OTC Analyst Resume Samples

4.5 (111 votes) for OTC Analyst Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the otc analyst job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Resume Builder
CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Create a Resume in Minutes
MO
M Ortiz
Mary
Ortiz
46883 Schneider Centers
Philadelphia
PA
+1 (555) 136 2441
46883 Schneider Centers
Philadelphia
PA
Phone
p +1 (555) 136 2441
Experience Experience
Philadelphia, PA
OTC Analyst
Philadelphia, PA
Quitzon LLC
Philadelphia, PA
OTC Analyst
  • Follow-up on delinquent accounts through continuous follow-up with customers, Sales or Customer Service to obtain timely payment and/or timely dispute resolution
  • Partner with internal and external customers to identify trends, perform root cause analyses, and provide solutions to resolve issues causing deductions
  • Achieve and sustain best practices in effectiveness, quality delivery and efficiency within a strong internal control framework
  • Identifying Areas of process improvements involving tangible benefits as defined by the organization
  • Review credit profiles for customers via established cadence
  • Contribute to a team environment that is focused on high performance and operational excellence
  • Ensure all HR activities such as self assessments, development plan etc are completed on time
Dallas, TX
Senior OTC Analyst
Dallas, TX
Lueilwitz LLC
Dallas, TX
Senior OTC Analyst
  • Review and enhance existing processes and procedures to meet changes in legislation and regulations, complementary to a Continuous Improvement (CI) culture
  • Monitor OTC transaction flow from order management systems to GlobeOp and then into Invesco’s IBOR (Investment Book of Record) platform
  • Lead the analysis and fully support all OTC related product develop
  • Review all OTC related processes to ensure all workflows continue to be fit for purpose and best practice
  • Develop and maintain deep productive relationships with all business partners
  • Monitor collateral and trade flow on a daily basis for funds trading Equity Swaps, instructing cash payments in a timely and accurate manner
  • Maintain all relevant policy and governance documentation, ensuring they are updated as defined. This will include active participation in such updates and due diligence reviews
present
Chicago, IL
Senior Analyst, OTC, HFS
Chicago, IL
Reilly-Murazik
present
Chicago, IL
Senior Analyst, OTC, HFS
present
  • Assisting in monitoring daily trade capture of OTC trades and exception queue monitoring
  • Reviewing corporate action bookings and dividends/coupons to ensure correctly affecting position
  • Reviewing swap confirmations covering all OTC products such as total return swaps, equity options, structured equity products, convertible bond options, credit defaults, rates and fixed income products
  • Managing the settlement of swap cash flows associated with OTC products, including unwinds, quarterly fees, resets, upfront fees, coupons and premiums
  • Ensuring timely receipt of electronic-based OTC confirmations from trading counterparties
  • Assisting in development and implementation projects which promote automation and efficiency as well as work with IT in the development/enhancement of trade entry
  • Proven team player, taking ownership for own role while contributing to wider team efforts
Education Education
Bachelor’s Degree in Compliance
Bachelor’s Degree in Compliance
California State University, Los Angeles
Bachelor’s Degree in Compliance
Skills Skills
  • Strong interpersonal skills and excellent communicator
  • Strong control awareness
  • Has the initiative and ability to break down problems into components parts and resolving them
  • Good IT System skills
  • Enthusiastic, motivated, self-starter, pro-active and team player
  • Perform monthly reconciliations of balances source from various regulatory systems to books and records
  • Investigate reconciliation breaks and ensure breaks are explained and/or resolved in a timely manner
  • Assist with ad hoc queries from management, head office, and other key stakeholders
  • Participate in ad hoc projects such as process improvements reviews and system testing
  • Liaison with product controllers, market and credit risk teams and group regulatory reporting team
Create a Resume in Minutes

15 OTC Analyst resume templates

1

Analyst OTC Clearing Trade Control Resume Examples & Samples

  • Perform daily controls and checks to ensure accuracy of data
  • Accurate processing and bookings of client margin
  • Provide support to Client Service Representatives assisting them to manage a portfolio of Global clients. Support them on a daily basis, for BAU requests and escalate queries where necessary
  • Assist with the collation of Management Information around critical tasks
  • Provide input in order to shape and define efficient operating model which can support the various clearing solutions in the market across all CCPs
  • In line with the main objectives of the Operations division, the individual will be responsible for helping to maintain the control and risk management of the business, ensuring that control processes are adhered to, and that control gaps are identified and mitigated accordingly
  • Understanding of key derivative products like IRS, CDS and FX products
  • Experience with reconciliations and settlements
  • Attention to detail in day to day performance of line responsibilities especially in regards to ensuring all client queries are adequately addressed
  • Ability to prioritise and perform well under pressure
  • Comfort level with adapting to change
  • Flexibility in working hours (coverage of London day through to 5pm)
2

OTC Clearing Analyst Resume Examples & Samples

  • Bachelor degree or higher with emphasis on Finance and/or Accounting, Business Management
  • 3+ years experience in Financial Services Industry
  • Good computer skills including Microsoft products: Outlook, Word, Excel and Power point
  • Good communication / presentation / relationship management skills
  • Candidate should be able to work well with a global team as well as independently
  • ETD experience across all markets globally
  • General understanding of OTC cleared swaps
  • Knowledge of the Rolfe & Nolan System a plus
3

Listed & OTC Reconciliations Analyst Resume Examples & Samples

  • Liaise with traders, product control, corporate actions team, P&S group, and/or operations team to ensure that breaks are being addressed and resolved
  • Maintenance and improvement of internal processes related to all types of reconciliations
  • Responsible for daily, weekly, and monthly break reports
  • Participate in the creation and implementation of new reconciliation procedures in the IMATCH system
  • Support and integrate new technology tools into daily tasks as needed
  • Implement proper controls to mitigate business specific risks and liabilities
  • Consistently monitor business controls and ensure ongoing compliance and adherence
  • Creation and testing of “Change requests” in order to enhance existing reconciliations
  • Creation and testing of “Business requirements” in order to build new reconciliations that support current/new businesses
  • Ability to perform all reconciliations and adjustments, including but not limited to cash, positions, and trades
  • 5+ years of relevant reconciliations experience
  • Awareness of operational risk
  • Operational business process improvement experience
  • Excellent communication, analytical, and time management skills
  • Taking ownership of issues and having the determination to follow things through
  • LI-AT1
4

OTC Analyst Resume Examples & Samples

  • Responsible for customer credit analysis and collection activities for European business units
  • Receive, analyze and process new credit applications in line with organisation's credit policy
  • Partner with the business to understand customer base, customer prioritisation and customer trends that could impact credit and collection decisions
  • Ensure compliance with US GAAP and local GAAP accounting rules along with SOX where applicable
5

Senior Analyst, OTC Controls Resume Examples & Samples

  • Work with project and BAU stakeholders in performing compliance testing, analysis and reporting in line with the testing and monitoring guidelines
  • Identify exceptions with guidelines laid out in the testing procedures
  • Identify and link matching counterparty and trade records across multiple systems
  • Detailed documentation of testing and active management of outstanding issues Maintain relationships with internal and external stakeholders and communicate requirements clearly and concisely
  • Display a positive attitude, operates with a collaborative approach and actively support the team in successful delivery of assigned task
  • Tertiary qualification in Accounting, Finance or Commerce/Business (3.0 GPA or above)
  • Strong Microsoft Excel and analytical skills
  • Ability to detect anomalies, errors and investigate and document the associated root causes
  • Ability to work under pressure in response to specific issues
  • Internship (or 1-2 years) experience in the relevant industry (Optional)
6

Senior OTC Analyst Resume Examples & Samples

  • Analytical, flexible
  • Have a strong AR background
  • Fluent for both English and Japanese
7

OTC Analyst Resume Examples & Samples

  • At least 1 year of experience in AR
  • Excellent (external-internal) customer skills
  • Basic English (verbal and written communications)
  • Knowledge regarding Order Entry
  • Skills at Microsoft Office skills (word, excel, etc)
  • Technical Diploma or Advanced University Student
8

Senior Analyst OTC Npee Benelux With Dutch Resume Examples & Samples

  • Multiple repetitive assigned tasks in Finance & Administration focusing on the delivery of a high quality,
  • Customer oriented service to internal and external clients
  • Experience in OTC
  • Analytical and problem solving ability
  • Total Year of Experience: 2-3
9

Senior OTC Analyst Resume Examples & Samples

  • Monitor GlobeOp delivery of services on a daily basis in line with formal service level documentation. This will include the review of service reports, monthly KPI reporting, settlements, collateral, confirmations and reconciliations
  • Monitor OTC transaction flow from order management systems to GlobeOp and then into Invesco’s IBOR (Investment Book of Record) platform
  • Monitor OMS in-house connectivity to MTM, to ensure that trades are confirmed, and subsequently accepted by our CCP and FCM
  • Monitor trade recaps of non-mtm confirmations, and raise any discrepancies to the trading desk, before the trades flow to GlobeOp
  • Reconcile counterparty collateral balances on GlobeOp report against those reflected in the IBOR, ensuring all discrepancies are investigated and resolved
  • Cash payments/receipts and FX instructions to be complied and sent to the relevant teams for processing. Check and approve OTC cash flows as procedures define prior to payment instructions being released
  • Maintain all relevant policy and governance documentation, ensuring they are updated as defined. This will include active participation in such updates and due diligence reviews
  • Review and enhance existing processes and procedures to meet changes in legislation and regulations, complementary to a Continuous Improvement (CI) culture
  • Monitor collateral and trade flow on a daily basis for funds trading Equity Swaps, instructing cash payments in a timely and accurate manner
  • Reconcile Equity Swap positions between Invesco records and counterparty on a weekly basis. Report any breaks to either counterparty or internally where appropriate
  • Maintain understanding and awareness of OTC regulatory environment and impacts on GPS activities
  • Develop and maintain deep productive relationships with all business partners
  • Review all OTC related processes to ensure all workflows continue to be fit for purpose and best practice
  • Act as a lead consultant/SME to the rest of GPS/IO in regard to OTC products (including training and education) on best practice, product oversight and requirements
  • Lead the analysis and fully support all OTC related product develop
  • Actively build strong working relationships with key stakeholders ensuring service delivery from OTC team meets their requirements. Be the first line of relationship and escalation with GlobeOp. Act as an internal and external liaison point for any matters relating to GlobeOp
  • Co-ordinate, chair and minute where required weekly conference calls with GlobeOp and monthly service review meetings
  • Lead and/or Participate in OTC related projects and initiatives impacting OTC Derivatives & Alternatives, undertaking testing and other relevant components, including sign-off as required
  • Represent the OTC & Alternatives group on internal Committees and working groups as required
  • Support the review and execution of legal documentation surrounding OTC derivatives
  • Lead the analysis of key OTC metrics to identify trends, challenges and opportunities
  • Proven previous OTC Derivatives experience in an Investment Management Company or similar environment, with experience of participating in complex projects/initiatives, building relationships and enhancing OTC process/infrastructure
  • A Bachelor’s degree in Accounting or Finance is required along with the IOC (Investment Operations Certificate) and the IMC (Investment Management Certificate) or CISI Derivatives Qualification
  • A willingness to study to continue professional development as relevant
  • Excellent interpersonal skills necessary to build and maintain relationships interacting effectively with a variety of individuals across different business functions (including those at a senior level)
  • A sound understanding of accounting and financial principles as they apply to OTC derivatives to provide support to immediate team and other business functions/partners is desirable
  • The ability to take ownership/responsibility, anlayse, review and solve issues in a timely manner whilst also displaying an understanding of investment strategies
  • Must have the ability to organize work to meet deadlines. An excellent awareness of technology applications and software, specifically OTC tools, spreadsheet applications and fund administration platforms
10

Risk Analyst Futures / OTC Clearing Resume Examples & Samples

  • Capital Markets knowledge essential
  • Relevant market risk experience in Futures/ETD and OTC Clearing desirable
  • Trading experience desirable
  • Strong analytical skills with good attention to detail and a demonstrated aptitude for tackling analytical issues through quantitative modeling and assimilation of data into a working product
  • Stress testing and instrument modeling skills desirable
  • Bachelor’s degree in Mathematics, Finance/Economics or similar quantitative/analytical discipline
11

Futures & Cleared OTC Analyst Resume Examples & Samples

  • Make History: Be part of the launch and success of this strategic utility business
  • Play a key role in the evolution of the utility: Innovate and develop best practices for the entire industry
  • Gain recognition and build on your existing success: Become part of a highly respected team and revenue center
  • Apply your knowledge: Innovate and develop best practices for the entire industry
12

Senior Analyst, OTC, HFS Resume Examples & Samples

  • Ensuring timely receipt of electronic-based OTC confirmations from trading counterparties
  • Reviewing swap confirmations covering all OTC products such as total return swaps, equity options, structured equity products, convertible bond options, credit defaults, rates and fixed income products
  • Assisting in monitoring daily trade capture of OTC trades and exception queue monitoring
  • Processing all aspects of periodic resets for vanilla and exotic IRS, CDS, and TRS products
  • Proven work experience, preferably in OTC Middle Office or Operations
  • Client service experience
  • Awareness of EMIR regulatory impact on OTC middle office desirable but not essential
  • Undergraduate degree in Finance, Accounting or related subject
13

CCR OTC Analyst Resume Examples & Samples

  • Assist with the preparation of the regulatory returns for submission to PRA
  • Perform regulatory risk weighted assets calculations
  • Preparation daily risk weight assets reporting and daily monitoring or regulatory ratios against internal and regulatory limits
  • Preparation of relevant MIS reports for dissemination to key stakeholders
  • Preparation of documentation to substantiate key controls supporting the reporting process including reconciliations between system feeds etc
  • Perform monthly reconciliations of balances source from various regulatory systems to books and records
  • Investigate reconciliation breaks and ensure breaks are explained and/or resolved in a timely manner
  • Assist with ad hoc queries from management, head office, and other key stakeholders
  • Participate in ad hoc projects such as process improvements reviews and system testing
  • Liaison with product controllers, market and credit risk teams and group regulatory reporting team
  • Other ad hoc tasks as assigned by direct manager and/or leadership team in Chennai
  • Microsoft Office (Word, Excel, Access, Power Point)
  • Has the initiative and ability to break down problems into components parts and resolving them
  • Excellent communication skills in both formal and informal settings & ability to interact with the region and London as part of a global team (written and verbal)
  • Confident and assertive manner
  • Displays integrity, initiative and commitment through interactions with colleagues and clients
  • Demonstrates credibility when dealing with senior management, outside regulators and internal audit
  • Self starter and finisher
14

Netsuite OTC Functional Analyst Resume Examples & Samples

  • Certification: Should have or seeking SE or ERP/SAP Level 1
  • Should be proficient in Package Configuration
  • Should have progressing skills in Business Analysis, Business Knowledge, Architecture Knowledge, Technical Solution Design and Vendor Management
15

Derivative OTC Analyst Resume Examples & Samples

  • Challenge our internal processes with a view to finding opportunities for improving the derivatives processes making them more efficient and cost effective
  • A keen awareness of the Financial Services Industry with a graduate degree in a relevant subject
  • Understanding of the OTC Derivative market is beneficial
  • Basic understanding of custody and fund administration functions required
  • Ability to work on own initiative and adhere to strict deadlines
  • Proficient in using email and standard Microsoft Office packages, particularly MS Excel. Whereby experience of MS Access, Bloomberg and/or Fund Accounting packages is not prerequisite it would provide a distinct advantage
16

Workstream Analyst, Otc-br-en Resume Examples & Samples

  • Support timely completion of Accelerate activities within the OTC Workstream, and execute to the created team deliverables
  • Support all Program Management activities within the OTC Workstream including the support and/or management of all OTC sub-projects and the Affiliated Programs(Blueprint, Jade, Sapphire, etc.)
  • Help to create and update project documentation, manage risk across workstreams, and partner with supporting functions to appropriately manage our cost, schedule, and overall performance
  • Provide assistance to the Workstream while partnering with the business to drive adoption of to-be business process to align with ERP capabilities and gain alignment with the Stryker divisions, functions, and geographies
  • Coordinate involvement of Stryker SMEs in key project activities
  • Support activities to enable rapid decisions and the completion of the Solution Design and Key Configuration Decisions
  • Participate in process workshops, supporting the Global Process leads and/or Process Leads
  • Participate in testing activities and Business Simulation for process areas
  • Provide support to map major Order to Cash processes to solution, identifying major change impacts, working closely with the systems integrator and IS
  • Work closely with systems integrator and provides “hands on” input into the configuration of the system
  • Support and execute data cleansing, migration and conversion activities to ensure accuracy of enterprise master data and transactional data
  • Support the creation and delivery of training content
  • Minimum 5+ years of industry experience in relevant process areas
  • Strong knowledge in relevant sub-process (pricing, order entry, etc)
  • Prior experience as a team member on an ERP, major business-system, or large-scale transformational programs desired
  • Ability to maintain strong relationships within Stryker Divisions and Geographies
  • Ability to consider upstream and downstream process impacts and implications
  • Strong business acumen and understanding of organizational issues and challenges
  • Strong data analysis and problem solving skills
  • Recognized as a change agent
  • Proficient Microsoft Office skillsets
  • Versatility and willingness to work with constantly changing priorities with enthusiasm
17

Credit Analyst OtC NRT French Resume Examples & Samples

  • At least 2 years experience in AR accounting
  • Good French and English
  • Good excel knowledge
  • Working hours 10 a.m. - 6 p.m. with possible OT during closing
18

Functional Analyst OFA OTC Resume Examples & Samples

  • Perform gap analysis to determine e-Business suite system configuration and development changes
  • Work with the business and development team to design and implement system modifications
  • Create SQL queries against Oracle tables to troubleshoot, develop metrics, and create ad-hoc reporting as needed
  • Functional knowledge of Oracle e-Business suite release 11i / R12 in a multi-organization and multi-set of books environment
  • A minimum of four years experience working with Oracle Financials supporting more than one of the following applications: General Ledger, Cash Management, Account Receivables , Accounts Payables, Purchasing, iExpense, Fixed Assets and Cash Management
  • Knowledge of the underlying Oracle tables, integration points and technology processes are critical to success in this role
  • Experience prioritizing competing demands, scoping large efforts and negotiating timelines are necessary skills
  • Experience in engaging Oracle Support to research and resolve issues
  • Experience with low-level ad-hoc query tools (Toad, SQLPlus) and a working knowledge SQL queries
  • Experience analyzing data and translating business requirements into technical specifications
19

Analyst, Bb-otc Resume Examples & Samples

  • Answer incoming requests via phone, email, fax and ticketing application
  • Contribute to achievement of service level goals for all incoming telephone lines
  • Contribute to achievement of email response time goals."
  • Register the customers inquiries into the ticketing application
  • Responding to requests in a timely and professional manner
  • Resolve or forward requests in accordance with established procedures
  • Bachelor's Degree preferred or equivalent business experience in a contact center
  • 2-3 years of experience in Contact Centre environment
  • Computer Skills - Microsoft Office Suite - SAP
  • Be bilingual (English and French) - Strong verbal and written communication skills
  • Must adapt easily to change in a dynamic work environment with an emphasis on customer satisfaction
  • Highly organized with the ability to prioritize and multitask
20

OTC Analyst Resume Examples & Samples

  • Language Skills: English
  • Proficiency in Microsoft Office - Word, PowerPoint, Access and Excel, SAP ERP system
  • Excellent verbal and written communication skills as well as strong customer service skills