Regulatory Business Analyst Resume Samples

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JH
J Heathcote
Jevon
Heathcote
71002 Streich Cliffs
Los Angeles
CA
+1 (555) 787 5059
71002 Streich Cliffs
Los Angeles
CA
Phone
p +1 (555) 787 5059
Experience Experience
Dallas, TX
Regulatory Business Analyst
Dallas, TX
Boehm-Nitzsche
Dallas, TX
Regulatory Business Analyst
  • Project Planning & Management and Test Planning & Management
  • Undertake strategic options and assessments work to develop responses and options to respond to regulatory change, in collaboration with Business stakeholders
  • Supporting the RTB processing team in terms of analytical and technical support, service management, process implementation, transition and change management
  • Execution of strategic projects utilizing established governance frameworks
  • Work as part of business analyst team for group to develop best practice procedures across all projects
  • Assist in development and implementation of test strategies and UAT cycles
  • In collaboration with functional partners and stakeholders, manage and facilitate the prioritization of work slate
San Francisco, CA
Regulatory Business Analyst Client Classification AVP
San Francisco, CA
Barton-Stokes
San Francisco, CA
Regulatory Business Analyst Client Classification AVP
  • Business Analysis/Project Management Certifications
  • Review and analyse draft regulations as they evolve (e.g. MiFID II, Basel III etc) in parallel to project execution
  • Keep pace with technical innovation and market driven initiatives
  • Knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing, etc
  • Establish and manage metrics and management reporting processes
  • Identifies, recommends and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems
  • Undertake strategic options and assessments work to develop responses and options to respond to regulatory change
present
New York, NY
Regulatory Business Analyst Release Management & Client Classification VP
New York, NY
Green LLC
present
New York, NY
Regulatory Business Analyst Release Management & Client Classification VP
present
  • Work to tight deadlines and provide regular progress updates against agreed milestones
  • Where necessary assist with the testing and operational readiness tasks to ensure delivery of the project
  • Exposure to working with geographically distributed teams – both the project team and stakeholder groups
  • Has previous exposure in working with & communicating to senior stakeholders
  • Develop and maintain a task-level project plan with resource assignments in order to track and report status on the project in an accurate and timely manner
  • Constructively challenge the status quo and promote change to improve operational efficiency and global standardisation of processes
  • Communicate progress & plans to the business and effectively manage their expectations
Education Education
Bachelor’s Degree in Quality
Bachelor’s Degree in Quality
University of Illinois at Chicago
Bachelor’s Degree in Quality
Skills Skills
  • Good IT Skills, including good knowledge of Excel, experience with large systems
  • Good judgment and passion for efficient and professional delivery of solutions and resolutions
  • Strong analytical skills with an ability to understand complex workflows
  • Strong interpersonal skills together with the ability to influence others and make decisions
  • Strong communication and inter-personal skills with ability to collaborate successfully across teams and manage stakeholder groups
  • Proficient IT skills - all Microsoft office products, Wealth management systems and able to pick up other systems/databases easily
  • A diligent working style with high reliability, meticulous & organized character with a keen eye for details
  • Strong academics with a background in finance or similar fields
  • High attention to detail and effective communication skills
  • Good understanding of Wealth Management business and operations, as well as exposure to regulatory topics
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15 Regulatory Business Analyst resume templates

1

BPI Corporate & Regulatory Business Analyst Resume Examples & Samples

  • Assist in defining scope and impact of projects, and effectively communicate results to stakeholders and management
  • Provide business analysis expertise for one or more projects
  • Lead all aspects of business analysis, from requirements gathering to post project benefits review
  • Escalate appropriately to management and/or business and technical sponsors
  • Provide regular, thorough, quality status reporting on projects
  • Proactively identify and communicate issues and risks related to the project
  • Facilitate cross-organisational communication
  • Coordinate and facilitate integration meetings among key project personnel and ensure a proper framework for issue resolution and risk mitigation is developed and utilised
  • Participate in multiple projects that span regions, geographies, continents, and time zones
  • Focus the goals of projects and analysis to ensure conformance to requirements and appropriateness of the delivered product/solution
  • Demonstrated business analysis skills with hands on approach, preferably within the financial services industry
  • Very strong communication and presentation skills (written and verbal)
  • Extremely motivated and ability to operate in a fast paced environment
  • Familiarity with capital markets instruments (equities, fixed income, derivatives)
  • Experience in the financial services industry. Familiarity with buy-side investment management process a plus
  • Excellent analytical, creative, organisational and problem solving skills
  • Technical aptitude highly desired (e.g. SQL)
2

O&t-regulatory Business Analyst Resume Examples & Samples

  • Ability to ensure large global multifunction departments are kept updated on project milestones (verbal and written)
  • Ability to matrix manage multiple individuals that do not directly work for you in order to ensure regulatory milestones are met
  • Process flows
  • Good understanding of data flows / optimal processing
  • Well-organized and good attention to detail
  • Familiarity with G20 commitments for OTC derivatives
  • Project management skills, including clear understanding of project life cycle
3

Regulatory Business Analyst Resume Examples & Samples

  • Experience in analysing/manipulating large volumes of data to identify anomalies
  • Ability to use tools such as Access & Excel to manage & manipulate large volumes of data
  • Ability to prepare structured PowerPoint presentations
  • A good understanding of Data flows, data mapping and systems infrastructure
  • Understanding of Client & Account data inc Client On-boarding/KYC processes
  • Understanding of data distribution/interfacing methods & technologies
  • High attention to detail and effective communication skills
4

Regulatory Business Analyst Resume Examples & Samples

  • Conducting traceability mapping & requirements analysis between regulations, rules, requirements and solution to provide an auditable view of how CB is complying with the regulations
  • Designing changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end to end CB processes are optimised
  • Support implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in CB
  • Support User Acceptance Testing
  • Interface with multiple stakeholders across legal, compliance and technology to develop appropriate requirements, processes and solutions
5

CIB F&bm-finance Change Management UK Regulatory Business Analyst Associate Resume Examples & Samples

  • Experience working on requirements definition for PRA/FCA regulatory capital calculations
  • BOE and PRA/FCA reporting
  • Good knowledge of PRA/FCA, BOE and/or COREP reporting requirements
  • Good knowledge of PRA/FCA regulatory Rules for Investment firms and Banks (BIPRU)
  • Accounting background (useful but not essential)
  • Knowledge of Axiom, is desirable but not essential
  • By experience
  • Degree preferred
6

BPI Regulatory Business Analyst & Project Manager Resume Examples & Samples

  • Provide business analysis expertise for one or more projects
  • Comprehend technical framework of business process and identify areas for improvement
  • Provide regular, thorough, quality status reporting on projects
  • Facilitate cross-organisational communication
  • Coordinate and facilitate integration meetings among key project personnel and ensure a proper framework for issue resolution and risk mitigation is developed and utilised
  • Demonstrated business analysis skills with hands on approach, preferably within the financial services industry
  • Familiarity with capital markets instruments (equities, fixed income, derivatives)
  • 5+ years’ work experience in the financial services industry. Familiarity with buy-side investment management process a plus
  • Excellent analytical, creative, organisational and problem solving skills
7

Client Reference Data Regulatory Business Analyst Resume Examples & Samples

  • Data Analyis of Client Reference Data / complex data set analysis
  • Management of RAIDS log / creation of status packs
  • Business Analysis/Process review / documentation of processes / UAT cases
  • Maintaining and developing relationships with Business/IT stakeholders
  • Supporting delivery of new systems / system enhancements
8

Regulatory Business Analyst Resume Examples & Samples

  • Working with stakeholders in ensuring the needed level of research is completed to accurately define the solution benefits and risks
  • Analysing and Documenting Business and Functional requirement including: modeling and model storming techniques to ensure completeness
  • Work with development team to convert business and functional requirements to technical specifications
  • Employing structured analysis techniques such as Use Cases, decision tables to ensure completeness, clarity and non-ambiguity of requirements
  • Establish and Track Project Plans to ensure integration with wider program leads
  • Working with technical teams, business users and support teams to define transition requirements for the implementation phase of projects
  • Working with key business stakeholders across FX, EFX and Prime and other application groups for requirements gathering and analysis for the implementation for all Financial Regulation deliverables
  • Being the point-of-contact for queries related to FinReg
9

Regulatory Business Analyst Resume Examples & Samples

  • Conducting traceability mapping & requirements analysis between regulations, rules, requirements and solution to provide an auditable view of how PCB is complying with the regulations
  • Designing changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end to end PCB processes are optimised
  • Support implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in PCB
10

Regulatory Business Analyst Resume Examples & Samples

  • Analyze the current business model and regulatory driven business requirements
  • Analyze the pre-trade and post-trade requirements for one of their financial instruments which includes multi-asset classes
  • Engage with clients and suggest operational process improvements
  • Prepare gap analysis and business requirement/specification documents
  • Engage with both global and local business analyst and technical teams providing inputs and receiving feedback
  • Strong experience working across e-Trading platforms
  • Thorough understanding of execution platforms and processes
  • Good knowledge of MiFiD I/II / Strong understanding of regulatory pre and post trade experience
  • Good understanding of pricing mechanism across various asset classes
  • Strong understanding of the investment banking domain with a good knowledge on the entire trade lifecycle
  • Prior experience in regulatory project
  • Understanding of Financial Instruments and the Markets/Platforms they are traded in
11

CIB F&BM Regulatory Business Analyst Resume Examples & Samples

  • EMEA Regulatory Reporting is rapidly evolving environment with change through mandatory regulatory reporting requirements, application enhancements & technical change, data enrichment and support for JPM line of business development projects
  • Establish and maintain an effective communication and engagement model with key contacts with the UK Regulatory Reporting, Technology and Line of Business teams
  • Ensure that Test Environment requirements are clearly articulated and agreed
  • Strong analytical skills, logical thinker with strong attention to detail
  • Strong knowledge of PRA Regulatory Reporting Rules for BIPRU Investment firms and/or Banks & UK PRA Liquidity Reporting and/or Bank of England Statistical reporting
  • Knowledge of financial markets and instruments
  • Issue & risk management and resolution skills
  • ACCA / ACA /CIMA qualification preferred
12

Regulatory Business Analyst Resume Examples & Samples

  • Strong experience working across electronic trading platforms
  • Good knowledge of MiFID I /II / Strong understanding of regulatory pre and post trade experience
  • Strong understanding of FIX Protocol
13

Regulatory Business Analyst Release Management & Client Classification VP Resume Examples & Samples

  • Develop and maintain a task-level project plan with resource assignments in order to track and report status on the project in an accurate and timely manner
  • Constructively challenge the status quo and promote change to improve operational efficiency and global standardisation of processes
  • Communicate progress & plans to the business and effectively manage their expectations
  • Coordinate workstream deliverables (level of effort estimates, BRD’s, FSD’s, User Acceptance Testing) across the various regulatory projects in each release of the Client Onboarding/Party Reference Data platform
  • Communicate effectively with the various intra-team and inter-team members to ensure efficiency in programme deliveries and minimize bottlenecks in the delivery process
  • Extensive experience (7+ years) as a project manager or business analyst working on reference data-related projects in the Financial Services industry
  • Strong knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing, etc
  • Strong understanding of the regulatory influences on Client Onboarding and/or Entity Reference Data
  • Experience with requirements gathering and documentation using a structured approach
  • Experience in managing scope and the ability to identify high priority versus low priority requirements
  • Strong analytical & problem solving skills
  • Excellent team worker, able to work in virtual global teams in a matrix organization
  • Degree level and/or practical experienceBusiness Analysis/Project Management Certifications
14

Oats Regulatory Business Analyst Team Lead VP Resume Examples & Samples

  • Solicit and capture business and functional requirements through business and functional requirements documents
  • Liaise with stakeholders in Front, Middle and Back office to document business and operational processes
  • Provide a point of SME knowledge through each stage of the project delivery
15

Regulatory Business Analyst Client Classification AVP Resume Examples & Samples

  • Review and analyse draft regulations as they evolve (e.g. MiFID II, Basel III etc) in parallel to project execution
  • Lead requirements workshops. Sometimes with a large number of business SMEs who are geographically distributed
  • Work closely with the test team, operational readiness team & data migration team to ensure they have a thorough understanding of the requirements to enable them to operate effectively
  • Strong experience (3+ years) as a Business Analyst working on reference data-related projects in the Financial Services industry
  • Knowledge of client classification-based regulations including EMIR, Dodd Frank, MiFID, Mandatory Clearing, etc
  • Understanding of the regulatory influences on Client Onboarding and/or Entity Reference Data
  • Experience in projects implementing technical changes AND organisational/workflow change
  • Has previous exposure in working with & communicating to senior stakeholders
  • Keep pace with technical innovation and market driven initiatives
  • Ability to prioritise effectively and escalate appropriately ns
  • Degree level and/or practical experience
  • Business Analysis/Project Management Certifications
16

Regulatory Business Analyst Resume Examples & Samples

  • Execution of strategic projects utilizing established governance frameworks
  • Prior experience in financial services, understanding the change implications and execution model needed in the financial services regulatory environment
  • This candidate will represent the needs of the business throughout the project lifecycle, providing expertise and working knowledge of various business operations processes
  • Responsibility for progressing a range of strategic and tactical projects
  • Analysis and documentation of requirements and test plans
  • Engagement with PCG staff and relevant groups such as L&C, other Bus Ops teams and Technology
  • Project reporting to key stakeholders
  • Implementation and training
  • Maintaining documented procedures
  • BAU support as required
  • General assistance with related tasks as required
  • Strong understanding of the capital markets, asset classes, financial instruments (equities, fixed income and derivatives) and relevant market regulations
  • Experience in business process analysis, design and implementation working on complex business & technology process initiatives
  • Possess ability to manage change by gathering and developing business requirements documentation
  • Comfortable working with stakeholders at all levels of the business and ability to clearly communicate objectives and to articulate the rationale behind those goals
  • Project Management experience preferred
  • Experience with regulatory shareholding disclosures preferred
  • Track record of being immersed in new business areas and rapidly coming up to speed
  • A proven record of successful delivering projects within agreed timeframes
  • Advanced Excel skills and experience with large systems
  • Strong academics with a background in finance or similar fields
  • Good IT Skills, including good knowledge of Excel, experience with large systems
17

Regulatory Business Analyst Resume Examples & Samples

  • Project Planning & Management
  • Employing structured analysis techniques such as Use Cases, UML, decision tables to ensure completeness, clarity and non-ambiguity of requirements
  • Working with technical teams, business users and support teams to establish transition requirements for the implementation phase of projects
18

Regulatory Business Analyst Resume Examples & Samples

  • Strong analytical skills with an ability to understand complex workflows
  • Proven ability to organise and prioritise own workload and drive results
  • Flexible, proactive and self-starting individual with high levels of ownership
  • Working knowledge of trade lifecycle
19

Regulatory Business Analyst Resume Examples & Samples

  • Performing detailed business analysis for larger Regulatory projects (e.g. MiFID II) or project managing smaller projects
  • Taking ownership of designated workstreams / projects and liaison with Front Office to understand key impacts
  • Drive change with SMEs and IT contacts and coordinate project delivery to ensure that the needs of business stakeholders are met on time in budget and quality
  • Working jointly with IT and business organizations (PMO, Front Office, Legal, Compliance, Finance, Operations) to implement effective business solutions
  • Working with offshore IT and Support teams and Global Trading desks
20

CIB F&bm-regulatory Business Analyst Resume Examples & Samples

  • Good working knowledge of PRA/ FCA Regulatory Rules for Investment firms and Banks (CRR text)
  • Accounting background (beneficial but not essential)
  • Knowledge of Axiom, is desirable
21

Regulatory Business Analyst Resume Examples & Samples

  • Leads critical compliance projects concerning compliance reporting systems, and other critical compliance related IT projects
  • Represents Operations, Finance and Technology Compliance on senior level IT risk committees and other strategic working groups
  • Identifies, recommends and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems
  • Drafts and maintains functional documentation for compliance reporting systems supported by the Operations, Finance and Technology compliance group
  • Participates in establishing objectives and developing processes and procedures to ensure adherence to all regulatory requirements
  • Regularly interacts with Compliance, business and IT leadership on critical projects and initiatives
  • Develops test cases to validate technical project requirements and executes testing plans
  • Leads regulatory projects to ensure business and technical requirements achieve functional and regulatory requirements
  • Coordinates with data management organization to ensure data structures support ongoing compliance needs
  • Leads technology aspects of regulatory exams and inquiries, including FINRA FINOP and AEP exams
  • Evaluates compliance and regulatory risk associated with new vendors and provides guidance to business areas on mitigating controls and procedures
  • Partners with team members to develop project schedules, reports and documentation
  • Maintains documentation of technology oversight program for compliance team and executes periodic compliance controls
  • Fundamentals of project management, functional and technical documentation
  • Fundamental investment concepts, practices and procedures used in the securities, banking and finance industries
  • Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies
  • Analysis: Identify and understand issues, problems and opportunities; compare data from different sources to draw conclusions
  • Execution: Proven track record of successful execution of complex projects with high visibility
  • Communication: Clearly convey information and ideas through a variety of media to individuals or groups in a manner that engages the audience and helps them understand and retain the message
  • Exercising Judgment and Decision Making: Use effective approaches for choosing a course of action or developing appropriate solutions; recommend or take action that is consistent with available facts, constraints and probable consequences
  • Technical and Professional Knowledge: Demonstrate a satisfactory level of technical and professional skill or knowledge in position-related areas; remains current with developments and trends in areas of expertise
  • Building Effective Relationships: Develop and use collaborative relationships to facilitate the accomplishment of work goals
  • Client Focus: Make internal and external clients and their needs a primary focus of actions; develop and sustain productive client relationships
  • Influence strategic and tactical direction of regulatory projects to maximize results and minimize costs
  • Partner with other functional areas to accomplish objectives
  • Prioritize effectively in order to meet deadlines
  • Gain in-depth understanding and ability to improve upon current systems
  • Work independently and in a team setting
  • Improvise and adapt as an issue develops
  • Think creatively, offer solutions and respectively challenge norms
  • Execute independent decisions while remaining calm in the face of escalated matters and knowing when to involve manager
  • Maintain currency in organizational and regulatory agency rules and regulations
  • Minimum of a B.S. in Computer Science, MIS, or finance related discipline with a minimum of (8) eight years experience in information technology or compliance
22

Regulatory Business Analyst Resume Examples & Samples

  • To support a project manager in the successful delivery of various business change programmes
  • Initial focus on the successful implementation of the Mifid 2 programme, working with key stakeholders across SEI
  • Support the business in the development of workstream plans and deliverables
  • Work closely with technology teams to deliver system changes
  • Support with embedding changes into the wider organisation to ensure ongoing compliance to Mifid2
  • Support other change programmes based on capacity
  • Experience working in a change capacity within the business, engaging with legal and compliance
  • Regulatory implementation experience
  • Significant experience as a business analyst
  • A self-starter able to work independently
  • Demonstrated ability to translate & implement requirements across different roles and sets of activities
  • Strong ability to build and maintain short and long term relationships within the organisation, both internally and with external parties as required
  • The ability to be credible in communications with senior personnel
  • Proficient IT skills - all Microsoft office products, Wealth management systems and able to pick up other systems/databases easily
  • Princess 2, Agile PM or similar qualification (advantageous)
23

Finance Regulatory Business Analyst Resume Examples & Samples

  • Facilitating the transition to Business As Usual (BAU) processes to Finance Controllers
  • Meeting preparation with the stakeholders raising appropriate status, risks, and issues
  • 6-10 years of relevant experiences as Business Analyst working on projects for the Finance department of an investment bank / financial services company
  • Finance/Accounting/Regulatory Experience - A good understanding of the finance function and processes of a financial service organization, examples: General Ledger, accounting/finance processes, US GAAP/IFRS, regulatory reporting. Federal Reserve reporting experience is a plus
  • Excellent soft skills with experience working across groups
24

Regulatory Business Analyst Resume Examples & Samples

  • Conducting a study of client processes
  • Drafting of general functional specifications (Regulatory analysis)
  • Writing and applying unit testing and acceptance testing
  • Providing follow-up and support for the validation phases and production
  • Managing change
25

Regulatory Business Analyst Resume Examples & Samples

  • Solid relationship skills
  • Solid communications skills at all levels
  • Extremely solid organisational skills
  • Experience of Regulatory projects
  • Degree qualified, or equivalent
  • RUP/UML, ISEB, IIBA or IREB qualifications in Business Analysis e.g. ISEB Diploma in Business Analysis, CBAP, Six Sigma/Lean/DFSS
  • Dealing with vendors and proofs of concept solutions
  • 6+ years experience in industry
  • Experience of OTC processes is desirable
  • Solid knowledge of investment banking processes – front to back
  • Has been involved in managing or analysis of change
  • Experience of dealing with senior management
  • Experience in achieving results in a project context using resources that do not report directly to you (e.g. from clients, from other departments, external suppliers)
  • Solid knowledge of IT: managing IT-oriented projects, user’s requirements / testing. Must have interfaced with technology groups and IT implementations
  • Formal presentation skills
  • General business analysis and problem solving skills
  • Track record working on major projects especially projects delivered in an investment bank or similar institution
26

Regulatory Business Analyst Resume Examples & Samples

  • Project Planning & Management and Test Planning & Management
  • Working with partners in ensuring the needed level of research is completed to accurately define the solution benefits and risks
  • Active identification and resolution of requirements conflicts, finding opportunities for improvement in the business architecture
  • Verifying requirements and their scope and priorities with partners
  • Handling requirements change and maintaining requirements traceability
  • You have solid relationship skills, formal presentations skills, developed communications skills at all levels and solid organisational skills
  • You have experience of regulatory projects and 2+ years experience in industry
  • You have RUP/UML, ISEB, IIBA or IREB qualifications in Business Analysis e.g. ISEB Diploma in Business Analysis, CBAP, Six Sigma/Lean/DFSS
  • You have experience in dealing with vendors and proofs of concept solutions
  • Solid knowledge of IT
27

Regulatory Business Analyst Resume Examples & Samples

  • Understanding Regulatory Requirements across multiple jurisdictions
  • Work with various Lines of Business Technology and Operations Groups to onboard data in the regulatory warehouse using firm wide standards
  • Participate in the technical application design and architecture
  • Work with the technology teams to implement business requirements, technical recommendation within timelines agreed with the end users
  • Collaborate with other analysts locally and in other regions to share solutions, experiences, challenges, and best practices
  • Ensure overall quality of deliverables is consistent with defined standards
  • Conducting Scrums, Sprint Planning, Release notes
  • Hands-on business analysis experience in software development projects
  • Experience in producing best-in-class business and function requirements documents for the development teams
  • Functional expertise in Equity Derivatives, Listed F&O or Cash Equities asset-classes (preferably front office) is highly beneficial
  • Excellent problem solving skills and ability to quickly broker solutions
  • Data modeling expertise is beneficial
  • Experience of delivering regulatory change a benefit
  • Experience of being in a diverse team, enabling a ‘one team’ culture and a positive working environment
  • Experience of stakeholder management and partnership
  • Ability to leverage technology architectures, design and development best practices
  • History of building front office data warehouse involving data on-boarding and certification is highly beneficial
  • Experience with QA/Test Management is beneficial
  • Strong communication and written documentation skills
28

Regulatory Business Analyst Resume Examples & Samples

  • Drive early project consulting for all PSRE related matters for WM globally. This includes conducting Business Analysis activities assessing the potential integration of PSRE in different areas of UBS WM
  • Liaise with various project leads/managers to ensure appropriate management of incoming business requests, adequate implementation of regulatory requirements within the PSRE, including their business integration activities planned for the PSRE related changes
  • Work together with legal, compliance, regulatory analysts and different IT teams with the goals of translating regulations and policies into requirements towards PSRE, as well as sounding and writing business requirements specifications reflecting the desired changes
  • Provide input for agile implementation of the requirements in form of user stories and acceptance criteria
  • Support the PSRE governance, committees, and managing stakeholders across functions including Product Specialists, SMEs for various client segments, business partners being consumer of suitability check service, Risk function, Compliance, Legal, Testing Team and IT
  • Technical affinity and especially experience with agile implementation environments are considered great assets
  • An university or equivalent degree, preferably in Business, Finance or Engineering discipline
29

Tax & Regulatory Business Analyst Resume Examples & Samples

  • Degree in Computer Science or related technical field or equivalent experience
  • Certification in Business Analysis, by a recognizable institution, such as IIBA is a plus
  • Ability to work within demanding deadlines
  • Ability to be primary liaison between the business and project team and effectively represent the stakeholder requirements
  • Responsible for projects of moderate to very high complexity
  • Ability to elicit, document and refine business requirements
  • Ability to facilitate meetings with stakeholders
  • Ability to negotiate constructively
  • Moderate analysis skills
  • Strong self management capability
  • Ability to serve as a liaison across multiple facets of the business and technical teams
  • High level of attention to detail, high degree of quality
  • Ability to learn new concepts quickly and support multiple projects at once
  • Comfortable with shifting priorities
  • Ideally would have SAP experience
  • Some tax, regulatory or compliance experience preferred
30

Regulatory Business Analyst Resume Examples & Samples

  • Provide analysis, requirements definition and change management skills in support of regulatory change programmes required to ensure that the Barclays UK complies with new or amended regulatory, risk and control requirements, including
  • Designing changes to existing operating models and processes to ensure regulatory change requirements are incorporated whilst ensuring end to end Barclays UK processes are optimised
  • Support implementation and execution of re-designed/ engineered processes to BAU to ensure regulatory change requirements are embedded in Barclays UK
  • Use appropriate business analysis and change techniques to work with the business and technology teams to analyse and implement change to support regulatory requirements
  • Understand the impact of regulatory requirements on Barclays UK processes and the business areas that use them and develop operating model designs and processes that implement the requirements in an optimal way from a client experience, process & cost efficiency perspective
  • Validate technology designs and solutions against business requirements and complete appropriate traceability
  • Assist in preparation of test scenarios and test scripts where appropriate
  • Prepare agreed deliverables in line with standards, to meet agreed quality standards and timelines
31

Regulatory Business Analyst Resume Examples & Samples

  • Work with key stakeholders to collect, model, and translate user requirements into detailed business requirements
  • Develop detailed knowledge of business processes and pain points in order to serve as a subject matter expert
  • Establish a transparent, repeatable, and consistent process for building and deploying solutions; identify hurdles and remediate
  • In collaboration with functional partners and stakeholders, manage and facilitate the prioritization of work slate
  • Work closely with Technology in functional requirements creation, information architecture, scheme design, and implementation
  • Work with Quality Assurance team to ensure high data quality
  • Work with Production Support to ensure solutions comply with committed SLAs
  • Establish and manage metrics and management reporting processes
  • Ability to think strategically while also executing tactically
  • Strong influencing skills to manage virtual teams
  • Experience leading continuous improvement / re-engineering projects
  • Experience and knowledge of Fixed Income markets. Mortgage Backed Securities experience a plus
  • Experience participating in meetings with technology teams
  • Education: Bachelor’s degree or equivalent experience
  • Expert knowledge of MS Office products
32

CIB F&bm-regulatory Business Analyst VP Resume Examples & Samples

  • Good knowledge and understanding of PRA/ FCA, BoE and/ or COREP reporting requirements essential
  • A detailed understanding of the End to End Project Life Cycle including documentation, testing and implementation
  • Experience working on Business Requirements and Functional Specification documents for PRA/ FCA Regulatory Capital and Bank of England calculations and reporting
  • Good understanding of the Project Lifecycle
  • Good knowledge of UK Regulatory PRA/ FCA & BoE
  • Previous experience working in a Regulatory Reporting or Projects function desirable
33

Senior Regulatory Business Analyst Resume Examples & Samples

  • Support all phases of either waterfall and / or agile software development to include initiation, design, development and testing
  • Work with product owners and business stakeholders to gather, develop, document / write and validate business needs, requirements and specifications
  • Complete artifacts, including, user stories / requirements, solution design support artifacts, and others as required
  • Discuss and resolve business, data and process issues within the team(s), across stakeholders
  • Lead and / or support internal review sessions with all levels, including senior leadership
  • Collaborate with project stakeholders and technical teams regarding enhancements, changes, issues and defects that may impact development, data, workflow and / or functionality
  • BA / BS degree in Business or related field and / or equivalent education and work experience
  • Experience in Health Care environments
  • 5+ years of demonstrated experience as a Business Analyst
  • Experience in both Waterfall and Agile development
  • Intermediate proficiency with Word, Excel, and PowerPoint
  • Intermediate proficiency with Visio and SharePoint
  • Experience using Rally and the RSA process
  • Ability to create business process flows
  • Understanding of quality assurance and testing lifecycles
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Tax & Regulatory Business Analyst Resume Examples & Samples

  • Acts as a liaison among business stakeholders in order to elicit, analyze, communicate, and validate requirements for changes to business products; processes and systems
  • Collects, analyzes and synthesizes data to document requirements, ensuring needs of client/stakeholder are met. May translate into detailed technology needs with some guidance
  • Reviews product needs, instructions, regulations, and/or laws on medium level projects; implementing requirements documents which may include changes to software, using low to medium level programming skills, testing, and providing support to customers
  • With some guidance will author and communicate requirements documentation
  • Depending on the nature of the project, undertakes a combination of technical implementation and testing analyst tasks if appropriate
  • Understands customer and/or product needs in the context of internal & external requirements and/or software development information