Investment Associate Resume Samples

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6286 Victor Gardens
New York
NY
+1 (555) 476 4108
6286 Victor Gardens
New York
NY
Phone
p +1 (555) 476 4108
Experience Experience
Dallas, TX
Investment Associate
Dallas, TX
Mraz, Bergnaum and Jones
Dallas, TX
Investment Associate
  • Provide analytical performance reports while working closely with the Portfolio Managers to interpret the performance data
  • Provide analytical performance reports while working closely with the Portfolio Manager to interpret the performance data
  • Provide portfolio data and analytics, and work with the Portfolio Managers to create presentations for client and prospect meetings
  • Provide portfolio data and analytics, and work with the Portfolio Manager to create presentations for client and prospect meetings
  • Support all marketing and business development activities and assist in the development of investment plans and written proposals for prospects and clients
  • Enter and execute trades while allocating the trades based on guidelines provided by the Portfolio Managers
  • Provide on-going surveillance and asset management for existing debt investments managed by the Real Estate Finance Group
Phoenix, AZ
Research Investment Associate
Phoenix, AZ
Kuvalis-Muller
Phoenix, AZ
Research Investment Associate
  • Aid senior team members in forming house opinions on investment opportunities through ongoing qualitative and quantitative research and analysis
  • Utilize common analytical frameworks and develop unique analyses to assess secondaries opportunities and managers, as well as funds of funds. Areas of evaluation include organization, investment strategy, performance, fund terms, current portfolio positions, and other key attributes
  • Help source, evaluate, and monitor investment opportunities. Participate in meetings with general partners, portfolio managers, and other industry professionals
  • Complete written research utilized by our clients to support investment decisions. This includes concise commentaries summarizing meetings, in-depth due diligence and investment memos and other periodic research including white papers exploring current topics of interest in the secondaries and fund of funds industry
  • Complete analytical research on secondary transactions including assessment of underlying assets at the fund and company level
  • Conduct reference calls with fund managers, limited partners, portfolio company management, and other industry participants
  • Serve as a resource to colleagues seeking current information on investment opportunities, including data and analysis, comparisons across fund managers, and the opinion of the research team
present
New York, NY
Senior Investment Associate
New York, NY
Simonis, Hessel and Upton
present
New York, NY
Senior Investment Associate
present
  • Develop and maintain risk management reports for portfolio management
  • Provide analytic and programming support for the development, maintenance, and enhancement of models used in investment management
  • May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role)
  • Works with portfolio managers to develop and direct the execution of programs designed to achieve investment objectives for institutional relationships
  • Supports portfolio managers who manage a full set of institutional fully discretionary accounts
  • Seeks managerial guidance to develop individual investment strategies for each assigned relationship, based on circumstances and investment policy guidelines
  • Works with FIA staff to support development of new investment business
Education Education
Bachelor’s Degree in Business
Bachelor’s Degree in Business
Auburn University
Bachelor’s Degree in Business
Skills Skills
  • Excellent organizational skills, keen eye for detail, ability to prioritize and work on multiple projects simultaneously and under tight deadlines
  • Excellent organizational skills, keen eye for detail, ability to prioritize and work on multiple projects simultaneously
  • Strong attention to detail
  • Strong communication skills with a high-level of professionalism and ethical standards
  • Detail oriented with proven balance of analytical decision making and strong writing skills
  • Strong financial modeling skills and the ability to deconstruct a company’s financials
  • Excellent judgment and ability to work independently
  • Solid knowledge of fintech and related sectors
  • Strong client focus with the ability to build rapport at all levels, both internal and external
  • Highly motivated, committed and responsible, with a demonstrated ability to work both independently and as part of a team
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15 Investment Associate resume templates

1

Investment Associate Resume Examples & Samples

  • Enter and execute trades while allocating the trades based on guidelines provided by the Portfolio Manager
  • Provide research support for the equity strategy teams by monitoring and gathering specific fundamental research data on stock recommendations. This may include providing research meeting notes and coordinating meetings with external Analysts and/or company management
  • Provide investment management administrative support and respond to client requests as they arise. The Investment Associate is expected to position them self as an additional point of contact for all clients whose portfolios are being managed by the Senior Portfolio Manager
  • Provide portfolio data and analytics, and work with the Portfolio Manager to create presentations for client and prospect meetings
  • Provide analytical performance reports while working closely with the Portfolio Manager to interpret the performance data
  • Liaise with Performance department and Client Service Administrators to ensure portfolios are properly set up for performance measurement, including benchmarks and composites
  • Provide cash flow analysis and wealth projections. Maintain awareness of client account activity (withdrawals, income sources, etc.) and work with Portfolio Manager to determine the best portfolio strategy
  • Conduct regular account reviews in an effort to identify potential changes within portfolios. Provide information to Portfolio Manager and help monitor portfolio asset allocation versus investment objectives
  • Manage small accounts following investment policy and mutual fund recommendations, or as guided by Portfolio Manager
  • Bachelor’s degree in finance, business, mathematics, or economics
  • At least 2 years of work experience in the finance industry, with a strong understanding of securities and the investment process
  • Interest in obtaining the CFA designation or an MBA
  • Understanding of performance, portfolio and risk analytics
  • Strong communication skills, both written and oral
  • Proficient in Microsoft Office applications (Word, Excel, PowerPoint, Outlook)
  • Experience with FactSet, Charles River and portfolio accounting systems
2

Family Investment Associate Resume Examples & Samples

  • 5 years of Client Service experience (i.e. client role in a financial planning, public accounting or estate planning role)
  • Prior financial background recommended (i.e. accounting, financial statements, tax law, etc.)
  • Team-player, as well as have an ability to work with an independent work environment
  • Requires excellent communication, interpersonal skills and a proven ability to problem solve
  • Excellent computer skills (MS Office) are mandatory, specifically must be able build advanced excel financial worksheets and Power Point skills to build client presentations
  • Must be able to learn and multi-task in a fast paced environment, using innovation in balancing and focusing on the highest priorities first each and every day to meet required deadlines
  • A Certificate programs such as Certified Trust Financial Advisor (CTFA) or Certified Financial Planner (CFP) required
  • Bachelor’s Degree in related field required / graduate degree and professional license (JD/CPA) a plus
3

Chase Private Client Investment Associate Resume Examples & Samples

  • Ability to manage and resolve difficult situations with clients
  • Series 7, Series 63and 65 or Series 66 registration and the appropriate state Group 1 - Life and Variable Annuity License in addition to meeting FINRA continuing education requirements
  • Ability to travel locally between branches as needed
4

Chase Private Client Investment Associate Resume Examples & Samples

  • At least one year of financial product service experience required
  • Knowledge of investments, insurance, trusts, bank products, financial planning and use of financial planning tools preferred
  • Ability to work in an environment with heavy phone-based customer interaction required
  • Required: Series 7, Series 63and 65 or Series 66; and (c) Appropriate State(s) Life & Health Insurance License(s) and the appropriate state Group 1 - Life and Variable Annuity License in addition to meeting FINRA continuing education requirements
5

Investment Associate Resume Examples & Samples

  • Intermediate to advanced understanding of the stock market
  • In-depth knowledge of investments and regulatory policies and procedures
  • Intermediate to advanced computer skills (Word, Excel, Outlook)
  • Intermediate to advanced verbal, inter-personal, and writing skills
  • Intermediate to advanced problem-solving ability
  • Able to mentor others and able to work as part of a team
  • Able to work effectively in a fast-paced, attention to detail, and deadline-oriented environment
  • Based onmarket capitalization, RBC is the 15th largest bank in the world and the sixth largest in North America. (Bloomberg as ofJanuary 24, 2014)
6

Senior Investment Associate Resume Examples & Samples

  • Minimum of 5 years of industry experience
  • Intermediate computer skills (including Microsoft Office)
  • Series 63/65 (or the equivalent of a Series 66 may be required pursuant to regulations)
  • State licenses consistent with those of the FA(s) to whom this person supports
  • Strong customer service skills and problem solving ability
  • Able to mentor others
  • 7 years industry experience
  • Based onmarket capitalization, RBC is the 12th largest bank in the world and the sixth largest in North America. (Bloomberg as ofAugust 2014)
7

Investment Associate Resume Examples & Samples

  • Work with investment strategy team to implement and support internally and externally developed asset allocation software
  • Manage, on a daily basis, client’s investment transactions and cash/securities movements. Prepare trade tickets and wire instructions on appropriate forms and obtain appropriate approval prior to processing
  • Work with operations and custody team to oversee client reporting and execution of trades/transfers
  • Ensure accurate implementation of the client’s investment strategies with third party custodians and separate account managers through constant review and monitoring
  • Ensure timely and accurate preparation and production of client quarterly investment reports. This may include setting benchmarks and monitoring target allocations vs. actual
  • Interface with the client service teams and platform teams regarding IAS planning, scheduling, executions and implementation
  • Provide overall quality of service and client satisfaction on daily request and special projects for clients
  • Undergraduate degree, CFA or CFA candidate, CIMA or CIMA candidate is a plus
  • 3 to 5 years of financial services experience
  • Fundamental understanding of all types of financial markets and alternative investments
  • Understanding of statistical performance measures
  • Basic understanding of systems and methodology (performance, asset allocation, research)
  • Work well in a team environment
  • Understand and follow compliance rules
  • Strong analytical abilities and superior attention to detail
8

Investment Associate Resume Examples & Samples

  • 20%: Client Service
  • Provide comprehensive service to clients on day to day matters as required to support the delivery of the desired client experience
  • Manage all incoming phone, mail or e-mail requests in a quick and courteous manner in accordance with established policies and procedures
  • Resolve any client issue or concern quickly and effectively to retain the relationship and build future opportunities for growth; all formal complaints must be immediately shared with the Chief Compliance Officer and the Financial Advisor
  • 60%: Sales & Administrative Support
  • Perform sales support to help build the book of business for the Financial Advisor, including but not limited to the following key accountabilities
  • Complete required paperwork to open new client accounts and perform other required transactions (e.g., taking and executing trade orders)
  • Doing all required client servicing activities (e.g., strategy changes, distribution changes, address changes, redemptions,
  • Maintain a database of client/prospect communication letters and execute contacts as directed by the Financial Advisor
  • Maintain inventory of current sales literature as directed by the investment services professional(s)
  • Make outbound calls to follow-up on references, and quality referrals and schedule appointments
  • Plan and organize marketing events, such as seminars, branch meetings, to achieve the sales strategy
  • Prepare client information and booklets for prospect meetings, annual reviews with clients and other key meetings
  • Describe the client offer to prospects and referral sources to support new business efforts
  • Follow up on issues or outstanding transactions with insurance companies and investment companies as required to meet client needs
  • Maintain the calendar for the Financial Advisor to coordinate customer meetings and office coverage
  • Assist in the completion and transmission of transaction documents by establishing and maintaining file folders, maintaining document copies, faxing trade tickets and communicating as required with the operations team to follow up on transactions
  • Function as “Limited Agent” in handling discount brokerage account set-up and security transmittal
  • If part of the Premier Services program, provide banking sales and administrative support to the Premier Banker as required to support the client offer
  • Partner effectively with the Financial Advisor to build a cohesive team to support the client offer and business growth
  • 20%: Risk Management
  • Maintain working knowledge of investment product and solutions and regulatory requirements
  • Perform all client service activities in compliance with firm and regulator requirement and policies to mitigate risk to BMO Harris Financial Advisors
  • Adhere to the service practices and guidelines outlined in the Compliance Manual for BMO Harris Financial Advisors
  • Conduct business based on the rules and regulations of the various entities that regulate the banking and brokerage industry (e.g. NASD, SEC, Federal Reserve, Internal Audit)
  • Maintain accurate client records as required by the firm, regulatory authorities and the nature of the client relationship
  • Maintain accurate transaction records as required by the firm, regulatory authorities and consistent with the products sold to the client
  • Utilize approved sales and marketing literature to mitigate risks and exposure to BMO Harris Financial Advisors
  • 2 years of college education with a minimum of 2 years of customer service experience in an investment sales environment
  • Series 7, Series 66
  • Working knowledge of investment products and solutions
  • Ability and desire to work in a fast paced sales oriented environment
  • Attention to detail with regard to document content and timing
  • In-depth interpersonal and communication skills
  • In-depth problem solving skills
  • In-depth client servicing skills
  • Ability and willingness to adapt to change are required At BMO Harris Bank, we have been helping our customers and communities for over 130 years. Working with us means being part of a team of talented, passionate individuals with a shared focus on working together to deliver great customer experiences. We stand behind your success with the support you need to turn your potential into performance
9

Alternative Investment Associate Resume Examples & Samples

  • Develop and continue to build out a database for non-standard portfolio investments, including asset backed securities, private placements and real-estate based assets
  • Maintain legal and market information (e.g. trustee statements) related to each underlying asset to ensure that the investment is being appropriately tracked in the Portfolio Management and Investment Accounting system
  • Develop a process for tracking a wide variety of investment transactions across multiple categories(e.g. CLO’s, Structured Products, Promissory Notes)
  • Pro-actively develop relationships with outside parties and perform independent research to ensure that information has been appropriately validated
  • Assist and work with portfolio management, pricing and data integrity teams to validate cash flows and the investment terms of assets
  • Directly reconcile all mortgage loan assets to third-party loan servicer statements, this includes (but is not limited to) Commercial Mortgage Loans, Commercial Tenant Loans and Reverse Mortgages held in client portfolios
  • Assist with other projects on an as needed basis
  • CPA or CAIA is strongly preferred
  • Experience with Alternative Assets, Structured Products and Private Placements is required
  • Public Accounting Experience 3-5 years with a Financial Services Focus or prior Trustee or Custodial Prime Brokerage experience is also highly desirable
  • Organized, detail oriented and extremely thorough with strong problem solving skills and demonstrated ability to take initiative
  • Willingness to roll up their sleeves to perform any and all responsibilities to ensure success
  • Works efficiently and effectively in both team and individual environments
10

Investment Associate Resume Examples & Samples

  • Sets-up files with account documentation for
  • Reviews and analyzes fee worksheets to
  • 1-3 years of investment or personal trust client
11

Investment Associate Resume Examples & Samples

  • Perform all client service activities in compliance with firm and regulatory requirement and policies to mitigate risk to BMO Harris Financial Advisors
  • Conduct business based on the rules and regulations of the various entities that regulate the banking and brokerage industry (e.g. NASD, SEC, Federal Reserve, and Internal Audit)
  • Series 7, Series 66 preferred - must obtain within 12 months
  • Ability and willingness to adapt to change are required
12

Senior Investment Associate Resume Examples & Samples

  • Researches and identifies securities to purchase and evaluates the current portfolio holdings
  • Communicates with clients providing trade settlement data, coordinating the delivery/payment of securities, and other routine requests
  • May purchase and sell securities within scope of authority on behalf of the broker
  • May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role)
13

Investment Associate Resume Examples & Samples

  • 1919IC's investment approach is client focused. The cornerstone of our investment process is proprietary, independent, fundamental research. We emphasize quality, risk management, and diversification across all asset classes. In addition to our core capabilities in mid- to large-capitalization equities and domestic fixed income, we can customize portfolios with varied disciplines and styles
  • Researches and implements investment programs for clients ensuring that client objectives and client restrictions are considered and adhered to. Keeps investment teams on track with asset allocation and client reviews
  • Independently works with clients to answer investment related questions. Has superior knowledge of investment products, operations and the servicing requirements of their clients. Composes written correspondence to inform clients of portfolio activity
  • Uses independent judgment and analysis tools to prepare specialized reports for clients and prospects. Works on special projects as needed
  • Attends client meetings and client events. Attends relevant conferences to keep informed of changes and developments to the Firm and the industry
  • Handles various portfolio administrative functions including but not limited to opening and terminating accounts; reviewing client billing; monitoring accounts by tracking cash, maturities and settlements to ensure that funds are available to clients; instructing custodians to wire funds or prepare checks; implementing the sale of mutual funds; and determining instruments to sell to raise cash
  • Additional responsibilities as assigned or requested
  • Bachelor's Degree required; Business, Accounting or Finance Degree preferred
  • Ideal candidates will have completed or be working toward MBA or CFA
  • 3-5 years experience in investment management or capital markets. Ideal candidates will have a well-established professional connection. Education and/or experiences may run concurrent
  • Proficient user of Microsoft Office suite with advanced knowledge of Excel; familiarity with market data systems
  • Experience working directly with clients and prospects
  • Ideal candidates will have working knowledge and competency with various analytical tools including: FactSet formulas and databases, Morningstar Direct, SAS, Excel Statistical and Data Functions. Ideal candidates will have advanced knowledge of and familiarity with the markets
14

Corporate Treasury Investment Associate Resume Examples & Samples

  • Overseeing existing investment structures and managers, monitoring market conditions and selecting new investment vehicles and managers within the Alternatives asset class
  • Seeking out and using a wide variety of new and varied tools, building the team’s network of peer and industry specialists, and being on the leading edge of what will best suit the risk/return protocols of the retirement plans’ investment mandates for both today and tomorrow
  • Conducting regular reviews, calls and visits with the managers to assess continuing excellence as the opportunity presents itself
  • Experience utilizing analytical investment skills and tools applied to advanced investment return and risk problem solving
  • Ability to conduct thorough research
  • Strong documentation skills with the highest attention to detail
  • CFA favorable
  • MBA Required
15

Investment Associate Resume Examples & Samples

  • Enter and execute trades while allocating the trades based on guidelines provided by the Portfolio Managers
  • Provide portfolio data and analytics, and work with the Portfolio Managers to create presentations for client and prospect meetings
  • Provide analytical performance reports while working closely with the Portfolio Managers to interpret the performance data
  • Provide cash flow analysis and wealth projections. Maintain awareness of client account activity (withdrawals, income sources, etc.) and work with Portfolio Managers to determine the best portfolio strategy
  • Conduct regular account reviews in an effort to identify potential changes within portfolios. Provide information to Portfolio Managers and help monitor portfolio asset allocation versus investment objectives
  • Manage small accounts following investment policy and mutual fund recommendations, or as guided by Portfolio Managers
  • 2 years of work experience in the finance or related industry, with an understanding of securities and the investment process
  • Experience with FactSet, Charles River and portfolio accounting systems desired
16

Senior Investment Associate Resume Examples & Samples

  • CFP or acquiring
  • Wealth Management planning experience
  • 7+ years industry experience
17

Investment Associate Resume Examples & Samples

  • Model Validation & Testing: Supporting independent periodic model validation and testing of investment, finance and risk models. This will include review, effective challenge, and written documentation, including assessment of conceptual soundness, model performance/outcomes analysis, and appropriateness of model assumptions, data sources, mathematical formulas and business applications as well as communication of key model weaknesses and data limitations (e.g., inherent model imprecision)
  • Degree in Mathematics, Financial Engineering, Economics, Business, Sciencebased, or related analytical field
  • 3+ years of experience in the financial services industry (bank, insurance company, hedge fund, etc.) is desired
  • Strong communication (both written and oral) skills, including the ability to communicate complex issues to nontechnical persons
  • Experience managing one or more direct reports, or managing more junior level resources on projects, is desired
  • Ability to build strong relationships while challenging and influencing people in a constructive manner
  • Experience in the use of relevant software packages, such as MATLAB, VBA, SAS, R software
  • Experience with database development, maintenance, and extraction of data for reporting
  • Demonstrated advanced knowledge of software packages used in business communication such as MS Excel, Word and PowerPoint
18

Investment Associate Resume Examples & Samples

  • Working knowledge of fixed income products, equities, mutual funds, insurance and annuities
  • Intermediate interpersonal verbal and written communication skills
  • Member of SIRAN (Sustainable Investment Research Analyst Network)
  • Experience with ESG (Environmental, Social, and Governance)
19

Investment Associate Resume Examples & Samples

  • Working directly with top brokerage houses (who act as our custodians)
  • Helping plan and coordinate complex client-focused events nationwide
  • Producing detailed reporting and analysis for either our Private Client or Institutional groups
20

Investment Associate Resume Examples & Samples

  • Collects, validates and analyzes economic and capital market data in support of investment projects and processes
  • Analyzes investment portfolios to provide attribution, risk and performance analytics
  • Assists with the development of investment proposals and recommendations for clients and prospective clients
  • Researches and develops investment concepts and ideas, working with senior investment team members
  • Works with the marketing and compliance departments on the creation of advisor and client focused investment communications
  • Assists with ongoing portfolio monitoring and account maintenance
  • Assists with searches, due diligence and ongoing monitoring of investments and managers
  • Organizes and maintains documentation detailing investment decisions and rationale resulting from Portfolio Management Team decisions
  • Provides ongoing support of advisors and clients in the management of their investment portfolios
  • Works closely with the trading team in the implementation and monitoring of investment models and portfolios
  • Bachelor’s degree in economics, finance, or a related field required
  • 1 year of wealth management and investment advisory experience preferred
  • Working knowledge of Microsoft Office (Excel, Word, PowerPoint); experience using pivot tables and macros preferred
  • Experience working with common research, portfolio accounting, and rebalancing software preferred
  • Excellent analytical, and organizational skills
  • Ability to work on multiple projects at once while consistently completing projects on time and with few revisions
  • Willingness to understands firm’s wealth and investment management process
  • Ability to function as part of a team
  • Ability to think critically, take initiative and problem-solve
  • Ability to comfortably maintain poise and diplomacy amongst both client and company personnel
21

Investment Associate Commercial Mortgage Finance Ori Resume Examples & Samples

  • Educational concentration/major/focus in finance and/or real estate a plus
  • Excellent organizational skills and attention to detail with ability to manage multiple projects simultaneously
  • Outstanding written and oral communication skills,
  • Ability to work both independently and as an integral member of a team
  • Proficiency in MS Office applications, (Excel, Word and PowerPoint), required
22

Investment Associate Commercial Mortgage Finance Ori Resume Examples & Samples

  • Responsible for delivering of Human Resources activities in their assigned areas of responsibility, including the following
  • 4 years formal education, major in Business Administration or Human Resource Management or other related field
  • 1 – 4 years Human Resource experience
23

International Financial Services Investment Associate Resume Examples & Samples

  • Help manage relationship and account reviews; prepare timely and accurate performance reports
  • Help identify cross Line of Business partnership opportunities
  • Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
  • Supporting business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
  • Facilitate accurate and timely account set up, money movement and investment trades
  • At least two years of client relationship experience and proven ability to build lasting client relationships, internal partnerships and excel at client service
  • Excellent interpersonal/communication and organizational skills
  • Detail oriented, strong analytical/problem solving skills, ability to work in a team
  • Ability to work in a fast paced professional environment with heavy phone-based customer interaction
  • Ability to manage and resolve difficult situations with clients
  • Strong compliance record in prior position(s)
  • Proficiency in Word, Excel, and PowerPoint
  • Series 7, Series 63 and 65 or Series 66 registration and the appropriate state Group 1 - Life and Variable Annuity License in addition to meeting FINRA continuing education requirements
  • Ability to travel locally between branches as needed
24

Investment Associate Resume Examples & Samples

  • Coordinate investments between client, bank, custodian, etc
  • Partner with advisory, research, performance and administrative staff to manage client relationships
  • Coordinate research, operations and performance groups to ensure client deadlines are met
  • Respond to clients’ and staff correspondence in a timely manner
  • Enter and maintain investment requests in CaRD
  • Attend all Investment Committee and advisor meetings and Client Quarterly Research call
  • Serve on various committees and subcommittees as necessary
25

Investment Associate, Corporate Finance Resume Examples & Samples

  • Excellent analytical and accounting skills. Ideally 3-4 years of previous investment experience, or similar business experience
  • An MBA, or in pursuit of an MBA, with a focus/major within Finance, Investments or other quantitative subjects would be a plus
  • Familiarity with the capital markets (knowledge of debt and equity security terms and valuation methodologies)
  • Strong writing, interpersonal and communication skills with a strong desire to make marketing calls and a natural ability to connect with people
26

Investment Associate Resume Examples & Samples

  • Licensing: Series 7, 63 and 65 or 66
  • BA degree with a concentration in economics, finance, business administration, commerce accounting, or similar quantitative field
  • At least 3 years of prior professional experience or related occupation
  • A solid fundamental knowledge of investments
  • Able to work without direction
27

Chase Private Client Investment Associate Resume Examples & Samples

  • Supporting the Private Client Advisor in building and maintaining client relationships by assisting the Private Client Advisor with ongoing financial planning for clients and referral source management
  • Researching and resolving client inquiries
  • Coordinating with the Private Client Advisor to prepare for client meetings and presentations
  • Facilitating investment trades
28

Investment Associate Resume Examples & Samples

  • Attend client meetings with Investment Counselors and Bankers and participate in presentations and sales pitches
  • Obtain an accurate depiction of a client's assets, objectives, and risk profile in relation to product specialty. Uncover needs that are not clearly expressed by the client. Develop product solutions that meet client's short and long-term needs. Offer alternatives when a client's request cannot be met. Present clients with a seamless integration of services within each product specialty. Serve as a trusted advisor to clients, bankers, and other product specialists who seek expertise and strategic advice in regard to product specialty. Minimize the client's and Private Banks' exposure to risk within the product specialty by observing suitability policies at the point of client transactions and by monitoring and communicating changes in the client's financial condition as well as industry and economic trends
  • Contribute to periodic and ad-hoc client reviews with bankers, global market managers and product specialists
  • Anticipate events in a client's life or business that have implications for product specialty. Establish frequency and content of client contact that the client and Banker are comfortable with. Evaluate the rationale used in the product recommendation for a client (e.g., economic conditions, client's financial status), helping the Banker re-strategize when conditions or criteria change. Partner with Banker and other Product Specialists to deepen client relationship, gaining a larger share of wallet over time and referrals that generate new sales
  • Regularly participate in investment briefings and portfolio manager conferences
  • Maintain an in-depth understanding of product specialty, economic events and best practices within the industry. Maintain a general understanding of all other products that tie into product specialty. Communicate complex technical details in a manner that is easily understood and consistent with the level of sophistication of the client or sales team member. Influence a wide range of CPB personnel by applying expertise in product specialty
  • NASD Licensed Series 7, 63/ 66 – Necessary: CPA 20 & CFP
  • Strong background in discretionary investment (traditional and alternative) and capital markets (equity, fixed income, FX derivatives, structured products) offering. Knowledgeable in broader Private Bank product offerings including: trusts, custody, banking and credit. Quickly learn and incorporate new products and regulations
  • Experience in the practical application of asset allocation models and modern portfolio theory
  • Relationship management skills including a track record of building successful relationships with external clients and internal partners. Experience in delivering high quality service to complex individual or corporate clients
  • Self-starter with creative problem-solving skills. Demonstrated analytical and technical competence critical to understanding complex risk/return parameters of sophisticated product combinations. Understand client-driven goals and identify methods for reaching them by partnering with Banker teams, product partners and management
  • Competence in working through complex organizations to solve problems and deliver client satisfaction
  • Preferred MBA in Finance or equivalent on the job business experience
  • Languages: excellent communication skills (both spoken and written) in English
29

Investment Associate, Asset Management Pri O Resume Examples & Samples

  • Under the direction of senior asset managers, provide general management and direction for a diversified portfolio of properties. This includes frequent contact and direction with property managers, operating partners or leasing brokers
  • Negotiate common real estate contracts, including leases, loan documents, purchase and sale agreement, development service agreements, and property management/leasing agreements
  • Monitoring of the construction process on development investments to ensure quality of construction
  • Review quarterly appraisals for factual accuracy and consistency with other similar properties
  • Oversee/Assist in the budget process and preparation of the annual strategic plan for each property
  • Provide assistance to the transaction team for both the acquisition and disposition of properties
  • Bachelors degree in finance or related field required, real estate preferred; MBA a plus
  • 5 years of related commercial real estate experience required
30

Risk Limits Investment Associate Inv Bk Resume Examples & Samples

  • Bachelors degree; progress toward or completion of an MBA and/or CFA preferred
  • Experience in fixed income and/or portfolio management
  • Ability to apply analytic skills with appropriate pragmatism
  • Expert proficiency with Excel
31

Investment Associate Resume Examples & Samples

  • Provide analytical support to Corporate Actuarial in the development of long-term capital market assumptions
  • Develop key market-based input parameters for portfolio management asset allocation and strategy tools
  • Research, develop and maintain market data definitions, methodologies and sources
  • Assist in scenario development for quarterly Finance forecasts
  • Support the implementation of the new Finance forecast model in QRM
  • Perform statistical analysis and create new or apply existing algorithms to analyze market data
  • Enhance controls, governance and documentation around key processes
  • Respond to internal inquiries and provide ad-hoc support with regard to market data needs
  • Utilize Bloomberg, Barclays Live and other market data tools
  • Work closely with Technology team to design, implement and maintain market data repository and algorithms
  • MS/MBA with concentration in quantitative fields preferred
  • 5+ years of experience in areas related to quantitative research, market data analysis, operations or econometrics
  • Relevant knowledge in fixed income products and key market drivers including yield curves, credit spreads, FX rates, etc
  • Experience with major data sources including Bloomberg, Barclays Live or other systems
  • Basic knowledge of statistical techniques, interest rate models and economic scenario generators
  • Very strong governance and project management skills; controls oriented mindset
  • Strong collaboration and highly effective communication skills
  • Technology and/or operations experience helpful
32

Investment Associate, Actuarial Resume Examples & Samples

  • 4+ years of actuarial experience
  • ASA required
  • Pursuing FSA through the Quantitative Finance and Investment (QFI) track is preferred
  • Prior variable annuity and/or hedging experience desired
  • Advanced level Excel VBA and SQL Server knowledge and working knowledge of MatLab desired
  • Prior experience with GGY Axis, MG-Hedge or similar actuarial modeling software is desired
  • Must be able to work equally well independently and in a team environment
33

Chase Private Client Investment Associate Century City Resume Examples & Samples

  • Supporting Advisor(s) through a variety of tasks including, but not limited to, account opening, account maintenance, gathering statements, completing documentation as well as preparing materials for client meetings
  • Facilitate accurate and timely account set up, money movement and investment trades
  • Excellent interpersonal/communication and organizational skills
  • Ability to work in a fast paced professional environment with heavy phone-based customer interaction
  • Ability to support multiple Advisors in multiple locations
34

Investment Associate Resume Examples & Samples

  • Design and deploy comprehensive asset-liability risk models for use in analysis of investment strategies
  • Examine market opportunities associated with non-traditional / alternative assets and hedging
  • Develop key insight into liability characteristics across the major product lines
  • Collaborate closely with investment risk, asset management, actuarial, Treasurers and finance
  • Utilize existing systems and tools including scenario generators, replicating portfolios and liability pricing models
  • A minimum of 5 years of quantitative modeling and programming experience
  • Experience in designing asset-liability models and economic scenario generators
35

Investment Associate, Asset Allocation Qma U Resume Examples & Samples

  • Individual should have an MBA or a Masters in Finance or Economics with up to three years of experience
  • Strong evidence of outstanding academic achievement
  • Strong quantitative and programming skills are required
  • A developed foundation in investments, economics, and statistics
  • Must demonstrate strong interpersonal skills, with desire to work as part of a team
  • Candidates with a Ph.D. are also encouraged as the positions have substantial opportunity for expanded responsibilities
36

Investment Associate, Model Risk Management Resume Examples & Samples

  • Advanced Degree in Mathematics, Statistics, Computer Science, Quantitative Finance or related analytical fields
  • 3+ years of overall experience in the financial services industry (bank, insurance company, hedge fund, etc.), and with 1+ years of experience focusing on model validation or model implementation is desired
  • Strong communication (both written and presentation) skills, including the ability to explain complex modeling issues to nontechnical persons
  • Ability to build strong relationships while challenging and influencing people in a constructive manner
  • Demonstrated advanced knowledge of software tools used in business communication such as MS Excel, Word and PowerPoint
37

Investment Associate Resume Examples & Samples

  • Sets-up files with account documentation for existing or new clients (i.e., involving automatic payment, pledging securities, address changes, statement addresses, investment guidelines, fees, etc.)
  • Orders reports for portfolio managers or clients as requested
  • Communicates with clients and portfolio managers on client requests. (Ensures that portfolio managers follow-up with client requests)
  • Interacts with partners, primarily administratively, on a daily basis to receive and communicate information on all aspects of a client relationship or portfolio
  • Works with the tax area to research discrepancies and oversee adjustments on client accounts regarding tax cost issues
  • Responds to client inquiries for account information or to initiate transactions requested by the client
  • Follows-up with client on inquiries via the telephone or written correspondence
  • Processes client cash transfer requests. Determines if funds are available in the investment account. Contacts portfolio manager if cash needs to be raised
  • Processes fund trades via CIT or other bank applications by established deadlines
  • 1-3 years of investment or wealth management client servicing experience. Prefer a candidate who has completed or is pursuing the CFA certification
38

Investment Associate Resume Examples & Samples

  • At least one-two years of transaction-related experience, including a significant amount of M&A transactions, preferably at an investment bank
  • Strong financial modeling skills
  • MBAs preferred
  • Experience and familiarity with the various legal, tax and other issues common to transactions
  • Financial institutions industry experience is a plus, but is not required
39

Investment Associate Resume Examples & Samples

  • Business development/transaction origination: Generating new deal flow through direct calling efforts via national and regional intermediaries, developers and general contractors
  • New transaction analysis: Managing the credit review process, including financial modeling, creating and presenting written and oral analyses and coordinating internal approvals
  • Investment recommendation: Determining the appropriate credit quality, pricing decisions and investment amount for a particular company/transaction
  • Deal execution: Developing and negotiating the terms and structure of Prudentials investment and assisting with the documentation process
  • Portfolio management: Understanding the investments under management through active monitoring of company performance
  • BA degree required; Finance, Investments, Economics or Real Estate focus preferred
  • An MBA or in pursuit of an MBA with a focus in Finance, Investments or other quantitative subject is a plus
  • Excellent analytical and accounting skills. Ideally 3-4 years of previous investment experience, or similar business experience
  • Familiarity with the capital markets (knowledge of debt and equity security terms and valuation methodologies)
  • Strong writing, interpersonal and communication skills with a strong desire to make marketing calls and a natural ability to connect with people
  • Participation in the Chartered Financial Analysts® (CFA) program is a plus
40

Investment Associate Resume Examples & Samples

  • Assist Investment Counselor in the performance of their duties and provide customer service
  • Support IC throughout the Investment Policy cycle, from creation to trading implementation, and follow up
  • Advise IC of client maturities
  • Support IC to identify clients whose needs would be best met by a CIBC partner or alternate segment
  • Request information and documentation from clients to open accounts
  • Follow up on client and IC requests to ensure proper settlement and delivery, informing appropriate departments to take action
  • Investigate and resolve enquiries and complaints related to accounts and refer to the IC where appropriate
  • Review incoming mail and telephone calls and respond as appropriate
  • Develop strong and effective working relationships with clients and third-[arties, such as Accountants working with clients
  • Ensure client confidentiality is maintained at all times
  • Ensure smooth operation when IC is out of the office or travelling
  • Provide administrative support to the assigned IC in managing their high value portfolios and maximizing their productivity
  • Plan and organize activities and required resources to ensure smooth running of IC office
  • Manage the day-to-day activities of the IC in a manner that maximizes availability and effectiveness
  • Respond to enquiries, when appropriate, to provide excellence in client service
  • Maintain and update client contact database
  • Prepare and distribute documentation and information to client including marketing materials, servicing packages, and proposals
  • Prepare and complete account closures in a timely manner
  • Keep appointment books/ agenda for IC
  • Order periodicals, journals and other literature for IC
  • Process transactions for clients (wire transactions incoming or outgoing, cheque deposit or issuance, cash transfers)
  • Implement Investment Policy Statements (IPS) as per IC’s instructions
  • Review client portfolios monthly to ensure records are in order
  • Maintain client files
  • Assist in the referral process (tracking to ensure payments have been received, ensure referral form (form #8329) is completed accurately)
  • High net worth individual clients
  • Private Wealth Management team and managers
  • Liaise with CIBC partners, eg. back-office
  • Operations and Compliance departments daily to obtain/ provide information
  • Complaints are logged and escalated when necessary
  • Adhere to proper procedures in CIBC manuals and the Code of Conduct
  • Post Secondary education Canadian Securities Course an asset
  • Several years experience in the financial or investment industry
  • Current knowledge of daily market activities sufficient to provide/explain information to clients
  • General knowledge of the financial industry
  • Strong interpersonal and verbal communication skills with the ability to use these skills to communicate with high net worth clients and staff at all levels in CIBC
  • Strong written communication skills sufficient to prepare marketing materials, presentations and technical proposal materials
  • Strong PC skills (Power point, Excel, Word, Outlook) with the ability to learn new systems
  • Strong initiative and a sense of responsibility, with the ability to work independently with minimal direction
  • Capacity to meet deadlines and work under pressure in a team environment
41

Registered Investment Associate Resume Examples & Samples

  • BS or BA in related field reguired; MBA, CFA or participateion in the CFA program desired. CFP desired
  • Minimum 1 year industry experience; 3 years in research related field a plus
  • Series 7 and 63 or 66 required (or ability to obtain within first 6 months).; Series 7 and 63, CFA enrollment designation desired
  • Proficient in MS Office suite; experience with BETA desired
42

Investment Associate Resume Examples & Samples

  • Provide high quality, high touch service to Chase Private clients. Responsible for receiving and reviewing client signed loan documents and the timely submission of the SLB loan applications
  • Manage daily client transactions and inquiries accurately, within established deadlines and in accordance with firm and business policies and procedures
  • Coordinate and follow through on client requests for account transaction requests and services (i.e., money movement, advances, credit draw downs/pay downs, client call- backs, etc.)
  • Research, follow-up and resolve client inquiries and issues through effective interaction with clients, advisors, operations teams and other staff in a timely and professional manner
  • Series 7 and 63 licenses preferred
  • Experience with consumer financial products, including loan documentation, preferred
43

Investment Associate, Commercial Real Estate Resume Examples & Samples

  • Under the direction of senior asset managers, provide general management and direction for a diversified portfolio of properties. This includes frequent contact and direction with property managers, operating partners or leasing brokers
  • Prepare analyses of various investment decisions - leasing; financing; acquisition; hold/sell
  • Assist in the negotiation of contracts with property management and leasing firms
  • Assist in the negotiation of leases as appropriate
  • Review quarterly appraisals for factual accuracy and consistency with other similar properties
  • Prepare and/or review periodic internal reports prepared and respond to information requests from the Portfolio Management team
  • Assist in the budget process and preparation of the annual strategic plan for each property
  • Review periodic property reports and track operating performance. Prepare quarterly updates summarizing results
  • Provide assistance to the transaction team for both the acquisition and disposition of properties
  • Bachelors degree required; emphasis in real estate or finance preferred
  • 3 years of related commercial real estate experience required
  • Experience working across different property types (office, multi-family, retail, etc) is a plus
  • Understanding of real estate agreements including leases, purchase and sale agreements, management and leasing agreements, partnership agreements and loan agreements
  • Knowledge of west coast real estate markets; specific knowledge of Southern California markets is a plus
  • Understanding of basic finance concepts such as NOI returns, cash flow returns, internal rate of return, present value/discounted cash flow, capital markets
  • Understanding of transaction due diligence process
  • Ability to use financial and valuation software including Word, Excel, Argus and Resolve
  • Ability to perform market research
  • Strong interpersonal, communication and presentation skills
  • Capability of simultaneously handling multiple assignments
  • Ability to direct and monitor the activities of others on a systematic basis
  • Ability to negotiate acceptable terms with a third party
44

Investment Associate Resume Examples & Samples

  • Work with senior management of PREI by assisting in preparation of materials for new debt fund opportunity, including drafting pitch books
  • Work with research department to update materials for marketing books
  • Provide on-going surveillance and asset management for existing debt investments managed by the Real Estate Finance Group
  • Support ongoing fund management activities, including fund IRR modeling, capital calls and distributions, liquidity reviews, asset reviews, external audits, and ad-hoc investor requests
  • Perform preliminary screening of new investment opportunities
  • Participate in the underwriting analysis for a variety of commercial real estate debt investments, including: gather and review property and market data; analyze historical operating information; review borrower credit information; perform site inspections and conduct on-site interviews with property managers and leasing agents; prepare complex financial models, including sensitivity and return analyses, using Excel and Argus
  • Assist senior members of the group in the origination, negotiation and structuring of debt investments, including mezzanine loans, preferred equity, B Notes and first mortgages
  • Assist in the preparation of investment committee memos for submission to Investment Committee
  • Maintain and update the Real Estate Finance Group's transaction pipeline
  • Foster relationships with real estate borrowers, brokers, institutional lenders, loan sellers and internal contacts within PREI
  • 1 - 3 years of experience in commercial real estate, preferably related to high yield lending, acquisitions, and/or underwriting/valuation. Some asset management experience preferred
  • Bachelor's degree required; Finance or Real Estate focus preferred
  • Proficiency with Excel, PowerPoint and Word required; Argus preferred
  • Fluent with basic real estate valuation concepts for all major property types
  • Understanding of the real estate industry (including current market trends) as well as the capital markets
  • Knowledge of the due diligence process and ability to execute such process preferred
  • Ability to read and interpret financial statements
  • Excellent quantitative and financial modeling skills
  • Ability to operate independently and in a team environment
45

Investment Associate Resume Examples & Samples

  • Under the direction of senior asset managers, provide general management and direction for a portfolio of multifamily and mixed use properties. This includes frequent contact and direction with property managers, operating partners or leasing brokers
  • Prepare analyses of various investment decisions - leasing; financing; acquisition; hold/sell
  • Negotiate contracts with property management and leasing firms as appropriate
  • Oversee or assist in the budget process and preparation of the annual strategic plan for each property
  • Understand general multifamily trends and individual property markets and submarkets
  • Bachelors degree required, finance or real estate emphasis preferred
46

Senior Private Client Investment Associate Resume Examples & Samples

  • Supports the Investment Advisor in preparing for client meetings & may participate in client meetings
  • Managing account relationships that would require regular & independent interaction with clients
  • Prepare portfolio recommendation letters for advisory & co-trustee accounts, AO coordination’s or best fit recommendations and investment performance reviews
  • Maintain a thorough working knowledge of bank resources to facilitate client service delivery & expand client relationships
  • Participate in internal meetings, pre & post call planning as a support resource to partners in the latter stage of the sales process to include: PCA’s, Financial Consultants, Relationship Managers and other partners in the sales process
  • Develop understanding of changes in the industry e.g., federal & state specific and various government regulations
  • Maintain positive working relationships
  • Develop knowledge of asset allocation and manager selection process & decisions, fixed income outlook & strategies, equity selections and approved list
  • Bachelor's Degree, or in lieu of degree, four years' relevant work experience
  • 3 years of investment-related experience
  • Ability to communicate with executives, bank management and external clients & their representatives
  • Proficiency with personal computers including Microsoft Office
  • Ability to read, analyze and interpret general business periodicals, professional journals, technical procedures and government regulations
  • Ability to write reports and business correspondence
  • Ability to effectively present information and respond to questions from groups of managers, clients & the general public
  • Strong mathematical skills including the ability to apply concepts of algebra and statistics
  • Ability to build trust and rapport with clients
  • Bachelor’s degree in Finance
  • Professional designations such as CFA, CFP, CIMA or CAIA
47

Investment Associate Resume Examples & Samples

  • The creation and/or revision of investment and risk delegations of authority, policies, limits, standards and procedures
  • Administration and oversight of certain committees
  • Development and implementation of procedures for storing and maintaining risk and investment governance documentation including, but not limited to, electronic platforms and/or work-flow tools
  • Supporting Company-wide regulatory projects such as ORSA
  • Responding to regulatory requests and exams
  • Cross-functional initiatives, including periodic responses to internal audit examinations
  • 2+ years of overall experience in the legal and/or financial services industry (law firm, bank, insurance company, etc.)
  • Demonstrated advanced knowledge of software tools used in business communication such as MS Word, PowerPoint and Excel; familiarity with online work-flow
  • Excellent communication (both written and presentation) skills, including the ability to summarize and explain complex financial topics to a broad audiences
  • Strong attention to detail, including drafting and proofreading
  • Willingness and ability to learn and perform new tasks, as needed
  • Self-starter with proven ability to work independently as well as within a larger team environment
  • Strong organizational, planning and time management skills with ability to effectively handle multiple projects simultaneously
  • Ability to adhere to strict project deadlines while being flexible as necessary in response to changing work responsibilities and priorities
  • Excellent interpersonal skills; ability to build and manage strong relationships while challenging and influencing people in a constructive manner
  • Ability to work well with people at all levels of the Enterprise including attorneys, investment professionals, and other members of ERM
48

Investment Associate Resume Examples & Samples

  • Providing market risk inputs (e.g. market shocks and economic assumptions) for various risk and capital frameworks
  • Maintaining market data (interest rate, spread, currency, and equity) and reviewing/refining data sources
  • Generating real-world market scenarios using a third-party vendor tool
  • Enhancing the Companys risk-adjusted capital methodology to address emerging risks, changing market conditions, and evolving regulatory environment; this includes quantification, evaluation, and communication of the impact of these enhancements on the capital and risk metrics
  • Creating and maintaining appropriate documentation for new/existing processes as well as writing white papers on market risk methodologies
  • Performing other special projects as needed
  • Bachelors degree in technical discipline, Graduate degrees, or actuarial/risk management designations (ASA/FSA/PRM/FRM) preferred
  • At least three years of experience in insurance companies, consulting firms, and banks with proven analytical and research skills
  • Understanding of fixed income markets, derivatives, and asset liability management is important
  • Familiarity with market data vendor systems (Bloomberg and Barclay Capital) and risk management systems (e.g. QRM and Barrie & Hibbert ESG) preferred
  • Demonstrated effectiveness working independently and in multi-disciplinary teams in a dynamic environment
49

Investment Associate Resume Examples & Samples

  • Conduct fundamental research to underwrite potential investments across asset classes including equity, credit, hard assets, and private investments
  • Construct detailed financial models on individual securities
  • Communicate with hedge fund managers and industry experts to formulate investment theses
  • Monitor existing investments by maintaining company models and updating position-level investment scenarios and risk/reward expectations
  • Draft and deliver investment memoranda for presentation to the BSOF Investment Committee
  • Conduct research on the macro and micro factors that may impact potential investments
  • Strong accounting and financial modeling skills
  • A demonstrated ability to write effectively
  • A desire to work in a team environment, often under pressure
50

Trust Investment Associate Resume Examples & Samples

  • B.S. or B.A. in finance or related field
  • Minimum 1 year experience in the financial services industry, 3 or more years preferred. Experience with Trust Fiduciary standards a plus
  • CIMA, AIF, CFA or CFP certifications a plus
  • Proficient in Microsoft Outlook and Microsoft Office Suite including Word, Excel and PowerPoint
  • Effective communication skills and ability to relay information well in both written and verbal form
  • Able to manage priorities, deadlines and tasks in order to meet deadlines and accomplish goals
  • Ability to use solid logic and reasoning to identify complex problems; review related information and develop options and implement solutions. Ability to assess liability and react appropriately and promptly
  • Ability to combine pieces of information to form general rules or conclusions
51

Investment Associate Resume Examples & Samples

  • Some understanding of the stock market, investments and retirement plans
  • Some knowledge of fixed income products, equities, mutual funds, insurance and annuities
  • Series 7 or obtain within 3 months of employement
  • Series 63 or obtain this within 3 months of employement (or the equivalent of a Series 66 may be required pursuant to regulations)
52

Senior Investment Associate Resume Examples & Samples

  • 5) Help improve overall client satisfaction by facilitating efforts of service team, coordinating resources to ensure timely delivery and issue-resolution, and effectively communicating client needs/concerns to other Northern Trust partners
  • 6) Cultivate strong working relationships with client contacts. Demonstrate the ability to add value by anticipating possible solutions and partnering with client to implement same
  • 7) Support sales and marketing efforts. Analyze and assist in preparation of sales materials for new business presentations
  • 8) Work closely with internal partners (manager and equity investment research, fixed income, trading, performance analysis) to assist the portfolio manager in making investment decisions and responding to client needs and requests
  • 9) Complete special investment projects assigned by portfolio managers to assist the FIA practice in analyzing investment products, service alternatives, financial trends, etc
  • 10) Build investment skills and knowledge base through on-the-job training and participation in company and industry investment training programs. FIA Investment Associates will be encouraged to pursue investment certifications – CFA, CIMA, etc
  • 2-3 years of investment experience preferably in a role supporting Portfolio Managers
53

Scotiamcleod Investment Associate Resume Examples & Samples

  • Generate sales or revenue by
  • Identifying new business opportunities to gather additional assets and/or increase revenue
  • Having targeted revenue levels for a segment of the book
  • Utilizing an in-depth knowledge of products and services to identify new opportunities within the existing client base
  • Ensuring the suitability of client recommendations, and that they are in line with the clients’ financial goals, objectives and risk levels
  • Maintaining a good understanding of client profiles and that the Advisor’s investment strategy being used to implement client objectives
  • Managing the execution of transactions on behalf of the Advisor
  • Preparing, analyzing, and presenting reports and recommendations to clients
  • Developing financial plans, independently or with the Advisor
  • Working with the Advisor to develop and distribute client communication and marketing pieces
  • Providing recommendations to Advisor for improvement of team business processes
  • Working closely with Team of Experts
  • Coordination and execution of business development by
  • Assisting Advisor in development, preparation and presentation of annual business plan
  • Managing marketing programs, including development, approvals and implementation
  • Prospecting and follow up on leads
  • Developing content and maintaining Advisor website
  • 5 years of Industry Experience
  • Ability to meet deadlines
54

Investment Associate Resume Examples & Samples

  • Complete all applicable trainings and assist in training and development of other client service associates or officers
  • Provide client service support by accepting and placing orders upon client requests
  • Provide client operational service support in regards to documentation and processing needs
  • Must have learned knowledge of all systems and applications that support operational client service needs
  • Liaison with clients/IC's/Bankers to discuss their investments as they fit with their financial goals
  • Have a solid understanding of Business goals to assist in development of the Private Branch
  • May be appointed as branch office coordinator for delegated functions, projects, and responsibilities
  • May initiate and conduct client meetings (in coordination with IC/Banker)
  • Assists FA in developing overall business plan and investment strategies by independently targeting prospective clients and independently planning and preparing the content of meetings
  • Executes according to these strategies to achieve desired results, i.e., to increase client base, gross production, assets, etc., using sound judgment and discretion
  • Proactively develops, utilizes, and implements technology into the team's business plan
  • Maintains relations with new corporate clients
  • Assists clients with market and stock research with discretion
  • Initiates, organizes, promotes and set up meetings for clients and prospects
  • Undergraduate degree required, Advanced degree preferred
  • Minimum of 3+ years financial services experience, preferably in Wealth Management
  • Series 7 & 63/65 or 66 registration preferred; if hired without licenses, must obtain within 90 days Knowledge of investment and banking products, policies & procedures is required
  • Strong client service and technical skills (MS Word & Excel)
  • Bilingual required – Portuguese strongly recommended
55

Investment Associate Resume Examples & Samples

  • Bachelor's degree or equivalent training and/or work experience
  • Minimum one year of trust/financial planning or related experience with client contact
  • This position requires that the incumbent be highly skilled in Microsoft Office (Word, Excel, Outlook, etc) and able to rapidly learn new software applications
  • Two years of trust experience
  • Experience dealing with high net worth clients
56

Investment Associate Resume Examples & Samples

  • 3 + years of investment banking or private equity experience
  • Strong analytical skillset coupled with the ability to clearly present finding
  • Strong excel experience
  • Cross sector experience preferred
57

International Trade & Investment Associate Wanted Resume Examples & Samples

  • At least 3 years’ solid experience in international law
  • Ideal candidate will have substantive experience in economic sanctions, export controls (ITAR and EAR), and CFIUS
  • Experience in anti-corruption and anti-money laundering compliance is also a plus
58

Investment Associate Resume Examples & Samples

  • Compliance experience
  • Customer contact experience, with an intermediate proficiency in managing various situations/issues with customers
  • PC skills- Proficiency in Word and Excel required, Powerpoint and Access a plus
  • At least one year of financial product sales /service experience required
  • At least two years of sales and client management experience
  • Demonstrated client retention skills
  • College Degree Preferred
  • Licenses/Certifications: FINRA Series 7, 66 required(Candidates without Series 7 & 66 Licenses may be considered with the approval of the Regional Sales Director. Accepted candidates must obtain these licenses within 90 days of their date of hire)
  • Appropriate State(s) Life & Health Insurance License(s)
59

Senior Investment Associate Resume Examples & Samples

  • Provide analytic and programming support for the development, maintenance, and enhancement of models used in investment management
  • Provide analytical and programming support for portfolio management and investment-related research
  • Assist Portfolio Managers with implementation and execution of all dimensions of the investment process
  • Provide analytic support for client-related presentations and research
  • Develop and maintain performance attribution reports for investment portfolios. Assist in the development of written pieces explaining relative performance to clients
  • Develop and maintain risk management reports for portfolio management
  • Develop and maintain various statistical analysis for use in portfolio management
  • Provide analytic and programming support for measuring and managing transactions costs
  • Participate in QMA research seminars
  • Participate in internal and external investment meetings
  • One to three years work experience in a related field is desirable, but not required
  • Individual should have an MBA or a Masters in Finance or Economics. Candidates with a Ph.D. are also encouraged as the positions have substantial opportunity for expanded responsibilities
  • There should be strong evidence of outstanding academic achievement
  • Strong quantitative skills and extensive knowledge of robust programming methods and performance optimization
  • Strong understanding of data structures and algorithms
  • Advanced knowledge of databases, including design, normalization, and query optimization
  • Foundation in investments, economics, and statistics is also important Excellent verbal and written communication skills desired
  • Most importantly, strong interpersonal skills, with desire to work as part of a team, are crucial
60

Alternative Investment Associate Resume Examples & Samples

  • Develop and continue to build out a database and metrics for non-standard portfolio investments, including asset backed securities, private placements and real-estate based assets
  • Service internally structured credit deals: liaise with front end deal team, legal, and external parties in order to assist with product onboarding, and provide Servicing level info to internal departments
  • Bachelor’s degree required, CPA or CAIA is strongly preferred
  • 3-5 years of relevant experience
  • Trustee or Custodial Prime Brokerage experience is also highly desirable
61

Global Investment Associate Resume Examples & Samples

  • Hedge funds, private equity and alternative investments
  • Sales strategies including: profiling, overcoming objections, negotiation, team selling approach, closing the sale and asking for referrals
  • Fixed income, equity, FX, and derivatives trading
  • Economic policy analysis and industrial/sectorial analysis, and its direct and indirect impact to markets
  • Conducting operations within FINRA and other regulatory agency guidelines and requirements
  • Analyzing the impact of specific financial instruments like currencies and fixed income, and how they can complement allocations for Latin American clients
  • Working with economic environments and trends in Latin America to advise clients on how global macro trends affect their asset allocation, investment goals and risk profile
62

Investment Associate Resume Examples & Samples

  • Collaborate with portfolio manager in the development of asset-liability management oriented investment policies and portfolio strategies that satisfy the businesss multiple objectives and constraints, including: investment income requirements, tolerance for financial statement volatility, RAROC, economic risk of loss, and returns on economic capital
  • Support the portfolio manager in constructing and implementing investment plans including development and monitoring of derivative strategies
  • Develop/apply analysis and reporting tools for evaluating investment activities in the context of financial and economic frameworks. Assessing portfolio investment performance and analyzing the drivers of results
  • Manage and support special projects on portfolio management-related issues such as building and supporting liability models, developing product hedging strategies, evaluating suitability and relative attractiveness of potential investment initiatives, and analyzing new business opportunities
  • Coordinate and partner with other insurance business functional representatives, and corporate functions (e.g., Enterprise Risk Management, Corporate Actuarial, Treasurers Department, and Finance) in addressing issues impacting the portfolios
  • Serve as team lead managing an investment analyst
  • Very strong analytic and quantitative skills. MBA degree or candidate strongly preferred, and CFA charter a plus
  • 5-7 years of prior investment experience required
  • Knowledge of investment/asset allocation theory and fixed income mathematics
  • Proficiency in Excel-based modeling (experience with VBA, MATLAB, or C++ is a plus)
  • Strong interpersonal skills, clear communication skills, and the desire and ability to work with business partners of different backgrounds
63

Investment Associate, Asset Management Resume Examples & Samples

  • Negotiate contracts with property management and leasing firms
  • Negotiate leases as appropriate
  • Prepare and/or review periodic internal reports prepared and respond to information requests from the home office
  • Assist in the budget process and preparation of the annual strategic plan for each property
  • Review periodic property reports and track operating performance. Prepare quarterly updates summarizing results
  • Bachelors degree in real estate, finance or related field required; Masters degree preferred
  • Candidates must have at least 2 years of experience in real estate investment management or related experience in financial services
  • Experience working across different property types (office, multi-family, retail, etc) is a plus
  • Understanding of real estate agreements including leases, purchase and sale agreements, management and leasing agreements, partnership agreements and loan agreements
  • Knowledge of west coast real estate markets; specific knowledge of Southern California markets is a plus
  • Understanding of basic real estate terms and concepts such as net leases, gross leases, contracts, rents, percentage rents, operating expenses, capital expenditures, recovery of expenses, property types
  • Understanding of basic finance concepts such as NOI returns, cash flow returns, internal rate of return, present value/discounted cash flow, capital markets
  • Understanding of transaction due diligence process
  • Ability to use financial and valuation software including Word, Excel, Argus and Resolve
  • Ability to perform market research
  • Strong interpersonal, communication and presentation skills
  • Capability of simultaneously handling multiple assignments
  • Ability to direct and monitor the activities of others on a systematic basis
  • Ability to negotiate acceptable terms with a third party
64

Investment Associate Resume Examples & Samples

  • Produce monthly and quarterly client reports inclusive of quantitative and qualitative data
  • Write quarterly commentary on existing investments using manager letters, performance information and meeting notes
  • Provide analytical performance reconciliation and reports while working closely with the appropriate team member to interpret the performance data
  • Liaise with Performance department, Custody, and Client Service Administrators to ensure portfolios are properly set up for performance measurement and transactions are captured accurately on the firm’s accounting system
  • Perform due diligence on external and affiliated investment managers, including traditional and alternative asset classes while providing manager research support for the team by gathering and monitoring quantitative and qualitative data on manager recommendations through a variety of sources
  • Develop and maintain internal research reports and recommendation profiles, capturing quantitative and qualitative performance metrics, investment strategies and other relevant information
  • Develop and define input/output for the team’s web-based alternative investment analytical system
  • Perform asset allocation analysis for current and prospective clients while working with other internal departments on asset allocation requests. Provide information to senior team members and help monitor portfolio asset allocation versus the client’s stated investment objectives and asset allocation guidelines
  • Provide cash flow analysis and wealth projections as needed for Advisory clients. Maintain awareness of client account activity (withdrawals, income sources, etc.)
  • Enter and execute mutual fund and ETF trades while allocating the trades based on recommendations approved by the client
  • Provide administrative support and respond to client requests as they arise
  • Bachelor’s degree in Finance, Business, Mathematics, or Economics
  • 1-3 years of work experience within the finance industry, preferably within manager due diligence
  • Strong analytical skills and attention to detail required
  • Strong communication skills, both written and verbal, with the ability to write client/portfolio commentary
  • Proficient with MS Office applications, especially Excel
  • Factset, Morningstar Principia, Caissa and Charles River experience a plus
65

Investment Associate Enterprise Risk Methodology & Analytics Resume Examples & Samples

  • Stress testing experience at an insurance company would be beneficial
  • Strong educational background in a quantitative discipline. ASA would be an advantage
  • Computer programming ability would be a benefit
66

Investment Associate / Actuarial, Manager Resume Examples & Samples

  • Asset Adequacy Testing & Risk Based Capital
  • Statutory Reporting
  • Asset Cash Flow Production
  • Statutory Standards and Governance
  • Emerging Regulatory Issues
  • Develop expertise in the assets that Prudential invests in and the creation of expected cash flows for those assets
  • Develop expertise in using the BondEdge vendor system. Participate in CASO's projects to enhance the asset cash flow process. This will include partnering with the technology area to develop a more robust modeling process and infrastructure
  • Collaborate with members of investment reporting and other investment areas
  • Learn the asset cash flow needs for each of the cash flow testing processes
  • Maintain a list of modeling issues. Work with the software vendor and/or data providers to resolve those issues
  • Research and test different asset valuation systems
  • Assist in the development of economic assumptions for actuarial calculations
  • Prepare thorough documentation of all work performed
  • Minimum 4 years Bachelor degree in Mathematics, Finance or other quantitative field
  • Minimum 3 years of work experience in a field such as statistics, economics, business finance, investment or other quantitative field
  • Strong computer skills with Excel/Word/Access. SQL, VBA or any computer programming experience is preferred
  • Asset modeling knowledge (knowledge of debt and equity security terms and valuation)
  • Solid verbal and written communication skills and the ability to collaborate with a broad variety of people
  • Experience with BondEdge, QRM, FactSet or any asset valuation system is preferred
  • System conversion experience is preferred
  • Derivative knowledge is a plus
  • Advanced degree in Mathematics, Finance or other quantitative field is a plus
  • CFA or any business related designation is a plus
  • Knowledge of insurance products is a plus
  • Drive to learn and stay current with new technologies is a plus
67

Investment Associate, Market Risk Management Resume Examples & Samples

  • Performing technical analysis of new business, hedging and other initiatives in order to support the Risk Identification & Assessment team
  • Qualitative and quantitative assessment (including, where relevant, the development of challenge models) of risk measures,
  • Bachelors degree in Mathematics, Finance, Economics, Engineering or another heavily quantitative discipline
  • 2-4 years of experiences in insurance companies, consulting firms, and/or investment banks
  • Proven analytical and research skills with extensive, hands-on actuarial and capital markets modeling experience in complex actuarial and financial analysis, fixed income markets, derivative modeling and/or portfolio asset liability management
  • Extensive experiences with insurance and annuity products are definite plus
  • Deep knowledge of statutory/GAAP accounting and actuarial valuation frameworks, together with market valuation and market factor sensitivity calculations for a broad range of asset and derivative instruments, including embedded derivatives in the insurance product portfolios, is highly desirable
68

Investment Associate for Baam Ventures Resume Examples & Samples

  • Financial analysis and modeling
  • Investment research
  • 3-10 years’ experience as an analyst at a hedge fund/asset manager or investment bank research department
  • Strong financial modeling skills and the ability to deconstruct a company’s financials
  • Sophisticated understanding of markets, instruments, and approaches within a strategy
69

Investment Associate, Citi Private Bank Resume Examples & Samples

  • CFA or CIM designation is required, as is the ability to be registered as an Advising Representative by the local securities regulator
  • At least 5 years of prior professional experience or related occupation
  • Ability to build strong relationships with product and other partners across the firm
  • Excellent written and communication skills
70

Investment Associate Resume Examples & Samples

  • Develop an independent, value-added perspective on investment discussions
  • Assistance in the execution of transactions
  • Cultivate a book of manager contacts for ongoing coverage
  • Communications with portfolio company senior management
  • 3-4 years’ total experience and ideally including experience from an Investment Banking or Leverage Finance banking program
  • A desire to work in a team environment often under pressure
  • An ability to manage ad hoc projects independently and to completion
71

Investment Associate, Centralized Resume Examples & Samples

  • Contacting KIS clients for review of accounts and issue resolution
  • Project involvement and/or assignments from management as required
  • Industry experience including but not limited to Corporate actions, 1099, statement and cost basis research, collections, New Account Process, Legal and Annuity documentation requirements
  • Retirement accounts including contribution, distributions and RMD calculations. Securities, Bonds, Annuity in addition to Mutual Fund classes and fee structures
  • Series 7 and Series 63 required. Life & Health insurance license and Series 66 preferred
  • Strong written and verbal communication
  • Excellent customer service and analytical skills
  • Ability to recognize and understand client issues and develop appropriate responses and solutions
72

Principal Investment Associate Resume Examples & Samples

  • Souring mandates
  • Minimum 3 year experience Mega Banks, Japanese Securities, Big 4 audit firms, Global Investment Bank or Strategic Consulting firms
  • Junior Candidate with no more than 8 year working experience
73

Investment Associate Resume Examples & Samples

  • Participate in all aspects of the investment sourcing, underwriting and diligence process for primary fund and separate account investments
  • Work with operations, accounting, tax and legal departments as part of the investment due diligence and execution process
  • Work with portfolio manager to optimize Prudentials real estate portfolio
  • 5+ years of prior investment experience
  • 3 years prior experience in direct real estate investment and/or real estate fund investment
  • Solid verbal and written communications skills
  • Strong project management skills with ability to manage multiple projects simultaneously
  • MBA or equivalent degree preferred; emphasis on real estate a plus
  • CFA or CAIA a plus
74

Investment Associate Resume Examples & Samples

  • Collaborate effectively with relationship managers and client service teams to ensure consistency in investment implementation
  • Act as a resource consultant for relationship managers and client service teams to assist them with efficient and effective investment implementation and management
  • Review and ensure adequate documentation related to portfolio exceptions including concentrations, off-list holdings and unique assets
  • Ensure appropriate plans and timely implementation of the same for diversification of concentrations, off-list holdings and unique assets where appropriate
  • Work with business line management to identify investment implementation risks
  • Partner with enterprise support functions (Technology, Operations, Human Resources, Compliance) to develop, implement and maintain streamlined account investment management procedures
  • Report issues and findings to Office Heads and Senior Management
  • Work with Compliance, Risk Management and Internal Audit to remediate findings
  • Design and monitor controls and evaluate the effectiveness of such controls
  • Provide semi-annual reporting to AT Operating Committee and assessment of adherence to investment platform, concerns, emerging risks
  • Relationship Management and Client Service teams
  • Atlantic Trust Investment Team
  • CIBC Infrastructure partners (Technology, Operations, Compliance, Internal Audit, Risk Management)
  • Bachelor’s degree required, finance or related field preferred
  • 5+ years experience in investment management, client management, compliance, audit or trust and account administration
  • An expanded knowledge of investment account administration, setting and implementing policies and procedures and fostering collaboration
  • Proficient with Microsoft Office and experience with multiple trust and investment management software applications
  • Strong team orientation, client service orientation, verbal and written communication skills, analytical and problem solving skills
  • Excellent judgment and ability to work independently
75

Stis Investment Associate Resume Examples & Samples

  • Series 65 or 66 license
  • 3 years of experience in the financial services or securities industry
  • Fully proficient in all brokerage desktop tools & procedures
  • Series 7, 63 and 65 (or 66) licenses. Minimum 4 years of experience in the securities industry
  • 3 years of direct experience
  • Sales related experience
76

Investment Associate Intern Resume Examples & Samples

  • Collaborate with portfolio managers to assess securities within investment objectives and fund restrictions for the Taxable, and at times for the Municipals, portfolios
  • Provides written investment recommendations for approval by the Global Liquidity Research Committee and
  • At times for the subsequent review by the Board of Trustees of the Invesco funds for inclusion on the various Approved Lists maintained by the Global Liquidity Research Department
  • Conducts ongoing and systematic financial review of all issuers and securities on the approved lists and prepares written watch or drop recommendations
  • Provide relative value recommendations on short-duration securities for inclusion in various ultra-short and short-duration portfolios
  • Communicates research information on current holdings to the portfolio managers, senior management, and the board of Trustees of the Invesco funds
  • Develops relationships with rating agency analysts to better understand their ratings process with the goal of better anticipating rating changes
  • Researches and studies industry information to build expertise in industry specialties and creates commentary from a top down perspective
  • Provides intra-company support in identification, evaluation, and monitoring of counterparty credit risk
  • A minimum of 1 - 3 years of experience in the financial services industry, specifically with emphasis on financial statement analysis, or an accounting or finance background, is required
  • Prior experience in portfolio management or credit analysis within the investment management industry, particularly within 2a-7 money market fund environment, is preferred
  • Must show the ability to make quick decisions, establish priorities, and concentrate on detailed information, sometimes under stressful conditions, for up to 70% of the work time
  • Must exhibit appropriate software knowledge of Bloomberg and Windows-based applications, with expertise in Excel, PowerPoint, and Word
  • The ability to cooperate in a team environment is critical
77

Investment Associate Resume Examples & Samples

  • Two years experience in brokerage or financial services support role
  • Required Licenses: FINRA Series 7 & 63. Preferred Licenses: 65 or 66 and state life and health insurance license
  • Working knowledge of investment products
  • Demonstrated excellent organizational skills and a strong attention to detail
  • Excellent computer skills: Word, Excel, Power Point, email, internet savvy, etc
  • Quickly gain broad knowledge of clients and their needs
  • Demonstrated ability to develop trusted advisor relationships
  • Strong customer service and analytical skills
  • Ability to use applicable equipment, which may include: PC Microsoft Office (including Word, Excel, etc.), Desktop, etc
78

Investment Associate Resume Examples & Samples

  • Research asset class and sector relative value opportunities from a qualitative and quantitative perspective
  • Due diligence work on evaluating opportunistic transactions which can be thematically-driven and provide attractive risk-adjusted returns
  • Analyze active risk management strategies
  • Macro economy and the capital market surveillance which also includes input from PIM asset management units, investment banks, and external asset managers
  • Use market information to formulate investment view and support PSG Capital Market Update (published bi-weekly)
  • Asset Management Unit liaison role which includes discussing investment opportunities, review market trends, and help resolve portfolio issues
  • An undergraduate degree in a highly quantitative discipline such as statistics, mathematics, business, engineering, economics, computer science, finance or a similar quantitative subject area
  • Ability to develop complex data models in Excel
  • Strong analytical, organizational and negotiating skills
  • Excellent structured problem solving and the ability to explain results (both oral and written)
  • Ability to comfortably interact with internal and external counterparties
  • Strong mathematics/finance background
  • MBA and/or CFA
  • Insurance company asset-liability experience or actuarial skills are highly desirable
79

Music Row Investment Associate Resume Examples & Samples

  • Series 7, 63 and 65 (or 66) licenses. (or ability to obtain them within the required period)
  • 4 years professional administrative experience, including 1 year of experience in the securities industry
  • Strong customer service and communication skills
  • 3 years experience in the financial services or securities industry
  • Life and Health Insurance license
80

LFG Investment Associate Resume Examples & Samples

  • Series 7 and Series 66 – to be completed prior to or shortly after employment begins
  • Knowledge of financial markets and products on a broad level, primarily centered around traditional investments (Equities, Fixed Income, etc.) as well as some understanding of alternative investments (Hedge Funds, Private Equity, Real Estate)
  • Primary emphasis on knowledge of investment vehicles related to Private Bank clients such as mutual funds, ETFs, separately managed accounts, alternatives funds, limited partnerships, etc
  • Proficiency in Microsoft Office products, particularly Excel and Power Point, and general tech proficiency and ability to pick up new software and concepts quickly
81

Investment Associate Resume Examples & Samples

  • Deal sourcing & screening
  • Industry and competitor reviews
  • Portfolio / fund analysis
  • Supporting other operational activities including marketing, portfolio administration, and contact management
  • Solid knowledge of fintech and related sectors
  • Have exceptionally strong analytic skills to put large amounts of information into context
  • Ability to work within an environment that deals with complex / ambiguous problems
  • Self-starter, able to initiate projects and work independently
  • Empathy, patience and a natural ability to believe what others don't
  • Bachelor's degree in mathematics, statistics, finance, economics, or accounting
82

Investment Associate Resume Examples & Samples

  • Perform marketing related activities to promote business growth
  • Cross train and back up on various functions within the Service and Support teams
  • High School Degree or equivalent required. College Degree in Business or Finance preferred
  • Demonstrate excellent organizational skills and a strong attention to detail
83

Investment Associate Latam Resume Examples & Samples

  • 1) Monitoring of capital markets and managed investments position
  • Capital Markets: follows all open structured notes and monitor the KI and KO levels as well as auto call dates and levels. Looks at new structures to replace those maturing or being called. As such, it is expect to interact with the capital markets desk
  • Managed Investments: Assists to managers and product calls and update the IC and Banker teams on the products through bullet points write ups. It is expected from the IC support to interact with the managed investments hub
  • 2) IC Travel
  • Good experience in analyzing, interpreting and managing quantitative data
  • The incumbent ideally has some prior market knowledge/experience within either: Equities, Fixed Income, Capital Markets or Alternatives
  • Fluent in English and Spanish, Portuguese a plus
  • Ability to communicate effectively with co-workers and clients
  • Successful team worker with ability to work individually
  • Pro-active service attitude and self-motivated
  • Ability to tackle changes in a constructive manner
  • Highly motivated and self-starter
  • Good organizational skills, ability to work under pressure and prioritize within tight deadlines
  • Proficiency of Microsoft applications (Word, Excel and PowerPoint) as well as Bloomberg
  • User knowledge of Citi developed applications
  • University degree or equivalent in related discipline (e.g. Finance, Economy, Business Administration)
  • Master degree or CFA a plus
84

Investment Associate Resume Examples & Samples

  • Research and resolve account / operational investment discrepancies
  • Work diligently toward mitigating losses due to error, being mindful of possible contingencies
  • Continue to develop fundamental investment knowledge, either through on the job training, online Northern educational seminars, formal graduate program or pursuance of the CFA designation or CFP® certification
  • Refinement of knowledge of investment strategies and instruments through continual contact with Northern Trust investment research areas and other industry professionals
  • Knowledge of investment, economic and financial principles, acquired through completion of a formal degree program, while maintaining a 3.00 or higher GPA, is required for this position
  • Securities / investment industry knowledge
  • Analytical skills, problem solving skills, intellectual curiosity, ability to work closely within a team framework, and excellence in execution are essential to be successful in this role, which may lead, over a period of time, to portfolio manager responsibilities
  • Additional skills which are desirable for this position are the ability to handle multiple tasks, adjust to competing priorities as needed, and timely completion of assignments
85

Investment Associate, Modeling & Analysis Resume Examples & Samples

  • Bachelors degree in quantitative field
  • 2-5 years of relevant work experience
  • Expertise in Excel, SQL, and programming languages such as Python
  • Experience with financial data and models. Credit experience desired
86

Buy Out Investment Associate to VP Resume Examples & Samples

  • Perform Execution work in Buy Out Investment Transactions
  • Create financial models
  • Solid track record in Investment Bank , Strategic Consulting or PE Fund in Japan
  • Junior Candidate with no more than 7 year working experience
  • PE Fund experience
87

Investment Associate, Client Services Resume Examples & Samples

  • Provide day to day support to current and prospective clients for the core plus and value add funds
  • Coordinate regular client reporting and prepare responses to ad-hoc client requests
  • Compile responses to RFPs, RFIs, DDQs and other client inquiries
  • Assist in the development of client presentations and pitch books in support of all client service, relationship management and business development efforts
  • Coordinate responses to client requests across portfolio management, business development, marketing communications, investor services and other functional groups
  • Provide support for the compilation of quarterly fund analytics
  • Minimum of 3 years experience in client services, investor relations or related function within or supporting the investment management industry; experience in real estate preferred
  • A high degree of professionalism and strong work ethic
  • Excellent writing and project management skills
  • Technologically savvy
  • Excellent multi-tasking capabilities
  • Strong initiative, good judgment, and attention to detail
  • Positive, "can-do" approach to work
  • Discretion required in handling highly sensitive and confidential information
  • High level of proficiency with software programs such as Microsoft Word, Excel and PowerPoint
  • Ability to compose routine letters and emails
  • Flexibility to work overtime if necessary
88

Investment Associate Upstream Oil & Gas Resume Examples & Samples

  • Minimum of 4 years as analyst/associate at a private equity firm, investment bank, or endowment/foundation with direct investment platform
  • Experience in upstream oil & gas investing
  • The ability to interact with portfolio companies and investment partners
  • Solid analytical and quantitative skills with strong attention to detail
  • Strong Excel and PowerPoint skills
  • Intelligent, analytical, collaborative, self-aware, confident and comfortable with ambiguity
  • Flexibility for travel
  • BA/BS degree with MBA and/or CFA
89

Investment Associate Located Resume Examples & Samples

  • Develop strong networks and source investment opportunities relevant for LGT IV
  • Get involved in the deal at an early stage and support the senior team in investment analysis with industry/ market research, site visits, management discussions, review of business plan and financial statements, valuation, commercial negotiations, deal structuring and legal documents
  • Prepare documents for internal discussions and presentation to the Investment Committee
  • Actively support lead Investment manager and provide strategic inputs based on analysis of operational and financial information received from portfolio companies
  • Review the monthly MIS from portfolio companies and prepare status reports for LGT IV Board
  • Multi-tasker with excellent research and analytical skills, both qualitative and quantitative, that can be applied to evaluation of business models
  • Strong quantitative skills to develop and review financial models and other financial information
  • Self-starter, keen to work independently with limited supervision
  • Excellent written and oral