Regulatory Business Analyst Cover Letter

I am excited to be applying for the position of regulatory business analyst. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for effective support to Axiom regulatory Reporting system users as part of the Finance Systems and Data Support team on a rotational basis.

Please consider my qualifications and experience:

• Aware of Regulatory Change initiatives, ideally with exposure to elements of EMIR and MiFID
• Review and offer feedback on business requirements to ensure they can be translated into functional requirements
• Document functional requirements for Qualified Derivative Dealer (QDD) Tracing Rules
• Co-ordinate with the business, various IT groups to make sure analysis, design and implementation of IT solutions to meet regulations happens
• Provide SME support to various IT groups during build to ensure build meets functional specifications
• Investigate issues and risks to closure
• Planning - determining activities needed for the business analysis effort
• Equity Derivative products - OTC & Listed Derivatives (Forwards, Futures, Structured Notes, Options, Convertible Bonds, Exchange Traded Indexes, etc)

I submit this application to express my sincere interest in the regulatory business analyst position.

In the previous role, I was responsible for data entry, analysis, and reporting assistance for ongoing financial reporting of the cost of Global IT Shared Services to IT and business leaders.

Please consider my experience and qualifications for this position:

• General knowledge of 871 (m) regulation, specifically
• Familiar with MIFID2
• Strong communication and diagnostic skills
• Working knowledge of bank-wide taxation documents & systems is an asset
• Application of current knowledge trends of global requirements for project management and business analysis to assist in the refinement of the project management process
• Communication and execution of strategic and operational plans developed in coordination with Business Services – Business Analysis and Regulatory Sciences executive management
• Communication and coordination with practice area leaders (CMC, nonclinical, and clinical disciplines) to ensure successful project completion
• Anticipation and communication of needs for projects to Business Services – Business Analysis

I am excited to be applying for the position of regulatory business analyst. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for support for Investment Products and Securities Regulation Team attorneys and work with other Regulatory Analysts as assigned.

My experience is an excellent fit for the list of requirements in this job:

• Knowledge of Waterfall and/or Agile Development methodologies is preferred
• Demonstrated strong communication and relationship-building skills
• Track record working on major projects especially projects delivered in an investment bank or similar institution (experience of OTC processes is desirable)
• Dedicated and flexible problem solvers with can-do attitude are welcome
• Strong analytical skills in order to provide options and recommendations
• Working knowledge of and direct experience with Quality, Regulatory, Labeling, PLM and CAE systems such as EtQ, OpenText, Prisym, Robar, Teamcenter, Enovia, NX Unigraphics, Solidworks, Catia, ProE/Creo
• Understand international tax regimes and/or financial reporting
• Solid understanding of finance process, infrastructure and systems is desirable

I submit this application to express my sincere interest in the regulatory business analyst position.

In the previous role, I was responsible for guidance on dealing with IT regulatory requirements and guide the organization in the establishment of requisite controls.

Please consider my qualifications and experience:

• Be the local technical expert on all PTR Systems, including RAPID and RAPID Direct (our Documentum-based systems for authoring of regulatory submissions), GPRS (our custom registration tracking and submission archive) and other Enterprise systems that we leverage for ongoing operations
• Coordinate development of systems and new tools
• Provide training for CMC Support persons and Super Users within Global PTR
• Global support for product managers (TRLs) within PTR, Finalizing submissions which are created in collaboration of different sites considering site specific requirements and business processes
• Standardize data
• Standardizing data across systems
• Architecture/Infrastructure upgrades/updates
• Basic understanding of risk management framework and concepts

I submit this application to express my sincere interest in the regulatory business analyst position.

In the previous role, I was responsible for technical oversight, management and coordination in key IT & Regulatory driven events, projects or programs, including IT implementation of requirements coming out of these programs.

Please consider my experience and qualifications for this position:

• Representation and advocacy of project portfolio to Business Services – Business Analysis
• Maintain knowledge of current trends of global requirements for business analysis to further the development of CHRS and its associates
• Development and implementation of strategies for addressing a wide variety of business analysis needs
• Experience with leading process improvements
• Work with Science & Regulatory Affairs, SRA, to qualify materials for food safety compliance
• Work within the systems, TCR, SRA, KORE, PICASSO, etc to ensure products meet all external and internal regulatory requirements
• Understand business concepts in front office sales and trading
• Knowledge of Regulatory reporting in US for Cash Equities