards, processes and procedures as well as contributes to the development into other operational-risk related policies, standards and guidelines, particularly in relation to reporting related matters
Maintains current knowledge of operational risk related matters, which includes reading quarterly and ad-hoc reports from a variety of sources across the bank
Establish strong working relationships within the operational risk community to further the development of effective risk reporting that accurately reflects the organization’s operational risk profile
Partners and manages relationships with key contacts (e.g. ORM peers, Corporate Support Areas, Senior Management)
Post-secondary education
Knowledge of operational risk and analyzing risk information
Working knowledge of Banking Group businesses
Results-oriented and self-motivated with a commitment to excellence
Strong analytical and problem solving skills with the ability to deal with ambiguity
Strong proficiency in Cognos Reporting would be deemed an asset
Working knowledge of Spotfire (reporting tool) also an asset
Advanced relationship management skills
Ability to address and deliver against multiple and competing deadlines
Outstanding interpersonal, oral and written communication skills
Strong time and priority management skills
Team-oriented, collaborative and flexible

105

Risk & Reporting Resume Examples & Samples

Assist with implementation of ongoing enhancements to the Firm’s Funding Balance Sheet tool EBS and funding cost attribution processes
Working with the global team to create consolidated secured and unsecured funding reporting and analytics leveraging the EBS tool and existing TCM and BRM Reporting
Responsible for existing reporting and analytical review that explains drivers of any Unsecured Funding Residual
Assist with development of Legal Entity Net Interest Reporting (including continued development and consolidation of existing MSIP funding balance x rate reporting) and enhanced EMEA region funding reporting and analytics, including deep dive into MSIP funding cost attribution processes
Participation in Treasury Capital Transfer Pricing project, specifically helping to implement a process of allocating Treasury costs by entity, including ownership for appropriate control measures and ongoing production
Responsible for production of annual ICAAP UK Group Treasury P&L forecast and allocations to business units, working closely with Corporate Treasury and ISG Reporting
Key point of contact for Corporate Treasury, ISG, WM and IM Business Unit, Legal Entity Controllers and other Finance teams requiring funding information
Ad hoc management projects will be assigned
High level knowledge of unsecured and secured funding balance sheet and cost attribution (preferred)
Analytical mindset and good problem solving skills
Experience of project work (preferred)
Attention to detail, accuracy and strong sense of urgency
Strong communicator with ability to interact with senior stakeholders
Ability to critically evaluate processes and controls and make suggestions for improvement
Qualified with relevant Professional Qualification (i.e. Accounting or CFA)

106

Senior Risk Reporting & Modeling Analyst Resume Examples & Samples

A concrete understanding of Risk Reporting and data modeling
4-5 years minimum related work experience
Excellent scientific and technical presentation skills, as well as assertiveness and influencing skills
An ability to read and develop reports using SQL. Expert Excel and MS Access
VBA programming knowledge is preferred
Prior experience using MATLAB, SAS, or SPSS is ideal
MS, or Masters in Mathematical discipline nice to have
Must be extremely focused, detail oriented, results oriented and highly productive. Must have the ability to efficiently and effectively conduct independent researches, analyze problems, formulate and implement solutions, and produce quality results on a timely manner

107

Senior PnL & Risk Reporting Cmrm RMT & Securitization Resume Examples & Samples

Where applicable, reconcile daily P&L and position reports to front office P&L estimates or other system reports
Obtain daily Front Office P&L sign-off. Adhere to Trading Risk Services policy regarding the escalation of non-compliance with sign offs to upper management
Provide analysis of P&L and investigate and resolve all discrepancies/differences in a timely manner, as required
Generate accurate and complete processes to measure and report on market risk and ensure that all risk reports are submitted as per reporting guideline
Provide analysis, reporting and monitoring of risk exposure and adhere to Trading Risk Standard with regards to violations and escalation of production issues
Ensure that all late or missing reports and related process metrics are recorded, documented and explained appropriately
Where applicable, complete end of period accounting, reconciliations, and reporting
Review current processes and pro-actively make changes or propose initiatives to improve efficiencies in order to provide more effective business support
Ensure internal control processes are adequate and documented appropriately as per the Trading Risk Standards
Ensure process reviews are conducted in accordance with Trading Risk Standards
Ensure risks within portfolios covered are correctly measured, aggregated, and analyzed in accordance with established and approved market risk policies
Ensure that all assumptions and limitations are understood, documented, and approved for all market risk policies
Execute infrastructure changes with regards to implementation of new or revised market policies or processes and ensure that changes are executed in accordance with Trading Risk Services change control procedures and EUC standards
Ensure that all assumptions and limitations are understood, documented and approved for all market risk policies
Execute infrastructure changes and ensure that changes are executed in accordance with Trading Risk Services change control procedures and EUC standards
Liaise closely with the Bank’s front office traders, market risk control, audit, technology groups, and other stakeholders to assist in meeting the Bank’s objectives
Perform ad-hoc analyses as required by management and ensure that projects and initiatives are approved as per Trading Risk Services Change Management procedures
Maintain a good understanding of the analytical principles underlying the pricing and risk management of financial derivatives, including issues that arise regarding financial modeling of products for risk purposes
Practical experience in Canadian mortgage securitization either in middle office or operations
Excellent knowledge of internal controls and accounting
Ability to work under pressure and deliver excellent result
Strong analytic, problem-solving, conceptualization and strategic thinking skills
A general understanding of market environments and trading businesses
Knowledge of risk measurement techniques gained through academic study and practical experience
Knowledge of interest rate derivatives, fixed income, and foreign exchange products at a level generally gained through practical experience
Excellent PC skills in Microsoft Excel, Access, Powerpoint, and VBA programming
Knowledge of Morag, FIS, Summit, Calypso and Bloomberg an asset
Maintain a good understanding both of the financial markets in general and the various products employed by the business
Strong interpersonal and communication skills with the ability to translate technically complex issues for the benefit of others
Independent thinker and takes initiative to capitalize on opportunities and minimize problems in order to achieve job accountabilities
An enthusiastic, positive and cooperative individual who can work independently and function well in a team environment
Motivated achiever with good organizational and time management skills

108

Rrpmo Risk Reporting Solutions Risk Reporting Operations Associate Resume Examples & Samples

Serve as a liaison between the Risk Technology organization, business users, and support teams
Develops, automates, maintains and operationally supports reporting solutions
Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
Ensure that solutions are delivered within the strategic reporting solutions framework
Provides technology solutions consulting, training and support to user population
Partner with technology groups to deliver solutions based on user requirements
Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
Extraction and mining of data from the source Risk systems
Collaborate with other partners in a globally distributed environment
Sharing of knowledge with other members of the team
Provide a high level of user experience through an innovative and intuitive user interface
Report progress to management
Bachelor degree, specialized training or equivalent work experience
5+ years’ experience working within a financial/professional environment in Techno Functional role
Exposure to data modeling, data visualization and reporting
Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
Strong SQL skills and ability to understand complex data
Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
Any Data Cleansing/Blending/Transformation experience is preferred
Dashboards building experience is preferred

109

Project Lead-risk Reporting Solutions Resume Examples & Samples

Serve as a liaison between the Risk Technology organization, business users, and support teams
Develops, automates, maintains and operationally supports reporting solutions
Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
Ensure that solutions are delivered within the strategic reporting solutions framework
Provides technology solutions consulting, training and support to user population
Partner with technology groups to deliver solutions based on user requirements
Collaborate with other partners in a globally distributed environment
Sharing of knowledge with other members of the team
Provide a high level of user experience through an innovative and intuitive user interface
Report progress to management
Bachelor degree, specialized training or equivalent work experience
5+ years’ experience working within a financial/professional environment in Techno Functional role
Exposure to data modeling, data visualization and reporting
Excellent working knowledge of MS Excel, Power Point
Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
Strong SQL skills and ability to understand complex data
Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
Any Data Cleansing/Blending/Transformation experience is preferred
Dashboards building experience is preferred
Excellent multitasking/prioritizing skills and ready to deliver under a challenging environment
Process-oriented with focus on continuous streamlining/improvement
Business understanding with the ability to translate business requirements into technology requirements
Multiple reporting application experience

110

Corporate Risk Reporting Resume Examples & Samples

Will interact with the EMEA CRO as well as liaising with all levels of Risk Management, Finance, and Franchise and Risk Infrastructure for reporting requirements
Develop reporting framework to link portfolio performance metrics with macroeconomic indicators, business performance and environmental leading indicators
Participate in projects that will enable more consistent and transparent risk reporting across all Citi businesses and promote best practice sharing across businesses and risk processes
Maintain communication and build strong relationships with our global team as well as management, regulators, internal audit, and others
Relevant financial experience
Knowledge of credit, market, operational, and cross border risk a plus
Strong presentation, written and verbal communication skills that clearly articulates messages to a variety of audiences
Strong interpersonal skills with a focus on teamwork
Experience with SQL and VBA would be preferred
Exudes the determination and commitment to ensure deadlines for all deliverables are met
Self-Motivated; takes the initiative to start projects/processes that will ultimately better the team through efficiencies
Demonstrates the ability to influence team members, clients and management to achieve team/organizational goals

111

Fri-risk Reporting & Analytics Resume Examples & Samples

Prepare regular and time-sensitive reports for CPB users and their senior management
Coordinate with risk management, technology, finance to make sure the risk portfolio information contained in various reports and presentations are accurate, and make sense
Understand/interpret the nuances of the questions and requests from senior management and work with global risk managers to come up with reporting solutions/alternatives
Provide regular status updates to the team lead and FRA senior management
2-4 years of work experience in Reporting within Banking
Bachelor’s/Masters degree - working towards a CFA, FRM a plus

112

Payments Risk Reporting RCA Manager Resume Examples & Samples

Create reports and performs required analysis for Executive and committee-level presentations
Understand the systems that provide required reporting data
Facilitate ad-hoc reporting requests
Applicable certifications
Experienced in data mining and modeling and trend analysis
Strong reporting and presentation skills
Proficient computer skills, especially Microsoft Excel and Power Point applications
Experience collaborating and communicating with senior business leadership
Experience in RSA Archer or similar governance, risk and compliance tool
Graduate degree or law degree

113

Risk Manager, Risk Reporting Resume Examples & Samples

Prepares monthly issue and action plan reporting and manages the process of tracking business level action plan implementation and remediation efforts. This includes reviewing all open action plans and as necessary, challenging business owners and action plan coordinators to take appropriate steps to drive these action plans to closure
Generates business unit level Key Risk Indicator (“KRI”) risk dashboard reporting and actively monitors breaches; analyzes and researches trends to identify emerging risks. Continuously assesses the need for new KRI’s and/or changes to existing KRIs. Provides a recommendation for areas for improvement based on results
Collaborates with Ethics Access Management and associated FI and FBO business partners to perform the quarterly certification and reconciliation process associated with Non-Public Fund Holdings (“NPH”) information
Collaborates on the risk reporting efforts of internal FI Risk Oversight (“FI RO”) groups, as well as business units and support groups within and outside of FI
Designs and implements process and automation improvements which support and enhance the FI RO Risk Reporting, Incident and Procedure Management Center of Excellence model
Bachelor’s degree with 5+ years of relevant experience or an advanced degree with 3+years of relevant experience
Experience should include background or an understanding of risk management, audit, compliance and/or the broker dealer regulatory environment
Ability to support an existing culture of Risk Management that continuously drives change
Strong research and analytic abilities
Demonstrated technical and business process knowledge
Ability to establish and maintain relationships with individuals at various levels throughout the organization
Influence others and impacts decision making through fact discovery and validation
Able to handle multiple and conflicting priorities in a dynamic environment
Attention to detail and accuracy is critical
Ability to identify problems and be solutions oriented
Exhibit skills in Excel data management, Microsoft Access, database structures and hierarchies
Business Objects and/or Oracle Business Intelligence Enterprise Edition (“OBIEE”) experience a plus

114

Manager, Valuations & Risk Reporting Resume Examples & Samples

Managing of developing valuation models using National Grid modeling tools such as Lacima, FEA, Allegro, and ZEMA. Ensuring the integrity of data inputs and ability to explain the results
Develop and maintain analytic framework to explain the variability of results reported to the accounting office
Responsible for coordinating Internal and External Audits as pertained to Risk Reporting, Financial Reporting, and Valuation Modeling
Create and implement methodologies of MTM exposure forecasting, as well as stress testing, scenario analysis, and model’s backtesting
Facilitate internal model reviews and approvals
Responsible for modeling process optimization and associated modeling documentation including inventory of manuals
Responsible for Risk Reporting to Commodity Management Committee, Energy Procurement Risk Management Committee, and Executive Risk Committee
Design and implement meaningful risk metrics and methodologies including reporting to various constituents and key stakeholders (traders, originators, executives, etc)
Oversee an integrity and accuracy of credit exposure reporting including potential future credit exposure
Master’s degree in business-related field required; finance preferred
Knowledge of North East gas and power markets
Strong knowledge of Energy Risk Management and contract valuation techniques
Expertise in FEA, Allegro, ZEMA and especially Lacima is a strong plus
Familiarity with Risk Management compliance is a strong plus
Strong leadership, organization and communication skills
Highest level of proficiency in Microsoft Excel
Minimum 1 year of energy transactions modeling experience
Minimum 3 years of financial reporting experience
Experience working for one of the major utility companies is a strong plus
Energy Risk Professional certification is a strong plus

115

Director, Investment Risk Reporting Resume Examples & Samples

Responsible for collecting, processing, and analyzing data from various sources
From an investment risk perspective, he/she will independently identify the key drivers of portfolio’s performance, summarize results in a presentation format, and communicate quantitative and qualitative conclusions to stakeholders
The individual will need to take initiative and responsibility to drive tasks forward in a timely manner
In addition to data management, the ability to bring various parties together to reach conclusions quickly and consistently will be critical to being successful in this role
MBA or Advanced Degree is required; CFA designation is preferred
Demonstrated experience working in at least one or more of the following areas; Market Risk, Credit Risk, Economic Capital Modeling is required, 5 years of experience is preferred
Management Consulting experience is preferred
Experience building relationships in a cross matrixed environment
Ability to influence senior management’s decisions regarding Enterprise Financial Risk
Ability to synthesize complex messages into actionable items

116

Client Onboarding Risk & Reporting Specialist Resume Examples & Samples

Work with the client onboarding team to review, monitor and drive improvements in the current pre-trade lifecycle and post-execution controls and procedures
Co-ordinate all weekly, fortnightly, monthly and quaterly internal Governance meetings
Work with Financial Crime to understand all upcoming Internal and external audits and work with the client onboarding management team, Financial Crime and Compliance to present information as requested by regulators
Montior and ensure that all required Minimum Control Standards are being met and escalate non compliance to the IB Client Onboarding Head
Communication management – develop and coordinate monthly business review, presentations for senior audiences
Management reporting – oversee ongoing reporting of key issues and projects as well as quality, service, efficiency, risk and other metrics
Assist onboarding teams and partner with client facing teams to request/collect (and consolidate) during escalations
Manage emerging issues arising from audits or risk identifed by the onboarding teams
7 to 10 years of experience with in a financial services, operational or compliance fields
Have knowledge of Know your Client and Anti Money Laundering policies
Have an understanding of regulations issued by FINRA, SEC. CFTC and other regulatory bodies
Drives results through leadership, people, communication and influence
Comfortable with change, ambiguity, debate, conflict and informed risk taking
Ability to challenge and influence stakeholders to ensure decisions are well thought out and can be executed from an operations perspective
Strong proficiency in MS Powerpoint, Excel, and Word (MS Access is a plus)
Ability to successfully navigate a complex infrastructure that involves numerous groups /individuals

117

Corporate Risk-finance & Risk Cfo-rrpmo Risk Reporting Operations Associate Resume Examples & Samples

Serve as a liaison between the Risk Technology organization, business users, and support teams
Provides technology solutions consulting, training and support to user population
Partner with technology groups to deliver solutions based on user requirements
Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
Extraction and mining of data from the source Risk systems
Sharing of knowledge with other members of the team
Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
Excellent analytical abilities
Excellent partnership, communication & collaboration skills

118

Corp-risk Reporting Resume Examples & Samples

Accountable for all regulatory risk reports that are submitted to Senior Management, Risk Committees and regulators
Provide advisory on potential impacts of risk taking positions and new business initiatives. Engage on the regulatory risks analysis of new initiatives. Analyze legal entity implications of the new initiative
Responsible for the definition of policies to set out the governance approach for Risk. Ensure consistency in policies, practices and procedures around setting, monitoring and reporting of limits related to regulatory risks across locations
Analyze and explain differences between regulatory and corporate methodologies to measure exposures
1 - 5 years of experience in a similar role
Broad understanding and experience with risk management methodologies, particularly the use of Market and Credit risk Metrics: VaR, Greeks, DRE, SRE, CVA, impairment, etc
Thorough understanding of local regulatory requirements
Proficiency in Spanish and English

119

Fri-risk Reporting & Analytics Resume Examples & Samples

Prior Working knowledge of at least one Business Intelligence tool like MicroStrategy, Business Objects, Cognos
Implementation experience of any of the above BI tools would be a plus
Deep understanding of Financial systems and underlying data
Excellent analytical skills with in-depth experience in Microsoft Excel
Strong PowerPoint skills
Coordinate and manage stakeholders across locations
Should have managed teams across multiple locations
Ability to manage and manipulate large data sets is critical to this role
Candidate should be a self starter
Ability to work independently is extremely critical
Post Graduate in Finance – CA/MBA (Finance) with Bachelor’s degree in Engineering would be preferred
Good experience in project management and working on management reporting tools having 14-18 years prior work experience
Strong understanding of Financial Processes is a big plus
Financial Data Analysis experience
Working with remote team members
Adaptability, multitasking and project management
Interpersonal skills (ability to work with colleagues at all levels across multiple locations)
Flexibility – able to react quickly to changing priorities and timelines
Takes responsibility and demonstrates ownership of issues
Understanding to relate with Content and ability to draw analysis to refine requirements and translate the same to users and technology as required
Quality Controls: Understanding of definitions, databases like pearl and the skill sets to carry on quality checks/testing
Architecture: Understanding of Data flow, Meta data tables, Sybase system and fact tables
Development of reports in Citi Insight using tools like MicroStrategy: To participate in new development activities planned in coming years
Demo/Communication: To help the team drive Demo/communications/user training programs
To lead the demos done for Citi senior management
Effective Client relationship and Demand management to be able to meet the needs of various stakeholders
Being part of global team Liaising with
Senior stakeholders: Provide regular update on progress and ensure timely escalation where ever required
Technology: Driving implementation and translate requirements with US based Tech team
FP&A User Community: To understand requirements and help drive consumption

120

Corporate Risk-finance & Risk Cfo-sec Risk Reporting & SOX Compliance Associate Resume Examples & Samples

Gain understanding of SOX 404 process for each Risk group and provide recommendations for improving processes and strengthening controls
Perform detailed review of risk and control assessments across Risk functions
Evaluate SOX documentation ensuring appropriate identification of risk and control points
Ensure SOX testing is executed in accordance with the Corporate SOX Compliance Program
Analyze and evaluate the severity of the control issues identified during testing
Perform quality assurance reviews on existing SOX tests for Risk and document findings
Provide updates and findings to the Finance and Risk CFO and senior members of the SOX Compliance Office
Ongoing effort to ensure that all Risk related disclosures accurately reflect the current state of affairs; constant monitoring/analysis to effect ongoing improvements
Support the Earnings Press Release process for all Credit Risk related information
Minimum of three to five years of financial reporting, audit, or control experience; SEC reporting experience a plus
Bachelors degree required, Accounting or Finance major preferred
Background in and/or familiarity with SOX 404
Strong control, reconciliation, and process management skills
Excellent analytical and organizational skills
Superior attention to detail with the initiative to identify problems and implement solutions
Ability to work well under pressure and balance multiple priorities
Excellent desktop and spreadsheet skills

121

Manager Enterprise Risk Reporting Resume Examples & Samples

Technical abilities centered around SQL, Access and general Data Base knowledge
MS Office product suite, Excel/Powerpoint including strong VBA knowledge/skills
CA, CGA, CMA or MBA would be an asset
5 - 7 years of experience, preferably in a reporting environment
Thorough knowledge of credit, market, and operational risk
Knowledge of Bank structure, operations and information systems

122

Corporate Risk-external Regulatory Risk Reporting Resume Examples & Samples

Strong analytical and financial skills with a proven track record of execution
Strong communications skills both written and verbal
A developed leadership presence capable of effective messaging to colleagues, regulators and management alike

123

Corporate Risk-finance & Risk Cfo-rrpmo Risk Reporting Operations VP-de Resume Examples & Samples

7+ years experience working within a financial/professional environment
Strong Project Management Skills
Excellent organizational skills and ability to prioritize
Interacts effectively with peers and senior management
Creative thinking
Strong technology understanding
Ability to think strategically and identify patterns and correlations

124

Manager, Retail Risk Reporting Resume Examples & Samples

Source data from different platforms of varying data types including binary mainframe files, varying width files
Ability to read files from tape and disc mainframe storages
Able to write mainframe files into SAS datasets in mainframe and use ETL SAS utility functions to transform data to desired output SAS datasets
Ability to link Mainframe SAS datasets to PC SAS datasets and automate jobs
Must be able to use mainframe programing languages which includes JCL and SAS
Ability to aggregate data from different data sources including IBM main frame, SQL server and Oracle capstone using JCL, PC SAS, SQL
Work with Reporting and Analytics team and assist with data sourcing for ad-hoc analysis and ongoing monthly requests
Running of monthly mainframe and PC SAS production jobs, validating output and resolving errors
Creation of monthly executive data reconciliation deck, summarizing key data issues and gaps, resolutions and insights to help set the future direction and strategies on data initiatives
Take up ad-hoc data analytics requests and identify data sources to accomplish task
Must have IBM mainframe, JCL, SAS
Advanced knowledge of SAS, SQL, JCL and IBM mainframe
Agility, flexibility, adaptability, result-oriented and a self-starter with a can-do positive attitude
Have an aptitude for numbers and love to work with big datasets
Demonstrated analytical, auditing and problem solving skills
Detailed orientated with an attention for accuracy
Advance skills with PC software applications such as Excel, Word, Access and PowerPoint
Ability to learn new and emerging scripting skills

125

Corporate Risk-finance & Risk Cfo-rrpmo Risk Reporting Operations Associate Resume Examples & Samples

Provide SharePoint development for internal customers
Ensure the integrity and security of SharePoint data in accordance with business needs, policies and compliance
Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for SharePoint development
Expert knowledge of SharePoint Architecture, Object Model, Shared Services, SharePoint Templates, and SharePoint Features
3-5 years’ experience with the following technologies
SharePoint 2010 (SharePoint 2013 is a plus!)
MS .NET Framework 3.5/4.0
MS SQL 2008/2012
Visual Studio 2010/ 2012 / SharePoint Designer
HTML (HTML 5 is a plus)
JavaScript/JQUERY/Angular JS
Web Services/REST API

126

Senior Manager Structured Funding Risk Reporting & Analysis Resume Examples & Samples

Solid knowledge of disclosure requirements (IFRS, OSFI, OSC)
Experience with derivatives and investments an asset
Experience preparing audited financial statements and MD&A and managing audits
Basic tax experience an asset
Knowledge of the Bank’s general ledger system including the chart of accounts
Strong organizational skills required to manage a variety of concurrent projects
Excellent communication, project management, writing skills and business acumen
Ability to work under pressure and willingness to work long hours as demanded by reporting deadlines. Long hours may also be required at quarter end and year end
Superb self-motivation and work attitude and time management skills
Superior computer skills including
Proven financial modelling skills
Solid Word, Microsoft Project knowledge

127

Fro-treasury Risk Reporting Resume Examples & Samples

Reporting Current liquidity position through the production of the daily Gap Analysis Report
Calculation of liquidity ratios to allow management to monitor changes in structural liquidity
Also responsible for producing cash flow and various other ad-hoc regulatory reporting
Supporting Functional Projects related to CRDIV / Basel III implementation
Liaise with members of Risk Reporting/Risk Management, Finance, and Treasury to establish reporting requirements and develop the tools, analysis and reporting necessary to proactively identify and manage risk with respect to portfolios and products, and continuously update the reporting process to reflect the current business structure
Responsible for participating in the production of existing as well as playing a role in the development of new Regulatory reporting requirements
Participate with members of the various disciplines to identify ways to streamline and automate process flows in order to create more accurate and timely results, as well as improving efficiency
Involvement in testing, Project documentation and understanding regulatory guidelines
Must possess strong knowledge of business and balance sheet composition
Risk Management, Financial Control, Audit, Operations, Team Management etc
Treasury experience in an Investment Bank is a plus (Preferred)

128

Market Risk / Liquidity Risk Reporting Resume Examples & Samples

Coordinate the production and distribution of daily/weekly/monthly market and liquidity risk reports to the business units, risk coverage, senior management and regulators
Liaise with the coverage team to implement risk reports in support of legal entity reporting requirements and manage the liquidity/market risk limits and indicators process, including breach management
Provide timely, accurate, and meaningful information to senior management, regulators, and risk managers by maintaining data quality in the reporting processes and utilizing system tools to control the accuracy of reports
Conduct ad hoc risk analysis
Develop improvements and efficiencies in risk reporting processes and governance framework
Relevant experience in the financial industry
Proficiency using Microsoft products including Excel, VBA and Access
Good written and verbal communication skills

129

Risk Analyst, Retail Risk Reporting Resume Examples & Samples

Aggregate data from different data sources including IBM main frame, SQL server and Oracle
Produce, modify and review monthly reporting package to monitor origination and portfolio management trends
Provide insights and analysis that will identify origination and delinquency trends to inform revenue enhancement and loss mitigation decisions
Participate in creation of a monthly executive deck, summarizing key trends and insights to help set the future direction and strategies
Take up ad-hoc analytics requests and identify data to accomplish task

130

Risk Reporting Resume Examples & Samples

Analyse all risk measures, including VaR and Greeks, and complete periodic reporting to senior managers and regulators
Complete weekly stress testing as well as periodic back testing and report results internally and externally
Monitor the trading limits of front office and escalate any issues
Support Risk Managers in providing daily commentary to the business
Maintain high-quality data within the reporting systems and develop procedures to increase control
This role is perfect for a junior level candidate who wants to move into Risk Management. It will allow them to learn the Risk Management tools and procedures before moving into other more analytical and forward facing parts of the department. The normal progression is to join the team for 2 years before moving into the Analysis team in the future
A general understanding of the risk management area, including knowledge of Greeks, VaR, Expected Shortfall, etc… This can be gained professionally or from academic studies
Knowledge of financial products, both Fixed Income and Equities
Deep understanding of the use of Excel, VBA and Access
Qualifications like CFA, CPA, etc

131

Operational Risk Reporting & Governance Specialist Resume Examples & Samples

Develops competence by performing structured work assignments
Uses existing procedures to solve routine or standard problems
Receives instruction, guidance and direction from others
Coordinate setting the agenda and the preparation of materials, including drafting minutes, for the Operational Risk Committee
Coordinate maintenance of the ORM Framework and ORM Policies
Prepare the Enterprise Risk Assessment for operational risk in collaboration with Risk Experts and the ORM Managers, including maintaining supporting work papers
Prepare other reporting for the Operational Risk Committee as required, such as risk appetite metric reporting
Coordinate the compilation, data aggregation, and updating of enterprise-level operational risk metrics
Coordinate the development and delivery of training materials for enterprise-level operational risk
Prepare presentations to increase awareness of enterprise-level operational risk
Develop and execute challenges of operational risk sub-category program’s design
Obtain and maintain necessary training to keep current on operational risk principles and practices
Partner with others in Risk Management to coordinate activities and minimize duplication within the 2nd line of defense
Develop and maintain strong relationships with key stakeholders of the RCSA program, including IT application development and RCSA users
Advanced knowledge of enterprise risk and operational risk management framework, principles, and practices
Advanced in creating executive and Board risk reporting under the direction of management
Advanced project management and multi-tasking skills with demonstrated ability to manage expectations and deliver results
Advanced knowledge of enterprise metrics program, process, and tools
Advanced in ability of developing and delivering presentations to associates

132

VP, Risk Reporting & Analytics Resume Examples & Samples

Preparation of regular detailed analysis and reporting on portfolio performance. Analyses are designed to not only report performance but fully understand underlying drivers
Develop analysis of Macro and Micro economic trends and their relation/ impact to CIT portfolio
Identification and mitigation of Risk issues
Provide data and analysis to Risk and Finance management, and respond to questions, concerns or requests from CIT regulators
Support external financial reporting through preparation of information used in 10Q and 10K reporting
Proactively develop new analysis and reporting to better support Corporate Risk Management and the Business Segments
Support Chief Risk Officer, Chief Credit Officer and other Senior Management through recurring analytics as well as ad-hoc analysis, including deep dive reviews and credit metric forecasting and planning
As required, provide analytical support to Business Segment for potential portfolio acquisitions, forecasts, planning and other initiatives
Provide Risk related guidance and support to Business unit personnel
Attend various Business Unit review meetings to provide support and gain relevant knowledge of Risk issues
Provide industry information and support to senior management as required
Manage Corporate Credit Risk Reporting Database monthly process, analyzing data, identifying issues and data enrichment
8+ Years' Risk Management experience in a Financial Services firm (preferably with a regulated entity)
BS degree in Finance, Economics or Accounting (MBA or Masters desirable)
Credit Risk or Portfolio Management experience. Strong Analytical skills
Proficiency in MS Office products,
Advanced Structured Query Language (SQL) or SAS skills
Familiarity with Credit Risk Concepts
Knowledge of regulatory standards
Superior analytics and forecasting skills
Ability to work in a fast paced, high volume, team oriented environment
Time management skills in order to meet tight and deadlines for multiple concurrent projects

133

Risk Reporting Operations Resume Examples & Samples

Act as a central point of contact for Risk Reporting function on requests for reporting (scheduled and ad-hoc), open issue resolution, and general workflow process matters
Develop and own the intake and prioritization process for new report requests, especially ad-hoc requests, to assist in better capacity planning and resource management
Identify and execute reporting process and content enhancement opportunities
Negotiate, document and monitor service level agreements with various stakeholder functions to ensure a risk reporting cadence that meets requirements
Partner with the risk type stakeholders, including those in the other MUFG Americas entities, to ensure consistency of messaging, content and formatting in reports, as well as an efficient and timely production process
Ensure procedures and style guides for all reporting are properly documented and updated on a regular basis
Develop and maintain a central repository of reports and procedures documentation
Maintain job descriptions across the risk reporting organization for existing and new roles
Maintain an automated report production tool
Develop and oversee a process for periodic report inventory assessment; determining report relevancy, distribution list accuracy, content enhancement opportunities, report ownership and backup, and so forth
Participate in the Data Triage Process as appropriate
Ensure the Reporting Team is in compliance with End-User Computing policy

134

ORM IT Oversight Risk Reporting Resume Examples & Samples

Understanding the systems and platforms containing technology risk-related reporting data, and building relationships with source system owners
Correlation and analysis of technology risk-related data
Working with the Systems and Payments Risk teams to create reports and perform data analysis for committee and executive-level presentations
Facilitating ad-hoc reporting requests
Experienced in data mining and trend analysis with large data sets
Ability to use data management, analysis, and visualization tools
Experience in Archer or similar governance, risk and compliance tool
Strong analytical, problem-solving, and negotiation skills
Experience in corporate operational risk management
Experience collaborating and communicating with senior management
Proficient computer skills, especially Microsoft Excel, Access, and PowerPoint applications
Federal regulatory experience

135

Commodities Program Manager Risk Reporting Resume Examples & Samples

Degree educated. Investment Banking experience
Excellent in Macros
Strong appreciation for technology
Excellent organizational skills are mandatory. You must have a meticulous and thorough approach to work

136

Head of Operational Risk Reporting Resume Examples & Samples

Bring together external market knowledge, peer group knowledge and regulatory understanding together with comprehensive and regular business interaction to ensure that the full suite of potential operational risks affecting the business are identified and understood
Provide concise reporting that sets out the key operational risk issues, together with the key actions to address this. Tailor this reporting for the risk committee, the executive, Aviva Group, external parties etc
Manage the Risk Committee agenda and process
Provide second line independent challenge and oversight of operational risk
Escalate material operational risks clearly to the Director of Operational Risk, the CRO, and to executive management, including rapid notification of material events as well as supporting targeted and concise periodic risk reporting
Work with Aviva Group Operational Risk to ensure the Aviva Investors operational risk management framework delivers suitable data to support the Group in managing its consolidated risk profile
Be seen internally and externally (clients, peers, regulators) as a subject matter expert and thought leader in Operational Risk management
Deep knowledge of the asset management industry and the risks associated with this
Deep knowledge of operational risk reporting practices across the asset management and other financial sectors
Have a good appreciation of working globally and is sensitive to cultural diversity

137

Corporate Risk Risk Reporting Resume Examples & Samples

Provide leadership in driving the Risk Report Repository Program
Work closely with key stakeholders to design and implement platform enhancements
Plan and drive down workstream tasks to ensure program success
Escalate issues and roadblocks to managers and stakeholders as needed
Create test scripts and host User Acceptance Testing (UAT) calls with working group
3+ years experience as a Project Manager and/or Business Analyst, executing projects within the financial services industry
Experience in risk, finance and regulatory a plus
UAT experience
Experience using Agile including familiarity with roles and responsibilities, users stories, acceptance criteria, sprint and product backlog planning
Experience in control metrics and Key Performance Indicators (KPI) a plus
Strong familiarity with project management and analysis software, such as Excel, Visio, JIRA, SharePoint, etc
Ability to perform in a high pressure and fast paced environment
Highly disciplined, self-motivated, and delivery-focused individual who is able to work independently
Excellent analytical and communication skills (verbal and written)

138

Corporate Risk-risk Reporting Resume Examples & Samples

Develops, automates, maintains and operationally supports reporting solutions
Supports / contributes to the reporting solutions strategy
Direct interface with technology groups to deliver solutions based on user requirements
10+ years experience working within a financial/professional environment
Multiple reporting application experience
Database development understanding
HTML, Java / Java Script understanding & experience
Web Technologies
Visual Basic experience
Advanced SharePoint experience

139

Risk Reporting Java Developer Resume Examples & Samples

Hands on development focused on building out cross-asset risk reporting platforms for risk managers working on the latest Big Data technologies within the Hadoop ecosystem
Develop and enhance risk-based limits applications to meet regulatory requirements (CFTC, MiFid II)
Help accelerate the delivery of strategic Risk & Analytics programmes for the Margin Optimisation function by working with the broader team in an Agile operating model
Highly motivated individual, willing to learn and experiment new technologies
Working with risk managers, trading and compliance personnel to gather and refine business requirements
Ability to perform technical assessments of requirements received, solution design and effort estimation
Ability to collect, organise, manipulate and analyse data from multiple data sources
Good database knowledge and proficiency in writing SQL queries and procedures to organise and interrogate data
Design of data model
Hands on development using Java, Flex, .Net and Hadoop technologies
Build/test the approved design and creation of release notes for implementation into production in accordance with the Agile best practices
Providing supporting during QA and UAT test phases which will include prepping environments for user testing
Packaging up codes for release into production
Conducting code reviews and providing constructive feedback
Assist/lead analysis and resolution of production issues with production support team
Work closely with the global development team members in Pune, Prague, New York – participating in and contributing to technical discussions
Liaise with the Design authority and Risk IT teams in other regions to ensure all new components fit within the guiding principles
Ability to work independently as well as within a team environment
Ability to lead a team of 2+ people
Strong attention to details
5+ years strong experience with Java/Flex and .Net technologies
2+ years strong experience working with Big Data Technologies (Hadoop, Hive, Hbase, Spark)
2+ years strong experience working with Data Visualization Platforms (Spotfire, Qlickview, Tableau)
2+ years of experience with Pl/Sql and Oracle
1+ year of experience using INVEST criteria to write user stories
Experience with Scala and Python
GIT/Jira for version control, Autosys for batch control
Experience with Team City integration, Nolio and SonarQube
Financial industry experience, knowledge of Derivatives products
Strong development track record using Agile Development Methodologies and knowledge of software development ‘Best Practices&#8217
Strong analytical skills – ability to investigate and resolve issues in a high-pressured environment
Excellent problem solving skills and ability to shift priorities quickly
Able to document system architectures and process flow
Able to work well with IT developers in multiple locations and across other teams
Must be independent and creative in approach to problems and issues and be proactive

140

Corporate Risk-risk Reporting Resume Examples & Samples

Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
Ensure that solutions are delivered within the strategic reporting solutions framework
Collaborate with other partners in a globally distributed environment
Provide a high level of user experience through an innovative and intuitive user interface
Report progress to management
Bachelor degree, specialized training or equivalent work experience
Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
Strong SQL skills and ability to understand complex data
Any Data Cleansing/Blending/Transformation experience is preferred
Dashboards building experience is preferred

141

Project Roar Risk Reporting Resume Examples & Samples

Deliver high quality analytical outputs in a timely and accurate manner with minimal rework required
Manage the provision of simplified, consistent, efficient, cost-effective and value-adding risk information delivery services
Develop and maintain collaborative relationships with relevant internal and external stakeholders
Engagement of key stakeholders to ensure full understanding of business partner requirements, helping to shape deliverables within the broader risk information delivery strategy
Manage business partner relationships, expectations and concerns through open, regular communication lines
Execute the day-to-day business partner requests/queries on credit risk data and reporting, proactively addressing any issues and concerns
Follow and implement an enterprise approach and methodology and ensuring it is embedded across risk business partners, through training and educational toolsets
Identify risk reporting improvements and/or solutions that create and support process efficiencies as a result of new systems and data sources
Work collaboratively and share knowledge across teams
Exhibit constructively critical view of policies, processes and procedures with the objective of improving the organization
Ensure policies and processes relevant to the role are complied with
Quickly resolve and escalate issues

142

VP, Model Risk Reporting Resume Examples & Samples

Establishing a comprehensive suite of model risk metrics, including metric definitions and data sources
Produce model risk metrics/reports on a monthly basis for senior management meetings as well as to the Model Oversight Committee, Firm Risk Committee, and Board Risk Committee
Collaborate with cross functional stakeholders to ensure that model risk is reported accurately, timely, and transparently
Drive accountability and consistency in model risk reporting processes across all Business Units and model types
Support the execution of various reporting projects in compliance to policy, governance, and regulatory requirements
Coordinate execution of MRM projects/initiatives to drive effectiveness and efficiency
Minimum 5 years of experience in consulting or complex financial institution
Strong verbal and written communication skills; ability to communicate with key stakeholders
Superior analytical thinking and problem solving abilities
Proficiency in MS Office and related applications (PowerPoint, Excel, Word)

143

Legal Entity Risk Reporting Resume Examples & Samples

Accountable for all EMEA Legal Entity market risk reports / packs that are submitted to Senior Management, Risk Committees and CROs. Ensure reasonableness and integrity of risk information before submittal
Assist to establish practices and procedures around monitoring and reporting of limits
Assist to develop and execute of global systems strategy for reporting tools and applications
Ensure processes are established to provide accurate risk reporting for the entity to support governance and regulatory requirements
Provide a reasonableness review of market risk information contained in the regulatory reporting
Modify local reports to comply with changing regulations. Understand the regulatory requirements and coordinate their implementation with Technology
Ensure any risk excesses are escalated and controlled according to local risk policies
Previous Market Risk Management related work experience
Strong product and market knowledge in derivatives and related valuation/ risk management issues
Proficiency in MS Office including VBA

144

Field Operational Risk Officer Risk Reporting & Analytics Resume Examples & Samples

5+ years of experience in audit, business management, consulting, legal/compliance, banking and lending product risk advisory or operational risk management
Strong understanding of operational risk
Broad knowledge of lending and deposit product risks including risks related to residential mortgages, securities-based lending and deposits
Knowledge of applicable FRB, OCC, CFPB, SEC and FINRA regulations and guidelines a plus
FINRA Series 7, FINRA Series 24 and FINRA Series 63/65 or 66 a plus but not required
Ability to create impactful and efficient reports from raw data (knowledge of available risk reporting tools/applications in the market is a plus)
Ability to work remotely when required
Ability to build effective business partnerships across the Bank and Firm

145

Head of Risk Reporting Resume Examples & Samples

Develop and deliver effective risk reporting to the Board, Executive Committee; Board Risk Committee, Board Remuneration Committee, Risk Management Committee and the Operational Risk Committee
Support these key committees to meet their objectives through timely and useful management information, strong organisation and continuous improvement
Develop and maintain close working relationships with Company Secretariat and authors of key papers across the Group
Provide technical and risk-based challenge of reports and management information produced by the 2LOD and 1LOD risk teams, to ensure that the papers
Strong Organisation, commercial and influencing skills, driving a positive impact on the organisation/timeliness of actions of the members and attendees of meetings and committees
Excellent stakeholder management at all levels
Ability to critique documents for maximum effect and undertake drafting to a high level
Risk Management knowledge and practical experience
Ability to analyse data and summarise succinctly
Ability to create and maintain effective relationships across all lines of defence
Understanding of structure, strategy and activity across the Group
A competitive salary, benchmarked against our competitors, which will grow as you do

146

Project Roar Risk Reporting Resume Examples & Samples

Drives idea generation and constantly challenges the status quo in order to provide Risk business partners with consistent, simplified and more cost-effective information delivery solutions
Partner with teams to initiate and drive standardisation and automation intiatives
Ensure collaborative relationships with relevant internal and external stakeholders
Ensure business partners ad hoc data reporting and analytics needs are met liasing with internal and external teams
Actively manage business partner concerns and issues and ensure escalation where necessary
Engage key stakeholders to ensure full understanding of business partner requirements, helping to shape deliverables within the broader Group Risk Reporting team
Provide the solid support and assistance to buisness partners on educating and training of information delivery and analysis tools and suite of services of the Group Risk Reporting and Analytics team
The Risk Services engagement lead for wholesale business partner support information delivery
Provide thought and change leadership to move from outdated systems and processes to a more integrated approach that leverages new systems and data sources into Risk Reporting solutions
Develop and socialise a standardized enterprise approach and methodology for Risk Information Delivery solutions, ensuring that it is firmly embedded across Risk and Business Partner teams through training and educational toolsets
Ensure the management of day-to-day business partner requests and queries on credit risk data and reporting
Accountable for managing resolution to business partner issues and credit reporting and analytics concerns and ensure the necessary escalation
Foster collaboration within the team and across the broader Risk community through the sharing of domain knowledge and best practices
Ensure that the team is highly engaged and working towards clear objectives for consistent and timely delivery
Shape a productive working environment that supports career progression outcomes
Play an active champion role for strategic toolsets with stakeholders
Ensure consistency with team member outputs

147

Project Roar Risk Reporting Resume Examples & Samples

Maintain collaborative relationships with relevant internal and external stakeholders
Engage business partner relationships, expectations and concerns through open, regular communication lines
Identify risk reporting improvements and/or solutions that create and suppprt process efficiencies as a result of new systems and data sources

148

Senior Team Leader Risk Reporting Resume Examples & Samples

To efficiently and accurately manage daily, weekly, monthly reporting requirements
Timely and transparent delivery of ad hoc requests from a wide spectrum of parties (eg. Senior management & Credit Officer/Executives)
Capability to define issues, analyze and implement solutions to meet stakeholder expectations is business critical
Direct liaison with other MO and Technology teams of all levels on a daily basis across London, NY and Mumbai

149

Risk Reporting Resume Examples & Samples

Process line facilitations for line amendments and new facility creation for non-Traditional Credit Products based on specific instructions from Credit Front Office / Onshore Credit Middle Office Team instructions following defined step by step agreed processing procedures
Process Annual reviews and reference data set up and where appropriate liaising with the Client Credit Managers to ensure that process has been performed in line with credit policy
Contribute significantly in BAU
Partnering with various support teams on establishing/modifying credit facilities and account linking that require Credit Risk Management involvement
Ability to develop and implement an appropriate control framework and production of MIS and Key Performance Indicators
Ability to ensure the daily workflow queue has no pending items from India team
Ability to identify knowledge gap (upstream and downstream) within the team and put them through required trainings to address the same
Ability to handle all process escalation
Responsible for communicating with locations, attending calls, drive conference calls with locations etc
Responsible for ensuring process documents like SIPOCs, SOPs and documents are created and updated in a timely manner
Drive proactive control environment building and performing effective quality checks/self process audit

150

Risk Reporting Supervisor Resume Examples & Samples

Lead team responsible for development, implementation and maintenance of regular or ad hoc global/regional/country reporting
Work with key global, regional and country stakeholders to plan, map, develop and generate required portfolio and regulatory credit reporting datasets
Streamline and automate credit risk reporting to ensure timely and accurate generation of reporting outputs by required due dates
Work closely with countries to develop and implement any new regulatory or other credit risk reporting requirements
Assist in planning and on-boarding new reports or services to CSC Risk Reporting team
Ensure that ASIA credit risk reports are produced / updated in an accurate and timely manner
Ensure that all procedural documentation and controls are in place and updated where necessary, including program narratives
Provide technical assistance to other members of the team, and eventually act as full back up for other MIS function
Support team by producing monthly / quarterly feeds and investigate / resolve identified data quality issues
Responsible for escalating any issues to management’s attention
Interact with development team and other stakeholders on any data quality production incidents identified during reporting cycles
Minimum 3 years of total experience in MIS reporting, risk or analytics functions
Very good understanding of business financial performance drivers and the impacts of credit performance on business results
Understanding of credit policies (GCCRFP) and its impact to MIS reporting
Demonstrated ability to manage, operate, develop and handle inputs / outputs to / from regional DWH (NextGen)
Understanding of data modelling
Strong Citi technology and infrastructure background (ALS, ECS+, NextGen)
Good knowledge of regulatory reporting with Citi specifics
Graduate level education or demonstrated relevant experience
Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience

151

Project Lead-risk Reporting Strategy & Solutions Resume Examples & Samples

Serve as a liaison between the Risk Technology organization, business users, and support teams
Develops, automates, maintains and operationally supports reporting solutions
Partnering with the Risk Teams to understand use cases, functional and non-functional requirements for Risk Reporting
Ensure that solutions are delivered within the strategic reporting solutions framework
Provides technology solutions consulting, training and support to user population
Partner with technology groups to deliver solutions based on user requirements
Ensure existing data/information assets are identified, stewarded and leveraged across various groups Risk Stripes
Extraction and mining of data from the source Risk systems
Collaborate with other partners in a globally distributed environment
Sharing of knowledge with other members of the team
Provide a high level of user experience through an innovative and intuitive user interface
Report progress to management
Bachelor degree, specialized training or equivalent work experience
5+ years’ experience working within a financial/professional environment in Techno Functional role
Exposure to data modeling, data visualization and reporting
Excellent working knowledge of MS Excel, Power Point
Hands-on experience using Tableau or Qlikview or Cognos BI tool is required
Strong SQL skills and ability to understand complex data
Web technologies experience with hands-on in HTML/ Java Script / SharePoint / Visual Basic is preferred
Any Data Cleansing/Blending/Transformation experience is preferred
Dashboards building experience is preferred
Excellent analytical abilities
Solid organizational skills and ability to prioritize
Excellent multitasking/prioritizing skills and ready to deliver under a challenging environment
Process-oriented with focus on continuous streamlining/improvement
Business understanding with the ability to translate business requirements into technology requirements
Multiple reporting application experience

152

Corporate Risk-country Risk Reporting Resume Examples & Samples

Participate in the collection, aggregation, and analysis of information related to Country Risk for a particular region. Provide input or present findings to Country Risk Management at regular meetings. Provide insight as to the method of stress calculation and factors driving changes to stress levels. Weigh the impact of methodology and process changes and communicate findings to technology and senior management
Experience with both process building and process re-engineering
Experience with risk reporting systems (CRI, SELM, MRI/MaRRS)
Willingness to lead an initiative or play a support role on the broader team

153

Risk Reporting & Analysis Consultant Resume Examples & Samples

Contribute to the delivery of risk reporting to risk committees and external parties, including liaison across the Risk function
Support the delivery of the risk management framework. This may include assisting with the review and updating of framework documents, policy compliance and the effectiveness of policies and committees
Assist in the management and development of online reporting requirements
Contribute to the analysis of risk data used for a variety of internal and external purposes
Support team members in other reporting and analysis activities as required
The provision of accurate and timely information, in line with reporting requirements
Undergraduate Degree (or equivalent) preferable
Prior experience in a risk or compliance function is desirable but not essential
Consultancy expertise
Stakeholder management
Impact and influence

154

Junior Risk Reporting Quantitative Analyst Hedge Fund Resume Examples & Samples

Perform Daily, Weekly, Monthly Risk Reporting
Maintain Portfolio Risk Databases
Produce Risk Statistics
Maintain Proprietary Risk and Trading Systems
Build Trading and Risk Analytic tools
Implement Risk Calculators
Perform scenario analysis and stress testing of models
Participate in long term technology projects

155

Compliance Risk Reporting Resume Examples & Samples

Analyze, assess and prioritize data inputs and develop coherent, prioritized messaging and commentary, suitable for varied audiences including senior executives, governance committees and the Board
Provide credible effective challenge of data and report content put forth by Americas Compliance Division (“ACOD”) risk managers
Maintain a broad understanding of core banking regulatory compliance related topics, such as consumer protection, BSA/AML and economic sanctions, corporate and investment banking, capital markets, broker dealer, fiduciary and asset management, data privacy and protection, ethics, OCC Heightened Standards, FRB Enhanced Prudential Standards, and so forth
Actively monitor external regulatory environment, industry developments, and trends and display comprehension of such through generation of appropriate report content
Attend and track outcomes of key Compliance Risk management activities, such as risk committees, working group meetings, audits, exams, and so forth. Sustain a sufficient presence, stature, positioning and relationships within and across the Compliance Risk Management function, in order to have a sound vantage point from which to observe, gather information, and report on the function’s various key priorities, initiatives, areas of focus, challenges, achievements, and so forth
Sustain a sufficient presence, stature, positioning and relationships within and across the Compliance Risk Management function, in order to have a sound vantage point from which to observe, gather information, and report on the Division’s various key priorities, initiatives, areas of focus, challenges, achievements, and so forth
Back up other Risk Reporting Team Content SMEs, as appropriate
Undergraduate degree in Business, Finance, Economics, English
7 to 10 years of banking or financial services experience
Prior experience in reporting and/or Compliance Risk Management
Proficient in Word, Excel, PowerPoint
Experience in SAS and/or W Desk a plus
Self-motivated and detail oriented
Willing to work extended hours when needed

156

Ccb-risk Reporting Resume Examples & Samples

Design, implement, and manage and support elements of the overall program, including but not limited to management of the risk reporting governance agenda, framework, key deliverables, meeting materials, and outcomes
Mentor team members to drive execution consistency across the consumer businesses
Follow up and resolution of issues, risks, and action items
Create and present structured senior management updates, including but not limited to summarizing activities related to program timeline and deliverables management, and phase-end checkpoint coordination and reporting
Act as catalyst for issue identification, trending, analysis of alternatives, recommendation and closure
Provide ad-hoc support and participation in the development and execution of the strategic agenda for the broader team, including but not limited to support for supervisory and regulatory requirements
Ability to liaise with risk and technology managers within and across CCB LOBs
Ability to build and maintain partnerships within CCB Risk Reporting and with the LOB risk reporting teams
Ability to understand business drivers and requirements to influence partners to deliver solutions to business issues and problems
Large scale program management, including an understanding of how to leverage tools and process methodology, and readiness disciplines, for large scale initiatives
Strong analytical skills; ability to quickly understand workings of complex systems and processes, and their interrelationships and dependencies
Perform as a hands-on, ‘working’ leader
Ability to critically challenge
Ability to multi-task in a constantly changing environment
Ability to work through ambiguity to arrive at and socialize a solution
Strong working knowledge of Microsoft office skills, including Power Point, Excel, Visio
College degree, specializing in Business, Technology or Communications or equivalent work experience
7-12 years program leadership experience in a combined business / technology environment
Basic understanding of retail consumer financial services
Demonstrated experience leading / mentoring a small team to execute cross business programs with interdependencies
Proven experience with program and project management processes; including project planning, issue management, risk management, resource tracking and management score-carding
Demonstrated experience making independent critical fact based decisions while understanding the appropriate escalation points
Proven experience around high priority requests and working in a fast paced environment
Experience working in and knowledge of a risk, finance, or reporting function is helpful

157

Corporate Risk-reporting & Finance Resume Examples & Samples

Effectively collaborate with business partners (including Risk business management, reference data teams, client on-boarding, product controllers/finance, credit executives and technology) to resolve reference data quality exception
Collaborate with technology and other stakeholders on systems, process improvements and planned releases
Understanding controls that are in place and adhering to the established policies
Handle regular and ad-hoc reporting requests related to data quality monitoring, and help to maintain appropriate data quality tracking metrics
Candidate with 1-3 years prior experience with risk, whether in a management, reporting or control capacity
Ability to deep dive and drive an issue to arrive to solutions
Knowledge of risk principles, credit or market risk products a plus
Strong analytical and investigative problem solving abilities
Detail oriented with good understanding of financial terminology/principles
Excellent relationship building skills to work with colleagues across multiple groups firmwide to obtain relevant information for understanding breaks and managing exceptions appropriately
Strong knowledge of MS Office, VBA experience preferred
Comfortable leading an initiative or playing a support role on the broader team

158

Information Risk Reporting Resume Examples & Samples

Responsibilities: Analyze, assess and prioritize report visuals and data inputs and write coherent, prioritized messaging and commentary, suitable for varied audiences including senior executives, governance committees and the Board
Provide credible effective challenge of data and report content put forth by Risk Function risk managers
Maintain a broad understanding of Information Risk issues and the Bank's Information Risk programs
Actively monitor external regulatory environment, industry developments, and trends and display comprehension of such through generation of appropriate report content
Attend and track outcomes of key Information Risk management activities, such as risk committees, working group meetings, audits, exams, and so forth
Sustain a sufficient presence, stature, positioning and relationships within and across the Information Risk Management function, in order to have a sound vantage point from which to observe, gather information, and report on the function’s various key priorities, initiatives, areas of focus, challenges, achievements, and so forth
Back up other Risk Reporting Team Content SMEs, as appropriate
3+ years of banking or financial services experience
Prior experience in reporting and/or Information Risk Management
Strong written and verbal skills
Proficient in Word, Excel, PowerPoint
Experience in SAS and/or W Desk a plus
Willing to work extended hours when needed
Undergraduate degree in Business, Finance, Economics, English
A certification, such as GSEC, CISSP, CISM, CISA, CRISC, CGEIT is a plus, but not required

159

Senior Analyst, Model Risk Reporting Resume Examples & Samples

2 – 4 years of experience
Strong skills in Microsoft products (Excel, Word, PowerPoint, Access) and practical familiarity with coding to automate process
Familiarity with Java as a development language would be an added advantage, should have a business focused approach in terms of MI requirements
Strong ability to understand and identify key issues from both summary and detailed data, conceptual understanding of Model Risk Management – (Prior experience in supporting the MRM Program roll-out and BAU processes, establishing strong model governance and model risk reporting will be preferred)
Familiarity with risk measurement and accounting methodologies (e.g. stress testing, IFRS9, Basel) a plus
Prior project management/ team work experience with a demonstrated ability to establish a clear direction / roadmap, set and track objectives, and work closely with senior team members to deliver outcomes consistent with industry leading practices

160

Compliance Risk Reporting Resume Examples & Samples

The Content SME is expected to generate and write daily, weekly and monthly risk management report content, leveraging data visuals (tables, graphs, charts) prepared by a data aggregation specialist and regular interactions and correspondence with risk managers, including attending risk committee, working group, project team, and so forth, meetings. Working knowledge of Compliance Risk is required, as well as the ability to analyze and transform data into concise, succinct, impactful and informative report content commentary. Strong interpersonal relationship, verbal and written communication skills are essential to performing successfully in this role
Analyze, assess and prioritize report visuals and data inputs and write coherent, prioritized messaging and commentary, suitable for varied audiences including senior executives, governance committees and the Board. Provide credible effective challenge of data and report content put forth by Risk Function risk managers
Maintain a broad understanding of Compliance Risk issues and the Bank's Compliance Risk programs. Actively monitor external regulatory environment, industry developments, and trends and display comprehension of such through generation of appropriate report content
Manage staff of approximately 3 to 5

161

Lead Business Functional Expert Risk Data Aggregation & Risk Reporting Lead Resume Examples & Samples

Leading the design of RTB operations to identify and deliver against agreed targets and provide information and reports to stakeholders as required
Managing and co-ordinating high-performing teams that work within divisions with a strong focus on remediation delivery assurance and establishing divisional Subject Matter Expert knowledge (i.e. divisional metric data aggregation and risk reporting processes, evolving regulation, capability gaps and associated remediation)
Facilitating outcome-oriented working sessions with stakeholders across multiple divisions ensuring cross-divisional consistency
Securing engagement from all relevant stakeholders to unblock slow-moving or stalled activities, create conditions that enable required actions to progress (including cross-divisionally) and support prioritisation of potential areas for intervention
Fostering and maintaining strong partnerships with a broad range of stakeholders
Liaising with Risk Architecture and Risk Transformation regarding strategic programmes within the Bank, understanding dependencies and supporting divisions in creating clear business outcomes and associated delivery plans
Supporting the RDA&RR Policy within divisions and providing guidance and framework design leadership for key allocated topics, as appropriate
Actively developing and applying an expert understanding of the RDA&RR Compliance Framework, Compliance End Products and the Independent Validation Standards and Guidance
Providing divisional specific guidance and associated design leadership (where required), to the RDA&RR Divisions and Core Team Quality Assurance team performing Independent Validation tasks across metrics and reports, assessing key findings, escalations and reconciling where required with the Divisional RDA&RR Teams
Supporting the RDA&RR Core Team leadership in managing priorities, deliverables and preparation of materials for key senior forums / meetings (in support of RDA&RR Governance) as well as internal / external Auditors and Regulators
Overseeing the approach to Senior Management Inventory Certifications including preparation of all relevant templates / documents
Co-ordinating requirements for the timely certification of all RDA&RR Compliance End Products, working with Divisions to oversee effective delivery against these
Providing unbiased, structured status visibility on remediation progress (gaps, issues, short term fixes and strategic initiatives) aimed at Senior Management, actively preparing escalations, where required
Overseeing the identification, capture, assessment and tracking of the material Remediation Points required to ensure compliance
Providing divisional specific guidance and associated design leadership / oversight (where required) of the maintenance of the RDA&RR Compliance Self-Assessment Framework for relevant divisions, including mapping of BCBS 239 principles to Deutsche Bank compliance standards
Creating an environment for continuous change and improvement
An in-depth knowledge and understanding of BCBS 239 and data governance
A broad understanding of front-to-back Investment Banking processes / infrastructure and Risk, including credit, market, liquidity and operational risk
Ability to manage senior stakeholders across all divisions
Regulatory and / or compliance reporting experience
Change and Remediation Programme oversight and assurance experience
Good understanding of risk data and the associated reporting requirements and challenges
Ability to effectively multi-task and prioritise, operating effectively under pressure, whilst being pro-active and results-focused
Ability to approach a complex, interrelated set of issues without difficulty in a highly organised, methodical, analytical
Assertive, confident and articulate with exceptional communication skills, both written and verbal
Ability to manage and co-ordinate effectively across multiple and complex teams without direct reporting lines
Strong influencing, relationship management and negotiation skills with proven problem solving and troubleshooting capabilities
A “can-do” attitude and strong team ethic, demonstrated by a collaborative approach to successfully delivering solutions
Educated to Bachelor’s degree level (or equivalent qualification / work experience)
A self-starter with a “can-do” attitude and the ability to work autonomously
Highly proficient with Microsoft Powerpoint, Excel, Project (beneficial)

162

Regulatory Risk & Reporting Resume Examples & Samples

Receiving official circulars from the parent company in Japan and further issuing to subsidiaries of the U.S. bank holding company
Providing instructions to the U.S. subsidiaries regarding the development of compliance programs and periodic reporting in the U.S. and Japan
Providing instructions to the subsidiaries regarding training and monitoring requirements related to coverage areas
Receiving reports from former parent companies of the subsidiaries in Japan and preparing summary reports for the Chief Compliance Officer & Chief Legal Officer of the U.S. bank holding company
Preparing reports on a periodic basis from the Chief Compliance Officer & Chief Legal Officer to the top level holding company in Japan
Support preparation of monthly U.S. bank holding company compliance committee meetings
Areas of coverage include
Compliance Policies and Procedures
Compliance Risk
Incident Reporting
Regulatory Change Risk Management
Information Control
Information Security
Conflicts of Interest
Volcker Rule
Customer Protection
Compliance Hotline
5-7 years of experience in the compliance department of a large U.S. bank or large U.S. office of a foreign bank would be welcomed
Prior experience at a U.S. holding company level of a foreign bank or at a U.S. broker-dealer/investment banking subsidiary of a foreign bank would also be welcomed
Detail-oriented and thorough
Strong interpersonal, written and verbal communication skills required
Proficiency in Microsoft Office, including MS Word, Excel and PowerPoint, required
Japanese language is nice to have, but not required

163

Corp-legal Entity Risk Reporting Resume Examples & Samples

Ensure compliance with local regulatory requirements around Market and Credit Risk
Production and analysis of regulatory market and credit risk reports that are submitted to Senior Management, Risk Committee and regulators
Monitoring of market risk limits, exposures, methodologies and regulatory requirement
Students of Business administration, Economy, Math and science; Computer science, etc
Graduation in December/2018 or later
Proficiency in English
Knowledge of MS Office package and VBA development

164

VP-risk Reporting Resume Examples & Samples

Interacting periodically with Market Risk teams to understand Value-at-Risk, Stress and risk sensitivity drivers
Participating in a wide range of on-going and new projects with Risk Management, Finance, Technology, Valuation, Quantitative Research, Model Review Group, Basel Groups
Leading efforts on operating efficiently and improving processes while maintaining a strong control environment
Establishing a delivery focussed approach in the team to ensure critical reports have met quality and timeliness standards
Experience in market risk management or trading team is preferred
Application skills: advanced Excel required. VBA, R and/or Matlab required
Strong analytical and problem-solving skills with good attention to detail
10+ years experience primarily managing teams in financial services, with focused experience in either risk, product control, and/or finance, with solid technical experience

165

Corporate Risk-risk Reporting Resume Examples & Samples

Expertise in database development to support ad-hoc business needs
Act as in house technology subject matter expert to help business users with SQL queries, Access databases and various user tools being used by the group
Help document data flow diagrams, process maps and other technology related artifacts as and when required
Reverse Engineer existing user tools (Access and Excel)
Experience in business analyst work including familiarity with the documentation required for a standard project life cycle including detailed project plans, documenting scope and business requirements, detailing issues & problems; drafting business and technical data flows
Define user acceptance test plans and test cases. Coordinate and execute user acceptance testing. Responsible for understanding results and providing sufficient information to senior management to enable sign-off on a deliverable
Present recommendations in a business-friendly way that identifies any issues, details business/client impact, and builds a business case and consensus for implementation
5+ years’ experience as a Database Developer or Business Analyst, executing projects within the financial services industry
Bachelor’s degree required Masters Preferred; experience in risk, finance and regulatory a plus
Strong familiarity with Oracle, SQL Server, VBA, MS Access and other business productivity software, such as Excel, Access, MS Project, Visio, SharePoint, etc

166

Corporate Risk Management Risk Reporting Development Associate Resume Examples & Samples

Development, production, and substantiation of a varied range of risk reports across Market Risk
Experience in the development (i.e. coding) of reports using VBA and macros is required
Advanced knowledge of Microsoft Excel and Access is required
Self-motivated and comfortable working with large amounts of data is required
SharePoint Development capability is strongly preferred

167

Corporate Risk-risk Reporting Resume Examples & Samples

Provide leadership in driving Risk Management, Reporting and Middle Office projects
Chairing meetings and providing direction in business requirement sessions and throughout the design and implementation process
Understand Agile practices and play the role of Product Owner
Create test scripts and host UAT calls with working group
Produce weekly and monthly project status report
Able to multitask and manage a number of projects simultaneously to the satisfaction of stakeholders
Present recommendations in partnership with the business that highlight any issues, details business/client impact, and builds a business case and consensus for implementation
3 + years’ experience as a Project Manager and/or Business Analyst, executing projects within the financial services industry. Bachelor’s degree required; experience in risk, finance and regulatory a plus
Strong familiarity with project management and analysis software, such as Excel, Visio, JIRA, Share-point, etc
Ability to document data flow diagrams, process maps and other technology related artifacts as and when required

168

Senior Consultant, External Risk Reporting Resume Examples & Samples

Excellent written and verbal communication skills, including the ability to confidently communicate with and influence people at all levels, including NAB Executives, subject matter experts and NAB's external stakeholders
The ability to digest and interpret prudential requirements relating to authorised deposit taking institutions, drawing on subject matter experts as required
A proven track record of resilience and a tenacity to get the job done, even when it is involves stepping outside of your comfort zone
An autonomous and proactive working style - willing to go above and beyond the requirements of the role to help others / get things done, being resourceful and seeking out opportunities that deliver value for NAB; and
Proficiency in MS Excel / Word / PowerPoint (advanced skills would be advantageous)
Your ability to work in a team is vital and be respectful of the team members' experience, contributions and points of view

169

Quantitative Risk Reporting Specialist Resume Examples & Samples

Produce Risk regulatory risk reports for existing clients and national regulators (e.g. Open Protocol, Form PF, Form PQR, AIFMD Annex IV, Solvency II)
Produce bespoke risk reports for existing clients
Analyse, understand clients’ risk reports contents, and communicate internally and externally as necessary
Develop new Risk reports for potential and existing clients
Researching markets, conventions and reporting standards

170

Editor, Risk Reporting Resume Examples & Samples

Driving continuous improvement throughout your team, designing and developing new reports as well as identifying areas for improvements in those we already have in place
Making sure all materials produced by your team are of high quality and appropriate for the intended audiences and channels
Building the capability of the team to produce impactful, relevant content
Adopting a structured approach to ensure the team follow the correct reporting process, and deliver within a predetermined time frame
The ability to work to tight deadlines and manage a number of conflicting and frequently changing priorities
Keen attention to detail and sound copy writing skills
A real interest in risk
A continuous improvement approach all elements of your work

171

Risk Reporting VP Resume Examples & Samples

Translating risk reporting testing requirements into understandable, clear and usable output for use of senior risk management
Providing risk expertise to engage with stakeholders, understand and translate requirements and consult on interpretation of results
Contribute to design and change of the risk, calculation and reporting processes to support the range of stakeholder needs
Provide input into risk reporting governance, management and infrastructure
Analysis including any changes to the risk inputs and measures, both the Investment and Private bank
University graduate with good honors degree, preferable in numerate subject
Relevant work experience in a financial institution
Solid product and risk knowledge with at least 5-10 years' experience in an investment banking environment
Deep knowledge of market risk concepts, VaR, IRC and Basel 3 rules, and application to investment banking market risk as well as ERC, IRC, RWA, CVA, CE/PE, CCR, and liquidity risk measures
Demonstrable experience in leading, developing and driving forward teams in a dynamic global and evolving regulatory environment
Experience in leading and managing the implementation of new reporting and analytical requirements while establishing, developing and maintaining processes and controls
Excellent collaboration and communication skills across departments at senior levels, and good organizational awareness to identify and navigate potential challenges and project issues
Operating with a high degree of autonomy, responsibility and accountability; disciplined control mindset with a hands-on working style able to operate in an efficient and organized manner
Broad knowledge of risk and finance measurement methodologies, systems, controls, data and processes

172

Corporate Risk-risk Reporting Control Resume Examples & Samples

Scope, design and lead quality assurance reviews
Investigate and escalate critical control related issues; and achieve agreement on measures to address control deficiencies
Provide clear and concise summaries of findings and issues
Develop deep business process knowledge and stay abreast of business / regulatory changes to facilitate knowledge of data being assessed
Perform ad-hoc review projects as requested by management
Strong understanding of financial products, transaction lifecycles, systems and controls
Minimum of 4-5 years financial institution or accounting firm with experience in a relevant risk or audit (internal/external) or similar control function
Strong technical skills in Access and Excel (Programming, Debugging, Process Automation)
Proven track record in partnering with business, technology and operations functions to proactively identify control issues and process improvements
Demonstrated history of reviewing and documenting control environments (e.g. SOX testing, control self assessment, and/or audits)
Strong analytical skills in interpretation of data and identification of anomalies
Experience in performing reconciliations and follow up investigations
BA or BS degree in accounting, finance or risk preferred
Ability to work outside of normal business hours, as needed

173

Corporate Risk-risk Reporting Control Resume Examples & Samples

Participate in the execution of quality assurance reviews, assessing key controls as related to the reporting and middle office functions
Identify, investigate and escalate critical control related issues; as appropriate
Solid understanding of financial products and controls
Minimum of 2-3 years financial institution or accounting firm with experience in a relevant risk, audit (internal/external) or similar control function
Experience in reviewing and documenting control environments (e.g. SOX testing, control self assessment, and/or audits)
Ability and penchant to work with data
BA or BS degree in business accounting, finance or risk preferred

174

Corporate Credit Risk Middle Office Risk Reporting Resume Examples & Samples

Participate in or initiating/driving ad-hoc clean-up exercises
For new customer on-boarding undertake analysis of Funds to identify the credit responsibility unit, process and submit legal documents and establish credit facilities
Analysing and evaluating information (prospectuses/ fund factsheets/ pension fund financial accounts/ actuarial reports/ legal doc etc) to calculate the appropriate risk appetite for a population of our EMEA funds clients
IB product and counterparty credit risk knowledge
Team player with strong work ethic
Excellent communicator with strong interpersonal skills and presentation skills
Highly accurate with attention to detail and analytical skills
Ability to work to tight deadlines under pressure
Track record of successfully improving processes/ creating efficiency
Credit Risk/Funds experience preferable
Skills will develop
Stakeholder management
Overview of Credit Risk within Investment Banking

175

Corporate Risk-risk Reporting Resume Examples & Samples

Preform various daily control functions including but not limited to Mispricing, Fail trades, Radar Roll back etc. for various products
Ability to understand various attributes related to exposure calculation in Credit Risk and perform root cause analysis for simple/complex issues
Demonstrated ability to communicate effectively to multiple levels of management and various stakeholders in Credit Risk, Operations, Technology, Legal, Projects Services etc. across the firm
Ability to follow up on assignments in a timely manner, exercise good judgment and work accurately under pressure
Provide recommendations and suggestions to address problems, process efficiencies, control gaps etc
Working knowledge counterparty credit risk management frameworks is preferred
Interested in the regulatory landscape and its impact to the markets and financial industry
Ability to build effective working relationships with and sell ideas to a wide spectrum of groups
Self-starter; comfortable expressing ideas and challenging the status quote
Ability to learn new computer applications or risk systems quickly; advanced in Excel (Macros, VBA preferred), PowerPoint, and Word applications

176

Compliance Risk Reporting, Director Resume Examples & Samples

The candidate is expected to be a people leader, with a strong presence
Very good organization, time management and problem-solving skills are essential
Fluent verbal and written skills and knowledge of risk types and risk management is required
The ability to work well under pressure of deadlines and commitment to long hours on occasion is a must
Understanding of data management and data aggregation is a plus. 10+ years of experience in banking, background in risk management and/or reporting a plus

177

Risk Reporting Data Quality Assurance Resume Examples & Samples

Ensure data received or created is effectively controlled and maintained in accordance with bank policies, regulations, and internal procedures. Engage with upstream data providers/handlers to ensure smooth data flow and timely delivery of appropriately reconciled data to Risk Reporting Team
Perform data quality checks upon initial receipt of upstream data before use in creation of reports. Identify, investigate and resolve irregularities, anomalies, large period-over-period variances, etc., with data providers with the data partners (ARM Data Management Team and Chief Data Office)
Participate in the Data Incident process with ARM Data Management Team, Chief Data Office and Middle Office when problems are identified
Serve as 2nd Reviewer and provide attestations of report content accuracy, specifically that all data aggregation procedure were followed and tools were tested and worked as intended and that content and style guidelines were also followed
Other Quality control actions as identified
Develop, document and maintain quality assurance governance, including content and style guidelines, individual report production procedures, and controls over data and reporting processes of the Risk Reporting Team, to ensure timely, accurate and effective reports
Respond effectively and in a timely manner to data quality inquiries and provide support and technical expertise to Risk Reporting Team members
Other ad-hoc duties as assigned by manager including involvement with ARM Project Management Team for data issues that require a long-term process and involve multiple divisions for resolution
1-3 years of data analysis/aggregation, reporting quality Control experience; with a bank/financial services company is a plus
Excellent analytical, verbal/written communication, relationship building skills essential
Highly organized, with ability to multi-task
Proficient in Word, Excel, PowerPoint, Access. SAS and WDesk a plus
Self-motivated and detail oriented
Willing to work extended hours when needed
Undergraduate degree in Mathematics, Data Science, Business Finance, Economics or related area

178

Risk Reporting Data Assurance Specialist Resume Examples & Samples

Ensure data received or created is effectively controlled and maintained in accordance with bank policies, regulations, and internal procedures. Engage with upstream data providers/handlers to ensure smooth data flow and timely delivery of appropriately reconciled data to Risk Reporting Team
Perform data quality checks upon initial receipt of upstream data before use in creation of reports. Identify, investigate and resolve irregularities, anomalies, large period-over-period variances, etc., with data providers with the data partners (ARM Data Management Team and Chief Data Office)
Participate in the Data Incident process with ARM Data Management Team, Chief Data Office and Middle Office when problems are identified
Serve as 2nd Reviewer and provide attestations of report content accuracy, specifically that all data aggregation procedure were followed and tools were tested and worked as intended and that content and style guidelines were also followed
Other Quality control actions as identified
Develop, document and maintain quality assurance governance, including content and style guidelines, individual report production procedures, and controls over data and reporting processes of the Risk Reporting Team, to ensure timely, accurate and effective reports
Respond effectively and in a timely manner to data quality inquiries and provide support and technical expertise to Risk Reporting Team members
Other ad-hoc duties as assigned by manager including involvement with ARM Project Management Team for data issues that require a long-term process and involve multiple divisions for resolution
1-3 years of data analysis/aggregation, reporting quality control experience; with a bank/financial services company is a plus
Excellent analytical, verbal/written communication, relationship building skills essential
Highly organized, with ability to multi-task
Proficient in Word, Excel, PowerPoint, Access. SAS and WDesk a plus
Self-motivated and detail oriented
Willing to work extended hours when needed
Undergraduate degree in Mathematics, Data Science, Business, Finance, Economics, or related area

179

Enterprise Risk & Reporting Data Associate Resume Examples & Samples

Support Enterprise Risk and Reporting team in data issue identification
Support Enterprise Risk and Reporting team and material preparation for senior management meetings, including analyzing and reviewing the accuracy, consistency and appropriateness of data provided, Powerpoint slide creation in a timely manner
Have an interest in and proficiency in working with large and disparate data and sources
Collaborate across risk functions and within Credit to understand and aggregate information
Strong interpersonal skills required to execute across functions and many stakeholders
Understand requirements of systems in order to enhance processes to improve efficiency and effectiveness
Work with Information Technology (IT) and Loan Operations (Loan Ops) to improve and document data quality
Continuously rethink ways to streamline and improve business processes
Consult with internal customers to analyze and remediate gaps in systems and business requirements to determine current and future solutions
Design and implement new reports and/or analytical tools
Provide support for various strategic initiatives and ad hoc management requests
Monitor exposures against WM’s Credit Limit Framework
Ability to meet deadlines, multi-task, and demonstrate problem solving
Effectively communicate, both verbally and in writing, in a clear and concise manner
Good collaboration skills in a team-oriented environment
IT and systems knowledge
Excel, PowerPoint; experience in databases
Bachelor’s Degree required. Knowledgeable in Finance, Accounting, Technology
Minimum 3 years of experience in private banking or commercial banking lending / risk functions
Experience with systems management and IT background

180

XVA BAU Risk Reporting Specialist Resume Examples & Samples

Thorough analysis of Market & Credit Risk and delivery of timely & accurate Risk reporting on a daily basis
Analyze drivers and trends of risk using risk-based explain, exposure analytics, model changes, etc
Identify and escalate risk issues for tactical or strategic remediation with FO, Quants/Strats and Technology
Communicate daily with XVA Front Office and control partners such as Market Risk and Finance
Identify issues and control gaps on an ongoing basis within the XVA Risk and P&L infrastructure
Work with technology partners to streamline the processes and enhance data integrity and control
Enable delivery of strategic risk solutions such as migrations to Capstone and migrations on to Quartz strategic solutions such as CPRT
Ensure that all functions live up to the Product Control Standards (PCS)
Liaise with Technology and other QMO functions to help drive successful implementations
Undergraduate degree in Math, Science or Finance (Advanced degree in Quantitative Finance or Math desired)
Knowledge and/or experience of derivative products across asset classes in capital markets: e.g. Futures, Options, Indexes, CDS, CDO, FRAs, SWAPs, SWAPTIONs, CAPs/FLOORs, etc. across Rates, FX, Equities, Commodities, etc
Strong understanding of derivative risk sensitivities, both first order and higher order
Strong system skills including experience using Excel/Access to a high-level and working knowledge of SQL/VBA. (Desired: Python)
Strong understanding of trade life cycle with good appreciation of operational risks and mitigating control activities
Ability to develop a good understanding of the systems, their interconnectivity and the broader end-to-end risk data flow
Demonstrated interest in and good understanding of the markets including the key drivers, pricing issues, and trader’s hedging strategies
Ability to have in-depth discussion with Front Office stakeholders with regards to trading activity and drivers of the portfolio trade valuation movements
3 to 6 years’ experience in a Risk and/or Valuations / Middle Office environment
Strong communication & negotiation skills with confidence to work with multiple businesses & groups
Self-starter able to deliver results in a complex environment
Logical approach to problem solving
Control mindset able to identify and deliver process improvements

181

Avp-portfolio Risk Reporting Resume Examples & Samples

Accurate and timely production of key routine and ad hoc reports that will be used for the Regulators, Credit Risk Executives and other key stakeholders (routine and ad hoc) Work closely with regional team members to build and maintain a consistent global Risk Reporting framework, including
Review reports and research any significant changes to ensure accuracy of data
Liaise with various application system owners to ensure data quality
Develop and support reporting tools as necessary
Engage with peers across multiple business areas and divisions including Credit Risk IT & Credit Officers
All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards
Provide insight and commentary on portfolio/counterparty moves affecting exposures and risk results
Drive the investigation & resolution of operational and technical challenges
Develop and enhance KPI metrics for each activity and report
Maintain and implement business remediation solutions for Credit Risk Portfolio Reporting to ensure continuous BCBS 239 compliance. This will involve driving detailed investigation & documentation
Be a key contact in relation to the ongoing governance and compliance of Portfolio team reports and processes, working closely with all regional teams to ensure overall global reporting compliance
Engage and support across various workstreams of the BCBS 239 project, working closely with, for example, JUNO RTB, BA’s & project managers
Experience in Credit risk or Finance reporting and analysis
Thorough Risk Reporting and IT system experience in context of BAU reporting
Clear and effective verbal and written communication skills
Experience in writing well organised documentation in previous roles
Microsoft office skills
Highly analytical mind with a strong attention to detail and control focus
Strong sense of initiative with the ability to think independently, and the confidence to question things constructively
Willingness to take ownership of tasks and pro-actively drive initiatives forward to successful completion
Ability to work to tight deadlines, including the ability to handle multiple tasks effectively
Excellent team player with willingness to share knowledge and experiences across the team and work in partnership across divisions
Experience and awareness of financial risk management techniques and methodologies
VBA and SQL skills

182

Corporate Risk Reporting Strategy Resume Examples & Samples

Analyse, Design, Build, Test and Implement BI Dashboard solutions for FO, MO and Risk reporting customers – LE Risk, Country Risk, Market Risk, LOB Risk
BI Solutions need to be robust and performant
Work with and understand Risk measures and reporting requirements
Work well with team and agile practice
Work closely with customers and partners across business, operations and technology
Take ownership of delivery and able to self-manage
Provide innovative solutions and improve upon current methods
Practitioner in QlikView / Tableau design and development
Server administrator Experience would be plus
Experienced in data modelling and transformation
Experienced with SQL data databases. Other languages / technologies desirable
Strong understanding of data and manipulation
Proficient using data visualization techniques and UX Design
Strong at problem solving and analytically minded
Experience with agile methodologies; SCRUM and Kanban preferred
Conscientious and reliable

183

Corporate Risk-risk Reporting Projects Resume Examples & Samples

Project Management and Business Analysis of projects ranging from strategic to ad-hoc enhancements, inclusive of operating model projects
Drive end to end delivery of components of the technology program
Liaising with technologists in the business and risk around strategic and tactical initiatives
Experience in a Credit Risk, Product Control, Middle Office, or other risk management experience preferred
Strong end to end controls background
Advanced technical skills in Excel are required
Comfortable working independently in a dynamic and challenging environment

184

Coordinator, HSE & SD Risk & Reporting Resume Examples & Samples

Collaborate with internal SMEs to maintain Performance Controls and Assurance Processes (PCAP) to support SD reporting
Support efforts to expand risk characterization from HSE&SD to include the assessment of Enterprise Risks
Provide Organizational Change Management support and expertise to the HSE & SD team for department level OCM projects as well as OCM program enhancement and capacity building within the Canada Region
A minimum of 5 years working in the management of upstream oil and gas environmental issues
Post-secondary degree in environmental sciences
Must be legally authorized to work in Canada on a regular full time basis without restrictions
10 years related experience, including a focus on SD risk and reporting for the upstream oil & gas
Specific familiarity with SD issues associated with in-situ oil sands development in NE Alberta and with unconventional exploration and production in NE BC
Background and experience in Organization Change Management
Strong Excel skills would be an asset
Strong interpersonal skills and adept at working well within groups both as a contributor and as a facilitator
Demonstrated strong communicator with excellent oral and writing skills
Team player, must be comfortable working collaboratively
Self-starter who can work with minimal structure and direction
Passionate about sustainability for the oil and gas sector

185

Rfdar Risk Reporting Resume Examples & Samples

Lead delivery of risk reports for recurring and ad hoc requirements
Have the opportunity to represent Risk & Finance Data Analytics and Reporting Risk Reporting team to senior management partners
Have the opportunity to translate risk reporting testing requirements into understandable, clear and usable output for use of senior risk management
Provide risk expertise to engage with partners, understand and translate requirements and consult on interpretation of results
Have the opportunity to contribute to design and change of the risk, calculation and reporting processes to support the range of partner needs
Have a chance to provide input into risk reporting governance, management and infrastructure
Have responsibility for analysis including any changes to the risk inputs and measures

186

Corporate Risk-risk Reporting Strategy & Solutions Associate Resume Examples & Samples

Testing the web based solutions. Creating Manual test log and test script
Writing SQL by looking at the reports
Create Data Requirement Specifications and Technical Specifications document
Translate complex data requests into clear, business-oriented communications
Work with application owners and technology teams to implement required controls as required by the project deliverables. Ensure requirements/deliverables from the application owners is provided on time
Provide business analysis, requirements gathering, requirements writing and testing services across all reporting solutions team initiatives
Engage with Technology team for UAT testing readiness and support
.Provide full operating model build support for automated solutions along with 24*7 engagement for post-production support
Excellent knowledge on Market and credit Risk along with presentation skills, and ability to communicate with various audiences, including end users, managers, and members of the IT team
Strong analytical, problem-solving and critical thinking skills
Multi-tasking skills and the ability to balance multiple priorities and keep up with project scope changes
Strong skills in Excel and or Access for data analysis
Quick learner who is easily able to understand new products, systems, applications and technologies
Experience in supporting Information Technology Projects

187

CCB Risk-fraud Risk Reporting & Analytics Associate Resume Examples & Samples

Candidate will need to work with minimal supervision/independently on quantitative analytical projects across various fraud functions
Develop and continue to enhance Key Performance Metrics/Risk Indicators across key Fraud areas to have best-in-class portfolio monitoring
Analyze portfolio transactions, customer behavior and fraud trends to identify emerging risk based on quantitative and statistical analysis
In a very fast paced and dynamic environment perform segment level analysis to develop strategic recommendations for reducing fraud losses considering False Positive Rates, Loss Impact, Operations Capacity, Customer Experience and Product guidelines. Ensure adhere to Legal and Compliance guidelines
Partner with Risk Strategy teams and Operations to share analytical findings and incorporate feedback
Minimum Masters Degree with preferred concentrations in a quantitative discipline such as Mathematics, Statistics, Economics, Engineering or Operations Research
Must have knowledge of SAS and SQL programming language including: Base SAS, SAS Macro language, SQL, etc
Experience with Tableau, Cognos or other BI tools preferred
At least 3 years of experience in analytical role. Experience in risk management preferred
Knowledge of Risk Reporting control principles preferred
Prior experience in developing strategies based on segmentation preferred
Must have knowledge of standard data warehousing structures and retrieval techniques from relational databases including Teradata and Oracle

188

Corporate Risk-external Risk Reporting Resume Examples & Samples

5-7 years of demonstrated leadership within financial services, accounting, or other analytical functions
A developed leadership presence capable of effective messaging to colleagues, direct reports, regulators and management alike
Ability to work on multiple priorities at the same time within tight deadlines, demonstrating excellent organizational skills
Proficiency in Microsoft Office applications (Excel, Access & PowerPoint) and with large amounts of data

189

CCB Risk-fraud Risk-reporting Analytics Resume Examples & Samples

Develop and lead a team of analysts to deliver best in class fraud intelligence
Develop a framework to manage demand and available resources
Manage the team to ensure proper support of the risk teams and delivery of monthly business reviews, key performance indicators and business metrics
Coordinate with other Consumer Banking Risk teams to understand the overlaps in data needs and ensure consistency of metric definitions
Develop through documentation and adhere to the existing controls in place. Accountable for delivering and timely accurate results, building rigorous quality control processes and proactively assessing impact of ongoing BCBS initiative
Identify and implement best practices to improve efficiencies in how we operate
Coordinate with other activities and technology initiatives that impact the team (i.e., data source migration, data management, new products, etc)
Independently communicate with key stakeholders, understand their demand, manage SLAs and avoid surprises
Retain and develop the talent in the team
Proactively identify new methods of effectively delivering fraud intelligence so that key trends can be identified in timely
Bachelors Degree in Accounting, Finance, Math, Statistics, Economics or similar quantitative disciplines. Masters a plus
10+ years risk management experience; retail banking, credit card or prior financial services experience with forecasting experience preferred
Strong technical and analytical background including hands-on experience with SAS, SQL and Unix; knowledge of Business Intelligence tools such as Cognos, Tableau, Qlikview, etc. is a plus
Proven leader with experience leading teams
Prior direct management/leadership experience
Excellent communication skills, role will require daily interaction with senior leaders
Strong presentation skills, must be able to effectively communicate proposed changes through formal presentations

190

Operational Risk Reporting & Governance Manager Resume Examples & Samples

Lead the quarterly and ad-hoc ORM reporting requirements for Manulife Board and executive management; manage the production cycle for key ORM reports and provide support to Divisional risk teams for their reporting requirements
Initiate, design and implement enhancements to the ORM reporting process, data gathering and analysis, tools, platforms and outputs
Support with the implementation of new ORM Program initiatives, especially focused on reporting aspects
Support with new/existing ERM Program initiatives
Support the ongoing collaboration of Risk Management with other oversight functions (e.g. Internal Audit, Compliance, Legal, Information Security etc.)
Contribute to building a strong, collaborative relationship with Divisional Risk Management teams and provide ongoing operational/enterprise risk advisory services
Contribute to overall risk management education and communication efforts
Preferred 3-5 years of experience in operational / enterprise risk management or a highly-related field which may include roles in operations management, finance, third party risk, fraud, legal, audit, compliance, risk consulting etc
Capable self-starter who takes initiative to solve problems and streamlines processes
Proficiency with MS PowerPoint, Excel, Word. Experience with RSA Archer is an asset
University undergraduate degree with a relevant professional designation preferred

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